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Gerhard de Haan
To cite this article: Gerhard de Haan (2006) The BLK ‘21’ programme in Germany: a
‘Gestaltungskompetenz’‐based model for Education for Sustainable Development,
Environmental Education Research, 12:1, 19-32, DOI: 10.1080/13504620500526362
This article aims to describe the German BLK ‘21’ Programme (State—Federal States Commission
for Educational Planning and Research Promotion [BLK]) which supported the introduction of
Education for Sustainable Development (ESD) into schools from 1999 to 2004. Its political basis,
conceptualisation, implementation and results are described. Furthermore, the article gives an
overview of the growing international significance of ESD and its perspectives in Germany.
The background
A syllabus should only include knowledge that has existed in the world for at least
twenty years—this was the firm conviction of the educator Friedrich Paulsen when
discussing the necessity of reviews of syllabus in 1900. In comparison, a hundred
years later, education for sustainable development has entered curricula at an extraor-
dinarily rapid pace. After all, ‘sustainable development’ has only been formulated as
a normative framework for politics, economy and society since the 1980s.
The reasons for propagating sustainable development are twofold: the numerous
and increasingly observed phenomena of the ecological crises (growing since the
1960s), on the one hand, and the critique of the unjust distribution of opportunity
among humans in the world today, on the other. These two critiques of the extinction
of species, pollution levels, the consumption of non-renewable resources, the unfair
distribution of the Earth’s riches and the fewer opportunities that nations and people
in the so-called Third World have to develop go hand in hand with the fear that
conditions are more likely to worsen in the future than improve. Thus, according to
Agenda 21 (United Nations, 1992), a double strategy is needed: on the one hand, we
must secure the natural bases for human life; on the other hand, we should not
renounce economic prosperity in the process, for this would dramatically limit the
opportunities for developing nations to attain an improved standard of life and
prosperity for everyone.
So far, we have worked intensively on strategies that offer a way out of the trap of
injustice—that is, on a risk-laden prosperity based on consuming and destroying
nature, and the necessity of economic and social development. The solution is
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Where a major mental shift is primarily involved, we must encourage the processes
for changing awareness among individuals—and this can only be accomplished
through learning. In this context, major competencies are demanded from the
individual in participating in and self-organising communication and decision-making
The BLK ‘21’ programme in Germany 21
much to define only what children and youth should be taught and not to define what
should be learned. If it is clear what should be learned, then children and young
people, and their parents—as well as the educational administration—can demand
that this knowledge, these skills be imparted. Another advantage is that the learning
content can be relatively freely selected. When skills acquisition, as opposed to retriev-
able school knowledge, is important, students’ choices of content can and should
depend on and vary according to their previous experiences, motivations and local
and individual everyday experiences. This increases pupils’ interest in the learning
content and their acquisition of skills, thereby preventing the mere accumulation of
‘inert knowledge’ (Weinert, 2000).
In this context, education for sustainable development specifically involves the
acquisition of a number of sub-competencies subsumed under the term Gestaltung-
skompetenz (see de Haan & Harenberg, 1999). ‘Gestaltungskompetenz’, or ‘shaping
competence’, means the specific capacity to act and solve problems. Those who
possess this competence can help, through their active participation in society, to
modify and shape the future of society, and to guide its social, economic, technological
and ecological changes along the lines of sustainable development. ‘Gestaltungsko-
mpetenz’ (see the article by de Haan & Seitz, 2001) means having the skills, compe-
tencies and knowledge to enact changes in economic, ecological and social behaviour
without such changes always being merely a reaction to pre-existing problems.
‘Gestaltungskompetenz’ makes possible an open future that can be actively shaped
and in which various options exist. Over the past four years, the concept of ‘Gestal-
tungskompetenz’ has become more differentiated and enriched with examples of
topics and methods. It now encompasses the following eight sub-competencies that
serve as the basis for formulating educational standards:
● Competence in foresighted thinking. The capacity to deal with uncertainty and future
prognoses, expectations and plans characterises the sub-competence of being able
to think beyond the present. It is essential that the future be understood as open
and something that we can help to shape. This attitude underpins the capacity to
The BLK ‘21’ programme in Germany 23
develop different options for action based on present conditions. Through fore-
sighted thinking and acting, we can conceive of possible developments for the
future and identify potential opportunities and risks inherent in present and future
developments, as well as unexpected ones. Creativity, fantasy and imagination play
an important role in this competence.
● Competence in interdisciplinary work. A single scientific field and simple strategies for
acting are no longer capable today of tackling the problems of non-sustainable
development and the need for future-compliant change. These problems can only
be addressed through the collaboration of many scientific fields, different cultural
traditions and aesthetic, cognitive and other approaches. Knowing how to identify
and understand system relations and how to deal appropriately with complexity
requires the development of corresponding skills. These skills can be furthered
through approaching problems in daily life contexts with a problem-solving strat-
egy that opens up opportunities and alternative solutions through drawing on vari-
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● Competence in planning and implementation skills means the capacity to assess the
resources necessary for an action, and their availability, from the standpoint of
sustainability, the capacity to create cooperative networks and to calculate side-
effects and possible surprise effects, as well as to take the possibility of their occur-
ring into account while planning. A significant factor in developing planning skills
is learning to take into account the rapid changeability and temporary nature of
knowledge relevant to planning. Only in this way can plans and actions be made
‘error-friendly’, and be corrected and revised when new insights appear and when
conditions change. Such learning arrangements draw attention to correlations
between various problem constellations and possible solutions. They thematise
feedback, long-term consequences and delays, and offer a corresponding reper-
toire of methods. Implementation skills reach beyond intentions and plans to
incorporate necessary and actual interests in acting. This competence consists of
the capacity to come up with goals to be immediately pursued and the capacity to
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make decisions that lead from desire to doing. It is important to differentiate desire
and doing from ‘thinking’ in order not to blur the relationships between knowl-
edge, attitudes, intentions and human actions that are so difficult to ascertain
empirically.
● The capacity for empathy, compassion and solidarity. All conceptions for sustainability
aim to promote more justice, always call for a more just balance between the poor
and the rich, the privileged and the disadvantaged, and strive to minimize or elim-
inate repression. Engagement in this area requires competence in transcultural
communication and cooperation as well as a certain empathy, a global ‘we’ feeling.
Education for sustainable development, therefore, aims to develop individual and
collective competence in acting and communicating in the spirit of international
solidarity. It motivates and enables people to work together to find future-compli-
ant solutions to shared problems and to find responsible ways to achieve more
justice.
● Competence in self-motivation and in motivating others. Engaging the concept of
sustainability, making it become alive so as to enable a satisfying lifestyle for every-
day life, requires a great deal of motivation to change oneself and to encourage
others to change as well. Education for sustainable development aims to develop
the motivational drive we will need if we want to lead a fulfilled and responsible life
amid the complex conditions of a world rapidly undergoing globalization. This
requires competence in reflecting on individual and cultural models. But such
competence has always been an objective within the idea of education: the ability
to set yourself and your own culture in perspective and to gain new perspectives by
encountering the strange and foreign.
● Competence in distanced reflection on individual and cultural models. Many of the sub-
competencies mentioned demand from the individual a considerable amount of
ability and self-knowledge, as, for instance, in the case of cosmopolitan perception.
To identify and critically examine one’s own interests and desires, to situate oneself
in one’s own cultural context, or even to take a position in the debate about global
justice requires competence in reflecting on individual and cultural models in a
The BLK ‘21’ programme in Germany 25
detached, objective manner. This involves being able on the one hand to perceive
one’s own behaviour as culturally determined, and to critically analyse societal
models on the other.
We see that high standards have been formulated, and it has often been said that they
cannot be achieved. Apparently, however, pupils in the BLK Programme ‘21’ think
otherwise. We know from questionnaire feedback that, on average, 75–80% of all
pupils believe they have learned how to think with foresight and to understand
complex facts in the context of sustainability, how to work with others as part of an
interdisciplinary team on problems of (non-) sustainable development, and how to
evaluate various solutions to problems.
The orientation towards models of competence corresponds to the principles of
teaching and learning that promote the acquisition of intelligent, interconnective
and application-related knowledge. The programme’s evaluation report identified
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Workshop materials
Schools involved in the programme developed materials on the programme’s various
topics. Agreements were concluded that made it possible to publish nationwide
material for 56 lessons (each between 30 and 80 pages) through the coordination
office in Berlin. In addition, numerous state-specific materials were developed. They
were published in the 21 CD collection ‘Box 21’ at the programme’s conclusion.
Manuals
Handouts were prepared on the major conceptional and structural problems
(collaboration with external partners, legal expertise in relation to pupil companies,
school programme work, designing support systems, school profile, and the school
programme ‘sustainability’). These served to safeguard and to detail comprehensive
aspects of the structure and organisation of education for sustainable development in
schools.
The BLK ‘21’ programme in Germany 27
Curricular components
During the programme, a working group called ‘Framework plans’ (open to every
federal state) was established that comprised members of the coordination office,
several project leaders from the federal states and the programme coordinator. In
March 2003, this working group presented recommendations for preambles and
guidelines for education for sustainable development (Welz et al., 2003). Recommen-
dations for educational standards for education for sustainable development followed
in the spring of 2004.
Internet/magazine/CD-ROM/film
The programme’s Internet presence at www.blk21.de has proved to be an increas-
ingly important instrument for disseminating the programme’s results. Since the
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first workshop materials were offered for downloading, the number of visitors has
dramatically increased. The programme’s Internet presence has been further
expanded for Transfer 21 (www.transfer-21.de), and its electronic newsletter is now
subscribed to by about 1,500 persons and institutes. In addition to the magazine
‘21’ (four issues yearly), a CD-ROM with basic information on education for
sustainable development was developed. So far, more than 2,000 copies have been
distributed. Further, a film has been produced that shows examples from
programme schools. The film, ‘Lernen mit Zukunft’ (Learning with a future), is
distributed nationwide through the Institut für Film und Bild in Wissenschaft und
Unterricht (FWU) (www.fwu.de).
Collaboration/networks
Collaboration with the networks GLOBE and Environmental Schools in Europe has
helped to disseminate the results. Meanwhile, this cooperation is widely thriving and
has been secured by corresponding cooperation agreements. Environmental Schools
in Europe in particular has turned out to be an important dissemination instrument
for many countries. The European-wide campaign on the topics of sustainability has
already started in Germany and is using the results of the programme.
quite a different picture. For three-fourths of German pupils, parents and teachers,
‘sustainability’ is still a ‘foreign’ word, according to the representative study on envi-
ronmental awareness from the year 2002 (see http://www.empirische-paedagogik.de/
ub2002neu/indexub2002.htm).
However, if phrases such as ‘environmental protection’, ‘climate catastrophe’,
‘generational contract’, ‘global justice’, ‘eco-tourism’ and ‘fair trade’ are mentioned,
then even pupils outside the BLK programme can associate it with something. For
10- to 12-year-olds, animal and environmental protection are on the top of the list
when they answer the question of what they would actively support. This active
interest in ecology decreases among 13- to18-year-olds, but ‘engagement for the envi-
ronment’ in this group still ranks number three after family and the fight against
drugs—followed, incidentally, by a strong interest in achieving more justice in the
world and a stronger sense of community (Zinnecker & Merkens, 2002). And when
young people are asked what should be important and valued in the future, the asser-
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tion that we live in an egoistic society and that today’s youth are egoists is believed by
the top three responses: willingness to help, human warmth and social justice.
In other words, although children and young people in Germany often know very
little about the concept of ‘sustainability’ per se, their attitudes, values and interests
increasingly appear to coincide with ideas such as the need to achieve greater inter- and
intra-generational justice, consume fewer resources today, or not strain the ecological
system to the extent that the ability of future generations to lead a good life is endan-
gered. There appears to be a growing understanding of, and a positive response to,
sustainability as an important concept that embodies the idea that there’s a need to
achieve a balance today between poor and rich countries, and between poor and rich
people; that economic prosperity should be linked to efficient methods of production
and eco-friendly processes of manufacturing goods; that sustainability is about reduc-
ing energy consumption and using renewable energies; and about intelligent forms of
mobility and an environmentally friendly lifestyle. In other words, in Germany, the
subject of sustainability finds great resonance among children and young people.
The pupils in the BLK programme ‘21’, though, are far ahead of other children and
youth because they know more and can make better use of opportunities for taking
action: three out of four pupils are better able to assess whether products and services
are ‘sustainable’. More than two-thirds believe they can convince others of the necessity
of sustainable development, and more than 75% have learned what they themselves
can do to promote sustainable development—according to the results of our final study.
are identified in the OECD study that should guide every curriculum development:
human rights, democratic structures and orientation towards criteria for sustainable
development. These objectives provide a normative basis for the framework for the
life of the individual and society.
Thus, basic principles of human rights, democratic value systems, and postulated objec-
tives of sustainable development (i.e., integrating environmental protection, economic
well-being, and social equity) can serve as a normative anchoring point for the discourse
on key competencies, their selection, and development in an international context.
(OECD, 2002, p. 26)
and schools at lower and upper secondary level) within four years. This would
reach around 10% of schools in Germany. This figure is realistic because in around
30% of schools in the German federal states, schools are already required to
develop their own school curriculum (local school curriculum, which acts as a
general guideline for school life) with integrating the sustainability issue into this
curriculum. It is also realistic because in some federal states (e.g. Hamburg) and
some regions (e.g. Hesse, Thuringia and Lower Saxony) more than 10% of the
schools participated in the campaign ‘Environmental Schools in Europe’.
(2) Developing lasting advice and support structures. The goal is to firmly establish
support, advice and management structures. Existing structures, and those
currently being developed, are considered as sufficient for advancing and
supporting the desired number of schools at a high quality level. However, these
systems must be optimised during the transfer through continuous professional
development including a process of concurrent reflection over tasks and goals
with respect to the principles of education for sustainability.
(3) Extensive training for multipliers. The model programme trained multipliers in
various aspects of sustainability. The goal was to systematically and extensively
train a group of people during the transfer so that they could confidently convey
in professional development programmes the topic of education for sustainable
development in all three dimensions: thematically, methodically, as well as the
innovative structures of cooperation connected with it (such as working with
non-school partners).
(4) Expansion to primary schools and full-time day schools. Between 1999 and 2004,
the model programme concentrated on the secondary school levels I and II.
However, considerable implementation gaps exist in primary schools in
general, although the interest in sustainability at this school level is extremely
high. Moreover, from a developmental psychological and didactic standpoint,
it makes good sense to begin with education for sustainable development at as
early an age as possible. The expansion to full-time programmes or full-time
day schools in quite a few federal states has produced a clearly identifiable,
The BLK ‘21’ programme in Germany 31
but as yet uncultivated, field for the topics, methods and forms of action in
education for sustainable development. These gaps are to be filled during the
transfer.
(5) Achieve transfer through integration into teacher education. By collaborating with
universities and state institutes, teacher education is to be used in all three phases
of the transfer. This is necessary where education for sustainable development as
an interdisciplinary field with its own specific goals, content and methods has not
been sufficiently integrated into professional development programmes and other
specialized education.
The transfer programme began on 1 August 2004 and the federal government and
the federal states have invested 10 million euros. We are all aware that we have set
ourselves some very ambitious goals. But we are confident that this money is better
invested in the transfer of education for sustainable development than in, say, another
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Note
The quotations in this article from reference works in German are the translations of the authors of
the article and/or the Editors, unless otherwise indicated.
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