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OPINION Management of the solitary pulmonary nodule
Faria Nasim and David E. Ost
Purpose of review
We review the categorization and management of solitary pulmonary nodules.
Recent findings
The National Comprehensive Cancer Network guidelines were updated in 2018 and the revised Fleischner
Society guidelines were published in 2017. The revised Fleischner Society guidelines published in 2017
have less frequent follow-up recommendations for incidentally detected pulmonary nodules with longer
intervals between subsequent CT scans. The updated 2018 version of National Comprehensive Cancer
Network lung cancer screening guidelines provide recommendations for screen-detected nodules based on
a patient’s risk of cancer. New molecular assays may be of use in patients with a pretest probability of
malignancy less than 50%. When these tests indicate low risk, a strategy of follow-up CT imaging may be
feasible, avoiding unnecessary invasive testing. However, further clinical utility studies are needed in this
area.
Summary
Management options for pulmonary nodules include watchful waiting with follow-up CT imaging, PET
imaging, or further invasive testing based on probability of malignancy. With a low estimated risk of
malignancy in an incidentally detected solitary pulmonary nodule, longer intervals between follow-up CT
scans are recommended for patients. For patients at high risk for malignancy or those with nodules of at
least 8 mm, either incidentally, screen detected, or symptom driven, a diagnostic biopsy is necessary to
establish the cause of a solitary pulmonary nodule.
Keywords
lung cancer screening, lung nodule tissue diagnosis, screen versus incidental pulmonary nodule, solitary
pulmonary nodule
Finally, a SPN can be identified on a screening For SPN that measure 11–20 mm in diameter,
low-dose computed tomography (LDCT). These are the prevalence of malignancy is 33–60%, and 64–
called screen-detected SPNs. If they are identified on 82% in SPNs that measure greater than 20 mm in
the first screening test, these are called prevalence diameter [8].
nodules, because the probabilities are reflective of SPN border characteristics also provide insight
the prevalence of nodules and disease in the popu- into the probability of malignancy. SPNs with
lation at one point in time. If a SPN is identified on a smooth borders have the lowest probability of
subsequent screening LDCT after the first LDCT, malignancy and are likely to be benign. In order
then it is called an incidence nodule, because the from lowest risk to highest risk, border character-
probabilities reflect the incidence of developing new istics associated with malignancy are irregular less
nodules and cancer during the interval between than lobulated less than spiculated (Fig. 1).
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Beyond an appreciation for shape and borders of a are associated with a higher probability of malig-
SPN, the density of a nodule can also provide infor- nancy [11].
mation as to the risk of malignancy in a SPN. Nodule The rate of growth of a SPN is measured in volume
density can be classified as solid, subsolid (also called doubling times and if old images are available this can
part ground glass or semisolid), and ground glass. be very informative as to the probability of malig-
Nodules with a pure ground glass or subsolid appear- nancy in a SPN [12]. The volume doubling time of a
ance have a higher probability of malignancy than SPN is defined as the number of days in which a
pure solid nodules [3]. Subsolid nodules have the nodule doubles in volume. SPNs increasing in size
highest frequency of malignancy of 63% and pure over a short period of time have lower volume dou-
ground glass opacities have a frequency of malignancy bling times. Most malignant SPNs have volume dou-
of 18%. Incidence of malignancy in solid nodules is bling times between 30 and 400 days [13]. Prior
estimated to be 7% [9]. If the solid component of a imaging with a chest CT is needed for comparison
subsolid SPN increases over time, this is strongly asso- to ascertain the volume doubling time.
ciated with malignancy [10]. Finally, a SPN located in the upper lobe has a risk
Calcifications patterns if present in a SPN can of lung cancer of 1–5% higher than a lower lobe
also be informative as to whether the nodule is location. Large studies of screening-detected and
malignant or not. Calcification patterns that are incidentally detected peripheral adenocarcinomas
associated with a high likelihood of being benign have shown a higher frequency of malignancy
are: laminated, popcorn, diffuse, or central calcifi- among upper lobe lesions and in right-sided lesions
cation. Stippled and eccentric calcification patterns [14].
bility of lung cancer. These are available with free Fleischner Society guidelines were published in 2017.
web-based applications [15–17]. These prediction The revised Fleischner Society guidelines
models use three clinical characteristics that were reduced the frequency of follow-up for management
identified as independent predictors of malignancy. of incidentally detected pulmonary nodules as com-
These three characteristics are age, smoking history, pared to prior guidelines. The recommendations are
and history of a prior cancer diagnosis. For a typical based on an estimated risk of cancer in solid SPNs
patient who is a surgical candidate in which the SPN 6 mm or less to be less than 1% even in heavy
is peripheral and is amenable to a wedge resection, a smokers, and the risk in nonsmokers to be less than
low pretest probability is less than 5%, 5–65% is 0.15%. The 2017 Fleischner guidelines replace the
considered intermediate, and more than 65% is recommendations for solid nodules published in
considered high pretest probability [18,19]. Optimal 2005 [21] and subsolid pulmonary nodules pub-
management strategy varies based on the patient’s lished in 2013 [22]. Overall, there are longer inter-
pretest probability of cancer and their functional vals recommended between scans for even high-risk
status and comorbidities. individuals with nodules more than 6 mm. Solid
SPN 6 mm or less in diameter in low-risk adults more
Solitary pulmonary nodule with low than 35 years old need no further follow-up. In high-
probability of malignancy risk individuals, a follow-up CT scan is optional. The
Patients with a SPN and a low probability of malig- recommendations apply even if multiple solid pul-
nancy are managed with periods of careful observation monary nodules 6 mm or less are present. The prior
Recommended follow-up
Solitary pulmonary nodule Incidental SPN Screen-detected SPN
&& &&
Nodule type Size, mm Fleischner 2017[7 ] NCCN 2018[45 ] Lung-RADS 2014 [20]
Solid <6 None for low risk, 12 mth Annual screening Annual screening
optional for high risk
6–8 One scan at 6–12 mth, One scan at 6 mth One scan at 6 mth,
18–24 mth annual screening
>8 One scan at 3 mth, PET, One scan at 3 mth, PET, tissue One scan at 3 mth,
or tissue sampling sampling for high risk annual screening
Part solid <6 None Annual screening Annual screening
6 One scan at 3–6 mth, Based on size of Based on size of solid
every 12 mth 5 yrs solid component component
Ground glass <6 None Annual screening Annual screening
6 One scan at 6–12 mth, Annual screening Annual screening up to
every 24 mth until 5 yrs 20 mm
Lung-RADS, Lung Imaging Reporting and Data System; mth, months; NCCN, National Comprehensive Cancer Network; SPN, solitary pulmonary nodule; yrs,
years.
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Fleischner Society guidelines had advised no follow- nodules less than 8–10 mm in diameter so PET is
up in solid nodules 4 mm or less in low-risk patients, not useful for studying smaller nodules [26,27].
and a single follow-up CT scan in 12 months
in high-risk patients with solid nodule(s) 4 mm Tissue biopsy techniques for solitary
or less. pulmonary nodules
If the SPN is stable for 2 years then it can be A diagnostic biopsy is necessary to establish the
considered benign. A notable exception to this is cause of a SPN in high-risk patients or those with
that ground glass opacifications, which may repre- nodules of at least 8 mm. If the SPN is malignant,
sent more indolent carcinoma in situ, may require a adequate tissue is needed to subtype the cancer and
longer period of observation as growth may be assess for molecular markers. The main techniques
slower. Current recommendations suggest that for obtaining tissue are CT-guided percutaneous
ground glass opacifications be observed for up to biopsy and bronchoscopy. The optimal choice of
&&
4 years [7 ]. If a SPN demonstrates growth on procedure is based on the location and size of the
follow-up imaging then a biopsy procedure is SPN, CT characteristics, as well as an assessment of
usually warranted. The benefit of this strategy is the risks and benefits of each potential treatment
the avoidance of invasive diagnostic procedures strategy. Table 2 summarizes available diagnostic
and unnecessary surgery in individuals with benign modalities and their diagnostic sensitivity and com-
disease [23]. The risk of this strategy is that it can plication rates. Bronchoscopic sensitivity increases
delay diagnosis of malignancy. with lesion size and is higher for centrally located
lesions. A positive bronchus sign, defined as a CT
image where a bronchus can be seen leading directly
Solitary pulmonary nodule with an
to a pulmonary nodule (Fig. 2) is also associated with
intermediate probability of malignancy
higher bronchoscopic sensitivity [28,29].
Patients with an intermediate probability of cancer A meta-analysis of flexible bronchoscopy for
will typically undergo additional diagnostic testing peripheral lesions with radial probe endobronchial
to further revise the probability of malignancy until ultrasound (EBUS) reported sensitivity for lung cancer
either observation or treatment becomes more ranging from 49–88% with significant statistical and
clearly indicated [2]. Depending on the diagnostic clinical heterogeneity between studies [30]. More
test result, the probability of disease will either recent data such as American College of Chest Physi-
increase or decrease. This posterior probability of cians Quality Improvement Registry, Evaluation, and
disease, defined as the probability of disease given Education registry reports a sensitivity ranging from
the test results, can be calculated using Bayes’ theo- 56% to 70% for flexible bronchoscopy for peripheral
rem provided we know the pretest probability of lesions with radial probe EBUS [31 ].
&
disease and the test characteristics (i.e., sensitivity Meta-analysis of electromagnetic navigation
and specificity or alternatively the likelihood ratio (EMN) bronchoscopy has a sensitivity of 71.1–
for the given test result) [18]. For patients with an 82% for peripheral lung nodules [32,33]. Registry
intermediate probability of disease, diagnostic test data from American College of Chest Physicians
options include PET, tissue biopsy techniques such Quality Improvement Registry, Evaluation, and
as CT-guided percutaneous biopsy and broncho- Education has reported a lower sensitivity of 54–
scopic biopsy, and more recently some more &
69% [31 ]. This is comparable to a recent prospective
advanced molecular tests.
PET imaging in solitary pulmonary nodule Table 2. Diagnostic modalities for tissue diagnosis of
PET is used as a modality to investigate solid nodules solitary pulmonary nodule and their yield
of at least 8 mm in the American College of Chest
Diagnostic modality Sensitivity Complications
Physician guidelines [24]. PET imaging of SPNs is
useful for assessment of occult metastasis to the Peripheral bronchoscopy 56–70% Pneumothorax 1.7%
mediastinal lymph nodes and for detection of occult with radial probe [31 ]
&
Bleeding 0.2%
distant metastasis (except for brain metastases). The Respiratory failure 0.2%
EMN bronchoscopy [34 ] 69% Pneumothorax 2.9%
&
sensitivity and specificity of PET for identifying
malignancy in the nodule itself are both approxi- Bleeding 1.5%
Respiratory failure 0.7%
mately 85% [25]. Accordingly, PET has a high nega-
CT-guided transthoracic 90% Pneumothorax 15%
tive predictive value when the pretest probability of
needle aspiration [14] Bleeding 1%,
cancer is low, and such patients can be subsequently Respiratory failure 0.6%
managed with careful observation. PET does have
an important limitation. PET is less sensitive for EMN, electromagnetic navigation.
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The probability thresholds that separate low from threshold, not treating will be better. The treatment
intermediate and intermediate from high are threshold is a function of the potential for harm and
referred to as decision thresholds because they deter- benefit of the treatment, as described in the formula:
mine strategy. (Fig. 3) However, it is critical to
Treatment threshold ¼ harm=ðharm þ benefitÞ ¼ 1=½1 þ ðbenefit=harmÞ:
recognize that decision thresholds vary between
patients considerably. These decision thresholds
are a function of the potential for benefit and harm When the potential for harm is high relative to
of treatment and the test characteristics of the avail- benefit, this probability approaches 1 meaning that
able diagnostic tests. treatment requires a very high probability of disease.
Benefit in this context is defined as the differ- Conversely, if harms are almost zero and benefits are
ence in outcomes between identical patients that large, then even a very low probability of disease
have disease, one of whom receives treatment and might warrant treatment.
the other who receives no treatment. Harm is For a given patient, if the result of a diagnostic
defined as the difference in outcomes between iden- test could potentially shift the pretest probability of
tical patients that do not have disease, one of whom disease from one side of the treatment threshold to
receives no treatment and the other who receives the other (e.g., from low to high), then that test is
treatment. Note that benefit is predicated on potentially useful. If the pretest probability of dis-
patients having disease, whereas harm is predicated ease is so low or so high, or if the test is not very
on patients having no disease. Also note that harm is effective, then it may be that whether the test result
predicated on at least some of the treatments result- is positive or negative, the resulting posterior prob-
ing in complications or side-effects that have an ability will be on the same side of the treatment
adverse impact. Also note that benefit and harm threshold. In such a case, the test will not be useful,
are not probabilities rather they are consequences as it will result in no actionable information.
of actions taken in a given context. Decision thresholds are the pretest probabilities
The treatment threshold is defined as the prob- of disease at which testing goes from being not
ability of disease at which treatment and no treat- useful and unactionable to being useful and action-
ment would result in similar outcomes. If the able (lower decision threshold, 5% in the above
probability of disease is above the treatment thresh- discussion) and from being useful and actionable
old, then treatment will be a better strategy. If the to being not useful and unactionable (higher deci-
probability of disease is less than the treatment sion threshold, 65% in the above discussion). They
FIGURE 3. Decision thresholds are the pretest probabilities of malignancy. Source: image adapted with permission.
are a function of the test’s sensitivity and specificity obstructive pulmonary disease means the complica-
as well as the treatment threshold. The more sensi- tion rate will be higher than the mean of the popu-
tive and specific a test is, the broader the range of lation. If the potential for harm is higher and
pretest probabilities over which the test will benefits are unchanged, then the treatment thresh-
be useful. old must be higher – in other words, we require
Based on the above conceptual framework, it is more evidence to ‘pull the trigger’ on treatment. If
clear that the potential for benefit and harm as well the treatment threshold moves higher, then the
as test characteristics plays a pivotal role in deter- decision thresholds will also move higher.
mining the decision threshold. The treatment Similarly, the potential for benefit may vary
threshold will vary if the potential for benefit and between patients depending on their comorbidities.
harm is different between individuals. So if a patient If a patient has a SPN but already has a different cancer
with a SPN is 88 years old, has chronic obstructive (e.g., glioblastoma), then the competing risk of death
pulmonary disease, is just barely a surgical candidate from glioblastoma lowers the magnitude of the poten-
for lobectomy, and has a central lesion that makes a tial for benefit from resection of a malignant SPN. The
wedge resection impossible, the potential for harm benefit will go down disproportionately more than the
from surgery is very high (remembering that harm is harm, so the treatment threshold will move higher.
predicated on the patient not having cancer). The The American College of Chest Physician guide-
reason is that surgery will entail a lobectomy rather line algorithms and indeed all guideline algorithms
than a wedge resection, so the potential for harm on SPNs use thresholds based on certain assump-
will be higher. In addition, the patient’s chronic tions, although these assumptions are not always
FIGURE 4. American College of Chest Physician algorithm for solid solitary pulmonary nodule assessment based on decision
thresholds. The assumptions underlying this algorithm include peripheral location of the solitary pulmonary nodule, patient
preferences for surgical resection (if necessary) and age, comorbidities, and forced expiratory volume in one second
acceptable for surgical candidacy. Source: Image adapted with permission.
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explicitly stated in the algorithm. (Fig. 4) This can is warranted. The recommended frequency of serial
lead to mistakes in application in clinical practice, as CT imaging for incidentally detected nodules in this
the thresholds only are valid when the underlying low probability category has changed recently, with
assumptions are true. So the abovementioned 5% longer intervals being recommended in the 2017
and 65% decision thresholds apply to patients who Fleischner Society guidelines published. When pre-
are good surgical candidates with relatively a few test probability is in the intermediate range between
other comorbidities that have a peripheral lesion decision thresholds (e.g., 5–65% in some individu-
that is amenable to wedge resection. This is the als), diagnostic testing is warranted. Newer molecu-
‘average’ case, but each patient is different and there lar techniques may be of use in certain select
is wide variability between patients, so it will be rare situations when the pretest probability is toward
that any given patient actually perfectly fits this the lower end of this intermediate range. Successful
ideal scenario. Rigid conformity to one recom- management of the SPN requires integration of all of
mended pair of decision thresholds will yield poor these different considerations at the beginning
results. Rather, the proper use of these algorithms is when the SPN is first identified, rather than waiting
to provide a conceptual framework to approach the to consider treatment options until after a diagnosis
patient. The probabilities provided help to calibrate is made.
readers to what might be considered as a common
case. Proper use of the guidelines requires recogni- Acknowledgements
tion of the magnitude of variability in the popula-
None.
tion, as physicians treat individual patients, not
populations. Because of the wide variability between
patients, each individual patient’s treatment thresh- Financial support and sponsorship
old and decision thresholds need to be estimated. None.
This highlights a deeper underlying concept,
namely, that optimal diagnostic strategy must take Conflicts of interest
into consideration all possible treatment strategies. There are no conflicts of interest.
Medical problems are often conceptualized as first
make a diagnosis and once that is established think
about treatment. This approach will lead to mistakes, REFERENCES AND RECOMMENDED
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&& of outstanding interest
ties but also consequences (e.g., benefit and harm).
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