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816 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 45, NO.

2, MARCH/APRIL 2009

Implementation of a Four-Pole
Dead-Time-Compensated Neutral-Point-Clamped
Three-Phase Inverter With Low
Common-Mode Voltage Output
Robert M. Cuzner, Senior Member, IEEE, Ashish R. Bendre, Member, IEEE,
Peter J. Faill, and Boris Semenov, Member, IEEE

Abstract—This paper describes the implementation of a four- In addition, successful integration of these systems requires
pole neutral-point-clamped (NPC) three-phase inverter that pro- further insight into how the power electronics and associated
duces virtually no common-mode voltage. The low common-mode loads and sources interact on a common bus. Furthermore,
voltage output is achieved by constraining the switch states of the
NPC inverter to only those states that produce zero common-mode innovative circuit topologies and control techniques are needed
voltage in dead-time compensation, which enhances the capability to make these systems compatible without incurring the cost
of the circuit to produce low common-mode voltage by compen- and weight of additional components, such as harmonic filters
sating common-mode voltages produced by reverse diode commu- and electromagnetic interference (EMI) filters.
tations. The low common-mode voltage performance is achieved A neutral-point-clamped (NPC) inverter [1] properly con-
at the expense of reduced voltage utilization and loss of dc-link
voltage balance control. In order to overcome this limitation, figured, optimized, and controlled can achieve very good
a fourth pole and associated control are added to balance the performance from the standpoint of compatibility with a three-
upper and lower dc-link voltages. This paper describes the control phase ac bus. Previous work has demonstrated how the addi-
implementations and simulation results compared to measured tional choices in switching states of the NPC inverter provide
results used in tuning and commissioning of the system. A 450-V many opportunities for optimizing a system for a particular
78-kW system is implemented in hardware, and experimental
results are provided, showing its differential mode transient and desired performance, whether low differential mode harmonic
steady-state harmonic performance as well as its common-mode performance, minimum dc-link ripple current, or low common-
output voltage. mode output voltage [2]. The focus of this paper is a viable
Index Terms—Electromagnetic compatibility, grounding, power NPC inverter implementation that produces very low common-
systems, pulse width modulated inverters. mode voltage output. This paper reports the implementation of
a fully commissioned 450-V 78-kW dc-to-ac inverter, which
I. I NTRODUCTION can be applied as the power source to an ac grid having
multiple loads (deriving its power from some other dc source,

A PPLICATIONS where power electronic converters share


the same ac or dc bus with multiple loads require careful
attention to the interaction with these loads at the point of
i.e., battery supply, isolated generator, or ac-to-dc transformer
rectifier).
The control, implementation, and demonstrated performance
common coupling. Whether the application is a variable fre- of a four-pole three-phase NPC inverter shown in Fig. 1 are the
quency motor drive, uninterruptible power system, renewable subject of this paper. The intentional components of this circuit
energy system, or a power conversion system that provides are represented by dark lines. The lighter lines represent the
service power in a shipboard, aircraft, or other transportation equivalent source and load circuits for the surrounding system,
platform, certain interface standards must be met. These in- including capacitance to ground. The four-pole NPC inverter
terface standards include those that govern the electromag- itself does not include any intentional connections to ground.
netic compatibility, power quality, and transient performance. The neutral point, designated by “N,” is floating with respect to
ground.
Paper IPCSD-08-068, presented at the 2007 Industry Applications Society This converter produces virtually no common-mode voltage
Annual Meeting, New Orleans, LA, September 23–27, and approved for with respect to ground. The low common-mode voltage output
publication in the IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS by
the Industrial Power Converter Committee of the IEEE Industry Applications
is achieved by constraining the switch states of the NPC in-
Society. Manuscript submitted for review October 31, 2007 and released for verter. This performance is achieved at the expense of reduced
publication September 22, 2008. Current version published March 18, 2009. voltage utilization and loss of dc-link voltage balance control.
R. M. Cuzner and A. R. Bendre are with DRS Power and Control Technolo-
gies, Milwaukee, WI 53216 USA (e-mail: RobertMCuzner@DRS-PCT.com). A fourth pole and associated control are added to balance the
P. J. Faill and B. Semenov are with DRS Power Systems, Hudson, MA 01749 upper and lower dc-link voltages.
USA (e-mail: bsemenov@drs-pt.com). Control implementation and tuning tradeoffs necessary to
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. achieve the desired performance objectives of a 450-V 78-kW
Digital Object Identifier 10.1109/TIA.2009.2013603 system are described in this paper. Steady-state harmonic,

0093-9994/$25.00 © 2009 IEEE


CUZNER et al.: IMPLEMENTATION OF A FOUR-POLE NPC INVERTER WITH LOW COMMON-MODE VOLTAGE OUTPUT 817

Fig. 1. Neutral-point inverter with output filter and fourth pole added.

transient, and common-mode voltage performance are also


demonstrated.

II. P ROBLEM OF C OMMON -M ODE V OLTAGE


Common-mode voltage is the sum of the voltages produced
at each power line of a switching power converter measured
with respect to some common point, usually ground. The
production of common-mode voltage is an inherent problem
with power inverters, as has been reported [3], [4], and is a by-
product of the method by which ac voltages are synthesized
from a dc voltage by force-commutated switches, such as
IGBTs or MOSFETs. If the inverter is producing a voltage that
is applied to a motor, this common-mode voltage is a key con-
tributor to the mechanisms which cause bearing failure [5], [6].
If an active rectifier is being implemented or the inverter is
producing or contributing to the voltage on an ac bus, then the Fig. 2. DC microgrid system.
common-mode voltage is a major contributor to conducted EMI
into the grid [7]. This problem of voltage-to-ground stress at the loads is
Increasingly, dc-to-ac inverters are being proposed to provide illustrated by consideration of the dc microgrid system shown
three-phase power to the power grid such as in dc microgrid in Fig. 2, where the dc-to-ac inverter consists of a three-phase
systems where a renewable energy source feeds a dc bus and NPC inverter with a sine-wave differential mode output filter
power from this dc bus is distributed to ac loads through a dc-to- (similar to the output filter of Fig. 1). The line-to-line voltage
ac inverter, which also provides a connection to a utility power applied to the ac bus, to which the loads are connected, will
grid [8]. Similar systems are being developed for shipboard be sinusoidal, but the line-to-ground voltage applied to the
integrated power systems [9] and for distributed industrial loads will have a common-mode voltage riding on top of it
power networks [10]. which causes additional voltage stress for which the load insu-
The production of common-mode voltage introduces addi- lation system is usually not designed. The problem is further
tional complications in these types of systems because they in- compounded by any capacitance to ground that exists at the
variably provide power to a large number of existing loads that load, which when combined with cable inductance between
were traditionally fed by sine-wave ac power measured from the source and load can excite a resonance and result in am-
both line-to-line and from line-to-ground. The common-mode plification of voltage to ground seen at the load. Simulated
voltage can have a very undesirable impact on the voltage- voltage to ground at the load is shown in Fig. 3. This additional
to-ground stresses applied to the ac loads connected to a dc- voltage stress can lead to insulation breakdown at the loads,
to-ac inverter fed bus, particularly in a floating system, which and redesign of the loads to accommodate the higher voltage-
maintains electrical isolation between each of the dc bus power to-ground stresses would be a costly and prohibitive alternative.
lines and earth ground. Such a floating system is often required Previous work has looked at constraining the switch states
in order to improve fault tolerance. so that no common-mode voltage is produced. In a three-phase
818 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 45, NO. 2, MARCH/APRIL 2009

Fig. 3. Simulated voltage to ground produced by an NPC inverter with NTV


modulation.
Fig. 4. Switching states of an NPC inverter with ZCM states circled.
two-level inverter, it is impossible to produce an output voltage
without producing common-mode voltage unless an additional
pole is added with an additional power pole [11]. The zero
state produced by the three phases connected to the load is
avoided, and the additional pole selects a switch state that
forces the common-mode voltage to be zero. The additional
pole output can be connected to a common output filter point
(i.e., ground) or fed back to the midpoint of the dc-link through
an inductor. Zero common-mode (ZCM) voltage on a two-level
inverter comes with a serious degradation of the differential
mode voltage because the zero states cannot be utilized [12].
The NPC inverter inherently produces low common-mode
voltage when compared to the two-level inverter and provides
an opportunity to eliminate the common-mode voltage through
proper state selection, without the addition of a balancing pole
[2], [13]. This capability is understood by consideration of
the hexagonal representation of the NPC inverter switch states
shown in Fig. 4. Since a minimum of seven independent states
are only required to produce output voltage, redundant states Fig. 5. Simulated voltage to ground produced by an NPC inverter with ZCM
modulation.
offer opportunities to balance the upper and lower dc-link
voltages and provide improvements to the output waveform Comparing this result to Fig. 3, the voltage-to-ground stress
quality, by enabling an effective doubling of frequency. If due to common-mode voltage is eliminated. The advantages of
only the circled states are utilized, then the NPC inverter will ZCM modulation are emphasized when the voltage-to-ground
produce ZCM voltage. This comes at a cost; however, because stresses that are encountered during a ground fault on the dc bus
the voltage utilization is reduced to 86.6% of the full potential and with capacitance to ground at the load in a floating system
utilization of an NPC inverter (impacting differential mode are compared with nearest three vector (NTV) modulation in
waveform quality), there is no possibility of balancing the dc- Fig. 6.
link voltages, and the frequency doubling effect is effectively
lost. These costs can be acceptable if the following are ob-
III. ZCM V OLTAGE M ODULATION
served: 1) The differential mode performance objectives are
still met (see Section VIII). 2) The application is sensitive to The implementation of the ZCM modulation for an NPC
the presence of common-mode voltage, and the use of some inverter involves utilizing only those states which result in the
other means of mitigation, such as common-mode filtering, is sum of the instantaneous voltages produced by each inverter leg
less advantageous to the application. 3) Some other means is (or pole) adding to zero. For example, the NPC inverter pole
provided to balance the dc-link voltages (see Section V). voltage will be either +Vdc /2, 0, or −Vdc /2, where Vdc is the
Fig. 5 shows the voltage to ground applied to the loads in total dc voltage applied to the inverter. If the phase “a” pole has
the dc microgrid system if a ZCM modulation scheme, which selected the “+1” state, the phase “b” pole has selected the “0”
only allows the circled states of Fig. 4 to be selected, is utilized. state, and the phase “c” state has selected the “−1” state, then
CUZNER et al.: IMPLEMENTATION OF A FOUR-POLE NPC INVERTER WITH LOW COMMON-MODE VOLTAGE OUTPUT 819

Fig. 6. Simulated voltage to ground produced by an NPC inverter with (left) NTV modulation versus (right) ZCM modulation during a ground fault on the dc
bus, with capacitance to ground at the load.

TABLE I
MAPPING FROM TWO-LEVEL INVERTER SWITCH STATES TO
NPC INVERTER ZCM INVERTER SWITCH STATES

Fig. 7. SVM implementation mapped into ZCM modulator, Sector 6.

states of a two-level inverter are calculated from the reference


vector, having a magnitude “m,” rotating at the angle γ = ωt,
where “ω” is the commanded output frequency and “m” is
the per-unitized command phase voltage. These dwell times,
T1 and T2 , are then converted to the on times for the NPC
the common-mode voltage is inverter upper–upper device and upper–lower device (Q1 and
Q4 in Fig. 1 for each phase). The three pole voltages and the
+Vdc −Vdc conversion of T1 , T2 , and T0 to T1, T2 for all three phases
Vcm = +0+ = 0. while in designated Sector 6 are shown in Fig. 8.
6 6
Table II shows the mapping of T1 , T2 , and T0 into T1/T2
These states are those that are circled in Fig. 4. A simple for all six sectors for the SVM implementation.
implementation of this modulation scheme can be arrived at by
recognizing that only seven distinct switch states are allowed
IV. D EAD -T IME C OMPENSATION
(the zero states of 000 and 111 are redundant), just as is the case
for a two-level inverter. The two-level inverter allows only the In an actual inverter, it is impossible to completely achieve
pole voltages of +Vdc /2 and −Vdc /2 corresponding to switch ZCM voltage output because dead time “td” must be allowed
states of “+1” or “−1.” A mapping between the seven states for the transition from one inverter switch state to the next to
of the two-level inverter to the seven “ZCM” states of the NPC avoid device shoot-through. Because the actual transition from
inverter can be obtained from Table I. one voltage level to another is delayed by the dead time only
The ZCM modulation can be achieved simply by implement- when current commutates from a reverse diode to an IGBT but
ing any two-level modulation scheme which ensures full uti- occurs instantly during the transition from a transistor conduct-
lization of the dc bus voltage, such as sine-triangle modulation ing to a reverse diode, an asymmetry is created, which produces
with third harmonic injection [14] or space vector modulation a common-mode voltage even when the ZCM states are com-
(SVM) [15] and then mapping the two-level states into the manded, as shown in Fig. 9. Unless this let-through of common-
three-level states shown in Table I. mode voltage during switch commutation is overcome, the
An implementation of ZCM modulation using an SVM ap- value of a ZCM approach is questionable because although
proach is shown in Fig. 7. The dwell times at the two adjacent there may be a reduction in the average voltage-to-ground
820 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 45, NO. 2, MARCH/APRIL 2009

Fig. 8. ZCM-modulated NPC inverter pole voltages in Sector 6.


TABLE II
MAPPING FROM TWO-LEVEL INVERTER T1 , T2 TO
ZCM-MODULATED NPC INVERTER T1, T2
Fig. 9. Actual output pole voltages and common-mode voltage including
dead-time effect for Ia > 0, Ib < 0, and Ic > 0.

TABLE III
DEAD-TIME COMPENSATION FOR T1/T2

stresses applied to the load, significant common-mode filtering


is required, and the cost, size, and weight advantages of the
ZCM approach are lost, even for higher power systems.
Previous work has shown that the effects of dead time can
be compensated by delaying the commutation depending on
the sensed polarity of the output current [16]. Table III shows
how the T1/T2 values are delayed to eliminate the production of
common-mode voltage during switch commutations. The com-
pensated gate commands are shown superimposed on the actual
pole voltages in Fig. 10. The dashed lines show transitions for
the uncompensated commands.
Fig. 10. Commanded voltages with dead-time compensation versus actual
output pole voltages for Ia > 0, Ib < 0, and Ic > 0. Original T1, T2 tran-
V. A DDITION OF F OURTH P OLE sitions overlaid by dashed lines.

A key requirement for any NPC implementation is having utilizing the redundant inner switch states in Fig. 4 [2]. For
the ability to balance the voltage across the upper and lower ZCM modulation, only the outer switch states are utilized, so
dc-link buses in Fig. 1. This is typically accomplished by there are no redundant switch states available.
CUZNER et al.: IMPLEMENTATION OF A FOUR-POLE NPC INVERTER WITH LOW COMMON-MODE VOLTAGE OUTPUT 821

TABLE IV
SIZE AND WEIGHT COMPARISONS OF FOURTH-POLE COMPONENTS
WITH EMI FILTER COMPONENTS

Fig. 11. Simulated fourth-pole voltage and current (I_4th ) for a 500-kW
design.
10 kHz. In order to meet the conducted EMI requirements,
it is necessary to include a second-order common-mode filter
In order to address the issue of dc-link balancing, the (common-mode inductor with capacitors tied either to chassis
topology proposed in Fig. 1 has an additional fourth pole, or some return point within the inverter). The main driver to the
with its output tied back to the dc-link midpoint through an size of the EMI filter is the common-mode current produced by
inductor [17]. The fourth pole may be implemented with either the inverter. Since the common-mode current of the proposed
a two-level inverter pole or an NPC inverter pole as shown, topology is essentially zero and minimal EMI is produced
depending on the need to control the voltage stress on the in the switching frequency range (assuming that dead-time
devices. The fourth-pole control is accomplished by measuring compensation is implemented), this EMI filter is not needed.
the difference between the upper and lower dc-link voltages On the other hand, it is recognized that some EMI filtering will
and then commanding either upper devices or lower devices be required for higher frequencies due to switch commutation;
depending on whether charge must be pulled out of upper however, these higher frequencies would not be handled well by
or lower dc link capacitors in order to maintain the balance. the EMI filter for the conventional two-level or NPC inverter,
One way to accomplish this is through a delta modulator, as so it may be assumed that a second-stage EMI filter would be
shown in Fig. 12, which commands either upper devices or required.
lower devices to be on depending on the voltage error at each Given these assumptions, a determination is made of the
switching frequency period. Fig. 11 shows the simulated fourth- achievable size and weight reduction by comparing the size and
pole voltage (referenced to the neutral) and the fourth-pole weight of the added fourth-pole inductor, fourth inverter leg,
current. The key to neutral balancing is to use the current I_4th and associated controls to the size and weight of an EMI filter.
in the fourth-pole inductor of Fig. 1 to drive the error between These comparisons were made based on actual designs and
the upper and lower voltages to zero. The controlled current procured hardware for a 250-kW system that is presently being
has a third harmonic of the fundamental component along with built. Size and weight of components at other kilowatt levels
a switching frequency component, as shown in Fig. 11. were scaled from this design. Table IV shows a comparison
When the fourth-pole inductance and switching frequency of between the size and weight of the added components for the
the additional inverter leg are optimized, the fourth-pole current proposed topology versus EMI filter components that would
rating will be approximately 50% of the output current rating. otherwise be required. It is clear that this topology is more
From a size and weight standpoint, the optimal point is found beneficial from a size standpoint at power ranges above 100 kW.
by increasing the fourth-pole inductance to the point where the The reason for this is that a reasonable assumption that switch-
fourth-pole current controlled to a minimum value and the LI ing frequency can be doubled for the 100- and 75-kW appli-
product of the fourth-pole inductor has reached a global mini- cations is made, which allows for a smaller EMI filter. The
mum over the range of inductance values, achievable switching anomaly of low improvement in weight at the 100-kW rating
frequencies and control gains. is due to the assumption that the capacitance of the EMI filter
and the control hardware of the proposed topology remain fixed
for all power levels. The result shows that at some point, the
VI. S IZE AND W EIGHT I MPACTS weight, in particular, of the required additional components is
An important consideration is whether it will be more ad- balanced out by the weight of the EMI filter components. The
vantageous to utilize common-mode filtering either with a results of Table IV indicate that the proposed topology is more
two-level inverter or with an NPC inverter that utilizes all advantageous for higher power inverters and is probably not the
of its states rather than to utilize the ZCM modulation along best option for lower power inverters.
with the additional hardware and control as proposed in this
paper. This approach is best applied where the common-mode
VII. C ONTROL I MPLEMENTATION
conducted emission limits extend to a range that includes low-
order harmonics of the switching frequency, such as the CE102 The control block diagram for the system is shown in Fig. 12.
requirements of Mil-Std-461E where the low-end frequency is The control is implemented on a hardware platform which
822 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 45, NO. 2, MARCH/APRIL 2009

Fig. 12. Control block diagram.

utilizes an AD 21160 DSP for computational algorithms and The voltage and current feedbacks used in the controller are
a Xilinx XC2V3000 FPGA for logical operations and gate sampled and averaged eight times over one 100-μs interval.
synthesis. Control blocks that are implemented by the FPGA This greatly improves the differential mode output harmonic
are indicated by light-gray blocks. All other blocks shown are performance of the inverter. The “Reg Select” block in Fig. 12
implemented by the DSP. The software was programmed so that shows how the two types of regulators are selected. If the
two kinds of control could be investigated. “voltage-regulator-only” mode is selected, then the outputs
The first type of control is a cascaded outer loop voltage from which “m” and “γ” are constructed come directly from
regulator with an inner loop current regulator. The components the “PI Reg” blocks of the outer loop voltage controller.
of the inner loop current regulator are shown to be highlighted If the “cascaded voltage regulator with inner loop current
by the light-gray box in Fig. 12. regulator” is selected, then the outputs of the inner loop current
Both of these regulators are implemented in the synchro- regulator form “m” and “γ.” The block diagram also shows
nous frame, i.e., the three-phase voltages and currents are how the ZCM modulator, dead-time compensator, and fourth-
transformed from stationary “abc” frames to “dq” frames pole controller are implemented.
that are synchronous with the instantaneous electrical angle
derived from the commanded frequency. The q-axis voltage
VIII. E XPERIMENTAL R ESULTS
corresponds to the peak output phase voltage of the dc-to-
ac inverter. The q-axis and d-axis current commands to the The experimental setup is shown in Fig. 13. The hardware
inner loop current regulator correspond to the real and reactive includes two parallel multiuse H-bridge power electronic mod-
currents, respectively, that must be delivered to the load in ules which implement the four-pole three-phase NPC inverter
order to satisfy the outer loop voltage regulator. The inner loop of Fig. 1. The input to this system was a 12-pulse transformer
current regulator also includes load decoupling, which has the rectifier. All experimental results are at a 78-kW output power
measured load currents in the dq reference frame multiplied by condition, limited only by the available power source. Fig. 14
a gain Ko (close to unity) and added to the current regulator shows the input dc line-to-ground voltage from the dc source,
references. These are required to improve the voltage transient the input dc line-to-line voltage, the output voltage measured
response of the cascaded regulator. from one output phase to the neutral point (i.e., midpoint of
CUZNER et al.: IMPLEMENTATION OF A FOUR-POLE NPC INVERTER WITH LOW COMMON-MODE VOLTAGE OUTPUT 823

Fig. 13. Test setup.

Fig. 15. Voltage from line to neutral (VLN ) NPC inverter with ZCM modula-
tion, no dead-time compensation, 200 V/Div.

Fig. 14. (Top trace) Input voltage to ground of source Vs_g , (second trace)
line to neutral voltage VLN , (third trace) input voltage Vdc , and (bottom trace)
fourth-pole current I_4th . Note: Volt/Div and A/Div are shown at the bottom. Fig. 16. VLN (zoomed in) without dead-time compensation.

the dc link), and the fourth-pole current. These plots establish


the fact that the voltage to ground and differential voltage
ripple of the input source do not significantly affect the out-
put results and that the fourth-pole current is as predicted in
Fig. 11. This fourth-pole current has a strong low-frequency
component at the third harmonic of the commanded differential
mode output fundamental frequency. The fact that the capacitor
current ripple in an NPC inverter is at the third harmonic of
the fundamental is well known [2], and it should therefore be
no surprise that the current required by the fourth leg of the
inverter to drive the upper and lower dc-link voltages is also
at the third harmonic. The third harmonic current of the fourth
pole has no impact on the differential mode output voltages of
the inverter. It should be noted that the fourth pole has not been
optimized. The implementation shows only proof of concept.
Fig. 15 shows the voltage measured from one output phase to
the neutral (VLN ). For the experimental setup, this was a good
Fig. 17. VLN (zoomed in) with dead-time compensation.
point to use in order to evaluate the ZCM voltage effectiveness.
Although, from a system perspective, the voltage to ground
is important, a voltage-to-ground measurement would not, as to be sorted out. Because the system includes a second-order
effectively, measure this effect because the impact of stray differential mode output filter having a bandwidth of about
capacitance to ground in the experimental setup would need 600 Hz, the differential mode voltage is essentially sinusoidal
824 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 45, NO. 2, MARCH/APRIL 2009

Fig. 18. Line-to-line voltage (VLL ) spectrum, with outer loop voltage Fig. 19. Line-to-line voltage (VLL ) spectrum, with outer loop voltage regula-
regulator/inner loop current regulator. tor only.

(the switching frequency is 2.5 kHz). Any switching frequency


components in VLN in Fig. 15 are then produced by the
common-mode voltage. Disturbances to the otherwise sinu-
soidal voltage occur at each commutation interval where dead
time introduces an asymmetry. Fig. 16 shows the common-
mode voltage of Fig. 15 zoomed in, which has the dead-time
compensation disabled. Fig. 17 shows the same with the dead-
time compensation enabled. A comparison between these two
plots demonstrates that the remaining common-mode voltage is
indeed a result of the blanking time between switch states. Their
effect, and the amplitude of resulting high-frequency content
during the switch state change, is reduced significantly—by
nearly a factor of three—through the introduction of dead-
time compensation (see Table III). However, the common-mode
voltage is not completely eliminated due to the overlap of
voltage that occurs during the commutation sequences of the Fig. 20. Output voltage (VLL ) and current (IL ) during load application
three-phase output voltages. transient, 200 V/Div and 50 A/Div, respectively.
The remainder of the experimental results focuses on op-
timizing the differential mode performance of the system. harmonic is introduced by sensor errors in the current feedbacks
The system produces a three-phase 450-V 60-Hz output with used for the inner current loop of the cascaded regulator.
a dc input voltage of 800 V. This input voltage is higher Fig. 19 shows the output voltage spectrum if “voltage regula-
than is absolutely necessary with a normal NTV-controlled tor only” is selected. Note that the harmonic content is signifi-
NPC inverter or even a two-level inverter due to the fact that cantly reduced with the third harmonic eliminated altogether.
the ZCM modulator only has 86.6% voltage utilization. Still, Comparison between Figs. 18 and 19 demonstrates that the
the experimental results demonstrate that adequate differential cascaded regulator produces an output with poorer waveform
mode performance can be achieved. The key is to implement quality for a given dc input voltage. Therefore, a control
an output controller that most effectively utilizes the available implementation with only an outer voltage loop is preferable
voltage. when combined with the ZCM modulator. The need to handle
Fig. 18 shows the voltage spectrum of the output line-to- transient output fault currents can be handled in another way,
line voltage (VLL ) with the “cascaded voltage regulator with such as by pulse-by-pulse current limiting.
inner loop current regulator.” The power quality objective for Finally, Figs. 20 and 21 show the output voltage and current
the applications being considered for this converter is that the of the system during step load application and removal with
maximum IHD would be 40 dB down from the fundamental and the control configured as “voltage regulator only.” The transient
that the THD is less than 3%. This objective was achieved. The response is very good, and the penalty here for ZCM voltage
most troublesome harmonics are the third, fifth, and seventh. production is not significant.
The fifth and seventh harmonics are due to the fact that the
ZCM modulator only has 86.6% of the dc input to work with
IX. C ONCLUSION
in producing the dynamic voltage required by the regulator to
control output voltages to the desired levels. These harmonics This paper has demonstrated the successful implementation
can be eliminated if the dc-link voltage is increased. The third of a three-phase NPC inverter that produces ZCM voltage.
CUZNER et al.: IMPLEMENTATION OF A FOUR-POLE NPC INVERTER WITH LOW COMMON-MODE VOLTAGE OUTPUT 825

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transient, 200 V/Div and 50 A/Div, respectively.
pp. 1122–1129, Oct. 1996.
[15] H. W. van der Broeck, H. C. Skudelny, and G. V. Stanke, “Analysis and
realization of a pulsewidth modulator based on voltage space vectors,”
Nearly sinusoidal voltage is produced from each line to a IEEE Trans. Ind. Appl., vol. 24, no. 1, pp. 142–150, Jan./Feb. 1988.
[16] D. Leggate and R. J. Kerkman, “Pulse-based dead-time compensator
common point without the need for an additional EMI filter. for PWM voltage inverters,” IEEE Trans. Ind. Electron., vol. 44, no. 2,
With the addition of dead-time compensation, the only sig- pp. 191–197, Apr. 1997.
nificant component of common-mode voltage associated with [17] A. R. Bendre, J. C. Vandermeer, R. M. Cuzner, and C. M. Goshaw, “Four
pole three level active rectifier for 1399 bus interface,” U.S. Patent W0
power semiconductor switching is due to the IGBT rise and 2008/151145 A1, Dec. 11, 2008.
fall rates.
The proposed inverter system is more compatible with ap-
plications such as dc microgrid systems, and shipboard and
electrical distribution systems where the inverter is the source
of power and should not be a significant contributor to system
EMI. This approach also significantly reduces the voltage-to- Rober M. Cuzner (M’90–SM’05) received the B.S.
ground stresses that would otherwise be applied to loads in degree in electrical and computer engineering from
these systems without the need of EMI filtering. This results in a Brigham Young University, Provo, UT, in 1988, and
the M.S. degree in electrical and computer engi-
significant cost, size, and weight for systems of the power levels neering from the University of Wisconsin, Madison,
being considered. Furthermore, this paper fully addresses the in 1990.
tradeoffs that occur in achieving the desired differential mode He has 20 years of experience working in power
generation, power conversion, and drive system con-
performance and demonstrates good steady-state harmonic and trols and packaging for both Navy and industrial
transient performance on actual hardware, even with the in- applications. He is currently with DRS Power and
herent drawbacks in voltage utilization introduced by ZCM Control Technologies, Milwaukee, WI. His research
interests include microgrid protection, distributed generation, power electronics
modulation. for power distribution and drive systems, low- and medium-voltage power
conversion system design, high power density packaging of power electronics,
and electric machine design.
R EFERENCES
[1] A. Nabae, I. Takahasi, and H. Akagi, “A new neutral-point-clamped
PWM inverter,” IEEE Trans. Ind. Appl., vol. IA-17, no. 5, pp. 518–523,
Sep./Oct. 1981.
[2] A. Bendre, S. Krstic, J. C. Vandermeer, and G. Venkataramanan, “Com-
parative evaluation of modulation algorithms for neutral-point-clamped
converters,” IEEE Trans. Ind. Appl., vol. 41, no. 2, pp. 634–643, Ashish R. Bendre (S’01–M’03) received the Ph.D.
Mar./Apr. 2005. degree in electrical engineering from the University
[3] C. R. Paul and K. B. Hardin, “Diagnosis and reduction of conducted noise of Wisconsin, Madison, in 2003, and the M.B.A.
emissions,” IEEE Trans. Electromagn. Compat., vol. 30, no. 4, pp. 347– degree from the University of Chicago, Chicago, IL,
353, Nov. 1988. in 2008.
[4] L. Ran and S. Gokani, “Conducted electromagnetic emissions in induction He has over 12 years of industrial power converter
motor drive systems. Part I. Time domain analysis and identification of design and development experience, primarily with
dominant modes,” IEEE Trans. Power Electron., vol. 13, no. 4, pp. 757– Pillar Technologies and SoftSwitching Technologies.
767, Jul. 1998. He is currently the Director of Research and Devel-
[5] R. J. Kerkman, “Twenty years of PWM AC drives: When secondary opment for DRS Power and Control Technologies,
issues become primary concerns,” in Proc. IEEE IECON, Aug. 5–9, 1996, Milwaukee WI, where he manages and conducts
pp. LVII–LX III. research that has focused on naval power conversion. He has authored or
[6] G. L. Skibinski, J. Pankau, R. Sladky, and J. Campbell, “Generation, coauthored over 30 journal and conference papers. His primary areas of interest
control and regulation of EMI from AC drives,” in Conf. Rec. IEEE IAS include power electronics and control design for multilevel converters, dc–dc
Annu. Meeting, 1997, pp. 1571–1583. converters, and power quality devices.
826 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 45, NO. 2, MARCH/APRIL 2009

Peter J. Faill received the B.S. degree in physics and Boris Semenov (M’90) received the B.Sc. and M.S.
mechanical engineering from Columbia University, degrees in electrical engineering from St. Petersburg
New York, NY, in 1987, and the M.S. degree in State Technical University, St. Petersburg, Russia,
theoretical physics from Tufts University, Medford, in 1982.
MA, in 1992. He has over 20 years of industrial power converter,
He has over 20 years of digital controls design and motor drive design, and development experience. In
development experience, both in semiconductor tool the past, he was with Ametek, Otis Elevator Com-
manufacturing and in PM motor/generator controls. pany, and International Rectifier. He is currently with
He is currently a Switching Topologist with DRS DRS Power Systems, Hudson, MA, working on the
Power Systems, Hudson, MA, where he develops development and design of high-power conversion
and implements a wide range of device switching equipment. His primary areas of interest are in power
schemes for PM machines and power conversion. electronics, high-performance ac drives, intelligent power management, and
power systems.

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