Beruflich Dokumente
Kultur Dokumente
‘‘ . . . economic and social factors and forces elements, that is, the geology, topography,
are among the most important elements in and climate of the terrain and its communi-
determining the biologically significant cations; the vegetational cover and the insect
environment of human beings, as they exist animal and bird life . . . The natural environ-
here and now. Relative wealth virtually ment may be partly or largely replaced by a
determines the character of the physical domesticated or industrialized environment
environment in which men live.’’ (Pearl, of shelters, gardens and farmlands or even
1930:540) by complete urbanization. (Weiner, 1964:401)
Pearl was ahead of his time in considering The chapters in the section, ‘‘Nutritional
the impact of the social and cultural environ- Ecology,’’ ‘‘Climate Adaptation,’’ ‘‘Disease
ment on human biology, at least in com- and Population Stability,’’ were all very bio-
parison to the discipline of anthropology; logically oriented and showed little concern
physical anthropologists were focused on with variables that might be considered part
issues of race, and their work reflected the of the larger cultural or social environment.
extreme hereditarianism of the time. The This orientation to the environment as lim-
dominant paradigm of physical anthropology ited to the physical environment character-
began to shift away from issues of race in the ized the early stages of the human adap-
1940s and 1950s to one more focused on evo- tability paradigm.
lution and natural selection and on attempts If we assume, with Kuhn (1970), that text-
to understand human biological variation as a books articulate the paradigms to which the
result of adaptation to the environment. The scientific community is committed at a given
environment of interest was principally point in time, we can use them to trace the
the physical environment, but the paradigm development of biocultural approaches in
shift opened the door to the consideration human biology and biological anthropology.
of ‘‘environment’’ more broadly defined. The next two human biology textbooks,
One of the first people to clearly conceptua- published in the 1970s, demonstrated more
lize the ‘‘environment’’ as more than the of an interest in incorporating the role of the
external physical conditions surrounding a social and cultural environment into our
human population was the late Frank understanding of human biological variation.
Livingstone, and his famous 1958 paper on The first, Ecology, Energetics and Human
malaria and the sickle cell trait in Africa Variability, by Little and Morren (1976), was
was a landmark in biocultural approaches. a collaboration between a biological and a cul-
The paper is probably best remembered as tural anthropologist. It covered much of the
the model of disease as an agent of natural same material in human ecology as did the
selection; the disease being malaria, and the 1964 textbook, but it also included a series of
adaptation being genetic, i.e., the sickle cell case studies of traditional populations in dif-
trait. But the paper is much more than that. ferent ecosystems that attempted to integrate
It is really an elegant explanation of the lin- the work done by biological anthropologists
kages among population growth, subsistence with that of ecologically oriented cultural
strategy, the natural history of the mosquito anthropologists. The case-study approach
as a disease vector, and the distribution of the was hugely influential because it demon-
sickle cell gene in West Africa. It is a brilliant strated the potential of a more holistic view
analysis, and certainly a biocultural one. of human populations. It probably served as
Livingstone’s contribution notwithstand- the template for Moran’s (1979) widely used
ing, the dominant idea remained, however, textbook in ecological anthropology, Human
to consider the environment as the physical Adaptability. The second textbook, Human
environment. This is clear in the first text- Adaptation: A Functional Int-erpretation by
book in human biology, the 1964 text Human Frisancho (1979), was more narrowly focused
Biology—An Introduction to Human Evolu- on biological, especially physiological,
tion, Variation and Growth by Harrison et responses to stresses of the physical environ-
al. The text has a section entitled ‘‘Human ment. It did, however, include a chapter on
Ecology’’ in which the late J.S. Weiner defines the westernization of dietary habits and dis-
the environment as follows: ease expression that has a biocultural focus.
The ‘‘environment’’ represents the totality It was around the same time that the term
of the surroundings in which the community ‘‘biocultural’’ started to appear in the litera-
finds itself, and includes physical and living ture. The first paper in the journal Human
BIOCULTURAL APPROACHES IN HUMAN BIOLOGY 3
Biology with the term ‘‘biocultural’’ in the more intensified focus on the social, political,
title was ‘‘Biocultural correlates of blood pres- and economic forces that affect health. The
sure of Samoan migrants in Hawaii,’’ by rationale here is basically that the biological
Hanna and Baker (1979). The ‘‘biocultural’’ condition of the subjects we wish to under-
correlate was place of residence, namely, rural stand is responsive to and hence affected by
versus urban. the social and cultural environment. So, in
The third and last edition of the Harrison et some ways we have come full circle, and are
al. textbook, Human Biology, was published cognizant of what Raymond Pearl pointed out
in 1988. In that edition, Baker replaced in 1930, i.e., that ‘‘ . . . economic and social
Weiner and renamed the section on human factors and forces are among the most impor-
ecology to ‘‘Human Adaptability.’’ The chap- tant elements in determining the biologically
ters remained essentially the same, except significant environment of human beings . . . ’’
that the chapter on population stability was (Pearl, 1930:540).
replaced by one entitled ‘‘Human Biological
Responses to Modernization.’’ This chapter CHALLENGES
reflected the ongoing research in Samoa by
Baker and colleagues that had the explicit Biocultural approaches can be very chal-
goal of understanding the effects of moderni- lenging approaches to implement. I have
zation, a culturally defined construct, on biol- struggled with these challenges in my own
ogy (Baker 1986). The Samoan research work, and I am indebted to both McElroy
exemplified the deepening interest among (1990) and Dressler (1995) for helping me
biological anthropologists in culturally think about some of the challenges in a
defined independent variables and a willing- more formal way. Here, I would like to focus
ness to consider the social and cultural com- on my attempts to deal with three the types
ponents of the environment.The most recent of challenges. They are: (1) understanding
textbook, Human Biology: An Evolutionary the meaning of a major construct like
and Biocultural Perspective, edited by poverty; (2) operationalizing key vari-
Stinson et al. (2000) was written collabora- ables so that they can be measured in ways
tively by members of the Human Biology that are ethnographically valid as well as
Association. The book includes the term ‘‘bio- replicable; and (3) defining and measuring
cultural’’ in the title and in the Preface; the multiple causal pathways.
editors state:Human biology relies heavily on
an evolutionary perspective to explain varia- Understanding the meaning of constructs
tion through space and time but also consid- like poverty
ers to be crucial the effect that human
cultures have on our biology—a biocultural ‘‘Poverty’’ is a major construct I have dealt
perspective. (Stinson et al., 2000)The chap- with in my own work although not always as
ters cover what are currently considered to thoughtfully as I might have done. What
be the major areas within human biology: does it really mean to say people are ‘‘poor’’
genetic variation, variation due to climate, or live ‘‘in poverty,’’ or, even closer to home,
disease, nutrition and energetics, growth and what do we mean by the ‘‘biology of
aging, and demography. Most of the chapters poverty’’? Dictionary definitions of poverty,
employ a concept of the environment that like, ‘‘having little or no money and few or
includes social and cultural components as no material possessions’’ (Wordnet, 2003),
well as physical ones, and hence they embrace are not very helpful because poverty is really
a biocultural perspective. This textbook then more than that. As Narayan (2000) has
brings us to the present day in which biocul- argued, poverty is a multidimensional social
tural approaches play a central role on human and economic phenomenon, and definitions
biology and biological anthropology. can vary by social and economic context.
Beginning in the mid- to late-1990s there Although it is typically defined as a lack of
has been a call within biological anthropology material resources needed to maintain well-
to broaden the scope of biocultural analyses being, food being pre-eminent among these
by including insights from political economy. resources, other material assets like housing
This idea is most forcefully articulated in and land can also be important. Probably
the volume, Building a New Biocultural less recognized is the fact that poverty also
Synthesis, edited by Goodman and Leather- has an important psychological component
man (1998). In particular, the editors place a that is related to feelings of powerlessness,
4 D.L. DUFOUR
social exclusion, humiliation, and depen- SES women as compared to 16% of high-SES
dency (Narayan, 2000). women). The greater prevalence of over-
I have been particularly interested in the weight in the low-SES women conformed to
relationship between poverty and nutrition, a pattern seen in industrialized countries
and I would like to discuss it here in the like the U.S. but is just the opposite of what
context of one research project, The Cali we had expected to find in a developing
Project. This was a project developed by G.B. country like Colombia in the early 1990s.
Spurr in the later 1980s; I was a co-primary Even though our measure of SES lacked
investigator along with Julio C. Reina, a precision, the higher mean BMI in the low-
medical doctor. The aim was to understand SES group was a question begging for a
the impact of undernutrition on the biology biocultural approach—one with real atten-
and behavior of women living in poverty in tion to the cultural component.The ap-
Cali, Colombia. The initial model was an proach I took was an inductive one: to try
adaptive-type model, with undernutrition to understand the links between poverty and
being the stressor and the responses of nutritional status in this particular ethno-
interest being biological and behavioral graphic context. As a start, I spent some
accommodations to undernutrition. The time doing ethnographic observations and
guiding assumption, based on the literature informal interviews. Those initial ethno-
available at the time, was that in a develop- graphic observations and informal interviews
ing country like Colombia, poverty would be proved to be invaluable and suggested that
major determinant of undernutrition. To the nutritional situation was not a rosy as
find women living in poverty we focused on the BMI data suggested. I learned that:
the sectors of the city of Cali defined as very
low SES (socioeconomic status), and specifi- * In the poorest households there was no
cally on two neighborhoods, or barrios: a food storage—not even of things like salt
squatter settlement and a planned, but and sugar; food was purchased on a meal-
illegal, urbanization. to-meal basis. In other households, staples
In the beginning of the project, I thought I like rice, sugar, and coffee were purchased
knew what poverty was; that is, I thought I weekly, and everything else on a daily
would know it when I saw it. But my concept basis.
of poverty was vague. It was useful in broad * The main meal of the day was the mid-day
comparisons of rich versus poor but too meal and typically consisted of rice, a
fuzzy to help us understand the impact of small portion of beef (about 1 oz.), a bit of
the social and economic condition known as tomato and maybe onion, and a sugared
‘‘poverty’’ on people’s biology. drink. The morning and evening meals
The first thing we did in the project was an were smaller and sometimes quite mini-
anthropometric survey to define the general mal, like only sugared coffee.
level of nutritional status in the city of Cali. * One woman said she had not had much to
We surveyed three SES groups (a low, a eat for two days because her family had
mid–low, and a high) following the defini- had to pay a medical bill, and hence did
tions provided by the municipal government not have much money for food.
(Dufour et al., 1994). SES differences in * Some preschool children showed evidence
stature were where we expected them to be; of resting postures associated with energy
the high-SES women on about the U.S. 25th deficits; some adults also showed evidence
percentile and the lower-SES women on of the same.
about the 10th percentile, suggesting under- * The inclusion of beef in the mid-day meal
nutrition during growth and development. was important culturally, but for some
SES differences in BMI, were not, however, people the ‘‘cuts’’ of meat were unusual:
what we expected to find. First, there were cow’s hoof, ‘‘cheek’’ meat, esophagus.
very few women (3–5%) we could classify as These were cuts were considered unusual
undernourished based on BMI (i.e., a BMI of not only by us, but also by the women who
18.5 or less). Second, the mean BMI in the lived in the barrios, and were evidence of
low-SES group was greater than in the high- not enough money to buy more acceptable
SES group. Third, twice as many of the low- forms of animal protein. This behavior did
SES women were overweight (based on the not necessarily change the nutritional
standard cut off of a BMI > 25 (36% of low- value of the diet, but it did lead to humilia-
BIOCULTURAL APPROACHES IN HUMAN BIOLOGY 5
tion because the foods were socially inap- energy balance was apparently more positive
propriate. than negative over the long term, and hence
BMI did not capture the relationship between
As the study progressed over the next 4 poverty and diet in this group. Second, BMI is
years or so, these initial impressions were a very coarse measure of nutritional status
confirmed by further observations and inter- because the ‘‘normal range’’ (18.5–25 kg/m) is
views. very wide: for a Cali woman of average
The diet records we collected also provided stature, the average is about 17 kg. Hence,
evidence of days people did not eat very in an environment like Cali where the food
much (Dufour et al., 1997). We defined these supply fluctuates over the short term, BMI
as ‘‘low energy intake’’ days, i.e., days when does not tell us much.The nutritional dimen-
energy intake was less than or equal to 1.27 sion of poverty in the Cali case is different
times BMR. This value is what the FAO/- than poverty in the case where food energy
WHO/UNU (1985) calls the ‘‘survival’’ re- intake is chronically deficient and BMI very
quirement; it is about equivalent to the low, as well as the case where food intake is
energy needs of a bed-ridden adult. Of the deficient seasonally, and BMI shows seasonal
nonpregnant, nonlactating women in the fluctuations. It is also different than the case
study, 41% of them had 2–6 low-intake days of poverty in some parts of the U.S., where
out of 6 days total in approximately 6 food energy intake is chronically high. So, in
months. We did not investigate the social the dimension of nutrition, the meaning of
and economic circumstances surrounding all poverty is context specific. In that regard, the
of these low-intake days, but we did rule out phrase ‘‘biology of poverty’’ is misleading
illness as a possible cause as well as ‘‘diet- because it suggests that poverty is the same
ing’’ (a very rare behavior in this popula- everywhere and implies that there is a single
tion). Hence, we assumed that these ‘‘low- biological response to poverty. I doubt that
intake’’ days represented economic con- that will prove to be the case because poverty
straint to food acquisition. Because average is a multidimensional phenomenon, and the
BMI was normal or above, we also assumed specifics of the context (ethnographic, demo-
that these low-intake days were offset by graphic, epidemiological, nutritional, etc., as
higher-intake days, so that average energy well as characteristics of the human-built and
intake was adequate over the long run. So, physical environments) should lead to differ-
in the case of the Cali women, what does ences of interest. Hence, we should be think-
poverty mean in this one dimension of ing in terms of ‘‘biologies of poverty,’’ i.e., of
nutrition? It means short-term fluctuations the variability in responses rather than in
in food intake that reflect fluctuations in terms of a biology of poverty.
money that can be used to buy food. ‘‘Short-
term’’ here is day-to-day for most households,
week-to-week for others. Some of the fluctua- Operationalizing variables
tions are predictable, most are not. There are
no seasonal effects. As one woman said, We have a well-developed tool kit of bio-
‘‘When you have money you eat a lot, and logical measures and are experienced in
when you don’t have money you don’t eat.’’ measuring biological outcome variables like
Does this help us understand the impact of weight, height, serum cortisol, etc. These are
poverty on biology? I think so. In comparison dependent variables that we can easily
to women with only one or less low-intake quantify and operationalize. In studies using
days, those with 2–6 low-intake days had a biocultural approach, researchers typically
significantly lower energy intakes (2273 ver- want to assess the impact of a culturally
sus 1833 kcal/day) and activity levels (total defined variable on some aspect of biology,
daily energy expenditure (TDEE)/BMR ¼ 1.95 i.e., use a culturally defined variable as an
versus 1.71), and a greater percentage of them independent variable. These kinds of inde-
had inadequate protein and micronutrient pendent variables are typically a challenge
intakes (Dufour et al., in preparation). BMI to operationalize. This is especially true if the
was similar in the two groups and hence was independent variable we want to use is a
not very informative. There are at least two complex function of interacting variables.
reasons for this. First, BMI measured at any For example: the variable psychosocial stress
one point in time is the result of a cumulative could be a function of social support, food
history of energy balance. In the Cali women, insecurity, and/or the threat of violence. In
6 D.L. DUFOUR
the early days of human adaptability studies, you do?’’) was difficult for some women to
the independent variables (characteristics of answer because their ‘‘work’’ encompassed a
the physical environment like heat, cold, and variety of different income-earning strategies,
altitude) were easier to measure. and their engagement in ‘‘work’’ was highly
To adequately operationalize social and opportunistic both in terms of strategy and
cultural variables requires a reasonable eth- time. For some women, the type of ‘‘work’’ they
nographic understanding of the local setting. did varied from day to day or was different
This is a point Dressler (1995) has empha- between weekdays and weekends. For exam-
sized. The survey-type interview data we col- ple, a woman might sell food as a street vendor
lect does not really go deep enough to give us on Saturday evening, take in some ironing a
the kind understanding of the local ethno- couple of days a week, and maybe help someone
graphic situation we need. Let me present tend a shop for an hour or two a week.
one other example from the Cali project. In The lesson we learned was that, in order
that study we used structured interviews to to use a culturally defined variable, like ‘‘work’’,
obtain sociodemographic information, and one has to understand the local ethnographic
information on work status. With regard to context, i.e., be able to interpret the meaning of
the latter, our plan had been to use work as a word within the cultural context, not only
dichotomous variable and compare the en- speak the language. Geertz’s (1973) notion of
ergetics of working versus not-working wo- thick description applies here; we need a
men on the assumption that working women ‘‘thick’’ understanding. Without it, we end up
would be under greater energetic stress. So in doing a remote-sensing kind of fieldwork with-
the interview we asked two, seemingly out the ground truth component.
straight forward, questions: (1) Do you work?
(2) What kind of work do you do? Defining and measuring multiple causal
As the study progressed and our under- pathways
standing of the ethnographic situation
improved, we learned that the Cali women Defining and measuring multiple causal
had a conception of ‘‘work’’ that differed from pathways can be a challenge. Many study
our own, even though we both used exactly designs are based on examination of the
the same vocabulary to discuss it (Dufour et effect of a single independent variable on an
al., 2003). We thought of ‘‘work’’ as an outcome variable. However, if we are inter-
income-earning activity, and also one that ested in understanding complex interactions
tended to be a regular, steady kind of between biology and culture, then the con-
employment. The Cali women also thought sideration of multiple variables is invalu-
of ‘‘work’’ as an income-earning activity but able. As an example, I would like to discuss a
not necessarily anything like regular steady question I have worked on for a number of
employment. We were thinking in terms of a years: Why do Tukanoan Indians in the
formal economy, and they worked in a very northwestern Amazon show a strong pre-
informal one. They considered themselves to ference for manioc (cassava; Manihot escu-
be women who ‘‘worked’’ if they engaged in lenta Crantz) varieties that are toxic and
any activity that provided a monetary in- require extensive processing when they also
come, no matter the time commitment per cultivate nontoxic varieties? The toxicity of
day, or whether it was short or long term, manioc is due to the presence of cyanogenic
occasional, steady, or even highly unpredict- glucosides that are hydrolyzed to hydrogen
able. For example, some women felt that they cyanide (HCN) when the plant tissue is
‘‘worked’’ for the research project because damaged. The Tukanoan preference is for
they were remunerated for their participa- manioc cultivars with high cyanogenic po-
tion as subjects. Other women felt they tential (high-CNP), i.e., those referred to as
‘‘worked’’ for the chicken-processing plant, ‘‘bitter.’’ This preference is of interest for at
even though they might only be called in to least two reasons. One is that the preference
work a couple of days a month, and not for high-CNP over low-CNP (i.e., those
necessarily every month. One woman who referred to as ‘‘sweet’’), which is common
said she ‘‘worked’’ spent less than 30 minutes in many parts of the world where both types
a day selling a homemade sugared drink are grown, appears to be an exception to the
through a window of her home. general rule that humans select the less
The second question (‘‘What kind of work do toxic varieties of a given food plant (Johns,
BIOCULTURAL APPROACHES IN HUMAN BIOLOGY 7
1990). The other is that the manioc cultivars introduced by rubber gatherers from Brazil
from Tukanoan Indians at Yapu (the group around the 1940s. These explanations were
referred to here and the only one for which intuitively appealing because the impor-
we have quantitative data) a very high-CNP, tance of history and tradition in a group
actually higher than any other group of such as this cannot be denied. There was,
cultivars reported in the literature (Dufour, however, one intriguing incongruity: low-
1988). CNP manioc was introduced at about the
Tukanoans recognized that high-CNP cul- same time as a group of yellow-fleshed high-
tivars were toxic and correctly associated the CNP cultivars (traditional cultivars were
toxicity with a bitter taste and an acrid smell white-fleshed), and the latter had become
(Dufour, 1988). Nonetheless, these high- important in the diet whereas the former
CNP cultivars were the dietary staple and had not. The yellow-fleshed cultivars were
provided over 80% of the food energy used to make fariña (manioc meal), which
(Dufour, 1983). Low-CNP cultivars were a was introduced at the same time. So tradi-
supplementary food and played a very minor tion and history, while important, seemed to
role in the diet. One of the explicitly stated be only part of the answer.
objectives of processing and cooking was to The literature offered other explanations
eliminate toxicity and bitterness of taste. We for the preference for high-CNP manioc in
were able to demonstrate that traditional the Amazon Basin and many parts of Africa,
processing and cooking techniques actually where the phenomenon also occurs. These
eliminated over 90% of the total cyanogens explanations, in approximate order of cur-
in fresh roots (Dufour, 1989) and, hence, rent popularity, are that high-CNP cultivars
were highly adaptive. Nonetheless, because (1) are higher yielding (Bruijn, 1983; Cock,
of the high consumption of manioc-based 1985); (2) are more resistant to predation
foods, cyanogen intake was also relatively and disease because the cyanogenic gluco-
high (Dufour, 1995). This high intake did sides function as a deterrent (Bellotti and
not appear to have negative effects on Arias, 1993; Kakes, 1990; Pollard, 1992); (3)
biology (at least in adults), probably because have a higher starch content (Lathrap, 1973;
consumption was spread out over the course Sauer, 1950); and (4) are more suitable for
of the day and nutritional intake was certain foods (Lathrap, 1973). We were able
generally adequate, especially in terms of to find little empirical evidence in the litera-
the substrates necessary for metabolic de- ture in support of any of these explanations,
toxification (primarily sulfur-containing but we assumed that they were all worth
amino acids) (Dufour, 1995). testing with the Tukanoans at Yapu.
So, the Tukanoan case is one in which First, to examine differences in yield, we
people have increased the risk of exposure to (Wilson and Dufour) collected data for
toxic cyanide compounds in the environment representative gardens in 1986 and 1994.
by their choice of staple crop but then The mean yield (kg roots/plant) of high-CNP
ameliorate the risk behaviorally (using cultivars tended to exceed that of low-CNP
time-intensive processing and cooking tech- and the differences were statistically signifi-
niques) and culturally (considering the food- cant in the 1994 data (Dufour, 1993; Wilson
ways and temporal patterns of food intake). and Dufour, 1996, 2002).Second, in terms of
The question of interest then becomes what starch content, our results were contra-
factors influence food crop choice and hence dictory: starch content was lower in the
the potential exposure to toxicity? high-CNP cultivars sampled in 1986 but
I began by asking people why they culti- higher in the 1994 samples. Interestingly,
vated primarily the high-CNP varieties, we also found that Yapu women expressed a
which they referred to as kii. Tukanoan preference for cultivars high in starch, but
women each explained it in terms of tradi- not too high, as roots with a very high starch
tion: their mother did it that way, and their content are physically hard and hence more
mother’s mother before her. Men typically energy-demanding to grate, an important
explained it in terms of their origin myth: step in detoxification.Third, Wilson ad-
the first woman planted seven varieties of dressed the question of differences between
kii and used the roots to make casabe high-CNP and low-CNP cultivars in suscept-
(manioc bread, one of the staple foods). ibility to predation and disease in 1994 by
Low-CNP varieties, the men reported, were examining samples of plants (above- and
8 D.L. DUFOUR