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PARAMETER IDENTIFICATION OF THE LEAD-ACID BATTERY MODEL

1 1 2 2 2
Nazih Moubayed , Janine Kouta , Ali El-Ali , Hala Dernayka and Rachid Outbib
1
Department of Electrical Engineering
Faculty of Engineering 1 - Lebanese University - Lebanon
2
Laboratory of Sciences in Information and Systems (LSIS)
Aix-Marseille III University, Marseille - France

ABSTRACT Modelling and simulation are important for electrical


system capacity determination and optimum component
The lead-acid battery, although known since strong a long selection. The battery model is a very important part of an
time, are today even studied in an intensive way because electrical system simulation, and this model needs to be
of their economic interest bound to their use in the high-fidelity to achieve meaningful simulation results. This
automotive and the renewable energies sectors. In this paper treats the case of the lead-acid battery. For it, an
paper, the principle of the lead-acid battery is presented. A introduction to lead-acid battery is presented. The
simple, fast, and effective equivalent circuit model modelling of this battery is illustrated in two different
structure for lead-acid batteries was implemented. The models. The parameter identification of the studied model
identification of the parameters of the proposed lead-acid is also discussed. This identification is followed by a
battery model is treated. This battery model is validated by validation of the treated model by simulation using the
simulation using the Matlab/Simulink Software. Matlab/Simulink software. Finally, a conclusion about the
obtained results are presented and discussed.

INTRODUCTION
THE LEAD-ACID BATTERY
Lead-acid batteries, invented in 1859 by French physicist
Gaston Planté, are the oldest type of rechargeable battery. A lead-acid battery is an electrical storage device that
In 1880, Camille Faure finalizes a technique facilitating the uses a reversible chemical reaction to store energy. It
manufacturing of the lead-acid battery. Since, the technical uses a combination of lead plates or grids and an
development didn't stop progressing (properties of the electrolyte consisting of a diluted sulphuric acid to convert
alloys, additives of the active matters, etc.) [1]. electrical energy into potential chemical energy and back
Despite having the second lowest energy-to-weight ratio again [5]. Each cell contains (in the charged state)
(next to the nickel-iron battery) and a correspondingly low electrodes of lead metal (Pb) and lead (IV) oxide (PbO2) in
energy-to-volume ratio, their ability to supply high surge an electrolyte of about 37% w/w (5.99 Molar) sulfuric acid
currents means that the cells maintain a relatively large (H2SO4). In the discharged state both electrodes turn into
power-to-weight ratio. In addition, the lead-acid batteries lead(II) sulfate (PbSO4) and the electrolyte loses its
are important thanks to the availability of the used dissolved sulfuric acid and becomes primarily water. Due
materials and the possibility of their recycling [2]. These to the freezing-point depression of water, as the battery
features, along with their low cost, make them attractive discharges and the concentration of sulfuric acid
for use in cars, as they can provide the high current decreases, the electrolyte is more likely to freeze.
required by automobile starter motors. They are also used Because of the open cells with liquid electrolyte in most
in vehicles such as forklifts, in which the low energy-to- lead-acid batteries, overcharging with excessive charging
weight ratio may in fact be considered a benefit since the voltages will generate oxygen and hydrogen gas by
battery can be used as a counterweight. Large arrays of electrolysis of water, forming an explosive mix. This should
lead-acid cells are used as standby power sources for be avoided. Caution must also be observed because of
telecommunications facilities, generating stations, and the extremely corrosive nature of sulfuric acid.
computer data centers. They are also used to power the Lead-acid batteries have lead plates for the two
electric motors in diesel-electric (conventional) submarines electrodes. Separators are used between the positive and
[3]. The lead-acid battery is also used for storage energy negative plates of a lead acid battery to prevent
which is delivered by a renewable energy system (solar short-circuit through physical contact, mostly through
energy system, and/or wind energy system....) [4].
dendrites (‘treeing’), but also through shedding of the
Today, more of the third of the world production of lead are
used by the manufacture of batteries (60% to 65% of the active material. Separators obstruct the flow of ions
market of the batteries concern the sale of lead-acid between the plates and increase the internal resistance of
batteries). the cell (Fig.1).

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Figure 3: Lead-acid battery general model.
In fact, the parasitic branch represents the irreversible
reactions that take place in the battery as for example the
electrolysis of water that occurs at the end of the charging
process, especially in the case of overcharge. In this
branch an Ip current circulates. The charge stocked in the
battery is only joined to Im (current of the main branch, in
amperes). A part of the total current I, which is the Ip
current, is a lost current and cannot be restored.

The third order model [11]


The model is consisted of two main parts: a main branch
Figure 1: Lead-acid battery [6]. which approximated the battery dynamics under most
conditions, and a parasitic branch which accounted for the
battery behavior at the end of a charge. The main branch
MODELING OF THE LEAD-ACID BATTERY is formed of a R/C block placed in series with a resistance
(Figure 4). All elements of figure 4 are functions of the
The lead-acid battery represents a fundamental and main State Of Charge (SOC), the charging/discharging currents
element in the renewable energy systems and in the and the temperature of the electrolyte θ.
hybrid vehicles. Therefore, it is necessary to study the
modeling of this type of batteries. In fact, very big
quantities of models exist, from the simplest, containing
impedance placed in series with a voltage source, to the
most complex. In general, these models represent the
battery like an electric circuit composed of resistances,
capacities and other elements, constant or variable
(function of the temperature or the State Of Charge SOC
that gives an idea on the quantity of active substance)
[7],[8].

The simplified model Figure 4: Lead-acid battery third order model.


The simplest model of a lead-acid battery is composed of
a voltage source placed in series with impedance (Fig. 2). where:
§ Em was the main branch voltage,
§ R1 was the main branch resistance,
§ C1 was the main branch capacitance,
§ R2 was the main branch resistance,
§ I (Vpn) was the Parasitic branch current,
§ R0 was the Terminal resistance.

Main branch voltage (Em)


Equation 1 approximated the internal electro-motive force
(emf), or open-circuit voltage of one cell. The emf value
Figure 2: Lead-acid battery simplest model. was assumed to be constant when the battery was fully
charged. The emf varied with temperature and state of
The main problem of this model is that the two elements charge (SOC):
E(p) and Z(p) must be at least function of the State Of E m = E m 0 − K E .(273 + θ)(1 − SOC) (1)
Charge (SOC) and of the battery's temperature θ [9,10]. where:
The improvement of the simple model takes place while § Em was the open-circuit voltage (EMF) in volts,
adding a parasitic branch in parallel (Figure 3). § Em0 was the open-circuit voltage at full charge in volts,
§ KE was a constant in volts / °C,
§ θ was electrolyte temperature in °C,
§ SOC was battery state of charge.

Main branch resistance R1


Equation 2 approximated a resistance in the main branch
of the battery. The resistance varied with depth of charge,
a measure of the battery’s charge adjusted for the
discharge current. The resistance increased exponentially
as the battery became exhausted during a discharge.

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R 1 = − R 10 . ln(DOC) (2) Note that while the constant Gpo was measured in units of
seconds, the magnitude of Gpo was very small, on the
-12
order of 10 seconds.
where:
§ R1 was a main branch resistance in Ohms,  V (τ .S + 1)  θ 
§ R10 was a constant in Ohms, I p = VPN .G p 0 . exp  PN P + A p 1 −  (6)
§ DOC was battery depth of charge.  Vp 0  θf 
where:
Main branch capacitance C1 § Ip was the current loss in the parasitic branch,
Equation 3 approximated a capacitance (or time delay) in § VPN was the voltage at the parasitic branch,
the main branch. The time constant modeled a voltage § Gp0 was a constant in seconds,
delay when battery current changed. § τp was a parasitic branch time constant in seconds,
τ1 § VP0 was a constant in volts,
C1 = (3) § Ap was a constant,
R1 § θ was the electrolyte temperature in °C,
where: § θf was the electrolyte freezing temperature in °C.
§ C1 was a main branch capacitance in Farads,
§ τ1 was a main branch time constant in seconds,
§ R1 was a main branch resistance in Ohms. Some definitions

Main branch resistance R2 Extracted charge Qe


Equation 4 approximated a main branch resistance. The Equation 7 tracked the amount of charge extracted from
resistance increased exponentially as the battery state of the battery. The charge extracted from the battery was a
charge increased. simple integration of the current flowing into or out of the
The resistance also varied with the current flowing through main branch. The initial value of extracted charge was
the main branch. The resistance primarily affected the necessary for simulation purposes.
battery during charging. The resistance became relatively t
insignificant for discharge currents: Q e ( t ) = Q e _ init + ∫ − I m (τ).dτ (7)
0
exp[A 21 (1 − SOC )]
R 2 = R 20 . (4) Total capacity C
 I 
1 + exp A 22 m∗  Equation 8 approximated the capacity of the battery based
 I  on discharge current and electrolyte temperature.
where: However, the capacity dependence on current was only for
§ R2 was a main branch resistance in Ohms, discharge. During charge, the discharge current was set
§ R20 was a constant in Ohms, equal to zero in Equation 8 for the purposes of calculating
§ A21 was a constant, total capacity.
ε
§ A22 was a constant, K c .C 0

 θ 
§ Em was the open-circuit voltage (EMF) in volts, C(I, θ) = .1 −
δ 
 (8)
§ SOC was the battery state of charge,  I   θf 
§ Im was the main branch current in Amps, 1 + (K c − 1). ∗ 
§ I* was the nominal battery current in Amps. I 

Terminal resistance R0 where:


Equation 5 approximated a resistance seen at the battery § Kc was a constant,
terminals. The resistance was assumed constant at all § C0* was the no-load capacity at 0°C in Amp-seconds,
temperatures, and varied with the state of charge: § θ was the electrolyte temperature in °C,
[ (
R 0 = R 00 1 + A 0 1 − SOC )] (5) §
§
I was the discharge current in Amps,
*
I was the nominal battery current in Amps,
where: § δ and ε were a constant.
§ R0 was a resistance in Ohms
§ R00 was the value of R0 at SOC=1 in Ohms
§ A0 was a constant State Of Charge (SOC) and Depth Of Charge (DOC)
§ SOC was the battery state of charge Equations 9 and 10 calculated the SOC and DOC as a
fraction of available charge to the battery’s total capacity.
Parasitic branch current Ip State of charge measured the fraction of charge remaining
Equation 6 approximated the parasitic loss current which in the battery:
occurred when the battery was being charged. The current
was dependent on the electrolyte temperature and the Qe
SOC = 1 − (9)
voltage at the parasitic branch. The current was very small C(0, θ)
under most conditions, except during charge at high SOC.

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Depth of charge measured the fraction of usable charge G p 0 , Vp 0 , A p .
remaining, given the average discharge current. Larger
discharge currents caused the battery’s charge to expire - The capacitance parameters used in equation 8:
more prematurely, thus DOC was always less than or K c , C 0 , ε, δ .
equal to SOC. - The thermal parameters used in equation 12:
Qe Cθ , R θ .
DOC = 1 − (10) Main branch parameters identification
C(I avg , θ)
where: All parameters are calculated experimentally through very
§ SOC was battery state of charge, appropriate tests. The most adequate test is illustrated in
§ DOC was battery depth of charge, figure 5.
§ Qe was the battery’s charge in Amp-seconds,
§ C was the battery’s capacity in Amp-seconds,
§ θ was the electrolyte temperature in °C,
§ Iavg was the mean discharge current in Amps.

Estimate of Average Current


The average battery current was estimated as follows in
Equation 11.
Im
I avg = (11)
(τ1 .s + 1) Figure 5: Test serving in determining the parameters of the
where: main branch of the third order lead-acid model.
§ Iavg was the mean discharge current in Amps,
§ Im was the main branch current in Amps, To identify Em0 and KE, one needs two equations, these
§ τ1 was a main branch time constant in seconds. equations are obtained while measuring the voltage in the
beginning and at the end of the test, V0 and V1 (they are
Thermal model θ equal to the emf at the beginning and at the end). For The
Equation 12 was modeled to estimate the change in values of the load state, SOCbeginning and SOCend, they can
electrolyte temperature, due to internal resistive losses be known easily.
and due to ambient temperature. The thermal model
consists of a first order differential equation, with It is sufficient one equation to identify R10. This equation
parameters for thermal resistance and capacitance. was obtained by making the following difference, (V1-V4),
which is due to the presence of the resistance R1.
 (θ − θ a ) 
 Ps − The main branch resistance is neglected R2.
t R θ 
θ( t ) = θ init +∫ .dτ (12) Same test is applied as for the emf parameters. R00 and A0
0 Cθ are identified while measuring the instantaneous drop
Where: voltage following the application of the current I.
§ θ was the battery’s temperature in °C,
§ θa was the ambient temperature in °C,
§ θinit was the battery’s initial temperature in °C, assumed Parasitic branch parameters identification
to be equal to the surrounding ambient temperature,
2
§ Ps was the I R power loss of R0 and R2 in Watts, The identification of the constants Gp0, Vp0 and Ap is
§ Rθ was the thermal resistance in °C / Watts, obtained by making tests when the battery is completely
§ Cθ was the thermal capacitance in Joules / °C, full. In this case, Im is supposed to be neglected and the
§ τ was an integration time variable, temperature of the electrolyte can be estimated from the
§ t was the simulation time in seconds. ambient temperature.

PARAMETERS IDENTIFICATION Capacitance parameters identification

The mentioned equations of the lead-acid third order This identification needs four equations. To do that, two
model contain constants that must be determined methods can be used. The first one is based on the data
experimentally by tests in the laboratory. These constants given by the manufacturer and the second one is based on
or parameters can be divided in four categories: the experimental test.
- The main branch parameters used in equations 1 to 5:
E m 0 , K E , R 10 , R 20 , A 21 , A 22 , R 00 , A 0 .
- The parasitic branch parameters used in equation 6: Thermal parameters identification

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With regard to the discharging phase of the accumulator,
The proposed thermal model is very simple. It is formed of several initial conditions are taken into consideration. In
thermal resistance Rθ and of thermal capacitance Cθ. fact:
These two parameters are determined experimentally or - The accumulator is supposed to be completely charged,
are given by the manufacturers of batteries. - The initial charge extracted is zero (Qe_init = 0),
It should be noted that, contrary to all others parameters, - The ambient temperature is supposed equal to 25°C,
the thermal resistance depends on the site where the - The initial values of SOC and DOC are equal to 0.8.
battery is placed.
SIMULATION The phase of the discharge is presented in figure 7.

The presented third order model of the lead-acid battery


using its identified parameters is used in Matlab/Simulink
software in order to validate its functioning. The linearity of
the model is due to the omission of the parasitic branch in
the general model.

Charging state

To simplify the modeling of the chosen accumulator, the


temperature of the electrolyte is supposed equal to the
ambient temperature. In addition:
- The accumulator is supposed to be empty,
- The initial extracted charge is negligible (Qe_init = 0),
- The ambient temperature is supposed equal to 25°C,
- The initial values of the SOC and DOC are equal to 0.2.

The model functioning in the charging state is illustrated in


figure 6. In fact, before the beginning of this phenomenon, Figure 7: Battery discharging.
the current in the model was zero, the voltage is equal to
1.95 V and the SOC is set to be 0.2. The charging of the In general, before the accumulator's connection with a
module of the studied accumulator takes place with load, the voltage across its terminals is equal to 2.15 V.
constant current equal to 20 A. The duration of the When the load is placed, the accumulator begins to
transient state is about 5000 seconds. During this period, provide current. This one is supposed constant. The
the voltage across the model terminals increases in a duration of this phase is supposed to be equal to 5000
linear way as far as reaching its maximal value Em0 which seconds. During this period, the voltage across the model
is equal to 2.22 V. Same, the SOC increases linearly. After terminal decreases in a linear way as far as reaching its
the accumulator's charging, the voltage becomes equal to minimal value. In the same way, the SOC decreases
2.15 V and the SOC approaches to 0.8. This means that linearly. After the accumulator's discharge, the voltage
the accumulator will be able to continue charging as the becomes equal to 1.95 V and the SOC approaches to 0.2.
SOC didn't reach the unity value.

CONCLUSION

The electric lead-acid batteries are devices that provide


the electric energy from chemical one. These are electro-
chemical generators. They store the energy that they
restore according to the needs. They can be recharged
when one reverses the chemical reaction; it is what
differentiates them from the electric batteries.

These accumulators are used in several applications, for


example, they serve to supply electrically the cars, the
heavy weights, the planes, etc.. One uses them like
stationary batteries, assuring the lighting and the working
Figure 6: Battery charging
of the embarked devices.
Discharging state
Seen their interests in the daily life, the electric lead-acid
batteries are studied in this paper. The principle of working
and the battery's modeling are discussed.

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Several lead-acid battery models are conceived, for
example, the mathematical model and the parallel branch
model. But the third order model is the simplest one to
identify.

As conclusion, all parameters of this model, which is


studied in this paper, can be identified by laboratory tests
or taken from the manufacturer's data. The third order
model of the lead-acid has been validated by simulation on
the software Matlab/Simulink.

REFERENCES

[1] D. Linden et T. B. Reddy, ‘‘Handbook of Batteries’’, 3rd


edition, McGraw-Hill, New York, NY, 2001.
[2] Ceraolo, ‘‘New Dynamical Models of Lead-Acid
Batteries’’, IEEE Transactions on Power Systems, vol.
15, No. 4, IEEE, November 2000.
[3] Robyn A. Jackey, ‘‘A Simple, Effective Lead-Acid
Battery Modeling Process for Electrical System
Component Selection’’, The MathWorks, Inc., Janvier
2007.
[4] Wootaik Lee, Hyunjin Park, Myoungho Sunwoo,
Byoungsoo Kim and Dongho Kim. “Development of a
Vehicle Electric Power Simulator for Optimizing the
Electric Charging System”, SAE, Warrendale, PA,
2000.
[5] Massimo Ceraolo, “New Dynamical Models of Lead–
Acid Batteries”, IEEE Transactions on Power
Systems, VOL. 15, NO. 4, Novembre 2000.
[6] http://hyperphysics.phy-astr.gsu.edu/Hbase/electric/
leadacid.html
[7] Stefano Barsali and Massimo Ceraolo, ‘‘Dynamical
Models of Lead-Acid Batteries: Implementation
Issues”, IEEE Transactions on Energy Conversion,
VOL. 17, NO. 1, Mars 2002.
[8] Ziyad M. Salameh, Margaret,A. Casacca William and
A. Lynch, “A Mathematical Model for Lead-Acid
Batteries”, Departement of Electrical Engineering,
University of Lowell, 1992.
[9] Michel F. de Koning and André Veltman, “modeling
battery efficiency with parallel branches”, 35th annual
IEEE Power Electronics Specialists Conference,
2004.
[10] Sabine Piller, Marion perrin and Andreas Jossen,
“Methods for state of charge determination and their
applications”, Centre for solar Energy and Hydrogen
Research, Journal of power sources 96, 2001.
[11] Robyn A. Jackey, “A Simple, Effective Lead-Acid
Battery Modeling Process for Electrical System
Component Selection”, 2007-01-0778, The
MathWorks, Inc.

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