Beruflich Dokumente
Kultur Dokumente
RENÉ MÕTTUS1,2,3*, JURI GULJAJEV1, JÜRI ALLIK1,2, KAIA LAIDRA2,4 and HELLE PULLMANN1,2
1
Department of Psychology, University of Tartu, Estonia
2
The Estonian Centre of Behavioural and Health Sciences, Estonia
3
Centre for Cognitive Ageing and Cognitive Epidemiology, University of Edinburgh, UK
4
National Institute for Health Development, Estonia
Abstract: This study investigated the role of adolescents’ cognitive ability, personality traits and school success in
predicting later criminal behaviour. Cognitive ability, the five-factor model personality traits and the school grades of
a large sample of Estonian schoolboys (N ¼ 1919) were measured between 2001 and 2005. In 2009, judicial
databases were searched to identify participants who had been convicted of misdemeanours or criminal offences.
Consistent with previous findings, having a judicial record was associated with lower cognitive ability, grade point
average, agreeableness, and conscientiousness and higher neuroticism. In multivariate path models, however, the
contributions of cognitive ability and conscientiousness were accounted for by school grades and the effect of
neuroticism was also accounted for by other variables, leaving grade point average and agreeableness the only
independent predictors of judicial record status. Copyright # 2011 John Wiley & Sons, Ltd.
Key words: offenders; criminal; antisocial; delinquency; five-factor model; IQ; personality
criminal behaviour. In young people, educational success is measured at ages 8–12 predicted rule-abiding behaviour 10
likely to be the most prominent protective resource providing years later. For non-FFM traits, Asendorpf, Denissen, and
access to alternatives for non-adaptive choices and reactions. van Aken (2008) showed that children who were rated as
In terms of indirect empirical evidence, we know that high more aggressive at ages 4–6 tended to show more criminal
cognitive abilities strongly predict school success (e.g. behaviour at age 23; Henry, Caspi, Moffit, and Silva (1996)
Neisser et al., 1996) and the bulk of evidence shows that showed that lack of control in pre-school children predicted
educational attainment is a protective factor against later criminality. The relative paucity of longitudinal reports
developing antisocial behaviour (e.g. Farrington, 2005; is unfortunate because measuring antisocial behaviour and
Johnson, McGue, & Iacono, 2009). A study that directly personality traits concurrently, as has been done in most
addressed the mediating role of educational success on later studies, or measuring personality after registering antisocial
criminal behaviour, however, reported somewhat inconsist- behaviour (e.g. Lynam, Leukfeld, & Clayton, 2003; Samuels,
ent results: Lynam, Moffitt, and Stouthamer-Loeber (1993) Bienvenu, Cullen, Costa, Eaton, & Nestadt, 2004), may lead
found that controlling for school success attenuated the to inconclusive findings. Having documented reliable
relationship between IQ and antisocial behaviour in white differences between delinquents and non-delinquents,
but not in black adolescent males. To our knowledge, there researchers may want to assume that the results point to
are few recent studies testing the mediating role of school substantive causation but, in fact, alternative explanations
success in the relationship between IQ and criminal such as reverse causation may also be tenable, at least for
behaviour. some traits. In other words, it is possible that an antisocial
In the present study, in addition to documenting the lifestyle and its correlates affect individual differences in
longitudinal relationship between IQ and antisocial behav- personality traits (Shiner, Masten, & Tellegen, 2002) rather
iour, which itself confirms the absence of reverse causations, than the other way around. For instance, it cannot be ruled
the potential role of school success in the association will be out that an antisocial lifestyle makes people less trustful and
investigated. tender-minded (i.e. lower on agreeableness) and less dutiful
(i.e. lower on conscientiousness).
The present study helps to overcome the relative lack of
Personality and antisocial behaviour
longitudinal research on the relationships between FFM
The overwhelming majority of previous research on the personality traits and antisocial behaviour by investigating
relationship between personality traits and antisocial the ability of adolescents’ personality test scores, along with
behaviour has been based on Eysenck’s PEN model of their cognitive ability and grades, to predict later mis-
personality (Miller & Lynam, 2001). In this line of research, demeanours and criminal offences.
antisocial behaviour is usually found to be related to high
scores on all of the PEN dimensions – extraversion,
METHOD
neuroticism, and especially, psychoticism (Miller & Lynam,
2001). However, more recently, the PEN model has lost
Sample
much of its popularity among personality researchers
because it is believed that a more optimal way of describing The Estonian NEO-FFI and Raven’s standard progressive
individual differences in personality is the five-factor model matrices were administered to a large sample of Estonian
(FFM; McCrae & John, 1992). The two models overlap to a adolescents attending 6th, 8th, 10th and 12th grades. Data
considerable degree since they both share the neuroticism were collected in 2001, 2003 and 2005. In 2001, the sample
and extraversion domains. Yet, the FFM offers a more was drawn from 27 Estonian-medium public secondary
differentiated way of describing personality differences. In schools (for details see Allik, Laidra, Realo, & Pullmann,
particular, Eysenck’s psychoticism, a trait of special interest 2004). In 2003 and 2005, students from 17 schools (of the
in the case of antisocial behaviour, corresponds to two initial 27) participated. The schools were located in different
separate components of the FFM, agreeableness and regions of Estonia, covering all 15 Estonian counties, the
conscientiousness (Costa & McCrae, 1995). The FFM also capital and largest city, Tallinn, several smaller cities (Narva,
describes the openness domain, which is not covered in the Tartu, Pärnu, Kohtla-Järve, etc.), small towns and rural areas.
PEN model. FFM-based research on personality-criminality The full sample consisted of 1919 boys. At the time of
associations tends to show that antisocial behaviour is mainly initial testing, the boys’ mean age was 14.61 years
predicted by low levels of agreeableness and conscientious- (SD ¼ 2.06, ranging from 11 to 20; only 5 of the boys
ness and to some extent by high levels of neuroticism (Miller were 11 years old). This means that by summer 2009, when
& Lynam, 2001), which is generally in line with PEN-based the boys were followed up in the judicial record database, the
findings. youngest of them was 15 (only one boy, however) and most
However, the mechanisms of personality trait-delin- of them were 16 years old (22 boys) or older (mean age
quency associations have received less empirical scrutiny 22.50, SD ¼ 2.66). In Estonia, offenders have to be at least
than the IQ-delinquency relationship. Specifically, there are 14 years old to qualify for criminal punishment. Thus, by
only a few studies, especially among those based on the 2009, all of the boys were old enough to potentially have a
FFM, investigating the personality–antisocial behaviour record in the judicial database. Before the initial testing,
relationship longitudinally. Shiner (2000), as one example, consent to participate in the study was obtained from the
found that academic conscientiousness and agreeableness adolescents or their parents.
Copyright # 2011 John Wiley & Sons, Ltd. Eur. J. Pers. 26: 56–62 (2012)
DOI: 10.1002/per
58 R. Mõttus et al.
Of note, the primary aim of the initial data collection was School success
establishing Estonian norms for the Raven’s standard Grade point averages (GPAs) were computed on the basis of
progressive matrices. Therefore, it was made sure that most participants’ grades for the last semester or two previous
of the 1919 boys had completed this cognitive ability test quarters (division of the academic year differs across
(valid data were obtained from 99.32% of boys). Since it was schools) in the following academic subjects: Estonian,
considered less important at that time, for various reasons Literature, two foreign languages (typically English and
students’ personality traits were not measured in some Russian or German), mathematics, chemistry, physics,
schools. Additionally, some teachers were not willing to geography, biology and history. Grades in music, drawing
provide information on students’ school grades. As a result, and physical education were not included, because they
the number of boys with available data varies across require specific skills. Since not all of these subjects are
variables (see Table 1). taught at all grade levels included in the study, the GPA for
each participant is the average of as many grades as were
available for him.
Measures
NEO five-factor inventory (NEO-FFI) Judicial records
All participants were asked to complete the Estonian
NEO-FFI (Costa & McCrae, 1992), which consists of 60 According to Estonian law, court verdicts are in the public
items; each of the five major personality dimensions – domain (accessible at http://kola.just.ee). Possible records in
neuroticism, extraversion, openness to experience, agree- the court verdict databases were checked for all of the 1919
ableness and conscientiousness – is represented by 12 items. boys. For a successful match, the offender’s name, surname
The internal consistency estimates of the Estonian NEO-FFI and date of birth had to coincide with those of a person in our
subscales for the 6th to 12th graders were in the acceptable dataset (considering that less than 50 children were born
range, with Cronbach’s alphas ranging from .67 for daily in Estonia around the period the participants were born,
agreeableness in the 8th, 10th and 12th grades to .87 for the chances of mismatch were extremely small).
extraversion in the 12th grade (Laidra, Pullmann, & Allik, The records in the court verdict database fall into two
2007, Table 1). categories: misdemeanours and criminal offences. Misde-
meanours reflect administrative offences and can result in
pecuniary punishment or arrest. Typical misdemeanours are
Raven’s standard progressive matrices (SPM) traffic offences and various breaches of public order. Not all
The SPM (Raven, 1981) measures abstract non-verbal misdemeanours are listed in the database of court verdicts
problem-solving ability and is considered to be one of the because misdemeanours are also processed by police and
purest measures of general intelligence (Jensen, 1998). The other institutions. Criminal offences generally reflect more
SPM consists of 60 items deployed in five blocks. In each serious offences which result in imprisonment or pecuniary
item, one segment of a larger pattern is missing and subjects punishment. All criminal offences are listed in the database
are asked to identify the missing segment to complete the of court verdicts. In essence, the difference between a
pattern. For all grade levels, the Cronbach’s alpha scores misdemeanour and a criminal offence is in the seriousness of
were acceptable, being far above .80 (reported in Laidra the offence. For this reason, we made the distinction between
et al., 2007). the two types of offences and divided offenders into two
Table 1. Descriptive statistics of and intercorrelations among personality traits, cognitive ability scores and GPA, and their relationships to
judicial record status
Correlations between predictors
Non-offenders Misdemeanants Criminal offenders
Mean SD (N) Mean SD (N) Mean SD (N) b SPM NE E O A C
SPM 0.01 1.00 (1828) 0.06 0.90 (25) 0.54 0.90 (53) .16
NE 0.01 0.99 (1524) 0.21 1.14 (20) 0.34 1.10 (42) .13 .12
E 0.01 1.00 (1528) 0.28 0.97 (20) 0.07 1.09 (42) .06 .05 .31
O 0.01 1.00 (1528) 0.14 0.86 (19) 0.31 0.81 (42) .13 .11 .01 .13
A 0.02 1.00 (1521) 0.06 1.14 (20) 0.49 0.94 (42) .17 .05 .32 .13 .20
C 0.01 0.99 (1524) 0.03 0.91 (19) 0.46 1.10 (42) .16 .08 .37 .18 .17 .34
GPA 0.04 1.00 (1103) 0.29 0.82 (20) 0.95 0.72 (36) .38 .43 .19 .02 .16 .18 .25
Note: SPM, standard progressive matrices; NE, neuroticism; E, extraversion; O, openness; A, agreeableness; C, conscientiousness; GPA, grade point average; b,
standardised ordinal probit regression coefficient showing the univariate effects of predictors on the seriousness of antisocial behaviour; SD, standard deviation;
N, number of participants.
p < 0.05.
p < 0.01.
p < 0.001.
All correlations between predictors were significant at p < 0.05 or lower (except for the correlations of extraversion with SPM and GPA and the correlation
between neuroticism and openness).
Copyright # 2011 John Wiley & Sons, Ltd. Eur. J. Pers. 26: 56–62 (2012)
DOI: 10.1002/per
Predictors of criminal behaviour 59
categories: (a) those with only a misdemeanour record and on psychological traits and the latter were allowed to covary.
(b) those with at least one criminal record. Of the 1919 The model was implemented in Mplus 4.0, which estimated
participants, 78 (4.1%) had a judicial record, either this using full information maximum likelihood; that is, the
indicating at least one criminal offence (henceforth lower number of known values for personality traits did not
criminals; N ¼ 53) or at least one misdemeanour but no mean the loss of any information related to the SPM, for
criminal offences (henceforth misdemeanants; N ¼ 25). We which data from a somewhat larger number of people
do not differentiate between criminal offenders with and existed. Judicial record status was also regressed on the age
without supplementary misdemeanours because of the small of participants at the time of initial testing, in order to
number of the boys with both types of offences (N ¼ 12) and account for the possibility that older boys had had more time
the fact that the groups are inherently confounded (according to become represented in the database of judicial records (for
to law, only criminal offences are punished if the offender model parsimony, the psychological traits and GPA were not
has committed both types of offences). regressed on age as these variables had been standardised
within grades and were therefore largely independent of
age). The model was run using a mean- and variance-
RESULTS adjusted weighted least square (WLSMV) estimator.
In the multivariate model, only cognitive ability appeared
Univariate analyses to be a significant predictor of judicial record status (Table 2,
column 2). Compared to the univariate results, the effects of
The personality trait and cognitive ability as well as GPA
neuroticism, agreeableness and conscientiousness had
scores were standardised within each grade level in order to
noticeably declined, although the effect of agreeableness
control for the effect of grade level on criminal behaviour.
was close to the traditional significance level ( p < 0.08).
Descriptive statistics of the predictor variables for the three
However, when the model was trimmed by step-wise
groups (non-offenders, misdemeanants and criminal
dropping of non-significant paths, the effects of agree-
offenders), as well as correlations among them, are given
ableness and conscientiousness reached the significance
in Table 1. Based on the literature reviewed above, we
level (Table 2, column 3; specifically, all paths were fixed to
expected offenders to score higher on neuroticism and lower
zero, one at a time, and the path for which fixing to zero
on cognitive ability, GPA, agreeableness and conscientious-
produced the lowest Wald statistic was dropped; the
ness. These expectations were confirmed (Table 1, columns
procedure was then repeated until the dropping of paths
2–4). Also, openness tended to be lower in people with a
was no longer possible without significant deterioration of
judicial record.
model fit; when the path from age to judicial record status
Normally, criminal records represent more serious
was dropped, the age variable was removed from the model
antisocial behaviour compared to misdemeanour records.
completely as it did no longer have a role there). The original
Therefore, we treated the judicial record status as a
model explained 8% and the trimmed model 7% of the
categorical ordinal variable with three levels, representing
variance in judicial record status.
non-offenders, misdemeanants and criminal offenders. On
Next, GPA was added to the model. As GPA and other
the basis of ordinal probit regression (as implemented in
predictors of judicial record status had been measured at the
Mplus 4.0), it appeared that judicial record status was
same time, it was impossible to a priori assume any causal
significantly positively related to neuroticism and negatively
relations between them. Strictly speaking, GPA may have
related to cognitive ability, GPA, agreeableness, and
been the result of psychological traits, or a cause of them, or
conscientiousness (Table 1, column 5). The association
these all might have been influenced by some other factors
between decreasing openness and increasing antisociality
not covered by the available variables. Based on that, we
marginally fell short of statistical significance ( p ¼ 0.07).
allowed GPA to covary with other predictors without
Among the predictors, GPA had by far the strongest
specifying any direction of causality between them. When
association with the judicial record status.
all paths were retained in the model, only GPA predicted
judicial record status. Most importantly, it reduced the
predictive power of cognitive ability to zero. When the model
Multivariate analyses
was trimmed by step-wise dropping of non-significant paths,
The intercorrelatedness of the predictors pointed to the agreeableness emerged as the second statistically significant
possibility that the relationship to judicial record status may predictor of judicial record status in addition to GPA.
have appeared differently in multivariate analyses. In order Conscientiousness did not significantly contribute to judicial
to test the multivariate associations, we constructed a series record status even in the trimmed model. In both models – the
of path models. original and the trimmed – the included predictors explained
In the first model, to keep individual psychological 17% of the variance in judicial record status.
differences apart from school achievement, we included only In sum, having a record in the judicial database could
cognitive ability and personality traits as predictors of most strongly be predicted by low school grades. Low
judicial record status (Extraversion, however, was not cognitive ability, agreeableness, and conscientiousness,
included in the model because it did not have any and high neuroticism were also related to judicial record
relationship to judicial record status in the univariate status in univariate analyses. When the predictors were
analysis). Specifically, judicial record status was regressed entered simultaneously into the model, cognitive ability,
Copyright # 2011 John Wiley & Sons, Ltd. Eur. J. Pers. 26: 56–62 (2012)
DOI: 10.1002/per
60 R. Mõttus et al.
Table 2. Standardised coefficients from multivariate path models predicting judicial record status
Standardised path coefficients
Model without GPA Model without GPA (t) Model with GPA Model with GPA (t)
SPM 0.14 0.15 0.00 —
N 0.05 — 0.03 —
O 0.08 — 0.05 —
A 0.11 0.14 0.07 0.12
C 0.07 0.11 0.03 —
Age 0.09 — 0.09 —
GPA — — 0.35 0.37
R2 0.08 0.07 0.17 0.17
x2 ¼ 3.56 (df ¼ 4)a x2 ¼ 1.63 (df ¼ 2)a x2 ¼ 8.39 (df ¼ 5)a x2 ¼ 1.50 (df ¼ 4)a
CFI ¼ 1.00, RMSEA ¼ 0.00 CFI ¼ 1.00, RMSEA ¼ 0.00 CFI ¼ 1.00, RMSEA ¼ 0.019 CFI ¼ 1.00, RMSEA ¼ 0.00
Note: (t), model that is trimmed by dropping non-significant paths; SPM, standard progressive matrices; N, neuroticism; E, extraversion; O, openness; A,
agreeableness; C, conscientiousness; GPA, grade point average; x2, chi-square statistic; df, degrees of freedom; CFI, comparative fit index; RMSEA, root mean
square error of approximation.
p< 0.05.
p< 0.01.
p< 0.001.
a
None of the chi-square statistics was statistically significant. Note that when the WLSMV estimator is used, the degrees of freedom are calculated differently
than in models that use other types of estimators (e.g. Maximum likelihood) and may therefore differ from the actual number of unestimated associations in the
model (see Muthén, 1998).
agreeableness and conscientiousness were the strongest and The multivariate analyses, however, showed that the effects
significant predictors of judicial record status among the of the different predictors on antisocial behaviour somewhat
psychological traits. However, adding GPA to the model overlapped. Among the psychological traits, low cognitive
reduced the effects of cognitive ability and conscientiousness ability, agreeableness and conscientiousness (but no longer
close to zero. neuroticism) were able to show independent contributions to
antisocial behaviour; furthermore, when GPA was introduced
to the model, the effects of cognitive ability and conscien-
tiousness were completely removed. For Neuroticism, the
DISCUSSION loss of predictive power in the multivariate model may have
been related to the fact that the trait was substantially related
On the one hand, the results of the present study are to agreeableness and conscientiousness (see Table 1). That is,
consistent with previous findings (Lynam et al., 1993, 2003; its apparent effect on the judicial record status in univariate
Fergusson et al., 2005). It appeared that boys who would later analyses may have been a spurious relationship, at least
become criminal offenders demonstrated a lower ability to partially. The fact that cognitive ability and conscientious-
solve the abstract problems posed by SPM than their peers ness lost nearly all of their predictive power due to the
who would later be law-abiding. The chances of committing inclusion of GPA may indicate that their effects on antisocial
an offence were also raised by low agreeableness and behaviour were mediated by school success.
conscientiousness and high neuroticism. Strictly speaking, the concurrent measurement of
The longitudinal design of the study diminished the psychological traits and GPA – and the lack of information
possibility of reverse causation. That is, compared to studies on potentially confounding variables such as family back-
where offences are measured concurrently with psychologi- ground or health status – did not allow us to assume that GPA
cal traits, or even retrospectively (e.g. Lynam et al., 2003; was the outcome of cognitive ability or personality traits.
Samuels et al., 2004), the results of this study show that it is Nevertheless, this is a viable possibility. Firstly, there are
less likely that the ability and personality differences reasons to believe that GPA is a result, rather than a cause or
between offenders and non-offenders are the result of the simply a covariate, of the psychological traits. For instance,
former having and the latter not having a criminal history. cognitive ability has been shown to predict school success
This has been well documented for cognitive ability (e.g. longitudinally and this relationship cannot be fully ascribed
Moffitt et al., 1981), but there have been fewer studies to date to family characteristics (Fergusson et al., 2005); rather, it
showing the power of the FFM personality traits to predict results, to a large degree, from genetic influences on the pre-
future antisocial behaviour. Yet, it has to be noted that, at the existing level of ability (Johnson, Deary, & Iacono, 2009).
time of measuring their personality traits and cognitive Similarly, Conscientiousness predicts later educational
ability, the boys were already at the age where their antisocial attainment (Hampson, Goldberg, Vogt, & Dubanoski,
lifestyle may have already started, making some reverse 2007). Secondly, poor educational success has been shown
causation still possible. Our results, thus, add some but not to be related to the development of antisocial behaviour (e.g.
full support to the explanations based on substantive Farrington, 2005; Johnson, McGue, & Iacono, 2009). Of
causation. course, seeing GPA as a potential mediator between
Copyright # 2011 John Wiley & Sons, Ltd. Eur. J. Pers. 26: 56–62 (2012)
DOI: 10.1002/per
Predictors of criminal behaviour 61
Copyright # 2011 John Wiley & Sons, Ltd. Eur. J. Pers. 26: 56–62 (2012)
DOI: 10.1002/per
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