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Research in Academia
Introduction
Founded in August 2000, Missouri Academy of Science, Mathematics and
Computing (Missouri Academy or MASMC) is a two-year, residential, early-
college school for high performing and academically talented high school
students. It is located on the campus of Northwest Missouri State University and
is an integral part of the university. The school enrolls domestic and international
students who have completed only 10th grade at their traditional high schools. In
essence, the Missouri Academy replaces the junior and senior years of traditional
high school. The curriculum is rigorous and consists of all college coursework
taught by professors at Northwest Missouri State University.
Most students who attend the Missouri Academy are not only high performing in science, mathematics,
and computing, but are also gifted/ talented in music, arts, the humanities, athletics and community
service. They have performed extremely well at local, statewide and multi-state appearances for Model
United Nations, Boys State and Girls State, community service projects, musical ensembles and theatre.
Student research is a key component in the exploration of a specific topic within a field. Research in
Academia is a student-led project designed to recognize the projects successfully completed by Missouri
Academy students.
R e s e a r c h i n A c a d e m i a |2
Biological Sciences
Cultivation of bacterial communities from cave sediments
o Seung Hyun Lee, Class of 2015
Using Characterization Techniques to the Determine the Properties of Porous, Inorganic
Biomaterials
o Seung Hyun Lee, Class of 2015
Effect of Temperature and Coverage on Cope’s Gray Tree Frog Capture Rates
o Sabrina Olson, Class of 2016
The Effect of Biological Nitrogen Fixation in Legumes
o Torria Slagle, Class of 2015
Hereditary Hemochromatosis
o Huixin Du & Heeiae Shim, Class of 2015; Som Singh, Class of 2017
Immunohistochemical evidence of selective renal sensory denervation after resiniferatoxin
administration in rats
o Som Singh, Class of 2017
R e s e a r c h i n A c a d e m i a |3
Introduction Site Location. Smallin Civil War Cave, Ozark, MO, USA
(37.1°N, -93.2°W)
Subterranean ecosystems (e.g. caves) are mostly isolated Cultivation. Serial dilution was conducted on a soil sample
from outside sources. This creates biological “islands,” in using 0.85% saline. Cultures were grown on plates
which organisms have evolved separately and differently containing varying pH (5.5- 9.0) and nutrient sources
from those outside of such environments. These (DNA or DNA + arginine) and incubated at 27°C. Colonies
environments are often underexplored, and few of the were chosen based upon representative colonial
microorganisms from such environments have been grown
in a laboratory setting. This research seeks to explore the morphology and re-streaked on the same type of plates on
cultural microbial communities in Smallin Civil War Cave, which they were isolated.
located in southern Missouri within the Ozark highlands.
DNA Analysis. DNA was extracted from the isolates using
Materials and Methods TE/KOH/Tris method, and 16S rRNA genes were
amplified via Polymerase Chain Reactions. Amplicons
were submitted to the University of Tennessee – Knoxville
for Sanger sequencing. Sequences were aligned and
matched with the test strains of identified bacterial species,
using RDP Seqmatch.
Results
Acknowledgments
Background Information
Ellipsometry
Ellipsometry is used to determine the thickness of films and
their refractive index. The refractive index can provide use
with information about the behavior of light when it reacts
with MPS. The behavior could be due to the interaction
between molecules, which could effect the interaction on
light. If the data show there is no interaction between
molecule, then we could possibly add a substance to see if
there is an interaction. Here, we demonstrate typical data
from thin films of cubic mesoporous silica on quartz
substrates.
reflective
Conclusions
Studying the properties of mesoporous silica using
characterization techniques will further our knowledge of
the functions of the material, and will allow researchers to
Figure 1. Best-fit line of the data, MSE: 14.41 (MSE is the determine the appropriate application for these porous thin
mean squared error). The ideal MSE for quart substrates is film materials. This could lead to improvements in
<15. biomedical engineering devices, systems, and therapies.
Acknowledgements
Figure 2. The peaks are more defined after each hour of
template removal. NSF-REU
Abstract Results
• Average Capture Rates
Cope’s Gray Tree Frogs are an important frog species in the state of • Most frogs were captured at pond two, with no frogs
Missouri, and PVC pipe traps can be used to capture these frogs for research. captured at pond three (Figure 1.)
This study examined the effects of foliage cover and temperature on their • Coverage Study
activity as part of a larger analysis observing the effectiveness of PVC pipe • Tubes with more coverage saw more frogs with a higher
traps as a population monitoring tool for this species. A total of 65 PVC pipes variation (Figure 2.)
were placed at various locations in and around four ponds at MOERA. Tube • Temperature Study
temperature was recorded in tubes where a frog was captured, as well as a • No relationship between capture rates and tube
random tube in the area, using a simple mercury thermometer. Canopy temperature (Figure 3.)
coverage was measured above PVC pipe traps each week, and pipe use by
tree frogs was analyzed graphically. While no significant relationship was
found between frog use of pipes and pipe temperature, there did appear to be
a relationship between canopy cover and pipe usage. However, this
relationship was non-normal and highly varied. Data suggests that canopy
coverage may be of greater importance in habitat selection criteria than perch
temperature and warrants greater study.
Introduction
Copes Gray Tree frogs (Hyla chrysoscelis) are a common species of tree frog
found throughout Missouri. Ranging from 1.25 to 2 inches (3.2-5.1 cm) in
length (Slone), Gray Tree Frogs can be found in a variety of colors ranging
from gray to light green depending on activity and environment.
As tree frogs are amphibious, they are unable to internally regulate their body
temperature, relying instead on external sources to maintain a stable
temperature. PVC pipe traps offer frogs a refuge - one in which they can
maintain a balanced body temperature. This study examined the effect of
shade coverage and tube temperature in relation to frog capture rates.
Hypothesis
Tubes with a lower temperature as well as tubes with more coverage will
attract a larger percentage of Cope’s Gray Tree Frogs.
Methods
Discussion
This study showed that traps with more coverage saw higher capture rates,
but there was a large amount of variation in data. It was noticed that once a
particular frog was found in a certain tube, that specimen continued to be
recaptured in that particular trap on a regular basis. Further research is needed
to determine if such behavior in the frogs is influenced by foliage coverage or
if it is a function of these amphibians simply return to a location that offers
protection from predators (such as inside the PVC-pipe taps used in this
study).
Thanks to my team mates, Brett, Alex and Abby and to my professor Dr.
McGhee
R e s e a r c h i n A c a d e m i a |6
Missouri Academy, Northwest Missouri State University; Division of Plant Sciences, University of Missouri, Columbia;
Department of Biochemistry, University of Missouri, Columbia; National Center for Soybean Biotechnology; 5C. S. Bond Life Center
Background 5.
are unable to penetrate to colonized the roots for nodule Future objectives:
formation.
Understand the complex mechanism of nodulation in
legume plants and employ this system to non-legume
Conclusion crops, such as, maize, wheat, rice to establish symbiotic
relationship. Ultimately, this will remove or reduce the cost
Nitrogen fixing bacteria has the ability to fix atmospheric of chemical fertilizer and its use in the agriculture field in
nitrogen. turn saving our environment from pollutants, i.e. the
Only legume plants form symbiotic relationship by the runoff of chemical fertilizers.
formation of nodule with their host specific bacteria and fix
biological nitrogen. Thus, legume plants does not require Understand the complex mechanism of nodulation in
artificial nitrogen fertilizer for their growth and legume plants and employ this system to non-legume
development. crops, such as, maize, wheat, rice to establish symbiotic
The insertion mutant of Medicago trancatula unable to relationship. Ultimately, this will remove or reduce the cost
form successful symbiotic relationship with their bacterial of chemical fertilizer and its use in the agriculture field in
partner, as a result, the mutant plants showing severe turn saving our environment from pollutants, i.e. the
growth defects. runoff of chemical fertilizers.
R e s e a r c h i n A c a d e m i a |9
Hereditary Hemochromatosis
Huixin Du, Heeiae Shim, Som Prabh Singh, M.Rafiq IsIam
Laboratory of Biochemistry, Northwest Missouri State University, Maryville, MO 64468
References
Pelham, C., Jimenez, T., Rodova, M., Rudolph, A.,
Chipps, E., & Islam, M. R. (2013). Regulation of HFE
expression by Poly(ADP-ribose) polymerase-1
(PARP1) through an inverted repeat DNA sequence
in the distal promoter.Biochimica et Biophysica
Acta, 1829(12), 1257–1265.
Discussion
In this study, we investigated whether resiniferatoxin would
decrease CGRP immunoreactivity in the renal pelvis. We
R e s e a r c h i n A c a d e m i a | 13
Figure 2: Immunohistochemistry of the renal pelvis of RTX-treated left kidneys and the contralateral control kidneys of the rats.
CGRP (green) concentration on the renal pelvic wall(pink) is significantly lower in all
RTX-treated kidneys. Photos taken through OLYMPUS VS 120 Slide Scanning Microscope
Immunohistochemistry Key
PGP 9.5 Stain- Pink
CGRP- Green
DAPI (non-CGRP) stain- Blue
Acknowledgments
We thank Nicole B. Hoffman-Schepers for assistance with animal care procedures, and Robin Weinberg, Ph.D, St. Louis
Community College at Forest Park for comments that greatly improved the manuscript. We would also like to show our gratitude
to the STARS Program for the opportunity to sponsor for this project. We are also immensely grateful to Cleo Samudzi, Ph.D,
Missouri Academy of Science, Mathematics, and Computing, for initial guidance.
R e s e a r c h i n A c a d e m i a | 14
Chemistry
Stability Analysis of Metal Oxide Compounds Used in Combustion Reactions by Computational
and Physical Method
o Jaewoo Kim, Class of 2017
Effective Diameters of Coated Naproxen Influenced by Concentration of Methocel E6 and Kollidon
VA64
o Xinyue Chen, Yiming Ma, Shuyan Li, Class of 2016
Additive Manufacturing of AZ31 Magnesium Alloy
o David Wang, Class of 2017
Preparation and Characterization of Naproxen Nanosuspensions
o Nabig Chaudhry, Class of 2013; Sarah Minkler & Lyndsey Kirkorian, Class of 2014;
Heemoon Jeong2 &Jae Hyun Park2, Class of 2015
R e s e a r c h i n A c a d e m i a | 15
Results
1. Titanium dioxide trichloride (TiO2Cl3)
In Figure 1, the Ti and the Oxygen ion are bonded in a
linear configuration. Possible this molecule is considered to
be a stable ionic compound but data show that both are
unstable. Optimization convergence shows that Titanium
dioxide trichloride (TiO2Cl3) is better than the TiO3Cl2
molecule catalysts.
R e s e a r c h i n A c a d e m i a | 17
Introduction
Nowadays drug makers are able to formulate medicines
as encapsulated nanoparticles which can be effectively
dissolved in an aqueous medium and transported across the
intestinal mucosa of human body to cure the illness. Studies
show that although these drug particles are small enough to
do the job, the drug may still be ineffective due to the
agglomeration of the nanoparticles. There are two ways to
stabilize the particles and prevent agglomeration: 1) use
surfactants as a coating and 2) use a polymer as coating of
the nanoparticles. Naproxen, is a nonsteroidal anti-
inflammatory drug used in the treatment of arthritis and
musculoskeletal inflammation and moderate pain and was
used as study the effect of low concentrations on the
particle size of drug. the model drug. In the current
research 0.1% and 0.3% (w/v) concentrations of Kollidon
VA 64 (surfactant) and Methocel E6 (polymer) coating
materials were used and Dynamic Light Scattering was
used to determine the particle size distributions to
Methods
Naproxen nanosuspensions (5% w/v) were prepared by
combining the sodium salt of naproxen and 0.1% or 0.3%
(w/v) stabilizer solution. Yittria-Stabilized Zirconium Discussion
Beads (0.8 mm) were added and suspensions were milled
on jar mill at 100 rpm for 5 days. Nanosuspensions were The tables of results shows that:
stored in polypropylene conical tubes Particle size analyses
were performed using Dynamic Light Scattering. A 20 mL
R e s e a r c h i n A c a d e m i a | 19
• Methocel E6 0.1%(W/V) is more effective than However, the timeline used in this research is too short for
Kollidon VA64 at 0.1%(W/V) in short-term evaluating the long-term stability of drug coating.
period(after the first week and the second week). Therefore a further study on longer time period is needed.
• Kollidon VA64 0.1%(W/V) is more effective than
Methocel E6 at 0.1%(W/V) in long-term period(after References
the first month).
• Methocel E6 and Kollidon VA64 at 0.3%(W/V) both Merisko-Liversidge, Elaine M., Liversidge, Gary G.. 2008.
are effective stabilizers for Naproxen suspension. Drug nanoparticles: formulating poorly water-soluble
• Drug practices that stabilized with surfactant Kollidon compounds(USA). Toxicologic Pathology 36:43-48.
VA64 at 0.3%(W/V) can prevent them to agglomerate
efficiently. Merisko-Liversidge, Elaine M., Liversidge, Gary G. and
Cooper, Eugene R. 2003. Nanosizing: a formulation
This research gives a further reference for drug particles
approach for poorly-water-soluble compounds. European
coating materials and concentration:
Journal of Pharmaceutical Sciences 18: 113-120.
We can use surfactant Kollidon VA64 at 0.3%(W/V) in
Field, Simon. Naproxen. http://sci-
drug manufacturing process so than the drug practices can
toys.com/ingredients/naproxen.html
still keep small enough to do the job after being stored in a
period of time.
Background
Experimental
Conclusion
Procedure:
1.First step towards automation control is installing drivers.
This makes sure that the device communicate in the proper
way. Due to the uniqueness of Standa stepper motor, there
aren’t any NI drivers that support the motor. Therefore, I
had import the library mannually to get it moving.
2.Once I made sure that the motor functions properly, I
started to interpret how the program control the motor to
move either to certain coordinate or by certain angles. This
make sure that I know how to design custom interface.
3.After interpreting the program, I started to make changes
to the program to get the interface and functionality I
wanted. Specifically, the previous program can only move
to one coordinate once at a time. However, I designed it so
that it can execute infinite amount of coordinates at one
time. Also, I deleted unnecessary functionalities that will
not effect the result of photolithography.
4.Using previous procedures, I was able to connect the
laser shutter to the computer so that it can expose the same
sample with different time in different coordinates.
5.The last step is system optimization. Although the system
can expose one sample with given coordinates, it still had
some small problems. For example, the program itself
could not save the coordinates after being closed.
Therefore, to produce the same pattern on different
samples, users need to enter all the coordinates again.
However, I design a interface that allows user to save the
R e s e a r c h i n A c a d e m i a | 27
the experiment [10]. We place the Xe atom at the centre of The TDLDA cross sections, for both free Xe and
C60 and obtain the ground state of the combined system. the Xe@C60 neutral, are compared in figure 1(a) with the
The Xe 4d photoionization amplitude,D4d , for bound-to- experimental DP measurements [13] for the Xe@C60
continuum dipole transitions 4d → kp, f , is proportional to
+ion at Xe 4d resonance energies. We have checked that at
the matrix elements as
these energies the TDLDA predictions for Xe@C60+and
Xe@C60 are practically the same. Both of the theoretical
curves in figure 1(a) were needed to be scaled by a factor of
0.1, because the experiment, being for weaker DP channel,
where the induced density δV includes, besides the dipole could only account for 10% of the Xe 4d oscillator strength
interaction, terms representing electron correlations in exhausted by
TDLDA [8]. The overlap integral in the ionization
amplitude (equation (1)) is non-vanishing only over the SP. The free Xe TDLDA result is smooth, while
highly localized central region (r < Ri ) close to the Xe oscillations are seen in both the TDLDA curve and the
atom, since the Xe 4d bound wavefunction, _4d , is zero measured data, as expected. Since our focus is on pure
elsewhere. The Xe 4d giant resonance, which appears oscillatory signals, we divide the TDLDAand the
above the 4d ionization threshold (_4d = 73.0 eV) and experimental data for the compound by, respectively, the
centres at 100 eV of photon energy (E), emerges through full and the scaled TDLDA of free Xe. These ratios are
the intrachannel interactions between the 4d dipole plotted in figure 1(b). Note that since the theoretical
channels. This interaction is strong partly because the oscillation amplitudes appear weaker, we magnify the
continuum waves _kp,f oscillate practically in-phase due to TDLDA curve by a factor which makes them easier to
their identical momentum k = √ compare. We consider the oscillations from above the 4d
SP threshold up until 136 eV of photon energy for the
2(E − _4d ) (in atomic units). following analysis. This is because an unusually tall
Quantum mechanically each radial continuum structure is seen in the measurements right above 136 eV
wave representing Xe 4d photoelectrons must have two (figure 1(b)), and also a couple of negative cross section
components: one characterizing the direct escape and the minima appear at even higher energies (figure 1(a)).
other reflecting back from the C60 hull, such that
e−iV 2_k associated with the Do frequency term in equation Madjet, Center for Free-Electron Laser Science, DESY,
(4) is significant over the most part of the current energy Hamburg, which helped establish the fullerene research
window (since V ∼ 1.7 au). As a result, the TDLDA Do program at
feature in figure 3 suffers significant offset from its
NWMSU, is deeply acknowledged.
expected position.
References
This frequency modulation, in conjunction with the fact
[1] Dunsch L and Yang S 2007 Small 3 1298
that the quadratic effect is characteristically weaker than
[2] Saunders M, Jim’enez-V´azquez H A and Cross R J
the linear effect, is probably the reason why, except for the
1994
2_ and weaker 2Di frequencies, other frequencies cannot
J. Am. Chem. Soc. 116 2193
rise above the noise level of theoretical FTM.
[3] Albert V A, Sabin J R and Harris F E 2007 Int. J.
We identify the three low-frequency structures in the FTM Quantum
of experimental data (figure 3) with 2_, Di and Do being in Chem. 107 3061
good qualitative conformity with the TDLDA prediction. [4] Connerade J-P, Dolmatov V K and Manson S T 2000 J.
Phys.
However, a few high-frequency peaks appear, clearly from
B: At. Mol. Opt. Phys. 33 2279
smaller oscillations in the experimental data, as noted
[5] Amusia M Ya, Balenkov A S and Chernycheva L V
above, which deserves some comments. (i) Considering the
2008
relative statistical uncertainty of the data points (figure
J. Phys. B: At. Mol. Opt. Phys. 41 165201 and references
1(a)), it is not possible to reasonably assert with confidence
therein
that these fluctuations are physical. They are more likely to
[6] Domatov V K and Manson S T 2008 J. Phys. B: At.
be due to random statistical fluctuations from the small
Mol. Opt.
number of signal counts at each photon energy in the
Phys. 41 165001 and references therein
experiment. (ii) If these high-frequency oscillations are,
[7] Govil K, Siji A J and Deshmukh P C 2009 J. Phys. B:
however, real then they could possibly connect to the
At. Mol.
quadratic frequencies missing in theoretical FTM. In that
Opt. Phys. 42 065004 and references therein
case, the reflection amplitude must need to be stronger to
[8] Madjet M E, Chakraborty H S, Rost J M and Manson S
induce these quadratic features—a possibility not unlikely,
T 2008
since the details of the SP and DP mechanisms are after all
J. Phys. B: At. Mol. Opt. Phys. 41 105101
different. Finally, it is worth noting a relevant advantage of
[9] Scully S W J et al 2005 Phys. Rev. Lett. 94 065503
the Fourier transformation: while the ‘wrong’ oscillations
[10] R¨udel A, Hentges R, Becker U, Chakraborty H S,
can affect the general shape of FTM, each frequency
Madjet M E
position is correctly determined even if its strength (height)
and Rost J M 2002 Phys. Rev. Lett. 89 125503
may be contaminated. In conclusion, we have shown that
[11] Madjet M E, Renger T, Hopper D E, McCune M A,
most theoretical Fourier features for the SP of Xe@C60 in
Chakraborty H S, Rost J-M and Manson S T 2010 Phys.
the Xe 4d resonance energy range are qualitatively well
Rev. A 81 013202 and references therein
reproduced by the recent
[12] Potter A, McCune M A, De R, Madjet M E and
DP measurements of Xe@C60 Chakraborty H S 2010 Phys. Rev. A 82 033201
[13] Kilcoyne A L D et al 2010 Phys. Rev. Lett. 105
+. A finite radial width of the C60 electron-density
213001
distribution is reaffirmed by this theory–experiment
[14] Kidun O, Fominykh N and Barakdar J 2005 Chem.
comparison. The analysis demonstrates the power of a rare
Phys. Lett.
spectroscopic technique, involving photosignal
410 293
transformations from the momentum to the reciprocal
[15] McCune M A, Madjet M E and Chakraborty H S 2009
configuration space, in order to extract geometric
Phys.
information not explicitly visible in the energy-dependent
Rev. A 80 011201
signal. We expect that this communication will motivate
[16] Dolmatov V K and Manson S T 2010 Phys. Rev. A 82
efforts towards obtaining more accurate experimental data
023422
as well as carrying out theoretical investigations on DP
[17] Ludlow J A, Lee T-G and Pindzola M S 2010 J. Phys.
processes by improving upon the semi-empirical model of
B: At.
C60 [17].
Mol. Opt. Phys. 43 235202
Acknowledgments
The work is supported by the US National Science
Foundation. We thank Ron Phaneuf, University of Nevada,
Reno and Alfred M¨uller, Justus-Liebig-Universit¨ at,
Giessen for providing their
experimental data and for comments on this work. AP is
indebted to Missouri Academy of Science, Mathematics
and
Computing, Northwest Missouri State University for
summer research supports. The collaboration with Dr M E
R e s e a r c h i n A c a d e m i a | 31
Abstract
The 2Σ––X 2Π3/2 transition of CuO was studied with Intracavity Laser Absorption Spectroscopy at high reso-lution in
the region 16,405 – 16,540 cm-1. The CuO molecules were produced utilizing plasma discharge in a copper hollow
cathode with 0.630 Torr of argon as the sputter gas. Iodine spectrum was collected after each plasma spec-trum. The
Iodine Atlas of S. Gerstenkorn was used to calibrate the iodine spectra and the calibrations from the io-dine spectra
were transferred to the plasma spectra. Branches in the 0-0 band of 2Σ––X 2Π3/2 transition were observed and
rotationally analyzed with PGOPHER12. With this analysis of the plasma spectra, the rotational energy levels of the
branch RQ21 were reassigned and the certainty of the molecular constants were improved by at least an order of
magnitude. This resulted from the increased accuracy and improved resolution of the data collected compared with
the work of Appelblad et al2. in 1974.
Lefebvre et al.1 identified the 2 A′2Σ+–X 2Πi transition Utilization of ILS with a dye laser system has been
within the red band and analyzed the rotational extensively elaborated in previous publications.6, 7, 8 A
structure of the band system. In Appelblad et al.2, the schematic of this ILS system is shown in Figure 1.
excited state was assigned arbitrarily as 2Σ+. The molecular absorption spectrum of CuO was
However, Lefebvre et al.1 in 1977 suggested 2Σ– as measured us-ing ILS at Doppler-limited resolution
the ex-cited state and proved this reassignment in (~0.002 cm-1). The dye laser system was operated in
Lefebvre et al.5 in 1982. In 1986, Steimle et al.3 a time-modulated way in order to amplify the
focused their study on several lines in the A2Σ––X 2Πi absorption with the laser action in the resonator
visible band system of gaseous CuO using an cavity.6 The amplification occurs over a pe-riod of
intermodulated fluorescence tech-nique and analyzed time called the generation time, tg. The absorption
the copper nuclear magnetic hyper-fine splitting of spectrum of intracavity species was superimposed on
the CuO transition. the spectrally broad output of the laser.6 Such a
The aim of this study is to observe the electronic method en-hances the sensitivity of the of the
transition of CuO with a higher degree of accuracy absorption measure-ment.8 This specific time period
and resolution and to determine more precisely the utilized, termed the gen-eration time, tg, was directly
molecular constants associated with this transition. In related to the effective path-length used for the
1974, Ap-pelblad et al.2 studied the emission for the absorption measurement. Synchro-nized operation of
red band of CuO using photographic plate spectra in two acousto-optic modulators (AOM1, AOM2) set
the region 400 nm to 650 nm. They used a hollow the generation time as explained below.
cathode generated with a mixture of argon and The observed transmittance at a particular fre-
oxygen.2 The most favorable con-ditions for quency, Iobs (v), is related to tg via the Beer-Lambert
obtaining the CuO bands were found to be a pressure rela-tionship for ILS8:
of 0.5 Torr and discharge current of 0.3 A; these are Iobs (v) = I0 (v) exp[–σ (v) N (l / L) c tg]. [2]
almost identical to our conditions.2 Unlike our re- In this equation8, I0 (v) represents the intensity of the
search which utilized iodine spectra for calibration, laser in the absence of absorption and indicates the
Ap-pelblad et al. used a series of atomic lines 100% trans-mittance level, σ (v) is the absorption
observed from an iron arc, an iron hollow cathode, a cross section, N is the number density for the
thorium hollow cathode, and wavelengths from MIT intracavity absorber, l / L is the fraction of the laser
tables for compari-son.2 cavity of length L, 1.1 m in this re-search, occupied
This research specifically studies the rotational by the absorber, and c is the speed of light.8 In
structure of the red band in the electronic spectrum of equation [2], (l / L) c tg is the effective absorption
CuO using ILS. ILS is a technique for highly pathlength8, Leff, or 0.545 – 1.2 km for the two
sensitive spectroscopic measurements and has been generation times used.
utilized exten-sively in our laboratory. Specifics The ILS system used in this study was pumped with a
about this equipment are further explained in Pump Laser, a Coherent Verdi-V10 laser. This la-ser
associated publications (e.g., Leung et al.6, Harms et has a 532 nm output and its power range is 0.0 – 10.0
al.7, O’Brien et al.8). In this re-search, a dye laser W. The Verdi-V10 was operated with 2 W of power
system is utilized to obtain the spectra of CuO which in this research. The laser was constantly cooled by
are created in a discharge plasma in a cop-per hollow cold wa-ter. A 3-mirror cavity – High Reflector
cathode, which is within the resonator of the dye (HR), Fold Mirror (FM), and Output Coupler (OC) –
laser system. With the dye laser system, the absorp- dye laser system was utilized in this research. The
tion spectrum of the intracavity species was amplified components of this system are two short-radius
and superimposed on the spectrally broad output of curved mirrors (HR and FM) with a folded geometry
laser by operating the dye laser in a time-modulated and a flat OC.10 The output coupler re-flects 97 ~
way.6 The re-gion of interest is 16,405 – 16,540 cm-1. 98% of light and transmits 2 ~ 3% of light. This
For calibration, I2 absorption lines were recorded via system is extensively explained by Hollberg.10 The
an extracavity iodine cell. The Iodine Atlas of S. pump beam was focused onto a dye jet by a curved
Gerstenkorn was utilized as reference positions for pump mirror and then the laser was reflected in
the I2 lines.9 between the two curved mirrors.10 The energized dye
Differences in the branch assignments, band heads, was used as the gain medium in this system. The
constants, and accuracy were observed compared to wavelength of the laser was tuned with an optically
those of Appelblad et al.2 The improved accuracy of transparent wedge that disperses light as a function of
this research enhanced the accuracy of the data wavelength. Vertical and horizontal translation of the
available leading to improved molecular constants for wedge leads to variable distances for re-fraction and
the 2Σ––X 2Π3/2 system of CuO. modifies the resonant wavelength of the cav-ity,
Materials and Methods allowing for tunability. The dye we utilized in this
R e s e a r c h i n A c a d e m i a | 33
ex-periment as the gain media is Rhodamine 6G used as the sputter gas that hits the copper hollow
(R6G) which functions over the range of 574 – 633 cathode so that some of the copper combines with
nm. The out-put power for this dye laser system was oxygen that is either from atmosphere con-tamination
0.02 – 0.1 W. or from the surface of the cathode. No supple-mental
The transmitted light of the laser passes through the oxygen was provided in this experiment. ILS data
external iodine chamber, an acousto-optic modulator were recorded with the discharge switched on.
3 Immedi-ately afterwards the discharge was switched
off and the background spectrum was acquired. 6
(AOM2), and a McPherson 2062 monochromator. Acquisition of the background spectrum allows the
The monochromator separates the light as a function background radiation noise to be removed from the
of wave-length by rotating the diffraction grating and absorption spectrum. The noise inherent to laser
the specific wavelength to be observed is detected. cavity was reduced by placing high frequency
The generation time was obtained by the sequential buzzers in contact with the folded mirror and the dye
operation of two acousto-optic modulators, AOM1 jet. Dividing the dark-current corrected data spec-
trum with the dark-current corrected background
and AOM2, which acted as gates for the laser
spec-trum provides the spectrum for CuO.8 Then the
beams.8 Modulated utilization of AOM1, which spectral output from the laser passes through a
controlled the pump laser pulse to a 140 container filled with iodine gas, from which the
microseconds cycle, allowed the amount of pump iodine spectrum for cali-bration was acquired.
power directed into the dye jet to be alternatively The resulting iodine spectrum was calibrated with the
above (during a period of time just longer than tg) for Iodine Atlas of S. Gerstenkorn.9 Peak positions were
135 microseconds and below (for a relatively short determined from the zero crossing-points of the first
derivative spectra using Savizky-Golay polynomial
“off” period) the thresh-old value required for laser
smoothing.7 This procedure resulted in an accuracy of
action.11 For a time period of tg, AOM2 was switched better than ±0.003 cm-1. Analysis of the spectra is
off and for a certain time period, AOM2 was done using ANEW.EXE, a custom made Visual
switched on for the viewing window so that the ILS BASIC pro-gram developed and utilized in this lab.
laser beam can be detected. Then AOM2 was closed After calibration was complete, patterns in the
again. At the selected tg value, AOM2 diverted ~70 % rotational energy levels were identified. Final
of the dye laser into a high-resolution spectrograph at assignment was achieved by calculating the
a shorter time period than tg.11 The dispersed light combinational differ-ences among the branches based
that excited the spectrograph was focused onto the on the molecular con-stants from Appelblad et al.2
1024 chan-nels of diode-array detector.11 This The assignment was con-firmed using PGOPHER12,
sequence was re-peated at a rate of ~5.2 kHz and the a program used to analyze the experimental spectra.
spectral data were
accumulated for 3 or 10
scans using a
multichannel analyzer.11
spectra were obtained, the iodine spectra were band to contain band heads for the branches SR21,
calibrated with a program, ANEW.EXE, written by RQ21, and R1 based on the work of Antić-Jovanović et
Dr. James J. O’Brien. Figure 3 provides an example
al.14. We also detected band heads for the branches
of calibrated and uncali-brated iodine spectra. The
SR21, RQ21 and R1. There are slight differences
calibration obtained from the iodine spectrum was
applied to the corresponding plasma spectrum. Figure between the band heads of this research and those
4 shows an overlay of iodine and plasma spectra at a of Appelblad et al.2 The certainty of the band head
band head of the electronic transition. Figure 5 shows positions as obtained in our research was improved
the calibrated plasma absorption spectrum for the
16500 – 16538 cm-1 region which is a composite of con-siderably as shown in Table 1.
spec-tra taken at five monochromator positions.
The calibrated plasma spectra were analyzed to
identify the rotational branches of the electronic
transition. The line positions of the identified
branches were input into an Excel file. The increment
of the differences be-tween the adjacent line positions
were calculated and uti-lized to confirm the branch
assignment from the plasma spectra. Figure 6 shows
the differences between adjacent line positions of
branch SR21 on a linear graph. Each point represents
the difference of two adjacent line positions in the
identified branch. The atomic lines in the plasma According to Appelblad et al.2, there are six branches
spec-tra were identified with NIST Atomic Spectra in the 2Σ––X 2Π3/2 sub-band: SR21, RQ21, R1, QP21, Q1,
and P1. However, since the excited state was
Database.13
corrected to 2Σ– as suggested by Y. Lefebvre et al.5,
QP21 is now QP12 and P1 is now P2. Among these six
branches, the strongest ones were the main branches
R1, Q1, and P2 in Appelblad et al.2, whereas the most
intense branches were SR21, Q1, and P2 in our
research. The rotational level diagram for a 2Σ––X
2Π3/2 transition is shown in Figure 7.2 Both the 0-0
and 1-1 vibrational bands were detected among our
ob-served spectra. All the six branches in the 0-0
band were detected in our experimental data.
However, only SR21 branch was detected in the 1-1
vibrational band so far. Many more line positions and
branches remain unas-
signed in the collected spectra. It is expected that
addi-tional lines can be observed for the 1-1 and 2-2
bands once additional laser spectra have been
acquired.
of our observation and the higher resolution for our 3T. C. Steimle and Y. Azuma; An Intermodulated
study. The value of Dv x 106 turned out to be Fluo-rescence Study of the A2Σ––X 2Πi Band System
significantly differ-ent from that of Appelblad et al.2 of Cop-per Monoxide. Journal of Molecular
Additionally, the param-eter a was not needed to
Spectroscopy. 118 (1986) 237-247.
obtain a satisfactory fit of the experimental data.
Overall, this research improved on the work of 4A. Gunstch; Vibrational Levels in the Red CuO-
Appelblad et al.2 and gave a better understanding of Bands. Nature. 157 (1946) 662-663.
the red band of CuO. However, further studies are 5Y. Lefebvre, B. Pinchemel, J. M. Delaval, and J.
needed to complete the analyses for the 0-0 band, and Schamps; Laser Induced Fluorescence of an Ifrared
Y2Σ+–X 2Πi Transition of CuO: Interpretation of the
to extend it to the 1-1 band, and possibly the 2-2 X 2Πi Ground State Λ-Type Doubling. Physica
band. Scripta. 25 (1982) 329-332.
6J. W. –H. Leung, J. Ye, A. S. –C. Cheung, K. D.
Acknowledgements Gibbs, D. L. Palmer, L. C. O’Brien, and J. J.
This research would not have been possible without O’Brien; Spectros-copy of Nickel Chloride:
the help Dr. James O’Brien and his graduated stu- Identification of the [15.0] 2Δ5/2 states. Journal of
dent Jack Harms gave me. I would like to thank them Molecular Spectroscopy. 238 (2006) 54-60.
for the support and help they gave me. They led me 7J. C. Harms, C. N. Gipson, E. M. Grames, J. J.
through-out the research and taught me about basic O’Brien, and L. C. O’Brien; The Near-infrared
physical chem-istry concepts, utilization of the Spectrum of NiCl: Analysis of Vibrational
equipment, and writing papers. This research Components of System G and System H Between
convinced me to further study phys-ical chemistry. 12,500 cm-1 and 13,750 cm-1. Jour-nal of Molecular
I would also like to thank my advisor, Mr. Jo-seph Spectroscopy. 321 (2016) 78-81.
W. Meisel, who assisted me with writing this paper. 8L. C. O’Brien, K. M. Homann, T. L. Kellerman, and
Furthermore, I would like to thank Dr. Kenneth J. J. O’Brien; Fourier Transform and Intracavity
Mares, Dr. Charles Granger, and other Students and Laser Spectroscopy of NiCl System H: Identification
Teachers As Research Scientists (STARS) staff of a [12.3] 2Σ+ State. Journal of Molecular
members who pro-vided the lectures and this research Spectroscopy. 211 (2002) 93-98.
opportunity. 9S. Gerstenkorn, J. Verges, and J. Chevillard; Atlas
I would like to thank all the institutions and uni- du Spectre d’Absorption de la Molecule d’Iode
versities that provided research opportunities and 16,208-16,907 cm-1. Laboratoire Aimé Cotton, CNRS
II, Orsay (France), 1982.
lectures to the STARS students: University of
10L. Hollberg; CW Dye Lasers. In: F. J. Duarte. Dye
Missouri in St. Louis, Washington University in St. La-ser Principles: With Applications. Boulder (CO):
Louis, St. Louis Uni-versity, Confluence Life Na-tional Institute of Standards and Technology
Sciences, and Donald Danforth Plant Science Center. (1990) 190-203.
I would also like to thank the STARS sponsors: 11L. C. O’Brien, H. Cao, and J. J. O’Brien; Molecular
Office of the Chancellor-UMSL, St. Louis Constants for the v = 0, b1ΣE+gxcited State of O2: Im-
Symphony, DuPont Nutrition and Health, St. Louis proved Values Derived from Measurements of the
Oxy-gen A-Band Using Intracavity Laser
Zoo, Monsanto Company, Academy of Science of St.
Spectroscopy. Jour-nal of Molecular Spectroscopy.
Louis, Easter Seals Midwest, St. Louis Children's 207 (2001) 99-103.
Hospi-tal, UMKC School of Medicine, Missouri 12 C. M. Western; PGOPHER (Program for
Botanical Gar-den, and BioSTL. Rotational, Vibrational, and Electronic Spectra).
University of Bris-tol, http://pgopher.chm.bris.ac.uk.
References 13NIST (National Institute of Standards and Technol-
1Y. Lefebvre, B. Pinchemel, and J. Schamps; ogy); Atomic Spectra Database Line Form. National
Rotational Analysis of a Red A′2Σ+–X 2Πi System of In-stitute of Standards and Technology, http://phys-
CuO. Journal of Molecular Spectroscopy. 68 (1977) ics.nist.gov/PhysRefData/ASD/lines_form.html
81-88.
14A. Antić-Jovanović, D. S. Pésić, and G. Gaydon;
2O. Appelblad and A. Lagerqvist; The Spectrum of
CuO: Rotational Analysis of Some Blue and Red The Spectrum of CuO: Study of the Orange-Red
Bands. Phys-ica Scripta. 10 (1974) 307-324. System by use of 18O. Proc. Roy. Soc. A307 (1968)
399.
R e s e a r c h i n A c a d e m i a | 37
We study the photoionization properties of the C60 versus C240 molecule in a spherical jellium frame of density functional
method. Two different approximations to the exchange-correlation (xc) functional are used: (i) The Gunnerson-Lundqvist
parametrization [Phys. Rev. B 13, 4274 (1976)] with an explicit correction for the electron self-interaction (SIC) and (ii) a
gradient-dependent augmentation of (i) by using the van Leeuwen and Baerends model potential [Phys. Rev. A 49, 2421 (1994)],
in lieu of SIC, to implicitly restore electrons’ asymptotic properties. Ground state results from the two schemes for both
molecules show differences in the shapes of mean-field potentials and bound-level properties. The choice of a xc scheme also
significantly alters the dipole singlephotoionization cross sections obtained by an ab initio method that incorporates linear-
response dynamical correlations. Differences in the structures and ionization responses between C60 and C240 uncover the effect
of molecular size on the underlying physics. Analysis indicates that the collective plasmon resonances with the gradient-based
xc-option produce results noticeably closer to the experimental data available for C60.
success over last several years and continues to remain (subsection B) photoemissions, as well as a comparisons
relevant [17]. This is because of the ease and transparency with available measurements for
of this model to capture the primary, robust observable
C60 (subsection C). Conclusions are presented in Section
effects and to access the key physics that underpins the
IV.
photo-dynamics and related spectroscopy.
Let us cite two sets of results from our methods that
directly connected the experiments: (i) Our calculations ESSENTIALS IN THE METHOD
have predicted the photoionization of a second plasmon at a
higher energy whose first observation was reported in our
joint publications [6, 18] with the experimental group for A. LDA exchange-correlation functionals
gas phase C60 anions; a subsequent experiment accessed The details of the method follow the framework as
this new plasmon even for the neutral C60 [19]. (ii) described in Ref. [14]. The jellium potentials, Vjel(r),
Another experiment-theory joint study of ours revealed representing 60 and 240 C4+ ions, respectively for C60 and
oscillations in C60 valence photoemissions providing trains C240, are constructed by smearing the total positive charge
of diffraction minima mentioned above [10]. over spherical shells with radius R and thickness
Besides these pivotal results, our jellium-based study also _. R is taken to be the known radius of each molecule:
extended to the photoionization of several atomic
endofullerene molecules [20–24] and the C60@C240 3.54 °A for C60 and 7.14 °A for C240. A constant
buckyonion [25]. For some of these fullerene systems, pseudopotential V0 is added to the jellium for quantitative
TDLDA investigations of the photoemission time-delay [9, accuracy [34]. The Kohn-Sham equations for systems of
12, 26] and multitudes of resonant inter-Coulombic decay 240 and 960 electrons, made up of four valence (2s22p2)
processes [27–29] were also carried out with reasonable electrons from each carbon atom, are then solved to obtain
success. the single electron ground state orbitals in the local density
One limitation of the Kohn-Sham density approximation (LDA). The parameters V0 and
functional method is its approximate treatment of the _ are determined by requiring both charge neutrality and
electron exchange. obtaining the experimental value (for C60) and the known
This is because the exchange interaction can only be fully theoretical value (for C240) of the first ionization
treated in a non-local theory such as Hartree-Fock (HF) that thresholds. The values of _ and the binding energies of the
exactly cancels out all self-interactions, restoring correct 1/r highest occupied molecular orbital (HOMO) and
behavior at r → ∞. In most of our previous calculations HOMO-1 levels of both systems are given in Table 1.
involving C60 and its derivative endo-C60 compounds we
used a widely utilized approximate scheme [30] of Using the single-particle density ρ(r) the LDA
exchange-correlation (xc) functional augmented by an potential can be written as,
orbit-by-orbit elimination of self-interaction [31] originally
proposed by Perdew and
Zunger [32]. A different scheme is to use the
gradientcorrected xc potential of van Leeuwen and
Baerends [33] that intrinsically approximates the correct where the 2nd and 3rd terms on the right are the direct and
long distance properties. While we adopted the latter in xc components. In one scheme, VXC is parametrized
some of our most recent works, no detailed study on the directly from ρ(r) by the following formula [30]:
comparative abilities between the two schemes has yet been
made. This is the primary objective of the current work that
considers the photoionization of the fullerene molecule.
Along with C60, a larger spherical fullerene, C240, has also
been considered to further broaden the scope of the
comparison. Significant differences from the choice of the
xc treatment, both in ground and photoionization in which the first term on the right is exactly derivable by a
descriptions, are uncovered. Improved agreement of C60 variational approach from the HF exchange energy of a
plasmonic spectrum from the gradient-corrected xc uniform electron system with a uniform positively charged
approach with the measured data is found. background and the second term is the so called correlation
This paper is structured as follows. Section II includes three potential, a quantity not borne in HF formalism.
subsections: A) the description of jellium core ground state In addition, we include an appropriate correction to
structures with brief accounts of two xc parametrization eliminate unphysical electron self-interactions for the i-th
schemes, B) comparison of ground state numerical results subshell that renders the LDA potential orbital specific [31,
between two schemes and between two fullerenes, and C) 35],
the essentials of the method that incorporates electron
correlations in responding to the radiation; Section III
compares the results of the valence (subsection A) and total
R e s e a r c h i n A c a d e m i a | 39
homogeneous radial equation autoionizing resonances. The positions and shapes of these
resonances largely vary between two xc schemes
This happens mainly because of their significantly different
descriptions of the unoccupied excited states (that depend
on the potential’s asymptotic behavior), even though their
occupied spectra are by and large similar. In fact, it is
expected that owing to the better long-range accounts of
electronic properties, LB94 resonances are more accurate in
all current results. Neglecting these single-electron features,
where W represents the Wronskian and hL = gL + i fL. broad build-ups of the oscillator strength above 10 eV are
Obviously, TDLDA thus includes the dynamical due to the two collective plasmon resonances. The general
correlation by improving upon the mean-field LDA basis. shape of the curves is qualitatively similar between LB94
and SIC for C60 [Fig. 2(a)], largely because the HOMO
levels are of the same π symmetry in both the schemes [Fig.
1(a)]. In contrast, due to the different symmetries of
HOMO for C240 [Fig. 1(a)], the broad shapes of the LB94
and SIC curves in Fig. 2(b) noticeably differ from each
other. In all the curves, there appear some imposing
oscillation-type structures above 30 eV that somewhat
mask the second (40-eV) plasmon. Further, comparing
Fig.1(a) with (b), we note a general shift of the plasmonic
enhancements toward lower energies for larger C240
similar to the known trend in the size dependence of
plasmons in noble metal cluster studies [39].
TDLDA cross sections for HOMO-1 level are
shown in Fig. 3. Since for each fullerene the HOMO-1
level retains the same π symmetry going from SIC to LB94,
the broad shapes of the curves obtained from these
approximations compare well, barring the mismatch in
details including in the single-electron resonances. We also
note here the superposed oscillatory structures at higher
energies and the red-shift of the plasmon resonances in
C240 compared to C60 as in the case of HOMO.
Cleaner shapes of the plasmon resonances are
more readily captured in the total cross sections that we
discuss in the next subsection. We address at this point a
photoelectron diffraction-driven phenomenon that begins to
surface from the waning region of the higher energy
plasmon where the collective effect starts to weaken. An
interference between photoelectron waves, predominantly
produced at the boundaries of the fullerene shell, underpins
this process. This essentially single-electron effect is the
root cause of the oscillations seen at higher energies in
Figs. 2 and 3 that has been observed before in
photoelectron spectroscopy [10, 11] and theoretically
discussed at great lengths [40]. Following Ref. [40], one
can simply model these oscillations in a nℓ-level cross
section by
momentum (k) depend on the potential shape that also fact that each of nℓ initial state orbital overlaps strongly
includes the angular momentum dependent centrifugal with all other fullerene-orbitals insures that these
barrier. Therefore, it is not surprising that the higher energy interchannel coupling matrix elements will be strong.
sub-structures in Fig. 2(a) and Fig. (3) qualitatively match Further, this also justifies the existence of both low and
between LB94 and SIC which have identical angular high energy plasmons at exactly the same energies for all
momentum symmetry. In Fig. 2(b), however, this matching the subshells for a given fullerene and implies the various
worsens. This is the consequence of increased centrifugal dipole matrix elements are “in phase” B. Total and band-
barrier from much higher angular momentum of LB94 differential cross sections Figure 4 presents the total
HOMO level 1w for C240 that obliterates the inner radius TDLDA photoionization cross sections and compares them
in the effective potential to effectuate hi = 0 in Eq. (10), with respective singleelectron
qualitatively altering the net shape of the oscillations. The
LDA results (shown only for LB94) for both the fullerenes.
details of this angular momentum effect were discussed
The sum over ℓ largely cancels out oscillations due to the
earlier [40]. We must also note in Figs. (2) and (3) that
reason discussed above (in the last paragraph of subsection
these higher energy oscillations are in general smaller for
III A) and makes the broad higher energy plasmon (HEP)
C240 as a consequence of the larger radius of this system
emerge clearly. In fact, both the plasmon resonances in
leading to higher oscillation “frequencies” in Eq. (10).
TDLDA stand out in Fig. 4 against the relatively smooth
Equation (10) unravels some further insights. LDA curves. Unlike to the lower energy plasmon (LEP)
Note that the first three oscillatory terms in this equation resonances, HEPs exhibit far weaker effects of single-
carry a constant phase shift ℓ′π, where the dipole selected electron resonances but rather long decay tails. Energy red-
final angular momentum ℓ′ = ℓ ± 1. The implication is that shifts of the resonances in C240 compared to those in C60
each of these oscillations for ionization from two are noted along with the fact that
neighboring ℓ states will be 180o out-of-phase to each
C240 plasmons are utilizing significantly higher oscillator
other [41]. However, the oscillation from ∼ aoai cos(k_) in
strength density due to its much larger electron pool to
Eq. (10) is independent of ℓ. But note that between the
collectivize. For each fullerene, significant differences in
ionization of a π and a σ electron this oscillation is roughly
the resonance widths between LB94 and SIC are also
opposite, since the product aoai is negative for a π radial
noted. Values of various resonance parameters are given in
wave, but positive for a σ – an implication of which will be
Table II.
discussed in the following subsection.
From a non-perturbative many body theory, the
emergence of plasmon resonances can be thought of as
originating from the formation of collective excited states
under the influence of external electromagnetic field [42].
Since the collective excitations are energetically embedded
in the single-electron ionization channels, they provide
alternative ionization pathways degenerate with single-
electron channels. Thus, the autoionization of these
collective excited states induce resonant enhancements in
the subshell cross sections as shown in Figs. 2 and 3.
However, from a perturbative approach the plasmon
mechanism can be best modeled by Fano’s interchannel
coupling formalism [43]. To include the effects of channel-
coupling upon the final state wave function of each of the
perturbed dipole matrix elements Mnℓ(E) one can write
[14], over the two energy regions (bands) of each fullerene
[Fig. 1(a)]. Consequently, the various terms in the sum in
Eq. (11) will add up coherently, leading to the dramatic
enhancement.
Equation (11) reveals one further important correlation
feature. Since a π (or a σ) bound orbital will have near-
perfect overlaps with other π (or σ) orbitals due to their
almost identical shape and spatial extent, the interchannel
coupling matrix element in Eq. (11) will be stronger for a
π-π or a σ-σ self-coupling than a π-σ crosscoupling.
Therefore, it is expected that the π electrons will show a
where Dnℓ is the unperturbed (LDA) nℓ matrix element, preferred participation for building LEP and the σ for HEP.
ψnℓ(E)’s are the unperturbed final continuum channel wave Figs. 5 and 6 respectively show the only-π
functions of the single-electron channels, and the sum is
over all of the photoionization channels except the nℓ
channel. The matrix element within the integral of Eq. (11)
is known as the interchannel coupling matrix element; the
R e s e a r c h i n A c a d e m i a | 42
C240 [Fig. 6(b)] as they did for C60. The latter is due to the both the fullerenes using a formula that includes two
fact that the σ states for C240, reaching very high in ℓ Lorentzian line profiles. We further present in Fig. 7, two
values compared to their counterparts in C60, produce such similar fitting curves for the SIC results of the fullerenes.
strong centrifugal repulsions that the effective potentials for For both fullerene systems, Table 2 presents the positions
high ℓ considerably deform rendering the role of _ less (Eo) and full-widths at halfmaxima (FWHM), �, and
meaningful [40]. oscillator strength densities (OSD) corresponding to each
plasmon resonances calculated in LB94 and SIC; LB94
results are displayed in parenthesis.
From Table 2 and Fig. 7, going from SIC to LB94, both
LEP and HEP of C60 move up in energy by 1 eV, while
C240 LEP by a half eV. We recall the spirit of a classical
oscillator model of dielectric shell that the plasmon
frequencies are proportional to the square-root of the ratio
of rigidity to density (p ∼ κ/ρ, in analogy to the oscillation
frequency of a mass on a spring of stiffness constant κ)
introduced in the previous subsection. Note, LB94 radial
waves being slightly more spread out than their SIC
counterparts occupy a larger space effectively decreasing
the density. This explains the blue-shift of LB94 plasmons.
This trend in LB94 is an improvement, since jellium based
prediction of C60 plasmon resonance energies are known to
be below their measured values [14]. However, this trend is
reversed for C240 HEP where LB94 moves this plasmon
lower in energy by more than 2 eV from its SIC prediction,
ascertaining the importance of quantum effects to capture
the details of these resonances. Furthermore, the LB94
width of C60
LEP is found to be 3.5 eV, which is an increase of 40%
over its SIC value of 2.5 eV, while this increase is 30% for
C60 HEP. More than a double increase of width for C240
LEP is found going from SIC to LB94, while again, this
trend reverses by a small amount for C240 HEP.
Significant variations in the OSD utilized by each plasmons
C. Plasmon resonances and comparison with experiments
for either system between two xc approximations are also
Measurements [6, 18, 19] of plasmon resonances in the noted in Table 2, accounting for the detailed differences
photoionization of neutral and ionic C60 produced that the two calculation schemes generate.
relatively smooth curves without any evidence of
Comparisons of the results between the two
autoionizing resonances, which exist in our theoretical
fullerenes in Fig. 7 as well as in Table 1 indicate a generic
TDLDA results. As discussed in details in our earlier study
red-shift of plasmon energies for the larger fullerene C240,
[14], this is likely because the coupling of electronic
as noted and discussed earlier. We also find in Table 2 a
motions
general trend of the width � to decrease with the increasing
TABLE II. Resonance positions (Eo), FWHM (�) and size of fullerene, except for C240 HEP in SIC. Further note
oscillator strength density (OSD) of the lower energy (LEP) that while for C60 LEP the OSD value increases from SIC
and the higher energy (HEP) plasmon. The values in to LB94, the trend is found opposite for this resonance of
parenthesis are corresponding LB94 results. C240. For the HEP, either fullerene exhibits decrease in
OSD going from SIC to LB94. Fig. 7 further includes two
sets of experimental measurements for C60, where the data
from Hertel et al [13] are red-shifted by 3 eV and those
from Reink¨oster et al [19] by 1 eV to match respectively
with the energies of LEP and HEP calculated in LB94. As
evident, the modifications in � and OSD, as brought about
by the LB94 scheme, indicate an improved agreement with
experimental results compared to what SIC achieves. We
must also note that in a jellium model, the plasmon
with the temperature-induced vibration modes of the core resonances only decay via the degenerate single-electron
[46] and the fluctuation of the cluster shape around the channels. In the real system, however, there would be
shape at absolute zero [47, 48]. In addition, the inherent additional effects from the independent local ion sites
over-delocalization of jellium models predicts autoionizing positioned based on an appropriate atomistic symmetry, at
resonances that are too narrow, as seen in our results. least for relatively more tightly bound electrons. As shown
Therefore, in Fig. 7, we fit the non-spiky background parts in detailed with
of our TDLDA total cross sections obtained via LB94 for
R e s e a r c h i n A c a d e m i a | 44
SIC results in Ref. [14], in order to account for these In conclusion, the work accounts for various robust
additional decay channels, the theoretical cross section in a similarities but detailed differences between the results
jellium frame must be convoluted with a small width in obtained via two standard xc schemes, SIC and LB94, in
order for a more meaningful comparison with the framework of density functional description of
measurements. delocalized valence electrons of the fullerene molecule
where the ionic core is treated as a jellium shell. The focus
With the already improved agreement of the current “zero-
has been applied to understand both the ground state and
width” results of LB94, it is only expected that such a
single-photoionization properties of the system. For the
convolution will further better the agreement with the
ionization study, the ultraviolet energy range of plasmon
experiment.
activities and above-plasmon soft x-ray range were
considered. The comparison between the results of two
CONCLUSIONS prototypical spherical fullerenes, C60 and C240, further
unravels the scopes of validity of these two theoretical
schemes. A natural next step is to
consider the influence of xc formalism on the photospectroscopy of nonspherical fullerenes, which, however, is a topic for our
future research. To this end, within the known limitation of the jellium description of the molecular ion-core, the gradient
corrected LB94 formalism seems to bring the results closer to the measurements on C60 over the plasmon resonance energy
region. We hope that with possible future experiments with C240 the success of LB94 scheme can be verified for larger fullerene
systems as well.
Acknowledgements
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R e s e a r c h i n A c a d e m i a | 46
Linear response type calculations using this ground state 60 interaction, after the i-th electron is captured, plus the
basis well explained mea- long-range 1/r+ interaction between them gives the positron
scattering potential, V sci (r+), from the C+
60 ion; the LDA version of this potential for a HOMO
electron capture is given in Fig. 1. 1/ρ is the Coulomb
interaction between the positron and the captured electron.
For a given electron position, Eq. (2) embodies the
snapshot amplitude for the transition of an incoming
positron to a Ps-bound outgoing positron. W(~r−;~ki) thus
provides the perturbation in Eq. (1) for the capture of the
bound electron into a moving Ps. We use Eq. (1) exactly to
compute our results, but consider simplifications to
interpret them. Integrations over 1/ρ will produce a steady
contribution S(~ki) to the amplitude in energy which we
ignore temporarily. This steady behavior may be justified
by the steady Ps formation cross section of atomic
hydrogen 1s capture into Ps(1s) [Fig. 2(a)] where V sc
i in Eq. (2) is simply replaced by 1/r+. Also, to better
explain our results, we approximate the three distorted
Coulomb continuum waves, representable by confluent
hypergeometric functions [36], in Eqs. (1) and (2) as plane
waves of the form F(−)~k(~r) _ exp(−i~k · ~r). These plane
waves can expand in spherical harmonics:
electron capture cross section will produce 180o out-of- found (not shown) the resonances to be more compact in
phase resonances compared to a σ electron capture, as energy than C60, since C240 is a larger diffractor.
clearly seen between the HOMO and 6h results in Fig. 2(a).
In conclusion, we calculate the Ps formation cross section
This indicates that electronic structural information can
in the CDW-FS method for electron captures from various
also be accessed spectroscopically by Ps formation from
C60 levels. The C60 ground state structure is modeled by a
fullerenes.
simple but successful LDA frame. Hosts of strong and
broad shape resonances in the Ps formation are predicted.
The resonances are engendered from a diffraction effect in
the Ps formation process localized on the fullerene shell.
The effect should be universal for Ps formation from
nanosystems, including metal clusters, carbon nanotubes,
or even quantum dots that confine finite-sized electron gas.
The work ushers a new research direction to apply Ps
formation spectroscopy to gas-phase nanosystems which
we hope can begin with fullerenes, since they currently
enjoy significant attraction in precision measurements.
_ hervieux@unistra.fr
† himadri@nwmissouri.edu
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R e s e a r c h i n A c a d e m i a | 51
Economics
The growth of the Consumer-driven Economy in China
o Yifei Chen, Class of 2017
R e s e a r c h i n A c a d e m i a | 52
Yifei Chen
Introduction
As the impact of the economic 2.1 Chinese change of the economic
globalization becomes stronger, a number mode
of diverse economies show up. With this In the twentieth century, in order
competing and developing environment, to develop the economics and catch up
China becomes one of those economies with other developed countries, the
entities which greatly influences Asian government of China carried out the
economies. investment-driven economy, an economic
When it comes to 21st century, model mainly motivated by the
China has already become the second government. By using this economic
biggest economic entity in the world. system, the GDP of China increased by
Chinese GDP represents 17.53% of the 7% to 12% each year on average.
whole economy in the world with a steady However, as time went by, the
annual increasing rate of about 6%-7%. In investment-driven economy could not
the second quarter of 2016, its economy strongly support the country in an
advanced with a 6.7% annual rate (China efficient way anymore. That’s the time
GDP Annual Growth Rate, 2016). This when the consumer economy was carried
dramatic economic improvement credits out and played cardinal role in the future
to the implementation of consumer-driven of China.
economy in China.
Fengqiang, the author of the article “the 2.2 A supportive potential power
characteristics and the theoretic meanings
of the consumer economy”, states that the According to “The report of the
consumer economy is type of economy trend of consumption of China----Three
model where consumption plays a leading new powers lead to the new consumption
role in the contradiction between economy”, people from the upper
production and consumption. In this bourgeois and the wealthy class in China,
economic mode, the process of production whose number is increasing rapidly, from
is hard to run without the support of current 17% to about 30% in 2020, will
consumption. Therefore, this economic lead to the advance of the consumption in
system depends more on the consumption future. In 5 years, the consumption
than on the support of the Chinese credited by the upper class will take part
government. With this economic mode, 55% of total urban consumption while
the government does not need to borrow contribute 81% of the increase of the total
tremendous amount of money from consumption. In 2020, those people’s
outside. Given all that, this special total consumption will raise at the rate of
economic system is sustainable and 17% and contribute 1,500 billion dollars.
suitable for Chinese current economic With this strong support, Chinese
situation. consuming ability as a whole will
dramatically increase. Then how will the
2.0 Background information consumption-led economy grow with this
R e s e a r c h i n A c a d e m i a | 53
strong support in China? The next chapter and services. Based on the figure
is going to talk about Chinese current given above, in 2015, 55% of
consuming situation. Chinese customers held an
optimistic attitude towards the
growth of their total families’
income. However, compared to
Chinese consumers, there are only
respectively 32% and 30% of the
customers from the United States
and the United Kingdom holding a
positive attitude for their future
income in 2011 (Zipser, Chen,
Gong, 2016). Therefore, Chinese
potential consuming ability is
larger than the developed country.
Source from: National bureau of statistics The positivity and optimism
of China towards the future economic
development motivates Chinese
consumers to purchase more
3.0The current consumption products, leading to the increase of
condition Chinese consumption in total.
Consequently, the consumption-
3.1 Customer confidence based economy has a large
potential market and a strong base
of supportive consumers.
3.22Upgrade of products
R e s e a r c h i n A c a d e m i a | 55
money of Chinese flows into foreign less than 3000 dollars and the one which
market, which caused the consumption have per capita GDP between 3000 and
contribution rate slowly increasing. Also, 6000 dollars. Because Chinese
the brands that take off a large ratio in government can’t effectively improve the
Chinese market and also the ones most of social security system, many people show
the consumers aim at are often little confidence in their future security.
international foreign enterprises whose This limits people’s ability to consume,
general headquarters are in foreign which caused the consumption-led
countries. This blocks the domestic economy system can’t function well.
enterprises from developing and the 4.3 GDP increases fast but not in
currency of Chinese market. a sustainable way
The will to quickly increase the GDP
4.2 Chinese social security leads to the rough economics growth
system is not complete patterns. According to the article,
enough Challenges and solutions of Chinese
According to the Challenges and consumption-led economy growth, even
solutions of Chinese consumption-led though Chinese economics is quickly
economy growth, Chinese people do not developing, this development is
hold a positive attitude on their future’s dependent on using a lot of labor, natural
security, which made their consuming source, funds, land and some corporeal
patterns become more conservative. There production factors rather than depending
are mainly three reasons why people are on technology, innovation of the system
worried about their future security and of institution and improvement of the
choose to store their money rather than efficiency of using the production factors.
using it. The first one is that Chines This pattern causes the Chinese
employment rate is not high enough to government to continue to spend a large
ensure that most of people can have a job. amount of money, which forms a vicious
Secondly, in China, the cost of higher circle. In this way, the government’s
education increases. Chinese families expenditure increases causing the
should spend more money each year to percentage of the consumption decreases.
support their children’s education. What’s 5.0 Solutions
more, the pressure of family’s or personal 5.1 Improve the system of
health security increases. These facts in social security
China make it hard for people to spend
their money on consumption rather than The first thing the Chinese
putting it in the banks. Even though government should do is to improve its
Chinese GDP increase with a high speed, social security system in order to ensure
Chinese social security system is still at a citizens’ future security and decrease
low level and can’t catch up with the people’s worry about aftermaths of
growth of Chinese economics. In 2007, consuming. According to the Challenges
the total percentage of the expenditure on and solutions of Chinese consumption-led
education, medicals and social security economy growth, the social security
was only 29.2% of the total expenditure system plays a necessary role in
of Chinese government, which was promoting consumption. A complete
respectively 15.2% and 24.8% lower than social security can motivate citizens to
the countries which have per capita GDP consume rather than storing the money
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without worry, increase their ability to citizens start to consume more and
consume and fundamentally increase the more in physical stores or online,
ratio of the consumption in GDP. So what which helps to promote the growth of
can the government do to enhance the the consumption-led economy system.
social security system? First, the However, in countryside and cities
government should continue to extend the which are in second and third classes,
area which the social security system there are not enough physical stores,
covers. Then it should adjust and emend markets, malls or supermarkets. And
its system of levying social security’s fee also shopping online is still not
in order to ensure that the ratio of the popular in those areas. These facts
growth of the levying match the ratio of limit a large number of people’s
the growth of the economics. consumption ability. In this way, it is
5.2 Carry out positive necessary for the government to
employment policies and improve the consuming environment
in those areas where contain a large
ensure citizens’ safety of
consumer group. So first, the
employment government should increase the
Besides improving the system of penetration of the physical stores in
social security, the Chinese government those areas through opener policies
should try their best to improve and and strong supports. Then it should
emend some policies about employment. put greater efforts to publicize the new
Even though Chinese economic grows in shopping way, the online shopping,
a good trend, the employment situation and encourage citizens in those areas
which is the base of citizens’ ability to to use it. Also, the government should
consume is still very severe. In order to carry out some specific policies about
fundamentally enhance people’s will to increasing the safety of shopping
consume, the government should provide online, which provide a new and safer
citizens with a nice employment consuming environment for people.
environment. Here are some ways for the
government to improve the employment
environment. Firstly, Chinese government
should promote and also supervise
enterprises to avoid reducing staffs as
much as possible. Besides, it should
vigorously develop the tertiary industry
and search and set up possible jobs.
What’s more, about the people without
jobs, the government should provide the
best policies, conditions and social
environment for them to start their own
businesses.
5.3 Improve the consuming
environment
What’s more, the government should
enhance Chinese current consuming
environment. These days, urban
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