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Random Access Special Topic

Objects

 After the course,you will:


 Know the details of channel and channel mapping
 Understand UE power on procedure
 Master UE random access procedure
 Master UE initial attach procedure
Contents

 LTE channel introduction and channel


mapping
 UE power on procedure
 UE random access procedure
 Random access special scenarios application
 UE attach signalling flow
LTE physical channel introduction

 LTE downlink physical channel


 Broadcast channel:PBCH
 Control channel:PCFICH,PHICH,PDCCH
 Service channel:PDSCH
 MBMS channel:PMCH

 LTE uplink physical channel


 Control channel :PUCCH
 Service channel :PUSCH
 Random access channel:PRACH

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Downlink physical channel

 PBCH ( Physical Broadcast Channel )


 BCCH includes MIB and SIB,MIB is mapping on PBCH,SIB is mapping on
PDSCH.
 PBCH is in the first 4 OFDM symbols of subframe 0 1 time slot on time
domain, and 6 central RBs on frequecydomain,modulation is QPSK.
 MIB includes downlink system bandwidth, system frame number (SFN),
PHICH duration.

Cell An 0 OFDM
CRC interference modulation
enhancing
adding
Physical
Modulation
Signal mapping
resource An 1 OFDM
BCH TB mapping modulation
program-
ming on each
Layer
antenna
mapping
port
Rate
matching Pre-
An P OFDM
programming
modulation

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Downlink physical channel

 Control Channel:PCFICH
 PCFICH : Physical Control Format Indicator Channel
 PCFICH are transmitted in each sub-frame, informing UE of the OFDM
symbols that PDCCH occupies in a sub-frame. The OFDM symbols are
indicated by CFI which can be valued as 1, 2, 3, 4 (4 is reserved).
 Modulation is QPSK。
 PCFICH is mapped to the four resource-element groups in the first OFDM
symbol in a downlink subframe.

Signal
CFI program- Interference Modulation Layer Pre- RE OFDM symbol
ming enhancing mapping mapping programming mapping generating

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Downlink physical channel

 Control channel: PHICH


 PHICH: Physical Hybrid-ARQ Indicator Channel
 Send NAK/ACK responding information for the PHICH,modulation is BPSK.
 Multiple PHICH can be sent in a group at the same time.
 1 PHICH group=8 PHICHs (normal cp)
 1 PHICH group=4 PHICHs (extend cp)

ACK/NACK Repetition Layer OFDM


Modulation Precoding RE mapping
(RF=3) Mapping modulation

Spreading &
scrambling

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Downlink physical channel

 Control channel: PDCCH


 PDCCH: Physical Downlink Control Channel
 PDCCH sends scheduling information, transmission format, resource
allocation, uplink scheduling permission, power control and uplink-
transmission-related ACK/NACK.
 PDCCH is mapped to the first n (n<=4) OFDM symbols in each sub-frame.
The value of n is indicated by CFI in the PCFICH channel.
 PDCCH supports 4 types of physical-layer formats which occupy one, two,
four, and eight CCEs respectively.

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Downlink physical channel

 Service Channel: PDSCH


 PDSCH: Physical Downlink Shared Channel
 PDSCH Bears service data, L3 signalling message, paging and SIB information.
 Modulation: QPSK, 16QAM, 64QAM.

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Downlink physical channel

 MBMS Channel: PMCH


 Physical Multicast Channel (PMCH)
 If MBMS is support, MBMS sends cell MBMS broadcast information.
 Modulation:QPSK, 16QAM, 64QAM。

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Downlink channel mapping

BCCH PCCH CCCH DCCH DTCH MCCH MTCH

Logical channel

Transmission channel
BCH PCH DL-SCH MCH

Physical channel
PBCH PDSCH PDCCH PMCH

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Uplink physical channel

 Control Channel:PUCCH
 PUCCH: Physical Uplink Control Channel
 PUCCH periodically feed back different CQI, PMI, RI, HARQ-ACK、SR.
 For the same UE, PUCCH does not transmit with PUSCH.
 PUCCH format:

PUCCH format Content Modylation Size


1 SR N/A N/A
1a ACK/NACK BPSK 1
1b ACK/NACK QPSK 2
2 CQI QPSK 20
2a CQI+ACK/NACK QPSK+BPSK 21
2b CQI+ACK/NACK QPSK+BPSK 22

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Uplink physical channel

 Service Channel: PUSCH


 PUSCH : Physical Uplink Shared Channel
 PUSCH Bears service data, L3 signalling message
 Modulation: QPSK, 16QAM, 64QAM.
 Localized resource allocation for PUSCH, consecutive RBs are allocated to
user’s PUSCH.

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Uplink physical channel

 PRACH: Physical Random Access Channel


 During the random access procedure, UE send preamble on PRACH.
 PRACH occupies 6 RBs on frequency domain.
 PRACH time domain structure:
 Preamble: CP + Sequence
 There is a guarding interval behind Preamble.

6RB CP Preamble

TCP TPRE

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Uplink physical channel

 PRACH
 Preamble generated by the Zadoff-Chu sequence in zero-related region.
un( n 1)
j
xu n  e  N ZC
, 0  n  N ZC  1
 5 different preamble format:

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Uplink physical channel

 PRACH time damain format

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Uplink physical channel

 PRACH
 Format0~3 frequency domain location
 Subcarrier interval is 1.25KHz, 1/12 of normal subcarrier bandwidth.
 1 PRACH include 864 subcarrier (6×12×12=864).
 The length of preamble sequences is 839, mapped on the central 839 subcarrirs.

13 subcarriers

subcarriers

864 subcarriers
839

12subcarriers

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Uplink physical channel

 PRACH
 Format4 frequency domain location
 Subcarrier interval 7.5KHz , half of normal subcarrier bandwidth.
 1 PRACH include 144 subcarrier (6×12×2=144) .
 The length of preamble sequences is 139, mapped on the central 139 subcarrirs.

3 subcarriers

139 subcarriers

144 subcarriers
2subcarriers

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Uplink channel mapping

CCCH DCCH DTCH


Logical channel

Transmission channel
RACH UL-SCH

Physical channel
PRACH PUCCH PUSCH

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Physical layer signals

 Downlink Physical Signal


 Reference Signal
 Cell-Specific Reference Signal (CRS)
 MBSFN Reference Signal
 UE-Specific RS/Dedicate RS(DRS)
 Synchronization Signal
 PSS : Primary Synchronization signal
 SSS : Secondary Synchronization signal

 Uplink Physical Signal


 Demodulation RS(DMRS)
 Sounding RS(SRS)

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Downlink physical layer signals

 Function of downlink reference signal


 Downlink channel quality measurement
 Downlink channel estimate, for UE to demodulate data
 Downlink synchronization

 Function of cell-specific reference signal


 Cell-specific reference signals shall be transmitted in all downlink subframes
in a cell supporting PDSCH transmission.
 Cell-specific reference signals are transmitted on one or several of antenna
ports 0 to 3.
 Cell-specific reference signals are defined for subcarrier interval is 15kHz only.

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Downlink physical layer signal

 Cell-Specific Reference Signal


 The RS location has the relation with PCI, antenna port number, OFDM
symbol sequence, slot number, CP mode,etc.

Normal CP,Cell ID=0时 Extend CP,Cell ID=0时

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Downlink physical layer signal
 MBSFN Reference Signal R4

 Transmitted only when the PMCH is transmitted. R4 R4


MBSFN reference signals are transmitted on antenna
R4
port 4.
R4 R4
 Defined for extended cyclic prefix only.
R4 R4

R4 R4
R4 R4
R4
R4 R4 R4

R4
R4 R4
R4 R4
R4 R4
R4 R4
R4 R4
R4
R4 R4 R4
R4
R4 R4
R4 R4
l  0 l  2l  0 l  2
l 0 l 5l 0 l 5 even-numbered odd-numbered
slots slots
even-numbered slots odd-numbered slots
Antenna port 4

Antenna port 4 Extended CP


Extended CP Δf=15kHz Δf=7.5kHz
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Downlink physical layer signals

 UE-Specific Reference Signal


 Send to a dedicated user, the eNodeB will indicate sending this signal or not,
and indicate UE to demodulate use the signal or not.
 Only transmitted on the RBs bearing PDSCH, using the antenna port 5.

R5
R5 R5
R5 R5
R5 R5 R5

R5 R5 R5 R5
R5
R5 R5
R5 R5
R5 R5 R5

R5 R5 R5 R5
l0 l 6 l 0 l 6 l0 l  5l  0 l 5
even-numbered slots odd-numbered slots even-numbered slots odd-numbered slots

Antenna port 5 Normal CP 15kHz Antenna port 5 Extend CP 15kHz


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Downlink synchronization signals

 LTE Synchronization Signal


 PSS : Primary Synchronization Signal
 SSS : Secondary Synchronization Signal

 Function of Synchronization Signal


 Get Physical Cell ID
 Dectect SSS to get PCI group number(0-167)
 Dectect PSS to get ID in group(0-2)
 PCI=3*group number+ID in group
 Downlink synchronization
 PSS: 5ms synchronization
 SSS: 10ms synchronization
 Identify it is a FDD or TDD system and CP mode.

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Downlink synchronization signals

 SCH includes P_SCH and S_SCH. The frequency-domain is located


in the 72 subcarriers near direct current. Only 62 subcarriers are
actually occupied. Other 10 subcarriers do not hold
synchronization sequences.
 There are two same P-SCHs in a wireless frame. Their time-
domain is located in the last symbol of the slot no.0 and the last
symbol of the slot no. 10. x 5  x 2  1
 There are also two S-SCHs in a wireless frame. But their
synchronization symbols are different. The time-domain is
located in the last symbol but one of the slot no.0, and the last
symbol but one of the slot no. 10.

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Downlink synchronization signals
Slot 0 / Slot 10 Slot 1 / Slot 11
Slot 0 / Slot 10 Slot 1 / Slot 11 DwPTS

FS1, Normal CP

Nc subcarriers
Nc subcarriers

FS2, Extend CP PSS SSS

72 subcarriers
72 subcarriers

SSS

PSS

data
Control signal
Data
Control signal

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Uplink physical layer signal
One Slot

 DMRS( for PUSCH)


 Generated by Zad-off Chu
seqence,maping on RE without any
proceess.
 Transmitted on 4th OFDM symbol of
each slot, the bandwidth of DMRS is
Normal CP
same with PRB for PUSCH.
 Differerent users’ DMRS sequence

PUSCH
will have different cyclic shift.

DMRS Data

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Uplink physical layer signal

 Sounding RS: SRS


 Used for uplink channel quality estimate and selection, uplink scheduling.
 Location: last SC-FDMA symbol of uplink subframe which configured to send
SRS, for UpPTS all the symbols can be used to transmit SRS.
 SRS sub-frame configuration: UE read the broadcast information to get which
subframe will send SRS.
 Duration: eNodeB will notice UE to send SRS once or all the time.
 Period: eNodeB will notice SRS transmiting period, it can support 2、5、10、
20、40、80、160ms

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FDD Downlink Channel Location
PSCH PBCH PSCH
SSCH SSCH

PDCCH #0 #1 #2 #3 #4 #5 #6 #7 #8 #9
One subframe(1ms )
PCFICH
PHICH
PDCCH
PBCH
P- SCH
S- SCH
PDSCH

First slot(0.5ms ) Second slot


(0.5ms )

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FDD Downlink Channel Location
CFI CFI

PBCH

PDCCH
CFI=3

SSCH

PSCH

CRS:Port 0-3

PDSCH

l0 l 6 l 0 l 6 l0 l 6 l 0 l 6
even-numbered slots odd-numbered slots even-numbered slots odd-numbered slots

TDD FDD
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TDD Downlink Channel Location

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Contents

 LTE channel introduction and channel mapping


 UE power on procedure
 UE random access procedure
 Random access special scenarios application
 UE attach signalling flow
LTE Physical Layer Procedure: Synchronization

Downlink initial synchronization: Downlink synchronization holding:


 UE searches cell, detects the PSS  After cell search, UE measures
and SSS to get the downlink the downlink signal arrival time
initial synchronization. periodically, adjusts the downlink
initial synchronization.

Uplink initial synchronization: Uplink synchronization holding:


 UE sends preamble on PRACH  eNodeB detects the uplink
 eNodeB detects preamble, sends reference signal, generates the

timing adjustment to UE. time adjustment send to UE.


  UE receives TA information and
UE adjusts the sending time
according to the timing adjusts the uplink sending time
adjustment. to hold uplink synchronization.

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UE Power on Procedure

Decoding
Blind-Det Decoding
Decoding P
P P
Power Cell
P C
D D UL Link
B F
on Search
C I
C S Sync Setup
C C
H C
H H
H

(format 1C) (D-BCH) RACH

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UE Power on Procedure

 PLMN selection and cell selection


 P-SCH、S-SCH and PBCH has the same width and position for all system
bandwidth options. So UE can do the cell search without kowning the system
bandwith.

P-SCH, S-SCH and PBCH has the same width


and position for all system bandwidth options

1.4 MHz

3 MHz

5 MHz

10 MHz

15 MHz

20 MHz

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UE Power on Procedure

 PLMN selection and cell selection

Manual Mode Automatic mode

PLMN Selection
Indication to user

PLMN PLMNs
Location selected available
Registration
response
NAS Control
Cell Se lection
and Reselection
Radio measurements

Registration
Area
changes

Service requests
Location
Registration

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UE Power on Procedure

 PLMN selection
 UE scan the whole channel in the band according to its frequecy capability to
find a available PLMN. UE will search the cell with the strongest signal, and
then read the cell broadcast information to get the PLMN. If UE read one or
more than PLMN in one cell, UE will report all the PLMN as the high quality
PLMN whose signal strength satisfy a dedicated threshold to the NAS layer.
If UE can read PLMN ID, but the signal strength doesn’t satisfy a dedicated
threshold, UE also will report PLMN to NAS layer with the measurment value.
 PLMN selection result is given by NAS layer.
 After selecting PLMN, UE will select serving cell.

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UE Power on Procedure

 Cell search purpose


 Detect the Physical Cell-ID
 Get the downlink time and frequency synchronization
 Detect CP format:normal or extended format
 Detect eNodeB antenna port number
 Read PBCH (Master Information Block)
 Get system bandwidth, system frame number (SFN), PHICH duration

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UE Power on Procedure

 Cell search type: Initial and Stored Information Cell Selection


 Initial Cell Selection: According to its capability, UE scan the whole channel in
the band and find the best serving cell on each carrier, if UE find, it wil select
the cell as the serving cell.
 Stored Information Cell Selection: UE select the cell according to the pre-
stored cell frequency information.If UE finds a proper cell, it will select this
one as the serving cell, or UE will initiate Initial Cell Selection.

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UE Power on Procedure

 Cell search
Start

Symbol timing, frequency


One subframe(1ms ) shift estimating, sector ID
PCFICH identifying
PHICH
PDCCH
PBCH Frame synchronizing, cell
P- SCH group ID identifying, CP-
type blind detecting
S- SCH
PDSCH

RS identifying, cell
First slot(0.5ms ) Second slot(0.5ms ) identifying, antenna
configuration identifying

End

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UE read the broadcast information

The main information block (MIB) contains a limited number of the most important and most common transmission
parameters. It needs to obtain other information from this cell.

The SIB1 contains the scheduling information of other SIBs and relevant information of other cells.

The SystemInformation (SI) contains the carried SIB rather than the SystemInformationBlockType1.

The SIB2 contains all the configuration information of UE common radio resources.

The SIB3 contains the intra-frequency, inter-frequency or inter-RAT cell reselection information.

The SIB4 contains the information that is related to neighbor cells and only used for intra-frequency cell
reselection, cell reselection parameters, and the cell blacklist.

The SIB5 contains the information of the inter-frequency E-UTRA network reselection.

The SIB6 contains the information of the inter-frequency UTRA network reselection.

The SIB7 contains the information of the inter-frequency GERAN (GSM/EDGE) network reselection.

The SIB8 contains the information of the inter-frequency CDMA2000 network reselection.

The SIB9 contains the name of the home eNodeB.

The SIB10 contains the ETWS primary notification information.

The SIB11 contains the ETWS auxiliary notification information.

The SIB12 contains the CMAS auxiliary notification information.

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Contents

 LTE channel introduction and channel mapping


 UE power on procedure
 UE random access procedure
 Random access special scenarios application
 UE attach signalling flow
UE Random Access Procedure

 Random access characteristic


 Exists in both TD-LTE and FDD-LTE.
 No relation with the scale of cell.
 Divided into competitive and non- competitive random access.

 purpose of random access


 During attach procedure
 UE status changed from idle to connected.
 During handover procedure
 Get/ recover uplink synchronization
 Request UE ID from eNodeB
 Request uplink resoure from eNodeB

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UE Random Access Procedure

 Random access process can be used in the following situations:


 Access at RRC_IDLE status
 Access when the wireless link fault occurs
 Access in changeover
 Access at RRC_Connected status
 When there are downlink data (eg. The uplink is at non-synchronization status.)
 When there are uplink data (eg. The uplink is at non-synchronization status or no
PUCCH resource can be used for scheduling request.)

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UE Random Access Procedure

 Random access categories:


 Random access based on competitiveness
 Used in the five mentioned situations
 UE selects a preamble sequence randomly in the available preamble set in a
competitive way.
 Possible collision: two UEs use the same preamble sequence.
 Perform the synchronization process through four steps. The fourth step is used to
solve the collision.
 Random access based on non-competitiveness
 In handover or when the downlink data arrives
 The eNB allocates a preamble sequence.
 Perform the synchronization through three steps without solving the collision.

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UE Random Access Procedure

 Preamble categories:
 Preamble ID number:depend on configuration,maxmum 64(0~63)

 Preamble A: 0~59
 Preamble B: 4~59
 Dedicated Preamble(remaining ID)

 PRACH frequency domain location:


0  nPRBoffset
RA
 N RB
UL
6
 First RB Number is congiured by L3 on OMC.

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UE Random Access Procedure

 Random Access Based on Competitiveness


UE eNB

1 Random Access Preamble

Random Access Response 2

3 Scheduled Transmission

Contention Resolution 4

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UE Random Access Procedure

 MSG1:send preamble sequence on PRACH


 According to root sequence number, cyclic shift and preamble formats , UE
generates the preamble sequence.
 Select preamble in group A/B randomly according to the MSG3 size and
pathloss information, then send the preamble on PRACH.
 According to the target PRACH received power, preamble formats in BCCH
and transmitting counter, UE caculates the PRACH initial emission power.
 eNB:according to the received preamble measurement, estimates the
distance between UE and eNB,generates the timing ajdustment.

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UE Random Access Procedure

 MSG2:Random Access Response


 eNB Send RAR on the PDSCH, the location is indicated by PDCCH and No
HARQ.
 MSG2 content:
 Preamble indication
 Timing adjustment information
 Temporary C-RNTI
 Msg3 resource allocation information
 UE detects RA response in a time window after sending MSG1. If UE fails to
receive the RA respondence in a time window, this RA process is terminated,
otherwise it goes to step3.

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UE Random Access Procedure

 MSG3
 According to MSG2 TPC indication, estimate pathloss and RB number
forPUSCH, UE cacaulates the MSG3 transmitting power. It’s open loop
power control.
 According to random access response, UE send MSG3 on dedicated resource.
MSG3 needs HARQ.
 MSG3 content:
 In attach:send RRC Connection Request on CCCH, include NAS UE ID and
establishment cause, but no NAS signalling message.
 In RRC Connection Re-establishment: Send RRCConnection
ReestablishmentRequest on CCCH no NAS message
 In handover:send Handover Confirm on DCCH with UE C-RNTI.
 Other (uplink or downlink arrives):send UE C-RNTI.

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UE Random Access Procedure

 MSG4: contention resolution


 Collision detect: eNB sends contention resolution ID ( UE NAS ID ) on PDSCH
or send C-RNTI on PDCCH to UE.
 With HARQ
 MSG4 content:
 UE NAS ID
 Resource allocation information
 UE:
 If UE finds its own NAS-layer ID is sending, UE sends ACK and temporary C-RNTI
becomes C-RNTI.Uplink synchronization finish.UE waits for being schedulled and
send data on uplink.
 If UE fails to detect NAS ID, there is a collision, UE waits a random time and do
random access again.

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UE Random Access Procedure

 Random Access Based on Non-Competitiveness

UE eNB

0 RA Preamble assignment

Random Access Preamble 1

2 Random Access Response

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UE Random Access Procedure

 Random Access Based on Non-


Competitiveness
 1) eNB send non-contention Random
Access Preamble to UE,and this
preamble is not broadcasted in the
Broadcast information channel.

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UE Random Access Procedure

 Random Access Based on Non-Competitiveness


 2)UE send dedicated preamble on RACH.
 3) eNB generates the RAR on MAC layer, and send the RAR in DL-
SCH,random access success.

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Contents

 LTE channel introduction and channel mapping


 UE power on procedure
 UE random access procedure
 Random access special scenarios application
 UE attach signalling flow
Random Access Based on Non-Competitiveness:
Scenario 4
 eNB MSG0
 Send Msg0 on PDCCH; UE
Msg0: Dedicated
eNB
Preamble ID
 Include Dedicated Preamble and Mask Index 0
Mask Index;
 With HARQ; 1 Msg1:
preamble
 Initiated reason:
Min delay
 UE is out of synchronization on 2ms
Msg2: RA response on
uplink, 2
PDSCH
 Downlink data coming
 No need to allocateC-Rnti in Msg2 Delay about Timer
5ms
 UE 3
Msg3: connection
requirement, ect
 UE is Out of synchronization and
monitoring to receive PDCCH order;
 Send Msg1 with dedicated preamble
 Msg3 is not useful,if there is
data ,sending data , or
sendingPadding。

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Random Access Based on Non-Competitiveness:
Scenario 4(UE leave)
 eNB  send MSG0 on PDCCH eNB
UE
 Msg0 is send on PDCCH;
Out of Sync
 Include Dedicated Preamble and Timer
Mask Index;
Msg0: Dedicated
 With HARQ; Preamble ID 0
Mask Index
 Initiated reason : 1
 UE is out of synchronization on Msg1: preamble
Min delay
uplink,
2ms
Start timer and timer is time out. Msg2: RA response on

PDSCH 2
 purpose:suspecting UE leaving, so
Timer
release connection to avoid UE Delay about
process hanging 5ms Msg3: connection
3 requirement, ect
 No need to allocateC-Rnti in Msg2

 UE
 UE hardware problem or power off,
not camping in the network.

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Random Access Based on Non-Competitiveness :
Scenario 3
UE
S-eNB T-eNB
 eNB  send MSG0 on PDCCH
Measure
 Msg0 is send on PDCCH Report

 Include Dedicated Preamble and Dedicated


Preamble
Mask Index Msg0: Dedicated
Mask Index

 With HARQ Preamble ID Mask 0


Index
 Initiated reason : 1
 Source eNB apply dedicated Msg1: preamble
preamble from target eNB and then Min delay
2ms
send preamble to UE. Msg2: RA response on PDSCH
2
 UE
 Monitor to receive PDCCH order. Delay about

 Send Msg1 with dedicated preamble 5ms


Msg3: connection requirement, ect
3

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Random Access Based on Competitiveness:
Scenario 5
 eNB  No need MSG4
 Send Temporary C-Rnti in RAR. UE eNB
MAC identifying Msg3 is for UE re-

1 Msg1: preamble

synchronization;
 MAC notice L3 that UE re- min delay
2ms
synchronization success.
2
Msg2: RA response on
PDSCH
 L3 send RRC Connection
Reconfiguration to re-setup Delay about
connection. 5ms
Msg3: connection requirement, ect
3
 UE
 Uplink data coming but uplink is at
non synchronization.
 Send RA request
 Include C-Rnti in Msg3,and
scrambling MSG3 by Temporary C-
Rnti.

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Contents

 LTE channel introduction and channel mapping


 UE power on procedure
 UE random access procedure
 Random access special scenarios application
 UE attach signalling flow
UE attach

 Attach flow

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UE attach

 NAS connection setup

Rrcconection setup

S1connection setup

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UE attach

 Attach/dettach signalling flow

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