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Vertically Aligned Graphene Coating is Bactericidal


and Prevents the Formation of Bacterial Biofilms
Santosh Pandit, Zhejian Cao, Venkata R. S. S. Mokkapati, Emanuele Celauro, Avgust
Yurgens, Martin Lovmar, Fredrik Westerlund, Jie Sun,* and Ivan Mijakovic*

but they are not unanimous with regard


The key first step in developing bacterial infections related to implants and to the mechanism of killing. Physical dis-
medical devices is the attachment of planktonic bacterial cells, and sub- ruption of the bacterial membrane is often
sequent formation of biofilms. Herein, it is reported that graphene, a 2D cited as the cause of death,[5–8] and here it
has been demonstrated that the density of
carbon-based material, can be effectively used to prevent bacterial attach-
graphene flakes plays an important role.[9]
ment. The key parameter for this effect is the orientation of graphene with Other reports claim that bacteria can be
respect to the coated surface. Chemical vapor deposition (CVD) graphene, killed by oxidative stress, caused by the
deposited horizontally on the surface, exhibits no antibacterial effect. By con- reactive oxygen species (ROS) generated
trast, an array of graphene flakes grown perpendicularly to the surface by a by graphene derivatives.[10,11] In this case,
the size of graphene and graphene oxide
plasma-enhanced CVD (PECVD) process prevent biofilm formation. Electron
flakes seems to be important, since larger
microscopy reveals that the exposed edges of vertically aligned graphene flakes can wrap around bacterial cells and
flakes penetrate the bacterial membrane and drain the cytosolic content. deliver more severe oxidative stress.[10,11]
Bacteria are not able to develop resistance to this killing mechanism during By contrast, there are also studies demon-
multiple exposures. By keeping the height of the vertical graphene coating strating that graphene and graphene oxide
between 60 and 100 nm, the coating is able to effectively kill bacteria, while are not harmful to bacteria, and can rather
stimulate bacterial growth or metabolic
being completely harmless to mammalian cells.
functions.[12–14]
A major reason for these apparently
controversial results is the heterogeneity
Graphene is a 2D material consisting of carbon atoms arranged of graphene flakes used in previous experiments. Depending
in a honeycomb-like hexagonal lattice.[1] Due to its remark- on the production method, graphene can have various degrees
able mechanical and electrical properties, graphene has been of crystallinity, doping, orientation, layer numbers, impurities,
exploited in various applications.[2,3] The interaction of graphene and additional functional groups. In the large majority of ear-
with bacterial cells has been extensively studied, but there lier reports, solution processed graphene flakes graphene oxide
remains some controversy in this field.[4] There are a number (GO), reduced graphene oxide (rGO) were used.[15,16] These
of reports describing bactericidal effects of graphene flakes, low-cost flakes are freely suspended in solution, with little con-
trol over flake orientation, thickness, and geometry, and are also
Dr. S. Pandit, Dr. V. R. S. S. Mokkapati, Dr. E. Celauro, associated with a large number of defects and impurities.[6,15,16]
Prof. F. Westerlund, Prof. I. Mijakovic Here, we address a hypothesis that the relative orientation of
Department of Biology and Biological Engineering graphene with respect to bacteria could be the key parameter
Chalmers University of Technology
Kemivägen 10, 41296 Göteborg, Sweden in defining the outcome of their interaction. A recent study
E-mail: ivan.mijakovic@chalmers.se suggested that vertically oriented graphene oxide nanosheets
Z. Cao, Prof. A. Yurgens, Prof. J. Sun exhibited a significantly higher degree of activity against gram-
Department of Microtechnology and Nanoscience negative bacteria, compared to randomly oriented and hori-
Chalmers University of Technology zontally coated graphene oxide.[8] The toxicity of such vertically
Kemivägen 9, 41296 Göteborg, Sweden
E-mail: jie.sun@chalmers.se
oriented graphene oxide nanosheets was due to both mechan-
Dr. M. Lovmar
ical disruption and generation of oxidative stress.[8] To further
Wellspect Healthcare examine this, we used a new format of graphene, namely, ver-
Aminogatan 1, 43121 Mölndal, Sweden tically oriented graphene grown by plasma-enhanced chemical
Prof. J. Sun vapor deposition (PECVD). The vertical graphene is much more
Key Laboratory of Optoelectronics Technology controllable in terms of all the parameters mentioned above.
Beijing University of Technology The as-grown vertical graphene is of high quality in terms of
Pingleyuan 100, 100124 Beijing, China
its chemical purity, crystallinity, and electrical properties, as
The ORCID identification number(s) for the author(s) of this article
can be found under https://doi.org/10.1002/admi.201701331.
compared with typical liquid phase derived graphene that is
the dominant format of graphene in the biology sector. Most
DOI: 10.1002/admi.201701331 importantly, all the graphene flakes are “rooted” on a substrate

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Figure 1.  Preparation of surfaces coated with vertically aligned graphene flakes. a) Photograph of the uncoated and coated 6 mm × 6 mm SiO2 and
Au samples. b) Optical microscopy image of the graphene coating on the Au surface. c) High magnification (top) and low magnification (bottom)
SEM images of the graphene nanoflakes grown on silicon dioxide (SiO2) and gold (Au) surfaces, viewed from above. Because the graphene is quasi-
suspended, a small acceleration voltage (5 kV) was used for observation of surface features.

with their sharp edges pointing outward. Our vertical graphene either the bacterial cells or mouse fibroblasts, suggesting low
coating is very reproducible, and the flake geometry is well con- risk of cytotoxicity. By contrast, vertically grown graphene caused
trolled. Furthermore, the coating is patternable by lithography extensive structural damage to bacterial cells and effectively pre-
(with micrometer precision) and compatible with existing elec- vented biofilm attachment to the coated surfaces. The damage to
tronics processing. the bacterial cells was mechanical (loss of membrane integrity)
In order to achieve well-defined interaction conditions and was not due to generation of oxidative stress. During a pro-
between bacteria and graphene, we coated two supporting sur- longed incubation, bacteria did not develop any resistance to the
faces, SiO2 and gold (Au), with graphene in the two distinct and killing effect of vertically deposited graphene. Interestingly, verti-
controlled geometries, but with equal quality and purity. The cally deposited graphene did not harm mouse fibroblasts, so the
horizontal coating was a single sheet of monolayer CVD gra- killing effect seems to be confined to microbes. To the best of
phene,[17] deposited on the surface. The vertical coating was a our knowledge, this is the first study reporting and clarifying the
dense array of PECVD graphene flakes grown perpendicularly to mechanism of bactericidal effect of PECVD vertical graphene.
the basal plane, with a typical height of 60–100 nm. These two Based on a definite morphology and high quality of graphene
arrangements of graphene had diametrically opposite effects used, our study also contributes to clarifying the general contro-
on bacteria. The horizontal monolayer graphene did not harm versy regarding the mechanism of graphene–bacteria interaction.

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In order to examine the importance of relative orientation harvested, and sonicated, and the surviving bacteria were
between graphene and bacteria, we devised experimental sys- counted as CFUs on agar plates. Monolayer graphene horizon-
tems with a defined interaction geometry and controlled gra- tally deposited on either SiO2 or Au surfaces had no measurable
phene quality and size. The first experimental setup contained effect on the CFU counts of E. coli or S. epidermidis in the 72 h
horizontal monolayer CVD graphene, interacting with bacteria biofilm (Figure S2a, Supporting Information). To verify this
via its flat and uniform surface, and the second contained verti- with an independent method, we visualized live/dead bacterial
cally aligned graphene flakes, interacting with bacteria via the cells with propidium iodide staining. Propidium iodide perme-
exposed sharp edges. We used two reference surfaces to be ates and stains specifically the dead cells (red), while the living
coated with graphene: the insulating SiO2 and the conductive cells are not stained (green). The result of this experiment con-
Au. The rationale behind this choice was to test whether con- firmed the finding obtained by the CFU counts (Figure S2b,
ductivity of the coated surface could be a relevant parameter Supporting Information), i.e., no dead cells. To assess whether
for bactericidal effect. Gram-negative Escherichia coli (E. coli) the coating had any destabilizing effect on the mechanical sta-
(UTI89) and Gram-positive Staphylococcus epidermidis (S. epider- bility of the biofilm, we carried out the CFU counting with the
midis) (ATCC 35984), causative agents of urinary tract infections old culture medium fractions, performed on the biofilm sam-
and infections related to implants and catheters, were used to ples every 24 h to replenish the medium. The numbers of bac-
test the antibacterial properties of the coatings. For the hori- teria in the old culture medium were identical in the coated and
zontal coating, a single layer of CVD graphene was synthesized the noncoated control samples (Figure S3, Supporting Informa-
on copper foil,[17] and transferred onto SiO2 and Au surfaces tion). We concluded that the horizontally deposited monolayer
(6 × 6 mm plates), using poly-methyl methacrylate as support graphene had no impact on either bacterial survival or mechan-
during transfer (Figure S1, Supporting Information). Previous ical stability of the biofilms on the coated surfaces.
studies have examined the effect of graphene on planktonic Next, we tested SiO2 and Au samples coated with PECVD
bacteria, which is not the most common condition for bacte- graphene flakes aligned perpendicularly to the surface.[19] Due
rial cells in their natural environment. We opted to examine to diffuse reflection, the graphene-coated samples appear black
the effect on bacterial biofilms, since these protected, multicel- (Figure 1a) and the coating is very uniform (Figure 1b). Scan-
lular structures are more relevant for bacterial infections and ning electron microscopy (SEM) images of the surface reveal
biofouling.[18] To test the impact of graphene, we grew bacterial the regular structure of the vertically aligned graphene nano-
biofilms directly on the analyzed surfaces. Bacterial inoculum flakes (Figure 1c). The dimensions of the nanoflakes were
(2 × 105 colony forming units (CFUs) per milliliter of overnight characterized using atomic force microscopy (AFM), and
culture) was deposited on top of the coated surfaces, where it this indicated that the vertical flakes had an average size of
was left to form a biofilm. The biofilm was incubated for 1–72 h, 100 nm on the Au substrate and 60 nm on the SiO2 substrate

Figure 2.  Vertically aligned graphene coating is bactericidal. a) Loss of viability measured for E. coli and S. epidermidis. Both strains were cultured for
1 h (light gray bars), 4 h (white bars), and 72 h (dark gray bars) on SiO2 and Au substrate with or without vertically aligned graphene. The data for
horizontal monolayer coating in the same setup are shown in Figure S2 (Supporting Information). b) Live and dead staining of E. coli and S. epidermidis
on control and vertically aligned graphene-coated surfaces. Green color represents live cells, while dead cells are stained red. Both experiments were
performed in three biological replicates. *P < 0.001.

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Figure 3.  Mechanical damage to the cellular envelope caused by vertically aligned graphene. a) SEM images of E. coli (two top rows) and S. epidermidis
(two bottom rows) on the control SiO2 and Au surfaces and samples coated with vertically aligned graphene samples. The right-most images show
coated samples with higher magnification. The experiment was performed in three biological replicates and representative images are shown.
b) A high magnification illustrative image of E. coli cells on the coated surface, showing a completely disintegrated cell, and several partially damaged
cells. c) Bacterial resistance development to vertically aligned graphene evaluated with S. epidermidis. Twenty four hour old biofilm cells grown on SiO2
and Au surfaces coated with vertically aligned graphene were homogenized and recultured on respective new substrates, and the viability of bacteria
was analyzed. d) Four and seventy two hour old biofilms were stained with CellRox and DAPI for the detection of ROS formation in the biofilm cells.
ROS was not detected in gold (Au) and vertical graphene coated gold substrate. ROS was detected in the positive control where biofilms were exposed
with H2O2. Error bars represent the standard deviation from three independent biological replicates. *P < 0.001.

(Figure S4, Supporting Information). The vertical graphene particles, which have round surfaces (Figure S5b, Supporting
flakes are generally longer on Au than on SiO2, which is due to Information). In the SEM micrographs, it is very clear that the
the catalytic effect of the transition metal Au on the carbon pre- graphene flakes are vertical to the tangent plane of the local sur-
cursor decomposition and the subsequent graphitization. Apart face (Figure S5a–c, Supporting Information). Raman spectros-
from AFM characterization, we also carried out additional SEM copy confirmed the graphitic structure of the samples and their
characterization. In the tilted angle SEM of vertical graphene, comparably good quality (Figure S6, Supporting Information).
the quasi side view of the material is shown. It is seen that Results obtained from contact angle measurement showed
the graphene flakes are not lying on the substrate, but rather the higher hydrophobicity of graphene-coated substrates com-
sticking out vertically (Figure S5a, Supporting Information). pared to noncoated surfaces (Figure S7, Supporting Informa-
We have also grown the vertical graphene by PECVD on SiO2 tion). Contact angles with graphene coated SiO2 and Au were

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117.2° and 107.9°, respectively, whereas contact angles with to structural damage to the membrane, the generation of ROS
noncoated SiO2 and Au were 87.3° and 80.3°, respectively. Verti- by graphene derivatives has also been cited as a bactericidal
cally aligned graphene exhibited a strong inhibitory effect on mechanism in the literature.[11,21] To check for potential genera-
adhesion of E. coli and S. epidermidis biofilms (Figure 2a). The tion of ROS by the graphene coatings used in our experiments,
effect was strongest with the shortest incubation interval (1 h), biofilms were stained with cellRox ROS sensor and observed
with close to 100% loss of bacterial viability. The antibacterial under a fluorescence microscope. As shown in Figure 3d, ROS
effect became progressively weaker toward 72 h. The loss of were not detected in biofilms grown on either gold or vertical
viability was similar for the SiO2 and Au surfaces, suggesting graphene-coated gold substrates. However, ROS generation
that the bactericidal effect of vertically grown graphene was was clearly observed in biofilms that were exposed to H2O2 as
not related to the conductivity of the coated surface. The pro- a positive control for our assay. This indicated that the bacteri-
pidium iodide staining of the biofilms confirmed the results of cidal effect of vertical PECVD graphene is not due to genera-
the CFU counts (Figure 2b), revealing a large fraction of dead tion of oxidative stress. Next, we examined whether bacteria
cells. The measured loss of bacterial viability was not caused by can develop resistance against the effect of the vertically aligned
mechanical destabilization of the biofilm, since the old culture graphene. Since S. epidermidis showed a higher initial tolerance
medium fractions contained the same CFU counts for coated to the vertical graphene coating, we selected this strain for the
and uncoated surfaces (Figure S3, Supporting Information). assay. We first incubated the bacterial biofilm for 24 h on SiO2
We therefore concluded that vertically aligned graphene coating and Au substrate, with or without vertical coating. The bacte-
exhibits bactericidal effects and prevents growth of bacterial rial biofilms were then resuspended in a fresh medium to allow
biofilms. survivors to recover. The cells were subsequently recultured for
In order to explore the mechanism by which bacterial via- 24 h on new samples of the respective coated surfaces for two
bility is reduced on the vertically aligned graphene surfaces, we more times. The loss of viability was consistently the same in
examined the morphology of the cells with SEM (Figure 3a). all recultured batches (Figure 3c), indicating that no resistance
The E. coli and S. epidermidis cells maintained full envelope to the killing effect of vertical graphene had developed.
integrity on the noncoated SiO2 and Au controls. Morpholog- The observed differences in loss of viability between
ical changes consistent with cell disintegration were observed E. coli and S. epidermidis are most likely related to the dif-
on surfaces coated with vertically aligned graphene (Figure 3a). ferent envelope composition of Gram-negative and Gram-
The zoomed-out images show a heterogeneous picture, with positive bacteria, and difference in probability of graphene
some cells entirely disintegrated, some damaged, and some reaching the membrane lipids. The cell wall of Gram-nega-
seemingly intact. The zoomed-in images of E. coli cells reveal tive bacteria (E. coli) is 8–12 nm thick and contains around
large surfaces of broken cellular envelopes stretched on the gra- 20–30% of murein, which maintains the structural integrity.
phene surface. For S. epidermidis, which was more resistant to In Gram-positive bacteria (S. epidermidis), the cell wall is
graphene in loss of viability and propidium iodide assays, the ≈20–80 nm thick, with 70–80% of murein, which makes it
damage of the envelope appeared to be more contained, and on comparatively more robust.[22,23] The stretched-out membrane
average fewer cells were affected. Theoretical simulations have surfaces projected from partly disintegrated E. coli cells prob-
predicted that graphene edges can penetrate the lipid bilayer via ably correspond to fragments of the outer lipid membrane,
strong van der Waals attraction with the hydrophobic tails of not contained in the cell wall, and absent in S. epidermidis.
membrane lipids.[7,20] Our experimental results are consistent The round shape of cocci may also contribute to its resistance
with this prediction. to graphene penetration, because this shape reduces the bacte-
Observed loss of DNA from the bacterial cells grown on rial surface available for interaction with a flat surface, com-
vertically aligned graphene confirmed the leakage of cytosolic pared to a rod-like E. coli cell. A qualitative examination of a
content (Figure S8, Supporting Information). This killing large number of SEM images suggests a positive correlation
mechanism requires that an exposed sharp graphene edge between the vertical orientation, density and sharpness of the
penetrates the membrane. This is obviously facilitated by the nanoflake edges on the one side and the severity of damage to
90° angle between graphene and the membrane surface. The the bacterial cells on the other.
killing mechanism is also consistent with the observation that We finally examined the effect of vertically aligned graphene
prolonged incubation of the bacterial biofilm on the coated on eukaryal cells, using a cell culture of mouse fibroblasts,
surface reduces the killing effect (Figure 2a): since direct con- NIH3T3 (Figure 4) and human neuroblastoma, SH-SY5Y
tact between the graphene edge and the bacterial membrane is (Figure S9, Supporting Information). Surfaces coated with
required, dead cells that accumulate on the surface are likely to vertical graphene had no observable effect on both fibroblast
offer protection to fresh cells attaching from the liquid phase. A and neuroblastoma cell viability, detected with the dead/live
completely disintegrated cell covering a large graphene surface staining (Figure 4a and Figure S9, Supporting Information).
can be seen in Figure 3b. Disintegrated cells like this one could This finding was also supported by the SEM images (Figure
be expected to cover large portions of the surface, and reduce 4b), where no mechanical damage was visible on mammalian
the bactericidal effect. It must be emphasized that the starting cells. These mammalian cells are ≈20 µm in size, an order of
inoculum we used (5 × 104 CFU mL−1) highly surpasses the magnitude larger than the bacterial cells (1–2 µm). The lipid
actual bacterial density encountered in biofouling or early composition of the mammalian cell membrane is significantly
infection. Therefore the protection levels (in terms of loss of different from that of bacterial cells.[7,24,25] Either the size, the
viability) in those applications can be expected to be higher membrane composition, or the protective matrix secreted by
than reported here. While our SEM analyses clearly pointed the fibroblasts and neuroblastoma cells made them resistant

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Figure 4.  Graphene coatings show no toxicity toward the mouse embryo derived fibroblast cell line NIH3T3. a) Laser scanning confocal microscopic
images of mouse fibroblast cells. Cells were cultured for 48 h on horizontally and vertically graphene coated SiO2 and Au substrates, as well as on
uncoated controls. Cells were fixed and stained with Live/Dead viability stain. Forty eight hour cultured cells were treated with 20% ethanol for 10 min as
a control for cell death. b) SEM images of cells grown on vertical graphene coated SiO2 and Au substrates and respective control. c) High magnification
SEM image of a cell on the coated surface, with a clear view of filopodia. All experiments were performed in three biological replicates and representative
images are shown.

to the effects of vertical graphene. In addition to not harming mammalian cells,[27–29] and our special vertical coating did
the NIH3T3 cells, vertical graphene seemed to enhance their not seem to diminish this beneficial interaction.
formation of filopodia (Figure 4c). These actin filament-based Our results demonstrate that by controlling the orientation
structures are involved in cell attachment, sensing the envi- of graphene coatings, it is possible to achieve two very distinct
ronment, and migration.[26] Thus, our results are in line with outcomes: bactericidal and neutral. The continuous horizontal
previous observations that graphene and graphene derivatives CVD monolayer graphene coating consistently had no del-
enhance the adherence, differentiation, and proliferation of eterious effects on attachment or survival of either bacterial or

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mammalian cells. This highlights the possibility to use such Received: October 16, 2017
surfaces for fabrication of bioelectrodes[30] or biosensors,[31] Revised: January 7, 2018
where conductivity properties of graphene can be exploited Published online:
without harming the cells. By contrast, PECVD-grown, vertically
aligned graphene coating had a pronounced killing effect and
effectively prevented attachment of bacteria to the coated sur-
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