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DOI: 10.1002/chem.201301538

Triblock Polyphiles through Click Chemistry: Self-Assembled Thermotropic


Cubic Phases Formed by Micellar and Monolayer Vesicular Aggregates

Xiaoping Tan,[a] Leiyang Kong,[a] Heng Dai,[a] Xiaohong Cheng,*[a] Feng Liu,*[b] and
Carsten Tschierske*[c]

Abstract: Three series of triblock poly- phases was observed. In the cubic therefore being expected to disfavor
philes consisting of a rigid 4-phenyl- phases, the molecules are organized as the formation of spherical objects.
1,2,3-triazole or 1,4-diphenyl-1,2,3-tria- spherical objects. Remarkably, com- There is a large difference in the
zole core with three lipophilic and flex- pounds with a longer core unit have number of molecules involved in the
ible alkoxyl chains at one end and a higher tendency to form these cubic spherical aggregates formed by com-
a polar glycerol group at the opposite phases, and their stability is strongly pounds with long and short cores.
end were synthesized by copper-cata- enhanced over those of the compounds Whereas the aggregates in the cubic
lyzed azide–alkyne click reactions. with a shorter core, despite longer phases of the compounds with short
Their mesophase behavior was studied cores having a smaller cone angle and rod units are small and could be re-
by polarizing optical microscopy, differ- garded as micellar, the long-core com-
ential scanning calorimetry, and XRD. pounds form much larger aggregates
Keywords: click chemistry · liquid
Depending on alkyl chain length and which are regarded as a kind of mono-
crystals · phase transitions · self-as-
core length, a transition from hexago- layer vesicular aggregate.
sembly · triblock polyphiles
nal columnar to Pm3n-type cubic

Introduction configurations in rugged energy landscapes.[4] In recent


years, cubic LC phases have received considerable attention,
The understanding of the spatial ordering of molecules into because of their often quite complex three-dimensional
well-defined three-dimensional structures is of relevance for structures.[5–8] There are two distinct types of cubic phases.
nanotechnological studies.[1] Liquid-crystalline (LC) phases, The bicontinuous cubic phases (CubV) appearing as inter-
which combine periodic order with molecular mobility, are mediate phases at the transition from lamellar to columnar
ideal self-assembling systems for which the fundamental re- organization, which form different types of continuous inter-
lations between molecular structure and supramolecular or- woven 3D networks of channels. The other type, the so-
ganization can be studied in a systematic way,[2, 3] as the mo- called discontinuous or micellar cubic phases (CubI), are
lecular motions provide a random force on the systems de- based on the self-assembly of spherical supramolecular ag-
grees of freedom and enable them to find minimum-energy gregates. The occurrence of these cubic phases depends
strongly on the curvature of the interfaces between microse-
gregated regions formed by the self-assembly of incompati-
[a] X. Tan, L. Kong, H. Dai, Prof. Dr. X. Cheng ble molecular parts in different subspaces.[9] Though micellar
Key Laboratory of Medicinal Chemistry for Natural Resources cubic phases are well known modes of self-assembly in lyo-
Yunnan University
Kunming, Yunnan, 650091 (P. R. China)
tropic systems,[10] in solvent-free thermotropic LCs, these su-
Fax: (+ 86) 871-65032905 perstructures have more recently been discovered for gluca-
E-mail: xhcheng@ynu.edu.cn mide-based amphiphiles.[11] Since then, micellar cubic phases
[b] Prof. Dr. F. Liu have been found in numerous different classes of com-
State Key Laboratory for Mechanical Behavior of Materials pounds, most often for cone-shaped dendritic and amphi-
Xi’an Jiaotong University
philic molecules,[2, 12–22] whereas for rodlike[23] and disklike
Xi’an, 710049 (P. R. China)
Fax: (+ 86) 29-82663453 molecules[24–26] formation of micellar cubic phases has rarely
E-mail: feng.liu@mail.xjtu.edu.cn been observed. We recently reported thermotropic cubic LC
[c] Prof. Dr. C. Tschierske phases for the rodlike imidazolium salts Am/n with 3,4,5-tri-
Institute of Chemistry alkoxybenzyl ether units and related 3,4,5-trialkoxyben-
Martin-Luther University Halle-Wittenberg zoates Bm/n (Scheme 1).[20] In the aggregates of these cubic
Kurt-Mothes Strasse 2, 06120 Halle/Saale (Germany)
Fax: (+ 49) 345-55-27346
phases, the short alkyl chains at the imidazolium end form
E-mail: carsten.tschierske@chemie.uni-halle.de the interior of the aggregates, which is separated by aromat-
Supporting information for this article is available on the WWW ic shells from the continuum formed by the three chains at
under http://dx.doi.org/10.1002/chem.201301538. the nonionic end. This leads to a kind of monolayer vesicu-

Chem. Eur. J. 2013, 19, 16303 – 16313  2013 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim 16303
Scheme 1. Self-assembly of polycatenar imidazolium salts Am/n and
Bm/n into monolayer vesicular columnar and vesicular cubic phases. Re-
produced from reference [20a].

lar structure of the aggregates forming these cubic phases


Scheme 2. Compounds under investigation.
(Scheme 1).[20]
Vesicular LC phases are a subject of current interest, and
besides the monolayer vesicular cubic phases mentioned al, inert to severe hydrolytic, oxidizing, and reducing condi-
above, bilayer vesicular cubic phases have been reported by tions even at high temperature), a large dipole moment (m =
Percec et al. for dendritic molecules incorporating rodlike 5.2–5.6 D),[30] and electron-donor properties, lowering the
units and a limited number of alkyl chains at the periph- bandgap of aromatic p systems to which they are attached.
ery.[27] Herein, we report another kind of spheroidic cubic This makes them also good candidates for semiconducting
phases formed by a new type of nondendritic polyphiles organic materials.[31] Hence, CuAAC click chemistry can not
I3/n–III3/n, composed of a bent, rigid aromatic core with only be used to interconnect smaller units to give larger en-
three lipophilic alkyl chains at one end and a polar glycerol tities, but the resulting triazole ring can also act as a p-con-
group at the other (Scheme 2). In addition, representative jugated core structure providing desirable materials proper-
examples of compounds with a reduced number of alkyl ties. A few reports on application of the CuAAC reaction
chains (I1/12 and II2/16 in Scheme 2) were synthesized and for the synthesis of rodlike,[32] disklike, star-shaped,[33] and
investigated; however, the focus is on the three chain com- bent-core[34] liquid crystals have appeared quite recently.
pounds showing cubic phases. Materials with nematic, SmA, SmC, columnar phases, and,
For the synthesis of these polyphilic compounds, an ap- in one case, a bicontinuous cubic phase[33d] have been ob-
proach involving copper-catalyzed azide–alkyne cycloaddi- tained by this approach. Herein, we report the first use of
tion (CuAAC)[28] was used, which has widely been applied this synthetic method for the synthesis of polyphilic com-
in the fields of synthetic chemistry, biomedicine, and materi- pounds forming micellar and vesicular cubic phases. Three
als science.[29] Such reactions usually proceed regioselective- series of compounds I–III (Scheme 2) were synthesized. All
ly, give high yields in reasonable reaction times, and tolerate compounds incorporate a rigid and significantly bent 1,4-dis-
a large range of functional groups. The resulting compounds ubstituted 1,2,3-triazole unit providing a bending angle of
contain the 1,2,3-triazole heterocycle, which provides advan- about 1088.[32d] Series Im/n has a 4-phenyl-1,2,3-triazole core
tageous properties, such as high chemical stability (in gener- which is connected with a substituted benzyl ether unit (m =
1: 4-alkoxybenzyl; m = 2: 3,4-dialkoxybenzyl; m = 3: 3,4,5-
trialkoxybenzyl). Series II3/n and III3/n have longer 1,4-di-
phenyl-1,2,3-triazole cores, connected with a 3,4,5-trialkoxy-
Abstract in Chinese: benzyl ether unit (series II3/n, X = CH2O) or a 3,4,5-trialkox-
ybenzoate unit (series III3/n, X = COO); in all cases the su-
perscript m gives the number of alkyl chains, and the
number n after the slash identifies the chain length.
Depending on the number and length of alkyl chains, hex-
agonal columnar and cubic phases with Pm3n lattice are
formed. Remarkably, the cubic phases are more dominant
for compounds II3/14 and III3/n with a longer aromatic core
than in the series I3/n, which has a shorter core. The number
of molecules organized in the spherical supramolecular ag-
gregates is much larger and more than doubled for com-

16304 www.chemeurj.org  2013 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim Chem. Eur. J. 2013, 19, 16303 – 16313
Triblock Polyphiles through Click Chemistry
FULL PAPER
pounds II3/14 and III3/n compared to compounds I3/n. The chlorides 73/n to give the 3,4,5-trialkoxybenzyl 4-azidophenyl
aggregates in the cubic phases of compounds II3/14 and ethers 10/n and acylated with the appropriate 3,4,5-trialkox-
III3/n, which contain about 120–137 molecules, have a core/ ybenzoic acids 8/n to give the 4-azidophenyl 3,4,5-trialkoxy-
shell structure in which a polar core is surrounded by a shell benzoates 11/n. The acetylenic building block 6, carrying the
of the aromatic units, and these core/shell aggregates are or- protected glycerol unit, was synthesized from 4-iodophenol,
ganized in the continuum of the terminal alkyl chains. These which was firstly etherified with allyl bromide, followed by
cubic phases can be considered as a kind of monolayer ve- dihydroxylation of the double bonds with OsO4/N-methyl-
sicular LC phase in which the interior is filled with a differ- morpholine N-oxide (NMMNO).[35] Protection of the diol
ent material than the continuum outside. groups of the obtained 1-glyceryl 4-iodophenyl ether (3)
with 2,2-dimethoxypropane produced the acetonide-protect-
ed glycerol ether 4, which was then coupled with 2-methyl-
Results but-3-yn-2-ol in a Sonogashira coupling reaction to intro-
duce the ethynyl group, giving compound 5. The ethynyl
Synthesis: All of the target compounds were synthesized by group of 5 was deprotected with KOH to produce building
CuAAC between the appropriate substituted benzyl azides block 6, which was used for the CuAAC reactions with the
9m/n or one of the larger aromatic azides (10/n or 11/n) and aryl azides 9m/n, 10/n, and 11/n to yield the acetonide-pro-
the alkynyl benzene 6 carrying the acetonide-protected glyc- tected intermediates 12m/n, 13 a/n, and 13 b/n, respectively.
erol group (Scheme 3). The 4-alkoxy-, 3,4-dialkoxy-, and In the final step, the acetonide groups were cleaved (HCl in
3,4,5-trialkoxybenzyl azides 9m/n were obtained by nucleo- CH3OH) and the obtained target polyphiles Im/n, II3/14, and
philic substitution of the appropriately substituted benzyl III3/n were purified by column chromatography. Detailed
chlorides 7m/n with sodium azide. 4-Azidophenol (1) was synthetic procedures and analytical data are given in the
synthesized from 4-aminophenol by formation of the diazo- Supporting Information.
nium salt and subsequent substitution with sodium azide.
For the synthesis of compounds IIm/n and IIIm/n, 1 was Investigations: The properties of the synthesized polyphiles
etherified with the corresponding 3,4,5-trialkoxybenzyl were studied by polarizing optical microscopy (POM, Nikon

Scheme 3. Synthesis of compounds I1/n–I3/n, II3/n, and III3/n: Reagents and conditions: i) a) NaNO2/HCl, H2O, 0 8C; b) NaN3, 0–5 8C, 5 h, 76 %; ii) K2CO3,
CH3CN, allyl bromide, reflux, 6 h, 96 %; iii) OsO4, NMMNO, H2O, acetone, 45 8C, 10 h, 80 %; iv) 2,2-dimethoxypropane, pyridinium p-toluenesulfonate,
25 8C, 12 h, 86 %; v) 2-methylbut-3-yne-2-ol, [PdACHTUNGRE(PPh3)4], CuI, THF, Et3N, 25 8C, 15 h, 93 %; vi) KOH, toluene, reflux, 5 h, 83 %; vii) KI, NaN3, DMF,
25 8C, 6 h, 93–99 %; viii) K2CO3, DMF, reflux, 10 h, 60 %; ix) dicyclohexylcarbodiimide, 4-dimethylaminopyridine, CH2Cl2, 0–5 8C, 18 h, 76–84 %; x) CuI,
NEt3, toluene, 25 8C, 12 h, 51–67 %; xi) tert-Butyl alcohol, H2O, THF, CuSO4·5 H2O, sodium ascorbate, 25 8C, 20 h, 75–82 %; xii) 10 % HCl, methanol,
reflux, 2 h, 80–95 %.

Chem. Eur. J. 2013, 19, 16303 – 16313  2013 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim www.chemeurj.org 16305
X. Cheng, F. Liu, C. Tschierske et al.

Optiphot 2 in conjunction with Table 1. Phase transitions of compounds I–III (see Scheme 2).[a]
a Mettler FP 82 HT heating Comp T [8C] [DH [kJ mol1]] Tcr [8C]
stage), differential scanning cal- 1
I /12 Cr 79 [31.3] Iso –[d]
orimetry (DSC, Netzsch I2/16 Cr 127 [77.3] Colhex 147 [1.0] Iso 104
DSC200F3), and X-ray diffrac- I3/6 Cr 92 [24.3] (Colhex 81 [0.8]) Iso –[d]
I3/8 Cr 97 [15.0] Colhex 103 [1.0] Iso 33
tion (XRD) of powder samples.
I3/10 Cr 85 [42.4] Colhex 111 [1.0] Iso 37
For selected compounds, a syn- I3/12 Cr 86 [42.1] Colhex 103 [0.2] CubI/Pm 3n 113 [0.2] Iso 51
chrotron X-ray source was used I3/14 Cr 63 [32.3] Colh 80 [0.7] CubI/Pm 3n 124 [< 0.1] Iso[b] 39
for the investigation of the I3/16 Cr 61 [41.4] Colhex 69 [2.0] CubI/Pm 3n 134 [0.3] Iso 55
powder samples (beamline II3/14 Cr 67 [23.2] CubSph/Pm 3n 181 [0.2] Iso 53
III3/10 Cr 141 [39.2] Colh 177 [0.6] Iso –[d]
BL16B1 at Shanghai Synchro- III3/12 Cr1 114 [14.6] Cr2 123 [10.3] (Colh 91 [0.3])[c] CubSph/Pm
3n 176 [0.2] Iso 55
tron Radiation Facility, SSRF) III3/14 Cr 128 [45.2] CubSph/Pm 3n 184 [0.3] Iso 94
at a wavelength of 1.2 . The III3/16 Cr 117 [20.9] CubSph/Pm 3n 168 [0.1] Iso 72
transition temperatures of the [a] Transition temperatures were determined by DSC (10 K min1) and confirmed by POM; peak temperatures
synthesized polyphiles are col- from the first heating scan are given; values in brackets are transitions on cooling; abbreviations: Cr = crystal-
lected in Table 1. line solid, Iso = isotropic liquid; Colh/Colhex = hexagonal columnar phases (Colhex = hexagonal lattice confirmed
by XRD, Colh = hexagonal symmetry deduced from optical properties and textures); CubI/Pm 3n = micellar
cubic mesophase with space group Pm 3n; CubSph/Pm 3n = spheroidic cubic mesophase with space group Pm3n
Series I: hexagonal columnar (compared to CubI phases the aggregates are significantly larger; the aggregates have a core/shell structure,
phases: Compounds in series I and the material in the core is different from the material forming the continuum); Tcr = crystallization temper-
have a relatively short rigid ature (10 K min1). [b] Transition temperature determined by POM. [c] Colh–Cub transition was taken from
core and a methylene linking the cooling scan. [d] No crystallization observed down to 25 8C.

group connecting the alkoxy-


substituted end group with the
triazole unit (Scheme 1). Whereas the single chain com- Table 2. Comparison of XRD data, lattice parameters, and other data[a]
pound I1/12 does not show any LC phase, a hexagonal col- for compounds Im/n, II3/14, and III3/n (see Scheme 2) and related imida-
zolium salts A4/14 and B2/12 for comparison (see compounds Am/n and
umnar phase was observed for the two-chain compound
Bm/n shown in Scheme 1; here m, n indicate the chain lengths).[20]
I2/16, with lattice parameter ahex = 4.84 nm (at T = 130 8C,
Comp. Phase, Plane/space group L [nm] a [nm] (T [8C]) n a [8]
Table 2; Table S1 and Figure S4a in the Supporting Informa-
tion). I2/16 Colhex/p6mm 4.1 4.84 (130) 6.7 53.7
I3/6 Colhex/p6mm 2.8 4.16 (80) 6.8 52.9
Columnar phases were found for all compounds I3/n with I3/8 Colhex/p6mm 3.1 4.31 (100) 6.3 57.1
three alkoxyl chains. The textures of the columnar meso- I3/10 Colhex/p6mm 3.3 4.54 (80) 6.1 59.0
phases, as observed by POM, are characterized by typical I3/12 Colhex/p6mm 3.6 4.68(90) 5.7 63.1
spherulitic domains, as shown in Figure 1 for compound I3/12 CubI/Pm 3n 8.99ACHTUNGRE(110) 61.0 5.9
I3/16 Colhex/p6mm 4.1 5.32 (60) 6.3 57.1
I3/12 as an example (for additional examples, see also Fig-
I3/16 CubI/Pm 3n 9.55 (110) 60.0 6.0
ure S2a–f in the Supporting Information). These columnar II3/14 CubSph/Pm 3n 4.2 12.19 (150) 127.2 2.8
phases are optically uniaxial, as indicated by the completely III3/12 CubSph/Pm 3n 4.0 12.10 (150) 137.3 2.6
dark appearance of regions with homeotropic alignment of III3/14 CubSph/Pm 3n 4.2 12.18 (150) 126.8 2.8
III3/16 CubSph/Pm 3n 4.5 12.33 (130) 120.2 3.0
A4/14 Colhex/p6mm 4.0 4.9 (120) 5.5 65.5
B2/14 CubVes/Pm3n 3.7 10.4 (150) 85 4.24
[a] L = maximum molecular length in the most extended conformation
with all-trans conformation of the alkyl chains and measured between the
end of the 4-alkyl chain and the primary OH group of the glycerol unit;
a = lattice parameter; n = number of molecules in the cross section of
a column in the Colhex phases (with assumed height of 0.45 nm) or
number of molecules in each aggregate of the cubic/Pm 3n lattice (ncell/8);
a = projection of the cone angle, calculated according to a = 360/n;[38] ab-
breviations: CubVes/Pm3n = vesicular cubic phase with space group Pm3n;
for other abbreviations, see Table 1.

the columns (columns perpendicular to the glass substrates,


see Figure S2b in the Supporting Information) and they are
optically negative, as indicated by investigation with a l-re-
tarder plate (Figure S1b in the Supporting Information).
This means that in the columns the preferred direction of
Figure 1. Typical texture (crossed polarizers, directions of the polarizers
are vertical and horizontal) of the Colhex phase of compound I3/12 at
the intramolecular p-conjugation pathway (i.e., the long axis
102 8C. For a figure showing the same region with l-retarder plate, see of the aromatic cores) is on average perpendicular to the
Figure S1 in the Supporting Information. column long axis.

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Triblock Polyphiles through Click Chemistry
FULL PAPER
bles S1 and S2 in the Supporting Information). The number
of molecules n organized in a stratum of the columns with
a height of h = 0.45 nm was estimated by using Equation (1)
and assuming a density of 1 = 1 g cm3 (NA = Avogadro con-
stant, M = molecular mass) to be about n = 6 for compound
I3/16. Similar values of n = 6–7 were found for the other in-
vestigated Colhex phases occurring in series I (see Table 2
and Table S8 in the Supporting Information).

2 pffiffiffi
n ¼ ða 2Þ 3hðNA =MÞ1 ð1Þ

The columns show rosettelike packing (Figure 3 a) or


packing in bilayer ribbons (Figure 3 b) with time- and space-
averaged random orientation of the ribbons. It must also be

Figure 3. Models showing the organization of compounds I3/n in the hex-


agonal columnar LC phases. Schematic sketches of a rosette (a) and
a ribbon (b) formed by six molecules in the cross section. c) Hexagonal
lattice formed by the resulting columns.

considered that the strong bend of the rigid units, due to the
presence of the triazole ring, could possibly favor a more
disordered packing of these units. The diameter of the glyc-
erol column core was determined with molecular models to
be about 1.5 nm, which corresponds to the diameter of the
Figure 2. a) DSC heating and cooling curves of I3/16 (10 K min1); the red/yellow high-electron density regions in the electron-den-
inset shows an enlargement of the DSC peaks corresponding to the sity map of the Colhex phase of I3/16 (Figure 4 a). The length
CubI–Iso and Iso–CubI transitions. b, c) SAXS diffractograms of the of the molecular core, including the aromatics and the glyc-
Colhex phase at 60 8C (b) and the CubI/Pm
3n phase at 110 8C (c).
erol units, is 1.7–1.9 nm for compounds I3/n, which is in
good agreement with the diameter of the regions of medium
electron density, shown in green, which have a diameter of
High-resolution small-angle powder diffraction experi- about 3.4 nm. These diameters also agree with the sizes of
ments were carried out for most of the compounds and are the polar (yellow) and aromatic (blue) circles in the molecu-
described here for compound I3/16 as an example (see Fig- lar dynamics (MD) annealed model in Figure 4 b. The alkyl
ure 2 b and c, Table 2, and Tables S2 and S3 in the Support- chains are completely disordered and interdigitated in the
ing Information). In the temperature range of the columnar continuum of low electron density around these columns.
phase there are three small angle reflections with a ratio of
1
reciprocal spacings of 1:3 = :2, which can be indexed to the
2
Series I3/n: transition from columnar to micellar cubic
10, 11, and 20 reflections of a hexagonal lattice (Figure 2 b) phases: The short homologues I3/n with n = 6–10 form exclu-
with ahex = 5.32 nm (at T = 60 8C). For the hexagonal phase sively the columnar phase in the whole mesomorphic tem-
of compounds I3/n, the lattice parameter increases from perature range (Table 1 and Figure S4 in the Supporting In-
4.16 nm for n = 6 to 5.32 nm for n = 16 (Table 2 and Ta- formation), whereas additional optically isotropic phases

Chem. Eur. J. 2013, 19, 16303 – 16313  2013 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim www.chemeurj.org 16307
X. Cheng, F. Liu, C. Tschierske et al.

with cubic lattice were found for higher homologues I3/n Compounds in series III3/n have the same fundamental
with n = 12–16 (Figure 2). In all cases the cubic phase is the structure as II3/14, but the benzyl ether group (X = CH2O) is
high-temperature phase above the columnar phase replaced by the more polar and also more rigid carboxyl
(Table 1). Hence, on chain elongation or increasing the tem- group (X = COO). All compounds III3/n also have signifi-
perature a transition from a columnar to a cubic phase takes cantly enhanced mesophase stability compared to com-
place. As the curvature of the aromatic/aliphatic interface is pounds I3/n with a shorter core unit. The effect of the link-
also expected to increase with increasing temperature or ing group X on mesophase stability appears to be only mar-
alkyl chain length in the above-mentioned order, the cubic ginal, though the melting temperatures are significantly en-
phases of these compounds are expected to be micellar hanced for the ester compounds (cf. II3/14 and III3/14 in
cubic phases (CubI).[11, 12] Table 1). Compound III3/10 with the shortest chains (Fig-
In the cubic phase of compound I3/16 the positions of the ure S2g in the Supporting Information) shows a hexagonal
sharp powderlike reflections in the small-angle region can columnar phase; compound III3/12 has a columnar/cubic di-
be indexed to be a cubic phase with space group Pm3n and morphism with a monotropic columnar phase occurring
lattice parameter acub = 9.55 nm (see Figure 2 c, Table 2, and below 92 8C (see Figure S3b in the Supporting Information),
Table S3 in the Supporting Information). The Pm3n lattice and the higher homologues with n = 14 and 16 show only
is the most commonly observed lattice for micellar cubic cubic phases in the whole observable temperature region
phases occurring in systems formed by spheroidic aggregates (see Table 1). Also for these cubic phases a Pm3n lattice
with soft corona.[14, 36] In this type of cubic phases the mole- was confirmed by XRD (see Table 2, Figure 4 c and Ta-
cules are organized in closed spheroidic aggregates, and bles S5–S7 and Figure S5b,c in the Supporting Information).
there are eight of these aggregates in each unit cell (see Fig- Using the diffraction intensities from the powder SAXS pat-
ure 4 d). On the basis of the size of the unit cell and the mo- tern (Figure 4 c and Table S7 in the Supporting Information),
lecular volume (determined by using crystal-volume incre- we reconstructed the 3D electron-density map for the cubic
ments[37]), it was calculated that for compound I3/16 each of phase of compound III3/16 (Figure 4 d). The isoelectron sur-
the eight micelles is on average formed by approximately 60 face is set at the level at which, according to the volume
molecules. A comparable value was obtained for the CubI/ fraction versus electron-density histogram (see Figure S6 in
Pm 3n phase of the shorter homologue I3/12 (Table 2). the Supporting Information), the volume fraction enclosed
within the high-density spheres is 0.07, that is, the calculated
Compounds II3/14 and III3/n: cubic phases composed of volume fraction of the polar end of compound III3/16. This
large spherical objects: Compound II3/14 has an elongated means that the predominantly polar ends are located within
1,4-diphenyl-1,2,3-triazole core and a flexible benzyl ether the spherical objects (high electron density, red/yellow in
linkage connecting this core with the taper-shaped unit. This Figure 4 d), while the continuum outside the spheres is
compound forms exclusively a cubic mesophase with signifi- mainly aliphatic (low electron density, blue). The calculated
cantly enhanced stability compared to compound I3/14 with lattice parameter increases from acub = 12.1 nm for III3/12 to
a shorter 4-phenyl-1,2,3-triazole core. Although the clearing acub = 12.3 nm for III3/16, and the number of molecules per
temperature is strongly increased to 181 8C by core elonga- aggregate is also unusually large and decreases slightly with
tion, the melting point of compound II3/14 is only slightly growing alkyl chain length from n = 137 for III3/12 to n =
enhanced (Tm = 67 8C, see Table 1). This leads to the broad- 120 for III3/16 (see Table 2). This chain-length effect on ag-
est cubic phase range (114 K) among the compounds report- gregate size is in line with the slight increase of the cone
ed herein. It is surprising that a molecule with such an ex- angle on chain elongation; larger cone angles lead to a small-
tended core, and hence small cone angle (a = 2.88),[38] can er number of molecules organized in the aggregates. The
still form a cubic phase, and that the cubic phase formed by cubic phases of compounds II and III, formed by larger
this compound (TCub–Iso = 181 8C) is even more stable than spherical aggregates, are assigned as CubSph and will be dis-
that of I3/14 (TCub–Iso = 124 8C) with a much shorter core unit cussed in more detail in the following section.
and hence much larger cone angle (a  68 for the CubI
phases of compounds I3/n). It is especially notable that core
elongation leads to complete suppression of the columnar Discussion
phase of I3/14; no transition to a columnar phase was ob-
served for compound II3/14 on cooling to 53 8C, at which Comparison of compounds II3/14 and III3/n with other elon-
crystallization occurs (see Figure S3a in the Supporting In- gated rigid molecules forming cubic LC phases: It was
formation). XRD investigations confirm a Pm3n-type cubic shown herein that polyphilic polycatenar molecules
phase with a calculated lattice parameter of acub = 12.19 nm, I3/n–III3/n with relatively long and bent rigid core units can
and each spherical object is formed by approximately 127 form broad regions of cubic phases composed of spherical
molecules (Table 2, Table S4 and Figure S5a in the Support- objects. Especially for II3/14 and the compounds of series
ing Information). This number is more than twice that ob- III3/n, this was unexpected, as the large distance between
served for the micellar aggregates of the cubic phase of I3/16 the alkyl substituted end and the polar glycerol group gives
(60 molecules). rise to a rather small projection cone angle (a = 2.6–3.08, see
Table 2). This small cone angle and the presence of a rela-

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Figure 5. Collection of LC molecules combining an extended aromatic


core unit with a 3,4,5-trialkoxy-substituted end (CubV = bicontinuous
cubic phase; Lam = lamellar soft crystalline phase).[21, 39–41, 43, 44]

tively long core unit are usually expected to favor the for-
mation of lamellar, modulated smectic phases (ribbon
phases) or bicontinuous cubic phases with reduced interfa-
cial curvature, as known from the investigation of rodlike
polycatenar mesogens having three alkyl chains at one end
and only one or no alkyl chain at the other.[39] Figure 5
shows a selection of such structurally related compounds in-
corporating an extended aromatic core, three alkyl chains at
one end, and different types of substituents with different
polarity at the opposite end.[21, 39–41, 43, 44] In polycatenar com-
pounds like C with alkyl chains at both ends, three at one
and only one at the other, the antiparallel packing of the
molecules is preferred for steric reasons, and the presence of
identical chains at both ends additionally favors antiparallel
organization. In this way the interfacial curvature is mini-
mized and layers can still be formed, but there is an excess
interfacial area for the mixed alkyl chains over the aromat-
ics, which leads to layer curvature with formation of bicon-
Figure 4. a) Reconstructed electron-density map of the Colhex phase of tinuous cubic phases or ribbonlike aggregates.[39] If the
I3/16 and b) snapshot of the structure of (a) after MD annealing simula- single chain at one end is partly or completely removed and
tions (polar ends are colored red and bent aromatic cores green). The
replaced by a single OH group (e.g., compounds D and E),
yellow and blue circles represent the boundaries between high–medium
and medium–low electron density regions, respectively. c) SAXS diffrac- the bicontinuous cubic phases are retained.[40, 41] However, if
togram of the CubSph/Pm 3n phase of compound III3/16. d) Reconstructed this chain is replaced by a much stronger polar group, as in
electron-density map of the CubSph/Pm 3n phase (see Table S7 in the Sup- the phosphonic acid G[43] and the sulfonium salt H,[44] then
porting Information). The isoelectron surface level is set so as to divide segregation of these strongly polar groups from the rodlike
the space in the ratio 0.07 (high-density polar fraction within the spheres)
aromatic units and the aliphatic chains inhibits the antiparal-
to 0.93 (aromatic and aliphatic fractions outside the spheres).
lel intercalation of these cores and leads to a preferred par-

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X. Cheng, F. Liu, C. Tschierske et al.

allel side-by-side packing of the molecules with the polar


groups at the apex assembled exclusively in the centers of
the resulting aggregates. This gives rise to stronger interfa-
cial curvature between aliphatic chains and core region, and
leads to the formation of hexagonal columnar phases. Only
for compound F[21] with a hydrogen-bonding imidazole
group at the apex and for the long-chain compounds I3/n,
II3/n, and III3/n (with n = 12–16) reported herein, having
glycerol groups at the apex, were spheroidic cubic phases
observed. It appears that hydrogen-bonding groups at the
apex, providing medium polarity, are favorable for forma-
tion of this type of cubic phase.

Micellar versus vesicular cubic phases: Hexagonal columnar


and Pm 3n cubic phases were also reported for the imidazoli-
um salts Am/n and Bm/n (see Scheme 1 and compounds
A4/14 and B2/14 in Table 2).[20] These molecules have alkyl
chains at both ends, one at the imidazolium unit (m) and
three at the end (n), similar to the tetracatenar compound
C, but the core unit is amphiphilic. In this case, the polar–
apolar segregation along the core can favor parallel side-by-
side packing of the cores and segregation of short and long
alkyl chains. In this way the bulky ends are forced to organ-
ize side by side, and this leads to strong interfacial curva-
ture, giving rise to the formation of hexagonal columnar and
Pm 3n cubic phases, very similar to those formed by other
taper-shaped and conical molecules[9, 11, 12] or dendrimers with
a polar apex.[2] However, for compounds Am/n and Bm/n, in
the resulting structures, some alkyl chains are enclosed in Figure 6. Development of columnar and cubic mesophase structures of
the interior of the aggregates, and these chains are separated compounds I3/n–III3/n (with n = 12–16) depending on the length of the ar-
by the aromatic shells from the continuum formed by the omatic core.

majority of chains (Scheme 1). As the interior inside the ag-


gregates is identical with the material surrounding the ag-
gregates, these aggregates have some similarity to monolay- spheres covering the region of high electron density (red/
er vesicles formed by bolaamphiphiles in aqueous systems[45] yellow). For complete filling of the centers with the glycerol
and therefore are assigned here as vesicular cubic phases groups, molecular fluctuations are required, which may be
(CubVes). In the spherical aggregates of compounds II3/n and supported by the presence of the polar triazole ring in the
III3/n, the polar glycerol groups replace the short alkyl core unit. The triazole units of some of the molecules can
chains inside the vesicular aggregates of compounds Am/n temporarily be incorporated into the hydrogen-bonding net-
and Bm/n (Scheme 1), and hence stabilize the aggregates by works of the glycerol groups. These fluctuations could con-
segregation of these polar groups from the apolar alkyl tribute to the softness of these spheres, and this is favorable
chains, that is, the chain amphiphilicity (RH versus glycerol) for organization in a Pm3n lattice instead of any other cubic
replaces the core amphiphilicity. In the resulting aggregates, lattice type.[14, 36] In these cubic phases the aromatic cores
the material in the interior is different from the material in form a distinct shell separating the polar cores from the lip-
the outside continuum (Figure 6). ophilic outside continuum, which makes these aggregates
There is a considerable difference in the size of the spher- different from the usual micellar structures which are small-
ical aggregates in the cubic phases of compounds I3/n (  60 er and do not have a core/shell structure.
molecules per aggregate) compared to about 120–137 mole- Whereas the LC phases reported here can be considered
cules per aggregate for compounds II3/14 and III3/n (see as vesicular monolayer structures, Percec et al. reported ve-
Table 2). Considering the number of molecules per sphere sicular LC phases formed by the spatial organization of
in the cubic phases of compounds II3/14 and III3/n, the curved bilayers. These bilayer vesicular phases can form
volume of the glycerol groups amounts to around 14 nm3, as even larger spherical aggregates incorporating from several
calculated with crystal-volume increments.[37] This value cor- hundreds up to a thousand molecules.[27b] This type of vesic-
responds to a diameter of the spherical aggregate cores of ular phase was already proposed by Luzzati, Skoulios, and
between 2.9 and 3.0 nm for the investigated compounds. In Mustacchi in 1958 for lyotropic hexagonal columnar phases
the electron-density map shown in Figure 4 d, this value cor- with unusually large lattice parameters, formed by aqueous
responds approximately to the diameter of the yellow soaps and assigned as complex hexagonal phases.[46] More

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FULL PAPER
recently, columnar and cubic vesicular LC phases were also less entropy. Hence, larger rodlike cores require more chain
reported by Watanabe et al. for some bent-core mole- flexibility and therefore increase the tendency to form vesic-
cules.[47] Overall, it appears that there is a whole series of ular aggregates. As this entropy term is in competition with
mesophases with a vesicle-like structure for which a variety the energy term requiring minimization of the interfacial
of distinct phase structures could be expected and which are areas, the importance of the entropic term grows as the
obviously found in quite different classes of compounds. In energy term becomes smaller, that is, as the chemical incom-
addition, there is a relatively broad diversity of different patibility, and hence the strength of segregation, is reduced.
possible phase structures; besides monolayer and bilayer Therefore, a relatively weak amphiphilicity appears to be fa-
structures, there is the possibility that aggregate cores and vorable for formation of vesicular aggregates.[27] For the
continuum are identical or different and the difference compounds reported herein, the possibility of hydrogen
could be based on a polar/apolar incompatibility[48] or any bonding with the triazole unit may reduce the incompatibili-
other mode of incompatibility, such as RF/RH.[49, 50] ty between aromatic core and polar glycerol groups to some
Hence, the cubic phases composed of spherical objects extent. In this way the triazole units also allow molecular
can be classified into micellar cubic phases assigned as CubI, fluctuations required to completely fill the polar interior of
vesicular cubic phases assigned as CubVes, and an intermedi- the large spheroidic aggregates. Alternatively, in other cases,
ate type assigned as CubSph. CubVes phases are core/shell as for dendritic and rod-coil compounds a certain number of
structures having the same material in the interior of the molecules can adopt a reversed orientation to optimize
spheres as in the continuum, whereas cubic phases formed space filling.[27, 51] In the case of dendritic compounds an in-
by core/shell spheres and having different material in con- creasing number of reversed molecules can lead to bilayer-
tinuum and interior are assigned here as CubSph phases. like structures, which further reduce the interfacial curva-
ture and ultimately give rise to giant bilayer-type vesicular
Effects of core structure on aggregate size and micelle-vesi- aggregates.[27]
cle transitions: The question arises why a distinct jump in Besides the problem of filling the centers, larger aggre-
the size of spherical aggregates in the cubic phases was ob- gates must also deviate from an ideal spherical shape and
served on core elongation from compounds I3/n to II3/14 adapt to the actual shape of the interface; for spherical ag-
and III3/n (with n = 12–16). It is known that the molecular gregates, this is the minimum-energy Weaire–Phelan froth,
shape, especially the cone angle a, of amphiphiles[10, 11, 12] and leading to the Pm3n lattice.[36] Hence, there are complex
dendrimers[38] determines the interfacial curvature and regulatory networks which determine the resulting energy
hence the sphere size, whereby a decreasing cone angle and entropy landscapes and the precise mode of soft self-as-
leads to decreasing curvature and increasing size. However, sembly.
with increasing sphere size a packing problem arises in the
center, as the space there cannot be filled completely. Usual-
ly this is avoided by a transition to other aggregate types Conclusion
with reduced interfacial curvature, leading to the phase se-
quence CubI–Colhex–CubV–Sm on decreasing the cone angle. The combination of amphiphilicity with distinct molecular
This is the usually observed behavior in lyotropic systems[10] shapes and topologies leads to new modes of LC self assem-
and for the thermotropic phase sequences of solvent-free bly which are more complex than the simple and well-estab-
binary amphiphiles.[11, 12] Remarkably, on reducing the cone lished sequence SmA–CubV–Col–CubI.[9] Previous examples
angle from compounds I3/n to compounds II3/14 and III3/n were provided by T-shaped and X-shaped molecules with
(n = 12–16), this transition does not take place and a spheri- laterally attached alkyl chains forming honeycomb LC
cal shape of the aggregates is retained; only the size of the phases.[3] This work has shown that for end-branched mole-
spheres is increased. It appears that the formation of large cules with a linear or slightly bent shape, a transition from
spherical aggregates is favored by the extended aromatic micellar to a kind of vesicular self-assembly in CubSph
cores, which are a third incompatible unit and hence lead to phases takes place on core elongation from compounds I3/n
polyphilic (triphilic) molecules.[3, 9] The three covalently con- to II3/14 and III3/n (n = 12–16, see Figure 6). There are rela-
nected units not only have distinct cohesive energy densities, tions with other vesicular modes of self-assembly, reported
but also provide distinct conformations, shapes, and mobili- for dendritic molecules (bilayer type)[27] and polycatenar
ty. A possible explanation for the preferred formation of imidazolium salts (monolayer type).[20] Though a number of
larger vesiclelike spheres could be that the vesicular struc- questions still remains open, this work contributes to the un-
tures allow increased chain disorder compared to alternative derstanding of the nontrivial relation between self-assembly
modes of self-assembly, such as columns and lamellae. This and molecular structure in the fluid LC phases of different
provides an entropic advantage, as enhanced conformational types of polyphilic molecules, focusing on the transition be-
chain disorder increases the entropy stored in the chain re- tween micellar and distinct types of vesicular structures of
gions.[42] The entropy reservoir provided by the disordered spheroidic self-assembled units.
chains (at both ends) becomes more important if rigid units
are involved in the molecular structure which have less de-
grees of conformational freedom and therefore can store

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X. Cheng, F. Liu, C. Tschierske et al.

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