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Notes on Contributors

COVER: Great Seal of the United


States. Engraving by James Trench­
ARTHUR F. KINNEY is Editor of
English Literary Renaissance, and his
Sacvan Bercovitch
ard. Columbian Magazine, I (1786). work in this field is widely known;
he is currently on a Fulbright Re­
KATHI AGUERO, formerly in the
search Grant at Oxford. RIKA LESSER'S
Creative Writing program at Boston
University, currently teaches in the
poems and translations have appeared How the Puritans Won
in A merican Review and Poetry as
Poets-in-the-Schools program in New
Hampshire. SAC VAN BERCOVITCH is
well as in MR. JANE J. MANSBRIDGE the American Revolution
is a poli tical scientist and an Assistant
author of Puritan Origins of the
Professor at the University of Chi­
American Self and professor of Eng­ Philadelphia, July 4-President Ford came here from Valley Forge
cago. IFEANYI MENKITI teaches Phi­
lish and Comparative literature at to recall that first Fourth of July as "the beginning of a continuing
losophy at Wellesley College; Affir­
Columbia University; the essay pub­ adventure," unfinished, unfulfilled, but still . . . "the most successful
mations, a book of his poems, ap­
lished here is "dedicated with grati­
peared with Third World Press realization of humanity's universal hope. The world mayor may not
tude and affection to the fellows and
(1971). follow, but we lead because our whole history says we must."
staff of the National Humanities In­
DAVID RIESMAN has long been a dis­ New York Times) July 5, 1976
stitute (1975-76)" at Yale. w. H.
tinguished observer of the American
CHAPLIN'S publications include poems
scene and a dedicated teacher of And verily, yours is the best and happiest land under the sun. But not
and essays on Classical and Renais­
American undergraduates. His forth­ wholly because you in your wisdom decreed it; your origin and your
sance drama; he died in 1974 at the
coming book (with Gerald Grant) is geography necessitated it. Nor, in their germ, are all your blessings to
age of 30. THOMAS J. COTTLE is
entitled The Volatile College: Edu­
affiliated with the Children's Defense be ascribed to the noble sires of rore who fought in your behalf, sover­
catio!tal Reform in America (Univer­
Fund of the Washington Research eign kings! Your nation enjoyed no little independence before your
sity of Chicago Press, 1977). GORDON
Project; his books include Black declaration declared it. Your ancient pilgrims fathered your liberty....
SHENTON has taught French literature
Children, White Dreams and A Fam­ Melville, /I;fardi
at Harvard and Brown; he is pres­
ily Album, while Life Time and
ently living in France at Saint
Barred From School are forthcoming. So we beat on, boats against the current, borne back ceaselessly into
Etienne. RON SLATE is a doctoral can­
JEANNINE DOBBS teaches writing at the past.
didate at the University of Wiscon­
Harvard; in addition to poetry she Fitzgerald, The Great Gat.rby
sin; his poems appear frequently in
also writes fiction and non-fiction. little magazines. Viper lazz is JAMES
SANDRA M. GILBERT teaches in litera­
ture and Women's Studies at the Uni­
TATE'S latest book of poems (Wes­
leyan University Press, 1976); he is
T HE AMERICAN REVOLUTION plays a curious role in our
classic literature. Like Beckett's Godot, it is at once omni
versity of California at Davis; her a Guggenheim Fellow for 1976­ present and conspicuously absent. All contemporaneous accounts
poetry, fiction, and reviews have ap­ 1977 and is living in Spain. suggest that the Spirit of '76 was the muse of the American
peared in T he Nation, The New JAMES WADE teaches high school Renaissance. Bronson Alcott tells us that Thoreau acted as
Yorker, Poetry and other magazines. English part time and manages a
though he were the sole signer of the Declaration of Inde­
EVERETT HOAGLAND is at Southeast­ restaurant; he is a graduate of the
ern Massachusetts University; his Writing Program at Indiana. TAMARA
pendence. Emerson's followers, taking their cue from the
work appears in New Black Voices WATSON studied at Juilliard and is Master, hailed his essays as the vindication of the Revolution­
and other anthologies. RIMA KING has currently in preparation for an oper­ ary War. Young America's call for intellectual liberation de­
a recently completed novel entitled atic debut. MARLA D. ZARROW is a liberately echoed the call to arms against the British. "America
Alice in Racetrackland; Snodgrass 0'; feminist psychotherapist; her poems must be as independent in literature as in politics," went the
Eliot is her first published fiction. have previously appeared in Focus.
refrain. "Shall Nature's Freemen bow to Nature's Slaves?"

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T he Massachusetts Review How the Puritans Won the American Revolution
,\Thitman's response, in Leaves of Grass, was a revolutionary i5.fer to our uneasy association of America with revolution. We
poetics whose origins he located in the events that shaped our thonor the American Revolution as a shaping influence in our
"great radical republic." For as Melville put it, America was rhistory, yet we shrink from acceptin?" revolution as ~ defining
bound to carry the Revolution into literature and all the arts. , American characteristic; or more typically, we accept It by con­
Melville himself returned obsessively to the theme of revolu­ .< .tra.sting the American Revolution with other modern revolu­
tion, or revolution repressed, as did Hawthorne, Cooper, and tions. It is as though the term A merican altered the very mean­
Poe. Yet no more than a handful of their writings-a few ing of revolution, while the term .revolution c?nferre~ some
stories and minor novels-can be said to deal with the Ameri­ 'Pecial honorifi~ status on the me~lllng of Amenca. Aga~n, o~r
can Revolution, and even these do so obliquely, if not evasively. classic writers Illustrate the ambIvalence. To be Amencan IS
The forgotten popular writers of the time responded avidly lor them ipso facto to be radical-to turn against the past, to
to the clamor for romances, poems, plays, and epics about the defy the status quo and become an agent of change-and at
Revolution. Those writers through whom we have defined the the same time to be radical as an American is to transmute the
American imagination remained silent on the subject, or at revolutionary impulse in some basic sense: by spiritualizing it
most ambivalent. Consider our prototypical Americans: the '{as in Walden), by diffusing or deflecting it (as in Leaves of
hero of Franklin's Autobiography, whose adventures con­ f;rass), or more generally by accommodating it to society (as
spicuously exclude the Revolutionary vVar; or Irving's Rip ~ The Scarlet Letter). In every case, the work of art resolves
Van Winkle, who sleeps through the entire birth of the nation, a conflict of values by redefining the conflict in terms of national
and awakens to find things much as they were before; or self-fulfillment. Directly or indirectly, that is, the writer con-;­
Crevecoeur's American Farmer, who derides the Revolution, verts revolution into the service of society. I refer to broad
in brief but vivid sketches, as democracy in riot, the snake in cultural impact, of course, rather than to intention or even to
New Eden. Consider, above all, the Revolutionary figures in immediate social impact. Often enough, the service to society
the fiction of the American Renaissance: Cooper's spies and I speak of has been rendered posthumously, through a slow
madmen; Melville's mock-heroic Israel Potter, who languishes process of cultural absorption. But that process, I would argue,
away the Revolution in English captivity; Hawthorne's Robin follows from, rather than belies, the content of the work. In
Molineux, for whom independence takes the form of a every case, the defiant act that might have posed fundamental
witches' sabbath. Our classic writers have given us splendid social alternatives becomes instead a fundamental force against
American heroes representing a variety of historical periods, social change. Whether the writer focuses, like Thoreau, upon
including those of war and national upheaval. But none, ap­ the individual, or like Hawthorne upon history-whether he
parently, found the Revolution fit matter for his highest denounces society, as Melville does, or like Emerson wavers
themes. The great harvest of our literature-the self-styled ~etwe.en praise and blame, or like \Vhitman simply ingests so­
American literary revolution-yielded no "Lilacs" for vVash­ aety Into the self-the radical energies he celebrates serve to
ington, no Pathfinder at Valley Forge, no Red Badge of Cour­ sustain the culture, because the same ideal that releases those
age for the patriot cause, no Yoknapatawpha County for energies transforms radicalism itself into a mode of cultural
mourning Loyalists, not even a sentimental Whig's Farewell cohesion and continuity.
to Arms.
We could write off this anomaly to temperament or chance, This almost therapeutic effect recalls the trouhled mood of
were it not for a striking parallel in the culture at large. I re­ the American Revolution. The overthrow of imperial power,
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T he Massachusetts Review How the Puritans Won the American Revolution
we know, set loose a libertarian spirit that terrified moderate , tion" that swept the infant Republic, David Ramsay ended
and propertied democrats. Their terror is writ large in the his patriotic History of the Amer!can Revoluti.o,,! by su.m~on­
literature: in nervous satires of an egalitarian world-turned­ ing all "friends of order" to extIrpate "t~e VICIOUS pnnClples
upside-down; in gothic novels, and tales of violated taboos and habits which have taken deep root dunng the late convul­
(parricide, incest, idolatry); and most explicitly, in the Fed­ sions." The substitution of convulsions for revolution speaks
eralist jeremiads, warning against "the people's inherent vio­ , for itself; and its meaning grew more ominous after the
lence" and denouncing a long series of local insurrections, from f French Revolution. If prior to 1790 the unpropertied "rabble"
the Whiskey Rebellion to the Anti-Rent Wars, most of which ~, seemed hell-bent on usurping due authority, as one observer
invoked the slogans and symbols of the American Revolution. charged, what would they not do under the intoxication of
I need not dwell on how deeply the fear of democracy which Jacobin excess? George Washington, who recognized the link
these writings convey affected the theory of representative between pre- and post-Revolutionary unrest, warned sternly
government. Clearly, the first aim of legislators after 1776 that "mob action, [though] necessary in monarchies, has no
was to curb popular demands. They were bent on defusing an place in America." But the Spiri t of '76 lingered, and by 1815,
explosive conflict, between the minority in power-the leading a host of clerical, literary, and civic "friends of order" had
merchants, lawyers, and landholders-and the majority they ~rayed themselves against the threat. Revolution, as they now
«represented," now newly-emboldened by military success, employed the term, conjured up corruption, anarchy, atheism,.
and by the rhetoric of independence, to challenge established Retooling the old anti-imperialist rhetoric to defend the status
norms of control. To quote a leading authority on the subject, quo, the aging firebrand Sam Adams turned his oratorical
the Constitution, which "rescued the Republic from chaos," cannons against the "boundless and insatiable ambition" of
expressed "a beautiful but ambiguous ideal," one that served ((king mob." Timothy Dwight's epic previews of New Canaan
to mediate (rather than meet) the call for self-determination, darkened into visions of "ignorant masses" infected by a "con­
to curtail (without crushing) the surge of democratic individ­ tagion of liberty" become license. As we might expect, the
ualism, and to insist on equality before the law while institut­ lament grew increasingly shrill in the Jacksonian era, with the
ing a minority "rule of the best," drawn from the propertied expansion of cities, technology, transportation-all the ele­
and educated classes. ments, in fact, of a flourishing capitalist economy-which
In retrospect, we can see how appropriate that ideal was for certain established groups within that economy misconstrued
a modern middle-class culture. It was beautiful, we might say, as a collapse of order.
because of its ambiguities. It managed both to advocate liberty Misconstrued is too strong a word. Basically, these Jere­
and to protect property, to inspire "the people" at large and to miahs seem to have understood that the challenge came
mold their "universal rights" to the demands of a free-enter­ from within the system and to have used their denunciations
prise economy. Still, the ambiguities proved a shaky founda­ t? keep things in hand. In any case, they refused to surrender
tion for a new social structure. Like all ambiguities, they had eIther the Republic or the Revolution to the Jacksonians. In­
a tendency to recoil upon themselves. If they allowed for st~ad, following an old native tradition, they turned their anxi­
flexibility and manipulation, they also served to highlight con­ eties about history into an affirmation of the ideal. The tradition
tradiction. Even as they encouraged compromise, they nour­ begins with the New England Puritans, who interpreted their
ished radical dissent by calling attention to the principles that s~tbacks as tokens of God's correcti ve love. It continues, in
were being compromised. Alarmed at the "rage for innova­ different forms corresponding to changing social and intellec­
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T he Massachusetts Review How the Puritans Won the American Revolution
tual contexts, through the Great Awakening, the French and challenge to the system, provoking frustrations that threatened,
Indian War, and the Revolution. New England's extremity, in their issue, to sweep away all local (along with foreign)
argued Jonathan Edwards, is God's opportunity; our "mighty agencies of control, but the most remarkable in a series of up­
struggles and confEcts" are the birth-pangs of the New vVorld risings that began with the seventeenth-century Puritan
Jerusalem. On July 3, 1776, John Adams declared that migration.
"America shall suffer Calamities still more ... dreadfull"-so In this view, the very concept of uprising sets America apart
that we may show ourselves worthy of our mission. The anti­ from other countries. Uprising in France meant the unleashing
Jacksonian J eremiahs adopted essentially the same strategy. of discordant national elements, the clash between mutually
Far from disavowing the nationalism of the times, they exclusive French interests and ideologies. Uprising in America
sought to encourage it by using threat and lamentation to re­ meant the progress through revolution of "the people" at large.
direct the country toward their version of the American Revo­ It stood for a national consensus that rose above racial, eco­
lution. In effect, they joined the leading J acksonians in an nomic, or sectional divisions, and that revealed itsel f, with
effort to safeguard the future through a mythical reconstruc­ rising clarity, in struggle against an oppressive Old \Vorld.
tion of the past. In the early nineteenth century, the Spanish American colonies
It may be worth recalling the events that directly prompted undertook a similar struggle, but it seemed plain to North
their effort. In 1826, with the death of Jefferson and John American observers that they were following the French model
Adams, the Revolution passed officially-that is, ideologically of revolution. There, the uprising of New against Old \Vorld
as well as actually-into the possession of a new generation. It Spaniards brought to light tangled antagonisms of race and
was a troubled succession. According to anti-J acksonians, espe­ class, and if anything independence deepened the sense of in­
cially after they had witnessed the revolutions of 1830 in ternal conflict. The American Revolution, according to J ack­
France, Belgium, and Poland, and then two years later suf­ sonians and anti-Jacksonians alike, proved that national
fered an unprecedented electoral defeat, the difference between identity erased all such distinctions. It was simply, compre­
generations was nothing short of sinister: on one side, the hensively, the flowering of the American spirit that first arose
newly-consecrated fathers of the Revolution (vVashington, in Puritan New England. From this perspective Emerson
Franklin, Jefferson, Adams); on the other side King Andrew, argued in 1835, at the Concord bicentennial, that America's
the tyrant-demagogue, classical symptom of the breakdown of future was secure in spite of Jacksonian barbarity. From this
democracy. Theirs was the minority opinion, of course. Jack­ perspective, in 1834, George Bancroft began his great defense
sonians defended their president as the heir of \Vashington of Jacksonian democracy. His History of the United States
and Jefferson. My point is that both parties perceived a crisis Was almost instantly acclaimed as definitive-Emerson himself
in national identity, and that both parties, each from its own pronounced it a noble work, nobly done-and it retained its
perspective, proposed the same solution. Shifting attention popularity throughout the Jacksonian period. But in fact it is
away from the problems of 1776, which had precipitated the neither a history (in any ordinary sense of the word) nor about
crisis in the first place, they redefined the meaning of the the United States. Instead, it transmutes the colonial past into
Revolution by tracing it back to the "origins of the country." myth, and in epic form sets forth God's unfolding design for
By general consensus, at least so far as New England's influ­ America, the revolution of revolutions that was born aboard
ence reached, independence was not the spoils of violence, but the Mayflower and Arbella and matured in the struggles of
the harvest of Puritanism. It was not some sudden turbulent 1776.

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The Massachusetts Review How the Puritans Won the American Revolution

As the parallel with Emerson suggests, Bancroft did not in­ still, a sacred version of human progress. He assumes that God
vent this view of America's rising glory. It has a long fore­ is working behind and through history, guiding mankind, step
ground in colonial thought, and a direct source, perhaps, in the by inevitable step, toward perfection. Revolution functions
Revolutionary historians like Gordon, Warren, and David here as a vehicle of providence. It takes the form of a mighty,
Ramsay. They, too, regarded the Revolution as a broad cul­ spontaneous turning forward, both regenerative and organic,
tural (as well as political) turning point; they too claimed that confirming the prophecies of scripture as well as the laws of
independence was an extension of native rights, rather than a nature and history. So understood, revolution is diametrically
break from the past; they too embraced the Enlightenment opposed to rebellion. Revolution fulfills the divine will. Re­
belief that resistance to tyrants is obedience to God; and they bellion is a primal act of disobedience, as Lucifer's was, or
too looked back to the seventeenth century (in old and New Adam's. Rebels seek to negate, thwart, and destroy; revolu­
England) as the ideological seeding-time of the Republic. Ban­ tionaries are agents of the predetermined course of human
croft differs from them in that he could reconstitute the facts progress.
as legend and symbol. He was just far enough removed from This distinction underlies Bancroft's entire ten-volume work,
the Revolution to endorse the canonizing of its major figures and confirms his theological bias. For historically considered,
and events. He was responsive enough to the crisis of his times revolution has two entirely different meanings, secular and
to perceive the basic cultural ties between the Revolution religious. In the secular tradition from Aristotle through the
and the Jacksonian era. And he was rooted deeply enough in Italian Renaissance, revolution means the violent overthrow
New England tradition to seize upon the Puritan errand as of government. It highlights discord, contradiction, and dis­
the underlying theme, the elan vital, of that continuity. The continuity, and has lent itself, in these terms, both to progres­
Revolutionary historians, who inherited the same tradition, sive and to cyclical views of history. For radicals, it proved
used Puritan imagery as a metaphoric device to justify the that men could improve their conditions-that indeed, they
\Var of Independence; it was part of their moral and legal might found a new paradise of reason by overthrowing the in­
self-vindication. They show us how ideology arises out of so­ stitutions of the past. No doubt Mirabeau envisioned some­
cial conflict. Bancroft shows us how ideology may be invested thing like this when (according to legend) he replied to Louis
with the power of myth. Taking the vindication for granted, XVI's "Ceci est une revolte," "Non, sire, c'est une revolution."
he locates the "true" American Revolution in the link between Conservatives, of course, saw the matter differently. For them,
what for him (and many of his contemporaries) were the two revolution proved the tragic consequences of the Fall. It re­
quintessential moments in the story of America-the twin minded them of man's recurrent failures to perfect society,
legends of the country's founding fathers-the Great Migra­ and they found its moral emblem in the treacherous, repeti­
tion and the \Var of Independence. His purpose is to reveal tive wheel of fortune. Eadem, sed aliter, in Schopenhauer's
in that sacred movement the paradigmatic cultural event, the famous comment on the French Revolution: despite its rhetoric
symbolic drama of American nationhood. of progress, revolution brings the same old thing in new dress.
I would like to center my discussion on Bancroft's work, not The religious meaning of revolution stems from the tradi­
so much for its intrinsic merits as for its representative quali­ tion of ecclesiastical or sacred history. It pertains both to the
ties, as the first full expression of the myth of American revo­ individual believer and to mankind in general, and on both
lution. Its major tenets may be briefly summarized. First, Ban­ leVels it is emphatically and unequivocally progressive. De­
croft adopts a humanized version of sacred history, or better spite the vanity of man's earthly efforts, he has a great spiritual

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The Massachusetts Review How the Puritans Won the American Revolution
destiny. Individually, each believer has the promise of heaven, From this sacred-national standpoint, Bancroft contrasts the
through what Augustine termed the revolutio of the soul to­ American Revolution with the European rebellions (as he de­
ward God. Collectively, mankind is advancing toward New scribes them) of 1642, 1789, and 1830. And following the
Jerusalem in accordance with God's redemptive plan, through peculiar logic of his outlook, he patterns his concept of progress
a series of revolutionary upheavals. Thus the Anglican Thomas upon the biblical exodus. A people is summoned to lead man­
Hooker spoke of "the revolution of Jesus Christ" against the kind, it rises up against its oppressors, and in the conflicts that
Hebraic Law; thus Reformers spoke of the revolution of the ensue it forges its corporate identity. This model of exodus, the
true church against Papal Antichrist, the Beast of Rome; and second major tenet of Bancroft's approach, enables him to
thus English Puritans anticipated the "mighty revolutions" establish America's revolutionary ancestry: Israel, the apostolic
that would inaugurate the millennium. The New England church, and the Reformation. Each one of these civic-religious
Puritans, who inherited this millennial-revolutionary outlook, movements represents a revolution in itself; but unlike the
applied it directly to their own errand into the wilderness. In repetitive cycles of the wheel of fortune, each revolution is
effect, they fused secular and sacred history in the context of linked to the others in an ascending spiral. Quoting Jonathan
American progress. They bequeathed their peculiar teleology Edwards, whom he acclaims his greatest precursor as historian,
to the young Jonathan Edwards and, through him, to the lead­ Bancroft compares the spiral to the wheels of a chariot in mo­
ing patriot ministers of the \Var of Independence. Liberty, tion. All revolutions tend harmoniously toward the same end,
democracy, and American nationhood, these Revolutionaries and every revolution brings us closer to our destination. And
explained, were not merely worldly goods; primarily, they like Edwards, he declares the settlement of New England to
were spiritual goals, ordained by God and typed forth in scrip­ be the prime mover in the last and best of human revolutions.
Representing Protestantism as well as the Anglo-Saxon race,
ture. Blending two traditionally distinct views of revolution,
at once re-enacting the drama of exodus and carrying it toward
they mystified secular change as divine progress. On this prem­
completion, the New England planters, Bancroft tells us, "res­
ise, Samuel Sherwood in 1776 justified the overthrow of
cued from the Old World the truths that would renew human­
British power by speculating on the new heavens and new
ity." Winthrop's charter was "a summons from Heaven" to
earth emerging in the N ew World. On the same premise, John
"the happy destiny of preparing for representative govern­
Quincy Adams reviewed the American Revolution, sixty ment."
years after the event, as part of "the progress of the gospel As Bancroft develops this theme, his revolutionary gene­
dispensations" : alogy dramatically reverses the Loyalists' rankling child­
parent metaphor. The Enlightenment radicals of an earlier
Is it not that, in the chain of human events, the birthday of the
nation is indissolubly linked with that of the Saviour1 ... Is it not
time had defended their separation from England by recourse
that the Declaration of Independence first organized the social to Locke's contractual theory: the father-king's betrayal of
compact on the foundation of the Redeemer's mission upon earth 1 trust justified the children's disobedience. Bancroft shifts the
That it laid the cornerstone of human government upon the first grounds of defense from provincial to national terms, and in
precepts of Christianity, and gave to the world the first irrevocable effect from political and legal terms to the realm of myth. If
pledge of the fulfilment of the prophecies, announced directly the war for independence, he writes, really breached the fifth
from Heaven at the birth of the Saviour and predicted by the commandment, then it was rebellion and indefensible. But in
greatest of the Hebrew prophets six hundred years before 1 fact it demonstrated the children's obedience. What the found­
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The Massachusetts Review H ow the Puritans Won the American Revolution

ing fathers initiated, the Revolutionary sons fulfilled. The tion opens into an indefinitely self-renewing rite of passage.
Pilgrim compact foreshadowed the Declaration of Indepen­ His hero is a people in transition, advancing generation by
dence; the Constitution realized the intentions of the A rbella generation through severe trials of character, toward a con­
covenant; what theocracy truly meant was elective democracy. summation that remains forever beyond its grasp. There is
Bancroft, we might say, solved the problem of Anglo-Ameri­ something in this of the Whig view of history, but Bancroft
can relations by shifting responsibility for the Revolution back (unlike, say, Macaulay) makes revolution, not evolution, the
to the Puritans. His revolutionary genealogy served to estab­ principle of "organic" growth, moral, political, and economic.
lish several other aspects of the myth. It enabled him to rep­ And there is something here, too, of the Sturm und Drang of
resent the Revolutionary leaders as a model of fraternal con­ Romantic Striving, but it is emphatically not Promethean self­
sensus, to acclaim the organic necessity of their uprising, and to assertion. Prometheus, like Cain, Satan, and other romantic
marvel at the unprecedented pace of "national" progress. It heroes, was a rebel, an individualist who defied providence
gave substance to his rhetoric about an American "people," and the paternal gods. Bancroft turns self-assertion into an
providing as it did a substitute for what European nationalists affirmation of order. If the condition of progress for him is
termed "folk culture." Not least important, his revolutionary continuing revolution, the condition of continuity is control of
genealogy helped Bancroft project the movement from colony the revolutionary impulse. The social norms, as he conceives
to republic forward to the transition from Jeffersonian fathers them, encourage revolution, but his definition of revolution
to Jacksonian sons, and later (in his final revisions) from reinforces authority.
Jacksonian fathers to Civil War sons. With Emerson, he con­ Bancroft's differences from Whig history on the one hand
gratulated the Union army for continuing the revolution be­ and romantic Prometheanism on the other carry broad social
gun in New England over two hundred years before. implications. The vVhig metaphor of organic evolution, we
Struggle as unity, continuity as progress: Bancroft's myth know, reflected the needs of early nineteenth-century Eng­
casts a warm, hazy glow over the events of 1776. It was not land, a society deeply at odds with itself, trying uneasily to
so much the Revolution that mattered, he insinuates-not that accommodate to middle-class forms the outmoded but still­
alarming eruption of popular violence so much as the pro­ potent traditions of aristocracy, church, and crown. vVe know
cess which enveloped it, and directed it toward higher ends. further that romantic Prometheanism represented a dangerous
I don't mean to say that he minimizes the struggle and tension extreme of individualism, proclaiming the superiority of the
of revolution. On the contrary: he increases these by extending autonomous heroic self to the law, whether civic or moral;
the revolution back through the eighteenth and seventeenth and in Protestant European countries this form of extremism
centuries, and forward into the nineteenth. His emphasis on fed upon middle-class ideology, even as it threatened the struc­
process is the third major tenet of his approach, inseparable tures of middle-class society. Bancroft's myth of revolution
from the concepts of exodus and preordained progress. Indeed, precludes both social complexity and extreme individualism.
Bancroft inverts the exodus motif to stress the process of ful­ It reflects a relatively homogeneous society, unencumbered by
fillment, rather than (as in the biblical story) the fulfillment competing traditions, without a towering feudal structure to
of process. The biblical story, though it details human actions, be overthrown, as in France-a New England so committed
centers upon the works of God. Bancroft supports his claims to middle-class forms (or to forms so adaptable to middle­
by invoking God's promises, but his interest centers upon the class enterprise) that the Revolution itself could assume a con­
ongoing struggles of his nation. As he envisions it, the Revolu­ servative spirit. This is not to belittle the commitment to prog­

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The Massachusetts Review How the Puritans Won the American Revolution

ress. By and large Americans associated middle-class with all made, industrious men. Those who, by their own exertions had
the exuberant spiritual as well as material values of a rising established or laid a foundation for establishing personal inde­
capitalist democracy. As European travellers were startled to pendence, [and so] were most successfully employed in estab­
learn, they regarded middle class not as a relative position in lishing that of their country." Half a century later, writing
the state but as an absolute state of mind. It meant not bour­ about the genius of America in a period of spectacular national
geois but aspiring; not ill-educated but self-taught; not un­ growth (in the North and \Vest), Emerson boasted that "All
aristocratic but ttnshackled by tradition; not uprooted or de­ great men come out of the middle classes." The correspondence
classed, but authentic and independent; not engaged in various this implies between individual and society extends beyond
occupations but mobile, adaptable, and self-reliant. Middle­ politics or economics. It signifies a concept of independence that
class in America indicated a moral outlook, rather than a cer­ fuses social structure, personal aspirati on, and national ideal,
tain income; it displayed itself less in certain manners and a laissez-faire rationale become cultural norm.
mannerisms than in a set of virtues that opened into a program Bancroft is the epic historian of that development. iV1iddle­
for self-perfection. Significantly, the European pejoratives of class in his history means of the people) individualism, liberty
parvenu and nouveau riche never took hold in this country. and equality, what \Vhitman was to call "the divine average,"
Our equivalent was the euphoric catchall Americanism, sel/­ Aristotle's Golden Nlean translated into the language of nine­
made. teenth-century capitalism, in a newly-independent state blos­
\Vhat I'm suggesting is that capitalism meant far more in soming in power and self-confIdence-and determined at all
America than an economic system. Elsewhere, capitalism had cost to secure its still shaky institutions. \Vith all that determi­
to compete with a variety of earlier cultural patterns, and often nation, and with all that exuberance, Bancroft charts America's
the most deeply rooted of them-those that most fully ex­ rise from its Puritan beginnings to nationhood. And on the
pressed the sources of social cohesion-were also the most hos­ whole his outline is remarkably accurate. I think here not only
tile to middle-class values. The United States developed of the Protestant ethic (epitomized in Tocqueville's note of
steadily if not quite harmoniously into a middle-class culture. 1834 that Americans are at once "a puritanical people and a
The contrast deserves further emphasis. In virtually all other commercial nation"), but in particular of the social patterns of
'f.. countries (including Latin and French f(Canaeia eaFJy, 8.g.)] early Massachusetts. Surely, Bancroft is right to insist that,
America no less than Europe), the structures of middle-class despite their penchant for hierarchy, the Puritans set up a fluid
society conflicted with persisting pre-capitalist modes of cul­ economy, that they devalued aristocracy, denounced beggary,
tural identity. In the brave new world of the United States and opened opportunity to a wide variety of "freemen," that
those structures from the start provided the dominant mode of their educational and political system made power accessible
American identity. The South, of course, drew on different to What he proudly calls the "self-made commercial classes,"
sources as well, but insofar as its Cavalier myths challenged and that, summarily, their "middle way" applied to social no
middle-class values they denied the very terms of Republican less than to religious affairs. Surely, too, Bancroft is right to
society. The plantation system was undermined not only by its aSsert the continuity, in this context, between sevcnteenth- and
economic "backwardness" but by the contradictions it posed, in eighteenth-century New England.
the South itself, between national culture and regional ideology. I stress these points to pay tribute to the historian no less
Significantly, the Virginian David Ramsay was the first Revolu­ than to the myth-maker. For ultimately the effectiveness of
tionary historian to point out that the Vlar was won by "self­ myth derives from its capacity to help men act in history.

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Myth may clothe facts in metaphor, but the metaphor gathers come in the American Way. To this end, Bancroft could hardly
its force and persuasiveness from its functional relationship to have done better than to choose the Puritans for the role
facts; and the force of Bancroft's myth, fantastic contrivance of revolutionary forefathers. Not, be it noted, the English
though it is, lies in its beautifully ambiguous expression of a Puritans, whose rebellious individualism exploded in civil war,
middle-class culture-a culture, let me repeat, founded on the but the American Puritans, whose defiance took the form of
belief in open competition, upward mobility, and unlimited exodus, who channeled their radical energies into the creation
prospects, and therefore endangered by the very energies it of a prosperous state, who institutionalized the saint's revolutio
elicited. That danger was never more glaringly in evidence toward God, who invoked the fifth commandment (concerning
than during the Jacksonian era, and Bancroft addresses himself the obedience due to parents and rulers) against the extremists
to it in every major tenet of his approach: progress divinely in their midst, and whose social covenant fused the terms of
assured, the model of exodus, the emphasis on process, the very material, moral, and religious progress. In their insulated
use of revolution as a controlling metaphor for national iden­ "wilderness-condition" they succeeded, as no European Puri­
tity. Earlier thinkers had addressed themselves to the same tan society could have hoped to do, in disciplining revolution
danger. John Locke urged voluntary submission to authority into the service of tribal order. Their city on a hill was a model
in order to safeguard rights of property, including the property of controlled progressivism, a closely regulated church-state
of the self. Adam Smith in 1776 offered a rationale for self­ which never lost sight, Bancroft exults, of its role at the van­
interest that stressed the "wealth of nations," the mutuality of guard of the revolution that would make America the seat of
independence and interdependence. Bancroft repeatedly in­ New Jerusalem.
vokes these concepts to support his myth. In fact, he expressly American destiny is the point of it all, of course. Our land
conflates the growth of capitalism with the growth of the coun­ was the "altar of freedom," the "hallowed shrine," "the gift
try. As he explains it, the exodus of the "commercial classes" of Heaven to our Fathers," "consecrated by Divine Provi­
from mercantile bondage begins with their discovery of the dence" for the Revolution, the "holy ground, reserved from
New World; their rise to power parallels that of New Eng­ eternity for the great combat": on such assertions, repeated ad
land; their struggle for liberty and property culminates in the tedium, Bancroft's argument ultimately rests; this vision of
Revolutionary War. This "revolution in the commercial policy America as sacred place shapes the various influences he ab­
of the world," he writes-again, with fine historical insight­ sorbed (Hegelian, scientific, Whig, Unitarian, Romantic, provi­
"taugh t our fathers union, [and] prepared for our country the dential) into a coherent national epic. It is the most inclusive
opportunity of independence. . . . Our soil was the destined and most daring aspect of his myth of American revolution.
battleground of the grand conflict" for free enterprise. It is also the most telling proof of his debt to the Puritan
Bancroft's persistent association of "American" with "middle fathers, and I would like to digress a moment at this point to
class" is a main theme of his narrative. It suggests to me that set their achievement in perspective.
in some sense he understood the social function of myth and
that he designed his history accordingly. He meant the work, The Puritan view of history has its source in the familiar
after all, to transcend Jacksonian polemic. As national epic, patristic reading of the Bible. \Vhen the early Christians
it was to bridge Boston and the \Vest, reveal the unity of adapted the Old Testament to their purposes, they spiritualized
Brahmin and Jacksonian values, establish the common middle its sacred places. The holy land became for them the king­
ground of high and low culture, and so educate generations to dom of heaven; its milk and honey, sustenance for the re­
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deemed soul. With the growth of the church, however, the a new Earth." For him and his fellow exiles, the meaning of
emphasis on sacred place reappeared. Medieval Catholicism the new continent lay not in its Indian antiquities-not in the
found its own equivalents for Canaan-the Papal Seat, the acts and monuments of its native inhabitants-but in the pro­
Holy Roman Empire-which churchmen judaically invested phetic figures of Psalms, Ezekiel, Isaiah, Revelation. In effect,
with sweeping spiritual authority. So at least the Protestant the New England Puritans delivered sacred place back to Prot­
Reformers charged. Directing their protest precisely against estantism with a vengeance, in the form of America.
this mode of sacralization-this granting of holy significance I have tried elsewhere to explain their strategy in some de­
to temporal, worldly places-they demanded an unmediated tail. Here I wish to draw out its implications for the theory o±
relation between man and God. In sum, they rejected sacred revolution. Let me begin with two very broad premises, both
place for an exclusive concern with what we might call sacred of them well known to students of myth and religion. First,
time, the interior realm of the spirit and last things. As opposed the sacred defines itself in radical conflict against the profane.
to external, terrestrial appearances, they sought the reality of Its very meaning therefore presupposes both the persistence of
the soul. Eventually they came to value institutions more the profane and a persisting state of conflict. The significance
highly, but they never revoked their anathema against sacred of "holy land" depends on other lands not being holy; the
place. Until the Second Coming, they maintained, the only chosenness of the chosen people implies their antagonism to
Canaan in this world was the kingdom within, accessible by a the goyim,) the profane "nations of the earth." Second, sacred
radical inward turning of the will from self to Christ, from history means the gradual conquest of the profane by the
secular to sacred time. sacred. The believer cultivates the inner wilderness in pre­
The emigrant Puritans, as Puritans, were extremists in this scribed stages of spiritual growth; the church as a whole wins
cause. No Protestant sect insisted more adamantly than they the world back from Satan in a series of increasingly terrifying
did on the un mediated relation between man and God. But and triumphant wars of the Lord. Continuous conflict, then,
they were also extremists in another, antithetical cause. As emi­ and gradual fulfillment become mutually sustaining concepts;
grants, they declared the New \Vorld another promised land, and so considered, they lend themselves powerfully to the con­
counterpart of Canaan of old but greater, because God had cept of revolution I've been discussing, which defines the rev­
designated it for the New Israel that was to usher in the mil­ olutionary act as a vehicle of order and organic process. In­
lennium. They documented their claim with scriptural prophe­ deed, it seems evident that the American Puritans had some­
cies, the facts of sacred (not secular) history, as befit a chosen thing much like this in mind when they stressed the profane
people. Other communities had to base their claims on common nature of the wilderness, the Indians, the Old \Vorld, and the
antiquity, the legends and chronicles of the race. Not Luther's local heretics or transgressors who were impeding the progress
Germany, not even Foxe's or Cromwell's England could find of their holy commonwealth.
exemption from this process. Common sense, if nothing else, In any case, their view of America was an astounding tour­
compelled European Protestants to ground their rhetoric of de-force. For by all tradition, the conflict between the sacred
"national election" in the national past. The New England and the profane accentuates the unbridgeable, qualitative dif­
Puritans felt no such scruples. They justified their errand by ference between the two realms. They confront each other not
unveiling the divine past and future of their locale. "Know as greater and lesser antagonists but as diametrically opposite
that this is the place," wrote their first historian, Edward John­ ways of action and perception. Eden is forever the garden of
son, "the place where the Lord will create a new Heaven and our innocence through our willing suspension of geography.
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Jerusalem is the "holy city" insofar as we dissociate it from TIONS . . . the first outward and political; the second in­
the cities of the earth. In short, sacred meaning is fixed, im­ ward and spiritual"; and these, he continued, linking the seal
pervious to the vicissitudes of the profane; and part of that of the United States to the emblems in Revelation, are the
meaning is progressive, leading upwards from Eden to New wings of the eagle that is to carry mankind into the millennium.
Jerusalem. The Protestant Reformers, we have seen confined This was the Puritan legacy to the Jacksonian generation­
their concept of progress to sacred time-to the individual be­ among others, to Bronson Alcott, who explained in 1834 that
liever, and, by extension, to the universal invisible church, the the Revolution had made plain that Americans possessed "the
totality of believers in all countries and ages. This remained best of time and space, ... on a vantage ground to which no
their legacy to European Protestants through the nineteenth people have ever ascended before." That same year, from that
century. Thus the nationalist Hegel, who reformulated sacred sacred vantage ground, Bancroft began his epic history. Within
history as the dialectics of the World-Spirit, found his chief that unique tradition-unique both in the extravagance of its
metaphor for progress in the self-perfecting consciousness. And fantasy and in its faithfulness to social needs-he elaborated
thus Marx and his followers inverted Hegel's World-Spirit the concept of A merican revolution into a myth that reconciled
into the dialectics of international class-struggle. Even for the his contradictions of middle-class culture.
chauvinists among them, national revolution could serve the Some of the contradictions I have already mentioned: pri­
cause only (as it were) by coincidence, by a happy temporary vate versus corporate enterprise, the need to release radical
conjunction of essentially different goals. Both Hegel and energies in the individual versus the need to curb social radical­
Marx may be said to have humanized sacred history, but each ism, national interest versus international beneficence in a world
of them in his way endorsed the Protestant rejection of sacred of free trade ("America cannot be charitable to herself with­
place for sacred time. out giving alms to the world" is a sentiment that joins Ban­
Only in America did nationalism carry with it the Christian croft with Emerson and the young Melville). I might also
meaning of the sacred. Only America) of all national designa­ mention, however briefly, the conflict between gradualism and
tions, took on the combined force of eschatology and chauvin­ radical change. This has a long history in Europe, of course
ism. Many other societies have defended the status quo by --characteristically, in the opposition between reformers, who
reference to revolutions past; many forms of nationalism have worked within the system, and utopians or millenarians, who
laid claim to a world-redeeming promise; many Christian sects often challenged the system in basic ways. In nineteenth-cen­
have sought, in open or secret heresy, to find the sacred in the tury America, the emphasis on progress made the opposition
profane, and many European defenders of middle class democ­ particularly acute. And the myth of American revolution, ac­
racy have tried to link order and progress. But only the Ameri­ cordingly, served a crucial mediating function. It posited an
can Way, of all modern ideologies, managed to circumvent the intrinsically utopian status quo, a millennialism nourished on
paradoxes inherent in these approaches. Of all symbols of iden­ the persistence of social norms. "This country," explained
tity, only American united nationality and universality, civic Jacksonian patriots, "which, with such an emphasis of grateful
and spiritual selfhood, sacred and profane history, the coun­ significance, we may call our own) is still not our own. God
try's past and paradise to be. in a single transcendent ideal. owns it all. And it is ours only in the covenant of his gracious
This was the Puritan legacy to the Revolutionary generation Providence [with our Puritan forefathers] that it may be
-to David Austin, for one, who explained in 1794 that beautified." How can a man "be an American, even if he is not
America had in fact experienced "TWO GREAT REVOLU­ a Christian, and not catch something of God's purpose as to
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[the continuing revolution in] this great land?" Thus by its To condemn the un-American as profane is to express our faith
very emphasis on progress, the myth of American revolution in a national ideology. A priori, any term blessed by the adjec­
confined social action to the options of A merican or un-A meri­ tive American is a positive good; but necessarily, by the very
can, where American meant revolution as consensus and prog­ logic of the symbolic mode, not everything in America is so
ress, and un-"1 merican, rebellion as anarchy and regression. blessed. Natty Bumppo represents the Am,erican spirit to us
So stated, the opposition between American and un-Ameri­ insofar as we deny that spirit to the no less representative
can casts a new light on Bancroft's view of process. Clearly, Yankee woodchoppers. Both Huck Finn and Ragged Dick are
his myth of revolution is a means of sustaining tension; the self-made, in the grand American style, but each has to reject
consensus he speaks of provides the framework within which a the values of the other in order to "make it"; they are bound
certain form of conflict continues. But it is a form of conflict together, as it were, in a heroics of symbiotic antagonism. The
that presupposes consensus. Far from revealing weaknesses in state of tension that ensues has proved an inexhaustible (be­
the social structure, it centers our attention on the symbol of cause self-generating) source both of exultation and of
America, and in effect substitutes symbolic for social analysis. lament-or rather, of exultation through lament. It is no acci­
The ideological advantages are not far to seek. Social analysis dent that Thoreau describes his life at \Valden through a series
opens the prospect of revolution in the secular sense; it may of opposites: Concord's American Puritan settlers versus its
lead us to consider alternatives that would undermine (or present profane inhabitants; America's pioneer "economy"
overthrow) the social conditions from which the analysis arose. versus Franklin's secular \Vay to \Vealth; the true American,
Symbolic analysis, on the contrary, confines us to the tensions Henry David Thoreau, versus John Field, the emigrant bog­
generated by the symbol itself. It may suggest unexpected hoer living in the Old \\Todd style, Thoreau writes scornfully,
meanings, but only within a fixed, bi-polar system. Since every in this new country. Nor is it an accident that Melville in
symbol unites opposites, or represents them as the same thing, White-Jacket praises the "messianic" American ship-of-state by
we can understand what is being represented only by measuring contrast with actual violations of the Constitution, or that
it against its opposite, or by placing it within a series of com­ Emerson and \Vhi tman define the A merican poet by contrast
parable and related oppositions. The search for meaning is with poetry in America. In his history, Bancroft uses this mode
therefore at once endless and self-enclosed. Any possibility we of symbolic antithesis to launch a jeremiad against a broad
propose invites a host of different possibilities, all of them in­ range of national evils, from Boston snobbism to Southern
herent in the symbol. Any resolution of opposites we discover slavery. Like Civil Rights leaders a century later, he charges,
is implicit in the dualisms with which we began. by reference to the Revolution, that such discrimination is un­
Through this endless, self-enclosed process, the sacred re­ American.
veals itself by contrast with the profane, and 11 merican by con­ I don't mean by these examples to blur the differences be­
trast with what is un-/lJnerican. Only their functional implica­ tween Bancroft and our classic writers, and between the writers
tions separate the two processes; but the differences in function themselves. Much less do I mean to obscure the fact that the
are crucial. The revelation of the sacred serves to diminish, symbolic outlook they shared also lent itself to some of our
and ultimately to deny, the values of secular society. The rev­ most sinister (and most prominent) forms of Americanism:
elation of A merica serves to blight, and ultimately to pre­ progressivist arguments for eradicating the Indians; benevolent
clude, the possibility of fundamental social change. To con­ societies for deporting the blacks; the obsession with "foreign
demn the profane is to commit ourselves to a spiritual ideal. conspiracies," like the Catholic migration of 1834 which (ac­
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cording to Samuel Morse) Satan had organized "for the over­ puritans developed this into a social conversion rite. Their jere­
throw of America." On the contrary, I wish to suggest that the miads seek to direct the rising generation toward the New
symbol of America could accommodate an endless diversity of England Way, and to re-train it, through fear and trembling,
interpretations. More than that, it encouraged controversy­ in a vocabulary that inverts traditional Christian meanings for
provided only that the disputants kept within the terms of the special tribal and secular ends. Their heirs adapted this mode
symbol. They were free to criticize from virtually any stand­ in turn as a ritual passage into the sacred meaning of America.
point, from Walden to Washington, provided that they con­ Indeed, for Bancroft the rite of generational rededication be­
ceived their criticism as part of a continuing investigation of comes a main theme of national history, an assertion of con­
un-American activities. So conceived, and so circumscribed, the sensus through self-criticism that he makes synonymous with
very intensity of their jeremiads confirmed the norms of the uprising, exodus, progress, and revolution.
culture. What higher defense could one offer for middle-class I am not arguing that this was always a conscious strategy.
society than an American TVay that sui generis evoked this free Let us say that by Bancroft's time it amounted to something
competition of ideas?-and what could make this freedom like a cultural reflex, that Bancroft to some extent understood
safer for society than to define it within a self-enclosed A meri­ its social import, and that it provided a ritual form uniquely
can Way? geared, through its very emphasis on symbolic tension, to sus­
Herein lies the special efficacy of Bancroft's approach, con­ tain the culture. For it is not secularity that distinguishes Ban­
sidered both in its own right and as a connective between Puri­ croft's approach, nor even, in itself, his focus on revolution.
tan, Enlightened, and Romantic America. His myth of revolu­ These are common to many modern cultures, and may actually
tion provokes a relentless search for national shortcomings, and, inhere in the process of modernization. Bancroft's contribu­
in the same breath, it confines the debate to the symbolic mean­ tion, or rather that of the culture he represents, is to translate
ing of America. In short, it turns what might have been a the process of symbolic self-definition into a national rite of
search for social alternatives into a call for symbolic revitaliza­ passage. Characteristically, of course, the rite of passage is a
tion. This strategy characterizes the American jeremiad from limited, "suspended" period of acculturation, intended to pre­
the seventeenth century on, and always for the same purpose: pare the initiate for his prescribed role in the social hierarchy.
to berate the present generation for deviating from the past, But this describes "traditionalist" societies. Bancroft fits the
so as to prod it forward along the open (if sometimes slippery) ritual to his own middle-class ideals: free enterprise, self-deter­
road toward the American City of God. The pattern is so mination, equal and open opportunity. The facts, I need hardly
familiar as to seem a category of the national mind. In fact, it say, present a different image of Jacksonian America. They
constitutes a ritual designed to perpetuate the culture. I use speak of the constraints of specialization and class, the power of
the term ritual deliberately, for its anthropological connota­ inherited wealth, the psychic strains of alienation, the heavy
tions. V.,That I would suggest is that the process of anxiety is a social cost of economic individualism. It would seem that Ban­
means of inculcating a special symbolic habit of mind. The croft designed his concept of national transition precisely to
process stems from Christian tradition-from the conversion bridge this gap between fact and ideal. The rite of passage he
rite, for example, which instills fear and trembling in order outlines-linking exodus, uprising, and redemptive-organic
~o direct the initiate toward a new vision, and to re-train him growth-is not merely a transition into society, but the very
In a vocabulary (regarding selfhood, community, time, and substance of society. As the process of American revolution, it
place) that inverts the meanings of secular discourse. The embodies the system he celebrates, a system founded upon the
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The l'v[ assachusetts Review
sage. Clearly, this works to increase the tension of transition.
mutuality of dissatisfaction and compliance-upon the indi­ One need only think of the peculiarly adolescent concerns of
vidual's capacity simultaneously to conform to and to deny the our classic writers, their emphasis on freedom from prescribed
status quo, since the lure of conformity is constant progress and roles, on confrontations with the absolute, on the disparity be­
the condition of progress, Bancroft would persuade us, is in­ tween social and "ultimate" values, even while they return
stant conformity to an America in transition. insistently to the meaning of America. But in context the insis­
Bancroft's use of transition as cultural norm has a still more tence upon America suggests that, in this case, to increase ten­
important function. Recent anthropologists have observed that sion is to further the process of acculturation. In European
the rite of passage, despite its ideological intent, may pose literature, even those works that espouse middle class society
enormous dangers to society. By freeing the initiate (however tend to expose the limitations of middle class ideals. Our
briefly) from traditional structures, it directs him toward a classic writers tend to uphold those ideals even when they most
state of C011I177Unitas) a sort of cultural no-man's-land, like the bitterly assail the middle class. I think now not only of the
heath in King Lear) whose values negate all social forms what­ jeremiad form they adopted-denouncing the nation to re­
ever. Communitarian values appeal to humanity at large rather affirm the national dream-but of its bi-polar opposite, what
than to particular communities: they speak of one-ness as op­ we might call the jeremiad against jeremiads, to which some
posed to political or even sexual division; equality, as opposed of them were equally attracted, and which equally foreclosed
to hierarchy; universality as opposed to tribal or national ex­ the prospect of basic social change: the denunciation of all
clusiveness. Many societies have paid homage to such values, ideals, sacred and secular, on the grounds that the failure of
and as a rule ideology seeks to justify social structures by inte­ American revolution proved the failure of history itself. My
grating them, through symbol and myth, with the deeper point is that both approaches reversed the radical potential of
human structures of ritual C01l147lunitas. J'\onetheless, it seems communitas-the one, by absorbing communitarian ideals into
evident that the experience of communitas has often led the process of national self-fulfillment; the other, by reading
individuals and groups to challenge their societies in basic ways. into that process the futility and fraud of communitarian ideals.
European novels like Dickens' Great Expectations and Balzac's Both Emerson's "American Scholar" and Melville's Con­
Lost Illusions show how the rite of passage may issue in a
fidence Man assume an American teleology; they differ only
sweeping criticism of middle-class dreams, not only in their about whether it means progress toward millennium or regress
deviance from the facts but in their own right, as cultural toward doomsday. And predictably enough, the sheer extremity
ideals. Or to choose another example pertinent to Jacksonian of the choice, the utter bleakness of the doomsday view, has
America: Christianity, which has been used to support ITlany worked in favor of socialization. No doubt this is a very minor
kinds of social ideology, has also led (through the conversion variation on the theme of American revolution. By and large,
ritual) to many forms of social conflict, involving the dual the belief in national transition was perpetuated by optimists
meaning of selfhood (civic versus spiritual), or the contradic­ like Bancroft. But it seems a telling sign of cultural hegemony
tions between patriotism and community of souls, or again, that even our prophets of doom have played a part. In spite
especially in Protestant countries, the incompatible claims of of themselves, they too helped transform what might have
secular place and sacred time. been a social threat-the experience of communitas issuing in
The symbol of America reflects a vast cultural effort to ob­ alternative models of society-into a mode of social cohesion.
viate these conflicts, in any form. And it finds its consummate They, too, helped make us feel, if only out of desperation,
expression in the myth of revolution as a national rite of pas­
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that the distance between what is and what ought to be de­ rogative of integrating sacred place and sacred time. ~Whether
mands our rededication, in practical or in visionary terms, as the rite of passage pertained to the national errand or to the
conformists or as individualists, to a nation that is by definition exodus within, its significance as revolution lay in the unfold­
in revolutionary passage toward utopia. ing destiny of the New World. Thus Horatio Alger makes
his heroes representative of the American spirit of indepen­
From this perspective, Bancroft described the Great Migra­ dence. Thus itinerant revivalists promised that "\Vhen you
tion, the Revolution, and the Civil War in identical phrases, make your decision, it is America through you making its de­
as a crusade to clear God's Country of the profane once and for cision," and God through America making His. Thus, too, our
all. From this perspective, evading the problems raised by the nineteenth-century imitations of Pilgrim's Progress center not
Revolution itself, he and his compatriots hailed the continu­ on some generalized Tender Conscience or Good Intent (as
ing revolution in nineteenth-century American life: for ex­ in England), but on national destiny, as in Joseph Benton's
ample, the continuing march Westward across Indian territories California Pilgrim, the story of a 'Western "Glad Land" that
(a "march of revolution," Lyman Beecher explained in 1835, surpasses Solomon's Jerusalem in holiness and wealth. And
to prepare "the way of the Lord"); or the continuing pleas for upon this premise Emerson's Scholar completes the revolution
revival and reform (in America, thundered Albert Barnes in toward self-reliance by revealing himself the exemplary Ameri­
1834, "every drunkard opposes the millennium"); or the con­ can. From this perspective Thoreau seeks to radicalize Concord
tinuing migrations of settlers, like the Mormons ("the whole through a conversion narrative that represents, in his words,
"the only true America." The common assumptions are all the
of America," wrote Joseph Smith, shortly before his murder,
"is Zion itself from north to south"); or for that matter, the more telling for the enormous differences in mind and imagi­
continuing migrations of maverick explorers, like the bearded nation. In its own way, each one of these instances confirms
old visionary Timothy Flint met, "descending the Mississippi, Bancroft's myth. \\Thether its implications are personal or col­
lective, spiritual or social, whether it reveals the individual as
as he said, to the real Jerusalem"; or again, the continuing
summons for a revolutionary art that would convey, as Fred­ self-made or self-transcendent, the purpose of revolution re­
erick Church hoped to do in painting Niagara, the millennial mains locked within the sacred meaning of America.
effusions of the American landscape; or once more, the devel­ For Bancroft, the sacralizing of America was the key to
oping battle for women's rights-for "American women," domestication of revolt. For the leaders of the Second Great
Catherine Beecher stressed, "more than any others on earth," Awakening, it was a means of linking religion with American
since they in particular must shape "the intellectual and moral institutions and social values. For early feminists, it was an
character" of the people now leading the "irresistible," uni­ argument for making women the "protectors of [American]
versal "social revolution." "This is the Country," she explained, morals." For politicians, it was proof that "our government,"
"which the Disposer of events designs shall go forth as the as a July Fourth orator put it, "approaches so near perfection,
cynosure of nations," and therefore "to American women ... that there can be little doubt but a change ... would be for
is committed the exalted privilege of extending over the world the worse." For our classic writers, the sacred meaning of
those blessed influences, which are to renovate degraded man." America functioned as an ancestral taboo, barring them from
.In every form revolution meant, interchangeably, to make paths that led beyond the limits of middle-class culture. It
thmgs sacred, to make them transitional, and to make them was not that they lacked courage or radical commitment, but
American. And in every form it claimed the old Puritan pre­ that they had invested these in a vision dedicated to the con­
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tainment of revolution. I mean containment in its double sense) these) or else to translate them into quasi-mystical terms, as
as sustenance and restriction. The vision set free titanic crea­ though the "American Renaissance" were not the expression
tive energies in our classic writers) and it confined their asser­ of a particular culture, but the incarnation of some indigenous
tion to the terms of the American myth. The dream that in­ New World spirit. Clearly, such terms have their source in the
spired them to defy the profane compelled them to speak their rhetoric of American time and place, and just as clearly, I
defiance as keepers of the dream. It is true that the assumed think) they reflect our uneasy association of America with revo­
unity of sacred place and sacred time allowed them to arrogate lution-which is to say, our tendency in times of crisis to reach
America to themselves-to transplant the entire national enter­ back to national origins, as Bancroft did, in order to rededicate
prise) en masse, into what Thoreau calls the sainte terre of the ourselves to a myth. For in our secular revolutionary age, the
American soul. It is equally true that the same assumption en­ secular meaning of revolution has all but submerged the sacred;
listed individualism itself) rhetorically and mythically) into the and that meaning, we recall, whether progressive or conserva­
service of a national ideology. Except for Emerson) no Ameri­ tive) stands for everything that is different from "1 ;nerica as
can made larger claims for the individual than Whitman did) symbol. It speaks of contradiction, of transition periods that
none more vividly denounced corruption in America, and none subvert (rather than revitalize) social norms, of ideologies
more passionately upheld the metaphysics of the American sys­ springing from mundane and partial interests. It suggests, for
tem. This "extreme business energy," Whitman wrote, in what example, that the higher laws of Walden, though they aspire
is perhaps our greatest jeremiad, inheres in "the vast revolu­ to communitarian one-ness, are rooted in free-enterprise values.
tionary arch thrown by the United States over the centuries"; Thoreau's conversion summons us towards what Bancroft
our "almost maniacal appetite for wealth" is "part of ameliora­ called "the bright morning star [of] ... American indepen­
tion and progress, indispensably needed to produce the ... re­ dence"; his "life in the woods" essentially follows the pattern
sults I demand. My theory includes riches, and the getting of of the celebrated Homo Economicus of mid-nineteenth-cen­
riches, and the amplest products.... Upon them) as upon sub­ tury America. He, too (as Leggett, Lieber, Nicols, Rantoul,
strata) I raise the edifice [of revolution]) ... the new and orbic and other Jacksonian economists describe him), is a simple and
traits waiting to be launched forth in the firmament that is, and simplifying man, mobile, self-employed, living by "seasonal
is to be) America." rhythm" and the "order of nature," his "independence dis­
Needless to say, this in no way lessens ·Whitman's achieve­ cipled by virtue" and sustained by antipathy to government
ment) or Emerson's. Nor does it in the least suggest that our controls. He, too, denounces the "wicked spending," "soap­
classic writers were middle-class apologists) as Bancroft was) bubble business," and "wasteful acquisition," the "appall­
or that their writings reduce in any sense to ideology. All of ing . . . tugging, trying scheming to advance," that charac­
them (to varying degrees) labored against the myth as well terizes un-American life. He, too, finally, exemplifies the
as within it. All of them felt, privately at least) as oppressed American method for self-perfection: "true value of riches,"
by Americanism as liberated by it. And all of them, however ~sually learned in a "purifying" state of poverty; "free exer­
captivated by the national symbol, also used the symbol, as CIse of confidence between man and man," based on a "natural
Bancroft could not, to reach beyond the categories of their cul­ system in politics"; and "useful toil" toward the "highest ex­
ture. If I have over-emphasized their limitations of time and cellences, physical, intellectual, and above all, moral."
place-limitations which after all apply to all great art-it is This is not the hero of Walden, but it is enough like him to
because our literary critics have tended conspicuously to ignore indicate Thoreau's debt to his society. The parallels further

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The Massachusetts Review H ow the Puritans Won the American Revolution
remind us, or ought to, that Thoreau does not consider the son brags, "takes care of himself" and thereby combines with
evils around him to be a defect of the American \Vay. He sees his fellow-Americans in a "revolution" that will "beat all the
them rather as an aberration, like the back sliding of a de facto [rebellious] insurgents, be they never so determined and
saint or the stiff-necked recalcitrance of a chosen people. That
po1·,
ltlC. "
is why his outrage is so vehement, his rejections so absolute, Thoreau is another pilgrim on that national journey. The
his ironies so didactic, and so resonant with biblical allusion. faults he perceives in America, far from proving the failure of
Thoreau speaks as Emerson's Scholar does, under the aspect
the system, form part of his appeal to a special nation to com­
of America. He denounces Concord not to advocate a different
ply with the terms of its destiny. And I believe we may say
social order-as Engels, for example, denounced mid-nine­
much the same about Moby-Dick. The revolution that never
teenth-century Manchester-but to redirect his neighbors to­
surfaces on the Pequod obliquely affirms the values that Emer­
ward the sacred, so that they might demonstrate at last what
son and Bancroft endorsed; its center is an unmistakably Ameri­
seemed to him the governing fact of modern progress, that
America "is the Great Western Pioneer whom all the nations can hero, Ishmael, a "regular mover" who becomes the exem­
follow." Shortly before Walden was written, Emerson made plum of shirt-sleeve democracy. To be sure, Melville makes
a similar inventory of evils in America, in order (as he also it clear that Nantucket is something other than the Great So­
put it) to wake his neighbors up. The "Faults ... in our sys­ ciety. Yet he focuses his criticism on an individual extremist,
tem," he reminded them, "suggest their own remedies. . . . an antinomian romantic turned tyrant, mogul, czar, sultan; and
Wealth brings with it its own checks and balances. . . . The insofar as he identifies with Ahab's fiery quest, Melville shifts
only safe rule is found in the self-adjusting meter of supply the conflict from the social to the metaphysical realm. Ahab's
and demand, the only true basis of political economy is non­ quarrel is not with ship-owners and share-holders, nor with any
interference." And these principles are A merican: "Here is middle-class frustrations to self-fulfillment (as in contempo­
practical democracy; ... mankind in its shirt-sleeves ... tak­ raneous French, English, German, and Russian literature), but
ing off its coat to hard work, when labor is sure to pay." A with God. Thus the novel tends to divide our sympathies be­
decade earlier, in 1838, Cooper had personified the American tween two modes of individualism, American and un-American.
middle class as Aristabulus Bragg, the "regular mover" who And in Ishmael's revolutionary gestures toward fulfilling the
supports democracy because, for all its failings, it obviates his­ federal covenant, it offers us a cultural rite of passage-a beau­
tory, along with every impediment to industry, enterprise, and tifully ambiguous American \Vay to exorcise the rebellious
self-fulfillment. "A nation is much to be pitied that is weighed Ahab in our souls. Blasphemy may enchant when it takes the
down by the past," Bragg explains to a visitor from the Old form of monomania. As a social alternative it can only argue
World. "America may, indeed, be termed a happy and a free the need for the containment of revolution.
country ... in this, as well as in other things.... I am for the Perhaps the fullest description of the revolutionary act, so
end of the road at least," and for all "onward impulses." Cer­ contained, appears in Hawthorne's fiction-in The House of
tainly, this is not Emerson speaking; but again, the obvious the Seven Gables, for instance, where an incipient anarchist,
contrasts make the rhetoric they share all the more remarkable. Holgrave, learns from a daughter of the Puritans to redirect
Aristabulus marches to a different drummer from that of the his social outrage into suburban self-improvement; or more
American Scholar, but along the same happy, free, endless strikingly, in The Scarlet Letter, which details the education
and self-enclosed American Way, where "every man," Emer­ of an antinomian into an American heroine. Hester Prynne's
628 629
T he Massachusetts Review

adultery does indeed have a consecration of its own) as she


cries out in the famous forest scene, but Puritan society has
Jane J Mansbridge
the consecration of the Lord of time, place, and history. The
"An fulfills its sacralizing function when she turns rebellion
into revolution, by molding her dream of love into an indefi­ Conflict in a New England
nite transition ritual that confirms the myth of American prog­
ress. I am not forgetting the endless ironies that permeate Town Meeting
these scenes. What I would suggest is that those ironies are
part of a distinctive, self-perpetuating and self-contained sym­ town meeting is this nation's purest
bolic outlook. At any rate, Hester's return to the Boston of our
fathers-her coming home to America-returns us once more
T
by
HE NEW ENGLAND
ideal of democracy put into practice. In a town governed
a town meeting, the townspeople themselves discuss and
to the problem, of revolution as a mode of national self-defini­ decide the laws, regulations, general policies, and taxes of the
tion. The Scarlet Letter, we recall, opens with a long, acerbic, town. In the assembly which decides these matters, each regis­
and very troubled preface about Jacksonian America, and it tered voter in the town has an equal right to attend, speak and
closes with Hester's anticipation of the New World Eden vote. Any registered voter, resident of the town, who walks
to be. Linking present, past, and future, shaping the course of through the meeting-hall door on town meeting day thus auto­
progress from theocracy to democracy, providing the very matically becomes an equal member of the town legislature.
terms of Hester's vision, yet never once so much as mentioned, More than a thousand towns in New England still practice
is the American Revolution. The omission, in this greatest of town meeting democracy. Although in the last hundred years,
our historical romances, speaks eloquently to the paradox with many of these have grown too large to make direct democracy
which I began. It may serve summarily as a mute symbol, like meaningful, Vermont still has seventy-two towns of fewer than
Beckett's Godot, for the power of Bancroft's myth, and in 500 people.' And although most state governments in the
general for the process by which the Puritans won the Ameri­ United States have drastically restricted town powers, Vermont
can Revolution. still retains a tradition of local control. It was to a Vermont
town of 500, then, that I went to find citizens still directly
controlling important decisions that affected their lives.
[This essay is dedicated with gratitude and affection to the
Fellows ({nd Staff of the National Humanities Institute
'Indeed, more than half of Vermont's towns and crtres have populations
(1975-1976)) New Haven) Connecticut.] below 1,000 (Vermon t Department of Budget and JI,Ianagement, Vermont
Facts and Figures rMontpelier, Vt., 1973]), and a larger percentage of
Vermonters live in these \"en" sma]] towns than in anv other state in New
England. (United States B~reau of the Census, C e~lJltS of Govern menls
(Washington, D"C.: Government Printing Office, 1972].) The size of the
total citizenry is crucial to the proper functioning of a direct democrac)".
Athens in the century before Aristotle had 4-3,000 adult male citizens, but
feWer than 6,000 of these genera]]y attended the Assembly meetings. See
~arren Breed and Sa]]y M. Seaman, "Indirect Democracy and Social Process
III Periclean Athens," 52 Social Science Quarterly 631 (1971) and Robert
A. Dahl and Edward R. Tufte, Size and Democracy (Stanford, Calif.:
Stanford University Press, 1973), pp. 4--8.

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