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Landscape and Urban Planning 77 (2006) 240–254

Unplanned land clearing of Colombian rainforests:


Spreading like disease?
Andres Etter a,b,c,∗ , Clive McAlpine a,b , Stuart Phinn a,b ,
David Pullar a,b , Hugh Possingham a
a The Ecology Centre, The University of Queensland, Brisbane, Qld 4072, Australia
b Centre for Remote Sensing and Spatial Analysis, School of Geography, Planning and Architecture,
The University of Queensland, Brisbane, Qld 4072, Australia
c Facultad de Estudios Ambientales y Rurales, Universidad Javeriana, Bogotá, Colombia

Received 5 December 2004; received in revised form 1 March 2005; accepted 2 March 2005
Available online 25 May 2005

Abstract

Deforestation often occurs as temporal waves and in localized fronts termed ‘deforestation hotspots’ driven by economic pulses
and population pressure. Of particular concern for conservation planning are ‘biodiversity hotspots’ where high concentrations
of endemic species undergo rapid loss and fragmentation of habitat. We investigate the deforestation process in Caquetá, a
biodiversity hotspot and major colonization front of the Colombian Amazon using multi-temporal satellite imagery of the periods
1989–1996–1999–2002. The probabilities of deforestation and regeneration were modeled against soil fertility, accessibility and
neighborhood terms, using logistic regression analysis. Deforestation and regeneration patterns and rates were highly variable
across the colonization front. The regional average annual deforestation rate was 2.6%, but varied locally between −1.8%
(regeneration) and 5.3%, with maximum rates in landscapes with 40–60% forest cover and highest edge densities, showing an
analogous pattern to the spread of disease. Soil fertility and forest and secondary vegetation neighbors showed positive and
significant relationships with the probability of deforestation. For forest regeneration, soil fertility had a significant negative
effect while the other parameters were marginally significant. The logistic regression models across all periods showed a high
level of discrimination power for both deforestation and forest regeneration, with ROC values >0.80. We document the effect
of policies and institutional changes on the land clearing process, such as the failed peace process between government and
guerillas in 1999–2002, which redirected the spread of deforestation and increased forest regeneration. The implications for
conservation in biologically rich areas, such as Caquetá are discussed.
© 2005 Elsevier B.V. All rights reserved.

Keywords: Tropical deforestation; Colonization; Multiple scales; Biodiversity hotspots; Colombia

1. Introduction
∗ Corresponding author. Tel.: +61 7 33653535;
fax: +61 7 33656899. The clearing of forests by humans has been go-
E-mail address: andres.etter@uq.edu.au (A. Etter). ing on for at least 10,000 years since the advent of
0169-2046/$ – see front matter © 2005 Elsevier B.V. All rights reserved.
doi:10.1016/j.landurbplan.2005.03.002
A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254 241

agriculture and ancient civilizations, but rapidly in- come with the expansion of earth observation satel-
creased during the late 1800s and 1900s with the ex- lites technology, which provide greatly increased ac-
pansion of the human population and the industrial curacy and precision. However, the lack of appropriate
economy. Since 1900, the areas of cropland have dou- research methods and comparable datasets has led to
bled (Houghton, 1994), with the rate of deforestation contradictory figures on the rates and patterns of de-
accelerating significantly since the 1960s, coinciding forestation, even in small countries with accurate land
with rapid global population growth, especially, in cover data, such as Costa Rica (Kleinn et al., 2002).
the tropics. Land use change often occurs in tempo- In the tropics, unlike most temperate regions, land
ral waves and in localized fronts termed ‘deforestation clearing and especially, deforestation, is still the dom-
hotspots’ by Myers (1993), that respond to the pulses inant land cover change process (Lucas et al., 2004).
of change in land use drivers (e.g. Lambin and Ehrlich, Deforestation occurs due to a wide range of economic,
1997; Sierra, 2000; Viña et al., 2004). Of high concern political and demographic reasons, which need to be
for conservation planning are ‘biodiversity hotspots’ adequately addressed if their impacts are to be un-
with high concentrations of endemic species that are derstood, and the resulting knowledge applied in pol-
undergoing exceptional loss of habitat (Myers et al., icy and management. For example, deforestation has
2000). These hotspots are mostly located in the trop- been often actively promoted by governments through
ical regions, and often coincide with active coloniza- constructing infrastructure, such as roads (Wilson
tion fronts. The Amazonian foothills in the Caquetá and et al., 2004), and allocating parcels of land to migrat-
Putumayo Departments of Colombia are renowned for ing colonists in a semi-planned way. This is the case in
their high species richness and high levels of endemism the Brazilian Amazon regions, such as Rôndonia (Dale
(Hernández et al., 1992). These areas correspond to one et al., 1993), and also Ecuador (Sierra, 2000; Viña et al.,
of the hypothesized Amazonian Pleistocene Refugia 2004). In other cases, land clearing is a more sponta-
“Napo-Putumayo”. However, most of the eastern Ama- neous and uncontrolled process, as occurs in coloniza-
zon region of Colombia has been extensively cleared tion fronts of Colombia and Central America (Etter and
(Etter, 1998) with only one conservation area (La Paya Andrade, 1987; Turner et al., 2001; Viña et al., 2004).
National Park) to the south in the border with Peru. There also is community controlled deforestation, such
By definition, landscapes are dynamic, with change as used by indigenous communities in the Amazon,
an inherent characteristic of the interaction between where the allocation of subsistence cropping areas is
nature and society (Bürgi et al., 2004; Forman, 1995). done according to social rules (e.g. van der Hammen,
Understanding and predicting landscape dynamics is 1992).
an expanding research field in landscape ecology (Wu Not only change, but also persistence of land cover,
and Hobbs, 2002). One of the most obvious changes in is an important aspect when studying land cover
landscape structure is change in land cover due to clear- dynamics (Bürgi et al., 2004; Pontius et al., 2004).
ing. Land cover changes occur at multiple spatial and Persistence of forests in the landscape requires consid-
temporal scales and in varying biophysical and socio- ering that deforestation can result in both, permanent
economic contexts (Wiens, 2002); thereby limiting our transformation (e.g. cattle ranching in most tropical
ability to generalize about this process. In tropical re- lowlands of Latin America), or transitory change (e.g.
gions, land clearing has been studied mainly at regional the traditional migratory “slash-and-burn” agriculture
(10,000 s km2 ) or national scales (100,000 s km2 ) (e.g. throughout most of the tropics). Under the latter
Kleinn et al., 2002; Laurance et al., 2001; Skole et al., traditional system, fallow systems were extensively
1994), often overshadowing the complexity and vari- used and forest regeneration occurred. However, due
ability at finer scales. Local scale (100–1000 s km2 ) to increased population pressure, this practice has
studies, however, are not always representative of the become less common and the length of fallow periods
broader regional and national contexts. Understanding reduced, often preventing effective forest regeneration.
how the different scales interact is a prerequisite for In Colombia until the early 1900s, most of the
a holistic understanding of the patterns and processes economic activity and land clearing was located in the
of landscape change. The difficulties of mapping and Andean region and the Caribbean lowlands. During the
monitoring land cover change have been largely over- 1900s, colonization steadily expanded into the humid
242 A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254

lowlands (Palacios, 2001), which were largely depop- three areas within the Caquetá region in the Amazon
ulated from European settlers, but were still home to lowlands. From 1961, the Colombian Institute of Land
many low-density indigenous communities. Between Reform continued this scheme. The approach consisted
1830 and 1930, over 2.5 million hectares of so-called of delimiting six areas of about 10,000 ha, within which
“baldios” (empty lands) owned by the State were land parcels, 50–100 ha in size were allocated, and im-
progressively handed over to individuals (Legrand, migrating colonists could access state funded credits
1988). After 1950, a more spontaneous, uncontrolled and legal titles. Unlike the colonization schemes of
colonization of the State owned lands occurred, mainly Brazil in the 1970s, the Colombian schemes of the early
in the forested lowlands of the Amazon, Orinoco and 1960s had less infrastructure development and ended
middle Magdalena regions. From the 1970s, the rate of in waves of uncontrolled colonization. From the late
deforestation increased significantly due to migration 1980s, three main forces have driven the colonization
from the densely populated Andean region. The latest process in Colombia: landlessness, illicit crops, and the
national estimates of deforestation compiled by the presence of rebel armies.
Ministry of Environment are 100,000 ha/year (Instituto This paper describes and models the deforestation
de Estudios Ambientales, IDEAM, 2004), however, process in the Caquetá Department in the Amazon re-
the data and calculations employed to generate this gion of Colombia (Fig. 1) from 1989 to 2002. We have
figure are unknown. three specific objectives. First, to map and quantify
Colonization in the eastern Andean foothills be- rates and patterns of deforestation and forest regenera-
tween 1940 and 1970 are described by Brücher (1974). tion at different spatial scales and locations within the
Until the 1930s, the main economic activities in this Caquetá colonization front. Second, to analyze the re-
region were the harvesting of quinine and rubber. In lationship between deforestation/regeneration and the
1935, a large cattle property “Larandia” was cut into changing demographic and political context of the re-
the rainforests east of Florencia, after which a few gion. Third, to model the relationship between forest
colonists followed, which marked the onset of mod- cover change and biophysical and socio-economic fac-
ern land clearing in the region and the commencement tors. In conclusion, we discuss how the findings could
of a major active colonization front. In 1959, through be applied in conservation planning for biologically
a concession to the Agrarian Bank of 700,000 ha, a rich but threatened landscapes areas that are biodiver-
government sponsored colonization scheme began in sity hotspots.

Fig. 1. Location of study area showing: (a) Caquetá region in the country and (b) location of the five 100 km2 sample areas used for landscape-level
analysis.
A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254 243

2. Data and methods land cover maps (images downloaded from the Global
Land Cover Facility of the University of Maryland,
2.1. Study area http://glcfapp.umiacs.umd.edu:8080/esdi/index.jsp).
The exact period between images was calculated using
The study area (23,000 km2 ) is located in the Ca- the acquisition dates, to 6.65 years for the 1989–1996
quetá Department in the Andean foothills of the eastern period, 3.25 years for the 1996–1999 period and 2.15
Amazon region of Colombia (Fig. 1a). It includes 17 years for the 1999–2002 period. All images were
municipalities (whole or in part) with a total rural pop- geo-referenced to the Landsat 7 (ETM+) 2002 image
ulation of about 180,000 in 1993. Population densities to a level of less than 0.3 root mean standard error
range from 7 to 16 inhabitants/km2 of cleared land. (R.M.S.E.), or 9.0 m. Radiometric normalization was
The most extensive land use is cattle ranching, with not applied as each image was classified independently
illegal crops of coca (Erythroxylum coca) covering a and the land cover types mapped exhibited signif-
smaller area but increasing in economic importance icantly different spectral signatures. A supervised
since the early 1980s. Latest figures indicate a drop classification procedure using the ERDAS-Imagine
of almost 50% in illegal plantations area in Colombia software was applied to differentiate 11 classes:
from a high in 2001 (United Nations Office for Drug non-flooded forest; flood forest; non-forest secondary
Control, UNDOC, 2004). vegetation; flooded scrublands; crops; pastures;
Caquetá Department comprises mainly flat to rolling savannas; burnt areas; water bodies; cloud-shadows.
plains extending east of the eastern Andean Range, with Both forest classes were merged into one “forest”
an average altitude of 200 m (Carvajal et al., 1993). The class. Due to difficulties in consistently differentiating
climate is humid tropical with an average annual rain- pastures, savannas, crops, fire and barren land, they
fall ranging from 3500 mm in the west to 2500 mm were merged into a “cleared” class. The images from
in the east, and with 1–2 dry months with less than 1996 and 1999 showed a partial cover of clouds, which
100 mm. Soils are very acid and deep, except for some was overcome through reclassification by comparison
recent alluvial deposits, and mostly well-drained ex- of the earlier and later dates. The final classification
cept for flat river terraces (Malagón et al., 1993). The included four classes: forests, non-forest secondary
natural vegetation is composed of several rainforest vegetation, cleared and water. Due to lack of suitable
types varying in structure and composition, depend- reference data for the different image dates, a pseudo
ing on physical conditions, notably soil, relief and error assessment was conducted by classifying the
drainage. Standing biomass varies between 210 and training sites using the classification algorithm of the
280 t/ha. The forests of the well-drained interfluves ERDAS-Imagine software module, and the accuracy
are 25 m high, and have higher species counts than of the classification reported (Jensen, 1996). Although
the alluvial forests. Carvajal et al. (1993) recorded this is a biased approach to error assessment, it does
145 species of trees >10 cm DBH (diameter at breast indicate the suitability of training sites for each land
height) occurring in forests with different levels of dis- cover class of each image. The accuracy of the training
turbance and fragmentation in the region. A decrease sites used was assessed using contingency tables,
in species numbers and an increase in abundance of which showed agreement levels of more than 95% for
palms was observed in fragments and disturbed forests. all classes in all time-steps.
Common trees included species of the genus Eschweil- To prepare the images for change analysis, the
era, Brosimum, Ocotea, Virola, Pouteria, Parkia and image-to-image geometric registration accuracy of
Clathrotropis, and palms of Jessenia, Iriartea and Mau- the classified images was assessed using the method
ritia. outlined by Phinn and Rowland (2001). This approach
directly compared the coordinates of 25 well-identified
2.2. Data preparation pixels, or ground control points in each pair of images
1989–1996, 1996–1999 and 1999–2002. The extent
Four Landsat 5-Thematic Mapper (TM) and Land- of spatial misregistration between images showed a
sat 7-Enhanced Thematic Mapper Plus (ETM+) images maximum value of 0.29 (±0.16 S.D.) pixel or 8.7 m
from 1986, 1996, 1999 and 2002 were used to extract for 1989–1996, 0.17 (±0.0.09 S.D.) pixel or 5.1 m
244 A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254

for 1996–1999, and 0.16 (±0.11 S.D.) pixel or 4.8 m on soils and accessibility were retrieved from existing
for the 1999–2002 period, all below the maximum spatial data. Soil fertility maps with three classes
acceptable value of 0.5 pixel (Jensen, 1996). (1–3) treated as continuous were derived from existing
In extensively cleared areas, the classified im- general soil maps from the National Geographic In-
ages contained numerous isolated individual pixels stitute (Instituto Geografico Agustin Codazzi, IGAC,
(<0.1 ha) classified as “secondary vegetation” or “for- 1983). To take into account the accessibility of a site, a
est”. These isolated pixels are smaller than remnant cost–distance map was produced for each time-step as
forest patches, and were treated as noise (one such a measure of physical and economic accessibility. This
pixel could correspond to one tree in a sea of grass was done using spatial data on rivers, road infrastruc-
and would not be considered “secondary vegetation” or ture, terrain/topography and surrounding settlements
“forest”). To decrease this high spatial frequency noise derived from remote sensing images and topographic
or image speckle, a 3 × 3 Majority Filter (equivalent to maps (scale 1:100,000) sourced from the Instituto
ca. 1 ha, which subsequently became the unit of analy- Geografico Agustin Codazzi (IGAC). Differential
sis) was applied to all images. Although this procedure friction values were then assigned using Arc View 3.2
smoothed the land cover map by reducing some spatial GIS, with the values proportional to the travel time
detail, it sharpened the spatial patterns of forest and starting with paved roads (1), unsealed (5), tracks
secondary vegetation. An experimental test with 1996 (10), major rivers (3), minor rivers (15) and plain land
data indicated that by using a 3 × 3 matrix only 0.4% (25).
of the area was lost, while for other land cover aspects, Five 100 km2 subsets were chosen along the col-
such as edge density, where relative values were similar onization front taking into account the regional colo-
although absolute edge density decreased. The images nization age axis gradient (west–east), to evaluate the
were then re-sampled to a uniform 1 ha grid, in order differences in landscape pattern and rates of change,
to perform the land cover change detection procedure. thereby providing a landscape-level comparison with
For each image date, a forest–non-forest (1, 0) map the regional analyses (Fig. 1b). The location of the sub-
was created. Transition maps for forest–non-forest (de- sets was chosen in order to be: (a) spread over the entire
forestation) and non-forest–forest (forest regeneration) colonization front and (b) covering the entire gradient
were produced for the 1989–1996, 1996–1999 and of remnant forest proportion (<10 to >90%).
1999–2002 intervals. Because of the short time inter-
vals between land cover maps, we assume that regen- 2.3. Logistic regression models
eration only occurs when there is a transition from
secondary vegetation to forest, and not directly from Logistic regression models, a variation of ordinary
cleared land or water. In studies, such as Nagendra et al. regression when the dependent variable is binary (0,
(2003), time intervals between dates are too short (<10 1), were applied to the binary 1989–1996, 1996–1999
years) for succession to regenerate a forest cover effec- and 1999–2002 transition maps of deforestation and
tively from cleared. To test the accuracy of regeneration forest regeneration to determine the effect and relative
transitions, we checked for the proportion of direct tran- importance of four explanatory variables: soil fertil-
sitions from cleared or water to forest, which occurred ity, cost–distance and land cover neighborhood (for-
for the 1989–1996 in 0.03% of cases. For 1996–1999 est and non-forest secondary vegetation). Modeling
and 1999–2002, no “false transitions” were recorded. was performed using R public-domain statistical pack-
The “false transitions” of the 1989–1996 period were age (R Project for Statistical Computing Release 1.9.0
treated as errors and eliminated from the forest regen- http://www.r-project.org). Explanatory variables used
eration map. The lack of false transitions was further in the model were standardized using the SCALE func-
confirmation of the accuracy of the maps. tion in R.
A neighborhood map of forest and secondary log it(y) = β0 + β1 X1 + · · · + βk+1 Xk+1 (1)
vegetation was calculated for each forest–non-forest
map using a 5 × 5 moving window (25 ha). In order to For the analysis in R, a random sample of 20,000
evaluate the effects of physical and economic factors cells (1%) was extracted from each transition map
on the spatial distribution of the forest mosaic, data because of the extremely large number of cells
A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254 245

(>2,000,000), and also to avoid problems associated data (Departamento Administrativo Nacional de Es-
with spatial autocorrelation in the explanatory vari- tadistica, DANE, 1993).
ables.
Second, in order to test for the consistency of the
3. Results
models through time and the possibility to explain
subsequent clearing events, a logistic regression using 3.1. Regional patterns of land cover change
the same set of explanatory variables, was also applied
to the full maps using Idrisi GIS function “logisti- By 1986, the study area was already significantly
creg” (Clark-Labs, 2001). Models developed for the cleared (52%), especially, in the west of Caquetá
1989–1996 period were independently validated for Department near Florencia. However, the region
the 1996–1999 period, and the 1996–1999 models continued to experience steady deforestation during
validated for the 1999–2002 period. These analyses the subsequent 13 years, with 66% cleared by 2002
quantified temporal similarities in the spatial patterns (Fig. 2). During this period, some 320,000 ha of
of deforestation and forest regeneration for the region. forest were cleared at an average annual rate of 2.4%
The Idrisi function validates the discrimination ability (approximately 25,000 ha/year). There were, however,
of the model by using the area under the receiver significant variations between the analyzed periods;
operator characteristics or ROC curve (Metz, 1978). especially, noteworthy is the substantial drop in defor-
The application of the ROC to predicting land cover estation in the 1999–2002 period. The deforestation
changes is discussed in detail in Pontius and Batchu rates peaked at more than 40,000 ha/year or 4.1%
(2003). It measures the agreement of the predicted during 1996–1999, while total land clearing reached
and the observed values of change, in terms of the true 66,660 ha/year or 7.8% when secondary vegetation
positives (correct change) against the false positives (40% of all clearing) was also included.
(errors) in the predicted model. The better the model An important compensating relationship between
discriminates the observed data, the more likely it is deforestation and forest regeneration was found during
that the cells with a high predicted probability at t1 (e.g. the land clearing process, where deforestation was
1989–1996) will have changed (deforestation or re- partially offset by parallel regeneration of forests in
generation) in the observed data at t2 (e.g. 1996–1999). previously cleared land (Fig. 3). The effect of forest
A random prediction will have a ROC close to 0.5, regeneration on net forest change was evident for
while a perfect prediction would have a ROC of 1. all three periods, with the highest effect during
The importance of the ROC method is that it analyses 1999–2002. From 1989 to 2002, forest regeneration,
independently the specification of location from the on average, counterbalanced deforestation by 27.5%,
specification of quantity (Pontius and Batchu, 2003). with the lowest value of 17.7% for the 1996–1999
period. The spatial pattern of deforestation was
2.4. Rates of change concentrated along an active colonization front, while

The annual rates of change for the three land


cover classes (forest, secondary vegetation and cleared
land) were calculated for the whole region and for
the 100 km2 windows, using the formula (Puyravaud,
2003):
   
1 Ai2
rate = ln
t2 − t 1 Ai1
where Ai1 is the cover of class i at an initial time (t1 )
and Ai2 is the cover of class i at a later time (t2 ). The
deforestation rates were also calculated by Municipal-
ity, and then regressed against rural population growth Fig. 2. Regional values of area of the three main land cover classes
data, derived from the 1985 and 1993 national census for the four mapping dates.
246 A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254

etation, cleared land) for the three periods as captured


by each Landsat TM/ETM + image pair provides fur-
ther detail on spatial and temporal variations in defor-
estation (Fig. 5). The most dynamic component of the
landscape is secondary vegetation with gross annual
rates of change up to 14.5% (1996–1999 period), in-
cluding either re-clearing (12.4%) or more permanent
forest regeneration (2.1%). Forests were transformed at
total rates of between 2.8 and 4.1%. Part of the forests
went to cleared land (1.4–2.1% annual rates), while a
similar amount reverted to non-forest secondary vege-
Fig. 3. Net forest cover change as a result of the effect of forest
regeneration on deforestation during the land clearing process for tation (1.4–1.9%). The latter would mean that part of
the 1989–2002 period. the cleared forests undergo very rapid abandonment in
some areas, which are then partially re-cleared before
forest regeneration was found more in the highly reaching a forest state.
cleared areas of the region (Fig. 4). The change matrices of each period for the entire
Analysis of the individual annual rates of transition region show that the probability of persistence of
between the three land covers (forest, secondary veg- forest for the 1989–1996, 1996–1999 and 1999–2002

Fig. 4. Time series of maps of forest cover change showing: (a) forest cover for all dates in black and for the transition periods in black; (b)
deforestation; (c) forest regeneration.
A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254 247

Fig. 5. Annual rates of change of land cover transitions for forest, secondary vegetation and cleared land, for the three studied periods. Size
of boxes is equivalent to the relative proportion of cover in the landscape. Thickness of arrows indicate the relative intensity of change, and
numbers are relative to the amount of cover type.

transition periods increased from 0.81 to 0.84 and 0.88, 3.2. Changes at the landscape level
respectively (Table 1). Stability of the cleared area
similarly increased from 0.82 to 0.97 for 1996–1999 The annual rates of change calculated for the entire
and decreased slightly to 0.91 for 1999–2002. Sec- region (2.4%) mask the landscape-level heterogeneity
ondary vegetation was a more dynamic landscape of spatial and temporal patterns in the spread of colo-
component, with only 0.45–0.66 persistence of its nization. Fig. 6a provides an example of three 100 km2
cells during the transition periods. The stability of the sample areas corresponding to different phases in the
water cells decreased as a result of increasing channel colonization process, showing that forests disappear
migration. However, at the local level, the persistence and connectivity is lost much faster in the middle phase
of the three main land covers varied greatly, depending (ii) than in phase (i) and the later phase (iii). Although
on the proportion of forest cleared. the proportions of forest and cleared land are differ-
ent, it is notorious that the general spatial patterns of
Table 1
transformation are strikingly similar, fitting into a trans-
Transition matrices of land covers for the 1989–1996, 1996–1999 formation gradient, of decreasing forest and increasing
and 1999–2002 periods for the Caquetá colonization front cleared land, and indicating a temporal continuity in
Forest Secondary Cleared Water the eastward progression of the front. Consequently,
vegetation areas in the east exhibit similar patterns to the ar-
From 1989 to 1996 eas in the west of the region, which underwent clear-
Forest 0.81 0.09 0.09 0.00 ing several years ago. By coupling the trajectory
Secondary vegetation 0.15 0.45 0.38 0.00 1989i–1996i–1999i–2002i–1989ii–1996ii–1999ii, . . .,
Cleared 0.04 0.12 0.82 0.01 –2002iii, we can predict that the transformation cy-
Water 0.00 0.01 0.06 0.89
cle from forest to cleared at the landscape level in the
From 1996 to 1999 region takes approximately 40 years. This is further
Forest 0.84 0.07 0.08 0.00
demonstrated by Fig. 6b, where the rates of change for
Secondary vegetation 0.08 0.45 0.47 0.00
Cleared 0.00 0.03 0.97 0.00 the three periods of all the five 100 km sample areas
Water 0.00 0.00 0.02 0.77 (n = 15) are plotted against remnant forest proportions.
From 1999 to 2002
The rate of change curve has a quadratic shape with the
Forest 0.88 0.05 0.07 0.00 highest annual rates of about 5% found in areas with
Secondary vegetation 0.12 0.66 0.23 0.00 forest proportions between 0.3 and 0.7. However, be-
Cleared 0.00 0.09 0.91 0.00 low 0.3 and above 0.7 forest cover, the change rates fall
Water 0.01 0.01 0.27 0.71 significantly below 2.5%. Therefore, the regional aver-
248 A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254

Fig. 6. Land cover change at the local scale in three 100 km2 sample areas: (a) maps of land cover (forest, black; secondary vegetation, gray;
cleared, white) corresponding to: (i) early stage (window 4, in Fig. 1); (ii) intermediate stage (window 2); (iii) late stage (window 1) of the
colonization process; (b) relation between rates of change and forest proportion at the local scale; (c) relation between rates of change and forest
edge density at the local scale.

age of 2.4% obscures these important local-scale dif- ity level. The annual average for Caquetá Department
ferences, with the spread of transformation varying by was 0.13 ha/inhabitant, with a maximum of 1.07 in the
several orders of magnitude across a colonization front. east (La Macarena), and a minimum of −0.128 (forest
Deforestation was significantly higher in land- regeneration) in the west (Milan). This indicates that,
scapes with highest edge density (Fig. 6c), indicating in the active colonization front, an average family of
that the rate of change is correlated with exposed forest
edge. The effect of population growth rates at the
municipality level on the rate of forest clearing (Fig. 7)
shows a positive relationship, with high deforestation
rates occurring in municipalities with higher rural
population increase. Correspondingly, municipalities
with a net increase in forest area (positive forest
regeneration) correspond to municipalities, mainly
located in the western part of Caquetá Department,
with a net emigration of rural population. Therefore,
the spatial pattern of high rates of deforestation
along the colonization front moves from west to east,
tracking parallel changes of rural population densities. Fig. 7. Relationship between rural population growth rate of mu-
Table 2 shows the cleared area per rural inhabitant nicipalities (1985–1993) and forest clearing rate (1989–1996) in the
per year for the 1989–1996 period at the municipal- Caquetá region.
A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254 249

Table 2
Municipality aggregated data of, annual forest clearing per rural inhabitant, rural population growth rates, and difference with national rural
population growth rate, in the Caquetá colonization front during 1989–1996
Municipality Annual deforestation per rural Annual (%) rural population % Difference to national population
inhabitant (ha) (1989–1996) growth rate (1985–1993) growth rate (1985–1993)
La Macarenaa 1.07 0.092 485
C. del Chaira 1.04 0.165 954
Solanoa 0.51 0.084 434
San Vicente 0.28 0.055 248
Valparaı́soa 0.10 0.203 1196
La Montanita 0.06 0.032 103
Albaniaa −0.01 −0.039 −347
B. de los Andaquı́es −0.01 −0.044 −379
Florenciaa −0.01 −0.037 −334
Curilloa −0.01 0.010 −35
Puerto Rico −0.01 −0.023 −244
El Paujil −0.02 0.040 157
EL Doncello −0.03 −0.015 −196
Morelia −0.04 0.024 50
Milan −0.03 0.117 649
Average 0.13 0.047 192
a Municipalities with more than 30% of their area out of study area.

five persons cleared between 1 and 5 ha/year during such as soil fertility, accessibility and forest neighbors
this period. Also, municipalities that experienced ac- on forest transitions. The results of the logistic regres-
tive deforestation have a rural population growth rate sion models show that the explanatory variables have
up to 10 times the national average, while the opposite a stronger influence on deforestation than forest regen-
trend is true for municipalities, where regeneration of eration (Table 3).
forests is predominant (Table 2). Soil fertility shows a consistent opposite effect
for both processes, with a positive effect for defor-
3.3. Predictions of deforestation and forest estation and negative effect for forest regeneration.
regeneration The significant parameters for cost–distance have a
negative effect for deforestation and positive effect for
An objective of this study was to investigate the ef- regeneration. Forest and secondary vegetation neigh-
fect and relative importance of explanatory variables, bors showed a positive and significant relationship

Table 3
Standardized parameter estimates of explanatory variables derived from the logistic regression analyses: (a) deforestation and (b) forest
regeneration
Period Intercept Soil Cost–distance Forest neighbors Secondary vegetation neighbors
Part (a)
1989–1996 −3.08∗ 0.39∗ −0.25∗ 1.32∗ 0.89∗
1996–1999 −3.18∗ 0.06∗ −0.18 0.72∗ 0.82∗
1999–2002 −3.64∗ 0.03 −0.08 0.65∗ 0.67∗
Part (b)
1989–1996 −15.23 −0.55∗ −0.12 −0.02 −33.79
1996–1999 4.49∗ −0.24∗ −0.10 0.54∗ 0.48∗
1999–2002 14.24 −0.43∗ 0.33∗ 0.05 31.01
Regression is from random samples (n = 20,000).
* Significant at p < 0.01.
250 A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254

Table 4 The driving forces of land cover change, especially,


Receiver operating characteristics (ROC) values of the predictive deforestation, result from the complex interaction of
model of one date applied to observed values of subsequent dates:
(a) deforestation and (b) forest regeneration
socio-political and economic processes. The major
drivers of deforestation in the eastern Amazon region of
Predicted Observed
Colombia during the last 20 years have been the illegal
1996–1999 1999–2002 economy of coca crops and cattle ranching. Our study,
Part (a) which extended from 1989 to 2002, shows the highest
1989–1996 0.785 0.808 deforestation rates occurred between 1996 and 1999,
1996–1999 – 0.824 when the illegal economy of narcotics was booming
Part (b) in the region (United Nations Office for Drug Control,
1989–1996 0.802 0.803 UNDOC, 2004). During this period, the region was a
1996–1999 – 0.841
stronghold of the FARC guerrillas who controlled the
political and economic activity over large areas. It has
been debated what effects the Colombian armed con-
with deforestation for all transition periods. For forest flict has on the deforestation processes (Dávalos, 2001).
regeneration, however, these variables were only sig- Our results show an increased deforestation during the
nificant for the 1996–1999 with a positive effect. The 1996–1999 period, had a positive link with high guerri-
relative importance of the scaled explanatory variables lla activity and low government presence. The presence
shows a predominance of the neighborhood variables of guerilla armies poses a major obstacle to managing
of forest and secondary vegetation, with parameter deforestation in a planned manner, and prohibits any
values for the neighborhood effects two to three times form of conservation planning and management.
higher than for soil fertility and cost–distance.
The predictive ability of the models generated using 4.1. Regional and landscape-level land cover
Idrisi for the successive periods was surprisingly high changes
(Table 4). The area under the ROC curve for defor-
estation and regeneration for all change periods ranged The average annual rate of clearing for Caquetá dur-
from 0.785 to 0.841, indicating a moderate to high level ing 1989–2002 was 25,000 ha, with a peak of 41,000 ha
of discrimination, and pointing to spatial patterns of during 1996–1999. This indicates that annual national
transformation being fairly constant along the trans- rate of 100,000 ha reported by Instituto de Estudios
formation process across the region. Ambientales (2004) is probably an underestimate by
25–40%, as the Caquetá colonization front is one of
several similar deforestation fronts in Colombia (e.g.
4. Discussion and conclusions Putumayo, Guaviare–Vichada, Middle Magdalena, Pa-
cific lowlands). The average rates of deforestation
We have shown that (i) patterns and rates of change across the region broadly match the results provided
vary significantly within a spontaneous colonization by other studies (Sanchez-Azofeifa et al., 2001; Sierra,
front; (ii) the rates of deforestation and forest re- 2000; Viña et al., 2004). Sierra (2000) showed that rates
generation are closely related to the spatial patterns of change across a colonization front in the Ecuado-
of forest cover; (iii) the rates of change of the rural rian Amazon region are highly variable. However, our
population are strong covariates with deforestation and study provided a more spatially explicit assessment of
regeneration. Drawing on an epidemiological analogy, the rates and spatial variation of deforestation by inves-
we infer that the land clearing process mimics the tigating the relationship between the rates of change,
spread of disease (Medlock and Kot, 2003), following clearing phase and spatial pattern of forest cover. This
a negative sigmoid pattern, with rates peaking at analysis indicated that peak of deforestation occurs
intermediate forest cover values, where the amount of when the remnant forest cover is around 50%, and the
exposed forest edge is at its maximum, and therefore, exposed forest edge is at its maximum.
the “infection probability” of forests to clearing From a spatial pattern perspective, the probability
maximizes. of deforestation at the landscape-level is related to the
A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254 251

proportion of remnant forest (Lambin and Ehrlich, al., 2004). Caquetá went through significant political
1997), and to the proximity and amount of forest edge and socio-economic changes due to the peace process,
(Ludeke et al., 1990). Highest rates of deforestation which the government of President Pastrana agreed
are expected in areas with intermediate forest cover to with the irregular leftist armed forces FARC, from
(35–80%) and highest edge density. Our results December 1998 to March 2002. This meant the with-
confirm this relationship for the Colombian Amazon drawal of the military from 42,000 km2 including two
in the 1989–2002 period. Edges are symptomatic municipalities of our study area (La Macarena and San
of clearing, but also facilitate clearing by exposing Vicente del Caguán). The significant drop in the defor-
the remaining forest to settlers armed with axes and estation rates between 1999 and 2002 can be primarily
chainsaws. This result suggests a correlative, but also a attributed to the political and economic conditions that
partly causal relationship between landscape structure prevailed in the military free zone during this period.
(forest proportion and edge density) and the rate of If the process was effective, a decline of both the le-
clearing of Colombia’s Amazonian forests. A similar gal and illegal economic activities would be expected
strong ‘spread effect’ of deforestation was observed in these municipalities (La Macarena and San Vicente
in Honduras by Ludeke et al. (1990), as forest clearing del Caguán) during the peace process. However, these
tends to spread from forest edges or from previous two municipalities contributed to almost 80% of the
forest openings. In a fragmented forest, more edge regional clearing in 1999–2002, compared to between
per unit area is exposed to human activity, resulting in 30 and 50% prior to 1999. This indicates that the il-
increased human accessibility to the interior of forests. legal economy was still largely active in the exclusion
Forest fragmentation and increased edges are also zone, giving support to the claims of the government
symptomatic of human settlements. Such settlements that the rebels were using the area for illegal economic
are likely to become centers of diffusion of deforesta- activities during the peace process. In contrast over the
tion activities if there is a demographic, economic, or Caquetá Department for the same period, deforesta-
social process driving an increase in forest clearance. tion slowed down while forest regeneration increased,
Deforestation is not a terminal event, but rather showing a temporary regional economic depression.
a setting in motion of complex forest clearing and
regeneration processes (Nagendra et al., 2003; Nepstad 4.2. Predictions of deforestation and forest
et al., 1991). Our results show that these counter- regeneration
balancing processes have definite spatial patterns.
The highest rate of regeneration occurs in the more According to our results, deforestation is positively
transformed areas, less than 80 km from Florencia, influenced by soil fertility and negatively influenced by
the main economic center of the region, while accessibility, confirming the general trends presented
increased deforestation occurs at distances greater by other studies in other regions and at different spatial
than 80–100 km. The deforestation front exhibits a and temporal scales (Laurance et al., 2001; Southgate
quadratic function, with the rate of clearing peaking et al., 1991; Southworth and Tucker, 2001; Veldkamp
in the 80–140 km distance zone, slowly shifting to the et al., 1992; Wilson et al., 2004). Forest regeneration
east as colonization proceeds. This is consistent with shows a predominantly opposite response pattern to de-
the pattern described by Mertens and Lambin (1999) forestation, except for the influence of forest neighbors.
for Cameroon where maximum deforestation was The positive influence of soil fertility on deforestation
found at intermediate distances, indicating a general becomes weaker with time, indicating that the more
pattern in spontaneous colonization fronts. fertile soils in an area are already cleared, but also re-
Socio-economic and political variables are impor- flecting that further east from the Andes, the soils are
tant drivers of land use change and/or persistence less fertile. Other factors, such as land tenure and access
(Bürgi et al., 2004; Lambin et al., 2001). For example, to credit could further explain the encountered patterns.
deforestation rates and patterns vary across national The high discrimination ability of the predicted
borders in response to different political and economic models developed for earlier dates applied on subse-
contexts, such as government planned (Ecuador) and quent periods of time, may be explained by the strong
unplanned (Colombia) colonization processes (Viña et positive influence of forest and secondary vegetation
252 A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254

neighbors on the probability of deforestation (Table 3). about what elements of biodiversity are being lost (due
Although not neglecting the contribution of many other to insufficient biological surveys) and at what rates (due
factors in shaping the patterns of land cover change, this to lack of monitoring strategies) a major constraint on
further supports the finding that, at least under the con- conservation planning. More so, studies by Condit et
ditions studied here, the spatial pattern variables, such al. (2002) have shown high levels of P-diversity in the
as proportion of forest and edge density play a major eastern Amazon. It is urgent therefore, to inventory and
role in the deforestation process. assess this diversity as part of an ecosystem mapping
program at a minimum scale of 1:100,000, thereby
4.3. Rural population providing the mapping base for evaluating what
ecosystems are being lost and where. Studies in the
The role of population growth as a driver of de- Colombian Amazon and elsewhere (Duivenvoorden
forestation has been frequently emphasized (Geist and and Lips, 1995; Etter, 2001; Fandiño, 1996), have
Lambin, 2001). In rural regions of Colombia with a shown that ecological maps linked to a landscape
predominantly subsistence agricultural economy and ecological approach (Zonneveld, 1995) can be used
low use of modern agricultural technology, the expan- effectively as a surrogate for biodiversity at the species
sion of agricultural land is mainly driven by popula- level, especially, for plants, with the advantage of
tion growth. This relationship is compounded by the having a relatively low monetary cost.
varying impacts of illegal markets for timber extrac- In many cases, the knowledge required and effective
tion, drugs and poaching. In the Caquetá region of conservation measures tend to arrive too late to pro-
Colombia, the dynamics of the rural population have tect large tracts of undisturbed ecosystems adequately,
been changing due to armed conflicts resulting from the with the result that the resource base of a region gets
presence of illegal armies and illegal drug plantations. depleted, leaving narrower opportunities for future
In our case study, intra-regional socio-economic and conservation (Wilson et al., 2005). The rapid deforesta-
political differences can be tracked indirectly through tion in biologically important areas, such as biodiver-
population movements and changing intensity of le- sity hotspots confirms this conclusion. In colonization
gal/illegal economic activities. Population growth at fronts, a trial-and-error natural resource exploitation
the municipality level varies according to their location strategy is often the case, as most people colonizing do
with respect to the colonization front, and the number not have sufficient knowledge of the area’s resources
of immigrating or emigrating people. Our results show and their ecological limitations. Governance is viewed
a positive relation between rural population growth and by Soares-Filho et al. (2004) as a force that should pro-
net forest cover change, reinforcing findings, such as mote appropriate land uses to inhibit this frontier sys-
those of Southgate et al. (1991). In general, the munic- tem’s exploitative ‘entropy’, but claim that analogous
ipalities located on the proper colonization front have to the ‘Holling cycle’ (Gunderson and Holling, 2002),
higher rural population growth rates with high defor- the force of governance grows slower than the force of
estation rates and relatively lower rates of forest regen- exploitation. In Caquetá, the pressures of poverty, na-
eration. There is, however, no direct relation between tional and international markets, illegal economies and
the annual cleared area per person and the population armed conflict are effectively overruling governance.
growth rate, implying that other factors, such as land Failure to guarantee the conservation of such biolog-
tenure, and especially, land use type, may be having an ically important areas highlights the need to look for
influence. However, the lack of continuous long-term different alternatives. Legal conservation areas protect
census data common in developing countries, such as such areas by acting, at least partially, as a deterrent to
Colombia, prevented the analysis of this trend across land clearing (Bruner et al., 2001). This has been the
the full timeframe of our study. case in several areas in Colombia, such as the National
Parks of La Macarena or La Paya, which would prob-
4.4. Conservation of biodiversity ably be completely transformed if not protected. How-
ever, alternative approaches are needed, especially, in
The Caquetá region is an internationally recognized areas, such as Caquetá. One possible alternative is the
biodiversity hotspot, making the limited knowledge initiative of the Network of Natural Reserves of the
A. Etter et al. / Landscape and Urban Planning 77 (2006) 240–254 253

Civil Society (Resnatur, 2004) initiative in Colombia, Dale, V.H., O’Neill, R.V., Pedlowski, M., Southworth, R., 1993.
which aims at local conservation with high social in- Causes and effects of land-use change in central Rondonia,
Brazil. Photogrammetric Eng. Remote Sens. 59, 997–1005.
volvement, with close to 150 affiliated reserves cover-
Dávalos, L.M., 2001. The San Lucas mountain range in Colombia:
ing some 50,000 ha. how much conservation is owed to the violence? Biodivers. Con-
Although the internal Colombian conflict has serv. 10, 69–78.
already affected this process by slowing down the Departamento Administrativo Nacional de Estadistica, DANE,
affiliation rate, it still represents one of the best op- 1993. Censo Nacional de Poblacion. http://www.dane.gov.co/
inf est/poblacion.
portunities for conservation in highly fragmented and
Duivenvoorden, J.F., Lips, J.M., 1995. A land ecological study of
dynamic landscapes, such as those detailed here. But its soils, vegetation and plant diversity in the Colombian Amazon.
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