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B. J. Dalton
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B. J. Dalton
To cite this article: B. J. Dalton (2017) The symmetry group paradox for non-rigid molecules,
Molecular Physics, 115:24, 3067-3075, DOI: 10.1080/00268976.2017.1347296
Article views: 88
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MOLECULAR PHYSICS,
VOL. , NO. , –
https://doi.org/./..
RESEARCH ARTICLE
KEYWORDS
between different geometrical configurations related by permutations of identical nuclei (or with Non-rigid molecules;
inversion as well), resulting in the splitting of the energy levels for the rigid molecule (RM) case where symmetry group; quantum
tunnelling is absent. However, for NRM, there is apparently a paradoxical situation where although tunnelling; energy level
the original RM energy levels are associated with a symmetry group isomorphic to the point group for splitting;
the geometrical configuration, the split NRM energy levels are associated with a symmetry group con- permutation-inversions
sisting of all permutations and inversions related to the fast quantum tunnelling processes between
configurations, and for which the point group is a subgroup. The resolution of this paradox, where
energy level splitting is evidently accompanied by an enlargement of the symmetry group, is the
subject of this article.
2. Theory
may also depend on the spin components for all these in some cases). However, as Longuet-Higgins [2] pointed
particles. The general approach for describing its energy out, to consider these effects, we need to take note of the
eigenstates is to first separate out the spectroscopically fact that (apart from overall rotational and translational
unimportant centre of mass motion, then solve for the symmetry and ignoring the electrons) the actual symme-
energy eigenstates of the fast moving electrons for fixed try group for the molecular Hamiltonian HM is the full
positions of the slower moving nuclei. For simplicity, permutation-inversion group P containing all the permu-
we will assume that the centre of mass kinetic energy tations of the position, momentum and spin components
(Pcm )2 /2M has been removed from the molecular Hamil- of the identical nuclei in the molecule, or such permuta-
tonian HM . Within the Born–Oppenheimer approxima- tions combined with the inversion.
tion (which applies for non-degenerate electronic states),
the electronic energy as a function of nuclear positions
2.2. The Hamiltonians HR and HNRM
acts as a potential energy surface, the minima for which
define the geometrical structure or equilibrium configu- In considering the paradox (see [14]), the original Hamil-
ration of the molecule. As we will see, in NRM, a number tonian Ho will be replaced by HR which describes
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of such structures related by permuting identical nuclei the rigid (though rotating and vibrating) molecule. For
between equivalent positions – sometimes inverting the a specific original configuration, the rovibronic states
structure as well – will be involved. The PF5 molecule in |(robivib) Eo LM i> (| i> for short, where i = 1,
its lowest electronic state is a case in point. Its geometrical 2, … , dE lists states for the RM with same energy
structure is a symmetrical bipyramid, the P nucleus being Eo , L and M are the angular momentum and mag-
in the middle, two F nuclei occupying the apex positions netic quantum numbers) are eigenstates of a Born–
in the bipyramid and the other three F nuclei forming an Oppenheimer Hamiltonian hR (to be related to HR )
equilateral triangle in the equatorial plane. Clearly, the describing small vibrations around the rotating origi-
electronic energy would still be a minimum whichever nal configuration. These states are associated with irre-
two of the five identical F nuclei occupied the apex ducible representations of the molecular point group R,
positions and whichever three occupied the equatorial with R(g) | i> = (j) Sj;I | j>. The point group (order
positions. Furthermore, all the F nuclei could be inverted p) is isomorphic to a subgroup of the full permutation-
through the position of the P nucleus, and the poten- inversion group P, as Hougen [3] showed in the early
tial energy would still be a minimum. As the nuclei also 1960s. The degeneracy dE would therefore correspond
have momentum coordinates, they undergo a vibrational to the dimension of one of the irreducible representa-
motion around each equilibrium geometrical structure, tions of R. As all its elements correspond to permutation-
which also undergoes a slower rotational motion. There inversions – which leave the molecular Hamiltonian HM
are of course a number of distinct vibrational modes invariant – R is clearly eligible to be the symmetry group
involved, and in general, the vibrational and rotational for hR .
motions are coupled. Overall, if nuclear spin interac- Also, to be similar to the standard situation, the
tions and the rotation–vibration couplings are ignored, Hamiltonian H will be replaced by a Hamiltonian HNRM
the overall energy is the sum of the electronic energy describing the NRM – where feasible changes of config-
for the equilibrium structure, the vibrational energy and uration from the original configuration are involved, and
the rotational energy. Both the vibrational and rotational where the symmetry group for HNRM is Q (the Longuet-
energy contributions are quantised, the former being Higgins group [2] – order f), which is also a subgroup
determined by the number of quanta in each of the vibra- of P – the point group R being isomorphic to subgroup
tional modes and their frequencies, the latter depend- of Q. It has been known since the mid-1960s [8] that
ing on the overall orbital angular momentum quantum if the Q group is divided into the cosets [8,15] of its
numbers and the moments of inertia associated with subgroup R, then (as will be explained below) the coset
the geometrical structure considered as a rigid nuclear generators G1 , G2 , … , Gr , … , Gf/p define configurations
frame. Cases involving degenerate electronic states lead linked to the original configuration (defined by G1 – the
to Jahn–Teller effects coupling the electronic and vibra- unit permutation-inversion) via feasible NRM tunnelling
tional dynamics, but we will not consider this situation. processes. The set of states Gr | i> for i = 1, 2, … , dE
Finally, we point out that the NRM effects are associated and for each r = 1, 2, … , f/p specify the energy eigen-
with changes to the so-called rovibronic (rotational and states for the Hamiltonian Gr hR G−1 r and describe the RM
vibrational) contributions to the energy levels due to the rovibronic states for the rth configuration. For each con-
effects of quantum tunnelling processes between different figuration r the Gr | i> for i = 1, 2, … , dE would be asso-
configurations – in the simplest case, related by permu- ciated with irreducible representations for the groups Gr
tations of the identical nuclei (plus the inversion as well R(g) G−1 r – each of which is of course isomorphic to the
3070 B. J. DALTON
point group. As each set of Gr | i> for i = 1, 2, … , dE not the case for HR , where matrix elements for Born–
specifies the same RM energy levels, then the overall set Oppenheimer Hamiltonians Gr hR G−1 r were involved.
for all of the configurations are the energy eigenvectors
for an overall RM Hamiltonian HR – which will be anal-
ogous to Ho in the standard situation. We can construct 2.3. The Longuet-Higgins Q group and its irreducible
HR from its matrix for the Born–Oppenheimer Hamilto- representations
nians Gr hR G−1 r with respect to the basis of Gr | i> for To justify the statements in the previous section about the
i = 1, 2, … , dE and r = 1, 2, … , f/p. This matrix would
role of Q, we need to consider first how the Q group is
consist of identical diagonal blocks for the different con-
determined. The construction of the Q group is based on
figurations with the off-diagonal elements for r not equal
noting that the non-negligible Hamiltonian NRM matrix
to s all being zero. Each diagonal block is also diagonal
elements link the original configuration (specified by
with RM energies Eo along the diagonal.
coset generator G1 for the point group) either directly or
Analogous to the standard situation, we choose the
indirectly to a set of configurations specified by coset gen-
energy eigenvectors Gr | i> for i = 1, 2, … , dE and
erators G2 , G3 , … , Gf/p . Thus, if G2 , G3 , … , Gr , …, Gt , … ,
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character function χ(h) = (s,i) Ssi;si (h) for this repre- < i|G−11 HM Gr | k> that defines the NRM tunnelling
sentation of Q, and to then calculate the number of times processes. For the situation where = and the NRM
Mλ that a particular irreducible representation λ occurs. matrix elements are small compared to the RM energy
This is given by level spacings, the splittings of the original RM levels
Mλ = (1/f)) (h) χ λ (h)∗ (s,i ) Ssi;si (h) = (1/f)) (s,i ) associated with species λ for the Q group are obtained
(h) χ λ (h)∗ Ssi;si (h). For non-zero Ssi;si (h), we require from the NRM energy levels Eλμ ( ) − which are clus-
Q(h) Gs = Gs R(g) in which case Ssi;si (h) = Si;i (g) and tered around Eo
Q(h) = Gs R(g) G−1 λ −1 λ
s . Since χ (Gs R(g) Gs ) = χ (R(g))
independent of s, we can sum over s to give f/p and replace Eλμ () = (1/dλ )( j ) < λμ j |HM | λμ j > (5)
the sum over h by a sum over the point group elements g.
We thus find that
2.4. Resolving the paradox
∗
Mλ = 1/p ) (g ) χ λ g ( i) Si;i g (2) So far then, the situation for NRM mirrors that for the
standard situation. One way to resolve the paradox would
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which just involves a sum over point group elements. This therefore be to show that the standard situation fully
expression (which was first stated by Watson [15] and applies, and that the energy eigenvectors for HR for any
Dalton [8] in the mid-1960s) determines how the RM lev- particular energy Eo are the basis for an irreducible rep-
els are split into the NRM energy levels, for which the resentation of a suitably defined symmetry group R for
energy eigenvectors form the basis for irreducible repre- HR . In addition, assuming such a symmetry group can be
sentations of the NRM symmetry group Q – just as in the found, then for the standard situation to apply the sym-
standard situation the energy eigenvectors for H formed metry group Q for HNRM should be a subgroup of R. So
the basis for irreducible representations of G. we would need to identify a symmetry group R for HR
The irreducible basis vectors for the symmetry group (which is analogous to the symmetry group Go for Ho )
Q formed as linear combinations of the entire set of such that the entire set of Gr | i> for i = 1, 2, … , dE
Gr | i> for i = 1, 2, … , dE and r = 1, 2, … , f/p are then and r = 1, 2, … , f/p containing dE x (f/p) vectors is the
of the form (see [8]) basis for such an irreducible representation. At present,
there is no clear proof that such group R can be identified.
|λμ j >= (r,i)C(ri; λμ j : )Gr |i >, (3) As has been noted previously, both the point group and
the Q group were possible symmetry groups because all
where μ = 1, 2, ..., Mλ enumerates different irreducible of their elements were members of the full permutation-
representation of species λ, j = 1, 2, … , dλ denotes vec- inversion group P, which is the actual symmetry group for
tors of the species λ that transform among themselves the molecular Hamiltonian HM . The symmetry group R
under the operations in Q and dλ is the dimension for for HR should also be made up of elements in P, but (as will
irreducible representation λ. The transformation matrix now be seen) this is not possible in general. As the sum
is denoted by Sλj;I (h). The matrix of the molecular Hamil- of the squares of the dimension of each irreducible repre-
tonian HM with respect to this basis is diagonal. Since sentation equals the order of the group, it follows that if R
Q(h)−1 HM Q(h) = HM for any element Q(h) in Q, we see exists, its order must be at least (dE x (f/p))2 . We can then
that < λμi|HM | νηl> = < λμi| Q(h)−1 HM Q(h) at least be sure that it is not isomorphic with the point
| νηl> = (k,j) Sλj;i (h)∗ Sνk;I (h) < λμj|HM | νηk>. group – whose order is p, so if R exists we would have
If we then average over Q group elements Q(h) and use resolved the problem of it being incorrectly identified as
the well-known orthogonality theorem (see [1]) for the being the point group – as in the paradox. However, for
irreducible transformation matrices, we find that the paradox to be resolved, R should be larger than both
the point group and the Q group used to classify the NRM
< λμi |HM | νηl > levels, but at the same time be made up of elements in
= δλν δi;l (1/dλ )( j ) < λμ j |HM | λη j > P. An example shows that this is not possible in general.
< λμi |HM | νηl > In the case of Berry pseudo-rotation [16] in PF5, the D3h
= δλν δi;l δμη (1/dλ )( j ) < λμ j |HM | λμ j > point group has p = 12 elements and the Q group is the
(4) same as the full permutation-inversion group P with n =
The last equation follows because for = , we f = 2x(5!) = 240 elements (see [17]). For rovibronic states
could also have chosen the different irreducible repre- of D3h point group symmetry E, we have dE = 2, so the
sentations μ, η for species λ to give diagonal Hamil- required symmetry group R would need to have at least
tonian matrix elements in μ, η. The matrix elements (2 × (240/12))2 = 1600 elements in it if the set of Gr | i>
< λμj|HM | ληj> depend ultimately on the non-zero for i = 1, 2, … , dE and r = 1, 2, … , f/p eigenstates are to
3072 B. J. DALTON
form the basis for an irreducible representation of R. Since the full permutation-inversion group P, since this is the
the entire permutation-inversion group P only contains actual symmetry group for the molecular Hamiltonian
240 elements and any genuine symmetry group should be HM . However, since Q is a subgroup of P, we can iden-
a subgroup of P, the particular example of PF5 shows that tify generators F1 , F2 , … , F(n/f) of the cosets of the Q
in general no such symmetry group R exists for which Q group within P, so that with G1 , G2 , G3 , … , Gf/p as the
is a subgroup in order to conform to the standard situa- generators of the cosets of R within Q, the set of gen-
tion – where splitting is a result of symmetry reduction. erators for cosets of R within P can be written as Ft Gr
So what is the answer to the paradox? Here are two (with t = 1, 2, …, n/f and r = 1, 2, … , f/p). For Ft not
answers. equal to the unit permutation-inversion, the basis vectors
The first is to say that the paradox is not a real paradox Ft Gr | i> for i = 1, 2, … , dE would then be approxi-
at all, and only exists in the minds of those who have a pre- mate energy eigenvectors for rovibronic states associated
conceived notion that energy level splitting only occurs with the remaining configurations which are not linked
when the original (and approximate) energy eigenvec- to the original configuration (where F1 G1 equals the unit
tors are associated with an irreducible representation of a permutation-inversion) by feasible NRM tunnelling pro-
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symmetry group R for which the symmetry group Q for cesses. These approximate energy eigenvectors must also
the final (and exact) energy eigenvectors is a subgroup. be taken into account when the true energy eigenvectors
As we have seen, all that is necessary is that the approxi- associated with HM are formulated. Furthermore, accord-
mate RM energy eigenvectors associated with configura- ing to the symmetrisation principle, the final irreducible
tions linked by feasible tunnelling processes are the basis representation for the full permutation-inversion group is
for a (reducible) representation of Q, and an R for which restricted to be one where applying a permutation oper-
the original energy eigenvectors form an irreducible rep- ator to the true energy eigenvector must result in either
resentation) does not even need to exist. Forming the +1 or −1, according to whether the permutation opera-
irreducible basis vectors for Q from the original energy tor for identical fermion nuclei is either even or odd (and
eigenvectors then leads to the only important required +1 for any permutation of identical boson nuclei). Also,
outcome from the symmetry point of view, namely that when the inversion operator is applied, the result can be
the exact energy eigenvectors form the basis for an irre- either +1 or −1 corresponding to whether the energy
ducible representation of Q. eigenvector is even or odd under inversion. There are just
Furthermore, it is not even necessary to associate the two such irreducible representations for P, referred to as
splitting of a degenerate energy level with a change in S+ and S−. Both are symmetrised as just described when
symmetry. The set of RM energy eigenvectors Gr | i> applying a permutation operator, the + or − distinguish-
for i = 1, 2, … , dE and r = 1, 2, … , f/p are degener- ing them by their evenness or oddness under inversion.
ate and form the basis for the NRM Hamiltonian HNRM , To obtain the true energy eigenvectors for the NRM, the
and when an energy eigenvalue calculation using matrix irreducible basis vectors | λμj> described previously,
mechanics is carried out by including matrix elements and obtained by considering only the rovibronic motion
< i|Gr H Gt | j> for r not equal to t (corresponding in the NRM for configurations associated with Q, will first
to feasible NRM processes), then in general the original have to be combined with suitable nuclear spin states, and
RM energy E can be expected to be replaced by a set of then the presence of NRM states Ft | λμj> involving
split levels. Symmetry changes are not required, the fact configurations whose coset generators (t = 2, 3, … , n/f)
that the differing degenerate Gr | i> for r = 1, 2, … , are not in the symmetry group Q must be allowed for.
f/p are linearly independent and are localised in differ- The procedure is set out in [8] and only the results are
ent regions of coordinate space is sufficient for this gen- presented here. The details differ depending on whether
eral matrix mechanics feature to apply. However, because Q consists of half permutations and half permutation-
the degenerate RM energy eigenvectors Gr | i> for r = 1, inversions (Case (b)) or whether it consists only of per-
2, … , f/p are related by symmetry operators Gr that lead mutations (Case (a)).
to the group Q (see Section 2.3), it is to be expected that For Case (a), we first form irreducible basis vectors
the final energy eigenvectors | λμj> will transform in |(spin) λ(S) θ j> in spin space, where the transforma-
accordance with irreducible representations of Q. tion matrix for the λ(S) irreducible representation for Q
The second (which is perhaps the more satisfactory is given by ε(h) Sλj;I (h)∗ , where ε(h) = +1, −1 accord-
of the two) is to recognise that for any choice of energy ing to whether the element Q(h) involves an even or odd
resolution for identifying the rigid or NRM energy lev- permutation, and θ = 1, 2, …, mλ (S ) and j = 1, 2, … ,
els, the true energy eigenvectors allowing for nuclear spin dλ have the usual meanings. The vectors that transform
must provide the basis for irreducible representations of according to the S+ and S− irreducible representations
MOLECULAR PHYSICS 3073
of the full permutation-inversion group P are given by f/p – and which could be re-listed as Gα with α = 1, 2, …,
n/p. This point cannot be overemphasised – even for the
|(rovib − spin)S+; λμθ > RM case, the true energy eigenvectors transform as one-
= (t ) ε(t )Ft {( j ) |λμ j > |(spin)λ(S)θ j >} dimensional irreducible representations S+ and S − of
|(rovib − spin)S−; λμθ > the full permutation-inversion group. There is no change
= (t ) u(t )ε(t )Ft {( j) |λμ j > |(spin)λ(S)θ j >} to the true symmetry group in going from the RM to the
(6) NRM situation.
This is not to discount the important roles both the
point group R and the Longuet-Higgins Q group play as
where ε(t) = +1, −1 according to whether the element Ft
being the effective symmetry groups involved for deter-
involves an even or odd permutation, and u(t) = −1, +1
mining the splitting of the RM energy levels, the statis-
according as the element Ft involves, does not involve the
tical weights of the NRM energy levels and the selection
inversion. Both the even and the odd states have the same
rules for radiative transitions (see [8] for details) between
NRM energy. The number of times mλ (S ) that the λ(S)
them.
irreducible representation occurs when the nuclear spin
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Figure . The rigid molecule levels are split due to feasible NRM tunnelling processes, with the point group being replaced by the Longuet-
Higgins group of feasible permutation-inversions. However, if all NRM tunnelling processes are included, the final energy states are clas-
sified in terms of the full permutation-inversion group.
of the slowest infeasible NRM process, is illustrated in shape were involved. However, there are NRM cases
Figure 3. involving tunnelling between configurations which have
Two answers to the paradox have now been presented. different shapes, such as for the butyl ion C4 H9 + , where
A third answer was given by Natanson [7] and essen- there are four different isomers involved. Nevertheless,
tially involved proposing hidden symmetry groups Dglob the Longuet-Higgins Q group approach still applies, basi-
for the RM and NRM situations. First, a semidirect prod- cally because an NRM process between an original con-
uct Tglob of the direct product of groups associated with figuration and one of a different shape acts as a pathway
mapping states for the various configurations onto them- for an NRM process to a further configuration with the
selves, together with the group of all permutations was same geometrical shape as the original, but related to it
introduced. The hidden symmetry group Dglob proposed by a permutation-inversion. This situation together with
then involved the semidirect product of a group based cases involving linear geometrical shapes (such as in H2
on certain additional symmetry operations applied in F2 ) are discussed in [18], where again the Q group applies.
the various configurations that multiply functions by −1, Hyperfine splitting effects on the NRM energy levels due
with the previous group Tglob . For the RM states, the hid- to weak nuclear spin interactions are treated in [19]. In
den symmetry group is Drig whilst that for NRM states it this case, the hyperfine levels are classified in accordance
is Dnonrig , with the latter being a subgroup of the former with the F = J + I quantum number, along with parity.
(see Equation (2.5) in [7]) – as in the standard situation.
Also, the full permutation-inversion group is a subgroup
of Dnonrig . However, no proof was given to show that the 3. Conclusion
degenerate states for the RM situation are the basis for an If a detailed examination is made of how the true energy
irreducible representation of Drig , as would be needed to eigenvectors for NRM is carried out, including how
resolve the paradox. both the point group for the molecular configuration
and the Longuet-Higgins symmetry group Q of feasible
permutation-inversions appear in the theory, it is possible
2.5. Other situations
to resolve the apparent paradox of the splitting of the orig-
The previous sections dealt with the simplest case, namely inal RM levels being associated with an increase rather
where only configurations with the same geometrical than a decrease of symmetry.
MOLECULAR PHYSICS 3075
In the present article, the paradox has been resolved for these purposes, it is really not the true symmetry
in two ways. The first is that the paradox is not a real group.
paradox at all, and only exists in the minds of those
who have preconceived notion that energy level splitting Acknowledgments
only occurs when the original (and approximate) energy
The author acknowledges correspondence with G.A. Natanson,
eigenvectors are associated with an irreducible represen-
whose 1985 paper drew his attention to the symmetry group
tation of a symmetry group R for which the symmetry paradox. A helpful suggestion by a referee is also acknowledged.
group Q for the final (and exact) energy eigenvectors is
a subgroup. As we have seen, it is impossible to con-
Disclosure statement
struct such a symmetry group R in the NRM case that
consists of permutation-inversion operators that leave the No potential conflict of interest was reported by the author.
molecular Hamiltonian invariant. Also, in determining
the true energy eigenvectors, this group is also unnec- References
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(1963).
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[4] J.T. Hougen, Pure Appl. Chem. 11, 481 (1966).
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RM levels split. Thus, the symmetry group for the true ignored, as will the requirement that the final energy
energy eigenvectors is always the permutation-inversion eigenvectors for HNRM must satisfy the symmetrisation
principle with respect to any permutation in P, and must
group P – which is not unexpected since the molecu- either be even or odd under inversion I.
lar Hamiltonian HM has P as its symmetry group. This [15] J.K.G. Watson, Can. J. Phys. 43, 1996 (1965).
is of course not to minimise the role that the Q group [16] R.S. Berry, J. Chem. Phys. 32, 933 (1960).
plays in determining the splitting of the original RM lev- [17] B.J. Dalton, J. Chem. Phys. 54, 4745 (1971).
els, together with their statistical weights and the selec- [18] B.J. Dalton and P.D. Nicholson, Int. J. Quantum Chem. 9,
325 (1975).
tion rules for radiative transitions. Nevertheless, irrespec-
[19] B.J. Dalton, in Symmetries and Properties of Non-Rigid
tive of whether NRM processes are occurring (or not), Molecules, edited by J. Maruani and J. Serre (Elsevier,
even though Q (or R) acts as the effective symmetry group Amsterdam, 1982), p. 169.