Beruflich Dokumente
Kultur Dokumente
Edith V. Sullivan, Ph.D.; R. Adron Harris, Ph.D.; and Adolf Pfefferbaum, M.D.
Over the past 40 years, rigorous examination of brain function, structure, and attending factors
through multidisciplinary research has helped identify the substrates of alcoholrelated damage in the
brain. One main area of this research has focused on the neuropsychological sequelae of alcoholism,
which has resulted in the description of a pattern of sparing and impairment that provided an
essential understanding of the functional deficits as well as of spared capabilities that could be useful
in recovery. These studies have elucidated the component processes of memory, problem solving, and
cognitive control, as well as visuospatial, and motor processes and their interactions with cognitive
control processes. Another large area of research has focused on observable brain pathology, using
increasingly sophisticated imaging technologies—progressing from pneumoencephalography to
computed tomography, magnetic resonance imaging (MRI), diffusion tensor imaging, and functional
MRI—that have enabled ever more detailed insight into brain structure and function. These
advancements also have allowed analysis of the course of brain structural changes through periods of
drinking, abstinence, and relapse. KEY WORDS: Alcohol dependence; alcohol use disorders; alcoholism; alcohol
and other drug effects and consequences; brain; brain function; brain structure; brain imaging; neuroimaging;
neuroscience; cognition; cognitive process; magnetic resonance imaging
L
ooking at publications from and that acetaldehyde is the effec enhanced neurotransmission using
the early 1970s, one is struck tive agent has a boomerang quality the neurotransmitter γaminobutyric
by the lack of research on because it is discarded every few acid (GABA) in the spinal cord.
alcohol’s actions on the brain. How years, only to return later. In fact, This was ignored until the mid
ever, closer consideration shows that evidence continues to accumulate 1980s (e.g., Allan and Harris 1986),
there also was a lack of neurobiology that alcohol consumption can result but since then, GABA receptors
research in general; moreover, most in brain acetaldehyde levels that have emerged as a major target of
of the techniques critical to modern may be pharmacologically impor ethanol’s actions and continue to
neuroscience were not available in tant (Deng and Deitrich 2008). be an area of intense research
1970. Behavioral genetics and elec However, the role of acetaldehyde interest (Kumar et al. 2009).
trophysiological recording from as a precursor of alkaloid conden Another receptor now recognized
slices of brain tissue were in their sation products is less compelling. as central to alcohol’s actions is the
infancy, and other tools (e.g., Lee and colleagues (2010) con NmethylDaspartic acid (NMDA)
recombinant receptors, patchclamp cluded that alcohol consumption subtype of glutamate receptors. This
recording, singlechannel analysis, does not result in production of receptor forms a channel through the
microdialysis, gene expression mea salsolinol; however, initial studies cell membrane that upon activation
surement, and recombinant inbred by other researchers have provided allows the flow of positively charged
mice) that commonly are used some evidence that another alka ions (e.g., Na+, K+, or Ca2+ into and
today simply did not exist. What loid, tetrahydropapavroline, may out of the cell). Remarkably, the
research areas were emerging in be formed in the brain from inhibitory action of alcohol on these
the 1970s and how have they con ethanol and has important phar key receptors was not identified until
tributed to the success of alcohol macological properties—bringing 1989 (Lovinger et al. 1989). Another
research over the past 40 years? the discussion full circle to Davis’ type of channel affected by alcohol
proposal of 40 years ago. is known as calciumactivated potas
The Role of Acetaldehyde sium channels. These channels now
Alcohol’s Actions on are known to be very sensitive to
One prescient idea was that the ethanol and important for alcohol’s
primary breakdown product of Neurotransmitters
actions in animal models, such as
alcohol, acetaldehyde, rather than Alcohol’s actions on synaptic the fruit fly Drosophila and round
the alcohol itself (i.e., ethanol), transmission essentially were worm Caenorhabditis, as well as in
may have a key role in brain changes unknown in 1970 and only have the mammalian nervous system
produced by chronic alcohol con been slowly (and sometimes painfully) (Treistman and Martin 2009). This
sumption. The observation that established during the past decades. was first noted by Yamamoto and
opiates in the poppy plant are pro One of the first studies showed Harris (1983) using biochemical
duced in a chemical reaction called that ethanol inhibited the release measurements, but further progress
condensation from dopamine and of the signaling molecule (i.e., required development of electro
acetaldehyde led to the hypothesis neurotransmitter) acetylcholine physiological techniques to measure
that excessive alcohol consumption from the cortex (Phillis and currents from these channels as well
might generate sufficient acetalde Jhamandas 1970); these studies as cloning of the cDNAs encoding
hyde in the brain to allow conden subsequently were extended to a family of channels known as big
sation with biogenic amines show ethanolrelated inhibition of conductance K+ (BK) channels.
including dopamine, serotonin, release of other neurotransmitters. Ethanol’s actions on these channels
and norepinephrine to produce One of the mechanisms responsible were not defined until the mid
psychoactive alkaloids such as sal was an inhibition of voltage 1990s (e.g., Dopico et al. 1996).
solinol. These ideas first were devel dependent ion channels (Harris and The neurotransmitter dopamine
oped in a series of articles from the Hood 1980). These studies initiated now occupies a place of prominence
laboratory of Virginia Davis, includ exploration of ethanol’s actions on in the neurobiology of alcoholism
ing articles published in Science and ion channels, which has become because acute alcohol exposure acti
Nature (Davis and Walsh 1970; central to the neurobiology of vates dopaminergic reward pathways
Yamanaka et al. 1970). The idea alcohol. One prescient study by and chronic treatment produces a
that alcohol is only a “prodrug” Davidoff (1973) found that ethanol hypodopaminergic state associated
with dysphoria and, perhaps, relapse that alcohol can alter these lipid– HARRIS, R.A., AND ALLAN, A.M. Functional
(Koob and Volkow 2010). coupling of gammaaminobutyric acid receptors
protein interactions and thus alter to chloride channels in brain membranes. Science
However, dopamine is a relative protein function (Yuan et al. 2008). 228:1108–1110, 1985. PMID: 2581319
newcomer to neuropharmacology,
and interest in alcohol’s actions on HARRIS, R.A., AND HOOD, W.F. Inhibition of
Conclusions synaptosomal calcium uptake by ethanol. The
dopaminergic systems developed Journal of Pharmacology and Experimental
slowly. A pioneering study (Black et In summary, the technology for neu Therapeutics 213:562–568, 1980. PMID: 7193727
al. 1980) noted decreased dopamin robiological studies was remarkably
HARRIS, R.A.; TRUDELL, J.R.; AND MIHIC, S.J.
ergic function during alcohol with primitive in 1970, and few laborato Ethanol’s molecular targets. Science Signaling
drawal in mice. Only much later ries were applying even these limited 1:re7, 2008. PMID:18632551
(e.g., Samson et al. 1992) was alco approaches to understanding neu
KOOB, G.F., AND VOLKOW, N.D. Neurocircuitry
hol selfadministration linked to ronal actions of ethanol. However, of addiction. Neuropsychopharmacology 35:217–
release of dopamine in the nucleus several prescient ideas emerged quite 238, 2010. PMID: 19710631
accumbens. early, including a role for acetalde KUMAR, S.; PORCU, P.; WERNER, D.F.; ET AL.
hyde and its condensation products The role of GABA(A) receptors in the acute and
Other Research Directions in alcohol’s action, as well as the chronic effects of ethanol: A decade of progress.
identification of GABAergic synapses Psychopharmacology 205:529–564, 2009. PMID:
It also is informative to consider ideas 19455309
and ion channels as sensitive targets
of alcohol in the brain. ■
that have not contributed markedly
LEE, J.; RAMCHANDANI, V.A.; HAMAZAKI, K.; ET
to current science. One research theme AL. A critical evaluation of influence of ethanol
of the 1970s was ethanol interactions —R. Adron Harris, Ph.D. and diet on salsolinol enantiomers in humans
with membrane lipids. The rationale and rats. Alcoholism: Clinical and Experimental
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string of numbers to perform mental selective to specific components of cog Such disruption of information shar
arithmetic), problem solving, atten nitive functions. Nonetheless, difficul ing between the hemispheres in alco
tional focus (i.e., the ability to attend ties in performing tests of visuospatial holics was predicted by experiments
to one focus and exclude extraneous ability were commonly identified with predating quantitative brainimaging
information from distracting from the Wechsler tests of intelligence (Victor methods that provided behavioral
focus), and sequencing and temporal et al. 1989). These tests were found to evidence for callosal dysfunction
ordering (i.e., putting items into a logical be reliably sensitive to alcoholism long before it was demonstrated
order or prioritizing tasks to accomplish related dysfunction, including the with behaviorneuroimaging studies
throughout the day) (Salmon et al. block design test, in which patients are (OscarBerman 1992). Similarly,
1986; Sullivan et al. 1997). timed while copying twodimensional another brain region that had been
Vulnerability to distraction by irrel designs using threedimensional blocks, implicated in visuospatial processing
evant information (Hada et al. 2000) and the object assembly test, in which deficits in alcoholics was the parietal
and engagement in risky behavior patients are timed while constructing a lobes, assumed from studies of focal
(Bjork et al. 2004; Fein et al. 2006) common object from puzzle pieces lesions; however, only recently was
each may contribute to difficulty in (Parsons and Nixon 1993). Longitudinal this association confirmed with MRI
establishing and maintaining mental assessment identified enduring impair and visuospatial testing in alcoholics
set (that is, a cognitive strategy) ments in visuospatial perception (e.g., (Fein et al. 2009).
when solving a problem (Fabian and seeing a figure embedded in a complex
Parsons 1983; Tarter and Parsons drawing) (Fama et al. 2004) and con Motor Systems, Speed of Movement,
1971). Therefore, rather than being struction (e.g., copying a complex line and Interaction with Cognitive
hampered by perseverative respond drawing) (Sullivan et al. 1992) in both Control Processes: Then and Now
ing—that is, giving the same response uncomplicated alcoholics (Beatty et al.
1996; Brandt et al. 1983) and alco Dramatic improvement occurs from
that was correct for a previous question
holics with KS (Victor et al. 1989). acute alcohol intoxication to sobriety
to a new question requiring a different
Recognizing the complexity of in eye–hand coordination, stability
response—alcoholics are more prone to
visuospatial processing, later studies in gait and balance, and speeded per
failure in finding a theme when solv
employed new paradigms to parse its formance. This clinically obvious
ing a problem (Sullivan et al. 1993).
components. An example demon improvement may have diminished the
It may be of little surprise that
strating the interaction of perceiving recognition of residual impairment in
alcoholics are particularly challenged
complex visual information and the upper and lowerlimb motor control,
in reordering their everyday living
ability to focus attention without dis which alcoholics can sustain even with
and work activities considering these
traction comes from the global–local prolonged sobriety. Thus, relative to
deficits in working memory, mainte
test. This test requires subjects to cognitive studies, this area may have
nance of mental set, distractibility,
attend and respond to either a large received shortshrift in formal testing.
and sequencing. Together, these diffi
letter or tiny letters presented in the Nonetheless, a common theme did
culties could result in “learned help
form of the large letter. A large letter emerge when formal studies of motor
lessness” and dampened motivation
is a considered a global stimulus, which performance were included in neuro
to face the challenge of change. Not
usually is processed by the right cere psychological assessment—namely,
all alcoholics, however, exhibit impair
bral hemisphere; conversely, a tiny that alcoholics can perform eyehand–
ment in all of these functions, there
letter is considered a local stimulus, coordinated tasks at normal levels but
by adding to the heterogeneity of the
which usually is processed by the left do so at slower speed (JohnsonGreene
expression of the alcohol dependence
cerebral hemisphere. When the large et al. 1997; Sullivan et al. 2002). This
syndrome. Recognition of which of
(global stimulus) and tiny (local stimu speed–accuracy trade off may underlie
these processes are spared and which
lus) letters both contain target letters, performance deficits noted on timed
are impaired in a given patient could
responses are fast. However, when tests, whether of a cognitive or motor
provide an empirical basis for target
global and local information are con nature.
ed behavioral therapy during periods
tradictory, alcoholics find it difficult Caricatures depict “drunkards” as
of recovery.
to disengage from one level of pro stumbling and uncoordinated, yet
cessing to the other. Moreover, the these motor signs are, for the most
Visuospatial Processes: degree of difficulty in disengaging part, quelled with sobriety. More
Then and Now correlates with the integrity of the detailed quantitative assessment of
Early neuropsychological studies of corpus callosum, the brain structure gait and balance using walkaline
alcoholism often focused on KS and that connects the two cerebral hemi testing or force platform technology,
used test batteries (e.g., the Wechsler spheres and enables transfer and inte however, has revealed an enduring
Bellevue, HalsteadReitan, Luria gration of information (like global instability in alcoholic men and
Nebraska tests) that were quantitative and local features) between the hemi women even after prolonged absti
and standardized but not necessarily spheres (MüllerOehring et al. 2009). nence. Thus, even with sobriety,
In Vivo Neuroimaging shrinkage rather than as irreversible ventricles than would be expected
Studies: Then and Now tissue loss (i.e., atrophy) (Ron et al. for their age (Jernigan et al. 1982;
1982). The distinction between perma Pfefferbaum et al. 1986, 1988).
Pneumoencephalography. Initial in nent and transient brain tissue damage
vivo studies of the brains of alcoholics was made in light of the landmark lon MRI. A quantum leap for in vivo
were conducted using pneumoencepha gitudinal imaging study of Carlen and image resolution and differentiation of
lography (PEG). To obtain images of colleagues (1978), who reported at tissue type and quality came with MRI
the brain, the ventricular system was least partial reversal of ventricular and (for a review of methods and findings,
drained of cerebrospinal fluid (CSF), sulcal enlargement in alcoholics who see Rosenbloom and Pfefferbaum
which was then replaced with air, usu had remained sober for about 1 month 2008). Some of the quantitative methods
ally resulting in severe headache. The to 2 years compared with an initial CT developed for CT also were applicable
images obtained with PEG were two taken a few weeks after detoxification. to MRI (see figure 2D), but additional
dimensional only and provided tissue Although imperfect (see Hill and ones needed to be developed to differ
contrast of little use for quantification; Mikhael 1979), this seminal longitu entiate gray matter from white matter
however, they did provide initial in dinal study was an impetus for (Lim and Pfefferbaum 1989). Application
vivo evidence for ventricular enlarge developing quantitative methods for of semiautomated segmentation meth
ment in detoxifying alcoholics (see fig deriving regional volumes of CSF in ods to measure volumes of gray matter
ure 2A) (Brewer and Perrett 1971). alcoholics and for employing adequate (which contains cell bodies of neurons)
Computed Tomography. With the control groups to adjust volume mea and white matter (which contain the
advent of computed tomography surements for variation attributable fiber bundles and extension of neurons
(CT), significant progress was made in to sex differences, normal aging, and that connect brain regions) revealed
indexing the severity of brain shrinkage measurement error (e.g., resulting profiles of regional differences between
in terms of enlargement of the ventri from differences in head placement in alcoholics and control subjects that
cles and regional cortical sulci (see fig the scanner). Later controlled studies were modulated by age. In particular,
ure 2B and C). The expansion of the generated objective evidence for an among adults, older, but not younger,
fluidfilled spaces of the brain was age–alcoholism interaction, in which alcoholics showed a disproportionate
interpreted as a sign of local tissue older alcoholics had more enlarged deficit in both gray matter and white
matter cortical volume when the
volumes were statistically adjusted
for brain tissue declines associated
with normal aging in adulthood
(Pfefferbaum et al. 1997). This age–
alcoholism interaction also was present
in other brain structures, including
the corpus callosum (Pfefferbaum et
al. 1996), hippocampus (Sullivan et al.
1995), and cerebellum (Sullivan et al.
2000a). Although it is likely that older
alcoholics could have consumed more
alcohol in their lifetimes than younger
ones, differences in amount drunk over
a lifetime was not the only reason for
the age–alcohol interaction.
In vivo neuroimaging using
conventional MRI has provided
convergent validity for the gross
white matter structural abnormalities
(i.e., dysmorphology) observed post
Figure 2 Examples of different neuroimaging modalities. A) Pneumoencephalogram—the air mortem by showing evidence for
in the ventricles shows up white. Adapted from (Brewer 1974). B) Earlygeneration white matter volume shrinkage with
computed tomography (CT)—the cerebrospinal fluid (CSF) in the large sulci shows up chronic heavy drinking (Estruch et al.
black. C) Secondgeneration CT—bone shows up white, brain tissue is gray, CSF is 1997; Hommer et al. 1996, 2001;
black. D) T1weighted magnetic resonance (MR)—gray matter shows up gray, white Pfefferbaum et al. 1992, 1996;
matter is white, CSF is black. E) Diffusion tensor fractional anisotropy image—white Symonds et al. 1999). Although post
matter tracts show up white. F) Regions showing activation on functional MR imaging
mortem studies have been essential in
(fMRI) (yellow) are superimposed on a T1weighted MRI.
identifying sources of microstructural
abnormalities in alcoholism, the process
greater role for demyelination than performance differ from those activated new neural pathways taken can be
axonal degeneration in the compromise by control subjects. A theme emerging identified with fMRI. These analyses
of white matter integrity. This dis from these studies has been that alcoholics found that a change in processing
tinction provides convergent validity can show performance compensation strategy occurs, where alcoholics use
with postmortem findings, establishing at the price of cortical processing ineffi inefficient neural systems to complete
DTI metrics as in vivo markers of ciency. For instance, when engaging a task at hand because the preferred
white matter neuropathology. spatial working memory and attention, neural nodes or connecting fiber tracks
control subjects activate the dorsal neural are compromised. Such compensatory
Functional MRI. Whereas MRI and stream and dorsolateral prefrontal cortex. activation may be crucial for ade
DTI provide visual and quantitative By contrast, alcoholics activate the quately completing a task but curtails
information about brain structure, ventral neural stream and ventrolateral available capacity to carry out multiple
functional MRI (fMRI) can detect prefrontal cortex (Pfefferbaum et al. activities in parallel. Ultimately,
changes in blood oxygenation that occur 2001). In a verbal working memory structural abnormalities impose a
when a subject performs cognitive or setting, alcoholics recruit more widely fundamental change in the choice of
motor tasks while in the scanner (see spread areas of frontal and cerebellar cognitive operations possible for the
figure 2F). In short, fMRI is a safe, brain regions than do control subjects to alcoholic (see figure 5). In this way,
noninvasive method that can detect achieve normal levels of performance alcoholinduced insult to the brain
the small but consistent changes in (Desmond et al. 2003). Finally, in a that limits higherorder cognitive
blood oxygenation when a specific task requiring resolution of proactive capacity may sustain the propensity
brain region is activated (i.e., the blood interference (that is, interference result to engage in harmful drinking and
oxygen level–dependent or BOLD ing from previously encountered infor enable the alcohol dependence syn
response) (Adalsteinsson et al. 2002). mation), alcoholics activate a frontally drome. These compensatory brain
It has enabled detection of how alco based brain system associated with mechanisms identified with fMRI are
holics and control subjects may differ highlevel executive function rather consistent with earlier theories about
in the brain systems that are recruited than the basal forebrain system that is processing inefficiency based on cog
to perform a task. For example, fMRI activated in control subjects and which nitive testing only (Nixon et al. 1995;
studies performed in recovering alco is adequate for completing this low Ryback 1971).
holics have revealed that in test situa level function (De Rosa et al. 2004). Another theme of fMRI studies
tions in which alcoholics are adequately Degradation of brain structure appears has been the identification of reward,
practiced to perform cognitive tasks on to underlie alcoholismrelated alter emotional control, and oversight systems
which they usually show impairment, ations in the selection of cognitive in recovering alcoholics; youth with
the brain systems activated during task strategies to execute a task, and the low versus high risk for developing
alcohol use disorders; or in craving
paradigms. In discerning emotional
information suggested by pictures
focusing on facial features, highrisk
youth displayed less brain activation
compared with lowrisk youth, sug
gesting a predisposition for attenuated
ability to interpret facial emotion
(Hill et al. 2007). Craving paradigms
use alcohol beverage stimuli (e.g.,
a chilled glass of foaming beer) to
examine differences between alco
holics and control subjects in brain
activation in response to alcohol
relevant stimuli (Myrick et al. 2004;
Tapert et al. 2003). These studies
have resulted in the identification of
alcohol reward brain systems (Makris
Figure 4 An example of fiber tracking. Midsagittal view of a diffusion tensor image (DTI) of fractional
et al. 2008) (see figure 6). Brain regions
anisotropy in gray tones, where brighter intensities in white matter reflect a more highly commonly invoked in rewarding
and linearly organized microstructure. Superimposed are threedimensional, bilateral conditions are the nucleus accumbens
depictions of fiber bundles identified with fiber tracking of DTI data: mustard = superior and ventral tegmental area. As a
cingulate bundle; green = inferior cingulate bundle; blue = corticospinal tracts; point of translation, these brain
orange = fornix; red = pontocerebellar tracts. regions identified in humans also
are implicated in animal models of
O
ne benefit of the develop
ment of technologies for can be done by demonstrating that 1 (i.e., matrix reasoning) occurs with
quantitative analysis of compromised performance on a a brain lesion in site 1 (i.e., parietal
brain structure and neuropsycholog test assessing the function (e.g., cortex) but not site 2 (i.e., prefrontal
ical test performance was the intro on the matrix reasoning test, which cortex), whereas compromised
duction of a new way to establish assesses nonverbal intelligence) occurs performance on test 2 (i.e., spatial
associations and dissociations between with a brain lesion in the hypothe working memory test) only occurs
brain structures and function using sized neural source (e.g., the parietal with a brain lesion in site 2 (i.e.,
a modified version of the “double cortex). Then, the next crucial step prefrontal cortex). However, uncom
dissociation” model (Teuber 1955) is to demonstrate a double dissocia plicated alcoholics normally do not
(see figure 1). According to the clas tion using tests for two different endure discrete and complete struc
sical double dissociation model, to functions (e.g., the matrix reasoning tural brain lesions, per se. Therefore,
be able to draw the conclusion that test and a test of spatial working the traditional double dissociation
a certain brain structure or network memory) and assessing lesions in approach would require identifica
is the neural source of a particular two different brain regions (e.g., the tion of two subject groups—one
cognitive or motor function, it is parietal cortex and the prefrontal group with a brain lesion in one
essential to demonstrate first an cortex). Double dissociation exists location and another group with a
Continuous Measurements
Hip
Hippocampal volum
lume Pari
arietal
etal cortica
ical vo
volum
lume
Figure 1 Overview of the double dissociation model. The “classical” approach assesses lesions in a specific brain region that are associated
with circumscribed deficits. The incomplete model allows assessment of associations between dynamic lesions (e.g., lesions that
may decrease and increase with sobriety and relapse) and deficits in performance that can vary in severity along a continuum.
lesion in a different location—and showed compromise (i.e., abnor quantification of the relationship
tests of two functions, one related to mally high diffusivity) of the genu on a continuum (see figure 1).
the brain lesion in one subject and the splenium of the corpus cal Establishment of double dissociation
group and the other function losum. Correlational analysis indi indicates that significant variability
related to the brain lesion in the cated a double dissociation: Poor is present in brain structural and
other subject group. working memory performance cor functional measures of alcoholics
Instead of two separate groups of related with greater diffusivity in the
alcoholics, however, Pefferbaum and genu but not the splenium, whereas and provides evidence that the
colleagues (2006) studied a group of poor matrix reasoning performance cognitive and motor deficits of
alcoholics who were heterogeneous correlated with greater diffusivity in alcoholics are not simply the result
with respect to both behavior and the splenium but not the genu. of generalized brain insult but rather
brain integrity. Some exhibited behav The development of quantitative are related to compromise of
ioral deficits on tests of spatial work measures of brain structure (e.g., specific brain systems. ■
ing memory and others on matrix regional tissue volume) joined with
reasoning testing (see figure 2). In quantitative measures of cognitive —Edith V. Sullivan, Ph.D., and
addition, some of the alcoholics or motor performance enabled Adolf Pfefferbaum, M.D
0.5 Controls
Alcoholics
0
Z- Scor e
-0. 5
2 2
-1
Matrix Reasoning Z-score
1
Working M emory Z-score
0
-1. 5
0
Working Matrix Atax ia
Memor y
-1 -2
-2
-4
-3
-4 -6
-2 0 2 4 6 -4 -2 0 2 4
Genu <D> Z-score Splenium <D>Z-score
• Poor working memory relates to high genu but not • Poor matrix reasoning relates to high splenium but
splenium diffusivity. not genu diffusivity.
Figure 2 Example of a demonstration of double dissociation establishing the association between lesions in different regions of the corpus
callosum and specific cognitive deficits. Thus, deficits in working memory were associated with compromised structure of the frontal
end (i.e., genu) of the corpus callosum, whereas deficits in matrix reasoning were associated with compromised structure of the
posterior end (i.e., splenium) of the corpus callosum.
Course of Brain
Structural Changes
in Alcoholism
Alcoholism follows a dynamic course,
with alternating periods of excessive
drinking and sobriety. Concomitant
with this course, measurable decline
and improvement occurs in selective
functions of cognitive and motor abili
ties (Brandt et al. 1983; Parsons 1983).
But only with the advent of in vivo
longitudinal neuroimaging have
researchers been able to document Figure 5 Different patterns of brain activation exist in alcoholics and control subjects. The
changes in brain structure in parallel figure is a composite of images from several functional magnetic resonance imaging
with drinking behavior and functional (fMRI) studies. Brain regions showing greater activation in controls than alcoholics
changes (e.g., Rosenbloom et al. 2007; to accomplish a given task are highlighted in yellow and brain regions showing
Sullivan et al. 2000b). These studies greater activation in alcoholics than in controls are shown in turquoise. On a func
began with the landmark study of tional level, the shift in functional anatomy (as determined by fMRI) combined with
Carlen and colleagues (1978), who incomplete brain lesions (indicated by diffusion tensor imaging) can result in
apparently normal performance, but at the price of usurping reserves that reduce
used CT to show recovery of brain
processing capacity for conducting multiple tasks simultaneously or efficiently.
tissue with sobriety.
Longitudinal MRI studies of alco SOURCE: OscarBerman and Marinkovic 2007.
holics have found that following about
1 month of abstinence from alcohol,
cortical gray matter (Pfefferbaum et
al. 1995), overall brain tissue (Gazdzinski
et al. 2005), and hippocampal tissue
(Gazdzinski et al. 2008) increase in
volume. With longerterm followup,
alcoholics who maintain sobriety may
show shrinkage of the third ventricu
lar volume (Pfefferbaum et al. 1995)
or a general increase in brain volume
(Gazdzinski et al. 2005) notable in
frontal and temporal regions (Cardenas
et al. 2007). Alcoholics who relapse
into drinking, in contrast, show
expansion of the third ventricle and
shrinkage of white matter (Pfefferbaum
et al. 1995) or loss of overall brain
tissue relative to that seen at study entry
(Cardenas et al. 2007; Gazdzinski et
al. 2005). Cortical white matter vol
ume may be particularly amenable to
recovery with prolonged sobriety Figure 6 The reward model developed by OscarBerman. Using evidence from structural
and functional magnetic resonance imaging (MRI), OscarBerman and colleagues
(Agartz et al. 2003; Meyerhoff 2005;
proposed this model of brain regions involved in what they termed is the extended
O’Neill et al. 2001; Shear et al. 1994) reward and oversight system. The arrows indicate known directional connections
or vulnerable to further decline with between brain structures of the extended reward and oversight system. SLEA,
continued drinking (Pfefferbaum et sublenticular extended amygdala.
al. 1995). Over a 5year longitudinal
SOURCE: Adapted from Makris et al. 2008.
study, prolonged sobriety was associ
ated with improvement or stabiliza
Advances in Neuroscience
The advances made over these first 40
years have enriched understanding of
alcoholism from a neuroscience per
spective and have expanded concepts
of neuroplasticity in the human brain.
The innovations enabling discoveries
also have generalized to other areas of
neuroscience, exemplified by our
understanding of neural degradation
with chronic alcoholism and repair
with sobriety. Original concepts of
brain structure modification were
unidirectional—that is, degradation
occurred with age or disease without
the chance of neuronal regeneration.
Now, evidence supports the possibility
Figure 8 Changes in ventricular size in humans and rats after resumption of drinking or contin of neurogenesis as part of a repair
ued sobriety. A) A 41yearold alcoholic woman when sober (left) and 1 year later process (Nixon and Crews 2004) or at
after resuming drinking (right). Note the ventricular expansion (red circle). B) A 48
yearold woman before (left) and after (right) 1 year’s continued sobriety. Note the
least for creating a milieu for repair of
ventricular contraction (red circle). C) Wistar rat before (left) and after (right) acute cell bodies and their processes. Repair
binge alcohol gavage for 4 days. Note the ventricular and pericollicular expansion of white matter constituents, including
of cerebrospinal fluid (CSF) (red arrows). D) The same animal after 1 week recovery myelin, also can transpire. A greater
(right), showing return to preexposure CSFfilled spaces. understanding of this process is emerg
ing following the identification, for
example, of altered myelin repair gene
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