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ORIGINAL ARTICLE
To cite this article: Chung WS, Lin CL, Chang SN, Lu CC, Kao CH. Systemic lupus erythematosus increases the risks of deep vein thrombosis
and pulmonary embolism: a nationwide cohort study. J Thromb Haemost 2014; 12: 452–8.
dysfunction may result from multiple interactions between catastrophic illness certificate and are exempt from copay-
inherited and acquired risk factors. Several studies have ment for their SLE-related medical care. The SLE
identified age, immobilization following cerebrovascular patients with missing data regarding date of birth or sex
accidents (CVAs), heart failure, lower leg fracture, surgery, (n = 36) and those with a history of DVT (ICD-9-
diabetes and cancer as acquired risk factors for VTE CM 453.8) or PE (ICD-9-CM 415.1) (n = 199) before the
[6–13]. Some studies have indicated that autoimmune index date were excluded from our study. For each SLE
disorders, such as inflammatory bowel disease [14], rheu- patient, four controls without SLE during the study per-
matoid arthritis [15], and Wegener granulomatosis [16], are iod were frequency-matched to each of the SLE patients
associated with an increased risk of VTE. Inflammation is on the basis of age, sex, and the index year, to serve as
a common feature of the autoimmune diseases, and may the comparison cohort. The same exclusion criteria were
drive arterial, venous and microvascular thrombosis [17]. applied to non-SLE controls.
Mok et al. [18] found an 11.9-fold higher risk of VTE
in SLE patients than in the general population. Weng
Diagnostic criteria for SLE
et al. [19] reported a 0.8% incidence of pulmonary infarc-
tion in patients with SLE. However, the generalizability The currently accepted diagnostic criteria for SLE were
of these findings of Mok et al. and Weng et al. is limited, established in 1971, revised in 1982, and updated to the
because of the relatively small samples used in their stud- classification of SLE by the American College of Rheuma-
ies. Avi~na-Zubieta et al. [20] demonstrated increased risks tology in 1997 [22], and include the following 11 criteria:
of DVT and PE in a population-based SLE cohort in malar rash; discoid rash; photosensitivity; oral ulcers; non-
Canada. Therefore, we investigated whether the risks of erosive arthritis; pleuritis or pericarditis; renal disorder,
DVT and PE are higher among SLE patients in a nation- persistent proteinuria, or cellular casts in the urine; neuro-
wide, population-based cohort in Taiwan. logic disorder, seizures, or psychosis; hematologic disorder,
including hemolytic anemia, leukopenia, lymphopenia, or
thrombocytopenia; the production of anti-nuclear anti-
Methods
body (Ab); and other immunologic disorders, including the
production of anti-DNA, anti-Smith or anti-phospholipid
Data sources
Abs (Table S1). A person can receive a diagnosis of SLE if
The National Health Insurance (NHI) program was initi- four or more of the 11 criteria are observed in series or
ated in 1995, and covers ~ 99% of the population of simultaneously during any period of observation. In Tai-
Taiwan (23.74 million people) [21]. The NHI reimburses wan, patients who receive a diagnosis of SLE on the basis
patients for the costs of outpatient, inpatient, emergency of these criteria can receive a catastrophic illness certificate
and traditional Chinese medical services, including the from the Bureau of National Health Insurance.
costs of prescription medications. We used the longitudinal
health insurance database (LHID) of the NHI, which is
Outcome measurement and comorbidities
managed and released for research purposes by the
National Health Research Institute. The hospitalization The primary outcomes were newly diagnosed DVT or PE
data obtained from the LHID contained information from hospitalization records. All of the patients were fol-
regarding sex, date of birth, encrypted patient identification lowed from the index date to the date of a primary out-
numbers, dates of admission and discharge, discharge diag- come, withdrawal from the NHI program, or the end of
noses (up to five), surgical procedures (up to five), and dis- 2010, whichever came first. Nearly all patients with DVT
charge status. The diagnoses and procedures recorded in or PE underwent a comprehensive examination before
the LHID are coded according to the criteria of the Inter- receiving intensive care. In Taiwan, DVT and PE
national Classification of Disease, Ninth Revision, Clinical patients’ medical reimbursements and discharge notes
Modification (ICD-9-CM). We ensured that all data were are scrutinized in a peer-review process. The pre-existing
deidentified and analyzed anonymously. In addition, this comorbidities included atrial fibrillation (ICD-9-CM
study was also approved by the Ethics Review Board of 427.31), hypertension (ICD-9-CM 401–405), diabetes
China Medical University (CMU-REC-101-012). (ICD-9-CM 250), hyperlipidemia (ICD-9-CM 272), CVA
(ICD-9-CM 430–438), heart failure (ICD-9-CM 428),
lower leg fracture or surgery (ICD-9-CM 820–823 and
Study participants
procedure codes 81.51, 81.52, 81.53, and 81.54), and can-
Patients newly diagnosed with SLE (ICD-9-CM 710.0) cer (ICD-9-CM 140–208).
between 1998 and 2008 were eligible for enrollment in
our study. To ensure the reliability of SLE cases, we
Statistical analysis
selected only newly diagnosed SLE patients (n = 13 319)
from the Registry for Catastrophic Illness Patient Data- We compared the distributions of the baseline characteris-
base (RCIPD). In the NHI system, SLE patients receive a tics between the SLE and comparison cohorts by using a
chi-square test. The incidence rate ratios (IRRs) and 95% of atrial fibrillation (0.52 vs. 0.15%, P < 0.0001),
confidence intervals (CIs) for DVT and PE were esti- hypertension (7.59 vs. 2.31%, P < 0.0001), diabetes (2.15
mated for each study group. The IRR was determined on vs. 1.49%, P < 0.0001), hyperlipidemia (2.13 vs. 0.70%,
the basis of the Poisson assumption. To estimate the P < 0.0001), CVA (2.45 vs. 0.90%, P < 0.0001), heart
cumulative incidence of DVT and PE risks, we performed failure (1.88 vs. 0.30%, P < 0.0001) and cancer (1.00 vs.
a survival analysis of both cohorts by using the Kaplan– 0.65%, P < 0.0001) than did the comparison cohort.
Meier method, and the significance of the results was
assessed with the log-rank test. Multivariate Cox propor-
Comparison of the risks of DVT and PE stratified by sex,
tional-hazards regression models were used to calculate
age, and comorbidity
the hazard ratios (HRs), with stratification based on age,
sex, the presence of comorbidity, and follow-up duration. For DVT, the median follow-up for the SLE cohort was
All statistical analyses were performed with SAS Ver- 6.92 years, and that for comparison cohort was
sion 9.2 (SAS Institute, Cary, NC, USA). A P-value of 7.29 years. In total, 136 SLE patients were diagnosed with
< 0.05 was considered to indicate a statistically significant DVT, yielding an incidence of 15.1 per 10 000 person-
result. years, whereas 43 cases of DVT occurred in the compari-
son cohort, yielding an incidence of 1.13 per 10 000
person-years (Table 2). The IRR for DVT in the SLE
Results
cohort was 13.3 (95% CI 12.5–14.2), and the adjusted HR
for DVT was 12.8 (95% CI 9.06–32.8), indicating that the
Demographic characteristics and comorbidities
SLE patients were at increased risk of DVT. The highest
A total of 13 084 SLE patients and 52 336 controls with- HRs were observed for women with SLE (adjusted
out SLE were enrolled in our study. The mean ages of HR 14.9, 95% CI 10.0–22.3) and the SLE patients aged
the comparison and SLE cohorts were 35.4 16.4 years ≤ 35 years (adjusted HR 52.8, 95% CI 23.0–121.3). The
and 35.6 16.1 years, respectively, and 54.1% of the SLE patients without comorbidity had a 14.9-fold higher
patients were ≤ 35 years of age (Table 1). Females risk of DVT than the patients in the comparison cohort
accounted for 87.9% of the patients. Table 1 presents a (adjusted HR 14.9, 95% CI 10.2–21.8).
summary of the baseline comorbidities of the SLE and Table 2 also shows the PE incidence densities and the
comparison cohorts. The SLE cohort included more cases adjusted HR for PE in the SLE and comparison cohorts.
For PE, the median follow-up for the SLE cohort was
6.96 years, and that for the comparison cohort was
7.29 years. PE occurred more frequently in the SLE
Table 1 Demographic characteristics and comorbidity between sys-
patients than in the controls (10.2 vs. 0.47 per 10 000 per-
temic lupus erythematosus (SLE) patients and controls
son-years), with an IRR of 21.4 (95% CI 19.9–23.1) and
SLE an adjusted HR of 19.7 (95% CI 11.9–32.8). In addition,
the highest adjusted HRs were observed for women with
No Yes
Variable N = 52 336 N = 13 084 P-value SLE (adjusted HR 21.2, 95% CI 12.2–36.9) and the
SLE patients aged ≤ 35 years (adjusted HR 71.5,
Sex, n (%) 95% CI 22.3–228.9). The SLE patients without comor-
Female 46 012 (87.9) 11 503 (87.9) 0.99
bidity had a 26.9-fold higher risk of PE than the controls
Male 6324 (12.1) 1581 (12.1)
Age (years), 35.4 (16.4) 35.6 (16.1) 0.28 (adjusted HR 26.9, 95% CI 14.6–49.5). Figure 1 shows
mean (SD)* the results of the comparison of the cumulative incidence
Stratification by age (years), n (%) rates of DVT and PE between the SLE and comparison
≤ 35 28 336 (54.1) 7084 (54.1) 0.99 cohorts. The incidence rates of DVT (Fig. 1A) and PE
35–50 14 604 (27.9) 3651 (27.9)
(Fig. 1B) were significantly higher in the SLE patients
50–65 6176 (11.8) 1544 (11.8)
≥ 65 3220 (6.15) 805 (6.15) than in the comparison cohort (P < 0.001 for both; log-
Comorbidity, n (%) rank test).
Atrial fibrillation 78 (0.15) 68 (0.52) < 0.0001
Hypertension 1210 (2.31) 993 (7.59) < 0.0001
Diabetes 781 (1.49) 281 (2.15) < 0.0001 The effect of the interaction between comorbidity and SLE
Hyperlipidemia 364 (0.70) 279 (2.13) < 0.0001 on the risks of DVT and PE development
CVA 473 (0.90) 320 (2.45) < 0.0001
Heart failure 157 (0.30) 246 (1.88) < 0.0001 Table 3 shows that the SLE patients with comorbidity
Lower leg fracture or 379 (0.72) 107 (0.82) 0.26 had a significantly higher risk of DVT (adjusted HR 22.1,
surgery 95% CI 13.0–37.6) than the comparison cohort with com-
Cancer 339 (0.65) 131 (1.00) < 0.0001
orbidity (adjusted HR 4.4, 95% CI 1.98–9.78) or without
CVA, cerebrovascular accident; SD, standard deviation. Chi-square comorbidity (reference). The risk of PE was also signifi-
test. *Two-sample t-test. cantly higher among the SLE patients with comorbidity
Table 2 Comparison of deep vein thrombosis (DVT) and pulmonary embolism (PE) development stratified by sex, age and comorbidity
between systemic lupus erythematosus (SLE) patients and controls
SLE
No Yes
Adjusted HR
Variables Event PY Rate* Event PY Rate* IRR (95% CI) (95% CI)†
DVT 43 379 185 1.13 136 90 237 15.1 13.3 (12.5–14.2) 12.8 (9.06–18.1)
Sex
Female 31 335 032 0.93 117 80 203 14.6 15.8 (14.7–16.9 14.9 (10.0–22.3)
Male 12 44 153 2.72 19 10 035 18.9 6.97 (5.91–8.21) 7.21 (3.47–15.0)
Stratification by age (years)
≤ 35 6 205 530 0.29 82 50 938 16.1 55.1 (47.8–63.6) 52.8 (23.0–121.3)
35–50 9 109 639 0.82 34 25 882 13.1 16.0 (14.1–18.2) 13.9 (6.60–29.4)
50–65 14 44 645 3.14 12 9821 12.2 3.90 (3.32–4.57) 3.56 (1.62–7.85)
≥ 65 14 19 371 7.23 8 3596 22.3 3.08 (2.45–3.86) 2.97 (1.23–7.20)
Comorbidity‡
No 35 365 835 0.96 112 80 806 13.9 14.5 (13.6–15.5) 14.9 (10.2–21.8)
Yes 8 13 350 5.99 24 9431 25.5 4.25 (3.34–5.40) 4.15 (1.79–9.62)
PE 18 379 268 0.47 92 90 410 10.2 21.4 (19.9–23.1) 19.7 (11.9–32.8)
Sex
Female 15 335 086 0.45 83 80 356 10.3 23.1 (21.2–25.1) 21.2 (12.2–36.9)
Male 3 44 182 0.68 9 10 054 8.95 13.2 (10.8–16.0) 12.2 (3.25–46.1)
Stratification by age (years)
≤ 35 3 205 543 0.15 58 51 056 11.4 77.8 (65.6–92.4) 71.5 (22.3–228.9)
35–50 6 109 642 0.55 24 25 919 9.26 16.9 (14.8–19.4) 14.8 (5.97–36.4)
50–65 2 44 678 0.45 5 9843 5.08 11.3 (9.35–13.8) 7.48 (1.38–40.5)
≥ 65 7 19 406 3.61 5 3591 13.9 3.86 (3.11–4.78) 3.81 (1.15–12.7)
Comorbidity‡
No 12 365 910 0.33 71 80 965 8.77 26.7 (24.6–29.1) 26.9 (14.6–49.5)
Yes 6 13 358 4.49 21 9444 22.2 4.95 (3.86–6.35) 4.34 (1.67–11.3)
CI, confidence interval; HR, hazard ratio; IRR, incidence rate ratio; PY, person-years. *Rate: incidence rate per 10 000 person-years.
†Adjusted HR: multivariable analysis including age, sex, and comorbidity. ‡Comorbidity: one of the comorbidities used to classify the
comorbidity group.
(adjusted HR 66.3, 95% CI 32.2–136.3) than in the the general population in Taiwan. Avi~ na-Zubieta et al.
comparison cohort with comorbidity (adjusted HR 13.4, [20] reported that, in Canada, SLE patients had relative
95% CI 4.81–37.3) or without comorbidity (reference). risks of 4.1 for DVT and 4.6 for PE, as compared with
the general population, after adjustment for covariates.
Although the underlying cause of the risk disparities
Trends of DVT and PE event risk stratified by follow-up
remains unclear, it might be associated with racial differ-
years
ences and environmental factors [26,27]. The fact that the
Table 4 shows the results of the comparison of the risks patients in our study had been admitted to the hospitals
of DVT and PE stratified according to follow-up dura- might indicate more severe cases, in which SLE with
tion. During the first year of follow-up, the adjusted HRs acute illness and high disease activity may have a higher
for DVT and PE were 66.7 (95% CI 16.0–278.7) and 91.5 risk of thrombosis than that in patients with mild disease
(95% CI 12.3–677.4), respectively. However, the adjusted activity.
HRs for DVT and PE decreased to 5.76 (95% CI 2.68– In Taiwan, the incidence and prevalence of SLE
12.3) and 6.66 (95% CI 2.15–20.6), respectively, for patients presenting with anti-phospholipid syndrome
patients who were followed up for > 8 years. (APS) are high [19,28]. The APS is an Ab-mediated pro-
thrombotic disorder associated with blood clots in both
arteries and veins [29]. However, APS alone cannot
Discussion
explain the increased thrombotic risk in SLE. Chronic
The average prevalence of SLE was 97.5 per 100 000 per- inflammation and other contributing thrombovascular
sons in Taiwan in 2003–2008 [1], which is higher than the risk factors also play vital roles in subsequent DVT and
prevalence rates of 20 and 45 per 100 000 reported in the PE development. Inflammation modulates thrombotic
USA and Canada, respectively [23–25]. Our results show responses by upregulating the activity of procoagulants,
that the SLE patients had a 12.8-fold higher adjusted HR downregulating that of anticoagulants, and suppressing
for DVT and a 19.7-fold higher adjusted HR for PE than fibrinolysis [17]. Because of periodic episodes of inflam-
0 2 4 6 8 10 12
Time to deep vein thrombosis (years) The risks of DVT and PE increased in both men and
women with SLE when age and comorbidities were con-
0.020
Table 4 Trends of deep vein thrombosis (DVT) and pulmonary embolism (PE) event risk stratified by duration of follow-up
DVT
≤1 2 51 953 0.38 34 12 628 26.9 69.9 (61.3–79.8) 66.7 (16.0–278.7)
2–4 15 143 187 1.05 58 34 168 17.0 16.2 (15.1–17.4) 15.4 (8.72–27.4)
5–8 14 128 770 1.09 28 30 450 9.20 8.46 (7.89–9.07) 8.33 (4.35–15.9)
>8 12 55 275 2.17 16 12 992 12.3 5.67 (5.18–6.21) 5.76 (2.68–12.3)
PE
≤1 1 51 953 0.19 24 12 635 19.0 98.7 (84.5–115.3) 91.5 (12.3–677.4)
2–4 4 143 207 0.28 40 34 204 11.7 41.9 (37.8–46.4) 38.9 (13.9–109.1)
5–8 8 128 798 0.62 19 30 516 6.23 10.0 (9.31–10.8) 8.82 (3.81–20.4)
>8 5 55 311 0.90 9 13 055 6.89 7.63 (6.91–8.42) 6.66 (2.15–20.6)
CI, confidence interval; HR, hazard ratio; IRR, incidence rate ratio; PY, person-years; SLE, systemic lupus erythematosus. *Rate: incidence
rate, per 10 000 person-years. †Adjusted HR: multiple analysis, including age, sex, and comorbidities.
have reduced the potential for overestimating the risk, Welfare Clinical Trial and Research Center for Excellence
because VTE is a common complication during and after (DOH102-TD-B-111-004), Taiwan Ministry of Health
hospitalization for acute medical illness or surgery [35]. and Welfare Cancer Research Center for Excellence
Although the healthcare claims data may contain potential (MOHW103-TD-B-111-03), and International Research-
a misclassification bias concerning primary outcomes, the Intensive Centers of Excellence in Taiwan (I-RiCE)
auditing mechanism of the Bureau of National Health (NSC101-2911-I-002-303). The funders had no role in
Insurance can help to minimize the diagnostic uncertainty study design, data collection and analysis, decision to
and misclassification [36]. The lack of drug and laboratory publish, or preparation of the manuscript. No additional
data, such as those for hormone replacement therapy, the external funding was received for this study.
use of contraceptive drugs, glucocorticosteroid treatments,
and the levels of autoantibodies, may also have influenced Disclosure of Conflict of Interests
the primary outcomes in our study.
In conclusion, our nationwide, population-based cohort The authors state that they have no conflict of interest.
study examining 13 084 SLE patients with a follow-up
period of ~ 90 400 person-years shows that SLE patients Supporting Information
have a 12.8-fold increased risk of DVT and a 19.7-fold
increased risk of PE as compared with such risks in the Additional Supporting Information may be found in the
general population. These findings highlight the impor- online version of this article:
tance of a multidisciplinary approach to the management Table S1. Diagnostic criteria of systemic lupus erythemat-
of the potential risk factors for DVT and PE among SLE osus.
patients. Future studies on the biological mechanisms of
SLE and their effect on the development of DVT and PE,
as well as on the autoantibodies of the SLE patients and References
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