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Abstract The United Nations Convention on the Rights of Persons with Disabilities requires a paradigm shift from a medical model of disability to
a social model that emphasizes overcoming the barriers to equality created by attitudes, laws, government policies and the social, economic
and political environment. The approach adopted by the social model recognizes that people with psychosocial disabilities have the same
right to take decisions and make choices as other people, particularly regarding treatment, and have the right to equal recognition before the
law. Consequently, direct or supported decision-making should be the norm and there should be no substitute decision-making. Although
recent mental health laws in some countries have attempted to realize a rights-based approach to decision-making by reducing coercion,
implementing the Convention on the Rights of Persons with Disabilities can be challenging because it requires continuous refinement and
the development of alternatives to coercion. This article reviews the impact historical trends and current mental health frameworks have
had on the rights affected by the practice of involuntary treatment and describes some legal and organizational initiatives that have been
undertaken to promote noncoercive services and supported decision-making. The evidence and examples presented could provide the
foundation for developing a context-appropriate approach to implementing supported decision-making in mental health care.
a
Department of Mental Health, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan.
b
Harvard Law School Project on Disability, Harvard University, Cambridge, United States of America (USA).
c
Department of Global Health and Population, Harvard T. H. Chan School of Public Health, Boston, USA.
d
Department of Global Health and Social Medicine, Harvard Medical School, 641 Huntington Avenue, Boston, Massachusetts, MA02115, USA.
Correspondence to Vikram Patel (email: Vikram_Patel@hms.harvard.edu).
(Submitted: 7 April 2019 – Revised version received: 24 September 2019 – Accepted: 25 September 2019 – Published online: 17 October 2019 )
Although these provisions are intended treatment lead to substantial trauma,14 punishment called on states to “impose
to protect people with mental health that its putative benefits cannot be sus- an absolute ban on all forced and non-
conditions from harm or from causing tainably maintained,15 and that fear of consensual medical interventions…
harm to themselves or others, scholars coercion can actually deter help-seeking including the non-consensual admin-
and activists have documented cases in behaviour.16 In contrast, detractors of istration of psychosurgery, electroshock
which substitute decision-making has the Convention’s approach have argued and mind-altering drugs [and] the use
led to abuses, ranging from the use of that universal application of the Con- of restraint.”4 Similarly, the Special Rap-
psychiatric methods to suppress political vention’s provisions may, in itself, violate porteur’s 2017 report on the right to
dissent to the sexual and physical abuse the right to health because people who physical and mental health noted that,
of mental health service users in the might need treatment in an emergency despite its questionable clinical effec-
custody of psychiatrists.10,11 Along with or who might be at risk of harming tiveness and the rights violations that
over-reliance on coercion, involuntary themselves or others may not receive may occur, involuntary mental health
institutionalization has often been used it, this would contravene their right to treatment continues to be a common
to deal with people with serious men- treatment and risk further impairment.17 practice. 21 The report calls on states
tal health conditions despite a lack of While the debate continues, there is in- to, “radically reduce medical coercion
clear clinical evidence supporting the creasing evidence to support the efficacy and facilitate the move towards an end
practice.12 of noncoercive models of care that align to all forced psychiatric treatment and
The Convention on the Rights of closely with the principles of dignity confinement.”
Persons with Disabilities, which was and autonomy and that do not nullify
introduced in 2007, has been viewed the right to treatment. These models
as a radical step forward in the support include community-based interventions
A rights-based approach to
and care of people with disabilities. and practices that emphasize the will, decision-making
Article 12 of the Convention states that and preferences of mental health service
Avoiding coercion and realizing sup-
they have a right to equal recognition users, as described below. The right to
ported decision-making in mental
before the law and General Comment 1 health is, therefore, better served by
health services involves paying system-
on Article 12 (adopted in 2014) states these more acceptable practices.
atic attention to all relevant rights and
that all persons possess decision-making The right to equality is also affected
incorporating them into national laws,
capacity, which means that substitute by coercive practices because they deny
policies and programmes. Adopting a
decision-making is inconsistent with that everyone has an equal capacity to
context-specific approach to achieving
the right to equal recognition before make decisions about their own well-
the goals of the Convention is impor-
the law. Instead, the Convention and being. Similarly, the right to inclusion
tant, because differences in resources
General Comment 1 mandate supported in the community is violated by coercive
might necessitate different approaches,
decision-making, whereby the necessary practices that can result in institution-
and because local social, cultural and
accommodations are made (and support alization or in another form of margin-
political factors may influence imple-
provided) to ensure that individuals can alization. Community inclusion is not
mentation. The supported decision-
express their own will and preferences. only a fundamental right, but as research
making paradigm of the Convention can
In rare instances in which individuals suggests, it is also an important compo-
be realized by implementing legislative
may be unable to do so, practitioners nent of well-being because it contributes
measures, by increasing the participa-
and other officials should make every to both the prevention and treatment of
tion of mental health service users in
effort to arrive at the most accurate in- serious mental health conditions.18 Al-
treatment and policy-making, and by
terpretation of the individual’s will and though inclusion in the community may
providing community-based care and
preferences. The Convention is one of be challenging when people experience
support.
the most widely ratified treaties in his- acute distress or exhibit a propensity to
tory, to date there are 177 state parties. harm themselves or others, there should
Legislative measures
In 2017, it was reported that at least 32 always be a presumption against restrict-
countries had either undertaken, or were ing their right to inclusion arbitrarily or According to WHO’s Mental Health
in the process of implementing, reforms unreasonably.19 Failure to uphold this Atlas 2017, 111 countries (i.e. 57% of all
to their mental health frameworks to in- presumption merely exacerbates the WHO Member States) reported having
corporate the paradigm advanced by the stigmatization and marginalization of a stand-alone law for mental health and
Convention.13 Signature and ratification people with psychosocial disabilities and 66 reported having updated that law in
of the Convention mandate each state to can, as a result, present a considerable the previous 5 years. The Atlas states that
ensure its provisions are fully applied in barrier to accessing services.20 39% of all Member States (76 countries)
domestic laws, policies and practices. The right to be protected from cruel, have a mental health law that is “partially
Involuntary treatment or admission inhumane and degrading treatment has or fully in line with international human
conflicts with the principle of autonomy, also been invoked by people concerned rights instruments.” In addition, 139
a central guiding principle of the Con- about the harm that can be caused by countries (i.e. 72% of WHO Member
vention. Moreover, the acceptability and involuntary mental health treatment. States) reported having a stand-alone
quality of any form of coercive mental In 2013, the United Nations’ Special policy or plan for mental health and 120
health care has been questioned. There Rapporteur on torture and other cruel, (i.e. 62% of Member States) reported
is evidence that the effects of coercive inhuman and degrading treatment or having updated that policy or plan in
ملخص
احلقوق وصنع القرار يف الرعاية الصحية العقلية:وضع حد لإلكراه
تنفيذ أسلوب قائم عىل احلقوق لصنع القرارات عن طريق احلد من ،تتطلب اتفاقية األمم املتحدة حلقوق األشخاص ذوي اإلعاقة
إال أن تنفيذ اتفاقية حقوق األشخاص ذوي اإلعاقة يمكن،اإلكراه تغيري ًا نوعي ًا من نموذج طبي لإلعاقة إىل نموذج اجتامعي يركز عىل
. مستمرا وتطوير بدائل لإلكراه
ً أن يمثل حتد ًيا ألنه يتطلب حتسين ًا وينشأ عن املواقف والقوانني،التغلب عىل العقبات أمام املساواة
يستعرض هذا املقال التأثري الذي تركته االجتاهات التارخيية وأطر .والسياسات احلكومية والبيئة االجتامعية واالقتصادية والسياسية
الصحة العقلية احلالية عىل احلقوق املعنية بمامرسة العالج غري يدرك األسلوب الذي ينتهجه النموذج االجتامعي أن لألشخاص
ويصف بعض املبادرات القانونية والتنظيمية التي تم،الطوعي ذات احلق يف،الذين يعانون من اإلعاقات النفسية االجتامعية
االضطالع هبا لالرتقاء باخلدمات غري القرسية ودعم عملية صنع وخاصة،اختاذ القرارات وحتديد االختيارات مثلهم مثل اآلخرين
إن األدلة واألمثلة الواردة يمكنها أن متثل حجر األساس.القرار . ولدهيم حلق يف التقدير املكافئ أمام القانون،فيام يتعلق بالعالج
لتطوير أسلوب مناسب للسياق لدعم عملية صنع القرار يف جمال ينبغي أن يكون صنع القرار املبارش أو املدعوم هو،وبالتبعية
.الرعاية الصحية العقلية عىل الرغم. وجيب أال يكون هناك صنع لقارات بديلة،األساس
من أن قوانني الصحة العقلية احلديثة يف بعض البلدان قد حاولت
摘要
终结强制 :心理健康护理中的权利和决策
联合国《残疾人权利公约》要求从残疾医学模式向强 少胁迫来实现基于权利的决策方法,但执行《残疾人
调平等的社会模式转变,在这种模式下需要克服因态 权利公约》可能会十分棘手,因为这需要不断完善和
度、法律、政府政策以及社会、经济和政治环境造成 发展替代强制的办法。本文回顾了历史趋势和当前的
的不平等。社会模式所采用的方法认为患有社会心理 心理健康框架对受非自愿治疗的权利所产生的影响,
障碍的人与他人一样有权作决策和选择,特别是在治 并描述了为促进非强制服务和支持决策所采取的一些
疗方面,并有权在法律面前获得平等认可。因此,直 法律和组织措施。所提供的证据和范例可以制定一种
接或受支持的决策应该成为规范,不应由他人替代作 适用于具体情况的方法,此方法可为实施心理健康护
出决策。尽管最近一些国家的心理健康法试图通过减 理的支持性决策奠定基础。
Résumé
Mettre fin à la coercition: droits et prise de décision en matière de soins de santé mentale
La Convention des Nations Unies relative aux droits des personnes sur les droits en matière de prise de décision en réduisant la coercition,
handicapées nécessite un changement radical pour passer d'un modèle la mise en œuvre de la Convention relative aux droits des personnes
médical du handicap à un modèle social mettant l'accent sur la levée handicapées peut poser problème, car elle exige une amélioration
des obstacles en matière d'égalité, créés par des attitudes, des lois, continue et l'élaboration de solutions autres que la coercition. Cet article
des politiques gouvernementales ainsi que l'environnement social, examine l'impact que les tendances historiques et les cadres actuels
économique et politique. L'approche adoptée par le modèle social en matière de santé mentale ont eu sur les droits lésés par la pratique
reconnaît que les personnes présentant un handicap mental ont le du traitement involontaire et décrit plusieurs initiatives législatives
même droit de prendre des décisions et de faire des choix que les autres, et organisationnelles qui ont été prises pour promouvoir les services
notamment en matière de traitement, et ont droit à une reconnaissance non coercitifs et la prise de décision accompagnée. Les données et les
égale devant la loi. Par conséquent, la prise de décision directe ou exemples présentés peuvent servir de fondement à l'élaboration d'une
accompagnée doit être la norme et il ne doit exister aucune prise de approche adaptée au contexte pour mettre en place la prise de décision
décision substitutive. Bien que certains pays aient récemment cherché, accompagnée en matière de soins de santé mentale.
à travers des lois sur la santé mentale, à instaurer une approche fondée
Резюме
Принуждение остановлено: права и принятие решений в психиатрической помощи
Конвенция Организации Объединенных Наций о правах право на равенство перед законом. Следовательно, нормой
инвалидов требует коренного перехода с медицинской должно быть принятие решения человеком, которого оно
на социальную модель понимания инвалидности, которая непосредственно касается, или принятие решения с поддержкой,
делает акцент на преодолении барьеров на пути к равенству, а не принятие решения представителем. Несмотря на то
создаваемых менталитетом, законами, политикой правительств, а что недавно принятые законы о психиатрической помощи в
также социальной, экономической и политической обстановкой. некоторых странах предпринимают попытку реализовать подход
Социальная модель понимания инвалидности признает за к принятию решений на основе соблюдения прав человека и
людьми с психосоциальной инвалидностью те же права на уменьшить уровень принуждения, осуществление Конвенции
принятие решений и наличие выбора, что и за другими людьми, о правах инвалидов может быть непростым делом, так как оно
в частности в том, что касается лечения, а также признает их требует постоянного уточнения и разработки альтернатив
принуждению. В статье рассматривается влияние, оказываемое предпринимаются для пропаганды услуг непринудительного
историческими тенденциями и существующими системами характера и принятия решений с поддержкой. Представленные
психиатрической помощи на права человека, затронутые в статье свидетельства и примеры могут стать основой для
практикой принудительного лечения, и описываются некоторые разработки соответствующего контексту подхода к принятию
юридические и организационные инициативы, которые решений с поддержкой в практике психиатрической помощи.
Resumen
El fin de la coerción: derechos y toma de decisiones en la atención de la salud mental
La Convención de las Naciones Unidas sobre los Derechos de las basado en los derechos para la adopción de decisiones mediante la
Personas con Discapacidad requiere un cambio de paradigma, de un reducción de la coerción, la implementación de la Convención sobre los
modelo médico de discapacidad a un modelo social que haga hincapié Derechos de las Personas con Discapacidad puede ser un reto, ya que
en la superación de las barreras a la igualdad creadas por las actitudes, requiere un continuo perfeccionamiento y el desarrollo de alternativas a
las leyes, las políticas gubernamentales y el entorno social, económico la coerción. Este artículo evalúa el impacto que las tendencias históricas
y político. El enfoque adoptado por el modelo social reconoce que las y los marcos actuales de salud mental han tenido sobre los derechos
personas con discapacidad psicosocial tienen el mismo derecho a tomar afectados por la práctica del tratamiento involuntario y describe algunas
decisiones y a elegir como cualquier otra persona, especialmente en iniciativas legales y organizativas que se han emprendido para promover
lo que se refiere al tratamiento, y tienen derecho a un reconocimiento servicios no coercitivos y apoyar la toma de decisiones. La evidencia y
igualitario ante la ley. Por lo tanto, la toma de decisiones directa o los ejemplos presentados podrían servir de base para desarrollar un
apoyada debería ser la norma y no debería haber un responsable enfoque apropiado al contexto para la implementación de la toma de
sustituto de la toma de decisiones. Aunque las recientes leyes sobre decisiones apoyada en la atención de la salud mental.
salud mental de algunos países han tratado de aplicar un enfoque
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