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ABSTRACT
Disturbed sleep and sleep deprivation is common in patients in critical care settings. Noise and inappropriate use of light/dark cycles are
two of the causes of sleep interruptions. The purpose of the study was to evaluate eye masks and earplugs to help control patients’
exposure to noise and light within the critical care environment. An intervention study using a two group post-test quasi-experimental
design of high dependency patients within a cardiothoracic critical care unit was undertaken by a group of critical care nurses. Sleep
assessment rating scales and open-ended questions were used to obtain patients’ reported experiences of their sleep. Patients self-
selected into either an intervention or non-intervention group. Sixty-four patients consented to take part in the study, 34 patients tried
the interventions earplugs and eye masks and many found they improved sleep. However, noise was still a factor preventing sleep for
both groups of patients. Mixed reports were found with the interventions from very comfortable to very uncomfortable. At a cost of
£250/patient, earplugs and eye masks were a relatively cheap intervention with notable improvements for some critically ill patients.
Further research is required with a larger sample size, plus an examination of both earplugs and eye masks separately. Offering patient’s
earplugs and eye masks to improve sleep should be considered as a matter of routine nursing practice, this should include time to show
patients how to use and try them out for comfort.
Key words: Critical care • Earplugs • Eye masks • Sleep
278 ª 2007 The Authors. Journal Compilation ª 2007 British Association of Critical Care Nurses, Nursing in Critical Care 2007 • Vol 12 No 6
Earplugs and eye masks
disturbance for patients in critical care; however, in contributed to less than 30% of sleep disruption, and
order to improve sleep for patients, an understanding that the majority of disruption to ventilated patients’
of the causes of sleep deprivation was indicated. sleep was unexplained.
Many views exist on the causes of sleep disruption Another important issue worth considering is that
within a critical care setting. Reishtein (2005) summa- during a 24-h period, sleep and wakefulness are
rizes the causes as ventilator dysynchrony, noise, maintained by circadian rhythms. The most significant
interventions related to care, anxiety, underlying acute external cue for this rhythm is light and darkness,
or chronic disease, circadian rhythm disturbances, although other cues include meal times, core body
light, noxious odours and effects of medication. temperature, sleep–wake rhythms and social interac-
As the care of the critically ill relies on many types of tions (Hood et al., 2004). Studies have shown that when
highly technical equipment with safety alarms and light is used to strengthen the circadian timing system,
high staffing levels resulting in frequent conversations, there has been increased quality in subsequent night-
noise has been found as one of the main factors time sleep of aged patients (Campbell et al., 1993;
disrupting sleep in the case of the critically ill (Gabor Shochat et al., 2000; Wakamura and Tokura, 2001).
et al., 2003). This is supported by a study, which In the practice setting, lights are always present in
correlated critical care noise levels and arousal critical care and although the dimming of lights
frequencies, where findings have shown a relationship overnight is encouraged, the degree to which this can
between sound levels and suppression of rapid eye be safely maintained is often dependent on the stability
movement (REM) sleep. This study highlighted the of the patients. Bright lights can be required to enable
important link with a reduction in REM sleep and signs accurate assessment of patient observations, plus this
of confusion, suspiciousness, withdrawal and poorer is supplemented by further raising of light levels in
recall (Topf and Davis, 1993). Likewise, Wallace et al. order to carry out procedures and patient care activities
(1999) found that exposure to critical care noises such as line replacements, chest drain insertions and
increased the number of awakenings and decreased essential pressure area care. Further light increases can
sleep time. An early study reported on excess noise and occur at night when patients are admitted or trans-
the effects on sleep within critical care, the average ferred out and events such as emergency procedures.
night-time noise was recorded at 56 decibel units
dB(A), with maximum peaks of 86 dB(A) (Topf, Interventions to improve sleep
1992). Recent emphasis on noise reduction and A number of techniques have been tested to assist
recording noise levels at work, particularly with the patients’ sleep such as reducing unnecessary patient
European Directive that came into effect at the end of care interventions and clustering patient care activities
2005 recommending the requirement of ear protection (Redeker, 2000). Drugs are commonly used as an
for employees at levels in excess of 87 dB(A) and intervention to encourage sleep in critical care units;
various actions with levels in excess of 80 dB(A) however, a recent review of drugs used with critically
(Dawson, 2005). It remains alarming that noise levels ill patients indicated that although a wide variety of
in critical care units still frequently exceed these high drugs are available to treat sleep disorders, they may
levels of noise, often with night-time peaks greater not improve sleep (Bourne and Mills, 2004). Hypnotic
than 80 dB(A) (Monsen and Edell-Gustafsson, 2005). drugs may also be helpful to assist sleep although other
A number of causes appear to produce excess noise less controversial methods such as music (Guzzetta,
levels, which disrupt sleep. Gabor et al. (2003) from 1989) and massage (Richards et al., 2000) may assist
subjective data found that conversation and alarms patients to sleep. Redeker (2000) suggests reducing
were the most disruptive noises, whereas polysom- pain and anxiety can promote the relaxation response
nography data suggested that alarms and conversation and therefore lead to improvements in sleep.
were only responsible for 20–25% of arousals and Approaches incorporating environmental controls
awakenings. Virtually all haemodynamic monitors and to reduce the impact and incidence of sleep distur-
ventilators cause noise alarms that act as a safety bance are limited to a small number of studies with
system to alert staff when patients’ observations and small sample sizes. Haddock (1994) studied 18 patients
respiratory function move outside safe alarm param- of which 9 used earplugs within a surgical/gynaecol-
eters. Sleep in critical care single rooms has been found ogy ward and found a significant improvement in the
to improve significantly with both total sleep time and quality of sleep by patients. A later study by Wallace
nocturnal sleep time because of reductions in noise et al. (1999) involved a small pilot study using six
intensity, irritating noises and visual distractions healthy participants exposed to noise from audiotapes
(Gabor et al., 2003). Interestingly, the same study simulated by the intensive care unit, and found earplugs
concluded that noise and patient care activities only worn during the exposure to the noise resulted in more
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Earplugs and eye masks
REM sleep. The two studies testing earplugs on sleep sheet detailing the study. Potential participants were
found that, in general, earplugs were comfortable and shown the earplugs and eye masks to discern if they
easy to apply (Haddock, 1994; Wallace et al., 1999). All will be able to accept and tolerate the interventions. If
six users in the Wallace study found them to be either participants could not subsequently tolerate the
‘somewhat comfortable’ or ‘very comfortable’ and four interventions, they continued in the study as this
of the six reported that the earplugs were ‘very easy to provided a non-intervention group that could be used
use’. In the Haddock study, all nine patients testing the as a non-intervention control group. Consent and
use of earplugs found them to be comfortable and had information were discussed during daytime between
no problems inserting and removing them. 1600 and 1800 h by two of the research team, and data
Another small study was carried out by Wallace et al. collected the next morning between 0800 and 1200 h,
(1998), assessing patients’ sleep using polysomnography once the patient was sufficiently awake and able to
with seven critically ill patients, where lights were make judgements of their sleep. Consent was either
dimmed and nursing interventions continued as needed. obtained within the Critical Care setting to include
Results indicated improvements in REM sleep and sleep non-elective admissions or on the preadmission wards
efficiency indices, but because of the small size, they to include elective admissions. Patient anonymity and
recommended the need to conduct a larger study. confidentiality was maintained at all times.
In practice, an increasing number of patients have
been requesting to use earplugs to help them sleep Sample/participants
based on their experiences of wearing them at home or As this was a pilot study, a convenience sample of 64
while travelling. Both earplugs and eye masks are patients was selected to participate in the study. The
regularly offered to travellers on long-haul night-time population was obtained from high-dependency
flights to improve sleep in aeroplanes’ light and noisy planned and emergency admissions to a cardiothoracic
environment. No studies could be found combining intensive care.
the two methods to improve critical care patients sleep Inclusion criteria were set in line with previous
within or outside the critical care setting. Therefore, the research undertaken on sleep with critical care patients
research team undertook a pilot observational study to (Richardson et al., in press) to ensure selected patients
examine the impact of simple interventions, such as were lucid orientated participants familiar with a new
earplugs and eye masks, upon the sleep experiences of environment and no longer experiencing the effects of
critical care patients. an anaesthetic or intravenous sedation.
The need for patients to apply earplugs and eye
masks and the likelihood that patients would need to
AIMS remove them at times when awake throughout the
The overall aims of this Critical Care Sleep Intervention
night-time meant participants had to demonstrate they
study were to:
could apply and remove the interventions themselves.
• Identify factors that influence sleep in critical care. Finally, because of the complexity and critical nature of
• Evaluate the usefulness of two sleep interven- the illness in intensive care, only patients of a high
tions, namely eye masks and earplugs by critical dependency level were included.
care patients. The inclusion criteria were:
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Table 2 Patients’ reported sleep in hours mask and with the non-intervention group it was
tiredness. The main factor in both groups preventing
0–2 h 2–4 h 4–6 h 6–8 h More than patients from sleeping was noise.
(%) (%) (%) (%) 8 h (%) Total
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Table 4 What factors helped you go to sleep? reported factor preventing sleep. Of the 34 in the
intervention group, 20 found noise to be a factor
Intervention Non intervention preventing sleep. It may be that earplugs do not
group group Example adequately block out the high noise levels recorded in
Key theme frequency frequency of theme critical care settings (Monsen and Edell-Gustafsson,
Eye mask 8 ‘Eye mask helped me 2005), or it could have been because of raised
not look at consciousness of earplugs being used to reduce noise,
the monitors’ which resulted in heightened patient awareness of
Tiredness 6 4 ‘Feeling tired’ environmental noise. The small numbers of patients
Earplugs 5 reporting that earplugs did help sleep, is aligned with
Lack of noise 4 1 ‘lack of noise’ previous small scale research suggesting a reduction of
‘quiet in cubicle’ noise using eye plugs improves sleep within critical
Sleeping tablet 4 3 care (Haddock, 1994; Wallace et al., 1999). It is difficult
No sleep night 1
to separate the impact of the two variables used in this
before
study because of the small sample size, but it may be
Lack of light 1 ‘lack of light’
Analgesia 1
that the interventions work both ways. Patients
reporting disturbed quantity and quality of sleep
could be disturbed more by the interventions or they
et al., 1993; Shochat et al., 2000; Wakamura and Tokura, may have had no effect.
2001) suggests that finding ways to dim lighting at Other factors in critical care found to prevent sleep
appropriate times could be used to strengthen circa- included staff practices, which could be changed to
dian rhythms and improve quality of sleep. improve patients’ sleep experiences. For example,
Whether or not patients used the earplugs as a way patients reported ‘a nurse taking blood’ had prevented
of minimizing noise, noise remained the highest sleep. As arterial/venous blood sample could be
obtained by collecting blood from a port away from
Table 5 What factors prevented you from sleeping? the patient, this may reduce disturbance to patients
when sleeping. Another factor identified was exces-
Non sively high temperatures, probably because of data
Intervention Intervention collection taking place during late June and July and
group group Example problems with the efficiency of the air conditioning.
Key theme frequency frequency of theme Ensuring critical care units are air conditioned to
Noise 20 7 ‘Too much going on appropriate temperatures could address this contrib-
at night’, ‘Noise uting factor.
of staff on unit’, Interestingly, patients who used the interventions
‘staff talking’ named more factors that both prevented and helped
‘telephone and them sleep. Again this could have been because of the
nurses’, ‘alarms’ fact that patients using the interventions were more
‘monitor noise’ aware of the environment as a whole, as well as sleep
Too hot/sweaty/ 5 1 ‘Too hot’ needs. Overall, patients were able to specify more
clammy
factors that prevented them from sleeping rather than
General discomfort 4 2 ‘general discomfort’
those that promoted sleep. This possibly reflects the
‘Kept sliding down
nature of critical care, with more factors disturbing
the bed’
‘being turned’ sleep rather than aiding sleep. In addition, neither
Pain 2 3 ‘pain from surgery’ earplugs nor eye masks were mentioned as factors
Bed pan 2 preventing sleep.
Light 2 1 Previous research has found predominately positive
Nurse taking blood 1 1 comments in relation to the comfort and use of
Previous 1 1 earplugs (Haddock, 1994). This was not the case in
sleep problem this study. Patients’ experiences were very mixed, the
Anxiety 1 3 rating of earplugs ranged from ‘very comfortable’ to
Breathing 3 ‘CPAP machine’,
‘very uncomfortable’. This mixed experience was the
difficulties ‘coughing’
same for the comfort and use of eye masks. It was noted
General 1 ‘strange
that many patients requested cooling fans because of
environment environment’
high temperatures during the period of the study, as
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Very Very
uncomfortable Uncomfortable Satisfactory Comfortable comfortable
Earplugs 8 4 5 9 3
Eye masks 8 8 4 9 2
the air-conditioning system was not functioning to an An important consideration for maximizing reliabil-
appropriate level of comfort. Furthermore, the eye ity and validity in research is sample selection (Morse
masks were made of nylon and in combination with and Field, 1996). A convenience sample was selected
the high environmental temperature appeared to cause using inclusion criteria intended to obtain the most
tolerance difficulties. A small problem with earplugs appropriate sample to enable data to be meaningful
was that they ‘wouldn‘t stay in’ and ‘kept falling out’ and relevant. Unfortunately, the sample size was not
or ears were ‘too sore’. The actual design of eye masks large enough (n = 64) to enable inferential statistical
and earplugs may be an important consideration, to analysis to be carried out. Originally the aim had been
promote comfort and tolerance of these interventions. to achieve a sample of 100, unfortunately the length of
The cost of funding a new intervention to improve time required to obtain suitable patients who fulfilled
the quality of care is a very important consideration in all the inclusion criteria exceeded the time available for
the NHS today. Nonetheless, knowing that sleep conducting the study. Consequently, only 64 patients
disturbance is one of the most stressful components fulfilled the criteria, limiting the study’s internal
of patients’ critical care experience (Novaes et al., 1997), validity, as it was not possible to assess significance
the cost of £250 is a very small investment if it of the results.
improves patients’ sleep experiences. In addition, external validity of the sample may have
Finally, within a critical care unit, both noise levels are been compromised, as it may have been only patients
excessive (Topf, 1992; Monsen and Edell-Gustafsson, who believed they had sleeping problems who opted
2005) and some light, albeit at a reduced level, is to use the interventions. Other factors affecting the
necessary to support patient observations. Therefore, group patients went into included, their prior use of
interventions to minimize noise and reduce light levels the interventions, previous experience of their effec-
to improve the patients’ experience of sleep should be tiveness and comfort during consenting. Further
considered by all critical care staff. This pilot study has studies may wish to consider a more robust method
indicated that earplugs and eye masks can help some for allocating patients into either an intervention or a
patients’ sleep in a noisy and light critical care non-intervention group, such as a Randomised Control
environment; however, not all find them easy to use Trial to enhance both internal and external validity.
or comfortable to wear. An important function for the To limit interview bias, the critical care unit nurses
critical care nurse is to consider all patients for this caring for the patients asked the patients to assess their
intervention as long as inclusion criteria are met. Then sleep using the rating scales and also obtained answers
the nurse’s role should involve discussing these to the open questions. None of the research team took
interventions with the patient, including an opportu- part in this process. The qualitative data may have
nity for patients to try them for comfort, and then been limited, as the bedside nurse (the interviewer)
provide to those consenting to their use. was typically inexperienced in recording research data
and may not have gained the richest data when asking
Limitations of the study patients the open questions. Patients may have been
Polysomnography was not used in this study because subject to inconsistent interview techniques, which
of the cost and training time involved and the invasive might limit the reliability of data collected, particularly
nature of its application. Objective polysomnography from the open-ended questions.
data may have complimented the patients’ reports of When patients were asked to rate sleep in terms of
their sleep experiences. However, as the aims of the ‘much less than average’, ‘average’ and so on, no
research were to capture patients’ views on factors that reference was made to whether this referred to average
influence sleep and the usefulness of two sleep at home or in hospital. If the question had been more
interventions, assessment rating scales and open- specific, and referred to in hospital or in fact in critical
ended questions were considered to be valid data care, the results could have been more relevant to the
collection methods. critical care environment.
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Earplugs and eye masks
Patients in this study were within a cardiothoracic Many patients’ experience of night-time sleep in
critical care unit, therefore the findings may not be critical care is considered to be less than their average
generalizable to level 3 and/or general critical care sleep and a number of factors disturb this sleep. Noise
patients. is a big contributing factor and interventions such as
Finally, some patients will be predisposed to sleep earplugs and eye masks appear to improve sleep for
disturbances because of chronic illness (Bourne and some patients. Other factors that prevented and helped
Mills, 2004) and recording this level of past medical sleep could be reinforced and adopted into clinical
history was not included in the patient demographics. practice, e.g. other ways of reducing noise, minimizing
So this information may have been helpful when interventions and care and ensuring the environmental
analysing the data. temperature is comfortable.
Recommendations for future research would be to
conduct an RCT and include a larger population size
CONCLUSIONS to enable inferential statistical analysis to be per-
The study aims were answered, as factors that formed. The design of the interventions could be
influenced sleep were identified and the usefulness modified whereby the eye masks are made of cotton,
of the interventions evaluated. Lack of inferential and earplugs easier to insert, so increasing patients’
statistical analysis prevented producing results of tolerance of the interventions. Further research could
statistical significance on the likelihood that the study night sedation, patient location and the sleep
interventions enhanced sleep. However, the descrip- interventions, as subgroups to determine if this
tive data did suggest that some patients’ sleep was improved sleep quality and quantity. In addition,
improved using the interventions, so should be examining both earplugs and eye masks separately
considered as a matter of routine with critical care could identify benefits or limitations when used alone
patients, specifically with those fulfilling the inclusion and other methods could be used to evaluate sleep,
criteria. In offering these interventions to patients, using polysomnography, or asking more specific
nurses should take the time to show patients how to questions to obtain greater detail about patients’
use them and patients encouraged to try them. sleep behaviour.
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