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Obiasca vs.

Basallote │ Kat  Ombudsman found Oyardo and Gonzales


February 17, 2010 administratively liable for withholding information from
ARLIN B. OBIASCA, Petitioner, vs. JEANE O. Basllote on the status of her appointment, and
BASALLOTE, Respondent. suspended them from the service for three months. Diaz
CORONA, J. was absolved of any wrongdoing.
 Basallote also filed a protest with CSC Regional Office
SUMMARY: Basallote was appointed as Administrative Officer II. V.
However, her appointment could not be her forwarded to the CSC  CSC Reg. Office V: Dismissed protest. It should first be
because of her failure to submit the position description form submitted to the Grievance Committee of the DepEd for
(PDF) duly signed by Gonzales (school principal). Despite appropriate action.
repeated requests, the signature could still not be obtained. She  MR: Protest was reinstated but was eventually dismissed
was then advised by Oyardo (new City Schools Division for lack of merit.
Superintendent) to return to her former teaching position of  CSC Regional Office: Dismissed the appeal for failure to
Teacher I. Subsequently, Oyardo appointed Obiasco as show that her appointment had been received and
Administrative Officer II. This prompted Basallote to file a protest attested by the CSC.
with the CSC. The CSC approved Basallote’s appointment and  CSC (November 29, 2005 resolution): granted the
recalled the approval of Obiasca’s appointment. The CA and the appeal, approved Basallote’s appointment and recalled
SC agreed with the CSC. The appointment of Obiasca was the approval of Obiasca’s appointment.
inconsistent with the law and well-established jurisprudence. It not  Obiasca filed a petition for certiorari in the CA claiming
only disregarded the doctrine of immutability of final judgments but that the CSC acted without factual and legal bases in
also unduly concentrated on a narrow portion of the provision of recalling his appointment. He also prayed for the
law, overlooking the greater part of the provision and other related issuance of a TRO and a WPI.
rules and using a legal doctrine rigidly and out of context. Its effect
 CA (September 26, 2006 decision): denied the petition
was to perpetuate an injustice.
and upheld Basallote’s appointment which was deemed
DOCTRINE:
effective immediately upon its issuance by the appointing
Section 12, Book V of EO 292 amended Section 9(h) of PD 807 by
authority on May 26, 2003 because Basallote had
deleting the requirement that all appointments subject to CSC
accepted the appointment upon her assumption of the
approval be submitted to it within 30 days
duties and responsibilities of the position.
Section 9(h) of PD 807: an appointment shall take effect
o Basallote possessed all the qualifications and
immediately upon issue by the appointing authority if the
none of the disqualifications for the position of
appointee assumes his duties immediately and shall remain
Administrative Officer II;
effective until it is disapproved by the [CSC].
o Due to the Basallote’s valid appointment, no
other appointment to the same position could be
FACTS:
made without the position being first vacated;
 May 26, 2003: City Schools Division Superintendent o Obiasca’s appointment to the position was thus
Nelly B. Beloso appointed Jeane O. Basallote to the void;
position of Administrative Officer II, Item No. OSEC- o Contrary to the argument of Obiasca that he had
DECSB-ADO2-390030-1998, of the DepEd, Tabaco been deprived of his right to due process when
National High School in Albay. he was not allowed to participate in the
 In a letter dated June 4, 2003: The new City Schools proceedings in the CSC, it was Obiasca who
Division Superintendent, Ma. Amy O. Oyardo, advised failed to exercise his right by failing to submit a
School Principal Dr. Leticia B. Gonzales that the papers single pleading despite being furnished with
of the applicants for the position of Administrative Officer copies of the pleadings in the proceedings in the
II of the school, including those of Basallote, were being CSC.
returned and that a school ranking should be o Diaz unreasonably refused to affix her signature
accomplished and submitted to her office for review. In on Basallote’s PDF and to submit Basallote’s
addition, Gonzales was advised that only qualified appointment to the CSC on the ground of non-
applicants should be endorsed. submission of Basallote’s PDF. The PDF was
 June 19, 2003: Basallote assumed the office of not even required to be submitted and
Administrative Officer II. forwarded to the CSC.
 However, Basallote received a letter from Ma. Teresa U. o (February 8, 2007): MR denied
Diaz, Human Resource Management Officer I of the City  Hence, this petition.
Schools Division of Tabaco City, Albay, informing her that  Obiasca: Basallote was not validly appointed to the
her appointment could not be forwarded to the Civil position of Administrative Officer II because her
Service Commission (CSC) because of her failure to appointment was never attested by the CSC. Without the
submit the position description form (PDF) duly CSC attestation, Basallote’s appointment as
signed by Gonzales. Administrative Officer II was never completed and never
 Basallote tried to obtain Gozales’ signature but the latter vested her a permanent title. As such, Basallote’s
refused despite repeated requests. appointment could still be recalled or withdrawn by the
 When Basallote informed Oyardo of the situation, she appointing authority.
was instead advised to return to her former teaching o Basallote’s appointment issued on May 23,
position of Teacher I. Basallote followed the advice. 2003 should have been transmitted to the CSC
 August 25, 2003: Oyardo appointed Arlin B. Obiasca not later than (30 days on) June 22, 2003 for
to the same position of Administrative Officer II. proper attestation. Because Basallote’s
o The appointment was sent to and was properly appointment was not sent to the CSC within the
attested by the CSC. proper period, her appointment ceased to be
 Upon learning this, Basallote filed a complaint with the effective and the position of Administrative
Office of the Deputy Ombudsman for Luzon against
Oyardo, Gonzales and Diaz.
Officer II was already vacant when petitioner  CSC resolution dated November 29, 2005 recalling
was appointed to it. Obiasca’s appointment and approving that of Basallote
 Obiasca relies on an overly restrictive reading of Section has long become final and executory.
9(h) of PD 807 which states that an appointment must be  Sections 16 and 18, Rule VI of the Omnibus Rules
submitted by the appointing authority to the CSC within provide the proper remedy to assail a CSC decision or
30 days from issuance, otherwise, the appointment resolution:
becomes ineffective: o Section 16. An employee who is still not
o Sec. 9. Powers and Functions of the satisfied with the decision of the [Merit System
Commission. — The [CSC] shall administer the Protection Board] may appeal to the [CSC]
Civil Service and shall have the following within fifteen days from receipt of the decision.
powers and functions: o The decision of the [CSC] is final and
o (h) Approve all appointments, whether original executory if no petition for reconsideration
or promotional, to positions in the civil service, is filed within fifteen days from receipt
except those of presidential appointees, thereof.
members of the Armed Forces of the o Section 18. Failure to file a protest,
Philippines, police forces, firemen and appeal, petition for reconsideration or
jailguards, and disapprove those where the petition for review within the prescribed
appointees do not possess the appropriate period shall be deemed a waiver of such
eligibility or required qualifications. An right and shall render the subject
appointment shall take effect immediately upon action/decision final and executory.
issue by the appointing authority if the appointee  Obiasca did not file a petition for reconsideration of the
assumes his duties immediately and shall CSC resolution dated November 29, 2005 before filing a
remain effective until it is disapproved by the petition for review in the CA. Such fatal procedural lapse
[CSC], if this should take place, without allowed the CSC resolution dated November 29, 2005 to
prejudice to the liability of the appointing become final and executory.
authority for appointments issued in violation of  A final and definitive judgment can no longer be
existing laws or rules: Provided, finally, That the changed, revised, amended or reversed.
[CSC] shall keep a record of appointments of all  True, a dissatisfied employee of the civil service is not
officers and employees in the civil service. All preempted from availing of remedies other than those
appointments requiring the approval of the provided in Section 18 of the Omnibus Rules. This is
[CSC] as herein provided, shall be submitted precisely the purpose of Rule 43 of the Rules of Court,
to it by the appointing authority within thirty which provides for the filing of a petition for review as a
days from issuance, otherwise the remedy to challenge the decisions of the CSC.
appointment becomes ineffective thirty days  While Section 18 of the Omnibus Rules does not
thereafter. supplant the mode of appeal under Rule 43, we cannot
 This provision is implemented in Section 11, Rule V of disregard Section 16 of the Omnibus Rules, which
the Omnibus Rules Implementing Book V of EO 292 requires that a petition for reconsideration should be filed,
(Omnibus Rules): otherwise, the CSC decision will become final and
o Section 11. An appointment not submitted to the executory, viz.:
[CSC] within thirty (30) days from the date of  Sec. 16 is a specific remedy as against CSC decisions
issuance which shall be the date appearing on involving its administrative function, that is, on matters
the fact of the appointment, shall be ineffective. involving "appointments, whether original or promotional,
 Basallote: Her appointment was wrongfully not submitted to positions in the civil service," as opposed to its quasi-
by the proper persons to the CSC for attestation. The judicial function where it adjudicates the rights of persons
reason given by Oyardo for the non-submission of before it, in accordance with the standards laid down by
Basallote’s appointment papers to the CSC — the the law.
alleged failure of Basallote to have her PDF duly signed  The doctrine of exhaustion of administrative remedies
by Gonzales — was not a valid reason because the PDF requires that, for reasons of law, comity and
was not even required for the attestation of Basallote’s convenience, where the enabling statute indicates a
appointment by the CSC. procedure for administrative review and provides a
system of administrative appeal or reconsideration, the
ISSUE: W/N the deliberate failure of the appointing authority (or courts will not entertain a case unless the available
other responsible officials) to submit Bsallote’s appointment paper administrative remedies have been resorted to and the
to the CSC within 30 days from its issuance made her appropriate authorities have been given an opportunity to
appointment ineffective and incomplete? NO act and correct the errors committed in the administrative
forum.
RATIO:  Orosa v. Roa: If an appeal or remedy obtains or is
 The law on the matter is clear. available within the administrative machinery, this should
 When the law is clear, there is no other recourse but to be resorted to before resort can be made to the courts.
apply it regardless of its perceived harshness. Dura lex  While the doctrine of exhaustion of administrative
sed lex. Nonetheless, the law should never be applied or remedies is subject to certain exceptions, these are not
interpreted to oppress one in order to favor another. As a present in this case.
court of law and of justice, this Court has the duty to  Thus, absent any definitive ruling that the second
adjudicate conflicting claims based not only on the cold paragraph of Section 16 is not mandatory and the filing of
provision of the law but also according to the higher a petition for reconsideration may be dispensed with,
principles of right and justice. then the Court must adhere to the dictates of Section 16
of the Omnibus Rules.
Procedural Aspect:
Remedy to Assail CSC Decision or Resolution
Substantive Aspect:  PD 807 and EO 292 are not inconsistent insofar as they
Section 9(h) of PD 807 Already Amended by Section 12 Book require CSC action on appointments to the civil service.
V of EO 292 o This is evident from the recognition accorded by
 It is incorrect to interpret Section 9(h) of Presidential EO 292, specifically under Section 12 (14) and
Decree (PD) 807 as requiring that an appointment must (15) thereof, to the involvement of the CSC in all
be submitted by the appointing authority to the CSC personnel actions and programs of the
within 30 days from issuance, otherwise, the appointment government.
would become ineffective. o However, while a restrictive period of 30 days
o Such interpretation fails to appreciate the within which appointments must be submitted to
relevant part of Section 9(h) which states that the CSC is imposed under the last sentence of
"an appointment shall take effect Section 9(h) of PD 807, none was adopted by
immediately upon issue by the appointing Section 12 (14) and (15) of EO 292.
authority if the appointee assumes his duties o Rather, provisions subsequent to Section 12
immediately and shall remain effective until merely state that the CSC (and its liaison staff in
it is disapproved by the [CSC]." various departments and agencies) shall
o This provision is reinforced by Section 1, Rule periodically monitor, inspect and audit
IV of the Revised Omnibus Rules on personnel actions.
Appointments and Other Personnel Actions, o Moreover, under Section 9(h) of PD 807,
which reads: appointments not submitted within 30 days to
o Section 1. An appointment issued in the CSC become ineffective, no such specific
accordance with pertinent laws and rules adverse effect is contemplated under Section 12
shall take effect immediately upon its (14) and (15) of EO 292.
issuance by the appointing authority, and if o Certainly, the two provisions are materially
the appointee has assumed the duties of the inconsistent with each other.
position, he shall be entitled to receive his salary o And to insist on reconciling them by restoring
at once without awaiting the approval of his the restrictive period and punitive effect of
appointment by the Commission. The Section 9(h) of PD 807, which EO 292
appointment shall remain effective until deliberately discarded, would be to rewrite the
disapproved by the Commission. x x x law by mere judicial interpretation.
(Emphasis supplied)  Not even the historical development of civil service laws
 Section 12, Book V of EO 292 amended Section 9(h) of can justify the retention of such restrictive provisions.
PD 807 by deleting the requirement that all appointments o Public Law No. 5, the law formally establishing a
subject to CSC approval be submitted to it within 30 days civil service system, merely directed that all
o Sec. 12. Powers and Functions. - The heads of offices notify the Philippine Civil
Commission shall have the following powers Service Board "in writing without delay of all
and functions: appointments x x x made in the classified
o (14) Take appropriate action on all service."
appointments and other personnel matters in o The Revised Administrative Code of 1917 was
the Civil Service, including extension of Service even less stringent as approval by the Director
beyond retirement age; of the Civil Service of appointments of
o (15) Inspect and audit the personnel actions and temporary and emergency employees was
programs of the departments, agencies, required only when practicable.
bureaus, offices, local government units and o Finally, RA 2260 imposed no period within
other instrumentalities of the government which appointments were attested to by local
including government -owned or controlled government treasurers to whom the CSC
corporations; conduct periodic review of the delegated its authority to act on personnel
decisions and actions of offices or officials to actions but provided that if within 180 days after
whom authority has been delegated by the receipt of said appointments, the CSC shall not
Commission as well as the conduct of the have made any correction or revision, then such
officials and the employees in these offices and appointments shall be deemed to have been
apply appropriate sanctions whenever properly made.
necessary. o It was only under PD 807 that submission of
 An amendment by the deletion of certain words or appointments for approval by the CSC was
phrases indicates an intention to change its meaning. subjected to a 30-day period.
o It is presumed that the deletion would not have o That has been lifted and abandoned by EO 292.
been made had there been no intention to effect  There being no requirement in EO 292 that appointments
a change in the meaning of the law or rule. should be submitted to the CSC for attestation within 30
o The word, phrase or sentence excised should days from issuance, it is doubtful by what authority the
accordingly be considered inoperative. CSC imposed such condition under Section 11, Rule V of
 The dissent refuses to recognize the amendment of the Omnibus Rules.
Section 9(h) of PD 807 by EO 292 but rather finds the o It certainly cannot restore what EO 292 itself
requirement of submission of appointments within 30 already and deliberately removed.
days not inconsistent with the authority of the CSC to o That requirement cannot be used as basis to
take appropriate action on all appointments and other unjustly prejudice Basallote.
personnel matters. (1)
 However, the intention to amend by deletion is  Basallote promptly assumed her duties as Administrative
unmistakable not only in the operational meaning of EO Officer II when her appointment was issued by the
292 but in its legislative history as well. appointing authority.
o Thus, her appointment took effect immediately effective until disapproved by the CSC (if at all it ever
and remained effective until disapproved by the was).
CSC.  The approval of the CSC is a legal requirement to
o Her appointment was never disapproved by the complete the appointment.
CSC.  Under settled jurisprudence, the appointee acquires a
o CSC was deprived of the opportunity to act vested legal right to the position or office pursuant to this
promptly as it was wrongly prevented from doing completed appointment.
so.  The purpose of the requirement to submit the
o CSC subsequently approved Basallote’s appointment to the CSC is for the latter to approve or
appointment and recalled that of Obiasco disapprove such appointment depending on whether the
which recall has already become final and appointee possesses the appropriate eligibility or
immutable. required qualifications and whether the laws and rules
(2) pertinent to the process of appointment have been
 Basallote’s appointment was not submitted to the CSC, followed.
not through her own fault but because of Human  Basallote’s papers were in order. What was sought from
Resource Management Officer I Ma. Teresa U. Diaz’s her (the position description form duly signed by
unjustified refusal to sign it on the feigned and fallacious Gonzales) was not even a prerequisite before her
ground that Basallote’s position description form had not appointment papers could be forwarded to the CSC.
been duly signed by School Principal Dr. Leticia B. More significantly, she was qualified for the position.
Gonzales.  CA: The evidence also reveals compliance with the
o CSC even sanctioned Diaz for her failure to act procedures that should be observed in the selection
in the required manner. process for the vacant position of Administrative Officer II
o Ombudsman found both City Schools Division and the issuance of the appointment to the Basallote: the
Superintendent Ma. Amy O. Oyardo and vacancy for the said position was published on February
Gonzales administratively liable and suspended 28, 2003; the Personnel Selection Board of Dep-Ed
them for three months for willfully withholding Division of Tabaco City conducted a screening of the
information from respondent on the status of her applicants, which included the Basallote and Obiasca;
appointment. the Basallote’s qualifications met the minimum
 Considering these willful and deliberate acts1 of the co- qualifications for the position of Administrative Officer II
conspirators Diaz, Oyardo and Gonzales that caused provided by the CSC. She therefore qualified for
undue prejudice to Basallote, the Court cannot look the permanent appointment.
other way and make Basallote suffer the malicious (3)
consequences of Gonzales’s and Oyardo’s malfeasance.  The Court is urged to overlook the injustice done to
Otherwise, the Court would be recognizing a result that is Basallote by citing Favis v. Rupisan and Tomali v. Civil
unconscionable and unjust by effectively validating the Service Commission.
following inequities: Basallote, who was vigilantly  However, reliance on Favis is misplaced.
following up her appointment paper, was left to hang and o In Favis, the issue pertains to the necessity of
dry; to add insult to injury, not long after Oyardo advised the CSC approval, not the submission of the
her to return to her teaching position, she (Oyardo) appointment to the CSC within 30 days from
appointed Obiasca in Basallote’s stead. issuance.
 The obvious misgiving that comes to mind is why o Moreover, unlike Favis where there was an
Gonzales and Oyardo were able to promptly process apparent lack of effort to procure the approval of
Obiasca’s appointment and transmit the same to the the CSC, Basallote in this case was resolute in
CSC for attestation when they could not do so for following up her appointment papers.
Basallote. o Thus, despite Favis’ having assumed the
o There is no doubt that office politics was responsibilities of PVTA Assistant General
moving behind the scenes. (oooohhh) Manager for almost two years, the Court
 While public office is not property to which one may affirmed her removal, ruling that:
acquire a vested right, it is nevertheless a protected right.  The tolerance, acquiescence or mistake of the proper
 Basallote’s appointment became effective upon its officials, resulting in the non-observance of the pertinent
issuance by the appointing authority and it remained rules on the matter does not render the legal
requirement, on the necessity of approval by the
Commissioner of Civil Service of appointments,
1
Basallote was made to believe that her appointment was in order. During the same
ineffective and unenforceable.
period, Gonzales, with Oyardo’s knowledge, indifferently allowed Basallote to plea for  Taken in its entirety, this case shows that the lack of
the signing of her [position description form], when they could have easily apprised CSC approval was not due to any negligence on
Basallote about the revocation/withdrawal of her appointment. Worse, when Basallote
Basallote’s part. Neither was it due to the "tolerance,
informed Oyardo on 25 June 2003 about her assumption of office as [Administrative
Officer II], the latter directed Basallote to go back to her post as Teacher I on the acquiescence or mistake of the proper officials."
ground that Basallote had not been issued an attested appointment as [Administrative Rather, the underhanded machinations of Gonzales
Officer II], even when [Oyardo] knew very well that Basallote’s appointment could not and Oyardo, as well as the gullibility of Diaz, were the
be processed with the CSC because of her order to re-evaluate the applicants. This
act by [Oyardo] is a mockery of the trust reposed upon her by Basallote, who, then in major reasons why Basallote’s appointment was not
the state of quandary, specifically sought [Oyardo’s] advice on what to do with her even forwarded to the CSC.
appointment, in the belief that her superior could enlighten her on the matter.  Tomali, likewise, is not applicable.
It was only on 02 July 2003 when [Gonzales], in her letter, first made reference to a
o The facts are completely different.
re-ranking of the applicants when Basallote learned about the recall by [Oyardo] of In Tomali, Tomali’s appointment was not
her appointment. At that time, the thirty-day period within which to submit her approved by the CSC due to the belated
appointment to the CSC has lapsed. [Oyardo’s] and Gonzales’ act of withholding transmittal thereof to the latter.
information about the real status of Basallote’s appointment unjustly deprived her of
pursuing whatever legal remedies available to her at that time to protect her interest.
o The Court, citing Favis, ruled that the responsible for the submission of respondent’s
appointee’s failure to secure the CSC’s approval appointment to the CSC prevented the
within the 30-day period rendered her fulfillment of the said condition. Thus, the said
appointment ineffective. condition should be deemed fulfilled.
o It quoted the Merit Systems Protection Board’s  An appointment remains valid in certain instances
finding that "there is no showing that the non- despite non-compliance of the proper officials with the
submission was motivated by bad faith, spite, pertinent CSC rules.
malice or at least attributed to the fault of the o In Civil Service Commission v. Joson, Jr., the
newly installed [Office of Muslim Affairs] CSC challenged the validity of the appointment
Executive Director." of Ong on the ground that, among others, it was
o The Court observed: Petitioner herself would not not reported in the July 1995 Report of
appear to be all that blameless. She assumed Personnel Action (ROPA), thus making such
the position four months after her appointment appointment ineffective. The subject rule
was issued or months after that appointment provided that an "appointment issued within the
had already lapsed or had become ineffective month but not listed in the ROPA for the said
by operation of law. Petitioner's appointment month shall become ineffective thirty days from
was issued on 01 July 1990, but it was only on issuance." Rejecting the CSC’s contention, the
31 May 1991 that it was submitted to the CSC, a Court held that there was a legitimate
fact which she knew, should have known or justification for such delayed observance of the
should have at least verified considering the rule:
relatively long interval of time between the date o We find the respondent's justification for the
of her appointment and the date of her failure of the POEA to include Ong's
assumption to office. appointment in its ROPA for July 1995 as
o The Court also found that "[t]here (was) nothing required by CSC Memorandum Circular No. 27,
on record to convince us that the new OMA Series of 1994 to be in order. The records show
Director (had) unjustly favored private that the [POEA] did not include the contractual
respondent nor (had) exercised his power of appointment of Ong in its July ROPA because
appointment in an arbitrary, whimsical or its request for exemption from the educational
despotic manner." requisite for confidential staff members provided
o The peculiar circumstances in Tomali are in [Memorandum Circular] No. 38 had yet been
definitely not present here. resolved by the CSC. The resolution of the
o As a matter of fact, the situation was exactly the petitioner granting such request was received
opposite. only in November, 1995. The POEA, thereafter,
o Basallote was not remiss in zealously following reported the appointment in its November, 1995
up the status of her appointment. It cannot be ROPA.
reasonably claimed that the failure to submit o The Court reached the same conclusion in the
Basallote’s appointment to the CSC was due to recent case of Chavez v. Ronidel where there
her own fault. The culpability lay in the manner was a similar inaction from the responsible
the appointing officials exercised their power officials which resulted in non-compliance with
with arbitrariness, whim and despotism. The the requirement:
whole scheme was intended to favor another o Lastly, we agree with the appellate court that
applicant. respondent's appointment could not be
 Therefore, the lack of CSC approval invalidated solely because of [Presidential
in Favis and Tomali should be taken only in that light and Commission for the Urban Poor’s (PCUP’s)]
not overly stretched to cover any and all similar cases failure to submit two copies of the ROPA as
involving the 30-day rule. required by CSC Resolution No. 97368.
 Certainly, the CSC approval cannot be done away with. o CA: To our minds, however, the invalidation of
 However, an innocent appointee like the Basallote should the [respondent's] appointment based on
not be penalized if her papers (which were in the custody this sole technical ground is unwarranted, if
and control of others who, it turned out, were all not harsh and arbitrary, considering the
scheming against her) did not reach the CSC on time. factual milieu of this case. For one, it is not
 After all, her appointment was subsequently approved by the [respondent's] duty to comply with the
the CSC anyway. requirement of the submission of the ROPA
 Under Article 1186 of the Civil Code, "[t]he condition shall and the certified true copies of her appointment
be deemed fulfilled when the obligor voluntarily prevents to [the Civil Service Commission Field Office or]
its fulfillment." CSCFO within the period stated in the
o Applying this to the appointment process in the aforequoted CSC Resolution. The said
civil service, unless the appointee himself is resolution categorically provides that it is the
negligent in following up the submission of his PCUP, and not the appointee as in the case of
appointment to the CSC for approval, he should the [respondent] here, which is required to
not be prejudiced by any willful act done in bad comply with the said reportorial requirements.
faith by the appointing authority to prevent the o Only a few days after the [petitioner] assumed
timely submission of his appointment to the his new post as PCUP Chairman, he directed
CSC. the PCUP to hold the processing of
o While it may be argued that the submission of [respondent's] appointment papers in abeyance,
Basallote’s appointment to the CSC within 30 until such time that an assessment thereto is
days was one of the conditions for the approval officially released from his office. Unfortunately,
of Basallote’s appointment, however, up to this very day, the [respondent] is still
deliberately and with bad faith, the officials defending her right to enjoy her promotional
appointment as DMO V. Naturally, her appointment and approval are proven to be in
appointment failed to comply with the disregard of applicable provisions of the civil service
PCUP's reportorial requirements under CSC law and regulations.
Resolution No. 97-3685precisely because of  Obiasca seeks to inflexibly impose the condition of
the [petitioner's] inaction to the same. submission of the appointment to the CSC by the
o We believe that the factual circumstances of this appointing authority within 30 days from issuance, that is,
case calls for the application of equity. To our regardless of the negligence/diligence of the appointee
minds, the invalidation of the [respondent's] and the bad faith/good faith of the appointing authority to
appointment due to a procedural lapse ensure compliance with the condition.
which is undoubtedly beyond her control, o However, such stance would place the
and certainly not of her own making but that appointee at the mercy and whim of the
of the [petitioner], justifies the relaxation of appointing authority even after a valid
the provisions of CSC Board Resolution No. appointment has been made.
97-3685, pars. 6,7 and 8. Hence, her o For although the appointing authority may not
appointment must be upheld based on equitable recall an appointment accepted by the
considerations, and that the non-submission of appointee, he or she can still achieve the same
the ROPA and the certified true copies of her result through underhanded machinations that
appointment to the CSCFO within the period impedes or prevents the transmittal of the
stated in the aforequoted CSC Resolution appointment to the CSC.
should not work to her damage and prejudice. o In other words, the insistence on a strict
Besides, the [respondent] could not at all be application of the condition regarding the
faulted for negligence as she exerted all the submission of the appointment to the CSC
necessary vigilance and efforts to reap the within 30 days, would give the appointing
blessings of a work promotion. Thus, We authority the power to do indirectly what he or
cannot simply ignore her plight. She has she cannot do directly.
fought hard enough to claim what is rightfully o An administrative rule that is of doubtful basis
hers and, as a matter of simple justice, good will not only produce unjust consequences but
conscience, and equity, We should not allow also corrupt the appointment process.
Ourselves to prolong her agony. o Obviously, such undesirable end result could
o All told, We hold that the [respondent's] not have been the intention of the law.
appointment is valid, notwithstanding the  The power to revoke an earlier appointment through the
aforecited procedural lapse on the part of PCUP appointment of another may not be conceded to the
which obviously was the own making of herein appointing authority.
[petitioner]. o Such position is not only contrary to Section 9,
 The relevance of Joson and Chavez to this case cannot Rule V and Section 1, Rule IV of the Omnibus
be simply glossed over. While the agencies concerned in Rules.
those cases were accredited agencies of the CSC which o It is also a dangerous reading of the law
could take final action on the appointments, that is not because it unduly expands the discretion given
the case here. Thus, any such differentiation is to the appointing authority and removes the
unnecessary. It did not even factor in the Court’s checks and balances that will rein in any abuse
disposition of the issue in Joson and Chavez. What is that may take place.
crucial is that, in those cases, the Court upheld the o The Court cannot countenance such erroneous
appointment despite the non-compliance with a CSC and perilous interpretation of the law.
rule because (1) there were valid justifications for the  Obiasca’s subsequent appointment was void.
lapse; (2) the non-compliance was beyond the  There can be no appointment to a non-vacant position.
control of the appointee and (3) the appointee was The incumbent must first be legally removed, or her
not negligent. appointment validly terminated, before another can be
o All these reasons are present in this case, thus, appointed to succeed her.
there is no basis in saying that the afore-cited DISPOSITIVE: Petition is hereby DENIED.
cases are not applicable here.
o Similar things merit similar treatment. vvphi1 DISSENT- BERSAMIN, J.:
(4)  The petition for review should be granted, because its
 In appointing Obiasca, the appointing authority effectively denial tends to negate the authority of the CSC, the
revoked the previous appointment of Basallote and central personnel agency of the Government, to
usurped the power of the CSC to withdraw or revoke an scrutinize and approve appointments to the Civil Service.
appointment that had already been accepted by the Procedural
appointee.  A dissatisfied employee may avail himself of remedies
 It is the CSC, not the appointing authority, which has this not limited to the petition for reconsideration. In fact,
power. Section 182 of the Omnibus Rules of the CSC expressly
o This is clearly provided in Section 9, Rule V of recognizes other remedies available to the affected
the Omnibus Rules:
o Section 9. An appointment accepted by the 2
Section 18. Failure to file a protest, appeal, petition for reconsideration or petition for
appointee cannot be withdrawn or revoked review within the prescribed period shall be deemed a waiver of such right and shall
by the appointing authority and shall remain render the subject action/decision final and executory.1avvphi1
in force and effect until disapproved by the Moreover, such petition for reconsideration was not a prerequisite to the filing of a
petition for review under Rule 43 of the Rules of Court. It was enough that the petition
[CSC]. xxxx for review was filed "within fifteen (15) days from notice of the award, judgment, final
 Thus, the Court ruled in De Rama v. Court of order or resolution, or from the date of its last publication, if publication is required by
Appeals51 that it is the CSC which is authorized to law for its effectivity, or of the denial of petitioner’s motion for new trial or
recall an appointment initially approved when such reconsideration
a quo.
duly filed in accordance with the governing law of the court or agency
employee to prevent the disputed "action/decision" from personnel agency of the Government and negates the
becoming final and executory constitutional objective of establishing a career service
 Obiasca’s petition for review was timely filed. steeped in professionalism, integrity, and accountability.
o After receiving on 30 January 2006 a copy of  In fact, despite the issuance of E.O. 292, the CSC itself
the 29 November 2005 resolution, he filed a has continued to require the submission of appointments
motion for extension of time to file petition on 14 within 30 days from the dates of their issuance.
February 2006, which the CA granted on 20 o There is no better proof of this than the
February 2006. The petition for review was Omnibus Rules Implementing Book V of E.O.
eventually filed on 1 March 2006, which was 292
within the period granted by the CA. Mere issuance, not appointment
 A rule of the CSC that might have intended to render a  Its (Basallote’s appointment on May 26, 2006) mere
decision final and executory if no petition for issuance does not render an appointment to the Civil
reconsideration is first brought against the decision or Service complete and effective.
resolution will not stand and prevail over the Rule 43 of  Under the Omnibus Rules Implementing Book V of E.O.
the Rules of Court, which clearly authorizes appeals from 292, an appointment not submitted to the CSC within 30
the "awards, judgments, final orders or resolutions of, or days from the date of its issuance shall be ineffective.
authorized by any quasi-judicial agency in the exercise of Compliance with this statutory directive is essential in
its quasi-judicial functions. order to make an appointment to a civil service position
 Rule 43, being issued by the Supreme Court under its fully effective. Without the favorable certification or
rule-making authority in Section 5(5) of Article VIII of the approval of the CSC, where such approval is required, no
Constitution, has the force and effect of law, and repeals title to the office can yet be deemed permanently vested
or supersedes any law or enactment on the manner and in the appointee; hence, the appointment can still be
method of appealing the decisions and orders of the recalled or withdrawn by the appointing authority.
specific quasi-judicial bodies.  The appointing officer and the CSC, acting together,
Substantive though not concurrently but consecutively, make an
 The CSC, being the central personnel agency of the appointment complete.
Government, is charged with the duty of determining  It is from the moment that an appointee assumes a
questions on the qualifications of merit and fitness of the position in the Civil Service under a completed
persons appointed to the Civil Service. An appointment to appointment that he acquires a legal, not merely
a civil service position, to be fully effective, must comply equitable, right that is protected not only by statute,
with all the legal requirements. but also by the Constitution.
 P.D. No. 807 (Civil Service Decree of the Philippines): o Said right cannot then be taken away from him,
Section 9. Powers and Functions of the Commission. – either by revocation of the appointment or by
(h) Approve all appointments, whether original or removal, except for cause and with previous
promotional, to positions in the civil service, XXX All notice and hearing.
appointments requiring the approval of the  Basallote’s appointment as Administrative Officer II on 26
Commission as herein provided, shall be submitted May 2006 was never attested by the CSC. Thus, her
to it by the appointing authority within thirty days appointment was not completed, and she did not acquire
from issuance, otherwise, the appointment becomes any vested right to the position.
ineffective thirty days thereafter. Not condone willful and deliberate acts
 Thus, the appointment must be submitted within the  All that I want to put across is that the Court should
required period to the CSC, which shall then ascertain, in simply implement the clear and unambiguous provisions
the main, whether the proposed appointee is qualified to of the applicable law.
hold the position and whether the rules pertinent to the  The appropriate disciplining authorities had already held
process of appointment were observed. Diaz, Oyardo and Gonzales to account for their misdeed,
 The new provision in Section 12(14) of E.O. 292 – "Take with Diaz being sanctioned by the CSC, and Oyardo and
appropriate action on all appointments and other Gonzales being held liable by the Ombudsman.
personnel matters in the Civil Service including extension  Favis v. Rupisan: The failure of the responsible official to
of Service beyond retirement age" – is a legal provision submit for approval an employee’s appointment did not
altogether different from Section 9 (h) of P.D. 807. negate such requirement
o The former is too broad in scope, for, certainly, o The tolerance, acquiescence or mistake of the
the CSC is not to be limited to merely approving proper officials, resulting in the non-observance
and disapproving appointments. of the pertinent rules on the matter does not
o Even with E.O. 292’s repealing clause ("All laws, render the legal requirement, on the necessity of
decrees, orders, rules and regulations, or approval of the Commissioner of Civil Service of
portions thereof, inconsistent with this Code are appointments, ineffective and unenforceable. In
hereby repealed or modified accordingly"), the the circumstances, for the duration of his
requirement of submission of appointments occupancy of the position in question, the
within 30 days expressly stated in the latter is petitioner may be considered merely as a de
not inconsistent with the authority of the CSC to facto officer, and may consequently be removed
take appropriate action on all appointments and from office even without cause.
other personnel matters.  Accordingly, that Basallote’s appointment was not
 The Court cannot interpret E.O. 292 as having entirely submitted to the CSC because of Diaz’s unjustified
dispensed with the submission requirement in order to refusal to sign it on the fallacious ground that the
make an appointment effective. Basallote’s PDF had not been duly signed by Gonzales
 To hold otherwise is to deprive the CSC of the was no reason to validate the Basallote’s appointment, or
opportunity to determine whether or not an appointee is to grant her any right to the position or to the guarantees
qualified for the position to which he is appointed, which provided by law.
certainly weakens the mandate of the CSC as the central
 I cannot join the majority’s rejection of the applicability certain officials led to the non-compliance with
of Favis and Tomali v. Civil Service Commission to this the CSC requirement that appointments should
case. On the contrary, I urge that the Court take such be included in the monthly report of personnel
case law as authoritative. action (ROPA), which must be submitted in turn
o Favis, being of 1966 vintage, does not to the CSC. The Court held that legitimate
mention the 30-day submission period because justifications excused the delayed observance of
the case was decided under the old Civil or the non-compliance with the requirement. It
Service Law, which then required merely the should be noted, however, that the agencies
submission of the appointment, without any concerned were accredited agencies of the
prescribed period. The 30-day submission CSC; that is, they could take final action on the
period was introduced by P.D. 807 only in appointments without first submitting the
1975. Favis is authoritative and instructive appointments to the CSC for
nonetheless, because it establishes the rule that approval. Accredited agencies are required only
the approval of the CSC is necessary to render to submit a report on appointments issued
an appointment effective. With the introduction (RAI), together with the photocopies of
by P.D. 807 of the 30-day period within which to appointments issued during the month, within 15
submit an appointment for the CSC’s approval, days of the succeeding month. The accredited
it should follow that an appointment not agencies involved in Civil Service Commission
submitted within the period does not, and v. Joson and Chavez v. Ronidel could take, and,
cannot, be approved. in fact, took, final action on the appointments.
o Tomali states the prevailing rule that compliance The submission of the ROPA was a mere
with the legal requirement for an appointment to ministerial duty, because the CSC’s approval
a civil service position is essential in order to was no longer needed for such appointments.
make the appointment fully Hence, the leniency extended by the Court to
effective. Tomali was decided in 1994, when the appointees whose names were not timely
P.D. 807 and E.O. 202 were already in force. included in the ROPA should not be applied to
Although the petitioner in Tomali did not follow instances where the submission of the
up on the status of her appointment, there was a appointment is necessary to complete an
finding that the appointing authority did not appointment, like herein.
unjustly favor the respondent, thereby justifying Incomplete appointment revoked
the Court’s declaration that the non-submission  When the Obiasca was appointed as Administrative
of the appointment rendered the appointment Officer II on 25 August 2003, the Basallote’s incomplete
ineffective. appointment was effectively revoked.
o Nothing in Tomali even remotely implies that the  De Rama v. Court of Appeals actually bolsters the
bad faith on the part of the appointing authority, conclusion that the Obiasca’s appointment effectively
causing the delay or the non-submission of the revoked that of the Basallote.
appointment paper to the CSC, is sufficient o Rule V, Section 9 of the Omnibus Implementing
excuse to do away with the 30-day period for Regulations of the Revised Administrative Code
the submission. The Court’s statement specifically provides that "an appointment
in Tomali that "(t)here is nothing on record to accepted by the appointee cannot be withdrawn
convince us that the new OMA Director has or revoked by the appointing authority and shall
unjustly favored private respondent nor has remain in force and in effect until disapproved
exercised his power of appointment in an by the Commission." Thus, it is the CSC that is
arbitrary, whimsical or despotic manner" is authorized to recall an appointment initially
merely part of the finding that there was no approved, but only when such appointment and
grave abuse of discretion committed by the approval are proven to be in disregard of
public respondents. Tomali was, after all, a applicable provisions of the civil service law and
special civil action for certiorari, which regulations.
necessarily called for a determination of whether  As interpreted in De Rama, the prohibition against the
the respondent had committed grave abuse of revocation of an appointment under Section 9
discretion. presupposes that the appointment was already initially
 Verily, in declaring an appointment as ineffective for approved by the CSC itself.
failure to submit it to the CSC for approval within the  It is not disputed that the Basallotes appointment was
prescribed period, the Court need not distinguish never submitted to the CSC; hence, there was never any
between deliberate or malicious acts and mere tolerance, chance for the CSC to initially approve her appointment,
acquiescence or mistake of the officials that lead to the prior to the Obiasca’s appointment.
non-submission of the appointment to the CSC. The  The rule has always been that an appointment is
mere failure to submit the appointment, regardless of the essentially a discretionary act, performed by an officer in
reason for non-submission, renders the appointment whom it is vested according to his best judgment, the
ineffective. only condition being that the appointee should possess
 The majority argue that the submission of the all the qualifications required therefor.
appointment beyond the prescribed period is not an  In the absence of any showing that the respondent is not
impediment to its validity. They cite Civil Service qualified for the position of Administrative Officer II, the
Commission v. Joson and Chavez v. Ronidel, in which Court will not interfere with the prerogative of the
the Court has ruled that an appointment remains valid appointing officer in this case.
despite the non-compliance of the proper officials with
the pertinent CSC rules.
o In Civil Service Commission v.
Joson and Chavez v. Ronidel, the inaction of

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