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An Examination of Intrasubject Variability

on the Dysphonia Severity Index


*Shaheen N. Awan, †Sara A. Miesemer, and ‡Teresa A. Nicolia, *Bloomsburg, Pennsylvania, yOwings Mills, Maryland, and
zChicago, Illinois

Summary: Objectives/Hypothesis. The purpose of this study was to expand on previous literature regarding the
intrasubject variability of the Dysphonia Severity Index (DSI) by incorporating a larger sample of participants and by
examining the test-retest mean differences and intrasubject variability not only in the DSI but also within its component
measures.
Study Design. Longitudinal and within-subject design.
Methods. The DSI and component measures of jitter, maximum phonation time (MPT), lowest vocal intensity, and
highest phonational frequency (F0) were obtained from 49 normal voiced participants (21 males and 28 females) be-
tween the ages of 18–25 years. Each participant was tested in three testing sessions with an approximate 1-week interval
between each testing session.
Results. These results indicated that the mean DSI and its component measures of high F0 and MPT are quite stable
across time (ie, no significant differences across time and strong intraclass correlation coefficients [ICCs]), whereas
Bland-Altman analyses indicated that the within-subject 1-week test-retest variability on the DSI for normal voiced sub-
jects may be expected to be within ±2.27, and the 2-week test-retest variability may be expected to be within ±2.66. In
addition, weak ICC results indicated that increased variability may also be expected in the DSI component measures of
low decibel and jitter. No evidence of a test-practice effect on repeated DSI measurements was observed.
Conclusions. The findings of this study are in agreement with previous data regarding the intrasubject variability of
the DSI. Changes in DSI that exceed ±2.27–2.66 may be necessary to reflect significant changes in voice function. The
observed test-retest variability in the DSI is relatively large in relation to the initially reported DSI range of +5 (normal
voice) to 5 (severely disordered voice). Rather than the use of ±2 standard deviations (SDs) as a guideline for signif-
icant change (±2.27–2.66), DSI change of ±1.5 SDs may be clinically useful, resulting in a more liberal level of ±1.74
(within 1 week) to 2.04 (within 2 weeks) as a guideline for significant changes in voice function.
Key Words: Dysphonia Severity Index–Jitter–Maximum phonation time–High phonational frequency–Low vocal
intensity.

INTRODUCTION phonia), although the DSI is not necessarily restricted to the +5


The Dysphonia Severity Index (DSI) is a multivariate method that to 5 range. A DSI of +1.6 was determined to be the cutoff for
provides clinicians with an objective and quantitative measure of perceptually normal voices. In recent years, several studies
vocal function. Developed by Wuyts et al,1 the DSI makes use of have used the DSI to investigate the possible effects of vocal train-
a combination of several voice measures that may be obtained ing on voice2–4; the possible influence of age and gender on the
from the voice range profile, as well as basic aerodynamic and DSI5; the possible relationship between the DSI and other voice
acoustic analyses: the highest phonational frequency (F0 high rating scales, such as the Grade, Roughness, Breathiness, Asthe-
in Hertz), lowest intensity (in decibels [dB]), maximum phona- nia, Strain GRBAS scale and the VHI6–8; and the possible effects
tion time (MPT in seconds), and jitter (in percentage). Using of smoking on vocal function.9
data obtained from 387 subjects (68 normal controls vs 319 voice For voice professionals using the DSI, information regarding
disordered subjects), the DSI was obtained via multiple regres- the intrasubject variability of the measurement is needed, partic-
sion analyses and consists of four weighted variables in the equa- ularly because previous literature regarding the degree of variabil-
tion: DSI ¼ 0.13 3 MPT (s) + 0.0053 3 F0 high (Hz)  0.26 3 I ity for the component measures of the DSI has been conflicting.
low (dB)  1.18 3 jitter (%) + 12.4. Wuyts et al1 reported an in- Several studies have examined the degree of variability for
verse relationship between the DSI and both grade (G: overall se- MPT, with conflicting results reported. Studies by Shanks and
verity) of dysphonia and the Voice Handicap Index (VHI). The Mast10 and Speyer et al11 concluded that MPT was a reasonably
DSI was transformed such that a DSI ¼ +5 corresponded to G0 stable measure across trials and over time. In contrast, Stone12 re-
(normal voice), and a DSI ¼ 5 corresponded to G3 (severe dys- ported increases in an individual’s MPT with as many as 15 trials
and concluded that earlier trials did not elicit the patient’s true
Accepted for publication April 18, 2012.
From the *Department of Audiology & Speech Pathology, Bloomsburg University of
MPT, and Lee et al13 indicated that significant variability in
Pennsylvania, Bloomsburg, Pennsylvania; yGenesis Rehabilitation Services at Atrium MPT may be observed when vocal intensity was not being con-
Village, Owings Mills, Maryland; and zEBS Healthcare, Chicago Public Schools,
Chicago, Illinois.
trolled. For measures of jitter, Lee et al13 reported that jitter scores
Address correspondence and reprint requests to Shaheen N. Awan, Department of Audi- were not significantly variable over time, whereas studies by
ology & Speech Pathology, Bloomsburg University of Pennsylvania, Centennial Hall, 400
East Second St, Bloomsburg, PA 17815-1301. E-mail: sawan@bloomu.edu
Ferrand,14 Dwire and McCauley,15 and Bough et al16 indicated
Journal of Voice, Vol. 26, No. 6, pp. 814.e21-814.e25 that significant variability in measures of jitter may be expected
0892-1997/$36.00
Ó 2012 The Voice Foundation
over multiple trials and over time. For measures of vocal intensity,
doi:10.1016/j.jvoice.2012.04.004 Sihvo et al17 indicated that softest intensity measurements
Shaheen N. Awan, et al An Examination of Intrasubject Variability on the DSI 814.e22

produced more variation than highest intensity measurements, Voice samples were recorded using a Yamaha Audiogram 6
whereas studies by Stone and Ferch,18 Gelfer and Young,19 and preamplifier (Yamaha, Buena Park, CA) with a Shure SM10A
Brown et al20 indicated that vocal intensity variability was within headset microphone (Shure Inc., Niles, IL) at a 2-inch mouth-
reasonable levels and reproducible within one standard deviation to-microphone distance. Voice samples were digitized using
(SD) of the mean intensity level. The final measurement, highest the Audacity v.1.2.623 sound recording and analysis program
frequency, has also shown to have possible excessive variation (Audacity Team, http://www.audacity.sourceforge.net) in 44-
over time, with both highest and lowest frequency measures ob- KHz/16-bit format onto a Windows-compatible computer.
served to vary by several semitones over multiple trials.21 These recordings were subsequently analyzed for the compo-
Specific to the DSI, Hakkesteegt et al22 have reported on both nent DSI measures of low intensity, jitter, and highest F0 using
interobserver variability and test-retest variability. This study TF3224 (P. Milenkovic, Madison, WI) acoustic analysis soft-
initially evaluated 30 nonsmoking subjects (19 females and 11 ware. For measurements of jitter (%), participants were asked
males; mean age, 26 years) who did not complain of voice dis- to chant/count from one to four at a comfortable pitch and loud-
orders. The subjects were tested over three different days with ness level, followed by a sustained vowel /ɑ/ for 2–3 seconds at
a mean of 9 days between each session for an approximate total the same comfortable pitch and loudness level as they used in
of 3 weeks for the 22 subjects who completed all three measure- the initial chanting/counting. This method tends to produce
ments. Results indicated that interobserver variability was not a fundamental frequency similar to the habitual frequency
a significant factor in test-retest DSI measurements. For intra- used in the speaking voice.25 The clinician provided the partic-
subject variability, the DSI was observed to increase with each ipants with a model, and three trials were elicited. The lowest
time period, with a reported change in mean DSI from measure- jitter value (in percent) from the three trials was used in the
ment 1–2 of +0.60 and from measurements 2–3 of +0.06. The re- DSI analysis. For measurements of high F0, the participants
searchers concluded that slight increases in DSI over time may were asked to start at a comfortable pitch level and go up a semi-
have been because of a practice effect. Hakkesteegt et al22 con- tone scale (using the vowel /ɑ/) until they reached their highest
cluded that intrasubject variability only becomes significant pitch level in falsetto register without losing control of their voi-
when the difference of the DSI within a single subject and ces (no pitch or phonation breaks) and had to sustain the phona-
between two measurements is 2.49 or greater. tion for at least 1–2 seconds. The clinician provided the
The DSI has shown potential to be useful as an overall measure participants with a model. Three trials were elicited, and the
of vocal function. However, it is clear that the component mea- highest frequency (in Hertz) from the three trials (measured
sures of the DSI may be prone to variability that may affect the using TF32) was used in the DSI analysis.
stability of the DSI itself. The purpose of this study was to expand For the measurement of vocal intensity, the headset micro-
on the intrasubject variability study by Hakkesteegt et al,22 by in- phone was calibrated using procedures described by Winholtz
corporating a larger sample of participants and by examining the and Titze26 and Asplund.27 Using a Wavetek function generator
test-retest mean differences and intrasubject variability not only (TekNet Electronics, Atlanta, GA) and a Realistic Minimus-1
in the DSI but also within its component measures. speaker (Radio Shack, Fort Worth, TX), a 150-Hz square wave
calibration tone was recorded with the Shure SM10A microphone
placed 2 inches away from the speaker, while a sound level meter
METHODOLOGY
held 12 inches away was used to measure the intensity of the cal-
Participants ibration tone (66 dB at 12 inches). Therefore, the root mean
The methodology used in this study adhered to the basic ethical square (RMS) amplitude of the calibration tone recorded into
considerations for the protection of human participants in the headset microphone at 2 inches was considered to be equiv-
research and was approved by the Bloomsburg University Institu- alent to the 66-dB tone at 12 inches. All subsequent voice
tional Review Board. DSI data were obtained from 49 participants samples were recorded using the same 2 inches mouth-to-
(21 males and 28 females) between the ages of 18–25 years (mean microphone distance, and preamplifier settings. During low-
age, 21.5 years; SD, 2.14). Subjects had perceptually normal intensity elicitation, the participants were asked to hold out the
speaking voices and reported no significant history of voice or vowel /ɑ/ at their lowest pitch level without losing control of their
laryngeal disorders. All subjects passed a hearing screening of voice or whispering. The clinician provided the participants with
25 dB at 0.5, 1, 2, and 4 kHz. a model. Three trials were elicited and analyzed using TF32. For
each vowel, the RMS amplitude of the central 1-second portion
Recording and analysis procedures of the vowel was calculated and then input into a standard decibel
Each participant was tested in each of the four areas of the DSI: formula using the RMS amplitude of the previously recorded
jitter, highest frequency (high F0), lowest intensity (low dB), calibration tone as the reference. The lowest intensity production
and MPT (MPT in seconds) in three testing sessions with an ap- from the three trials was used in the DSI analysis.
proximate 1-week interval between each testing session. The For the elicitation of MPT, the participants were asked to
mean number of days between week 1 and 2 was 7.1 (SD, maximally inhale and then hold out the vowel /ɑ/ for as long
0.60), and the mean number of days between week 1 and 3 as possible. A model was provided for the participants. Three
was 14.3 (SD, 1.14). All recordings were carried out as close trials were elicited, and the time was recorded in seconds using
as possible to the time of day at which the first testing session a high-quality stopwatch. The longest duration MPT from the
was completed. three trials was used in the DSI analysis.
814.e23 Journal of Voice, Vol. 26, No. 6, 2012

RESULTS gender (F(1, 47) ¼ 32.5; P < 0.001) with females observed to pro-
A series of repeated-measures mixed-model ANOVAs (1 be- duce a significantly higher mean maximum F0 productions than
tween: gender, two levels; 1 within: three levels of time) were males (673.4 [SD, 20.4] vs 443.2 Hz [SD, 20.4], respectively).
computed using SPSS v.16.028 (SPSS Inc., Chicago, IL) statis- There was no significant interaction of time 3 gender (F(2,
tical software to assess possible changes in the DSI and the 94) ¼ 2.2; P ¼ 0.12) with the mean high frequency values
component measures of high F0, low dB, MPT, and jitter. To observed to be quite stable for both males (week 1: mean,
protect against inflation of type I error rate, the alpha level 436.58 Hz; week 2: mean, 466.13 Hz; and week 3: mean,
was set to P < 0.01 (Bonferroni adjustment ¼ 0.05/5 ANOVAs). 426.95 Hz) and females (week 1: mean, 695.78 Hz; week 2:
In the event of violations of sphericity, ANOVA results were mean, 655.79 Hz; and week 3: mean, 668.61 Hz). Table 1 pro-
evaluated using Greenhouse-Geisser corrections. In addition, vides the mean high frequency values and SDs across time col-
single-measures intraclass correlation coefficients (ICCs) lapsed across both genders. Across the measurement time
were also calculated as indices of the reliability of the measure- points, the single-measures ICC for high frequency (0.80) was
ments for a typical single subject. The ICC accounts for both the considered to indicate strong test-retest reliability.29
relationship and the agreement between scores.29
Lowest intensity
Dysphonia Severity Index ANOVA results indicated no significant main effects of time (F(2,
ANOVA results indicated no significant main effects of time (F(2, 94) ¼ 1.86; P ¼ 0.162) or gender (F(1, 47) ¼ 3.13; P ¼ 0.083). In
94) ¼ 2.70; P ¼ 0.072) or gender (F(1, 47) ¼ 3.76; P ¼ 0.059). In addition, there was no significant interaction of time 3 gender
addition, there was no significant interaction of time 3 gender (F(2, 94) ¼ 3.04; P ¼ 0.053). Although the interaction was non-
(F(2, 94) ¼ 3.08; P ¼ 0.051). Although the ANOVA results significant, a review of the mean intensity data across time indi-
were nonsignificant at the P < 0.01 level, a review of the mean cated an overall tendency for intensity levels to slightly
DSI data across time indicated an overall tendency for DSI to increase over the three testing sessions. Table 1 provides the
slightly decrease over the three testing sessions. Table 1 provides mean low intensities and SDs across time. Across the measure-
the mean DSIs and SDs across time. In addition, Table 1 also pro- ment time points, the single-measures ICC for low intensity
vides the single-measures ICC and associated ICC 95% confi- (0.45) was considered to indicate poor test-retest reliability.29
dence intervals for the DSI and other component variables.
Across the measurement time points, the single-measures ICC Maximum phonation time
for the DSI (0.72) was considered to indicate moderate-to- ANOVA results indicated no significant main effects of time
strong test-retest reliability.29 (F(Greenhouse-Geisser: 1.72, 80.67) ¼ 0.77; P ¼ 0.45) or gen-
der (F(1, 47) ¼ 0.01; P ¼ 0.99). In addition, there was no signif-
Jitter icant interaction of time 3 gender (F(Greenhouse-Geisser:
ANOVA results indicated no significant main effects of time 1.72, 80.67) ¼ 1.36; P ¼ 0.26). Table 1 provides the mean
(F(Greenhouse-Geisser: 1.65, 77.30) ¼ 2.91; P ¼ 0.07) or gen- MPTs and SDs across time. Across the measurement time
der (F(1, 47) ¼ 0.05; P ¼ 0.83). In addition, there was no signif- points, the single-measures ICC for MPT (0.79) was considered
icant interaction of time 3 gender (F(Greenhouse-Geisser: to indicate strong test-retest reliability.29
1.65, 77.30) ¼ 0.56; P ¼ 0.54). Table 1 provides mean jitter
values and SDs across time. Across the measurement time Bland-Altman plots
points, the single-measures ICC for jitter (0.61) was considered Figures 1 and 2 show Bland-Altman plots of the first and second
to indicate moderate test-retest reliability.29 DSI measurement and the first and third DSI measurement, re-
spectively. Bland and Altman30–32 have described a method by
Highest frequency which the concordance/agreement between two quantitative
ANOVA results indicated no significant main effect of time (F(2, measures may be qualitatively assessed. In the Bland-Altman
94) ¼ 0.606; P ¼ 0.55) and, as expected, a significant effect of plot, the difference between two measurements is plotted

TABLE 1.
Mean Values for the DSI and Component Variables for All Subjects (Males and Females Combined) Across Three Testing
Weeks
Dependent Variable Week 1 Week 2 Week 3 ICC* ICC: 95% Confidence Intervals
DSI 3.67 (1.56) 3.54 (1.76) 3.31 (1.87) 0.72 0.60–0.83
Jitter (%) 0.33 (0.17) 0.36 (0.13) 0.32 (0.14) 0.61 0.45–0.74
Highest frequency (Hz) 584.69 (203.71) 574.51 (174.47) 565.04 (199.68) 0.80 0.71–0.88
Lowest intensity (dB) 54.42 (3.23) 54.68 (3.55) 55.25 (4.09) 0.45 0.28–0.61
MPT (s) 20.83 (6.18) 21.04 (6.80) 20.39 (6.32) 0.79 0.68–0.86
Standard deviations are provided in parentheses.
* Single-measures ICC: An index for the reliability of the ratings for a typical single subject.
Shaheen N. Awan, et al An Examination of Intrasubject Variability on the DSI 814.e24

DISCUSSION
This study examined the test-retest reliability of the DSI in
a group of perceptually normal subjects participating in three
testing sessions, approximately 1 week apart. These results in-
dicated that the mean DSI and its component measures of high
F0 and MPT are quite stable across time (ie, no significant dif-
ferences across time and strong ICCs), whereas Bland-Altman
analyses indicated that the 1-week test-retest variability on the
DSI for normal voiced subjects may be expected to be within
±2.27, and the 2-week test-retest variability may be expected
to be within ±2.66. In addition, weak ICC results indicated
FIGURE 1. Bland-Altman plot showing the difference between the
that increased variability may also be expected in the DSI com-
first and the second measures (DSI 2- DSI 1) plotted against the mean
ponent measures of low dB and jitter.
of the first and the second measurement (mean of DSI 1 and 2).
Overall, the findings of this study regarding test-retest mean
DSI differences and expected variability in the DSI over time
against the mean of the two measures. Ninety-five percent con- are consistent with data reported by Hakkesteegt et al22 of ex-
fidence intervals (ie, ±1.96 SDs from the mean difference) are pected DSI variation of ±2.49 in DSI test-retest measurements.
also provided. Bland-Altman plots allow the test user to identify However, in contrast to Hakkesteegt et al,22 the results of this
and evaluate any possible relationship between the measure- study did not indicate a tendency for increased DSI scores over
ment differences and averages. time. In the present study, the mean DSI scores in this study
In Figure 1, the y-axis depicts the difference between the were observed to slightly decrease over time, although both 1-
first and second measurements (DSI 2  DSI 1), and the x-axis and 2-week DSI differences were observed to be nonsignificant.
shows the mean of DSI 1 and DSI 2. Although the median In addition, the Bland-Altman analyses showed that test-retest
of the DSI 2  DSI 1 differences (median DSI 2  DSI 1 differ- difference scores (both week 2–week 1 and week 3–week
ence ¼ 0.29) was somewhat lower than the mean DSI 1 scores) were normally distributed, with a similar number of sub-
2  DSI 1 difference (mean DSI 2  DSI 1 difference ¼ 0.13; jects observed to increase or decrease in their DSI scores over
SD ¼ 1.16), a Shapiro-Wilk test of normality indicated that time. This finding differs somewhat from Hakkesteegt et al,22
the distribution of DSI 2  DSI 1 difference scores did not where Bland-Altman analyses indicated that a substantial number
deviate significantly from normality (Shapiro-Wilk (49) ¼ 0.95; of subjects had higher DSI scores at week 3 versus week 1. Al-
P ¼ 0.06). In addition, the vast majority of difference scores though Hakkesteegt et al22 had speculated that DSI may increase
(47/49 ¼ 95.92%) were observed to be within ±1.96 SDs of the over time due to familiarity with the DSI procedures and an over-
mean difference (±1.96 SD ¼ ±2.27). In Figure 2, the y-axis de- all test-practice effect, the larger number of subjects in the present
picts the difference in DSI over a 2-week interval (DSI 3  DSI study as compared with Hakkesteegt et al22 (N ¼ 49 vs 22, respec-
1), and the x-axis shows the mean of DSI 1 and DSI 3. The DSI tively) may have resulted in improved sampling in DSI measure-
3  DSI 1 difference scores were again normally distributed ments, with the overall results of the present study indicating that
(Shapiro-Wilk (49) ¼ 0.98; P ¼ 0.59) with a mean difference of DSI differences over time approximate a normal distribution.
0.36 (SD ¼ 1.36) and the median difference of 0.35 in very It should be noted that the overall DSI scores found in this
close proximity. Again, the vast majority of difference scores study were lower on average than those found in the study by
(47/49 ¼ 95.92%) were observed to be within ±1.96 SDs of the Hakkesteegt et al.22 Although this study reports similar values
mean difference (±1.96 SD ¼ ±2.66). in many of the DSI components to the study by Hakkesteegt
et al,22 the main difference between the studies is in terms of
the high-frequency results, with the subjects in this study pro-
ducing lower high-frequency values than the mean high fre-
quency reported by Hakkesteegt et al.22 This study used very
specific standardized instructions that elicited a controlled
high-frequency production (ie, conditions of no phonation or
pitch breaks and 1–2 seconds in duration). Using very specific
instructions for every participant may have resulted in the lower
high-frequency values reported in this study and, therefore, the
overall decrease in DSI values as compared with the study by
Hakkesteegt et al.22 Regardless, the mean DSI values reported
for the normal voiced subjects included in this study are sub-
stantially greater than the +1.6 normal/disordered DSI cutoff
FIGURE 2. Bland-Altman plot showing the difference between the value reported by Wuyts et al.1
first and the third measures (DSI 3- DSI 1) plotted against the mean of As indicated in several previous studies,10,11,13,20 changes in
the first and the third measurement (mean of DSI 1 and 3). the mean DSI component measures were observed to be
814.e25 Journal of Voice, Vol. 26, No. 6, 2012

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