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Rapid cell search in OFDM-based cellular systems

Jin-Woo Lee and Yong-Hwan Lee


School of Electrical Engineering and INMC, Seoul National University, Kwanak P. O. Box 34, Seoul, 151-600 Korea
e-mail: ylee@snu.ac.kr

Abstract – Cell search is one of the most important issues in timing metric at the boundary of symbol timing instant, degrading
cellular systems. There have been large efforts on the the synchronization performance. Moreover, it does not consider
synchronization problem in OFDM systems. However, multi-cell environment.
conventional OFDM-based cellular schemes may have In multi-cell environment, initial cell search can efficiently be
problems in initial timing acquisition and cell identification, achieved by using a multi-step approach [8]. Although many
requiring a large cell search time. In this paper, we propose a researches on have been devoted to the CDMA system, but not
novel three-step cell search scheme using a new preamble for much to the OFDM system. In this paper, we propose a novel
OFDM-based cellular systems. Simulation results show that the preamble-based cell search scheme in OFDM cellular systems. The
proposed cell search scheme can provide fast cell search proposed scheme can provide rapid cell search by using a three-step
performance in multi-cell environment, while reducing the approach. Unlike conventional schemes [5, 6], the proposed scheme
computational complexity. first finds out the frame timing in a computationally efficient

I. INTRODUCTION manner. By using a new preamble pattern, it can resolve the


ambiguity of the timing metric, providing robust performance in
Orthogonal frequency division multiplexing (OFDM) has been
multi-path channel environment.
considered as one of the most promising transmission techniques
This paper is organized as follows. Section II describes the
for wideband wireless systems [1, 2]. Recently, it has attracted
OFDM system model. In Section III, we propose a novel cell search
much attention for the next generation (called 4G) wireless access
scheme with the use of a new preamble pattern. The performance of
system. When it is applied to the cellular system, it may need a
the proposed cell search scheme is analyzed and verified by
rapid cell search scheme in mobile channel environment. The cell
computer simulation in terms of the mean cell search time. The
search process includes the acquisition of initial symbol/frame
computational complexity issues are also considered in Section IV.
timing and identification of cell.
Finally, conclusions are given in Section V.
There have been a number of researches on the acquisition of
initial timing in OFDM systems. However, few researches consider II. OFDM SYSTEM MODEL
the acquisition in multi-cell environment. The use of a cyclic prefix The OFDM transmitter converts the frequency domain
(CP) has widely been used for the timing acquisition due to its information symbol X [ k ] into the time domain signal by inverse
simplicity [4]. However, the CP is often corrupted by inter symbol fast Fourier transform (IFFT). The last N g samples are inserted as
interference (ISI) in multi-path channel environment. Moreover, a CP to form the OFDM symbol, s [ n ] , represented as
since the synchronization is often based on the correlation with the N c −1
1
s [ n] = ∑ X [k ]e
j 2π ( k / N c ) n
CP, which is directly proportional to the transmit power from the , − N g ≤ n ≤ Nc − 1 (1)
Nc k =0
base station, the user can be synchronized to an adjacent base
station having higher power than the correct base station. As a where N c denotes the number of subcarriers and j = −1 . The
result, as the number of users in a cell increases, the more likely signal s [ n ] is transmitted over a frequency selective multi-path
new users are to be synchronized to that base station, causing channel whose impulse response is represented as
severe unbalancing in the cellular network load. The preamble has L −1

also been used to obtain accurate symbol timing. By using a h [ n ] = ∑ hl [ n ]δ [ n − nl ] (2)


l =0
preamble having two repetitive patterns, the computational
complexity problem can be alleviated in preamble-based methods where hl denotes the complex channel coefficient, nl denotes
[7]. However, this method may suffer from high ambiguity of the the time delay of the l -th multi-path component, and L denotes

0-7803-8887-9/05/$20.00 (c)2005 IEEE


the number of multi-paths. nθ nˆ f no nˆs
The received signal r [ n ] can be represented as

r [n] = h [ n] ∗ s [n] + i [n] (3) preamble preamble preamble

nˆ f nˆ s mˆ c

where i [ n ] represents the noise plus interference term and ∗ Frame timing Symbol timing
Cell identification
synchronization synchronization
denotes the convolution process. If the timing is perfectly
synchronized, the received symbol Y [ k ] is obtained by FFT after Fig. 1. Proposed cell search process
discarding the CP of N g samples from r [ n ] , given by
Ng Nc
Y [k ] = X [ k ] H [k ] + I [k ] (4)

Null Np Np Np Np
where k denotes the subcarrier index, I [ k ] represents the noise
in the frequency domain and H [ k ] is the frequency response of
the channel represented as Fig. 2. Structure of the proposed preamble in the time domain
L −1
H [ k ] = ∑ hl [ n ] e illustrated in Fig. 2. The proposed preamble comprises four
− j 2π ( k / N c ) nl
(5)
l =0 repetitive signals of period N p with a guard interval N g . This
When the timing is not perfectly acquired, the received signal in four-time repetitive pattern provides the optimum performance of
(3) can be expressed as the block-wise autocorrelation. The proposed preamble does not use
any signal in the guard interval to obtain a symbol timing metric
L −1
r [ n ] = ∑ hl [ n + nε ] s [ n + nε − nl ] + i [ n + nε ] (6) with a sharp shape. For the cell identification, each cell uses a
l =0
preamble pattern among mcell patterns which are distinguishable
where nε denotes the amount of timing offset. If nε is in the from each other. Thus, the preamble signal of the k-th subcarrier
range of [nL −1 − N g ,0] , the information symbol can be recovered and the m-th cell in the frequency domain can be expressed as
without the effect of inter carrier interference (ICI) and ISI. If not,
2q [ k / 4, m] , k = 0, 4,8, , Nc − 4
the demodulated signal can be represented as [3] P [ k , m] =  (8)
0 , otherwise
N c − nε
Y [k ] = X [ k ] e ( c ) ε + I ISI [ k ] + I ICI [ k ] + I [ k ]
j 2π k / N n
(7)
Nc where q [ k , m ] denotes a cell-specific code of length N p . We use
an extended PN sequence as the cell-specific code that has good
where I ISI [ k ] and I ICI [ k ] represent the interference due to the
autocorrelation and crosscorrelation characteristics. The IFFT of
ISI and ICI, respectively. Note that, in addition to the interference,
P [ k , m] yields a periodic signal with period N p in the time
the received symbol is attenuated in proportion to the timing offset.
domain as illustrated in Fig. 2. Note that the constant scaling factor
As a result, the receiver performance seriously deteriorates.
2 in (8) makes both the preamble and OFDM symbol have the same
Therefore, it is required to acquire accurate timing during the initial
normalized average power.
cell search process.
The frame timing can be detected from the preamble position.
III. PROPOSED CELL SEARCH SCHEME Define a timing index set by
We consider a three-step process for the cell search as shown in Φf {n : n = n θ + 2 N p ⋅ i, i = 0,1, , Iθ } ,0 ≤ nθ ≤ N f − 1 (9)
Fig. 1. The frame timing nˆ f is first acquired by performing a
block-wise autocorrelation. It detects the preamble position in a where N f is the number of samples per frame, nθ denotes the
frame. Then the symbol timing nˆs is acquired by autocorrelating initial timing offset and Iθ =  N f /(2 N p ) − 1 . Here,  x  denotes
first half-symbol with second half-symbol. It acquires the start the largest integer less than or equal to x . The set Φ f comprises
timing of the FFT window within the preamble range. Finally, the the time instants for the correlation from time nθ . To obtain the
target cell is identified by performing crosscorrelation with cell- preamble position, the receiver performs a block-wise correlation
specific preamble pattern. It detects the cell identification code mˆ c defined as
of the nearest cell. In each-step, the decision is achieved by N p −1

comparing the associated metric with a threshold. W f [ n] = ∑ r [ n + i ] r n + i + N


i =0
*
p  , n ∈ Φ f (10)
For better performance, we design a new preamble pattern as
ˆf
n

Data symbol Null Np Np Np Np Data symbol … Data symbol Data symbol Null Np Np Np Np Data symbol


M f [ n] M s [ n]


nθ nˆ f n
ˆs n
n

Fig. 3. Frame timing synchronization process Fig. 4. Symbol timing synchronization process

Letting R f [ n ] be the received energy during the second We can have a normalized symbol timing metric defined as
quarter-symbol 2
Ws [ n ]
M s [ n] = , n ∈ Φs (16)
N p −1
2 Rs2 [ n ]
R f [ n] = ∑i =0
r  n + i + N p  , n ∈ Φ f (11)
The symbol timing can be found by the timing index nˆs such that
We have a normalized frame timing metric defined as
nˆs = arg max M s [ n ] , if max M s [ n ] ≥ λs (17)
2 n∈Φ s
W f [ n]
M f [ n] = , n∈Φf (12)
R 2f [ n ] where λs is a detection threshold for the symbol timing.
Since no signal is transmitted during the guard interval, the
The frame timing can be found by the timing index nˆ f such that timing metric has a sharp Λ shape as shown in Fig. 4, improving
nˆ f = arg max M f [ n ] , if max M f [ n ] ≥ λ f (13) the detection performance. Note that the estimated symbol timing
n∈Φ f
nˆs can be deviated from the correct symbol timing no by a small
where λ f denotes a detection threshold for the frame timing. amount when the multi-path delay spread is large. If
The block-wise autocorrelation can significantly reduce the nˆs − no = nε > 0 , the estimated symbol timing should be adjusted to
computational complexity of the frame timing acquisition process prevent the demodulated signal from corruption by the ISI and ICI
as shown in Fig. 3. The proposed scheme requires about N p as in (7). The sample position of the FFT window nˆw is
complex multiplications and N p complex additions to proceed determined by
2 N p samples. Note that the correlation method in [7] requires one nˆw = nˆs − nb (18)
complex multiplication and two complex additions to proceed one
sample. Even after completion of initial cell search, the mobile where pre-advanced samples nb should be chosen to be higher

ceaselessly needs to search the frame timing to detect other-cell’s than the mean shift of the timing point caused by the channel

preamble for handover. Thus, the proposed scheme can dispersion. Because nˆw is smaller than no due to the adjustment,
significantly save the power for cell searching for handover. the demodulated symbol can have a phase rotation term as in (7).

After finding the frame time nˆ f , the timing uncertainty is Thus, the cell identification process should consider this phase

reduced to within a preamble interval. Then, the symbol timing can rotation effect. To alleviate this phase rotation issue, we detect the
be found by performing the following autocorrelation cell-specific code using the following differential crosscorrelation.

∑ ( P [ 4(k + 1), m] R [ 2(k + 1)]) ( P∗ [ 4k , m] Rn +2 N [ 2k ]) ,


N p −2
2 N p −1
Wc [ m] = ∗
Ws [ n ] = ∑ r [ n + i ] r n + i + 2 N
i =0
*
p  , n ∈ Φ s (14) k =0
nw +2 N p w p

m ∈ Φc (19)
where Φ s {nˆ f − N c + 1, nˆ f − N c + 2, , nˆ f } . To reduce the
where Rnw + 2 N [ k ] denotes 2 N p -point FFT at ( nˆw + 2 N p ) and
correlation complexity, Ws [ n ] can iteratively be calculated as in p

[7]. Letting Rs [ n ] be the received energy during the second half-


Φc {0,1, 2, , mcell − 1} . Note that zero power during the guard
interval of the preamble may cause an ICI effect in the frequency
symbol defined as
domain. This problem can be avoided by using Rnw + 2 N [ k ] which
2 N p −1 p
2
Rs [ n ] = ∑ r  n + i + 2 N p  , n ∈ Φ s (15) is free from the delayed signal due to multi-path delay, instead of
i =0
Rnw [ k ] . Since the amount of phase rotation is proportional to the
Tf
subcarrier index k , the differentially crosscorrelated outputs can H 2 ( z ) = PM1 z (24)
be combined coherently. Letting Rc [ m ] be the received signal
H 3 ( z ) = (1 − PM1 ){ PM 2 + (1 − PM 2 ) PM 3 } z
2T f
energy defined as (25)
N p −2 2
Rc [ m ] = ∑
k =0
Rnw + 2 N [ 2k ] , m ∈ Φ c
p
(20)
H 4 ( z ) = (1 − PM1 ){(1 − PM 2 ) PF3 + PF2 PD3 } z
2T f
(26)

We can use a normalized cell identification metric defined as Tp


H5 ( z) = z (27)
2
Wc [ m ]
M c [m] = , m ∈ Φc (21) Then, it can be shown that the overall generating function is
Rc2 [ m]
represented as
Finally, the cell-specific code number can be found by the code H1 ( z )
H ( z) = (28)
index mˆ c such that 1 − H 2 ( z) − H 3 ( z ) − H 4 ( z ) H 5 ( z )

mˆ c = arg max M c [ m ] , if max M c [ m] ≥ λc (22) Thus, the mean cell search time can be obtained by
m∈Φ c

d
where λc is a detection threshold for the cell identification. Note E [Tsearch ] = H ( z)
dz z =1
that the use of differential crosscorrelation can provide the
(29)
performance robust to frequency selective fading condition, since ( 2 − P )T + (1 − P ){(1 − P ) P
M1 f M1 M2 F3 + PF2 PD3 Tp }
=
the phase differentiated term between the adjacent carriers (1 − P ) P P M1 D2 D3

experiences nearly the same fading.


Based on the analytic results, the performance is evaluated by
IV. PERFORMANCE EVALUATION computer simulation. The simulation parameters are summarized in
The performance of the proposed cell search scheme can be Table I [11, 12]. A successful cell search is declaired when the
analyzed using a signal flow diagram method. For ease of estimated FFT window timing is detected within the guard interval
comparison, the performance is evaluated in terms of the mean cell range and correct cell identification code is obtained. We assume
search time using the Markovian nature of the three-step cell search that the symbol timing is fine tracked in ISI and ICI free region (i. e.,
process [9, 10]. [nL −1 − N g ,0] ) after the initial acquisition.
The misdetection probability PM1 in the first step can be Fig. 6 depicts the mean search time of the proposed schemes as a
defined as the probability that no frame timing metric exceeds λ f . function of the CIR. The thresholds are optimally set to get the best
In this case, the metric should be recalculated using new samples in performance in each channel. For fair comparison, we applied the
the set Φ f corresponding to the next frame interval (i.e., it will proposed cell identification scheme to the S&C scheme in [7] that
take additional T f seconds). If one or more metric values exceed does not consider cell identification. It can be seen that the proposed
λ f , the time corresponding to the largest one is chosen as the scheme shows significant performance improvement over the S&C
framing time. Let PD1 and PF1 be the probability of correct and scheme. This is mainly due to that the proposed scheme can
false detection of the frame time, respectively. Similarly, we can efficiently reduce the uncertainty in the first step and sharp shape
define the probabilities PD2 , PD3 , PM 2 , PM 3 , PF2 and PF3 , by
the probability of correct detection, miss detection and false PM 2 + (1 − PM 2 ) PM 3
detection of the symbol time and the cell identification, respectively.
If a misdetection occurs in the second or third step, the process goes PM1
back to the first step. If the false timing or cell code identification
Tf 1 − PM1 Tf PD2 PD3
1 z z
occurs, we assume that the process goes back to the first (i.e., frame
1st 2nd & 3rd End
timing acquisition) step after a penalty time of Tp seconds. Step Step

Fig. 5 depicts the signal flow diagram of the proposed cell


search process. We can define the branch gain function H1 ( z ) , {(1 − PM 2 ) PF3 + PF2 PD3 }z
Tp

H 2 ( z ) , H 3 ( z ) , H 4 ( z ) and H 5 ( z ) by
2T f Fig. 5. Signal flow diagram of proposed cell search process
H1 ( z ) = (1 − PM1 ) PD2 PD3 z (23)
Table I. Simulation parameters Table II. Computational complexity

Signal bandwidth 8.75 MHz Addition Multiplication Division


Number of subcarriers 1024 Proposed 3N f 3N f 2 N f / N c + Nc
Size of FFT and IFFT 1024 S&C 10 N f 6N f Nf
Data modulation QPSK
Frame interval 5 msec timing. By applying new processing methods (e.g., block-wise
autocorrelation for the frame timing and, differential
Symbol duration 102.4 µ sec
crosscorrelation for the cell identification), we can significantly
Guard interval duration 12.8 µ sec
reduce the cell search time in addition to the reduction of
False alarm penalty time 1000ms
computational complexity. The performance of the proposed cell
Number of cell codes 96
search scheme has been analyzed in terms of the mean search time
Pre-advanced samples 64
and verified by computer simulation. Simulation results show that
Channel environment ITU-R M.1225 channel
the performance improvement over the conventional one is
significant when the channel is in bad situation.
80 REFERENCES
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Fig. 6. Mean cell search time
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V. CONCLUSION
service, June 2004.
In this paper, we have considered the initial cell search problem [12] ITU-R, “Guidelines for evaluation of radio transmission
in the OFDM-based cellular system. We have proposed a three-step technologies for IMT-2000,” Recommendation ITU-R M.1225,
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based cell search scheme with the use of a new preamble pattern.
The proposed preamble can generate the timing metric with a sharp
shape, significantly reducing the uncertainty in finding the frame

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