Beruflich Dokumente
Kultur Dokumente
CONTENTS
1. INTRODUCTION............................................................................................................................................ 886
2. SEISMIC REFRACTION................................................................................................................................ 887
3. SHALLOW SEISMIC REFLECTION............................................................................................................ 891
4. ELECTRICAL.................................................................................................................................................. 895
5. ELECTROMAGNETIC................................................................................................................................... 899
6. GROUND PENETRATING RADAR............................................................................................................ 903
7. GRAVITY........................................................................................................................................................ 906
8. RADIOMETRIC.............................................................................................................................................. 911
ACKNOWLEDGEMENT....................................................................................................................................... 913
REFERENCES........................................................................................................................................................ 914
Co-ordinator
T. Takahashi (Japan)
1365-1609/$ - see front matter r 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ijrmms.2004.02.009
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1365-1609/$ - see front matter r 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ijrmms.2004.02.009
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T. Takahashi / International Journal of Rock Mechanics & Mining Sciences 41 (2004) 885–914 887
These suggested methods are intended to assist 3. Field parameter tests and quality control (QC) of the
geophysicists or rock engineers to use geophysics acquired data: There are remarks on what parameters
properly and obtain solutions required in rock engineer- and data should be tested before, during and after
ing projects. Therefore, suggestions for all procedures measurements in the field.
from planning to reporting in geophysical applications 4. Measurement procedures: Standard and commonly
are described in the suggested methods. Suggestions for used measurement procedures in the method are
the planning stage are especially emphasized, because it described. There are also some remarks about field
is most important how to select and integrate geophy- techniques for acquiring higher quality data.
sical methods for obtaining optimal solutions to meet
engineering requirements. (5) Data processing: Standard and commonly used
The suggested methods are each composed of the data processing procedures for the method and a brief
following seven sections: explanation are described. A schematic diagram is also
(1) General: The principle and general features of the presented for its better understanding. There are some
method are described. Standard techniques and their remarks on data processing and the QC of the processed
variations are also described. A schematic diagram data.
explaining the principle and measurement configura- (6) Interpretation: Techniques and procedures for
tions of the method is presented. interpretation of the processed data are briefly de-
(2) Applicability: General applicability of the method scribed. There are some remarks on key items in
is described. Various limitations and conditions in interpretation of the data. An example of the interpreted
application of the method are described in general. profile is also presented for demonstrating an example
Typical exploration targets and recent applications of of the output of a survey.
the method are also included. (7) Output and report: Standard outputs of the
(3) Planning: Key items to be studied in planning a application of the method and minimum requirements
survey are listed up and notes for each item are for the survey report are listed.
described. Key items commonly described in each There are many factors and options to be examined in
method are as follows: application of geophysical methods to rock engineering.
Therefore, the suggested methods should not be
1. Study of existing information and data: Information automatically employed as a manual for geophysical
and data to be reviewed and studied in making a applications. They should be used as a guideline for
survey plan are recommended. It is also explained geophysicists and rock engineers to optimally apply
how to analyse the data. geophysical methods to rock engineering and to
2. Selection of the optimal technique and equipment: It obtain useful and valuable outputs for rock engineering
is suggested how to select the optimal technique and projects.
equipment. Although it depends on the objectives
and the requirements of the survey, guidelines are
described. 2. Seismic refraction
3. Design of a survey line layout and data acquisition
parameters: It is described in general how to design a 2.1. General
survey line layout and data acquisition parameters.
Standard layout and parameters are also presented. The seismic refraction method is a geophysical
4. The depth of investigation and resolution of the method to determine the subsurface velocity structure
method: The depth of investigation, resolution and through an analysis of the seismic waves that return to
accuracy expected by the method are described in the ground surface after refraction at the boundaries of
general. Their relationships to the method and subsurface layers with different seismic velocities. It has
equipment used are also outlined. been widely used for many years in civil engineering
applications. Although there are several types of seismic
(4) Field operation: In this section, the following key refraction methods depending on the survey objectives
items to be considered in a field operation are described: or targets, the most common methods are based on the
first arrivals of P-waves. The digital measuring equip-
1. Types of equipment: Types of equipment commonly ment for seismic refraction surveying is becoming
used in the method and how to check them in increasingly more compact and offers multi-channel
advance of the measurement are described. There are recording capability. Data processing techniques in-
some remarks in selection of equipment to be used. creasingly employ automated analysis. In addition,
2. Positioning of the measurement locations: There are seismic tomographic data processing techniques have
some remarks to be noted in setting up the measure- been recently applied to seismic refraction data in order
ment points and lines. to derive more detailed velocity structures. Fig. 1 shows
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generally recommended that these source points 2. If there is more than one spread of geophones in
should be at intervals of 30–60 m. Additional source a line, the ends of each spread should overlap so
points can be considered when the structure is that continuity in the travel time data can be
complex. In all cases, coverage needs to be obtained preserved.
in forward and reverse directions along the spread.
2.4.3. Preparation for the measurement
2.3.5. Types of seismic sources 1. To obtain good signals, all geophones should be
1. Dynamite is an excellent seismic source, especially planted firmly into the ground. They should be
for deeper exploration. Shots need to be buried connected via take-outs to the geophone cable so that
to ensure maximum coupling of energy into there is the same polarity for all geophones.
the ground and to ensure that there is no 2. The instant of shot detonation starts the recording
blow-out causing surface damage and creating process. This time can be transmitted from the shot
safety issues. As the timing of seismic signals needs point via radio or via a cable. Prior to giving
to be accurate to millisecond accuracies, non-delay the shot fire command to detonate the shot, the
electric detonators of the ‘‘instantaneous’’ type are operator of the recording equipment (the seismic
required. observer) needs to monitor the background noise
2. During last two decades, powerful mechanical seismic level and to ensure that noise from wind, from
energy devices like weight drops accelerated by road traffic, from drills, from aircraft, etc., is at a
rubber bands or vacuum and mini-vibrators have minimum.
been developed. These devises may be used for
surveys where the depth of investigation is up to 2.4.4. Measurement
several hundreds of metres. 1. The observer needs to maintain an observer’s log
3. In case of shallow surveys where the depth of detailing the locations of all geophones within a
investigation is less than 20 m, hammers and weight spread, the locations of the shots, the shot record
drops can be used as alternate, non-explosive sources. numbers and the depth of each shot hole.
With such sources it is possible to repeat the impact 2. The observer needs to monitor amplifier gains and/or
and sum (stack) the results to build up signal filtering parameters to ensure the quality of the
strength. recorded data. If necessary, repeated measurements
should be made to obtain better quality data.
2.4. Field operation
2.4.5. Completion of survey
At completion of the survey, all equipment needs to
2.4.1. Equipment
be retrieved and cleaned. The site needs to be
1. Survey equipment generally consists of geophones rehabilitated in accordance with the client’s require-
(receivers), geophone cables with connecting take- ments. The observer needs to ensure that all seismic
outs, extension cables, a data acquisition system data, observer’s logs and relevant survey information is
(including amplifiers, display and recording facilities), properly archived and available for data processing and
and a detonating box (blaster). Geophones typically interpretation.
have a natural frequency of 30 Hz or less and are
damped to ensure that there is not a strong resonance 2.5. Data processing
at the natural frequency. For a high-resolution survey
with a short measurement line in a hard rock, higher 2.5.1. Arrangement of the field data
natural frequency geophones or accelerometers All field data—seismic recordings (shot records),
should be used for high precision travel time observer’s logs and survey information need to be
measurements. organized and compiled for a processing sequence of the
2. All instruments should undergo routine checks type illustrated in Fig. 2. This is a standard processing
prior to use. Checks on the level and waveforms sequence. There are other ways of processing and
of geophone output, cable continuity and leak- interpreting data, for example by using ray tracing
age, safety of the detonator, and functions of techniques and through tomographic inversion. These
the data acquisition system are particularly impor- alternative techniques are not yet widely practised and
tant. are not described in this document.
2.6. Interpretation
Verification with ray path calculations
1. The depth section thus obtained is generally inter-
Fig. 2. Flow chart for the standard data processing of seismic preted in consideration of the survey objectives,
refraction data (SEG Japan, 2000) [1].
existing data and additional or supplemental profiles
if available.
2. If the travel time curves can be interpreted by two or
more different models, it is desirable to report on all
are picked with a time resolution of around 1 ms. For a possible interpretations. These situations typically arise
high precision survey, time resolution is often less than when hidden layers and velocity inversions are present.
0.1 ms. Picking can be done manually on printed seismic 3. The P-wave velocities obtained with a seismic
records or using automatic and interactive computer refraction survey can be used as an indicator of rock
techniques. An uphole correction is required to com- quality for designing a construction such as a tunnel
pensate for the burial of the shot. and a dam in rock engineering applications.
4. Fig. 3 shows an example of travel time curves and the
resultant depth section.
2.5.3. Construction of the travel time curves
Based on the distance along the survey line, the
2.7. Output and report
receiver intervals (the geophone spacing) and the first
arrival times, travel time curves are plotted with the
Outputs of a seismic refraction survey should include
horizontal axis being distance and the vertical axis travel
at least the following:
time. For hard copy travel time curves, typical scales are
1 1
500 or 1000 for the distance axis and 5 or 10 ms to the cm 1. location map of the survey site;
for the vertical axis, see Fig. 3. 2. layout of survey lines;
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Fig. 3. Example of travel time curves and the resultant velocity/depth profile (SEG Japan, 2000) [1].
Fig. 4. Schematic diagram of the shallow seismic reflection method (SEG Japan, 2000) [1].
2. The instruments should be tested with routine with environmental factors and any rehabilitation
procedures prior to the field operation. The tests requirements.
should include measurements of the output levels
and the waveforms of the test signals, cable con- 3.4.2. Field acquisition parameter tests
tinuity and leakage, and functions of the recording Prior to making measurements in the field, the
system. acquisition parameters should be tested. These
3. Moving coil geophones similar to those used in deep parameters include the sampling rate, the recording
seismic reflection surveys in the oil and gas explora- length, the field acquisition filters, the minimum
tion field are commonly used. However, for shallow and maximum source–receiver offsets and the stacking
seismic reflection, higher natural frequency geo- fold.
phones are preferably used in order to obtain
higher-resolution reflection images compared to those
3.4.3. Measurement
for deep seismic reflection surveys.
4. The data recording system should include a digital 1. Following the survey plan, the receivers (geophones)
data acquisition unit, a display unit, a digital should be laid out on the ground and connected to
memory and a printer in the standard system the recording system through the CDP cables. The
configuration. seismic source is then employed at each source point
sequentially to generate seismic waves. The data
acquisition operator (seismic observer) should moni-
3.3.7. Recording format tor the recorded signals and judge the quality of the
It is preferable to record the data in the field in one of records by observing if reflections correlate across the
the SEG standard formats such as SEG-2 and SEG-Y so records. Noise, on the other hand, should be
that the field data can later be easily input to standard incoherent. If the data quality is not good then the
processing systems. measurements should be repeated at the same source
location until better data are obtained. Vertical
stacking is one way to improve the signal-to-noise
3.4. Field operation ratio at the field. Careful observers logs need to be
maintained to ensure that an accurate log of
3.4.1. Preparation of the survey lines recording parameters, source and geophone locations
In accordance with the survey plan, the seismic lines is maintained.
should be pegged out on the ground surface and with the 2. The recorded digital data are usually stored on a
locations of the shot and geophone points accurately magnetic tape, a floppy disk or a hard disk of the
surveyed. Vegetation may need to be cleared to facilitate recording system. Fig. 5 shows examples of the field
field operations but this should be done in accordance records.
Fig. 5. Examples of field records of P- and S-waves (SEG Japan, 2000) [1].
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2. The file numbers of all shot records and their source Statics analysis
and receiver locations have to be confirmed and CDP sorting
edited.
3. Additional information such as drilling logs, VSP Bandpass filter
data and/or seismic refraction data collected at
the same time as the reflection data may need to be
Gain recovery
used as reference data in the processing of the
reflection data.
Deconvolution filter
Amplitude balancing
3.6. Interpretation
CDP stack
3.6.1. Interpretation of the shallow seismic reflection
profile Deconvolution filter
In principle, a seismic reflection profile provides a
visualization of subsurface boundaries where acoustic
Coherency and
impedance (or velocity) contrasts occur as the reflection bandpass filters
events. In order to obtain the geological section, the
seismic reflection profile should be interpreted in Migration Depth conversion
comparison with surface and borehole geological
information as well as well logs and VSP if available. Time section Depth section
Fig. 7 shows an example of the interpreted depth section
indicating buried faults. Interpretation can be under-
taken on printed seismic profiles or using interactive Fig. 6. A standard data processing flow of shallow seismic reflection
computing facilities. data (SEG Japan, 2000) [1].
3.6.2. Resolution of the seismic reflection profile 3.7. Output and report
The resolution of the seismic reflection method
depends on the parameters such as the source frequency, Outputs of a shallow seismic reflection survey should
the velocities of the layers and the depth of the include at least the following:
reflections. Vertical resolution depends on the wave-
length and horizontal resolution is controlled by the 1. location map of the measurement lines;
radius of the first Fresnel zone, which is determined by 2. examples of field records;
the wavelength and the depth of the reflector. Vertical 3. examples of processed CDP or shot gathers;
resolution of a thin layer is ideally around 14 of the 4. NMO velocity chart with statics;
wavelength, but practically around a wavelength. 5. seismic reflection time section on paper and in digital
However, it is well known that the thin layer can be format (with or without migration);
1
detected even if its thickness is 10 or less of the 6. seismic reflection depth section on paper and in
wavelength of the reflection wave. digital format;
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1. It is desirable to set up the survey lines on a site with 4.3.5. The depth of investigation and length of the survey
minimal topographic change, and ideally lay the lines line
on a horizontal or gently sloping ground. The depth of investigation of the resistivity method
2. The survey lines should be laid out far from obstacles, mostly depends on the electrode configuration and
especially artificial metal structures such as metal electrode spacing. As a first approximation, the depth
fences and grounded power lines, because they may of investigation is a little smaller than the longest
cause short circuits of the current and generate separation between the current electrodes and potential
anomalous voltages around potential electrodes. electrodes. A survey line should be much longer than
3. For 2-D profiling, the survey line should be set up as the estimated depth of the survey target in order to cover
perpendicular as possible to the strike of subsurface the investigated area not only horizontally but also
layers and faults. If the line cannot be set up in such vertically.
way due to various restrictions in the survey area,
supplemental lines should be arranged for delineating 4.3.6. Electrode spacing
subsurface structure as correctly as possible. The maximum electrode spacing is determined from
4. In the layout of the survey line, the relationship the target depth and the electrode configuration used.
between the depth of investigation and the survey line The minimum spacing is determined from the required
length should be taken into consideration (refer to spatial resolution. In horizontal profiling and 2-D
Section 4.3.5). profiling, requirements for both depth of investigation
5. Even for a survey along a curved line such as a tunnel and resolution cannot be satisfied simultaneously.
route, it is desirable to arrange the survey line as Therefore, they are usually determined bearing in
straight as possible. mind the survey objectives, cost and operational
efficiency.
4.3.3. Selection of the survey method
1. The most appropriate method should be selected 4.3.7. Remote electrode
from vertical sounding, horizontal profiling, 2-D 1. Remote electrodes are required for the pole–pole
profiling and other available methods taking into array and the pole–dipole array. In order to improve
consideration the scope and the stage of the the field measurement efficiency, it is suggested to
survey. In the selection of the survey method, select the location of the remote electrodes in
topographical and geological conditions, cost and considering access from the survey lines prior to the
operational efficiency should also be taken into survey.
consideration. 2. It is desirable to separate the remote electrodes from
2. The vertical sounding method is cost-effective for the the survey line by at least 10 times the maximum
investigation of horizontally stratified structure. The electrode spacing.
horizontal profiling method is effective for mapping
near-surface geological boundaries, buried objects, 4.4. Field operation
and fracture zones bearing groundwater. The 2-D
profiling method, combining vertical sounding and 1. Field equipment for the measurements consists
horizontal profiling, is applied when the subsurface mainly of the resistivity meter (usually consisting of
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Table 1
Electrode configuration factors for various electrode arrays
Pole–dipole C1 P1 P2 2n(n+1)pa
C∞
na a
a(n +0.5)
2
Dipole–dipole C1 C2 P2 P1 2n(n+1)(n+2)pa
a na a
a(n+1)
2
Schlumberger P1 (M) P2 (N) C2 (B) p(L2–l2)/4 l (L>5 l)
C1 (A)
1
L
L/2
a power supply, a transmitter and a voltage receiver), same midpoint but with different intervals. Since a
electrodes, and cables. larger electrode interval corresponds to a deeper
2. It is important to check whether the cables are not cut penetration depth, a one-dimensional (1-D) resistivity
and there is proper connection between electrodes model at the measurement location is obtained with
and the resistivity meter. Furthermore, it is recom- the vertical sounding method.
mended to check the ground contact resistance of 6. In the horizontal profiling method, a set of electrodes
every electrode. If the ground contact resistance of an with a fixed spacing is moved along the survey line to
electrode is extremely high, it should be lowered by image the horizontal variation of subsurface resistiv-
inserting the electrode sticks more deeply into the ity at a similar penetration depth.
ground, adding electrode sticks at the station, 7. In the 2-D profiling method, horizontal profiling is
sprinkling water around the electrode sticks, or repeated with various electrode spacings along the
moving the electrode position slightly. Also, it is survey line. A modern resistivity meter controlled by
important to check whether any cable is directly a computer can automatically select a set of electro-
leaking current into the ground. des on the survey line, transmit a current and measure
3. It is important to check repeatability of the measure- the potential data.
ments with the same electrode settings to ensure
data quality. The amplitude of the measured voltage 4.5. Data processing
must be larger than the noise level of the resistivity
meter. 1. Apparent resistivity, ra (O m), is estimated using the
4. Another important issue concerns safety during the following equation for the measured electrical poten-
field measurement. Since high-voltage current is tial V (V) due to the injected electrical current I (A):
applied to the cables and the current electrodes, it is
ra ¼ GV =I;
very important to avoid any accident or injury.
5. In the vertical sounding method, resistivity measure- where G is an electrode configuration factor
ments are repeated using a set of electrodes with the which is calculated from the electrode spacing and
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NO
Residual is small ?
YES
Fig. 9. A standard inversion process of the 2-D resistivity profiling data (SEG Japan, 2000) [1].
configuration shown in Table 1. Apparent resistivity 2. Resistivity varies with various factors such as rock
is considered to represent average resistivity from the type, porosity, water saturation, groundwater resis-
surface to the penetration depth. tivity, clay content associated with weathering or
2. For vertical sounding (VES), it is common to create alteration, and temperature. Lower resistivity gen-
an apparent resistivity versus electrode spacing curve erally indicates higher clay content or higher water
(a VES curve; ra–a curve for the Wenner array) by content (i.e., the porosity multiplied by water
drawing apparent resistivity values against the saturation).
corresponding electrode spacing on a full logarithmic 3. Geotechnical parameters such us hydraulic conduc-
section paper. For horizontal profiling, it is most tivity and porosity of the ground can be estimated
common to create an apparent resistivity curve or from the resistivity values using empirical or experi-
section as a function of horizontal position. For 2-D mental equations.
profiling, it is most common to create an apparent 4. Fig. 10 shows an example of the 2-D resistivity image
resistivity pseudo-section by taking the position as along a planned tunnel route in a granitic rock
the horizontal axis and the electrode spacing as the obtained with 2-D resistivity profiling. Low resistivity
vertical axis. portions were interpreted as high water content
3. For vertical sounding, it is possible to estimate zones.
resistivity and depths of boundaries of subsurface
formations from the VES curve. Data processing was 4.7. Output and report
previously conducted by the graphical analysis
method (the curve fitting method) using master Outputs of an electrical (resistivity) survey should
curves. However, it is now commonly performed by include at least the following:
1-D inversion on a computer.
1. location map;
4. In 2-D profiling, the data are inverted with a non-
2. survey line layout;
linear inversion method to obtain a 2-D subsurface
3. apparent resistivity curves, profiles, or pseudo-sec-
resistivity model. Fig. 9 shows a standard data
tions;
processing flow of the 2-D resistivity profiling data.
4. resistivity models;
5. list of measured data.
4.6. Interpretation
The survey report should describe at least the
1. To avoid misinterpretation of the processed resistiv-
following items:
ity image, it is important to understand restrictions
and limitations of the inverse method. It is recom- 1. outline of the survey;
mended to refer to additional or other information 2. measurement method;
about the survey site. 3. field equipment;
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Fig. 10. Example of a 2-D resistivity model obtained by a 2-D inversion (SEG Japan, 2000) [1].
4. field notes describing the survey layouts and the 5.3. Planning
conditions of the survey area;
5. data processing procedures; 5.3.1. Review of existing information
6. apparent resistivity curves, profiles, or pseudo-sec- 1. In order to apply the EM method most effectively,
tions; it is important to study the following items prior to
7. resistivity models; the survey using existing information:
8. interpretation and discussion of the resistivity models;
J depth, size and electrical properties of the
9. references.
exploration target;
J surface topography and available roads
that affect operational efficiency of the
5. Electromagnetic
survey.
2. High-voltage power lines and man-made structures
5.1. General
may generate noise in an EM survey. It is
important to check potential noise sources in and
The electromagnetic (EM) method is a geophysical
around the survey area.
exploration technique to delineate subsurface resistivity
3. It is desired to examine the location of the fixed EM
distribution similar to the electrical method. There
transmitter for the CSAMT and Offset TEM
are many techniques and variations in the EM method,
measurements that may be set up outside the
and they can be applied for different purposes in civil
survey area.
engineering. Among them, these suggested methods
describe the controlled-source audio-frequency magne-
totelluric (CSAMT) method (Fig. 11) and the transient 5.3.2. Selecting the survey method
electromagnetic (TEM) method (Fig. 12), which are First of all, the method used should be determined
most often used. considering (a) the survey objectives and specifications,
(b) surface and subsurface conditions, and (c) opera-
5.2. Applicability tional cost and time. Both the CSAMT and TEM
methods are suitable for deeper resistivity profiling
1. The EM method can image the subsurface resistivity as compared to the electrical method. Since the
distribution, which is similar to the electrical method. TEM method can use non-contact sources and
2. As compared with the electrical method, better receivers such as a loop source and a magnetic
operational efficiency and deeper penetration are coil, it is more suitable when a good contact of an
main features of the EM method. It is applicable to electrode is difficult at a survey area of high-resistivity
site characterization for planned tunnels and dams, to underground, for instance, snow accumulation and a
detection of faults or fractured zones in rocks, etc. rocky area.
3. The EM method is not suitable for the survey at an
area near power lines, telephone lines, radio stations, 5.3.3. Determining the survey lines and station interval
factories, railways, power plants, power stations and 1. There are two types of measurement arrangements.
urban area, because EM waves radiated from these One is the profiling in which measurement stations
constructions and metallic objects strongly interfere are densely arrayed along a survey line. The other is
the EM measurements. the mapping in which measurement stations are
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Fig. 11. A schematic diagram of the CSAMT method (SEG Japan, 2000) [1].
Fig. 12. A schematic diagram of the TEM method (SEG Japan, 2000) [1].
spread over the survey area. The profiling and the 2. In the profiling, the survey line should be set up as
mapping can provide 2-D and 3-D resistivity images, perpendicular to the strike of geological structure to
respectively, through representing plural 1-D resis- be investigated. In the investigation for a linear
tivity models or 2-D and 3-D data interpretation. construction such as a tunnel and a bridge, the survey
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lines are usually set up along the planned construc- source (Figs. 11 and 12). The large transmitter should be
tion route. When the survey line is set up parallel to set up at a distance of more than 3–5 times the skin
the subsurface geological structure, some comple- depth from the receivers to avoid the near field effect in
mentary survey lines should be arranged perpendi- the CSAMT survey. The location of the transmitter
cular to the main survey line to obtain more reliable should be planned prior to the survey considering the
subsurface images. penetration depth (the target depth) and surface
3. The length and linearity of survey lines and station conditions at the site.
intervals do not affect very much the penetration
depth and the quality of the data unlike the electrical
5.4. Field operation
method. Therefore, planned stations can be moved if
there are unexpected obstacles or noise sources close
5.4.1. Equipment
to them.
1. The EM equipment consists of a transmitter,
a receiver, sensors, electrodes and cables. The
5.3.4. Determining penetration depth
transmitter and receiver are special equipments
The penetration depth depends on the frequency
designed for the methods. They should have specifi-
used for the measurement and on the resistivity of
cations that meet the requirements in accuracy and
the ground. Therefore, the frequency range used in the
reliability for the measurement.
measurement should be determined considering the
survey objectives, the depth of investigation and the
expected resistivity of the ground. The penetration depth 5.4.2. Preparation
in frequency domain is usually referred to the skin depth 1. Sensors and electrodes at receiving stations
of the plane EM wave. Fig. 13 shows the relationship should be laid out on as flat ground surface as
between the skin depth and frequency used in the possible and far away from EM noise sources
CSAMT method. The penetration depth in time domain such as power lines, metal fences and existing
is usually referred to a depth where a magnetic (or constructions.
electric) field from a plane impulse source takes the 2. For the fixed transmitter source, electrode sticks
maximum value at a certain time. Fig. 14 shows the or plates should be installed into the ground very
penetration depth as a function of time, which is used in firmly such that the contact resistance is less
the TEM method. than 100 O. Since the transmitter is usually kept
on the ground for a long time until the measurement
5.3.5. Setting the remote EM transmitter is completed, it should be kept safe from accidents
For deeper CSAMT and TEM surveys, a large fixed such as electrical shock and leakage and cutting
transmitter (usually a grounded wire) is used as an EM of cables.
Fig. 13. Relationship between the skin depth of a plane wave EM field and frequency in the CSAMT method (SEG Japan, 2000) [1].
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Fig. 14. Relationship between the penetration depth of a plane EM impulse and time in the TEM method (SEG Japan, 2000) [1].
CSAMT TEM
Survey line
Topographic
section Calculation of apparent resistivity Measuring points
survey line
CSAMT TEM
Apparent resistivity
Apparent resistivity
Survey line
Frequency f Time t
Apparent resistivity
Apparent resistivity curve
Apparent resistivity
1-D interpretation
CSAMT · TEM
Surface
Layer 1 Resistivity n1
Survey line Layer 2 Resistivity n2 Depth d1
Depth dn-1
Layer n Resistivity n n
Depth dn
Horizontal section of
Vertical section of
stitched 1-D model
Multi-layer structure 1-D model
multi-layer model
Each depth or
elevation
2-D interpretation
Obtain the resistivity
of each cell
Survey line
Surface
Survey line Cell Cell m+1
Depth d1 m-1
Cell m
Cell
Depth d2 n-1 Cell n+1
2D resistivity Cell n
model
Fig. 15. A schematic diagram of a standard data processing flow of the EM data (SEG Japan, 2000) [1].
5.7. Output and report 5. apparent resistivity curves, voltage decay curves,
profiles, or pseudo-sections;
Outputs of an EM survey should include at least the 6. resistivity models;
following: 7. interpretation and discussion of the resistivity models;
8. references.
1. location map of the survey site;
2. layout of survey lines and measurement stations;
3. apparent resistivity curves, voltage decay curves, 6. Ground penetrating radar
profiles, or pseudo-sections;
4. resistivity models; 6.1. General
5. list of measured data.
The survey report should describe at least the GPR is a geophysical method that uses the transmis-
following items: sion of high-frequency EM waves for detecting subsur-
face objects. The operating frequency is higher than
1. outline of the survey; several MHz. GPR can be used on the ground surface
2. field operations (including equipments used); and in boreholes. Only surface GPR is described in this
3. field notes describing the survey layouts and the document. In a GPR survey, transmitting and receiving
conditions of the survey area; antennae are placed on the ground surface and EM
4. data processing procedures; waves are injected into the ground from the transmitter
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Fig. 16. Examples of stitched 1-D resistivity model obtained with the CSAMT method at a survey area of a tunnel construction (SEG Japan, 2000) [1].
Fig. 17. A schematic diagram of the surface GPR survey (SEG Japan, 2000) [1].
antenna. Reflected EM waves from subsurface geologi- site reconnaissance. The survey plan should be made in
cal boundaries or objects are then received by the consideration of expected properties of subsurface
receiving antenna and processed to image these subsur- materials (especially resistivity), groundwater condition,
face structures (Fig. 17). depth and characteristics of the targets, and accessibility
of the equipments to the survey areas.
6.2. Applicability
6.3.2. Choice of GPR antenna
GPR is a non-destructive and non-invasive geophy-
The centre frequency of the GPR antenna typically
sical method for rapid and high-resolution imaging of
ranges from 30 MHz to 1.5 GHz. Resolution and
subsurface objects. The penetration depth is typically
penetration of GPR waves strongly depend on the
several metres in soil ground. There are a variety of
antenna frequency used, as shown in Table 2, i.e.,
applications including detection of buried pipes, locat-
higher-frequency antenna can have higher resolution,
ing reinforcing bars in concrete, mapping voids beneath
but lower penetration. The antenna frequency used in
road pavements or behind tunnel linings, and inspection
the survey should be determined considering the
of roads and concrete structures. The method can also
following conditions:
be used in archaeological investigations, monitoring the
spread of contamination in the ground, and mapping (1) Features of exploration targets such as size, depth
faults and fracture zones in rocks. and material type, and resolution required.
(2) Properties of soil, rock and medium in which the
6.3. Planning target is buried.
(3) Moisture and clay contents of the medium, which
6.3.1. Review of existing information affect GPR penetration.
The feasibility and the output of GPR can often be (4) Surface unevenness and vegetation of the site and
predicted by studying existing site information and by accessibility of the antenna.
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Table 2
Relationship of GPR parameters with respect to dielectric constant, electrical conductivity of the ground, and antenna frequency
6.3.3. Arrangement for survey lines and their spacings Selection of antenna frequency is crucial for success of
For linear targets, such as buried pipes, the survey line the survey.
is normally set up perpendicularly to the longitudinal
direction of the expected buried pipes. The survey line 6.4.2. Preparation for the survey
spacing should be determined considering the target 1. The locations of the survey lines are marked out at
type, size and depth. Typically it is 1–2 m. For metallic the site. The start and end positions of the survey
targets (e.g., iron pipes), the antenna dipoles are usually lines are normally indicated in the survey plan.
oriented parallel to the longitudinal axis of the target. 2. For a rough and uneven ground, land readjustment
For non-metallic targets (e.g., gas pipes), the antenna may be needed to obtain good contact between the
dipoles are normally set up at the right angle to the antenna and the ground surface.
target orientation. The layout of survey line(s) and the 3. The antennae are mounted on a sled or a wheeled
line spacing (s) should be determined in consideration of trolley to enable them to move smoothly on the
the following conditions: ground.
(1) frequency and moving speed of the antenna;
6.4.3. Field procedures
(2) resolution required;
1. The GPR data acquisition system is first set up and
(3) surface unevenness and vegetation of the site;
connected to a power supply such as a 12 V DC
(4) cost and acquisition time available.
battery. It is recommended to warm it up for a while
to stabilize the zero time position. A preliminary test
Additional survey lines or a dense grid-based survey
measurement should be conducted prior to the survey
may be required to detect smaller and multiple targets or
in order to ensure that the GPR system is functioning
if very accurate data processing is necessary.
properly and to optimize the measurement para-
meters. The field acquisition parameters such as
6.3.4. The depth of investigation the recording time range (in nanoseconds), the
The depth of investigation of a GPR survey depends sampling rate, signal gains and band-pass filters
on the frequency and the power of transmitted should be optimally selected in consideration of the
EM waves and electrical conductivity of the ground target depth and the antenna frequency. The measur-
or the medium to be investigated. The depth of ing wheel should be calibrated on site for a known
investigation varies from 0.1 to 100 m, but typically distance.
from 0 to 5 m for most of civil engineering applications. 2. The measured data should be monitored on the
Deeper penetration is possible with lower frequencies screen of the equipment during the survey for data
(30–100 MHz) in the ground that has lower conductivity. QC. Unwanted noise or anomalous signals should be
identified to remove their causes.
3. The recording time range should be adjusted for the
6.4. Field operation investigation depth by measuring the propagation
velocity of the EM waves in the ground using the
6.4.1. Equipment wide-angle or the arrayed antenna measurements or
The GPR equipment consists of a data acquisition by analysis of the hyperbolic diffractions generated
system and antennae. Those should be chosen in by a discrete target. Alternatively, the velocity can be
consideration of the depth of the target and the accuracy calculated from the dielectric constant of the ground,
required with reference to the objectives of the survey. which can be measured on site using a portable
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dielectric meter or determined in the laboratory test 6.7. Output and report
using soil samples.
Output of a GPR survey should include at least the
6.4.4. QC of the measured data following:
The quality of the recorded data should be checked on 1. location map of the measurement lines;
site during or immediately after the survey by monitor- 2. GPR profiles;
ing the GPR signals or profiles on the screen of the 3. interpreted GPR profiles.
equipment. Survey information, such as the positions of
the survey lines, variations in surface conditions, and The survey report should describe at least the
locations of metallic objects close to the survey line following:
causing spurious reflections, should be recorded in the
field observer’s notes for data processing and interpreta- 1. outline of the survey;
tion later on. 2. field operation (including the equipments used);
3. data processing procedures;
4. GPR profiles;
6.5. Data processing 5. interpretation and discussion of the profiles;
6. references.
1. The GPR profile (or Radargramme) is normally
represented as a 2-D time section (or a depth section
if velocity is known) with wiggle traces or grey/colour 7. Gravity
scales.
2. To enhance the target signals, the following digital 7.1. General
signal processing is usually applied to the measured
data on site or in house after the survey: vertical The gravity method is a geophysical method in which
stacking, deconvolution filter, bandpass filter, mov- the subsurface density distribution (or the density
ing average/background removal filter, automatic anomaly) is estimated from the observed gravity field.
gain control (AGC) or time-variant gain (TVG). Gravity is usually measured at the ground surface using
3. In case that the data are recorded on multiple survey a gravity meter or a gravimeter. Gravity may also be
lines on a grid, the GPR data can be displayed in measured in the air, at sea, or in a borehole using
three dimensions using commercial presentation gravimeters designed for those environments. In this
software for making its interpretation much easier. document, we will focus on and describe in detail the
land gravity method. The gravity method has been
widely used for delineating a base rock for earthquake
6.6. Interpretation resistant construction design, locating buried faults and
detecting underground cavities due to civil engineering
1. A GPR profile can be interpreted in a similar way to activities and old mine working. Fig. 19 shows the
the interpretation of a seismic reflection profile. schematic diagram of a gravity anomaly and an example
Subsurface anomalies such as buried pipes and of a gravimeter. The gravity method has normally been
cavities can be detected as diffraction patterns in used for large-scale subsurface imaging, for instance, for
the profile. studies in Earth Sciences. The micro-gravity method
2. It is important to collect as much existing informa- using very dense measurements has recently been
tion as possible to interpret the GPR profile properly. employed for near-surface civil engineering applications.
For example, in the application of the GPR to
detection of buried pipes, information relating to 7.2. Applicability
their locations, depths, sizes and materials should be
searched prior to the interpretation. 1. The gravity method can be used for:
3. If an accurate depth section is necessary, information (1) detection of subsurface cavities and voids due to
affecting the EM wave velocity such as dielectric civil engineering activities and old mine working,
constants and moisture contents of the ground should (2) delineation of a base rock for earthquake-
be considered in the interpretation. resistant construction design,
4. If other geophysical data such as shallow EM (3) delineation of buried faults underneath thick
mapping, magnetic or resistivity data are available, sediments,
they can be very useful for interpretation of the GPR (4) evaluation of ground improvement such as
profile. grouting and compaction by comparing gravity
5. Fig. 18 shows some examples of interpreted GPR anomalies measured before and after the im-
profiles. provement.
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Fig. 18. Examples of interpreted GPR profiles (SEG Japan, 2000) [1].
2. In earthquake engineering field, the gravity method around 1 m using high-density measurements under
can often be employed to delineate larger-scale relatively low ambient noise.
subsurface structures such as deeper base rocks and 2. Using more widely spaced measurement points in a
large faults to predict accurate earthquake ground very wide area, it is possible to delineate large-scale
motion. subsurface structure with the dimension of several
3. The surface gravity method is used to detect kilometres.
lateral density changes in the ground, but in 3. Fig. 20 shows the relationship between the detectable
principle, it cannot be used to delineate horizontally dimension of the target and the amount of the gravity
stratified structure whose density changes only with anomaly due to it. Since the most modern gravimeter
depth. can measure the gravity change of several micro-
Gals, subsurface features with the dimension of
around 1 m can be detected by means of the micro-
7.3. Planning
gravity method.
7.3.1. Review of existing information
Existing information should be studied from the 7.3.3. Determination of the survey area and the station
following points of view: (1) dimension, depth and spacing
1. The micro-gravity survey will normally be con-
density of the geological or structural features to be
ducted in one of two modes, a profile and an areal
investigated, (2) surface topography around the survey
survey. The former is commonly employed for
area and (3) accessibility to the site such as road
investigation along the linear construction such as
conditions.
a railway and a road, while the latter would be
used for an areal survey, for instance, for delineation
7.3.2. Resolution of detectable subsurface structures or of a bed rock topography beneath the investigation
anomalies site
1. Resolution of detectable subsurface structures or 2. The survey area should be determined considering the
anomalies with the micro-gravity method can be depth of the features of interest in the survey. The
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908 T. Takahashi / International Journal of Rock Mechanics & Mining Sciences 41 (2004) 885–914
Fig. 19. Schematic diagram of the gravity anomaly and a gravimeter (SEG Japan, 2000) [1].
Fig. 20. Relationship between dimension of the target and gravity anomaly (SEG Japan, 2000) [1].
dimension of the survey area should be 5 or 6 times gravity survey, the difference of the gravity value
the maximum depth of investigation. The station between a station and a fixed station called as a base
spacing should be comparable to, or smaller than, the or reference station is measured. The reference
minimum depth of the features of interest. station should be either a station where the absolute
3. It is desirable to keep the station spacing as uniform gravity value is known or a station connected to
as possible. another reference station where the absolute gravity
value is known.
7.4. Field operation 2. A measurement technique called the closed-loop
method is commonly used, in which the first and last
7.4.1. Measurement principle measurements of successive measurements in a loop
1. A gravimeter commonly used for a gravity survey can are made at the same station to obtain the error
only measure relative gravity value. Therefore, in a between these two measurements, known as the
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closure error. The measurement error at each station 5. It is desirable to repeat measurements several times
can then be evaluated based on this closure error in at each station to improve the accuracy and
the loop. Successive measurements in a loop should reliability of the measurement.
be normally completed within no more than about 6. The following items should be recorded in the field
half a day to keep the error to a minimum. The note:
closure error, mainly due to the drift of the spring in (1) the model name and serial number of the
the gravimeter, should be less than 0.2 mGal. gravimeter used;
3. In a very high accurate survey, such as detection of a (2) the height of the instrument from the earth’s
very small cavity with a diameter of less than 1 m, it surface at each measurement point;
should be necessary to know the drift error as (3) each reading and its time.
precisely as possible. In such a case, the succes- 7. It is desirable to make a sketch of the measurement
sive measurements in a loop should be completed location and its vicinity for the further terrain
within 2 h or less and the measurements be re- correction in data processing.
peated by visiting stations in the loop in a reverse 8. Re-measurement of any loops should be consid-
order. ered if the closure error is neither negligible nor
acceptable.
7.4.2. Measurement accuracy
1. A gravimeter used for a micro-gravity survey should 7.5. Data processing
have an accuracy of a few micro-Gals, while that for
an ordinary gravity survey may have an accuracy of
1. The measured gravity value at each station should be
better than approximately 0.1 mGal. A gravimeter is
first corrected for the gravity tide variations, the
a very sensitive device and must be handled with
gravimeter drift and the instrument height at the
extreme care during transportation as well as during
measurement station. Usually, these corrections are
measurements.
conducted in the field for QC.
2. The elevation of each measurement station in a
2. The gravity anomaly value at each station is
micro-gravity survey must be known to the accuracy
computed by applying latitude corrections, free-air
of a few millimetres or less and the accuracy of the
corrections, Bouguer corrections, terrain corrections
horizontal location is required within a few tens of
and atmospheric corrections to the field data
centimetres. For ordinary gravity survey, accuracies
corrected as above. The coordinate system used for
of the elevation and the horizontal location should be
these corrections may be either the geodetic reference
less than a few tens of centimetres and a few metres,
system (latitude, longitude, height) or a Cartesian
respectively.
system ðX ; Y ; ZÞ:
3. In a gravity survey over an area more than a few
3. Fig. 21 shows a standard data processing flow of
kilometres squared, the location of each station
gravity data. The gravity anomaly thus obtained is
can be determined using a geographical map with
the subsurface density anomaly and is the object of
a scale of 1:1000 to 1:25 000 corresponding to
further interpretation.
the required accuracy of the survey. Benchmarks,
trig stations or other points with elevations indi-
cated on the map can be used as reference elevation 7.6. Interpretation
points.
1. For qualitative interpretation of the subsurface
7.4.3. Measurement procedures density distribution, the residual gravity anomaly
1. To make the measurement procedure most effi- map is usually used. It is computed by applying the
cient, the route and order of visits to the measure- trend analysis and/or spatial filters to the original
ment stations should be determined at the gravity anomaly data to enhance the anomalies to be
beginning of the survey. extracted.
2. Measurement stations should be arranged at a flat 2. Depending on the requirements or the objec-
place without abrupt topographic changes nearby tives of the investigation, quantitative interpreta-
and not placed on the top or at the foot of a cliff or tion can be used to delineate bedrock topogra-
an embankment. phy, to calculate the location or the depth of
3. The measurement should be done on a firm and flat a cavity, or to estimate the vertical displacement
surface such as a pavement and away from sources of a fault.
of vibrations such as traffic noise. 3. The interpretation may be difficult or unreliable near
4. The exact station location should be marked with the boundary of the survey area. Such problems
paint, a survey nail or a survey peg prior to the might be avoided by integrating existing gravity data,
survey. if available, into the measured data.
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910 T. Takahashi / International Journal of Rock Mechanics & Mining Sciences 41 (2004) 885–914
Correction for instrumental height Correction for altitude from a ground surface to
the sense position of a gravity meter
Fig. 21. Standard data processing flow of gravity data (SEG Japan, 2000) [1].
4. Since the gravity anomaly represents the subsurface 6. Fig. 22 shows an example of an interpreted gravity
density anomalies (density variations), the density anomaly map for detection of subsurface cavities.
contrast between the survey target and its surround-
ings should be taken into account in interpreting the 7.7. Output and report
survey result.
5. If available, it is important to integrate existing Outputs of a gravity survey should include at least the
information into the interpretation, such as subsur- following:
face geology, geophysical images and topography
around the site. 1. maps of the station locations and the survey area;
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T. Takahashi / International Journal of Rock Mechanics & Mining Sciences 41 (2004) 885–914 911
2. gravity (and/or gravity anomaly) maps; zone by measuring changes in intensity of natural
3. interpreted gravity maps; radiation from the earth’s surface. Gamma rays are
4. measurement data. generally used in the radiometric survey for geological
applications, and the term ‘‘radiometric survey’’ usually
The survey report should describe at least the therefore refers to the gamma-ray spectrometric survey
following items: unless explicitly stated otherwise. Fig. 23 shows the
schematic diagram of the gamma-ray spectrometric
1. outline of the survey;
survey. Two types of measurement methods can be used
2. field operations (including the equipment used);
in the gamma-ray survey: the total count method and
3. data processing procedures;
the gamma-ray spectrometric method. The total count
4. gravity anomaly maps;
method measures gamma rays at all energies with no
5. interpretation and discussion of the gravity anomaly
distinction between radionuclides, whereas the gamma-
maps;
ray spectrometric method measures both the intensity
6. references.
and energy of radiation and can distinguish between
radionuclides. The gamma-ray spectrometric method is
preferred because it can provide more information than
8. Radiometric the total count method. The survey techniques
are classified based on the survey operation mode
8.1. General into air-borne, car-borne and man-borne. The survey
equipments are mounted in a helicopter or a fixed-wing
The radiometric method can be used to detect aircraft for the air-borne survey and in a motor vehicle
subsurface geological features such as a fault or a shear for the car-borne survey. For the man-borne survey (or
the portable gamma-ray survey), the operator carries the
survey equipments.
8.2. Applicability
Fig. 23. Schematic diagram of the radiometric method (radionuclide: Bi: bismuth, K: potassium, Tl: thallium) (SEG Japan, 2000) [1].
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912 T. Takahashi / International Journal of Rock Mechanics & Mining Sciences 41 (2004) 885–914
Fig. 24. Example of interpretation of radiometric survey profiles (SEG Japan, 2000) [1].
attenuation correction must be made for removing 8.7. Output and report
effects of altitude changes.
3. The spatial average and standard deviation of the Outputs of a radiometric survey should include at
total gamma-ray intensities and the spectral inten- least the following:
sities of 40 K (1.46 MeV), 214 Bi (1.76 MeV) and
208 Tl (2.61 MeV) are calculated at first. Anoma- 1. location map of the measurement lines or points;
lous intensities are then detected on the basis of 2. gamma-ray total or spectral intensity or spectral ratio
the mean value and the standard deviation. For profile or map;
the spectrometric method, the spectral ratios such 3. interpreted profile or map;
as Bi/K, Tl/K and Bi/Tl are calculated. For the line 4. measurement data listed in a table.
survey, these calculated values are presented as a The survey report should describe at least the following:
profile with distance. In case of the grid-based
measurement, the calculated total or spectral inten- 1. outline of the survey;
sities are normally presented as a contour map of 2. field operation (including the equipment used);
them. 3. data processing;
4. gamma-ray total or spectral intensity or spectral ratio
profile or map;
8.6. Interpretation 5. interpretation and discussion of the results;
6. references.
The calculated total or spectral gamma-ray inten-
sity profile maps are interpreted in terms of the
survey target and objectives by referring to existing Acknowledgements
information such as a geological map. If there are
other geophysical data, they can be helpful for the The suggested methods were drafted by the Working
interpretation. Fig. 24 shows an example of interpreta- Group on Standardization of Geophysical Methods
tion of gamma-ray total intensity and spectral ratio for Rock Engineering, consisting of 11 members from
profiles obtained at a radiometric survey for detection of six countries: P. Hatherly, M.S. King, H. Kusumi,
faults. B. Lehmann, L. Myer, L. Pyrak-Nolte, T. Takahashi,
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914 T. Takahashi / International Journal of Rock Mechanics & Mining Sciences 41 (2004) 885–914
N.M. Toksoz, T. Uchida, T. Watanabe and C. Xu. Toru Tokumaru, F. Watanabe and T. Watanabe. We would
Takahashi has coordinated the working group. Major also like to thank these members for their efforts.
contributions in drafting and revision were received
from Dr. Peter Hatherly (Australia) and Toshihiro
Uchida (Japan). We would like to express special thanks
to these two members for their efforts. The drafts were References
also greatly improved by fruitful comments and sugges-
tions from E. Brueckl (Austria), C. Cosma (Finland), [1] SEG Japan. The guidebook of geophysical exploration methods
B. Lehmann (Germany), G. Borm (Germany), K. Sassa for civil engineering. Japan: SEG Japan; 2000 [in Japanese].
(Japan), C. Lee (Korea) and M.S. King (UK) who are
the ISRM commission members.
The first drafts of the suggested methods were drafted Further reading
by the sub-working group consisting of following 19
members belonging to the Japanese Committee for Rock Suggested Readings for details of each geophysical
Mechanics (JCRM) working group on Applied Geophy- method
sics for Rock Engineering: T. Aizawa, Y. Ashida, A.
Telford WM, Geldart LP, Sheriff RE. Applied geophysics. 2nd ed.
Chiba, K. Chida, K. Ikeda, K. Kishida, N. Kurahashi, Cambridge: Cambridge University Press, 1990.
H. Kusumi, T. Matsuoka, S. Miki, H. Suzuki, K. Suzuki, Burger HR. Exploration geophysics of the shallow subsurface.
S. Tanaka, T. Tanaka, T. Takahashi, T Takeuchi, T. Englewood Cliffs, NJ: Prentice-Hall, 1992.