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Original articles
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Care of patients with end stage COPD 1001
described as the active total care of patients fied from outpatient records of patients attend-
Thorax: first published as 10.1136/thorax.55.12.1000 on 1 December 2000. Downloaded from http://thorax.bmj.com/ on September 9, 2019 by guest. Protected by copyright.
whose disease is incurable and where the con- ing for follow up at Hull chest clinic. In the
trol of physical, psychological, social, and spir- NSCLC group about one third were attending
itual problems is paramount.7 Although many Hull chest clinic and the rest were identified
patients might benefit from such an all from the database of the department of radio-
embracing beneficence, the reality of its practi- therapy (that is, most patients had been
cal delivery is almost exclusively confined to referred for and received palliative radio-
malignant disease.8 Palliative care is not therapy). The lower age limit was 60 years.
synonymous with terminal care and it should Written informed consent was obtained from
be apparent that the palliative approach— all patients. The study was approved by the
centring on symptom management, mainte- Hull and East Riding Research ethics com-
nance of a reasonable quality of life, good com- mittee. Patients were interviewed in their own
munication, and practical and emotional homes by a single interviewer (JG). At the time
support for carers—is necessary for a range of interview patients performed spirometric
of chronic debilitating illnesses and should tests (Microspirometer MicroPlus, Micro-
routinely be an integral part of their manage- medical Ltd, UK).
ment. Although this philosophy has recently
been embraced by those dealing with AIDS QUALITY OF LIFE INSTRUMENTS
and degenerative neurological disorders, there In order to measure disease specific health sta-
is still a huge unmet potential for patients suf- tus we used validated disease specific quality of
fering from end stage cardiac9 and respiratory life (QoL) tools. Patients with COPD were
diseases.10 asked to complete the St George’s Respiratory
Respiratory physicians in the UK spend Questionnaire (SGRQ)11 and patients with
much of their professional lives looking after NSCLC were given the EORTC Core QoL
patients with COPD and lung cancer, usually Questionnaire (QLQ-C30) and Lung Cancer
in the same hospital setting and with the Supplement (QLQ-LC13).12
support of the same medical and nursing Both groups were also assessed using generic
teams. Nevertheless, our impression was that, health related QoL tools: the MOS Short
among the population of COPD patients who Form-36 Health Survey (SF-36)13; the Not-
required frequent admission to hospital, the tingham Extended Activities and Daily Living
care was unsatisfactory; some patients ap- (EADL) Scale14; and the Hospital Anxiety and
peared to have a disproportionately lengthy Depression Scale (HADS).15 The SF-36 has
stay or were readmitted without clear objective been used in many cancer studies16 and has
signs of deterioration. Others presented in been validated in COPD.17 In addition, it has
extremis, necessitating rushed decisions about been proved to be robust for the comparison of
intubation with little information available patients with diVerent conditions in a variety of
about their previous quality of life or wishes settings.18 The EADL has been used in patients
about resuscitation. Patients with lung cancer, with severe COPD19 but not in cancer patients.
however, seemed to enjoy a more holistic and The HADS does not rely on the presence of
integrated package of care. We hypothesised somatic symptoms which may characterise
that the COPD population might have an physical illness, and is therefore a valid global
equally poor health status, be dissatisfied with assessment of psychological morbidity in hos-
their level of care, and have similar palliative pital patients.15 20
needs to the lung cancer population, but that
these needs were not recognised or met. We set ASSESSMENT OF MEDICAL/SOCIAL CARE
out to measure their quality of life, psychologi- A semi-structured interview was designed to
cal morbidity, satisfaction with care (particu- ascertain the views of patients regarding the
larly in relation to communication with medi- quantity and quality of medical and social care
cal and social professionals), and provision of received and the amount of information they
practical assistance. We aimed to compare the had been given on their disease and treatment.
eVectiveness in meeting the care needs of both Patients were asked to grade their satisfaction
groups. To do this we used a mixture of socio- on a categorical scale of 1–7 where 7
metric and psychological tools, plus in-depth represented “extremely satisfied” and 1 “ex-
interviews using qualitative techniques fre- tremely dissatisfied”. General practice and
quently employed in social research. To our hospital documentation were used to help
knowledge this is the first time these groups verify the self-reported data from 20 patients
have been compared in this way. chosen randomly from each group, particularly
in relation to medication, aids and appliances,
Methods and social support.
PATIENTS
We studied 50 patients with severe COPD ANALYSIS OF DATA
(forced expiratory volume in one second The interview data were coded and, with the
(FEV1) <0.75 l and at least one admission for QoL data, analysed using the Statistical
hypercapnic respiratory failure) and 50 pa- Package for the Social Sciences (SPSS). All
tients with inoperable non-small cell lung can- data were visually analysed. Parametric data
cer (NSCLC). None of the patients with were analysed by analysis of variance
NSCLC were receiving radiotherapy or (ANOVA) and non-parametric data by the
chemotherapy at the time of interview and Wilcoxon signed rank test and Mann-Whitney
none were thought to have significant airflow U test. Qualitative data were scrutinised using
obstruction. Patients with COPD were identi- social research techniques including categori-
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1002 Gore, Brophy, Greenstone
Table 1 Mean (SD) demographic characteristics of the patient populations Table 2 Depression subscale of Health Anxiety and
Thorax: first published as 10.1136/thorax.55.12.1000 on 1 December 2000. Downloaded from http://thorax.bmj.com/ on September 9, 2019 by guest. Protected by copyright.
Depression Scale (HADS) for the two groups
Age (years) M/F (%) FEV1 (l) KPI
Mean (SD) Range
COPD 70.5 (5.5) 44/56 0.52 (0.17) (n=49) 62.5 (10.4)
NSCLC 71.4 (6.5) 72/28 1.47 (0.39) (n=42) 66.9 (9.2) COPD 10.18 (3.95) 3–21
p=0.436 p<0.0001 p<0.05* NSCLC 7.22 (5.16) 0–20
p<0.01
Forced expiratory volume in one second (FEV1) and Karnofsky Performance Index (KPI) were
used to help define the groups. Scale 0–21: >8–10 indicative of clinical depression.15
KPI scale 0–100: a score of 50–80 indicates severe disability with a lower score indicating worsen-
ing performance. Table 3 Anxiety subscale of the Hospital Anxiety and
*Mann-Whitney U test. Depression Scale for the two groups
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Care of patients with end stage COPD 1003
Thorax: first published as 10.1136/thorax.55.12.1000 on 1 December 2000. Downloaded from http://thorax.bmj.com/ on September 9, 2019 by guest. Protected by copyright.
SOCIAL AND COMMUNITY CARE
visits, emergency admissions, and GP visits per year The numbers receiving financial help due to
Outpatient follow Emergency
their illness were similar (76% of the COPD
up visits admissions GP visits group and 68% of NSCLC patients). A higher
COPD 3.2 (1.3) 4.1 (4.0) 8.5 (6.8)
proportion of patients with COPD (40%) than
NSCLC 5.2 (10.5) 1.3 (1.2) 10.7 (11.2) with NSCLC (10%) felt that the financial sup-
p=0.2 p<0.001 p=0.01 port received came late in their illness and was
delayed from when they had first become eligi-
ble (often 2–4 years after diagnosis). Similar
MEDICAL CARE
proportions of respondents in both groups
(74% COPD, 66% NSCLC) had aids and
The mean numbers of outpatient attendances
appliances to help cope with their illness (fig 2).
were similar in both groups (table 4); 80% of
Although for most aids and appliances
patients with NSCLC had received palliative
patients with COPD received more than those
radiotherapy in the previous 12 months,
with NSCLC, just over half of the COPD
accounting for most of their outpatient visits.
respondents received an Orange Badge (for
Almost all of the outpatient attendances in the disabled parking), 16% had a chairlift (6% had
COPD group were follow up visits to the chest these installed by social services, the others
clinic. However, the numbers of emergency were self-purchased), 34% received bath aids,
admissions and GP visits per year diVered and only one patient had bed aids. These
between the groups, with the COPD patients figures should be set against the fact that most
having significantly more emergency admis- of the patients with COPD were housebound
sions per year (largely due to exacerbations) and nearly a third were chairbound. Further-
and the NSCLC patients seeing their GP more more, more of the patients with COPD (50%)
often (usually because of newly emerging than with lung cancer (32%) felt that they
symptoms). The most commonly used medica- could benefit from a better provision of aids
tions in the COPD group were bronchodilators and appliances. Finally, 72% of patients with
(94%), long term oxygen therapy (LTOT) COPD and 52% of those with NSCLC
(40%), and inhaled or oral steroids (38%). In reported a lack of information regarding the
the NSCLC group opiate analgesia (36%) was possible social benefits and services they could
the most commonly used medication. Al- receive. This often resulted in delay in receiving
though 90% of patients with COPD and 52% the support to which the patient was entitled.
of those with NSCLC had scores suggesting Use of community agencies diVered mainly
depression or anxiety, only 4% in each group in terms of specialist palliative care services (fig
received further assessment and treatment. 3). Nearly one third of patients with NSCLC
The majority of patients in both groups (30%) received help from a Marie Curie nurse,
(86% COPD, 84% NSCLC) were generally Macmillan nurse, or hospice centre and a fur-
satisfied with the quantity of medical care and ther 56% had been oVered or were aware of the
attention received. The level of satisfaction availability of these services. In contrast, none
with medical care (measured by a seven point of the patients with COPD received or were
rating scale) did not diVer between the groups, oVered access to these agencies or any equival-
with mean (SD) scores of 5.9 (1.4) and 5.7 ent service. Almost a quarter of patients with
(1.4) in the COPD and NSCLC groups, COPD (24%) were visited on an ad hoc basis
respectively. These scores approximated to the by a community based respiratory support
response “very satisfied”. However, in the nurse (RSN) whose primary responsibility was
interviews most patients in both groups quali- tuberculosis contact tracing. Most of these
fied their satisfaction rating by stating that they patients found this to be their main source of
felt they were receiving all the treatment avail- emotional support, nursing care, and help in
able, but that such treatment was limited in applying for social benefits. Although some
what it could oVer to meet their physical and patients with COPD received a visit from a
wider needs. district nurse, this was often as a result of nurs-
ing needs unrelated to their illness—for exam-
NSCLC ple, to re-dress a wound—or may only have
Walking aid
COPD occurred immediately following discharge from
hospital. Sixty percent of patients with COPD
Orange badge
and 16% of those with NSCLC were seen by a
hospital social worker before discharge from
Wheelchair
hospital in order to assess whether the patient
required apparatus for the home. However,
Chair lift only a small minority in each group ever
received further assessment from a community
Sanitary aid social worker. Patients with COPD were more
likely than those with NSCLC to be dissatisfied
Bath aid with the extent of help from social services and
other social agents (36% vs 12%).
Bed aid
INFORMATION PROVISION
0 20 40 60 80 100 A major area of dissatisfaction for patients in
% of sample both groups was the perceived inadequate pro-
Figure 2 Proportion of each group receiving various aids and appliances. vision of information regarding their illness, its
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1004 Gore, Brophy, Greenstone
Thorax: first published as 10.1136/thorax.55.12.1000 on 1 December 2000. Downloaded from http://thorax.bmj.com/ on September 9, 2019 by guest. Protected by copyright.
NSCLC
Counsellor why they did not request more information
COPD
from their doctors, most patients stated that
Community SW they felt it was inappropriate and that such dis-
cussions should be initiated by their specialists.
Hospital SW
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Care of patients with end stage COPD 1005
(representing 20 patients in each group) essen- bance are common in advanced COPD and
Thorax: first published as 10.1136/thorax.55.12.1000 on 1 December 2000. Downloaded from http://thorax.bmj.com/ on September 9, 2019 by guest. Protected by copyright.
tially confirmed the accuracy of the self- may well have been ascribed to the latter.
reported received medical and social care. Information provision was inadequate in
The patients with COPD had significantly terms of both content and delivery. The
worse health status (physical, social, and emo- deficiencies experienced by the patients in this
tional) and activities of daily living than those study may be partly explained by the variation
with NSCLC. Further, they had symptoms of and complexity in patients’ information needs
anxiety and depression to a significantly greater and, particularly in the NSCLC group, the
extent than the patients with NSCLC. There likelihood that some might have been in denial.
was, however, variability among patients with Patients described the seeking of reassurance
regard to their symptoms and limitations, and their disappointment when their doctors
explaining the rather high standard deviations were unable to give it. Some wished they had
found in both groups for the SF-36 and received more information, irrespective of the
HADS. Although widely used, the HADS is a distressing content, while others did not wish
screening tool rather than a diagnostic instru- to know. In the former case it may be that the
ment and lacks the specificity of other depres- patients’ need for more detailed information
sion or anxiety scales such as the Present State conflicted with the doctors’ need to protect
Examination. Despite the fact that previous them and to retain an optimistic outlook.28 The
studies have suggested an unexpectedly high complexity of patients’ information require-
incidence of depression in patients with ments and the demonstrated failure to meet
COPD, a recent systematic review was more them confirms the primacy of communication
cautious in its conclusions.25 skills in everyday practice and the necessity of
Considering the poor prognosis of lung can- their refinement at all levels of seniority.
cer, it is perhaps surprising that the incidence The paramount diVerence in care between
the groups was in social and community
of psychological disturbance was much lower
support. Compared with the lung cancer
in the NSCLC group. It is possible that the
group, the patients with COPD received more
NSCLC patients who consented to interview
aids and appliances but, because of their
were less psychologically aVected by their
greater physical limitation, this did not neces-
illness than those who refused to take part in
sarily meet their needs and they were more
the study, but we did not have the opportunity likely to be dissatisfied with the care received.
to characterise the non-participants in order to The most obvious disparity was that the
confirm or refute this, and the explanation patients with NSCLC had ready access to spe-
could be applied equally to the COPD group. It cialist palliative care services whereas those
might also be argued that the lung cancer with COPD did not have an equivalent system
patients were interviewed at a time when the of support. The patients with COPD experi-
disease had not yet had its full impact and it enced a lack of regular needs assessment at
could be anticipated that a group of medium home and their palliative care requirements
term survivors might be less psychologically remained unrecognised. In some cases, how-
aVected than those with rapidly progressive ever, the respiratory support nurse, working
disease. However, these patients were relatively outside her usual remit, provided valuable
advanced in terms of the natural history of their practical help and advice. Two sets of guide-
tumours and a third were requiring opiate lines have briefly considered the process of
analgesia. The interview data indicated that the providing some form of pastoral support to
illness had not restricted the daily lives of the patients with severe COPD in the commu-
patients with NSCLC as much as those with nity.4 29 Both advocate a respiratory health
COPD, perhaps enabling the former to adopt a worker as the means to deliver advice on “psy-
more positive outlook. chosocial and respiratory problems and to
Both groups of patients seemed generally improve compliance . . .”. The optimum use of
satisfied with the medical treatment they had such personnel has yet to be defined and there
received. However, many patients recognised is surprisingly little known about their useful-
the limits of medical care and it appeared inad- ness. One controlled study of the impact of a
equate in terms of meeting the psychological respiratory health worker showed increased
requirements and overall holistic needs of both levels of patient knowledge and satisfaction and
sets of patients. Of considerable concern is a trend to reduced mortality, but longer hospi-
that, despite the high level of possible need tal stays and no reduction in admission rate.30
subsequently identified by the screening tool, Current estimates suggest that there are fewer
very few subjects had received any assessment than 300 specialist respiratory nurses in the
or treatment for anxiety and depression (as UK (C Fehrenbach, personal communication)
indicated by patient recall, drug prescriptions, and local priorities may be focused on other
and entries in the medical notes). The diseases such as asthma or tuberculosis. Given
reluctance of doctors to diagnose and treat the prevalence of severe COPD in the commu-
mental health problems in those with physical nity, these numbers are clearly inadequate.
illness is widely recognised in other contexts26 27 In recent years pulmonary rehabilitation has
and may be partly due to the view that been more widely introduced, usually in a sec-
“reactive” psychological morbidity is an inevi- ondary care setting. These programmes are
table consequence of chronic physical disease variably constituted but are commonly multi-
and is refractory to treatment. Unfortunately, disciplinary and usually directed at those with
many of the biological symptoms of depression at least moderately severe COPD. In addition
such as fatigue, weight loss, and sleep distur- to a physical training component, some form of
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1006 Gore, Brophy, Greenstone
psychological support is incorporated and This study was funded by a Northern and Yorkshire Regional
Thorax: first published as 10.1136/thorax.55.12.1000 on 1 December 2000. Downloaded from http://thorax.bmj.com/ on September 9, 2019 by guest. Protected by copyright.
R&D Directorate grant.
many programmes have educational, social
work, and occupational therapy inputs. Most 1 Williams SJ. Chronic respiratory illness. London: Routledge,
studies suggest improvements in exercise toler- 1993.
2 Cox BD. Blood pressure and respiratory function. In: The
ance, quality of life, and coping skills after health and lifestyle survey. Preliminary report of a nationwide
completing treatment,31 but the benefits may survey of the physical and mental health attitudes and lifestyle of
a random sample of 9003 British adults. London: Health Pro-
not be sustained and the numbers of patients motion Research Trust, 1987: 17–33.
able to receive treatment at any one time may 3 Strachan DP. Epidemiology: a British perspective. In:
Calverley P, Pride N, eds. Chronic obstructive pulmonary dis-
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faced by patients with COPD, although the 1997;52(Suppl 5):S5.
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guidelines for good practice and audit measures. J R Coll
and will depend on the local prevalence of Physicians Lond 1991;25:325–8.
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the UK 1994–5, including a summary of trends 1990–5.
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11 Jones PW, Quirk FH, Baveystock CM. A self complete
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14 Yohannes AM, Roomi J, Connolly MJ. Elderly people at
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30 Cockroft A, Bagnall P, Heslop A, et al. Controlled trial of
We thank the following for their invaluable advice: Professor P respiratory health worker visiting patients with chronic res-
Jones, Professor P Calverley, Dr M McCarthy, Dr N Small, Mr piratory disability. BMJ 1987;294:225–8.
R Francis, Mr E Gardner, Mrs P Webb, Dr J Addington-Hall, 31 American College of Chest Physicians/American Associ-
Mrs R Lall. We also thank Dr A Arnold, Dr D McGivern, Mr M ation of Cardiovascular and Pulmonary Rehabilitation
Cowen, Dr M Holmes and Dr R Dealey for allowing us access (ACCP/AACVPR). Pulmonary rehabilitation: joint ACCP/
to their patients. Finally, we wish to extend our appreciation to AACVPR evidence-based guidelines. Chest 1997;112:
the patients who kindly took part. 1363–96.
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