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Neurological Complications of Breast Cancer

and Its Treatment 23


Emilie Le Rhun, Sophie Taillibert, and Marc C. Chamberlain

List of Abbreviations
AED Antiepileptic drugs
AMPAR Amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptor
APOE Apolipoprotein E
ASIA American Spinal Injury Association
BC Breast cancer
BM Brain metastases
BCRA BReast CAncer
CIPN Chemotherapy-induced peripheral neuropathy
CMF Cyclophosphamide, methotrexate, and 5-fluorouracil
CNS Central nervous system
COMT Catechol-O-methyltransferase
COWA Controlled Oral Word Association
CVD Cerebrovascular disease
CSF Cerebrospinal fluid
CT Computed tomography
DTI Diffusion tensor imaging
DNA Desoxyribose nucleic acid
ECOG Eastern Cooperative Oncology Group
EIAED Enzyme-inducing antiepileptic drugs
EORTC European Organization for Research and Treatment of Cancer
EpCAM Epithelial cell adhesion molecule
ER Estrogen receptors
ESCC Epidural spinal cord compression

E. Le Rhun (&) S. Taillibert


Department of Neurosurgery and Neuro-oncology, Department of Radiation Oncology, Pitié-Salpétrière Hospital,
University Hospital, 59037 Lille Cedex, France UPMC-Paris VI University, 47 Boulevard de l’Hôpital,
e-mail: emilie.lerhun@chru-lille.fr 75013 Paris, France
E. Le Rhun M.C. Chamberlain
Breast unit, Department of Medical Oncology, Department of Neurology and Neurological Surgery,
Oscar Lambert Center, 59020 Lille Cedex, France Seattle Cancer Care Alliance, University of Washington,
835 Eastlake Ave East, Seattle, WA 98109, USA
E. Le Rhun
e-mail: chambemc@uw.edu
PRISM Inserm U1192, Villeneuve d’Ascq, France
S. Taillibert
Department of Neurology, Pitié-Salpétrière Hospital,
UPMC-Paris VI University, 47 Boulevard de l’Hôpital,
75013 Paris, France
e-mail: sophie.taillibert@pal.aphp.frsophie.taillibert@gmail.com

© Springer International Publishing AG 2018 435


D. Schiff et al. (eds.), Cancer Neurology in Clinical Practice,
DOI 10.1007/978-3-319-57901-6_23
436 E. Le Rhun et al.

FLAIR Fluid-attenuated inversion recovery


18FDG-PET [(18)F] 2-fluoro-2-deoxyglucose–positron emission tomography
fMRI Functional MRI
5-FU 5 fluorouracil
GPA Graded prognostic assessment
Gy Gray
HA-WBRT Hippocampal avoidance whole-brain radiotherapy
HER2 Human epidermal growth factor receptor 2
HRQOL Health-related quality of life
HLVT-R DR Hopkins Verbal Learning Test-Revised Delayed Recall
HVLT-R Hopkins Verbal Learning Test-Revised
ICCTF International Cognition and Cancer Task Force
ICH Intracranial hemorrhage
ISCM Intramedullary spinal cord metastasis
KPS Karnofsky performance status
LM Leptomeningeal metastases
LMWH Low molecular weight heparin
MBP Myelin basic protein
MMSE Mini-mental status examination
MRI Magnetic resonance imaging
mTOR Mammalian target of rapamycin
NCCN National Comprehensive Cancer Network
NF2 Neurofibromatosis 2
NGF Nerve growth factor
NMDA N-methyl-D-aspartate
OS Overall survival
PARP Poly (ADP-ribose) polymerase
PET Positron emission tomography
PI3K Phosphoinositide 3-kinase
PNS Paraneoplastic neurological syndromes
PR Progesterone receptors
PFS Progression-free survival
PRES Posterior reversible encephalopathy
PS Performance status
QoL Quality of life
RECIST Response Evaluation Criteria In Solid Tumors
RIBP Radiation-induced brachial plexopathy
RT Radiotherapy
RTOG Radiation Treatment Oncology group
SEER Surveillance epidemiology and end results
SMART Stroke-like migraine attacks after radiation therapy
SRS Stereotactic surgery
SRT Stereotactic radiotherapy (stereotactic hypofractionated radiotherapy)
STIR Short TI inversion recovery
tPA Tissue-type plasminogen activator
TMT Trail Making Test
uPA Urokinase plasminogen activator
US USA
VEGF Vascular endothelial growth factor
VTE Venous thromboembolism
WBRT Whole-brain radiotherapy
WHO World Health Organization
23 Neurological Complications of Breast Cancer and Its Treatment 437

Introduction BM in BC most often are metachronous in presentation


and seen in patients with known cancer (80%), but can also
Breast cancer (BC) is one of the most common cancers in be the first manifestation of cancer (5–10%) [3] or discov-
women with approximately 1 in 8 developing BC. Neuro- ered concomitantly with systemic disease. BM are solitary in
logical complications of BC can result from metastases, 20 to 30% of patients and are oligometastatic (2 or 3 lesions)
treatment, and other causes. Neurological signs and symp- in the same proportion [2, 3]. Signs and symptoms of BM
toms may involve both the central (CNS) nervous system are related to the anatomic localization of the metastases.
and the peripheral (PNS) nervous system. CNS metastases Approximately 50% of patients present with headache, and
portend a poor outcome in patients with BC, and in all cases, 30% present with focal neurological signs, mostly seizures
the neurological complications of BC have a significant [4]. Cranial computed tomography (CT) scan is able to
impact on the functional status and quality of life (QoL) of detect BM; however, the sensitivity and specificity of mag-
the patient. An outline of the chapter is illustrated in netic resonance imaging (MRI) are considerably higher [5].
Table 23.1. Contrast MRI permits a more precise evaluation of the
number and location of BM. BM are located in the cerebral
hemispheres (80% overall) and less frequently in the cere-
Metastatic Complications bellum (15%) or brainstem (5%). Once developed, the
neurological symptoms/signs do not always resolve, even in
Central Nervous System Metastases patients responding to treatment. Early diagnosis and serial
follow-up after BM are diagnosed as important to minimize
Parenchymal Brain Metastases (Fig. 23.1) emergence of CNS disease that may compromise QoL and
Breast cancer (BC) is one the most frequent systemic cancers survival. In the CEREBEL study of human epidermal
resulting in brain metastases (BM). Between 10 and 30% of growth factor receptor 2 (HER2)-positive metastatic BC,
BC patients will develop BM [1]. BM often have a signifi- nearly 20% of the patients had asymptomatic BM. Consid-
cant clinical impact by reducing the QoL and compromising ering the high proportion of BM in BC and the increasing
survival [2]. treatment options in the HER2-positive population, serial
brain MRI appears clinically appropriate [3].
The incidence of and the time to presentation of BM vary
Table 23.1 Neurological complications of breast cancer: outline
according to the subtype of BC (categorized as luminal A:
Metastatic complications Central nervous system ER/PR positive, HER2 negative; luminal B: triple positive;
of breast cancer Cranial
Parenchymal brain metastases HER2: HER2 positive, ER/PR negative; and basal: triple
Skull base metastases negative). In a cohort of 383 BC patients treated for BM,
Dural metastases both the median time between BC and BM diagnoses and
Spinal the median overall survival (OS) following discovery of BM
Intramedullary spinal cord
metastases were significantly different among the different BC subtypes
Spinal epidural metastases [6]. The shortest interval between BC diagnosis and BM
Leptomeningeal metastases diagnosis was observed in the basal/triple negative and the
Peripheral nervous system HER2 subtypes (Table 23.2) [7, 8]. The overexpression of
Peripheral nervous system
metastases HER2 is associated with a higher risk of BM; between 30
Neoplastic plexopathy and 50% of HER2-positive patients will develop BM [9–12].
Non-metastatic, Paraneoplastic syndromes Several risk factors for BM have been identified in BC
non-treatment-related Meningiomas patients, including overexpression of HER2, estrogen
complications receptor negativity, triple negative status, young age, nodal
Treatment related Central nervous system involvement, high-grade tumors, and larger tumor size [7, 8,
complications Encephalopathy 13–15].
Cognitive injury
Radionecrosis
In a Japanese retrospective cohort of 1256 BC patients
Cardiovascular complications with BM, the median OS was 8.7 months [16]. Shortest OS
Meningitic syndromes was observed in the non-HER2-positive subtypes in the
Myelopathy cohort of Sperduto et al. [7, 8, 15]. No significant difference
Peripheral nervous system
Plexopathy
in OS was observed among HER2-positive tumors in a large
Radiculopathy cohort of 423 HER2-positive BC patients with BM [17]. In
Neuropathy this cohort, BM patients treated with trastuzumab and lap-
Peripheral neuropathy atinib had a significantly longer survival as compared to
Myopathy
patients treated with trastuzumab alone, lapatinib alone, or
438 E. Le Rhun et al.

Fig. 23.1 Brain metastases.


Brain MRI, T1 W
gadolinium-enhanced axial
images

no HER2-targeting agent. The subtype of BC appears to not and lung cancer share a better radiosensitivity relative to
only influence prognosis but cause death as well. Half of all melanoma [22], the management of BC BM can be in part
patients with HER2-positive BM die of CNS disease pro- extrapolated from the results of these trials. Initial treatment
gression, whereas patients with triple negative BC die most for newly diagnosed BC-related BM includes surgery,
commonly of systemic disease [9, 18]. whole-brain radiotherapy (WBRT), stereotactic radiotherapy
The Breast Graded Prognostic Assessment (Breast-GPA) (stereotactic radiosurgery [SRS] and stereotactic radiother-
instrument developed by the RTOG (Radiation Treatment apy [SRT]), systemic therapy, clinical trials, and palliative
Oncology Group) can assist in determining the prognosis of care. The choice of treatment depends on the number,
BC patients with BM and guide treatment. For BC, the GPA localization, and volume of BM, the neurological and overall
instrument used a single prognostic factor, the Karnofsky status of the patient, and the control of the systemic disease
Performance Status (KPS) [19]. In another RTOG cohort of [23, 24]. The intent of BM-directed treatment in BC can be
newly diagnosed BC patients, significant prognostic factors curative or palliative. Additionally, supportive care is
included the KPS, the HER2, ER/PR status, and the inter- important following BM diagnosis. The lowest effective
action between ER/PR and HER2 [6]. The initial dose of steroids is recommended for the management of
Breast-GPA was revised based on a larger cohort of BC vasogenic edema to avoid steroid-related toxicity that may
patients with BM and now includes, KPS, BC subtype, and further compromise QoL. According to the American
age (Table 23.3). The median OS was estimated at Academy of Neurology and European guidelines, prophy-
3.4 months for patients with a Breast-GPA score >1 and at lactic antiseizure treatment is not recommended in patients
25.3 months for patients with a BC-GPA score between 3.5 with BM [25, 26]. In a patient with seizures and BM in
and 4.0 [6]. Notably, the number of BM was not integrated whom an antiepileptic drug is indicated, the use of non
in the revised Breast-GPA; however, a recent analysis of enzyme-inducing agents is recommended to minimize
another large cohort of patients with BC and BM suggested interactions with systemic anticancer treatments.
that the number of BM (>3 vs.  3) has a significant impact Surgical resection is considered for patients with acces-
on survival [20]. In the aforementioned Japanese cohort, sible and limited BM. In a cohort of 42 BC patients with
multivariate analyses found increased survival in patients BM, the median OS after surgery was 16 months [27]. In
diagnosed with BM within 6 months of metastatic BC this case series, age was the only factor significantly corre-
diagnoses, with asymptomatic BM, or with HER2-positive/ lated in multivariate analyses with OS. In another cohort of
estrogen receptor-positive tumors [16]. In another retro- 116 BC patients with BM, the median OS was 11.5 months
spective cohort of 215 BC patients, non-luminal subtype, [28]. Surgical resection is performed in patients with a
presence of extracranial disease, time to CNS metas- solitary BM in non-eloquent brain regions and in patients
tases <15 months, the presence of >3 BM, and a low with well-controlled systemic disease. Surgical resections of
Breast-GPA were associated with a shorter survival [21]. all lesions in patients with up to 3 BM may improve survival
Relatively few trials have been prospectively studied in as well [29, 30]. Indications are less clear in patients with
BC patients with BM. Indeed, in the majority of BM trials, multiple BM or uncontrolled extracranial disease, but in
lung cancer patients represent the largest population. As BC some cases, surgery can provide rapid relief of symptoms
23 Neurological Complications of Breast Cancer and Its Treatment 439

Table 23.2 Incidence, median delay between breast cancer (BC) diagnosis and brain metastases (BM) diagnosis, and median overall survival
after BM diagnosis
Incidence of the different Median delay between BC Median survival after References
BC subtypes in BM (%) diagnosis and BM diagnosis (months) BM diagnosis (months)
Luminal A 20 54.4 10.0 Sperduto [6]
14 30 9.3 Niikuara [16]
7.4 Aversa [15]
5 Bachmann [8]
Luminal B 25.5 47.4 22.9 Sperduto [6]
35 96 16.5 Niikuara [16]
33.5 19.2 Aversa [15]
16.5 Hayashi [17]
HER2 31 35.8 17.9 Sperduto [6]
49 36 11.5 Niikuara [16]
33.5 7 Aversa [15]
11.5 Hayashi [17]
Basal /triple negative 23.5 27.5 7.2 Dawood [399]
22 35 7.3 Sperduto [6]
4.9 Niikuara [16]
4.9 Aversa [15]
5 Bachmann [8]
Abbreviations: BC breast cancer, BM brain metastases

Table 23.3 Revised breast cancer graded prognostic assessment


Factor 0.0 0.5 1.0 1.5 2.0
KPS  50 60 70–80 90–100 –
Genetic subtype Basal – Luminal A HER2 Luminal B
Age  60 <60 – – –
Group Breast-GPA MST (months) (95% CI) 1 year OS (95% CI) 2 year OS (95% CI) 3 year OS (95% CI)
Group 1 0.0–1.0 3.4 (2.4–4.9) 15 (4–33) 0 0
Group 2 1.5–2.0 7.7 (4.8–9.7) 32 (23–41) 13 (6–20) 6 (2–13)
Group 3 2.5–3.0 15.1 (10.8–17.9) 55 (46–63) 29 (21–37) 19 (11–27)
Group 4 3.5–4.0 25.3 (20.4–30.4) 77 (69–84) 53 (43–61) 31 (22–40)
Abbreviations: KPS Karnofsky performance score, MST Median survival time, OS Overall survival
Used with permission of Springer Science from Sperduto et al. [6]

due to intracranial hypertension and obstructive hydro- of normal-appearing tissue may lead to a reduced incidence
cephalus, particularly in patients with a large symptomatic of local recurrence [34]. When surgery is performed, histo-
lesion [31]. In summary, resective surgery is indicated for logical and molecular biomarkers should be re-examined to
(1) therapeutic indications including a large symptomatic or verify the concordance between the primary BC and the BM
asymptomatic lesion; (2) diagnostic indications including the and to identify potential druggable targets.
absence of known primary tumor, doubt regarding the The indications for stereotactic radiosurgery (SRS) or
metastatic origin of the lesion, uncertainty between stereotactic RT (SRT) include BM in patients with surgically
radionecrosis, and progression after brain irradiation; and inaccessible metastases, post-surgical treatment of the
(3) histological and molecular biological documentation. operative cavity, and progressive BM in patients previously
Advances in surgery include functional MRI (fMRI) with treated with WBRT (re-irradiation). SRT is used in patients
fiber tract mapping, transcranial stimulation, and with a limited number of BM, limited lesional volume, and
intra-operative MRI. Piecemeal resection should be avoided controlled systemic disease. SRS is often used for patients
as the recurrence rate is 1.7 times higher than tumors with less than 5 BM. However, large retrospective cohorts
removed en bloc, particularly for lesions in the posterior with up to 15 lesions have reported similar outcomes to
fossa and in contact with CSF pathways [32, 33]. When those with 1–4 BM [35–38]. The total volume of tumor has
feasible, a microscopic total resection with a 5-mm margin been suggested to be more important than total number of
440 E. Le Rhun et al.

lesions [39]. Local control rates observed after SRS range and at new sites of disease was significantly reduced after
from 64 to 94% [31]. SRS alone may be as effective as WBRT, although BC represented only 12% of all tumors in
surgery and SRS of the resection cavity [40–42]. In a cohort this trial. The role of WBRT added to SRS in BC patients
of 136 BC patients presenting with 1–3 BM and treated with with 1–3 BM has been reported in a retrospective cohort of
SRS, local failure rate was 10% at 12 months and the 30 patients treated by SRS alone and 28 treated by SRS plus
median OS was 17.6 months. On multivariate analyses, WBRT [54]. The addition of WBRT to SRS resulted in
patients with >1 lesion, triple negative BC, and poorly significantly longer survival without new BM but no dif-
controlled extracranial disease had a shorter OS [43]. In ference was observed in survival between the 2 groups. In
another cohort of 131 BC patients with BM treated by SRS, the EORTC trial, a significantly better health-related quality
the median OS varied significantly according to the type of of life (HRQOL) was observed in the observation arm
BC, ranging from 7 months in triple negative patients, to compared to the WBRT arm during the first year after
16 months in ER-positive HER2-negative patients, treatment [55]. The authors conclude that WBRT was
23 months in ER-negative HER2-positive patients, and detrimental to several elements of the HRQOL. This study
26 months in ER-positive HER2-positive patients [44]. The also reported that frequent monitoring for BM recurrence did
dose of SRS varies according to the volume of the lesion and not have a negative impact on HRQOL. The impact of
the potential risk of radionecrosis. In a small study, the dose WBRT on cognition was assessed in a small randomized
of SRS in BC patients with 1–3 BM was evaluated by controlled study (NCT 00548756). In this trial, patients with
comparing 20 patients treated with 20 Gy versus 10 patients 1–3 newly diagnosed BM were randomly assigned to SRS
treated with 16–18.5 Gy [45]. The local control rates were plus WBRT or SRS alone. The primary endpoint was cog-
94% after 20 Gy and 48% after 16–18.5 Gy. nition measured by Hopkins Verbal Learning Test-Revised
WBRT has long been the standard treatment for BM, (HVLT-R) total recall at 4 months. The study was stopped in
though its role has changed with the advent of SRS/SRT, accordance with trial stoppage guideline, after determination
new methods of WBRT, such as hippocampal avoidance, of a 96% probability that patients in the SRS + WBRT
and improved knowledge of outcome based upon BC sub- group were significantly more likely to have cognitive
type. Notably, however, WBRT decreases local and distant decline as compared to patients treated by SRS alone [56]. In
failures after either surgery or SRS/SRT [46]. Addition of the Alliance trial (NCT00377156), 213 patients with 1–3
WBRT results in a clinically significant benefit in 64–83% BM, each <3 cm were randomized between SRS alone or
of patients with BM and is associated with an increase of 2– SRS plus WBRT [57]. The primary objective was to eval-
6 months in overall survival [47]. BC, as well as non-small uate cognitive decline. After SRS alone, intracranial tumor
cell lung cancer (NSCLC), are more likely to respond to control with SRS was 66.1% at 6 months and 50.5% at
WBRT compared to other histologies [48]. Response rates to 12 months. After SRS plus WBRT, intracranial tumor con-
WBRT in BC patients with BM vary from 65 to 82% [48– trol was 88.3% at 6 months and 84.9% at 12 months.
50]. The combination of WBRT and systemic agents con- Median OS was 10.7 months after SRS alone and
stitutes another potential treatment for BC BM. The addition 7.5 months after SRS plus WBRT. Moreover, despite better
of temozolomide to WBRT in BC patients did not improve local control after WBRT without improvement of OS, the
local control or survival in a phase II randomized trial (NCT cognitive decline was higher after SRS plus WBRT.
00875355) [51]. The addition of veliparib, an oral PARP The incidence of radiation-induced white matter injury
inhibitor, to WBRT was well tolerated and showed has been assessed in a retrospective cohort of 35 BC patients
encouraging preliminary efficacy data in a cohort with 31% treated by SRS plus WBRT and 30 patients treated by SRS
of BC patients [52]. alone. A higher incidence of white matter hyperintensities by
A phase III European Organization for Research and brain MRI was observed after combined treatment. At one
Treatment of Cancer trial (EORTC 22952-26001) assessed year, 71.5% of the patients treated with both SRS and
the impact of WBRT after surgery or SRS on the preser- WBRT demonstrated white matter lesions (limited periven-
vation of functional independence in patients with 1–3 BM tricular hyperintensity in 42.9%, diffuse white matter
(>90% with a solitary BM) from solid tumors (excluding hyperintensity in 28.6%), whereas only one patient treated
small cell lung cancer) with stable extracranial disease and a with SRS developed white matter lesions [58].
0–2 WHO performance status (PS) [53]. In this study, 199 The use of WBRT is increasingly deferred, given evi-
patients underwent SRS and 160 underwent surgery. The dence that WBRT negatively impacts QoL and cognition,
median time to a deterioration of WHO PS by more than 2 and because BC patients, especially those with HER2 pos-
points was 10.0 months after observation and 9.5 months itive tumors, are living longer. Initial treatment with SRS
after WBRT. OS was not significantly different between the and close radiographic monitoring is thus preferred in
2 arms (10.9 months after WBRT and 10.7 after observa- patients with a limited number of BM. The indications for
tion). The 2-year relapse rate at both the initial treated site WBRT include multiple and disseminated BM, and failure
23 Neurological Complications of Breast Cancer and Its Treatment 441

of stereotactic radiotherapy [31]. The incidence of cognitive (NCT01332630) and 2B3-101 a glutathione-pegylated dox-
decline as assessed by a decline in the Mini-Mental Status orubicin (NCT01386580).
Examination (MMSE) was determined in a prospective Targeted therapies are highly efficacious in BC. Genomic
randomized trial comparing WBRT plus SRS versus SRS and epigenomic profiling of metastases may provide a basis
alone in 110 patients with 1–4 BM [59]. Deterioration in the for future therapeutic strategies [66, 67]. Endocrine therapies
MMSE was seen in 39% of patients in the WBRT plus SRS represent the oldest targeted therapies in BC, and responses
group and 26% of patients in the SRS only group. On of BM to tamoxifen, aromatase inhibitors and megestrol
average deterioration occurred at 13.6 months in the WBRT acetate have been reported in small case reports [3]. How-
plus SRS group and at 6.8 months in the SRS group. Rec- ever, loss of hormonal receptor positivity is frequent in BM
ognizing the limitations of the MMSE as an instrument to (when compared to the matched primary tumor) often
assess cognition, these data suggested that cognitive obviating the use of hormonal agents [68]. In a cohort of 36
impairment in patients with treated BM may result from paired samples of the primary BC and BM, the discordance
radiation-related toxicity as well as recurrence of BM. Thus rates were 28% for ER and 20% for PR [69]. Additionally
the control of brain disease is of particular importance for the majority ER-positive BC is endocrine-refractory when
preservation of cognition. BM is diagnosed [23].
Several approaches have been evaluated to minimize Anti-HER2 targeted agents play an important role in the
RT-associated cognitive decline. Memantine, a N-methyl-D- management of BM in HER2 positive breast cancer. In the
aspartate (NMDA) receptor agonist, was assessed in a ran- cohort of 36 paired tumors mentioned above, the discordant
domized double-blind placebo controlled trial in patients rate was only 3% only for HER2 status [69]. Improved OS
treated with WBRT [60]. Memantine was well tolerated but has been reported in several retrospective studies in HER2
the difference in delayed recall, the primary endpoint, was positive BC patients with BM when treated with trastuzu-
not significant between treatment arms. Nonetheless signif- mab [12, 70, 71]. Approximately one third of metastatic BC
icantly longer time to cognitive deterioration, reduction in patients receiving trastuzumab develop BM [12, 72]. In
the rate of decline in delayed recognition, executive function 50%, BM are diagnosed when systemic disease is controlled.
and processing speed was observed with memantine. Peri- BM has been shown to develop later in patients treated with
hippocampal stem cells injury as a consequence of WBRT trastuzumab [70]. Furthermore, a survival benefit has been
may contribute to RT associated cognitive decline, and thus reported with continuation of trastuzumab-based therapies
shielding the hippocampal neural stem cell compartment was after development of BM [70, 73–77]. However, the impact
evaluated in a phase II study utilizing hippocampal avoid- on OS may relate more to control of extracranial disease.
ance WBRT (HA-WBRT) in patients with BM (RTOG The efficacy and the safety of lapatinib alone was first
0933) [61]. In this study, the median OS was 6.8 months. evaluated in 39 patients with HER2 positive progressive BM
The mean relative decline in Hopkins Verbal Learning all previously treated by trastuzumab and by WBRT in 37
Test-Revised Delayed Recall (HLVT-R DR) at 4 months cases [78]. The objective response rate was low (2.6%). The
(primary endpoint) was 7.0%, significantly lower than his- median time to progression was 3.0 months suggesting very
torical controls. limited activity as a single agent. In a phase II study, 242
The efficacy of liposomal doxorubicin in combination HER2 positive BC patients with progressive BM previously
with cyclophosphamide was evaluated in a retrospective treated with trastuzumab and cranial RT were treated with
study of 29 BC patients. The objective response rate in brain lapatinib alone [79]. The objective response rate was 6%;
was 41.4% after 3 cycles (50% in the absence of prior brain 21% had a volumetric response of 20% or more. Of the 50
RT). The median OS from brain diagnosis was 23 months patients enrolled in the extension phase of the study that
[62]. BM responses have also been reported with added capecitabine to lapatinib, a CNS objective response
anthracycline-based regimens, CMF (cyclophosphamide, was observed in 20% (according to RECIST criteria) and
methotrexate and 5-fluorouracil), and high-dose methotrex- 40% (based on volumetric response of 20% or more).
ate [23]. Temozolomide as single agent in metastatic BC and Importantly, the effect of capecitabine alone cannot be
BM has little activity based upon two small phase II studies excluded in the extension phase, although lapatinib may
in which the objective response rate was <6% and transient have had an additive effect. The modest activity of lapatinib
[63, 64]. Similarly gefitinib has no activity, based on a single in the CNS replicates that seen in systemic disease as well
phase II trial [65]. Interim analyses of the phase II did not [80]. The efficacy of the combination of lapatinib and
meet the efficacy point [23]. TPI-287, a microtubule- capecitabine was confirmed in a cohort of 22 evaluable
stabilizing agent, designed to bypass the MDR-1 drug HER2 positive BC patients with previously treated BM [81].
efflux resistance mechanism is undergoing study [23]. Other Partial responses were observed in 7 patients and stabiliza-
new agents under development include cabazitaxel tion was observed in 6 patients. The median brain PFS was
(NCT01913067), ANG1005 (NCT01480583), TPI-287 5.6 months and the median OS was 27.9 months,
442 E. Le Rhun et al.

significantly longer than in patients treated with [92]. By RECIST criteria, the response rate was 45%. In
trastuzumab-based therapies after CNS progression another phase II trial, the objective CNS response rate
(16.7 months). The response rates observed with lapatinib according to RECIST criteria was 77% for the combination
and capecitabine were replicated in several expanded access of bevacizumab, etoposide and cisplatin [93]. The median
programs [18% response reported by Boccardo and 21% CNS PFS and OS were 7.3 and 10.5 months, respectively.
reported by Sutherland] [82, 83]. In combination with mTOR, PI3 K and dual mTOR/PI3 K inhibitors are
capecitabine, CNS response rates vary from 18 to 38% [78, currently being explored in breast cancer. Everolimus, a
79, 81–84]. rapamycin analogue that inhibits mTOR signalling, is being
Excess toxicity and lack of efficacy was observed in a evaluated in a phase II trial in combination with trastuzumab
study comparing the combination of lapatinib plus topotecan and vinorelbine in HER2 positive BC with BM. BKM20, an
versus lapatinib plus capecitabine [84]. The efficacy of the oral pan-PI3 K inhibitor, is also being studied in HER2
combination of lapatinib and capecitabine was studied in the positive BC patients with BM (NCT01132664). PARP
LANDSCAPE phase II trial (NCT00967031) in untreated inhibitors, which disrupt DNA repair, such as ABT-888, are
asymptomatic BM with HER2 positive BC [85]. A high also being investigated in BM patients (NCT00649207).
partial response rate of 66% was seen. The median time to Iniparib, initially developed as a PARP inhibitor but sub-
progression was 5.5 months. This approach constitutes an sequently shown not to have any PARP inhibitor activity,
option for patients with HER2 positive tumors that are low showed a modest activity in BM [24]. Immune-based
volume and paucisymptomatic. The CEREBEL trial, approaches including ipilimumab and anti-PD-1 therapies
designed to demonstrate that the combination of lapatinib may also be new promising approaches if activity is con-
plus capecitabine could reduce the incidence of BM com- firmed in BC.
pared to trastuzumab plus capecitabine, was closed early due
to a low incidence of BM (3% in the lapatinib plus capeci- Skull Base Metastases
tabine group and 4% in the trastuzumab plus capecitabine Skull base metastases occur in approximately 4% of cancer
group) [86]. patients [94], and are found in 22% of autopsy cases [95].
In a retrospective study, Bartsch evaluated the impact of BC is one of the most common causes of skull base
trastuzumab and lapatinib on 80 HER2 positive BC patients metastases, accounting for 20.5–40% of all cases [94–96].
with BM [71]. Median OS was 13 months in patients treated Skull base metastases are most often diagnosed in patients
with trastuzumab after diagnosis of BM, 9 months in with disseminated disease, particularly to other skeletal
patients treated with chemotherapy and 3 months in patients elements [96]. Direct hematogenous spread is the primary
treated with RT only. Addition of lapatinib to trastuzumab, route of dissemination to the skull base. Rarely, retrograde
either sequentially or concomitantly, prolonged OS com- seeding through the valveless venous plexus of Batson has
pared to trastuzumab alone. Thus, the combination of lapa- been proposed [97, 98]. Progressive ipsilateral involvement
tinib and trastuzumab may be an option for BC BM. of cranial nerves is the main presentation of skull base
The combination of trastuzumab and WBRT resulted in a metastases. The clinical manifestations depend on the size,
response rate of 74% suggesting possible radiosensitization location and growth rate of the metastases. The etiology of
[87]. The potential radiosensitizing impact of lapatinib in signs and symptoms is multifactorial and includes stretching
combination with WBRT was evaluated in a phase I trial in of the dura, compression of cranial nerves, irritation of
which a response rate of 79% was observed [88]. Further adjacent brain and occlusion of dural venous sinuses [99].
studies are ongoing. New anti-HER2 therapies (pertuzumab, Five main clinical syndromes have been defined based on
TDM-1) have been approved recently; however, their impact anatomic site of disease (Table 23.4) [96].
on BM is not yet well defined. Regimens containing afatinib, Contrast MRI is the technique of choice for the diagnosis
an irreversible HER2 and EGFR inhibitor, failed to improve of skull base metastases. Fat suppression techniques are
PFS in a phase III trial, compared to either trastuzumab or particularly useful. Bone metastases are characterized by a
lapatinib [89]. Only a few responses were observed with hypointense lesion on non-enhanced T1-weighted MRI
neratinib in a phase II study enrolling 40 BC patients with sequence [100]. Contrast enhancement is variable on T1
progressive BM previously treated (NCT01494662) [90]. weighted sequences with fat suppression. MRI further per-
The association of neratinib and capecitabine is also under mits determination of invasion of the cavernous sinus, the
investigation [91]. Other new anti-HER2s, including dura or cranial nerves. Orbital CT may help by demon-
ARRY-380, a HER2-selective tyrosine kinase inhibitor, are strating bone anatomy and associated erosion. Importantly, a
in development [24, 91]. normal imaging study does not exclude the diagnosis [94].
A CNS response of 63% was observed on prespecified Radionuclide bone scan can reveal skull base metastases, but
volumetric criteria in a phase II trial evaluating the combi- sensitivity is poor particularly for osteolytic lesions [101].
nation of carboplatin and bevacizumab in BC BM patients FDG-PET has a similar accuracy to that of bone scintigraphy
23 Neurological Complications of Breast Cancer and Its Treatment 443

Table 23.4 Main clinical Clinical syndrome Clinical description


syndromes associated with skull
base metastases Sellar and parasellar syndrome (29%) Sellar
Characterized by co-occurring pituitary metastases
Most often silent as near complete destruction of the
adenohypophysis is necessary to produce clinical manifestations
Posterior metastases: diabetes insipidus
Anterior metastases: hypopituitarism and visual loss
Lateral extension: cranial neuropathies affecting oculomotor and
trigeminal nerves
Parasellar
Oculomotor and trigeminal nerve palsies
Frontal headache, facial paresthesia or pain, and periorbital
swelling are also reported
Occipital condyle syndrome (16%) Unilateral severe and constant pain in the occipital region
followed by ipsilateral 12th cranial nerve palsy leading to
dysarthria and dysphagia, atrophy of the ipsilateral tongue with
associated fasciculations
Meningismus is frequent
Radiation of pain to the forehead
Isolated hypoglossal nerve palsy
Orbital syndrome (12.5–15%) Progressive frontal headaches particularly over the ipsilateral
affected eye with associated blurred vision and diplopia
Sensory loss of the forehead due to trigeminal sensory
involvement
Proptosis and ophthalmoplegia of the involved eye
Local signs such as periorbital swelling
Middle fossa syndrome, or Gasserian Facial paresthesias, numbness, and pain of the face sparing the
ganglion syndrome (6%) forehead
Headache uncommon
Sensory loss of the second and third divisions of the trigeminal
nerve and more rarely the first division
Motor deficits of the trigeminal nerve or of the abducens nerve
common
Jugular foramen syndrome (3.5%) Hoarseness, dysphagia, and unilateral dull pain in the occipital
and pharyngeal areas
Paralysis with involvement of cranial nerves 9th–11th observed
Glossopharyngeal neuralgia-associated syndrome with syncope
or papilledema
Numb chin syndrome Numbness of the chin usually unilateral
Hemibasis syndrome Progressive ipsilateral paralysis of at least seven cranial nerves
Data from: Laigle-Donadey [94], Boldt and Nerad [400], Johnston [401]

[102]. Rarely, biopsies are needed to establish the diagnosis. therapy (in >70%) [94]. Excellent pain relief and regression
The role of a cerebrospinal fluid (CSF) analysis is to exclude of cranial nerve dysfunction may occur and improved neu-
co-associated leptomeningeal metastases (LM). rological function is seen if treatment commences early [93,
Skull base metastases are most often a late event in the 103]. SRS may be an alternative therapy, in particular for
course of cancer [94].The overall prognosis depends of the previously irradiated areas and for small metastases [94, 100,
type of cancer, remaining therapeutic options, and the site 104]. Lastly, surgery may be used in selected patients [94,
and extent of the skull base metastases. In the cohort of 105]. Chemotherapy and endocrine therapies may be an
Laigle Donadey, BC had the longest survival, with a median option for patients with chemoresponsive disease [94].
survival of 60 months [94]. Cranial nerve palsies are asso-
ciated with a poorer OS [94]. Dural Metastases
Asymptomatic skull base metastases can be followed Dural metastases are localized to dural and surrounding
[100] and symptomatic patients treated with supportive space (epidural and subdural) [106] and are most frequently
therapy including steroids, analgesics, and bisphosphonates, associated with breast, prostate, lung, head and neck, and
as needed. Radiotherapy, alone or in combination with hematologic malignancies. Overall, BC is the primary cancer
chemotherapy or surgery, is the most frequently used most often associated with dural metastases, occurring in
444 E. Le Rhun et al.

16.5–34% of cases [106–108]. Intracranial dural metastases supportive care, including corticosteroids, may be indicated
occur in up to 10% of BC patients in autopsy series [106, in some patients.
107]. Four mechanisms of dural seeding have been pro- In a literature review, the median OS was 6 months
posed: direct extension from skull metastases, hematogenous varying whether surgery was performed, to control
dissemination, seeding through Batson’s plexus, and spread extracranial disease and the primary tumor type [108]. In this
from the lymphatic circulation [107]. Those derived from review, dural metastases from BC were associated with a
direct extension of skull metastases account for 60% and more favorable outcome compared to other tumor types,
dural metastases from hematogenous spread for 36% [106, with a median OS of 9 months. In the cohort of Nayak, the
108]. In most patients with BC and dural metastases, median PFS was 3.7 months and the median OS was
recurrent/progressive systemic disease (>80%) is found 9.5 months. The initial site of progression was intracranial in
[106]. 30% of the patients and both intracranial and systemic in
In a retrospective cohort of 122 patients with intracranial 21%. The intracranial progression was local in the dura in
dural metastases, the most frequent symptoms include 86% of patients, distant in the dura in 37%, intraparenchy-
headache (due to increased intracranial pressure) and cranial mal in 41%, and leptomeningeal in 6% [106]. In this study,
nerve palsy (due skull base location), followed by visual surgical resection was shown to improve PFS and OS.
disorders, alterations in mental status, and seizures [106]. Chemotherapy prolonged PFS, but not OS. An impaired PS
Signs and symptoms are related to the location and the was associated with a worse outcome.
extent of the dural metastases. Between 11 and 20% of
patients are asymptomatic and diagnosed incidentally by Intramedullary Spinal Cord Metastases
brain imaging [106, 107]. Non-traumatic subdural hema- BC is the second most common solid tumor responsible for
toma, also called “pachymeningitis interna hemorrhagica,” intramedullary spinal cord metastasis (ISCM), after lung
can be observed in 15–40% of cases and generally are cancer. In a meta-analysis of 96 autopsy-proven cases with
asymptomatic [106–108]. Cerebral venous thromboses have ISCM, lung cancer (49%) and BC (14%) were the most
been described secondary to infiltration of the cerebral common primary cancers [109]. Treatment options include
venous sinuses [106]. In one study, 56% of the patients had a best supportive care, surgery, RT, and systemic therapy.
single dural metastasis and 25% demonstrated diffuse dural Treatment depends on the number, volume, and location of
enhancement. The most common sites of dural metastases the metastases, the extent of systemic disease, the general
were parietal (36%) or frontal (32%). Infratentorial lesions and neurological status of the patient, and life expectancy
were observed in 11%. Dural metastases can appear as a [110]. In all cases, the treatment is urgent so as to forestall
localized thickening of the dura or as nodules, usually paraplegia. Symptomatic treatment with corticosteroids can
biconvex or lenticular in shape [106, 108]. A combination of be a useful adjunct. After supportive care only, clinical
diffuse dural enhancement and dural nodules can be deterioration is observed in 89% of the cases [111].
observed as well. Homogeneous intense post-contrast In highly selected patients with solitary metastases, with a
enhancement is most often seen. MRI findings include a reasonable life expectancy, and without leptomeningeal,
dural tail (44%), vasogenic edema (53%), and brain invasion brain, or widespread metastases, the prognosis may be
(34%), most commonly by direct extension from skull [106]. improved by surgery [111–114]. A gross total resection can
Skull metastases are observed in 70% of cases [106]. Other sometimes be achieved in these otherwise well-
findings may include venous sinuses involvement and sub- circumscribed metastases [114]. After surgery, improve-
dural hematoma or effusions. Meningioma is the main dif- ment in clinical symptoms can be observed in 58% of the
ferential diagnosis [106, 108]. Infections or inflammatory cases, no change in 31%, and clinical deterioration in 11%.
lesions may be considered as well in appropriate context. Adjuvant RT following surgery should be administered
Treatment is not standardized. Surgery should be con- [112].
sidered as the first option in patients with a resectable soli- As BC is radiosensitive, RT may be effective and is the
tary lesion, controlled extracerebral disease, and acceptable most commonly used treatment for the majority of patients.
surgical risk [106–108]. In the cohort of Nayak, 25% of the After RT, transient stabilization of neurological disease
patients underwent surgical resection, consisting of complete progression and a reduction in pain is often achieved [109,
resection in 63% of the cases. Focal radiotherapy, SRS/SRT, 111]. The schedule of RT should be shortened so as to
and WBRT are also options, alone or in combination with account for the poor OS [115]. Stereotactic radiotherapy is
surgery. In the cohort of Nayak, 52% of patients received RT also an option. After SRT treatment, clinical improvement is
of whom 47% received WBRT and 53% focal RT or SRS. noted in 21% of the cases, no change in 63%, and clinical
Systemic treatment may be an option in some cases as these deterioration in 11% [110]. BC is chemosensitive as well,
lesions are outside the blood–brain barrier [106]. Best and systemic agents may be effective depending on the
23 Neurological Complications of Breast Cancer and Its Treatment 445

neurological status, the volume of the metastases, available breast cancer in comparison to other tumor types. While the
systemic treatment options, and the extent of the systemic median overall survival for all patients with ESCC has been
disease. Nevertheless, no clear impact on survival has been reported to range between 4 and 14 months [121], survival
shown [110]. in BC patients with ESCC was the longest (21.5 months) in
For a more complete review of ISCM please refer to a study of 81 patients that included 23.6% BC patients [119].
Chap. 6 of this text. For a complete review of spinal epidural metastases and
ESCC, including presenting symptoms, treatment, and
Spinal Epidural Metastases (Fig. 23.2) prognostic factors, please refer to Chap. 6.
Metastatic epidural spinal cord compression (ESCC) is seen
in 5–10% of all patients with BC [114, 116–120], usually in Leptomeningeal Metastases (Fig. 23.3 a, b)
the context of known metastatic disease [114] and often Leptomeningeal metastasis (LM) or
(25%) with concurrent CNS metastases [121]. Median sur- neoplastic/carcinomatous meningitis is diagnosed in 1–8%
vival of patients with ESCC may be longer for patients with of patients with solid tumors during the course of the cancer;
however, it is diagnosed at autopsy in 19% of patients with
premorbid neurological signs and symptoms [122–126]. BC,
in addition to lung cancer and melanoma, is one of the most
common primary cancers responsible for LM. Risk factors
of LM in BC include an infiltrating lobular carcinoma and
cancers negative for estrogen and progesterone receptors
[18, 127–130]. Triple negative status in BC has been
reported as being a risk factor of LM [129, 131, 132]. In
contrast, LM is observed in only 3–5% of HER2-positive
BC; thus, HER2-positive status is not considered a risk
factor for LM [18]. Other risk factors have been identified
and include piecemeal resection instead of en bloc resection
[33], surgical resection of parenchymal cerebellar metastases
[133–135], surgical resection of supraventricular BM that
violates the ventricular system [136–138], deferring WBRT
after BM resection [139], and improved survival due to more
effective systemic therapy often associated with poor CNS
penetration [124].
The median OS of untreated patients with LM is limited
to 4–6 weeks [123–125]. Despite aggressive treatment,
survival is limited to a few months. Compared to patients
with LM disease from other solid tumors, BC patients have a
better prognosis [123–125, 140, 141]. The median OS in BC
patients is estimated at 3.3–5 months [123, 124, 130, 140–
153]. One-year survival varies from 7–24% [154]. Prog-
nostic factors enumerated by the NCCN CNS guidelines
include a poor risk group defined by a KPS below 60,
multiple neurologic deficits, extensive systemic disease with
few treatment options, bulky CNS disease, and the presence
of a LM-related encephalopathy [155]. On multivariate
analyses, an association has been observed between OS and
the PS, age at LM diagnosis and treatment (number of prior
chemotherapy regimens, receipt of combined treatment
modality, coadministration of systemic chemotherapy, and
intra-CSF chemotherapy) [140, 141, 156]. Other prognostic
factors in BC patients include histological characteristics
(histological grade and hormone receptor status), number of
prior chemotherapy regimens, status of systemic disease,
Fig. 23.2 Epidural spinal cord compression. Spinal MRI, T1 W initial response to treatment, cytologic response to treatment,
gadolinium-enhanced sagittal image and in one study, the concentration of cyfra 21-1 (a fragment
446 E. Le Rhun et al.

Fig. 23.3 a, b Leptomeningeal


metastases. a Brain MRI, T1 W
gadolinium-enhanced axial
images. b Spinal MRI, T1 W
gadolinium-enhanced sagittal
image

of cytokeratin 19 thought to represent a tumor marker) in the temozolomide for the treatment of LM was disappointing
CSF [130, 143–146]. [164]. The efficacy of new agents such as eribulin has not
Treatment of LM should ideally be initiated as early as been yet demonstrated. High-dose methotrexate or cytara-
possible before the appearance of disabling neurologic def- bine is not often administered due to significant systemic
icits [124]. In the majority of patients, progressive toxicity and the requirement for hospitalization. Efficacy of
extracranial disease coexists and must be taken into account endocrine therapies has been demonstrated in case reports,
in the management of LM. Only one randomized trial, pre- but acquired resistance is often present at this stage of the
maturely closed for low accrual (n = 35), was performed in disease. Bevacizumab, a monoclonal antibody targeting the
LM BC patients comparing systemic therapy and RT with or vascular endothelial growth factor (VEGF) ligand, has
without intra-CSF methotrexate [157]. No significant dif- shown prolonged responses in case reports with LM [165–
ference between groups was observed in clinical response 168]. Prospective trials are ongoing to confirm the role of
(neurologic improvement: 41 vs. 39%; disease stabilization: bevacizumab in LM (NCT NCT00924820). A response to
18 vs. 28%) or median survival (18.3 vs. 30.3 week). trastuzumab emtansine has been reported [169]. The efficacy
However, treatment-related complications were higher in of other anti-HER2 therapies such as lapatinib and per-
patients treated with intra-CSF chemotherapy compared to tuzumab has not been demonstrated. A glutathione-
the no intra-CSF chemotherapy arm (47 vs. 6%). Further pegylated liposomal formulation of doxorubicin and
studies are needed to define the role of intra-CSF therapy in anthracycline is under investigation in BC LM
the treatment of BC LM. Combined treatment (both systemic (NCT01818713).
chemotherapy and intra-CSF chemotherapy) is preferred Intra-CSF treatment, in combination with systemic ther-
when possible in patients considered for LM treatment due apy, is often used for the treatment of LM notwithstanding
to an improvement in survival. its superiority relative to systemic therapy only has never
Chemotherapy allows simultaneous treatment of the been established in a randomized trial [123, 124]. The goal
entire neuraxis and can be administered systematically or of intra-CSF treatment is to bypass the blood–CSF barrier
intra-CSF. The choice of agent is based on the chemosen- which is only partially disrupted in LM and increase drug
sitivity profile of the primary tumor and the ability of drug to exposure in the CSF compartment while mitigating systemic
penetrate into the CSF compartment [124, 125]. Paclitaxel toxicity [124, 125]. Three main intra-CSF chemotherapy
and docetaxel are effective in metastatic BC, but have poor agents are used: cytarabine (free or liposomal), methotrexate
penetration into the CNS [158]. (standard and high-dose regimens), and thiotepa with dif-
Capecitabine in case reports has produced responses and fering doses and schedules (Table 23.5). The optimal dose
disease stabilization in BC LM [159–163]. As in BC BM, and schedule, particularly concerning maintenance therapy,
23 Neurological Complications of Breast Cancer and Its Treatment 447

Table 23.5 Intra-CSF chemotherapy dose and schedule


Drug Description of the drug CSF half-life Description of the regimen
Liposomal cytarabine Pyrimidine nucleoside analogue, 14–21 days 50 mg every 2 weeks (total, 8 wks) then 50 mg
cell cycle specific once every 4 weeks
Methotrexate Folate antimetabolite, 4, 5–8 h Standard regimen
cell cycle-specific drug 10–15 mg twice weekly (total, 4 wks),
then 10–15 mg once weekly (total, 4 wks)
then 10–15 mg once monthly
Low-dose regimen
2 mg/d (d1–d5) every other week
High-dose regimen
15 mg/d (d1–d5) every other wk
Thiotepa Alkylating ethyleneimine compound, 3–4 min 10 mg twice weekly (total, 4 wks) then 10 mg
cell cycle non-specific drug once weekly (total, 4 wks) then 10 mg once a month
Abbreviations: CSF cerebrospinal fluid, mg milligrams, d day, wk week

are not well defined [125, 154, 170]. Many studies have signs of whole plexus involvement are occasionally noted.
reported no differences in efficacy among these agents, A Horner’s syndrome occurs in 23% of the patients with a
including in patients with BC-related LM [130, 143–150]. neoplastic brachial plexopathy [177]. In lymphedema-
Liposomal cytarabine, which resulted in a significant longer associated plexopathy, patients present with neuropathic
survival as compared to methotrexate in one randomized extremity pain (90%), followed by weakness (86%), sensory
trial, requires less frequent clinic visits and may have less loss (73%), reflex loss (64%), and limb edema (47%) [177].
impact on QoL [171]. Combination (multi-agent) intra-CSF Tumor spread to the plexus most commonly occurs by direct
chemotherapy has not demonstrated improved results and is invasion of the plexus or hematogenous spread from distant
not recommended for the treatment of BC-related LM. metastases. Adjacent structures, such as infiltrated lymph
Intra-CSF etoposide has shown modest efficacy [172]. Pro- nodes or soft tissues, can also result in direct compression of
longed responses have been reported after intra-CSF trastu- the plexus [177, 179, 180].
zumab in case studies [173–176]. Two studies are currently Contrast MRI is more sensitive than CT in the identifi-
ongoing to define the safety and efficacy profile of intra-CSF cation of neoplastic plexopathy [177, 179]. Increased
trastuzumab in HER2-positive BC patients (NCT01325207 T2/FLAIR MRI intensity in nerve trunks with or without
and NCT01373710). contrast enhancement is commonly observed. If no lesion is
For a complete review of LM, please refer to Chap. 5. observed, a repeat MRI examination within a 4- to 6-week
interval commonly reveals tumor not previously appreciated
on initial examination [177]. The presence of tumor recur-
Peripheral Nervous System Metastases rence, especially in the area of plexus, in combination with a
supportive examination, is presumptive for a diagnosis of
Neoplastic Plexopathy metastatic plexopathy. The sensitivity and specificity of PET
Neoplastic plexopathy typically occurs at the time of local or are not clear, but PET can be helpful in instances of negative
regional progression of cancer. BC is the second (32%) most MRI. Electromyography demonstrates a unilateral lesion
common cause of neoplastic brachial plexopathy after lung often with more extensive denervation than clinically pre-
cancer, and the third (11%) leading cause of lumbosacral dicted [177]. Lower medial trunk/cord lesions or whole
neoplastic plexopathy after lung cancer and soft tissue sar- plexus lesions are more frequent than upper trunk lateral
coma [177, 178]. Neoplastic plexopathy manifests as severe cord lesions [179].
pain, followed by motor weakness and sensory disturbances The main differential diagnosis is radiation-induced
in the distribution of plexus involvement [177, 178]. When plexopathy (Table 23.6). The pattern of distribution of
the brachial plexus is involved, the lower trunk is most weakness and the results of nerve conduction studies may
frequently affected. Pain is observed in 75–83% of the help to distinguish between neoplastic and radiation-induced
patients and is usually located in the shoulder and axilla brachial plexopathy [181]. A more complete discussion on
[177, 179]. Radicular pain is common and radiates into the this topic is featured later in this chapter. Other differential
arm with extension into the fourth and fifth digits. Motor diagnosis include LM, ESCC, paraneoplastic plexopathy,
weakness and loss of reflexes are seen in 75% of cases, complications of regional intra-arterial chemotherapy,
mostly in the lower plexus distribution. More widespread post-infectious plexopathy, and primary plexus tumors
448 E. Le Rhun et al.

Table 23.6 Differential Presentation Neoplastic plexopathy Radiation associated plexopathy


diagnosis: Neoplastic brachial
plexopathy and radiation-induced Clinical Severe and early pain, occasional Paresthesia and weakness, pain late
brachial plexopathy presentation edema, involvement of the lower during the course of the disease, edema
brachial plexus, Horner’s syndrome common, impairment of the whole
common, plexus, Horner’s syndrome unusual,
No tissue necrosis local tissue necrosis common
Electromyography Myokymia unusual Myokymia usually present
MRI Nerve contrast enhancement Usually no nerve contrast enhancement
PET scan High SUV max Low SUV max
Abbreviations: MRI magnetic resonance imaging, PET positron emission tomography, SUV standardized
uptake value
Used with permission of Thieme from Jaeckle [177]

Table 23.7 Autoantibodies and Autoantibodies Common paraneoplastic syndrome


common paraneoplastic
syndromes (PNS) associated with Amphiphysin Stiff person syndrome, myelopathy and myoclonus, encephalomyelitis, sensory
breast cancer neuronopathy
Ri (ANNA2) Brainstem encephalitis, opsoclonus myoclonus
Yo (PCA1) Paraneoplastic cerebellar degeneration
AMPAR Limbic encephalitis
CAR Retinopathy

[177]. Radiotherapy of the involved area is the most com- isoxazolepropionic acid receptor) associated with limbic
monly used treatment and often results in durable responses. encephalitis; and anti-Ma2 (anti-Ta) associated with limbic
Chemotherapy and endocrine therapy may be used with encephalitis, brainstem encephalitis, and cerebellar degener-
some utility in chemosensitive cancer [180]. Pain should be ation [184, 187, 188].
treated according to the WHO guidelines. Physical therapy PNS precedes the diagnosis of cancer in more than 80%
may help to augment and preserve neurologic function. of the cases by several months to years [183, 189]. In most
cases, an underlying cancer is identified within 5 months
after the diagnosis of PNS. The risk of a coexistent cancer
Non-metastatic, Non-treatment-related decreases after 2 years and is considered as highly unlikely
Complications after 4 years [183]. When BC is considered in a patient with
a PNS, a cancer screen should include a clinical examination
Paraneoplastic Syndromes and mammography followed by breast MRI and body
FDG-PET in cases with negative initial screening [184, 188].
Paraneoplastic neurological syndromes (PNS) affect less When the initial screen is negative, repeat assessments
than 1% of patients with BC [182]. BC is most often asso- should be performed every 6 months for at least 2 years
ciated with the following PNS: cerebellar degeneration, [188].
sensory neuropathy, encephalomyelitis, opsoclonus myo- For a complete review of PNS, please refer to Chap. 13.
clonus, stiff person syndrome, myelopathy, and brainstem
encephalitis (Table 23.7) [183, 184]. Subacute cerebellar
degeneration is the most common PNS seen with BC [185]. Meningiomas (Fig. 23.4)
Other paraneoplastic syndromes, such as retinopathy, have
been reported in BC (Table 23.8). Associated systemic Meningioma is one of the most common primary tumors of
symptoms including weight loss, anorexia, fever, and fatigue the CNS in adults and accounts for 13–26% of all intracra-
may be observed [186]. nial tumors [190–192]. The only well-established risk fac-
The best characterized onconeural antibodies associated tors are prior ionizing brain RT and some rare hereditary
with BC and PNS are amphiphysin associated with the stiff diseases such as neurofibromatosis [190–195]. Mutation in
person syndrome, myelopathy, myoclonus, encephalomyeli- the NF2 gene and genetic variants in genes involved in DNA
tis, and sensory neuronopathy; Ri (ANNA2) associated with repair pathway are often identified in meningioma [196].
brainstem encephalitis and opsoclonus myoclonus; and Several observations suggest a link between a patient’s
Yo (PCA1) associated with paraneoplastic cerebellar hormonal status and meningioma. In intracranial menin-
degeneration [184]; AMPAR (amino-3-hydroxy-5-methyl-4- gioma, the female: male ratio is 2–3.5, which is even higher
23 Neurological Complications of Breast Cancer and Its Treatment 449

Table 23.8 Most frequent Name of the PNS Description of the paraneoplastic syndrome
paraneoplastic syndromes
(PNS) in breast cancer Subacute cerebellar Development in <12 weeks of a severe pancerebellar syndrome without
degeneration cerebellar atrophy on MRI other than age expected
Initial gait ataxia followed by appendicular ataxia
Initial symptoms may also include dizziness, visual problems (diplopia,
blurry vision, oscillopsia), nausea/vomiting, or dysarthria
These rapidly progressive symptoms stabilize after culminating in a severe
pancerebellar syndrome
Other neurological symptoms and signs that may be seen include cognitive
impairment, lethargy, bulbar palsy, or limb weakness
Other PNS (paraneoplastic peripheral neuropathy or Lambert–Eaton
myasthenic syndrome) sometimes associated
Cerebellar atrophy on MRI in the late stages of the disease
often associated with anti-Yo antibodies
Sensory neuronopathy Subacute and asymmetric numbness, paresthesia, pain, cramps,
proprioceptive loss of upper and lower extremities and abolition of
deep-tendon reflexes
Radicular symptoms and signs sometimes associated
Involvement of the sensory fibers on electroneurography
Encephalomyelitis Involvement of multiple parts of the CNS such as the hippocampus,
brainstem, spinal cord, or dorsal root ganglia
Manifests as limbic encephalopathy, brainstem encephalitis, dysautonomia,
myelitis, and sensory neuronopathy
Opsoclonus myoclonus Spontaneous large amplitude saccades occurring in all directions of gaze
syndrome Myoclonus of the trunk and limbs
Encephalopathy sometimes associated
Often associated with Ri antibodies
Stiff person syndrome Slowly progressive stiffness and rigidity of axial musculature
Followed by proximal muscle rigidity
Leads to difficulties in walking and fixed deformities. Associated with
superimposed muscle spasms that are increased by sensory stimuli
Variant form with an onset of stiffness in upper limbs
Antibodies against amphiphysin
Continuous motor activity at rest on electroneurography
Subacute progressive Progressive symptoms and signs of myelopathy
myelopathy Symmetric MRI T2 abnormalities and gadolinium enhancement that involves
the spinal gray matter in usually >3 segments
Antibodies against amphiphysin
Brainstem encephalitis Rapidly progressive symptoms and signs of brainstem dysfunction.
Antibodies against Ri (ANNA2)
Data from: Gatti et al. [182], Honnorat and Antoine [183], Graus and Dalmau [184], Graus and Delattre [185]

in spinal meningioma (4:1 ratio) [194, 197, 198]. Proges- the risk of meningioma remains controversial; however, in
terone receptors are detected in 70–98% of meningiomas; most studies [194, 204], no association was found [193–195,
estrogen and androgen receptors are seen in 20–40% of 203–206, 208–213].
meningiomas [193, 195, 199, 200]. Increased meningioma An association between BC and meningioma has been
growth rate is reported during pregnancy [193, 194]. An postulated. In a large Swedish cohort, an increased risk of
association between BC and meningioma has been demon- meningioma was observed after BC with a relative risk of
strated [193, 195, 201]. In addition, a link between use of meningioma estimated at 1.6 [214]. In another US
exogenous hormones and meningioma has been reported population-based retrospective cohort analysis, the risk of
[194], as well as a positive association with endometriosis or BC in patients previously diagnosed with a meningioma was
uterine fibrosis [196]. A non-significant association has been 1.54, and the risk of meningioma in BC patients was 1.40
shown between age at menarche, age at menopause, meno- [211]. In a five-state US cancer registry, the incidence of
pausal status, parity, age at first birth, and meningioma [193, meningioma was 2.6 cases per 100,000 women and the
194, 202–204]. A protective role of breastfeeding has also incidence of BC was 61 cases per 100,000 women. The
been observed [204–207]. The evidence that use of oral association between the two cancers was higher than
contraceptives and hormone replacement therapy increase expected [201]. The pathophysiology of this association is
450 E. Le Rhun et al.

for CNS toxicity in BC. The symptoms can originate within


days to months after the initial administration of the drug.
Most toxic encephalopathies are transient, last only days,
and are associated with complete neurologic recovery [222–
225]. MRI changes seen with toxic encephalopathies resolve
more slowly than clinical manifestations. The pathophysi-
ology of toxic encephalopathy is not clearly understood.
Direct endothelial cell injury has been proposed with asso-
ciated vasogenic edema [222, 226]. Most occurrences of
encephalopathy are believed to be idiosyncratic and with a
low risk of recurrence [219, 220, 227].
Several antineoplastic agents used in BC may induce an
encephalopathy (Table 23.9). Methotrexate results in
encephalopathy in less than 2% of patients [219, 228].
Administration of methotrexate and brain RT further
increases the risk of CNS neurotoxicity [221]. Acute ence-
Fig. 23.4 Meningioma. Brain MRI, T1 W gadolinium-enhanced phalopathies have been described after the administration of
sagittal image paclitaxel or very rarely docetaxel, vinorelbine, and pegy-
lated liposomal doxorubicin in BC patients, notwithstanding
not well understood. BRCA1 and BRCA2 mutations do not limited penetration of the CNS with these agents [229–233].
seem to contribute to the development of meningioma [215]. Anti-VEGF agents such as bevacizumab are rarely the cause
In a large US SEER registry, associations between BC and of posterior reversible encephalopathy or PRES [234, 235].
meningioma were reported [216]. BC preceded meningioma Leukoencephalopathy and encephalopathy were observed in
by >2 months in 48% of the women, and tumors were 2.5 and 5% of patients with LM following lumbar injection
synchronous (within 2 months) in 20%. Hormone receptor and 7.5 and 5% after ventricular injection of liposomal
status of BC was not different between BC only and BC plus cytarabine in a large cohort of patients treated for LM [236].
meningioma groups. BC disease stage was more advanced in In a smaller cohort of patients treated with intraventricular
the BC plus meningioma group than in the BC only methotrexate, leukoencephalopathy was observed in 64% of
group. Contrary to this study, in a large retrospective study patients [237]. Leukoencephalopathy can be delayed,
of BC patients, the 10-year cumulative incidence of developing 3–15 months after intra-CSF methotrexate [237].
meningioma was only 0.37%, suggesting no increased risk Patients may manifest with personality changes, cognitive
[217]. Use of aromatase inhibitors confers a non-significant deficits, and apathy followed by hemiparesia or quadri-
increased risk of meningioma in patients with BC [217], paresia and coma. Lesions predominate in the periventricular
whereas tamoxifen use may be protective. The risk of white matter, and histological examination demonstrates
meningioma has been shown to be lower in patients treated demyelination, axonal degeneration, astrocytosis, and
with tamoxifen compared to those not treated with this agent necrosis [238]. An elevation in MBP (myelin basic protein)
[192]. can be observed in the CSF. Risk factors include high
cumulative doses of intra-CSF methotrexate and concomi-
tant systemic methotrexate plus WBRT [237]. An accidental
Complications of Breast Cancer Treatment overdose of intra-CSF methotrexate can lead to death. An
acute transient mild encephalopathy with fever may be
Central Nervous System Complications observed after intra-CSF methotrexate and which likely
represents expansion of a treatment-related chemical
Encephalopathy meningitis discussed below [237].
Any anticancer drug given at conventional dose can be Other potential causes of encephalopathy must be
responsible for causing a toxic encephalopathy [218]. Toxic excluded including CNS metastases (e.g., BM or LM), other
chemotherapy-related encephalopathy may manifest as a toxic agents (e.g., antiepileptics, opioids, benzodiazepines),
confusional state, posterior reversible leukoencephalopathy, metabolic encephalopathies (such as hyper or hypoglycemia,
seizures, a cerebellar syndrome, myelopathy, or cere- azotemia, hepatic failure, electrolyte disorders), stroke, and
brovascular complications [219, 220]. The signs and infectious etiologies [222]. Cessation of the offending drug
symptoms can vary from mild and transient to severe and is indicated until resolution of symptoms. Neurological
chronic [219, 221]. 5-FU (5-fluorouracil) and capecitabine manifestations usually clear within a few days after dis-
represent the most frequent chemotherapy agents responsible continuing the chemotherapy [218, 222–224]. Nonetheless,
23 Neurological Complications of Breast Cancer and Its Treatment 451

in some patients, persistent neurological deficits are reported comorbidities such as mood or personality disorders, fatigue,
after discontinuation of the offending agent [223]. Steroids and psychosocial issues [234, 239, 258, 261, 263–265].
are of questionable benefit [223–225]. Dihydropyrimidine Different studies have demonstrated that cognitive com-
dehydrogenase deficiency, a genetic risk factor for MTX plaints are better correlated with emotional distress, coping
neurotoxicity, should be excluded [224]. In the absence of skills, and cancer-related fatigue than with objective neu-
alternative chemotherapy, careful re-introduction of the drug ropsychological testing [239, 243, 261, 262, 266, 267].
at reduced dose and under close supervision is usually safe The role of chemotherapy dose is not clear. One study
and associated with a low risk of recurrence [224]. demonstrated a greater deficit among women treated with
high-dose chemotherapy compared to women treated with
Cognitive Impact of Endocrine Therapy standard doses of chemotherapy [268]. In another longitu-
and Chemotherapy dinal study, progressive cognitive decline was observed at
Cognitive impairment associated with chemotherapy is each subsequent time point. This suggests a dose–response
referred to as chemobrain or chemofog [239]. There are no relationship with linear worsening following each cycle of
established criteria that define the syndrome, related in part chemotherapy [269]. Patients treated with combined
to methodological inconsistencies observed between studies chemotherapy and endocrine therapy have the most exten-
discussed below. In BC, post-chemotherapy cognitive defi- sive pattern of cognitive deficits [245, 252, 260, 262]. Pre-
cits have been observed in 17–75% of patients, as compared treatment cognitive impairment has been shown to be
with 4–11% in healthy controls in retrospective independent of fatigue or emotional distress, surgical factors,
cross-sectional studies [240–251]. Most longitudinal studies or medical comorbidities [261]. The exact mechanisms
have confirmed a negative cognitive effect of chemotherapy underlying the effects of chemotherapy on cognition are not
in 15–25% of patients [244, 252–254]. In several prospec- clearly understood [244, 261]. Chemotherapy may have a
tive cohorts of BC patients, objective cognitive impairments direct neurotoxic effect and may induce oxidative stress,
have been observed in 20–35% at baseline before any sys- DNA damage, telomere shortening, damage to neural stem
temic therapy without clear explanation as to cause [239, cells, hormonal changes, immune dysregulation, activation
241, 244, 255, 256]. Cognitive impairment due to of pro-inflammatory cytokines, thrombosis in brain
chemotherapy emerges months to years after completion of microvasculature, white matter abnormalities, metabolic
treatment [257]. In prospective cohorts, cognitive decline abnormalities including anemia, and reduced brain func-
was observed within the first 6 months after initiation of tional connectivity [241, 261, 262, 270]. The role of genetic
chemotherapy [246]. The duration of cognitive impairment factors such as apolipoprotein E (APOE) and catechol-O-
is poorly defined. In longitudinal studies, cognitive impact methyltransferase (COMT) has also been suggested [241,
appears to resolve over time, and stable or improved cog- 244, 262, 271].
nition has been observed 12–18 months following comple- An evaluation of treatment-related cognitive disorders
tion of chemotherapy [245, 252, 258]. Improvements in requires a neuropsychological assessment. In order to
cognition may be delayed, and there exist a small subset of improve between-study comparisons, the International
patients with refractory and intractable cognitive complaints Cognition and Cancer Task Force (ICCTF) has developed
after completion of chemotherapy [258–260]. recommendations for neuropsychological testing [242]. The
Cognitive changes observed during chemobrain are often Hopkins Verbal Learning Test-Revised (HVLT-R), Trail
mild to moderate in severity and differ clinically from Making Test (TMT), and the Controlled Oral Word Asso-
encephalopathy observed after chemotherapy [261]. The ciation (COWA) of the Multilingual Aphasia Examination
most common cognitive deficits include difficulties in measuring learning and memory, processing speed, and
attention and concentration, working memory, and executive executive function are recommended [242]. Baseline eval-
and psychomotor functions [251, 258]. Deficits in verbal uation and an appropriate control group are suggested as is
learning, nonverbal and visuospatial memory, psychomotor an evaluation of emotional functioning [261].
processing speed, mental flexibility, memory retrieval, con- Volumetric brain MRI and diffusion tensor MRI
frontational naming, complex visuoconstruction, and fine (DTI) have shown widespread reduction in white matter tract
motor dexterity have been reported as well [246, 250, 258, integrity and gray matter volume over time in patients
262]. Patients report an inability to concentrate, organize treated with chemotherapy and with cognitive deficits [251,
their daily activities, or multitask. They also endorse mem- 261]. A correlation has been observed between reduction in
ory loss, confusion, slow thinking, and fatigue [258]. The brain activation by fMRI and cognitive performance after
impact of these cognitive deficits in day-to-day activities chemotherapy in a longitudinal study [272]. Studies using
varies and may be related to the patient’s pre-illness level of fMRI have demonstrated alteration in brain activation and
function, type of work or lifestyle, ability to manage, coping connectivity in BC patients after chemotherapy treatment
style, premorbid cognitive reserve, age, and other [251, 258, 261]. Decreased activation by fMRI appears to
452 E. Le Rhun et al.

Table 23.9 Breast cancer Agent Clinical description Brain MRI


chemotherapy associated with
toxic encephalopathy 5-FU (5 Cerebellar syndrome or multifocal Normal or showing diffuse white
fluorouracil) leukoencephalopathy with altered mental matter alterations, with T2 and FLAIR
and status ranging from confusion to coma, periventricular hyperintensities of both
capecitabine memory deficits, ataxia, dysarthria, hemispheres
nystagmus, headache, seizures, trismus,
slurred speech, diplopia, and paresthesias
Methotrexate Acute encephalopathy to severe delayed Diffuse T2/FLAIR abnormalities
chronic encephalopathies with cognitive
deficits, aphasia, and hemiparesis
Bevacizumab Headache, visual disturbances, seizures, Parieto-occipital white matter
confusion, and relative hypertension abnormalities on T2/FLAIR sequences
Less frequently involvement of
anterior brain regions
Data from
5-FU (5 fluorouracil) and capecitabine: Videnovic et al. [223], Tipples et al. [224], Formica et al. [225],
Niemann et al. [402], Couch et al. [403], Fantini et al. [404], Lyros et al. [222]
Methotrexate: Erbetta et al. [226]
Bevacizumab: Schiff et al. [234], Tlemsani et al. [235]

relate to impaired cognition, whereas increased activation, should be addressed as treating these elements secondarily
typically seen in the context of absent or mild cognitive improves cognition [261]. Other medications that may affect
deficits, is thought to represent compensatory neural acti- cognition should be reduced or discontinued when possible.
vation required to be maintained. PET shows similar acti- Physical activity has been associated with improved cogni-
vation patterns as seen with fMRI [241, 258, 261, 273]. tion, mostly executive function, in human and animal studies
Electrophysiological studies have shown a reduction in the [275]. Neurofeedback and transcranial magnetic stimulation
amplitude of the P-300 event-related brain potential and a have been suggested as possibly useful interventions [261,
reduction in the P-300 latency, corresponding to the timing 276].
and duration of chemotherapy. This pattern was consistent Several studies have suggested a negative impact on
with changes in information processing capacity [241, 258]. cognition in BC patients treated with endocrine therapies,
Chemobrain is a diagnosis of exclusion wherein PNS, affecting mostly verbal memory and executive functions
CNS metastases, medication toxicity (corticosteroids, [277–286]. Deficits in processing speed and verbal memory
antiepileptics), fatigue, sleep disorders, pain, and preexistent were observed in postmenopausal patients compared to
neurological disease need to be excluded [261, 263]. The controls [279–281, 287]. A negative impact of tamoxifen or
effectiveness of donepezil, an acetylcholinesterase inhibitor, anastrozole on speed measures of letter fluency, complex
for the treatment of chemotherapy cognitive deficits is visuomotor attention, and manual dexterity has also been
uncertain [261]. No significant positive impact of psychos- reported [288]. In a separate trial, postmenopausal women
timulants such as methylphenidate, dexmethylphenidate, and with early-stage BC were treated with anastrozole or
modafinil, has been shown for the treatment of cognitive tamoxifen and the cognitive impact of each treatment was
impairment in non-CNS cancer patients [239, 261]. Gingko compared. A more severe impact on verbal and visual
biloba administered concomitantly with chemotherapy had learning as well as on memory tests was observed after
no effect on cognitive function [274]. New approaches are anastrozole [288]. Notably, no cognitive decline was
needed, and promising results in animal studies suggest reported at 6 and 24 months in the randomized IBIS II trial
agents that prevent oxidative stress (2-mercaptoethane sul- conducted in high-risk postmenopausal women without BC
fonate, N-acetylcysteine, or melatonin), stimulate neuroge- receiving anastrozole or placebo [282]. In the TEAM (ta-
nesis (insulin-like growth factor-1, fluoxetine, or glucose), or moxifen and exemestane adjuvant multinational) study, no
improve chemotherapy-induced cognitive effects (dex- cognitive impact was found after exemestane treatment, but
tromethorphan or memantine) may be useful [261]. Learning poorer performances on verbal memory and executive
compensatory strategies can help to minimize the impact of function were observed after tamoxifen compared to healthy
chemotherapy-related cognitive deficits [265]. Cognitive controls [277]. In a phase III randomized trial, aromatase
rehabilitation aims to improve cognitive abilities, functional inhibitors did not appear to negatively affect verbal episodic
capacity, and real-world skills [261]. Several studies show a memory during a 1-year follow-up [289]. The discordant
significant improvement in both subjective and objective findings in the above-mentioned studies could be explained
cognitive deficits with these interventions [244, 261]. Sleep by methodological inconsistencies such as differences in the
disturbances, psychological distress, and fatigue, if present, characteristics of population studied (prior chemotherapy or
23 Neurological Complications of Breast Cancer and Its Treatment 453

not, inclusion of pre- or postmenopausal women), differ- does not appear to be a higher risk of intracranial hemor-
ences in the neurocognitive testing batteries, trial design rhage (ICH) [307].
(prospective vs. cross-sectional), timing and the duration of Cancer patients also have an increased risk of venous
follow-up, and whether the evaluation of cognitive function thromboembolism (VTE), and VTE is associated with a
was a primary study objective [277–281, 286, 287, 289]. significant risk of morbidity and mortality in cancer patients
Importantly, the impact of mood or fatigue on cognition is [308, 309]. In the Iowa SEER, the standardized morbidity
often not reported [268, 279, 290–294]. ratio, estimated by dividing the observed number of cancers
in the VTE incident cohort by expected number, was 8.4 for
Cardiovascular Complications (Ischemic, Central BC [310]. The risk of VTE has been associated with several
Venous Thrombosis, Sinus Thrombosis) factors including the type of cancer, the stage of the cancer,
In an autopsy cohort of cancer patients, cerebrovascular dis- performance of surgery, administration of chemotherapy or
ease (CVD) was seen in 14.6%, of whom half had clinical endocrine therapy, the presence of a central venous catheter,
symptoms during life [295]. In a database of the Eastern patient age, whether non-ambulatory, and prior episode of
Cooperative Oncology Group (ECOG) trials for BC, the fre- VTE [311]. The Khorana predictive score of VTE risk in
quency of both venous thrombosis and arterial thrombosis was ambulatory patients includes 5 variables: the site of cancer,
5.4% among patients treated with adjuvant therapy and 1.6% the prechemotherapy platelet count, the hemoglobin level,
in patients on observation only [296]. A higher risk of stroke in the use of erythropoietic agents, the leukocyte count, and the
cancer patients as compared to controls without cancer was body mass index [312]. In this score, BC is considered at
reported in a Swedish cohort [297]. In a study of hospitalized low risk of VTE.
stroke patients, cancer patients represented 9.1% of all cases Thromboembolic events are more frequent in women
and BC was the second most common type of malignancy treated by chemotherapy for BC [313]. Tamoxifen, a
[298]. In the Norwegian Stroke Research Registry (NOR- selective estrogen receptor modulator with estrogen antag-
STROKE), the prevalence of cancer was higher among onistic effects, may also increase the risk of thromboembolic
patients presenting with a stroke and BC was the third most complications [314, 315]. The combination of chemotherapy
frequent cancer associated with stroke [299]. The cumulative and tamoxifen further increases the risk of VTE compared to
incidence of stroke in BC is 1.5% compared to 1.1% in con- tamoxifen alone in postmenopausal patients [296]. Systemic
trols [300]. The highest risk of stroke is observed soon after treatment may increase the risk of VTE by several mecha-
diagnosis of cancer [297, 300] and is estimated at 12% [301]. nisms including acute and non-acute damages to vessel walls
Cancer is a prothrombotic state with acquired protein S or and decrease in protein C, protein S, factor VII or fibrinogen,
C deficiency, activated protein C resistance, antiphospho- and platelet activation [303, 308, 311].
lipid antibodies and the antiphospholipid syndrome, hyper- Cerebral venous occlusion can be observed in cancer
fibrinogenemia, thrombocytosis, and D-dimer elevation patients, either in superficial cortical veins, internal cerebral
[302, 303]. Thrombotic angiopathy has been observed in BC veins, or dural sinuses [302]. Systemic cancer accounts for
and was reported to be linked to cancer therapy, but was also 3.2% of all causes of cerebral venous occlusion [316].
observed after treatment when the cancer was in remission. Cerebral sinus or veins can also be affected by compression
In the ECOG cohort mentioned above, the association of or local invasion by brain, dural, or skull metastases [317,
chemotherapy and tamoxifen increased the risk of both 318]. A BC patient with VTE receiving tamoxifen in the
venous and arterial strokes compared to chemotherapy alone adjuvant setting should be transitioned to an aromatase
in premenopausal patients [296]. In another cohort of inhibitor [308]. Thrombolytic agents are contraindicated in
women with BC, tamoxifen was associated with an patients with intracranial tumors [319].
increased risk of stroke [304]. In BC, supraclavicular and For a complete review of cerebrovascular dysfunction in
internal mammary nodal RT may accelerate atherosclerosis cancer, please refer to Chap. 10.
of the carotid artery and increase the risk of stroke [304–
306]. The EORTC study NCT00002851 (Lymph Node Meningitic Syndromes
Radiation Therapy in Patients With Stage I, Stage II, or Chemical Meningitis
Stage III Breast Cancer That Has Been Surgically Removed) Chemical meningitis is the most common side effect of
will provide more data on the risk of stroke and RT. The intra-CSF chemotherapy and is characterized by headache,
management of stroke in cancer patients depends on the photophobia, fever, nausea and vomiting, meningismus, and
etiology. Patients with cancer have been for the most part confusion [320]. It occurs in 15–33.3% of patients following
excluded from trials of thrombolysis. Treatment with liposomal cytarabine administration regardless of the route of
thrombolysis may result in a higher in-hospital mortality in administration (lumbar vs. ventricular) [320]. The incidence of
patients with cancer due to medical comorbidities, but there aseptic meningitis may be reduced by prophylactic oral
454 E. Le Rhun et al.

dexamethasone initiated on the day of intra-CSF drug adminis- shoulder restriction, lymphoedema, and rarely plexopathy.
tration. Most symptoms of chemical meningitis occur within the Damage to the nerves traversing the axillary fat and in
first days after drug administration. Mild symptoms resolve particular the intercostobrachial nerve prone to injury during
within days; however, symptomatic treatment with intravenous axillary dissection can result in chronic pain.
corticosteroids and fluids may be required in severe cases. Sub- One week after surgery, up to 78% of patients report
sequent intra-CSF drug administration is dose reduced and used moderate to severe pain [329]. Neuropathic pain after BC
in combination with more liberal prophylactic oral steroids [320]. surgery is seen in 14.7–52% of patients during the first year
Acute aseptic meningitis may also be observed after adminis- after surgery [329–331]. Other neurological symptoms
tration of any intra-CSF drug including methotrexate, cytarabine, include paresthesia, dyesthesias, swelling sensation, and
and thiotepa [237]. The main differential diagnosis of chemical hypoesthesia. Number of axillary nodes dissected (more than
meningitis is infectious meningitis or LM disease progression 15 lymph nodes excised), age <40 years, African American
and is primarily differentiated by the time course of chemical race, diabetes, fibromyalgia, and taxane-based chemotherapy
meningitis and the failure to culture bacteria from CSF [123]. have been identified as risk factors for neuropathic pain after
BC surgery [330, 331]. Sentinel lymph node biopsy has been
Infections
developed for axillary staging and minimizes the morbidity
Intra-CSF agents can be administered either by the
of axillary lymph node dissection in patients with BC.
intralumbar or by the ventricular route. Intraventricular
Sentinel node dissection alone has been shown to signifi-
injections offer several advantages compared to lumbar
cantly reduce the rate of paresthesia, dyesthesias, swelling
administration, such as the certainty of drug delivery into the
sensation, or pain compared to axillary node dissection
CSF compartment (10% of all intrathecal injections are epi- or
[332–334]. Pharmacological treatment of pain consists of
subdural) and a relatively pain-free procedure [321, 322].
tricyclic antidepressants, duloxetine, AEDs (carbamazepine,
A survival benefit has also been suggested for intraventricular
gabapentin, pregabalin), transdermal lidocaine, and
administration compared to lumbar injection [321]. However,
capsaicin.
intraventricular drug administration requires placement of
The risk of loco-regional recurrence is reduced after chest
ventricular access device resulting in a risk of infection not
wall and axillary node RT among women with a
unlike that seen with a vascular access device. In a prospective
node-positive BC [335]. Radiation-induced brachial plex-
cohort of patients (mostly BC) with the 10% of complications
opathy (RIBP) is the most frequent peripheral nervous sys-
seen with the use of a ventricular access device, the majority
tem complication after BC irradiation [336]. The incidence
(70%) were bacterial infections [323]. The infection rate was
is <1% with 50 in 2 Gy fractions [337]. The interval
estimated at 3.6% per patient and 0.38% per injection. This
between RT and symptom onset varies from 3 months to
rate was similar to other series [320, 324, 325]. Bacterial
26 years with a median of 1.25–4.25 years [179, 337–339].
meningitis is less frequent after lumbar injection (3.75% vs.
Rarely, early acute transient RIPB have been reported within
0%) [320]. In the cohort of Zairi, the ventricular access device
2–14 months after supraclavicular–axillary RT at 50 Gy
was removed in all cases and antibiotics were administered for
[337].The delay between RT and clinical deficits is partly
2 weeks. Nevertheless, no clear recommendations exist for the
related to the dose per fraction, total dose, and volume
management of infected ventricular access devices. Some
irradiated [340]. Signs and symptoms of RIBP include
authors propose preservation of the device and administration
paresthesias, pain, hyporeflexia, and motor impairment with
of combined systemic and intra-CSF organism-specific
potentially flaccid paralysis of the ipsilateral arm [335, 337,
antibiotic therapy [326, 327].
338]. RIBP usually begins with paresthesias or dyesthesias
Other CNS Adverse Effects followed by hypoesthesia and anesthesia. Tinel’s sign has
Other CNS toxicities seen after intra-CSF liposomal been reported with paresthesia evoked after axillary or
cytarabine administration include a communicating hydro- supraclavicular stimulation. Pain is the most common
cephalus, decreased visual acuity, and seizures [320]. symptom and is seen in >75% of patients. Progressive motor
Stroke-like events that rapidly resolve have been reported weakness appears later and can be associated with fascicu-
after intra-CSF methotrexate injection [328]. lations and amyotrophy [337]. The first motor signs are
usually observed in the thenar muscles [337].The topogra-
phy varies with the level of plexus damage though typically
Peripheral Nervous System Complications appears distally and progressively spread to forearm and
upper arm [337]. The onset is insidious, but signs and
Plexopathy symptoms gradually increase and often lead to paralysis of
Axillary lymph node dissection for BC is a fundamental part the upper limb with severe impairment of useful hand
of treatment, but can be responsible for post-surgical injury function [337–339]. Rapid neurological worsening has been
complications including chronic pain syndromes, numbness, described after trauma related to surgery, upper limb
23 Neurological Complications of Breast Cancer and Its Treatment 455

lymphedema, or traction of the affected arm [341]. Direct Peripheral Neuropathy


neuronal and endothelial injury with associated demyelina- Chemotherapy-induced peripheral neuropathy (CIPN) is a
tion and ischemia and compression by radiation-induced frequent adverse consequence of BC treatment. CIPN is
fibrosis have been suggested as potential mechanisms of observed in 30–40% of patients receiving chemotherapy and
RIBP [327, 338]. varies according to the cytotoxic drug regimen, duration of
Pain and paresthesia can be treated with AEDs, treatment, cumulative dose, and neuropathy-related risk
non-opioid and opioid analgesics, tricyclic antidepressants, factors [348]. CIPN can be severe and have a significant
and benzodiazepines. Quinine may be used for cramps and impact on activities of daily living and overall QoL [349,
carbamazepine for myokymia. The role of B vitamins, cor- 350]. In severe cases, chemotherapy dose delays, reductions,
ticosteroids, or anticoagulants is controversial. A random- or discontinuation of treatment is required [348, 349, 351].
ized phase III trial evaluating the association of The potential impact of dose reductions or treatment delays
pentoxifylline, tocopherol, and clodronate (PENTOCLO, due to CIPN on PFS CIPN is unknown [351]. The overall
NCT01291433) in radiation-induced neuropathies is cur- clinical presentation of CIPN is similar, although some dif-
rently ongoing. Physiotherapy can aid in the development of ferences are observed among the chemotherapy agents.
strategies to maintain and improve function. Reducing Several risk factors have been associated with CIPN. The
comorbid factors that may aggravate the plexopathy such as role of older age as a risk factor for CIPN is controversial
diabetes, high blood pressure, alcohol abuse, and statins is [352]. Diabetes has been shown to increase the risk and
recommended. Hyperbaric oxygen has been evaluated in severity of CIPN related to weekly paclitaxel treatment
small case series, but currently, there is no evidence to [353]. Moreover, more frequent chemotherapy dose delays
support its use in the treatment of RIBP [342]. Surgery with and dose reductions are observed in patients with diabetes.
nerve or muscle transfer [343–345] and neurolysis [346] Treatment-related risk factors include chemotherapy dose
have been reported to be useful in highly select patients with per cycle, treatment schedule, cumulative dose, and duration
RIBP [342]. of infusion [351, 354, 355]. The class of chemotherapy and
For a complete discussion on radiation-induced plex- the class of biochemical characteristics influence the risk of
opathies, please refer to Chap. 14. CIPN. For example, docetaxel induces less CIPN than
paclitaxel (1–9% vs. 30%) [348]. Inter-individual variability
Radiculopathy in toxicity is observed, and genetic factors likely are of
Isolated radiculopathy is rare in BC and may be a mani- importance, but are difficult to determine a priori [355].
festation of ESCC, LM, or Herpes zoster. Herpes zoster Pharmacogenomic approaches using single nucleotide
infection, an opportunistic infection, may be enabled by polymorphisms (SNPs) have been used to correlate the risk
adjuvant chemotherapy with secondary treatment-induced of toxicity to specific agents. For paclitaxel, studies have
immunosuppression. In a large study of early-stage BC focused on several candidate genes such as CYP2C8,
patients, 1.9% developed zoster [347]. In this cohort, the CYP3A4, CYP3A5, and ABCB1 [350, 355, 356]. Associ-
incidence of Herpes zoster infection was estimated at ations have also been reported between the risk of neu-
55/1000 cases/year, whereas the incidence in the general ropathy and FGD4, EPHA5, and FZD3 genes [350]. Higher
population varies between 2.2 and 4.1 per 1000 TUBB2A gene expression may lead to a lower sensitivity to
patients/year. Thus, in early BC patients, the risk of infection paclitaxel [357]. For docetaxel, candidates include glu-
is 13- to 25-fold higher compared to the incidence in the tathione S-transferase detoxification enzyme GSTP1 poly-
general population [347]. Treatment utilizes analgesics and morphism [350, 358]. GSTP1 polymorphism has also been
antiviral medications such as acyclovir. Delayed late suggested to increase the risk of oxaliplatin and cisplatin
post-herpetic neuralgia, a neuropathic syndrome, may neurotoxicity [349]. The results are not always consistent
appear in a small subset and may require chronic opioid between studies, and further research is needed to confirm
treatment. the relevant associations between genotype and risk of
CIPN.
Radiation Neuropathy Taxanes, microtubule-stabilizing agents, are among the
The peripheral nervous system is often characterized as most active drugs used in BC. The most important
radioresistant; nevertheless, radiation-induced neuropathies dose-limiting toxicity is CIPN, and the incidence of all
are reported. The signs and symptoms are heterogeneous and grades of CIPN after taxanes varies from 11 to 87% [354,
differ according to the affected part of the peripheral nervous 359]. Microtubules are critical for peripheral nerve axonal
system (nerve root, nerve plexus, nerve trunk). Radiation transport processes and are affected by taxanes [349]. Tax-
neuropathies are often progressive and irreversible and may anes induce microtubule polymerization and inhibit
have a considerable impact on QoL. Generally, radiation depolymerization leading to an impairment of axonal
neuropathies appear years after RT [336, 337]. transport [349, 351], which has been speculated to play a
456 E. Le Rhun et al.

role in CIPN. Severe CIPN is reported in 1–18% of patients The symptoms of neuropathy induced by taxanes appear
following taxane treatment. The incidence of all grades of at cumulative doses  300 mg/m2. An increased single dose
docetaxel-induced CIPN varies from 11–64% [358, 359]. of paclitaxel is also associated with a higher risk of neuro-
The incidence of serious (grade 3/4) sensory and motor toxicity. Shorter infusions appear to increase the risk of
neuropathy in patients treated with docetaxel was 1.6 and neurotoxicity (comparing 1–3 h(s) vs. 24 h infusions) [349].
0%, respectively [360]. Patients presenting with CIPN after Paclitaxel is more toxic than docetaxel and results in more
initial docetaxel infusion often receive fewer cycles without frequent CIPN [348, 359]. In a phase III trial, paclitaxel
dose modification as compared to patients without CIPN versus docetaxel in patients with metastatic BC, more grade
[361]. The incidence of all grades of CIPN with paclitaxel is 3/4 sensory (7% vs. 4%) and motor CIPN (5% vs. 2%) was
higher and varies from 59 to 87% [351, 359]. Grade 3–4 observed. In this study, more discontinuation of treatment
CIPN is observed in 7–33% of patients treated with pacli- due to CIPN was observed after docetaxel [371]. Weekly
taxel [351]. The incidence of serious (grade 3/4) sensory and administration of paclitaxel results in more frequent CIPN
motor neuropathy in patients treated with paclitaxel was 7 than the every 3-week schedule (24% vs. 12% for grade 3
and 5%, respectively [362]. A dose reduction in taxanes due sensory CIPN and 9% vs. 5% for grade 3 CIPN) [362]. In
to a CIPN is required in 2–26% of patients [351, 354, 363– contrast, more grade 3 CIPN has been observed after every
365]. One study observed a 17% dose reduction due to CIPN 3-week docetaxel schedule (10% vs. 5%) [372]. New for-
resulted in a decreased relative dose intensity of 73.4% mulations of paclitaxel, such as nanoparticle albumin-bound
[351]. The clinical manifestations of taxane CIPN are mainly (Nab) paclitaxel and liposomal-encapsulated paclitaxel,
sensory. Sensory symptoms include numbness, paresthesia, appear to reduce neurotoxicity [350, 362, 373].
burning, and hyperalgesia. Loss of deep-tendon reflexes is Eribulin mesylate is a non-taxane microtubule dynamic
rare in taxane-induced CIPN. Motor neuropathy occurs less inhibitor. Eribulin binds to microtubules and suppresses
frequent than sensory CIPN and may result in weakness of microtubule growth [374].In trials, CIPN of any grade
distal limb muscles. Myalgias and arthralgias have been occurred in 14–35% after eribulin. Grade 3 CIPN was
associated with CIPN from paclitaxel [349]. A toxic optic observed in 3–27% and grade 4 CIPN in less than 1% [375–
neuropathy has been reported after docetaxel treatment 377]. Drug interruption was required in 4–5% due to CIPN
[366]. [375, 376, 378]. Signs and symptoms were observed after a
Symptoms of acute CIPN occur within 24–72 h follow- median of 9 months of treatment and resolved after
ing taxane infusion [348, 351, 367, 368]. Symptoms may be 12 months [378] of CIPN. Treatment with carboplatin may
observed after the first infusion, but are more frequent after 2 result in CIPN, but causes less CIPN as compared to cis-
or more infusions [354]. Clinical manifestations usually platin [379, 380]. Oxaliplatin and cisplatin and vinca alka-
disappear spontaneously after discontinuation of the drug loids (vinorelbine) can cause CIPN, but are only
[348]. However, axonal degeneration can sometimes be occasionally used in BC. Vinorelbine, the most commonly
observed, especially after prolonged administration, and be used vinca alkaloids in metastatic BC, interferes with
responsible for permanent CIPN. Approximately 50% of the microtubule assembly [381]. Unlike with other vinca alka-
symptoms resolve within 9 months [369]. In a cohort of 69 loids, neuropathy is relatively infrequent with this agent.
patients treated with docetaxel, paclitaxel, or both, Cisplatin and carboplatin are used for the treatment of
taxane-induced CIPN completely resolved in only 14% of metastatic BC, in particular for triple negative BC. Cis-
the patients after cessation of treatment, and long-term platin CIPN can result in a worsening of the neuropathy
neurotoxicity was observed in 60% in the docetaxel group following discontinuation of chemotherapy, a phenomenon
and 70% in the paclitaxel group [353]. Long-term symptoms termed coasting [348, 370]. Additionally, cisplatin can cause
were, however, minor in most patients [359]. In a cohort of progressive and irreversible hearing loss in many patients
1031 patients treated with adjuvant docetaxel, 23% reported [380, 382, 383]. Bilateral sensorineural hearing loss may be
grades 2–4 neuropathy, CIPN persisted for 1–3 years in 34% observed in 19–77% of the patients treated with cisplatin,
of patients though generally subsiding to grades 0–1. In this and permanent tinnitus may be seen in 19–42%. Raynaud
cohort, 15% of survivors reported a significant impact on phenomena, a localized autonomic neuropathy, may be
QoL due to docetaxel CIPN at 1–3 years after cessation of observed with cisplatin as well [384].
treatment [370]. After paclitaxel, CIPN of all grades was A neuropathy scale exists for the cisplatin-induced neu-
observed in 41% of the 219 patients 3 years after treatment rotoxicity with elements that include CIPN, ototoxicity, and
[364], while in another cohort of 50 patients, 81% of the Raynaud phenomena [349, 385]. Although carboplatin is
patients still reported CIPN symptoms 6 months to 2 years generally thought to be less frequently responsible for CIPN,
after paclitaxel treatment, with up to 27% reporting severe a meta-analysis of platinoid chemotherapy toxicity (carbo-
symptoms [365]. platin vs. cisplatin) used in association with third-generation
23 Neurological Complications of Breast Cancer and Its Treatment 457

agents for advanced-stage non-small cell lung cancer Myopathy


demonstrated a twofold higher rate of neurotoxicity in the Although skeletal muscles comprise more than 50% of total
carboplatin group [379]. body mass, skeletal muscle metastases are rare. In a cohort
Other sensory neuropathies, such as Charcot- of 73 patients with skeletal muscle metastases, BC was
Marie-Tooth, diabetic neuropathy, alcoholic neuropathy, identified as the primary in only 14% of the cases, preceded
paraneoplastic neuropathy, and discogenic nerve root com- by lung cancer (34%) and gastrointestinal cancer (18%)
pression, should be excluded [221, 350, 351, 354, 355, 364, [392]. Paraneoplastic necrotizing myopathy is rarely repor-
386]. Taxanes may cause lymphedema, which can lead to a ted in BC [393, 394]. Patients present with a proximal,
bilateral carpal tunnel syndrome mimicking or worsening symmetric, and rapidly progressive myopathy. Myalgia can
signs and symptoms of CIPN [359, 387]. The onset of be absent, and deep-tendon reflexes are hypoactive. An
symptoms and their relationships with chemotherapy increase in serum creatinine kinase and myoglobin is com-
administration help to identify the casualty of the cytotoxic monly observed. Electromyogram may show an incomplete
agent. Early detection and recognition of CIPN are critical so interference pattern during voluntary contraction. Treatment
as to allow chemotherapy dose delays or dose reduction of BC and corticosteroids may lead to an improvement in
prior to the appearance of severe neurologic symptoms [349, neurological deficits.
350]. Drug discontinuance is recommended for all Myopathy can also be a result of treatment. Corticosteroids
high-grade neuropathies [350]. Antiepileptics (gabapentin or are frequently used in cancer patients and are a frequent cause
pregabalin) and antidepressants (tricyclics, duloxetine, or of myopathy with clinical symptoms in up to 60% of patients
venlafaxine) are often proposed for the treatment of neuro- [395]. Steroid myopathy is characterized by proximal muscle
pathic pain despite relatively limited effectiveness in CIPN weakness predominantly in the lower extremities that may
[348, 350, 351, 380, 388–391]. Numerous other treatments interfere with the activities of daily living. Symptoms may
have been evaluated in preventive studies including nerve appear insidiously and can be observed within days after
growth factor (NGF) stimulants (all-trans-retinoic acid); steroid initiation and are related in part to cumulative dose.
antioxidants or antioxidant-related agents (a-Lipoic acid, Respiratory muscle weakness may lead to symptomatic dys-
vitamin E, glutathione, glutamine, N-acetylcysteine, D- pnea, sometimes in the absence of proximal muscles symp-
methionine, omega-3 fatty acids, amifostine); electrolytes, toms. Acute severe myopathy has been described after
chelators, ion channel modulators (calcium/magnesium high-dose steroids [396]. Serum muscle enzymes can be nor-
infusion, carbamazepine and oxcarbazepine, nimodipine), mal as is electromyography [396, 397]. Muscle biopsy shows
and other compounds (acetyl-L-carnitine, xaliproden [a atrophy of type IIb fibers without necrosis or inflammation
5-hydroxytryptamine(HT)1A agonist], venlafaxine, gosha- [397]. Steroid myopathy is reversible after reduction or dis-
jinkigan [Kampo medicine composed of 10 natural ingre- continuation of steroids, though recovery may require weeks.
dients], topical gel with baclofen + amitriptyline + Fluorinated steroids (dexamethasone, triamcinolone) are more
ketamine, erythropoietin, recombinant human leukemia often responsible for myopathy than non-fluorinated steroids
inhibitory factor), and none have proved effective. Dex- (prednisone, hydrocortisone) [395].Radiotherapy-induced
tromethorphan, a N-methyl-D-aspartate receptor antagonist, myopathy is very rare in BC. Muscles weakness is observed,
has not been evaluated in CIPN, but shows efficacy in serum creatinine kinase values are normal, and electromyog-
painful diabetic neuropathy and in postoperative pain [388]. raphy shows myopathic changes [398]. Musculoskeletal
A randomized double-blind trial using dextromethorphan in symptoms and myopathy can be induced by other agents such
CIPN is currently under recruitment (NCT02271893). as cytarabine, cyclophosphamide, methotrexate, and aro-
Non-pharmaceutical approaches such as acupuncture have matase inhibitors. Other conditions such as hypercalcemia
also been studied [351]. A phase II randomized trial is may also lead to myopathy.
currently evaluating the efficacy of acupuncture in prevent-
ing dose reductions due to CIPN in patients with BC which
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