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Since reading Metaphors We Live By by Lakoff and Johnson (1980) I have been fascinated
by metaphors but I was left wondering what role could metaphor plays in scientific practice.
Many scientific disciplines deal in abstract concepts and objects invisible to the naked eye,
so metaphors definitely come in handy when communicating these ideas to the broader
public, but is there anything metaphors can do for scientists themselves? In my own field of
neuroscience a classic metaphor (which I heavily exploited in my book Neurocomic) is the
one of 'neurons as trees' and the 'brain as a forest'. This metaphor, far from being used
only in education, has become an intrinsic part of our technical jargon. Everyday
neuroscientists talk of dendritic 'branches' and axonal 'arborizations', and when tiny
structures were observed on these branches they were named 'spines' (not hairs, nor feathers,
nor bumps). In short, it seems that we not only describe neurons as trees but over time we
really came to think of neurons as trees.
I found myself going back to this metaphor while reading Making Truth: Metaphor in
Science (2003), in which Theodore Brown convincingly argues that metaphors, even before
entering the public domain, can play a fundamental role in scientific discovery. Giving many
insightful examples - especially from the history of the atom - Brown shows how, long
before a concept is well understood, metaphors can help scientists to come up and perform
experiments, therefore guiding scientific progress itself. The only issue I have with Brown
argument is that it seems to conflate ‘metaphors’ and ‘models’, but is every model really a
metaphor? I think physicists could argue that some of their models are truly abstract and
purely mathematical at an early stage. However, there is no doubt that metaphors and
thought experiments (or shall we call them narratives?) such as Maxwell’s demon,
Schöredinger’s cat and Einstein’s twins played a major role in the acceptance of the
underlying models. Indeed, in Real Science (2002) the physicist John Ziman claims that
“scientific theories are unavoidably metaphorical".
If metaphors are not simply a byproduct of science but can really guide discovery itself, then
carefully choosing these metaphors becomes an integral part of scientists work. Of course,
as Brown points out, a metaphor is rarely chosen by a single individual once and for all,
many unsuccessful metaphors are proposed until one eventually emerges, when it is
colloquially used and expanded upon by other scientists. Nonetheless, the initial choice can
have far reaching consequences and should not be taken lightly. When a metaphor becomes
established it may be difficult to abandon and can lead a field astray for years, even decades.
In fact, Brown's metaphors/models are at the core of what Thomas Kuhn described as
'paradigms' in The Structure of Scientific Revolutions (1962). Kuhn himself seems to
acknowledged the importance of metaphors, in Metaphors and Through (1993) he claims:
Ultimately we could argue that metaphors will always involve an oversimplification and
maybe they should be avoided altogether in science. But if we accept Lakoff's argument that
metaphors are not only useful but necessary for human cognition, then it follows that
scientists should put much more time and though in their choice of metaphors.
However, since there is no formula for concocting a successful metaphor, scientists can only
rely on their own creativity and spontaneous associations. This is why some visual thinking
and creative writing should probably be part of a scientist's education. Indeed, Brown
concludes:
REFERENCES:
Brown, T.L. (2003). Making Truth: Metaphor in Science (University of Illinois Press).
Hauser, D.J., and Schwarz, N. (2015). The war on prevention: bellicose cancer metaphors
hurt (some) prevention intentions. Pers. Soc. Psychol. Bull. 41, 66–77.
Kuhn, T.S. (1962). The Structure of Scientific Revolutions: 50th Anniversary Edition
(University of Chicago Press).
Lakoff, G., and Johnson, M. (1980). Metaphors We Live By (University of Chicago Press).
Sontag, S. (2001). Illness as Metaphor and AIDS and Its Metaphors (Macmillan).
Ziman, J. (2002). Real Science: What it Is and What it Means (Cambridge University Press).