HD.WEB Apps.

04_08_10:Fund Acc Transfer 19/10/2010 12:16 Page 1

Fund Account Transfer

Application to transfer existing non-ISA funds to the HL Vantage Fund Account. It is not to switch existing Vantage holdings.
Office use only WEB

1 PERSONAL DETAILS - Please complete all sections

Title Full Surname
(Mr, Mrs etc) Forenames
Permanent *A/C Designation
Residential Address (if applicable)
Postcode Daytime Date of
Tel. No Birth / /19
Email Address National If you have no
(if applicable) Insurance No. NI No. tick here
*If transferring funds that are held on behalf of someone under 18 years of age please insert their initials.
Joint Holder’s Details - if applicable (If the joint holder’s address is different to that given above, please provide the details on a separate sheet signed by the joint holder)
Title Full Surname
(Mr, Mrs etc) Forenames
Date of Email Address
Birth (if applicable)

2 PAPERLESS REPORTING SERVICE

Please tick this box if you would like to receive your statements, contract notes and other account information electronically rather than by post.
✔ If you have not yet registered for online access we will send you further details about registering when you apply.

3 INCOME INSTRUCTIONS - Please see ‘your questions answered’ on the following page
Please nominate a bank account into which we will pay any income or cash withdrawals. You need not Please complete the section below if this is your first
complete this section if you have already nominated a bank account. application for, or to amend the current income
Name of instruction on, the Vantage Fund & Share Account.
Account Holder
Account Sort
A ✔ REINVEST INCOME AUTOMATICALLY
Number Code - - OR (tick one only)
Roll Number or PAY INCOME OUT TO MY NOMINATED
Building Soc.Ref. B ✔ BANK ACCOUNT

4 SIGNATURE & DECLARATION

First Holder’s Signature - I agree to the declaration below Joint Holder’s Signature - I agree to the declaration below
Date
8 PLEASE SIGN HERE 8 PLEASE SIGN HERE

For your own benefit and protection you should read our Terms & Conditions carefully before committing to
an investment. If you do not understand any point please ask us for further information. When you use our
services we will take this as acceptance and agreement of our terms, and you will be bound by them.
I have read, agreed to and retained the Terms & Conditions, the Important Investment Notes, and Key
Features of the Vantage Fund & Share Account and my chosen investment(s). The declaration and the
information I will give in my application is correct to the best of my knowledge and belief and shall be the
basis of the contract between me and Hargreaves Lansdown. I will notify Hargreaves Lansdown without
delay of changes to these particulars. I have not received, and will not receive, advice from Hargreaves
Lansdown.
I authorise the UT/OEIC Account Manager of the fund(s) named to provide Hargreaves Lansdown with any
information they require regarding the accounts managed on my behalf, including, but not limited to,
transaction and dividend histories and details of the current holdings and their values. I separately authorise
Hargreaves Lansdown to submit all information on this transfer authority to the UT/OEIC Account Manager. I
confirm that the transfer of the fund(s) named will not result in any change of beneficial ownership from or
among account holders.
STOCK TRANSFERS: I authorise the UT/OEIC Manager to transfer my holdings in the fund(s) named to
Hargreaves Lansdown Nominees Ltd a/c HLNOM, and to send further commission due on this investment,
now or in the future, to Hargreaves Lansdown. CASH TRANSFERS: I authorise the UT/OEIC Manager to sell
the fund(s) named and transfer the proceeds to Hargreaves Lansdown.

5 FUND TRANSFER AUTHORITIES (NON-ISA) - Please complete one authority for each fund you wish to transfer.
A Fund Information - I have read and agree to the declaration above. Please only complete this section if you are transferring your
Fund Inc or Acc fund as cash to the HL Vantage Fund Account.
Name Units Please reinvest the cash transfer proceeds as follows:
No. of units Reference/ A/C Designation
or shares Account No. (if applicable) OWN CHOICE %

Please transfer this holding to the HL Vantage Fund Ac-

count as Stock or Cash.
Stock ✔ OR Cash ✔ OWN CHOICE %

OWN CHOICE %
First Holder’s
Signature 8 Date

Joint Holder’s Postcode CASH - to be held pending investment instructions %

Signature 8 TOTAL 100 %
Regular Savings - Cease collection of my monthly savings plan with immediate effect.

B Fund Information - I have read and agree to the declaration above. Please only complete this section if you are transferring your
Fund Inc or Acc fund as cash to the HL Vantage Fund Account.
Name Units Please reinvest the cash transfer proceeds as follows:
No. of units Reference/ A/C Designation
or shares Account No. (if applicable) OWN CHOICE %

Please transfer this holding to the HL Vantage Fund Ac-

count as Stock or Cash.
Stock ✔ OR Cash ✔ OWN CHOICE %

OWN CHOICE %
First Holder’s
Signature 8 Date

Joint Holder’s Postcode CASH - to be held pending investment instructions %

Signature 8 TOTAL 100 %
Regular Savings - Cease collection of my monthly savings plan with immediate effect.

Please return to Hargreaves Lansdown, FREEPOST RSGU-SAHT-BKZL, Bristol, BS1 5HL

HD.WEB Apps.04_08_10:Fund Acc Transfer 19/10/2010 12:16 Page 2

Transfers to the HL Vantage Fund Account

Fund A/C Transfer
Please note these terms only apply to unit trusts and OEICs held outside of an ISA with the providers
listed. These terms may not apply to all unit trusts/OEICs offered. If transferring investment trusts or Stock Stock
transfer exit
other holdings differing charges may apply. Company available? fees?
All details are subject to change but are correct as at 20/10/10. If you would like to check current terms
please call our Helpdesk on 0117 900 9000. ABERDEEN ✔ 7
AEGON ✔ 7
ALLIANZ GLOBAL INVESTORS ✔ 7
ARTEMIS ✔ 7
Before transferring please check whether your provider levies a fee and how they would like payment AVIVA INVESTORS ✔ 7
for this. See table opposite or contact our Helpdesk for details of which providers make a charge. AXA IM ✔ 7
BARING ✔ 7
BLACKROCK ✔ 7
Application Checklist CAZENOVE ✔ 7
CLOSE ✔ 7
✔ 7
1 Please complete all your personal details, including your date of birth and National Insurance CO FUNDS
F&C ✔ 7
Number. FIDELITY> ✔ 7
FIDELITY FUNDSNETWORK> 7 N/A
FIRST STATE ✔ 7
2 Please tick this box if you would like to sign up for our Paperless Reporting Service. If you have GARTMORE ✔ 7
not yet registered for online access we will send you further details about registering when you HENDERSON (A Shares)# ✔ 7
HSBC ✔ 7
apply. IGNIS ASSET M’MENT ✔ 7
INSIGHT ✔ 7
✔ 7
3 Please tell us what to do with any income paid by your investment and provide details of your
INVESCO PERPETUAL
INVESTEC ✔ 7
nominated bank or building society account. See ‘your questions answered’ and the Terms & JPMORGAN ASSET M’MENT ✔ 7
Conditions for further details. JUPITER ✔ 7
LEGAL & GENERAL ✔ 7
LEGG MASON ✔ 7
4 Please ensure you sign and date before you return the form. M&G (X Shares)** ✔ 7
MARLBOROUGH ✔ 7
NEPTUNE ✔ 7
5 These details are available on your statement or from your current fund provider. This is the NEWTON
OLD MUTUAL
✔
✔
7
7
company that sends you statements regarding your fund. RENSBURG FUND MNGRS ✔ 7
SCHRODER ✔ 7
Please indicate whether you are transferring as stock or as cash – the difference is explained SKANDIA MULTIFUNDS ✔ 7
below. If you are transferring as cash please tell us how you would like the proceeds to be SKANDIA INV MANAGEMENT ✔ 7
SLFC UNIT MANAGERS (UK) ✔ 7
reinvested. STANDARD LIFE INV ✔ 7
SVM ✔ 7
SWIP ✔ 7
Please return your completed form to: THREADNEEDLE ✔ 7
Hargreaves Lansdown, FREEPOST RSGU-SAHT-BKZL, Bristol, BS1 5HL UBS ✔ 7

key for table

> For Fidelity funds see ‘Fidelity’. For NON-Fidelity funds ** M&G (X shares): Stock transfers only # Henderson X class shares cannot be
see ‘Fidelity FundsNetwork’. Funds (including NON-Fidelity funds) held available if fund has been held for more than held in Vantage and cannot be trans-
outside of an ISA and worth over £40,000 in total may be transferred 5 years. Sliding scale exit fees from 4.5% to ferred as stock. You would not be able
as stock; please contact our Helpdesk on 0117 900 9000 before com- 1% apply to transfers as cash if the fund has to repurchase X class shares after
pleting your transfer form. been held less than 5 years. transferring them as cash.

Your
QuestionsAnswered
Q What is the difference between a stock and a cash transfer?
A Stock transfers are where your existing holdings are simply moved
across to the HL Vantage Service exactly as they are.
Cash transfers are where your current provider sells your holdings,
transfers the proceeds to us, and we reinvest it in the funds you have
chosen on the transfer form or, if you have completed the cash option
under the ‘reinvestment instructions’ section, hold it as cash pending
any future instructions. You are out of the market while a cash transfer
takes place. This may work in your favour if the market falls but if it
rises you will not benefit from any growth while you hold cash.
Some groups are unable to offer cash transfers for funds held outside
of an ISA. Please contact our Helpdesk on 0117 900 9000 for further
details.
Q What is a nominated bank account?
A If you withdraw money or ask us to pay out income from a Vantage
ISA or Fund & Share Account we will transfer this money directly to
your nominated bank account. You can change your nominated bank
account at any time, however you cannot nominate more than one
bank account. The details you provide on this application will override
any existing nominated bank account you may previously have cho-
sen.
Q How do income options work?
A The income instruction you choose will apply to your whole Vantage Fund
& Share Account. If you already hold a Vantage Fund & Share Account, the
instruction you provide on this application will supersede the current
instruction on that account.
Complete section 3A for automatic reinvestment. When you buy funds we
will purchase accumulation units if they are available (accumulation units
do not produce an income – any income is rolled up within the fund,
increasing the value of each unit). For any funds or shares that do produce
an income we will automatically reinvest this for you when it reaches £50
per holding for unit trusts and OEICs, or £200 for shares and other invest-
ments.
Complete section 3B to have income paid directly to your nominated bank
or building society account. When you buy funds we will purchase income
units if they are available.
If you leave the income option blank and you already hold a Vantage Fund
& Share Account we will look at what you have told us previously. If this
is your first investment we will purchase accumulation units, if they are
available, when you buy funds. For any funds or shares that produce an
income we will hold this on deposit within your Fund & Share Account,
pending your further instructions.
Q What do I need to do if my account is held in joint names?
A You simply need to complete the ‘Joint Holder’s Details’ in section 1 of
the transfer form and ensure both holders sign and date sections 4 and
5. If the joint holder’s address is different from that you have given in sec-
tion 1 please send in a note with your transfer form, detailing the differing
address, signed by the joint holder.