Beruflich Dokumente
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Cases:
CANON 18 — A lawyer shall serve his client with competence and diligence.
RULE 18.01A lawyer shall not undertake a legal service which he knows or should
know that he is not qualified to render. However, he may render such service if,
with the consent of his client, he can obtain as collaborating counsel a lawyer who
is competent on the matter.
RULE 18.02A lawyer shall not handle any legal matter without adequate
preparation.
RULE 18.03A lawyer shall not neglect a legal matter entrusted to him, and his
negligence in connection therewith shall render him liable.
RULE 18.04A lawyer shall keep the client informed of the status of his case and
shall respond within a reasonable time to the client's request for information.
While on official visit to Eastern Samar in October 2005, Atty. Macalalad was
introduced to Atty. Solidon by a mutual acquaintance, Flordeliz Cabo-
Borata(Ms. Cabo-Borata). Atty. Solidon asked Atty. Macalalad to handle the
judicial titling of a parcel of land located in Borongan, Eastern Samar and
owned by Atty. Solidon's relatives. For a consideration of Eighty Thousand
Pesos (P80,000.00), Atty. Macalalad accepted the task to be completed within a
period of eight (8) months. Atty. Macalalad received Fifty Thousand Pesos
(P50,000.00) as initial payment; the remaining balance of Thirty Thousand
Pesos (P30,000.00) was to be paid when Atty. Solidon received the certificate
of title to the property.
Atty. Macalalad has not filed any petition for registration over the property
sought to be titled up to the present time.
Rule 18.03 — A lawyer shall not neglect a legal matter entrusted to him
and his negligence in connection therewith shall render him liable.
This Court has consistently held, in construing this Rule, that the mere failure of
the lawyer to perform the obligations due to the client is consideredper se a
violation.
We further find that Atty. Macalalad's conduct refutes his claim of willingness
to perform his obligations. If Atty. Macalalad truly wanted to file the petition,
he could have acquired the necessary information from Atty. Solidon to enable
him to file the petition even pending the IBP Commission on Bar Discipline
investigation. As matters now stand, he did not take any action to initiate
communication. These omissions unequivocally point to Atty. Macalalad's
lack of due care that now warrants disciplinary action.
The Penalty
That on February 14, 2006 hearing of the said case, the case was ordered
submitted for decision [the spouses Aranda] and [Atty. Elayda] did not appear;
certified copy of the order is attached as Annex "C";
That the order setting this case for hearing on February 14, 2006 was sent only
to [Atty. Elayda] and no notice was sent to [the spouses Aranda] that is they
were unaware of said hearing and [Atty. Elayda] never informed them of the
setting;
That despite receipt of the order dated February 14, 2006, [Atty. Elayda] never
informed them of such order notwithstanding the follow-up they made of their
case to him;
That [Atty. Elayda] did not lift any single finger to have the order dated
February 14, 2006 reconsidered and/or set aside as is normally expected of a
counsel devoted to the cause of his client;
That in view of the inaction of [Atty. Elayda] the court naturally rendered a
judgment dated March 17, 2006 adverse to [the spouses Aranda] which copy
thereof was sent only to [Atty. Elayda] and [the spouses Aranda] did not receive
any copy thereof, certified xerox copy of the decision is attached as Annex "D";
That they were totally unaware of said judgment as [Atty. Elayda] had not again
lifted any single finger to inform them of such adverse judgment and that there
is a need to take a remedial recourse thereto;
That [Atty. Elayda] did not even bother to file a notice of appeal hence the
judgment became final and executory hence a writ of execution was issued
upon motion of the plaintiff [Martin Guballa] in the said case; CSHDTE
That on July 18, 2006 Sheriff IV Leandro R. Madarag implemented the writ of
execution and it was only at this time that [the spouses Aranda] became aware
of the judgment of the Court, certified xerox copy of the writ of execution is
attached as Annex "E";
That on July 19, 2006, they wasted no time in verifying the status of their case
before Regional Trial Court, Branch 72, Olongapo City and to their utter shock,
dismay and disbelief, they found out that they have already lost their case and
worst the decision had already become final and executory;
That despite their plea for a reasonable period to take a remedial recourse of the
situation (the Sheriff initially gave them fifteen (15) days), Sheriff Madarag
forcibly took possession and custody of their Mitsubishi Pajero with Plate No.
529;
That they were deprived of their right to present their evidence in the said case
and of their right to appeal because of the gross negligence of respondent." 3
In its Order 4 dated August 15, 2006, the IBP Commission on Bar Discipline
directed Atty. Elayda to submit his Answer to the complaint with a warning that
failure to do so will result in his default and the case shall be heard ex parte.
7.That this case also referred to [Atty. Elayda] sometime December 2004 after
the [spouses Aranda] and its former counsel failed to appear in court on
February 7, 2005;
8.That from December 2004, the [spouses Aranda] did not bother to contact
[Atty. Elayda] to prepare for the case and in fact on May 30, 2005, [Atty.
Elayda] had to ask for postponement of the case for reason that he still have to
confer with the [spouses Aranda] who were not around;
9.That contrary to the allegations of the [spouses Aranda], there was not a
single instance from December 2004 that the [spouses Aranda] called up [Atty.
Elayda] to talk to him regarding their case;
10.That the [spouses Aranda] from December 2004 did not even bother to
follow up their case in court just if to verify the status of their case and that it
was only on July 19, 2006 that they verified the same and also the only time
they tried to contact [Atty. Elayda];
11.That the [spouses Aranda] admitted in their Complaint that they only tried to
contact [Atty. Elayda] when the writ of execution was being implemented on
them;
12.That during the scheduled hearing of the case on February 14, 2006, [Atty.
Elayda] was in fact went to RTC, Branch 72, Olongapo City and asked Mrs.
Edith Miano to call him in Branch 73 where he had another case if the [spouses
Aranda] show up in court so that [Atty. Elayda] can talk to them but obviously
the [spouses Aranda] did not appear and Mrs. Miano did not bother to call
[Atty. Elayda];
13.That [Atty. Elayda] was not at fault that he was not able to file the necessary
pleadings in court because the [spouses Aranda] did not get in touch with him;
14.That [Atty. Elayda] cannot contact the [spouses Aranda] for the latter failed
to give their contact number to [Atty. Elayda] nor did the [spouses Aranda] go
to his office to leave their contact number;
14.That the [spouses Aranda] were negligent in their "I don't care attitude"
towards their case and for this reason that they alone should be blamed for what
happened to their case . . . ."
After a careful review of the records of the instant case, this Court finds no
cogent reason to deviate from the findings and the conclusion of the IBP Board
of Governors that Atty. Elayda was negligent and unmindful of his sworn duties
to his clients.
The legal profession is invested with public trust. Its goal is to render public
service and secure justice for those who seek its aid. Thus, the practice of law is
considered a privilege, not a right, bestowed by the State on those who show
that they possess and continue to possess the legal qualifications required for
the conferment of such privilege.
Verily, lawyers are expected to maintain at all times a high standard of legal
proficiency and of morality — which includes honesty, integrity and fair
dealing. They must perform their four-fold duty to society, the legal profession,
the courts and their clients in accordance with the values and norms of the legal
profession, as embodied in the Code of Professional Responsibility. Any
conduct found wanting in these considerations, whether in their professional or
private capacity, shall subject them to disciplinary action. In the present case,
the failure of respondent to file the appellant's brief was a clear violation of his
professional duty to his client. 11
Rule 18.02 — A lawyer shall not handle any legal matter without adequate
preparation.
Rule 18.03 — A lawyer shall not neglect a legal matter entrusted to him, and
his negligence in connection therewith shall render him liable.
Rule 18.04 — A lawyer shall keep the client informed of the status of his case
and shall respond within a reasonable time to the client's request for
information.
From the foregoing, it is clear that Atty. Elayda is duty bound to uphold and
safeguard the interests of his clients. He should be conscientious, competent and
diligent in handling his clients' cases. Atty. Elayda should give adequate
attention, care, and time to all the cases he is handling. As the spouses Aranda's
counsel, Atty. Elayda is expected to monitor the progress of said spouses' case
and is obligated to exert all efforts to present every remedy or defense
authorized by law to protect the cause espoused by the spouses Aranda.
Regrettably, Atty. Elayda failed in all these. Atty. Elayda even admitted that the
spouses Aranda never knew of the scheduled hearings because said spouses
never came to him and that he did not know the spouses' whereabouts. While it
is true that communication is a shared responsibility between a counsel and his
clients, it is the counsel's primary duty to inform his clients of the status of their
case and the orders which have been issued by the court. He cannot simply wait
for his clients to make an inquiry about the developments in their case. Close
coordination between counsel and client is necessary for them to adequately
prepare for the case, as well as to effectively monitor the progress of the case.
Besides, it is elementary procedure for a lawyer and his clients to exchange
contact details at the initial stages in order to have constant communication with
each other. Again, Atty. Elayda's excuse that he did not have the spouses
Aranda's contact number and that he did not know their address is simply
unacceptable.
Furthermore, this Court will not countenance Atty. Elayda's explanation that he
cannot be faulted for missing the February 14, 2006 hearing of the spouses
Aranda's case. The Court quotes with approval the disquisition of Investigating
Commissioner Pizarras:
Moreover, his defense that he cannot be faulted for what had happened during
the hearing on February 14, 2006 because he was just at the other branch of the
RTC for another case and left a message with the court stenographer to just call
him when [the spouses Aranda] come, is lame, to say the least. In the first place,
the counsel should not be at another hearing when he knew very well that he
has a scheduled hearing for the [spouses Aranda's] case at the same time. His
attendance at the hearing should not be made to depend on the whether [the
spouses Aranda] will come or not. The Order submitting the decision was given
at the instance of the other party's counsel mainly because of his absence there.
Again, as alleged by the [the spouses Aranda] and as admitted by [Atty. Elayda]
himself, he did not take the necessary remedial measure in order to ask that said
Order be set aside. 12 aEcDTC
It is undisputed that Atty. Elayda did not act upon the RTC order submitting the
spouses Aranda's case for decision. Thus, a judgment was rendered against the
spouses Aranda for a sum of money. Notice of said judgment was received by
Atty. Elayda who again did not file any notice of appeal or motion for
reconsideration and thus, the judgment became final and executory. Atty.
Elayda did not also inform the spouses Aranda of the outcome of the case. The
spouses Aranda came to know of the adverse RTC judgment, which by then had
already become final and executory, only when a writ of execution was issued
and subsequently implemented by the sheriff.
Once he agrees to take up the cause of a client, the lawyer owes fidelity to such
cause and must always be mindful of the trust and confidence reposed in him.
He must serve the client with competence and diligence, and champion the
latter's cause with wholehearted fidelity, care, and devotion. Elsewise stated, he
owes entire devotion to the interest of the client, warm zeal in the maintenance
and defense of his client's rights, and the exertion of his utmost learning and
ability to the end that nothing be taken or withheld from his client, save by the
rules of law, legally applied. This simply means that his client is entitled to the
benefit of any and every remedy and defense that is authorized by the law of the
land and he may expect his lawyer to assert every such remedy or defense. If
much is demanded from an attorney, it is because the entrusted privilege to
practice law carries with it the correlative duties not only to the client but also
to the court, to the bar, and to the public. A lawyer who performs his duty with
diligence and candor not only protects the interest of his client; he also serves
the ends of justice, does honor to the bar, and helps maintain the respect of the
community to the legal profession. 16
WHEREFORE, the resolution of the IBP Board of Governors approving and
adopting the Decision of the Investigating Commissioner is
herebyAFFIRMED. Accordingly, respondent ATTY. EMMANUEL F.
ELAYDA is hereby SUSPENDED from the practice of law for a period of SIX
(6) MONTHS, with a stern warning that a repetition of the same or a similar
act will be dealt with more severely.
CANON 19 — A lawyer shall represent his client with zeal within the bounds of
the law.
RULE 19.01A lawyer shall employ only fair and honest means to attain the lawful
objectives of his client and shall not present, participate in presenting or
threatening to present unfounded criminal charges to obtain an improper advantage
in any case or proceeding.
RULE 19.02A lawyer who has received information that his client has, in the
course of the representation, perpetuated a fraud upon a person or tribunal, shall
promptly call upon the client to rectify the same, and failing which he shall
terminate the relationship with such client in accordance with the Rules of Court.
RULE 19.03A lawyer shall not allow his client to dictate the procedure in handling
thecase.
On April 29, 2002, Atty. Jimenez filed with the Court of Appeals (CA) a
Petition for Certiorari, Prohibition and Mandamus, docketed as CA-G.R. SP
No. 70349 assailing the Order dated March 12, 2002, appointing the firm of
Alba, Romeo & Co. to conduct an audit at the expense of the late Luz J.
Henson, as well as the Order dated April 3, 2002, insofar as it denied their
motion for recommendation. 3
On July 26, 2002, Atty. Jimenez filed with the CA a Petition for Mandamus,
docketed as CA-G.R. No. 71844, 4 alleging that the respondent Judge therein
unlawfully refused to comply with his ministerial duty to approve their appeal
which was perfected on time. 5
Atty. Briones, in his Comment, contends that the heirs of the late Luz J.
Henson, represented by Atty. Jimenez, are guilty of forum shopping for which
reason, the petition should be dismissed. 6 STECAc
On February 11, 2003, the CA without touching on the forum shopping issue,
granted the petition and ordered the respondent Judge to give due course to the
appeal taken by Atty. Jimenez from the Order dated April 3, 2002, insofar as it
directed the payment of commission to Atty. Briones. 7
Atty. Briones then filed with this Court a Petition for Review
on Certiorari under Rule 45 of the Rules of Court, docketed as G.R. No.
159130, praying for the dismissal of the appeal from the Order dated April 3,
2002, insofar as it ordered the payment of commission to him, as the Special
Administrator of the estate of the deceased Luz J. Henson. 8
The Court gave due course to the petition and required the parties to file their
respective memoranda.
Complainant further claims that respondent violated Rules 19.01 and 12.08 of
the Code of Professional Responsibility, to wit:
Rule 19.01 — A lawyer shall employ only fair and honest means to attain the
lawful objectives of his client and shall not present, participate in presenting or
threaten to present unfounded criminal charges to obtain an improper advantage
in any case of proceeding.
Rule 12.08 — A lawyer shall avoid testifying in behalf of his client, except:
b)on substantial matters, in cases where his testimony is essential to the ends of
justice, in which event he must, during his testimony, entrust the trial of the
case to another counsel.
The Court agrees with the OBC that respondent is not guilty of forum shopping.
Records show that respondent, as counsel for the heirs of the late Luz J.
Henson, filed a special civil action docketed as CA-G.R. SP No. 70349
assailing the Order of March 12, 2002 appointing the accounting firm of Alba,
Romeo and Co. as auditor; and, a regular appeal docketed as CA-G.R. SP No.
71488 assailing the Order of April 3, 2002, insofar as it directed the payment of
commission to complainant. It is evident that there is identity of parties but
different causes of action and reliefs sought. Hence, respondent is not guilty
of forum shopping. 15 The Court likewise finds no fault on the part of
respondent in executing an affidavit in support of the criminal complaint as held
in the Santiago case.
The Order referred to is the third part of the assailed Order dated April 3, 2002
which directs complainant to deliver the residue to the Heirs in proportion to
their shares. As aptly pointed out by complainant, respondent should have first
filed the proper motion with the RTC for execution of the third part of said
Order instead of immediately resorting to the filing of criminal complaint
against him. A mere perusal of the rest of the Order dated April 3, 2002 readily
discloses that the approval of the report of complainant as Special
Administrator was suspended prior to the audit of the administration of
complainant. Consequently, the RTC would still have to determine and define
the residue referred to in the subject Order. The filing of the criminal complaint
was evidently premature.
Respondent claims that he acted in good faith and in fact, did not violate Rule
19.01 because he assisted the Heirs in filing the criminal complaint against
herein complainant after the latter ignored the demand letters sent to him; and
that a lawyer owes his client the exercise of utmost prudence and capability.
The Court is not convinced. Fair play demands that respondent should have
filed the proper motion with the RTC to attain his goal of having the residue of
the estate delivered to his clients and not subject complainant to a premature
criminal prosecution.
The Case
The Facts
The first and foremost duty of a lawyer is to maintain allegiance to the Republic
of the Philippines, uphold the Constitution and obey the laws of the
land. 6Likewise, it is the lawyer's duty to promote respect for the law and legal
processes and to abstain from activities aimed at defiance of the law or
lessening confidence in the legal system.
Canon 19 of the Code provides that a lawyer shall represent his client with zeal
within the bounds of the law. For this reason, Rule 15.07 of the Code requires a
lawyer to impress upon his client compliance with the law and principles of
fairness. A lawyer must employ only fair and honest means to attain the lawful
objectives of his client. 8 It is his duty to counsel his clients to use peaceful and
lawful methods in seeking justice and refrain from doing an intentional wrong
to their adversaries. 9
Lawyers are indispensable instruments of justice and peace. Upon taking their
professional oath, they become guardians of truth and the rule of law. Verily,
when they appear before a tribunal, they act not merely as representatives of a
party but, first and foremost, as officers of the court. Thus, their duty to protect
their clients' interests is secondary to their obligation to assist in the speedy and
efficient administration of justice. While they are obliged to present every
available legal remedy or defense, their fidelity to their clients must always be
made within the parameters of law and ethics, never at the expense of truth, the
law, and the fair administration of justice. 10
A lawyer's duty is not to his client but to the administration of justice. To that
end, his client's success is wholly subordinate. His conduct ought to and must
always be scrupulously observant of the law and ethics. 11 Any means, not
honorable, fair and honest which is resorted to by the lawyer, even in the
pursuit of his devotion to his client's cause, is condemnable and unethical. 12
Let copies of this decision be furnished the Office of the Bar Confidant, to be
appended to respondent's personal record as attorney. Likewise, copies shall be
furnished to the Integrated Bar of the Philippines and in all courts in the country
for their information and guidance.
RULE 20.01A lawyer shall be guided by the following factors in determining his
fees:
a)The time spent and the extent of the services rendered or required;
f)The customary charges for similar services and the schedule of fees of the IBP
chapter to which he belongs;
g)The amount involved in the controversy and the benefits resulting to the client
from the services;
RULE 20.02A lawyer shall, in cases of referral, with the consent of the client, be
entitled to a division of fees in proportion to the work performed
and responsibility assumed.
RULE 20.03A lawyer shall not, without the full knowledge and consent of the
client, accept any fee, reward, costs, commission, interest, rebate or forwarding
allowance or other compensation whatsoever related to his professional
employment from anyone other than the client.
RULE 20.04A lawyer shall avoid controversies with clients concerning his
compensation and shall resort to judicial action only to prevent imposition,
injustice or fraud.
Complainant did not accede to respondent's demand for it was contrary to their
agreement. Moreover, complainant co-owned the subject property with his
siblings, and he could not have agreed to the amount being demanded by
respondent without the knowledge and approval of his co-heirs. As a result of
complainant's refusal to satisfy respondent's demands, the latter became furious
and their relationship became sore.
On January 12, 1998, a Decision was rendered in LRC Case No. M-226,
granting the petition for registration, which Decision was declared final and
executory in an Order dated June 5, 1998. On March 24, 2000, the Land
Registration Authority (LRA) sent complainant a copy of the letter addressed to
the Register of Deeds (RD) of Las Piñas City, which transmitted the decree of
registration and the original and owner's duplicate of the title of the property.
In a letter 3 dated May 24, 2000, complainant reiterated his demand for the
return of the owner's duplicate of the OCT. On June 11, 2000, complainant
made the same demand on respondent over the telephone. Respondent reiterated
his previous demand and angrily told complainant to comply, and threatened to
have the OCT cancelled if the latter refused to pay him.
The Court sustains the resolution of the IBP Board of Governors, which
affirmed with modification the findings and recommendations of the IBP-CBD.
Respondent's claim for his unpaid professional fees that would legally give him
the right to retain the property of his client until he receives what is allegedly
due him has been paid has no basis and, thus, is invalid.
Section 37.Attorney's liens. — An attorney shall have a lien upon the funds,
documents and papers of his client, which have lawfully come into his
possession and may retain the same until his lawful fees and disbursements
have been paid, and may apply such funds to the satisfaction thereof. He shall
also have a lien to the same extent upon all judgments for the payment of
money, and executions issued in pursuance of such judgments, which he has
secured in a litigation of his client, from and after the time when he shall have
caused a statement of his claim of such lien to be entered upon the records of
the court rendering such judgment, or issuing such execution, and shall have
caused written notice thereof to be delivered to his client and to the adverse
party; and he shall have the same right and power over such judgments and
executions as his client would have to enforce his lien and secure the payment
of his just fees and disbursements. EcDTIH
In the present case, complainant claims that there is no such agreement for the
payment of professional fee consisting of 20% of the total area of the subject
property and submits that their agreement was only for the payment of the
acceptance fee and the appearance fees.
Rule 16.03 — A lawyer shall deliver the funds and property of his client when
due or upon demand. However, he shall have a lien over the funds and may
apply so much thereof as may be necessary to satisfy his lawful fees and
disbursements, giving notice promptly thereafter to his client. He shall also
have a lien to the same extent on all judgments and executions he has secured
for his client as provided for in the Rules of Court. EcTDCI
The Court notes that respondent did not inform complainant that he will be the
one to secure the owner's duplicate of the OCT from the RD and failed to
immediately inform complainant that the title was already in his possession.
Complainant, on April 3, 2000, went to the RD of Las Piñas City to get the
owner's duplicate of OCT No. 0-94, only to be surprised that the said title had
already been claimed by, and released to, respondent on March 29, 2000. A
lawyer must conduct himself, especially in his dealings with his clients, with
integrity in a manner that is beyond reproach. His relationship with his clients
should be characterized by the highest degree of good faith and fairness. 14 By
keeping secret with the client his acquisition of the title, respondent was not fair
in his dealing with his client. Respondent could have easily informed the
complainant immediately of his receipt of the owner's duplicate of the OCT on
March 29, 2000, in order to save his client the time and effort in going to the
RD to get the title.
Let all courts, through the Office of the Court Administrator, as well as the
Integrated Bar of the Philippines and the Office of the Bar Confidant, be
notified of this Resolution, and be it duly recorded in the personal file of
respondent Atty. Luna B. Avance. 8
A copy of the September 29, 2009 Resolution was sent to respondent's address
of record at "26-B Korea Ave., Ph. 4, Greenheights Subd., Nangka, Marikina
City" by registered mail. The same was delivered by Postman Hermoso Mesa,
Jr. and duly received by one Lota Cadete on October 29, 2009, per
certification 9 dated February 3, 2011 by Postmaster Rufino C. Robles of the
Marikina Central Post Office.
Despite due notice, however, respondent failed to pay the fine imposed in the
September 29, 2009 Resolution based on a certification issued by Araceli C.
Bayuga, Chief Judicial Staff Officer of the Cash Collection and Disbursement
Division, Fiscal Management and Budget Office. The said certification reads:
This is to certify that as per records of the Cashier Division, there is no record
of payment made by one ATTY. LUNA B. AVANCE in the amount of Thirty
Thousand Pesos (P30,000.00) as payment for COURT FINE imposed in the
resolution dated 29 Sept. 2009 Re: Adm. Case No. 5834. 10
We have held that failure to comply with Court directives constitutes gross
misconduct, insubordination or disrespect which merits a lawyer's suspension or
even disbarment. 12 Sebastian v. Bajar 13 teaches:
Under Section 27, Rule 138 of the Rules of Court a member of the bar may be
disbarred or suspended from office as an attorney for gross misconduct and/or
for a willful disobedience of any lawful order of a superior court, to
wit: AcHSEa
RULE 21.01A lawyer shall not reveal the confidences or secrets of his client
except:
a)when authorized by the client after acquainting him of the consequences of the
disclosure;
RULE 21.02A lawyer shall not, to the disadvantage of his client, use information
acquired in the course of employment, nor shall he use the same to his own
advantage or that of a third person, unless the client with full knowledge of the
circumstances consents thereto.
RULE 21.03A lawyer shall not, without the written consent of his client, give
information from his files to an outside agency seeking such information for
auditing, statistical, bookkeeping, accounting, data processing, or any similar
purpose.
RULE 21.04A lawyer may disclose the affairs of a client of the firm to partners or
associates thereof unless prohibited by the client.
RULE 21.05A lawyer shall adopt such measures as may be required to prevent
those whose services are utilized by him, from disclosing or using confidences or
secrets of the client.
RULE 21.06A lawyer shall avoid indiscreet conversation about a client's affairs
even with members of his family.
RULE 21.07A lawyer shall not reveal that he has been consulted about a particular
case except to avoid possible conflict of interest.
The complainant alleged that since 1987 he retained the services of respondent
as his personal lawyer; that respondent is a stockholder and the retained counsel
of Solar Farms & Livelihood Corporation and Solar Textile Finishing
Corporation of which complainant is a majority stockholder; that complainant
purchased several parcels of land using his personal funds but were registered
in the name of the corporations upon the advice of respondent; that respondent,
who was also the brother in-law of complainant's wife, had in 1999 a
disagreement with the latter and thereafter respondent demanded the return of
his investment in the corporations but when complainant refused to pay, he filed
eight charges for estafa and falsification of commercial documents against the
complainant and his wife and the other officers of the corporation; that
respondent also filed a complaint against complainant for alleged non-
compliance with the reportorial requirements of the Securities and Exchange
Commission (SEC) with the Office of the City Prosecutor of Mandaluyong City
and another complaint with the Office of the City Prosecutor of Malabon City
for alleged violation of Section 75 of the Corporation Code; that respondent
also filed a similar complaint before the Office of the City Prosecutor of San
Jose Del Monte, Bulacan.
Complainant alleged that the series of suits filed against him and his wife is a
form of harassment and constitutes an abuse of the confidential information
which respondent obtained by virtue of his employment as counsel.
Complainant argued that respondent is guilty of representing conflicting
interests when he filed several suits not only against the complainant and the
other officers of the corporation, but also against the two corporations of which
he is both a stockholder and retained counsel. ETHIDa
RULING:
We find that the professional relationship between the complainant and the
respondent is more extensive than his protestations that he only handled isolated
labor cases for the complainant's corporations. Aside from being the brother-in-
law of complainant's wife, it appears that even before the inception of the
companies, respondent was already providing legal services to the complainant,
It appears that the parties' relationship was not just professional, but they are
also related by affinity. The disagreement between complainant's wife and the
respondent affected their professional relationship. Complainant's refusal to
disclose certain financial records prompted respondent to retaliate by filing
several suits. HEASaC
It is essential to note that the relationship between an attorney and his client is a
fiduciary one. 6 Canon 17 of the Code of Professional Responsibility provides
that a lawyer owes fidelity to the cause of his client and shall be mindful of the
trust and confidence reposed on him. The long-established rule is that an
attorney is not permitted to disclose communications made to him in his
professional character by a client, unless the latter consents. This obligation to
preserve the confidences and secrets of a client arises at the inception of their
relationship. The protection given to the client is perpetual and does not cease
with the termination of the litigation, nor is it affected by the party's ceasing to
employ the attorney and retaining another, or by any other change of relation
between them. It even survives the death of the client. 7
Notwithstanding the veracity of his allegations, respondent's act of filing
multiple suits on similar causes of action in different venues constitutes forum-
shopping, as correctly found by the investigating commissioner. This highlights
his motives rather than his cause of action. Respondent took advantage of his
being a lawyer in order to get back at the complainant. In doing so, he has
inevitably utilized information he has obtained from his dealings with
complainant and complainant's companies for his own end.
Lawyers must conduct themselves, especially in their dealings with their clients
and the public at large, with honesty and integrity in a manner beyond
reproach. 8 Lawyers cannot be allowed to exploit their profession for the
purpose of exacting vengeance or as a tool for instigating hostility against any
person — most especially against a client or former client. As we stated
in Marcelo v. Javier, Sr.: 9
A lawyer shall at all times uphold the integrity and dignity of the legal
profession. The trust and confidence necessarily reposed by clients require in
the attorney a high standard and appreciation of his duty to his clients, his
profession, the courts and the public. The bar should maintain a high standard
of legal proficiency as well as of honesty and fair dealing. Generally speaking, a
lawyer can do honor to the legal profession by faithfully performing his duties
to society, to the bar, to the courts and to his clients. To this end, nothing should
be done by any member of the legal fraternity which might tend to lessen in any
degree the confidence of the public in the fidelity, honesty and integrity of the
profession. 10(Emphasis supplied)
CANON 22 — A lawyer shall withdraw his services only for good cause and upon
notice appropriate in the circumstances.
RULE 22.01A lawyer may withdraw his services in any of the following cases:
b)When the client insists that the lawyer pursue conduct violative of these canons
and rules;
c)When his inability to work with co-counsel will not promote the best interest of
the client:
d)When the mental or physical condition of the lawyer renders it difficult for him
to carry out the employment effectively;
e)When the client deliberately fails to pay the fees for the services or fails to
comply with the retainer agreement;
At that juncture, complainants engaged the services of herein respondent for the
accused. Respondent then filed a Motion for Reconsideration with the
Sandiganbayan but it was denied in a Resolution dated 21 August 2001.
Unfazed by the denial, respondent filed an Urgent Motion for Leave to File
Second Motion for Reconsideration, with the attached Second Motion for
Reconsideration. 3 Pending resolution by the Sandiganbayan, respondent also
filed with this Court a Petition for Review on Certiorari (Ad Cautelam) on 3
May 2002.
More than a year after the petition was filed, complainants were constrained to
personally verify the status of the ad cautelam petition as they had neither news
from respondent about the case nor knowledge of his whereabouts. They were
shocked to discover that the Court had already issued a Resolution 4dated 3
July 2002, denying the petition for late filing and non-payment of docket fees.
The rule in this jurisdiction is that a client has the absolute right to
terminate the attorney-client relation at anytime with or without cause.
The right of an attorney to withdraw or terminate the relation other than
for sufficient cause is, however, considerably restricted. Among the
fundamental rules of ethics is the principle that an attorney who
undertakes to conduct an action impliedly stipulates to carry it to its
conclusion. He is not at liberty to abandon it without reasonable cause. A
lawyer's right to withdraw from a case before its final adjudication arises
only from the client's written consent or from a good cause. 16
1.There must be proof of remorse and reformation. These shall include but
should not be limited to certifications or testimonials of the officer(s) or
chapter(s) of the Integrated Bar of the Philippines, judges or judges
associations and prominent members of the community with proven integrity
and probity. A subsequent finding of guilt in an administrative case for the
same or similar misconduct will give rise to a strong presumption of non-
reformation.
2.Sufficient time must have lapsed from the imposition of the penalty to
ensure a period of reform.
3.The age of the person asking for clemency must show that he still has
productive years ahead of him that can be put to good use by giving him a
chance to redeem himself.
5.There must be other relevant factors and circumstances that may justify
clemency. 9
Moreover, to be reinstated to the practice of law, the applicant must, like any
other candidate for admission to the bar, satisfy the Court that he is a person
of good moral character. 10
Applying the foregoing standards to this case, the Court finds the instant
petition meritorious.
The Court notes the eight (8) long years that had elapsed from the time
respondent was disbarred and recognizes his achievement as the first lawyer
product of Lemu National High School, 35 and his fourteen (14) years of
dedicated government service from 1986 to July 2000 as Legal Officer of the
Department of Education, Culture and Sports; Supervising Civil Service
Attorney of the Civil Service Commission; Ombudsman Graft Investigation
Officer; and State Prosecutor of the Department of Justice. 36 From the
attestations and certifications presented, the Court finds that respondent has
sufficiently atoned for his transgressions. At 58 37 years of age, he still has
productive years ahead of him that could significantly contribute to the
upliftment of the law profession and the betterment of society. While the Court
is ever mindful of its duty to discipline and even remove its errant officers,
concomitant to it is its duty to show compassion to those who have reformed
their ways, 38 as in this case. ESTAIH
SO ORDERED.