2.

VACUUM PUMPS
In reality a hole leading to an ideal vacuum does not exist. Real vacuum pumps arrive to some ultimate
limit pressure where their pumping speed goes to zero. Let us consider in the place of an ideal vacuum
a hole connecting to a volume with the pressure p`. The number of gas particles colliding with the hole
per unit time (f'A):

2c1 1 1
f A′ = ( p-p' ) A (1)
c5 m0 T

The above formula contains a forward stream and a backward gas stream. Writing (1) in a different
way we get:

 p'  2c1 1 p
f A′ =A  1-  (2)
 p  c5 m0 T

 p' 
The factor A  1-  characterizes the pump efficiency.
 p

 when p>>p` (at high pressures) the pumping speed S=A

 when p=p` (close to the limiting pressure) S=0, i.e., p`=p∞

For an optimally designed pump one requires the maximum A and the minimum p`.

Vacuum pumps are characterized by the pumping speed S, [m3/h] or [l/s], (1 m3/h = 0.28 l/s) and by the
ultimate pressure p∞. Observe that S=S(p) – pump characteristics. S~A, p∞. depends on the total back-
stream and the materials used to build and lubricate the pump.

Insert example of pump S(p) characteristics mech.-Roots-diff.

Zoology of vacuum pumps

1. Volume pumps - based on the concept of reducing the pressure by increasing the volume.
2. Pumps based on speeding gas particle into the exit by means of:
 stream of liquid (aspirator pump)
 stream of vapor (diffusion pump)
 moving surfaces (turbo-molecular pump)
 electric field (ion pump)
3. Pumps based on gas sorption
 zeolit sorption pump
 cryogenic-pump
 Ti-sublimation pump
4. Mixed action.
2.1. Volume pumps

Old designs were in the form of a piston pump.

Modern design – a rotary pump. In a single cycle
of the pump operation the number of particles in
the pumped volume will be reduced by:
Vc
,
Vc -V0

where Vc is the volume of the pump cylinder, Vo

is the pumped volume. All volume pumps have a
dead volume Vs which determines the ultimate
pressure: The amount of gas in the dead volume

Vs
Qs=pVs=760 Vs p ∞ [Tr] =760
Vc
The pumping volume is lubricated with vacuum
oil, which means that in reality:

Vs
p ∞ =760 +p∞ (oil v.p.)
Vc

To improve p∞ one should increase the pumping

volume and decrease the dead volume.
The best way is to reduces the back
pressure well below 760 Tr e.g., by
multistage pumping.

Multistage pumping.=: An example – the three stage pump:

2.1.1. Rotary oil pumps (Rotary vane pumps)

The most commonly used pumps for all basic vacuum applications from atmospheric pressure down to
10-3 Torr. They are used as backing pumps for other high-
vacuum gas transfer pumps such as turbo-molecular and
diffusion pumps.

Principle of operation:

Gas enters the inlet port and is trapped between the rotor vanes
and the pump body. The eccentrically mounted rotor
compresses the gas and sweeps it toward the discharge port.
When gas pressure exceeds atmospheric pressure, the exhaust
valve opens and gas is expelled. Oil is used as lubricant and
sealant.
The geometrical speed of pumping Sg=V N, where V is the volume between the rotor and the stator and
N is the speed of rotation. The geometrical speed is limited by the conductivity of the pump inlet and
inside channels.
1
S = Sg
S
1+ G
GP
The main contribution to 1 G P is the size of holes leading to the cylinder (limited by the slide
width). p∞ is determined by the design, quality of machining and oil vapour pressure.

Typically:
 one stage 10-1 - 10-3 [Tr]
 two stage down to 10-5 [Tr]

Cooling -forced air or water.

Venting - necessary in the old types to prevent the
back flow of oil.

 choosing the proper size and type of a pump.

 hermetical pumps
 stability to chemicals.
 Gas ballast valve (gas ballast prevents vapours from condensing in the pump by letting in
frees air during compression).
 Exhaust purifier - recycling the pumped gases. e.g. He in cryogenics systems
 Vibrations - standard solutions: bellows, shock absorbers (avoid squeezing – T-bellow design)
–
2.1.2. Dry pumps

 Membrane pumps
 Roots pumps

The rotary lobe pump (Roots) is excellent for moving large quantities of gas at higher pressure than
possible with the rotary oil or piston pumps. Roots pumps are in use in molecular beam experiment and
IC fabrication lines that need high pumping speed at 0.1 to 10 Tr.
The lobes are similar to the figure eight in cross section (see Fig 2d). They mash with each other and
counter-rotate to continuously transfer gas from one side of the pump to the other. The compression
ratio of the pump is small and varies with the molecular weight of the gas. Light gases easily escape
back into the vacuum vessel around the edges of the rotors, creating a beck stream, so rotary or piston
pumps must back roots pumps. Typically pump speed: N≈ 1500-3000 rpm, gap between the rotors: 1-
0.15 mm.

Geometrical pumping speed S0 ( N × volume ) creates the forward stream

I + =S0 p

The backward stream is constituted by gas flow through a clearance between the stator and rotor
surfaces. If Gs is the clearance conductivity then:

I − = Gs ( p1 − p )
The effective pumping:
I p =I + -I- =S0 p-G(p1 -p)

Pumping speed at the pump inlet:

Ip  G s p1 
S= = S0 1- S ( p -1) 
p  0 

To maximize the speed, maximize G s S0 -( high N, low leaks high volume).

p1 G
p ∞ = p(S=0) = ≈ s p1
S when S0 >> Gs
1+ 0 S0
Gs
Typically Gs S0 ≈ 10-2 ⇒ Roots pumps needs backing pump.

Roots pump characteristics –Insert Fig. 2e

Problems:
 Oil leaks - multiple gaskets Insert (Fig 2h)
 Closed sealed pumps - Teflon seals
 Vibration

2.2. Velocity pumps

2.2.1. Molecular drag and hybrid pumps

Principle of operation: Insert Figs:
I − = Gs ( p1 − p )

Lab v
p − p1 = k p
h2

k p is a coefficient, h chamber height,

Lab chamber length, v linear speed of the
rotor.
To increase Lab a spiral rotor is used (Fig:
3b). p ∞ ≈ 10-6[Tr.], S≈ 100[l/s], (pback ≈ 10-
3
)

Maglev pumps p~10-9 Tr, S~10l.s @ 10-7 Tr

The drag pump has a smooth, high-speed rotor, shaped like an inverted bowl, that spins between two
closely spaced, cylindrical walls. The walls have helical grooves facing the rotor. The rotor reaches a
tangential velocity that approaches the average velocity of gas molecules. The pumping action is
induced by momentum transfer from the rotor to the gas molecules in the direction of the exhaust port.
The spiral grooves are designed to assist gas flow in the right direction
A molecular drag pump may reach a compression ratio of 10 9 for N2, 104 for He, and 103 for H2,
while discharging into a fore-line pressure of 10 to 40 Torr.
These pumps accept continues inlet pressure below 0.1 Torr and are used where low pumping speed
(less than 10 L/s) and modest ultimate pressure (no lower than 10-6 Torr) are demanded.
The hybrid pump combines several stages of turbo pumps with drag pumps. The result is a pump with a
higher pumping speed that backs into a high fore-line pressure.

2.2.2. Turbomolecular pumps

Turbomolecular pumps known also as “turbo pumps”; their application cover

all processes and vacuum system in the 10-4 - 10-10 Tr. pressure range.
Turbo pump resembles a jet engine. Several very high-speed rotor, each with
multiple blade shaped with angled leading edges, impart momentum to gas
molecule in the direction of the next rotor down the stack. The compression
ratio across the pump for a meditate molecular weight gas may exceed 108.

Turbo pumps have advantages over diffusion pumps.

Correctly operated they do not back-stream oil into
the vacuum system at any time and can be started and
stopped in a few minuets. The last feature means a
turbo pump can be directly connected to the chamber
without a high vacuum valve. This saves money and
improves pumping conductance. But turbo pump can
be noisy and they induce vibration. The turbo pumps
are also expensive and the compression ratio for
hydrogen and helium are low.

Insert figures 3 (c-e)

p ∞ ~5 10-11 Tr, N~105 rpm, S~10000 l/s

 Drives and bearings – ceramics and Maglev

  Venting at 50% of the normal pump speed to avoid oil contamination
 Purging with dry nitrogen
 Baking
 Needs electronics controllers
 High price

1 – High vacuum connection flange.

2 – Stator pack.
3 – Venting connection flange.
4 – For-vacuum connection flange.
5 – Splinter guard.
6 – Rotor.
7 – Pump casing.
8 – Bearing.
9 – Motor.
10 – Bearing.

2.2.4. Booster pumps (ejector pumps)

p ∞ ≈ 10-4[Tr]
S ≈ up to15000 [l/s]
Oil volume 5[l]
Heating power ≈ 5kW

2.2.3. Diffusion pumps

There are numerous applications for diffusion pumps, ranging from high gas volume found in
molecular beam investigation and large-scale vacuum furnace processing to ultra-high vacuum level
needed for surface physics research and space simulation chambers. These pumps operate from 10 -4
Tr. to5*10-11 Tr. The latter pressure range is not easily obtained with a diffusion pump and requires an
exceptionally good LN2 trap and additional pumping from a Titanium sublimation pump.
Diffusion pumps operate by boiling a fluid, often hydrocarbon oil, and angling the dense vapour stream
in a downward conical direction back into the pump boiler. Gas molecules from the system that enter
the oil curtain are pushed toward the boiler by momentum transfer from the large fluid molecules.
Oil traps are designed so that there will be no optical connection between the pump and the vacuum
chamber, in that way it is possible to reduce the back-stream of oil vapour with no influence on the
conductivity. Fig 4a-b.

Diffusion pumps Principle of operation see Fig: 4.

Vapour disk – clean surface for gas particles

I+=kvpn(x)

I--=D dn(x)/dx

Ipump=I+ - I-- ; p ∞ =p(S=0); kvpn(x)= D dn(x)/dx

kv p
-
p∞ =p1e D
L
The limiting pressure is lower when vapour speed and pumping length is higher and D is smaller. D
decreases with increasing vapour density, molecular mass of vapour particles and molecular mass of
gas particles.
Typically: p p1 < 10 −3
The advantages of the diffusion pumps are:
1) The tolerance of operating condition that would destroy other types of pumps.
2) High pumping speed for relatively low cost.
3) No vibration or noise.
The disadvantages are associated with pumping fluid
1) Oil as a pumping medium – high back-stream of oil, cold traps required.
2) Fragility to mistakes in the operating procedure.

Multistage and fractioning diffusion pumps

General characteristics:
p ∞ ≈ 10-6[Tr.]-10-8[Tr.] s ≈ 2 [l/s] -104 [l/s] Oil volume = 20cm3 - 500 cm3
Operation procedures must protect boiling oil against oxidation during pump-vent cycles.

I=Sp(inlet)=Sp(stage III)= Sp (stage II) = Sp(stage I)

Since p<pIII<pII<pI, therefore SIII>SII>SI

Oil traps

 Foreline oil traps

 High vacuum optical traps
2.2.3.1. Pumping fluids
Apiezons : A - natural hydrocarbons p(25 C) ~ 10-5
B - destileted hydrocarbons p(25 C) ~ 10-7
C - destileted hydrocarbons p(25 C) ~ 10-8

Silicon: Dc703 - phenylmethyl dimethyl cycioxane [(CH3)3SiO] [(CH3)3SiO] [(CH3)3SiO]

Dc704 - tetramethyl tetraphenyl trisiloxane 4 pieces chain
Dc705 - pentaphenyl trimethyl trisiloxane 5 pieces chain

Santovac (Convalex) - synthetic polyphenol ether – space lubricant – expensive!

**See Table: 4a
OPERATING A DIFFUSION PUMP VACUUM SYSTEM

DP – diffusion pump
BP – primary (backing) pump
V1 – backing valve
V2 – bypass valve
V3 - vent (air inlet) valve
V4 – high vacuum valve
G1 – fore-vacuum gauge
G2 – high vacuum gauge

 Starting the system (initial positions “all off”):

1. start BP
2. open V1
3. open DP water
4. wait until G1 reads below 10-1 Tr
5. turn on DP heater
6. fill lq. Nitrogen trap
7. wait until the DP warms up (depending on the size of the pump- from 20-40 min.)

 Pumping down (initial pressure in the chamber 760 Tr, all in the pump start-up positions):
 1. close V3
2. close V1
3. open V2
4. wait until G2 reading goes below ~ 10-2 Tr
5. close V2
6. open V1
7. slowly open V4
8. wait until G2 reads the desired pressure.

 Venting the chamber:

1. close V4
2. open V3

 Stopping the system.

1. pump down the chamber
2. close V4
3. turn off DP heater
4. stop lq. Nitrogen refill
5. wait 20-40 min for the DP to cool down
6. close V1
7. stop BP
8. close DP water

2.2.4. Ion pumps

 evaporating + ionizing electric field

 sputtering + ionizing electric field

Employed for extending life-time of vacuum radio valves.

From the time of their commercialisation in the late 1950s (by Varian), ion pumps have been a primary
choice for UHV systems. They are clean, bakeable, vibration free, operate in the 10- 11 Torr range with
low power consumption and have long operating lives. All ion pumps have the same basic components:
a parallel array of short stainless steel tubes, two plates (Ti or Ta) spaced a short distance from the open
ends of the tubes and a strong magnetic field parallel to the tube axes.

Electrons released from the (cathodic) plates are constrained by the magnetic field into tight helical
trajectories in the (anodic) tubes. The potential energy of gas molecules ionised in the tubes is
converted to kinetic energy and the cathode sputters titanium when struck by an ion. The sputtered
material coats the tubes, the cathode plates and the pump’s walls. Several pumping mechanisms are
possible including chemical reaction, ion burial and neutral burial - the last two accounting for the
pump’s ability to handle inert gases.

There are three types of ion pumps. The plate material and form, and the voltage supply determine their
names and characteristics. In the diode pump, the Ti plates are grounded and the tubes have a high
positive voltage. It has high pumping speed for H2, O2, N2, CO2, CO and other getterable gases. The
noble diode pump has the same electrical arrangement as the diode but one plate is Ti and the other is
Ta. This reduces the pumps H2 pumping speed, but allows higher speed and greater stability for Ar and
He. In the triode pump, the plate’s electrodes are slotted and connected to high negative voltage. Both
the tubes and the pump casing (acting as a third electrode) are grounded. Sputtering from the slotted
plate’s deposits Ti not only on the tubes and other areas of the plates but also on the pump casing. Inert
gas burial and active gas reaction on the casing is less susceptible to interference by ion bombardment,
even at high system pressures when ion bombardment of the plates is high. The triode pump is the
therefore the optimum choice when the system’s pressure will vary throughout the ion pump’s range.
*

* Ion current - measure of vacuum. The pump is simultaneously a vacuum gauge.

* Problems associated with arc discharge and heating due to overloading

Typical design – mixed operation

Ion pump incorporated into a single unit with a Ti sublimation pump

2.3. Sorption pumps

2.3.1. Cryosorption pump (zeolite pumps)

Zeolite: originates from greek Zein (to cool)+ Lithos (stone)

Dehydrated aluminosilicate: e.g., Na2O Al2O3 nSiO2mH2O

Dehydration creates channels with calibrated diameter size, 0.1 nm<D<10 nm, and the network of
chambers, of the volume of the order of 1000 A3, interconnected by narrow channels. The effective
surface ~ 1000 m2/g! 50% of the zeolite volume is constituted by chambers and channels.

Originally operated as molecular sieve and filters:

NaA-A4 – has channels of D~ 4A: Therefore, the absorption of the elongated O2 molecule (l=3.9 A
and D=2.8 A) increases with decreasing temperature, but that of the spherical A molecule (D=3.83A at
–150 C) decreases.
These gas capture pumps are equivalent in function to the rotary oil pump. they are used for rouging
vacuum system to a pressure level of 10-1-10-5 Torr where another type of gas capture pump can take
over. Cryosorption pumps are used most often as starting devices in ion pumped systems.
They should not be confused with cryogenic pumps that are HV and UHV pumps. Cryosorption pumps
are strictly for pumping large volumes of gas from atmospheric pressure. They are essentially tubes
sealed at one end (often finned internally to aid heat transfer), and filled with molecular sieve pellets
(zeolite) that are cooled by the liquid nitrogen surrounding the pump. The cold molecular sieve can
adsorb the air in a system down to a sub-Torr pressure in a few minutes. Cryosorption pumps have a
simple blow-off valve this makes their regeneration automatic. Cryosorption pumps do not back-stream
they are low cost and, almost problem-free.

2.3.2. Titanium Sublimation pumps

These gas capture pumps fill a niche. They are never used as the only type of
pump in the UHV system. They are most often used to supplement ion pumps
(occasionally diffusion pumps) increasing the pumping speed for reactive gases
particularly when poling the system through the 10-5 to 10-8 Torr range to
UHV pressures.
Ti sublimation pump operate by depositing a film of titanium (from a filament
that is resistant heated) over a surface cooled to LN2 temp’. Active gases
(hydrogen, oxygen, and nitrogen) react to form non-volatile compound with the
film. Sublimation pumps are switched on intermittently, ether by time/pressure
controller or manually when the operator judge the previous film has all reacted.
2.3.5. Getter pumps
In their operational mode getter pumps are similar to Ti sublimation pumps and
share the distinction of being secondary rather than primary pumps. However,
the name ‘getter’ is often applied to devices attached to a system that will never
be opened to atmosphere after initial pump-down. Examples can be found in the
electric lamp, CRT and vacuum tube industries. When the system is at its ultimate pressure a very
reactive metal (often barium or titanium) is evaporated onto the inner surface of the chamber and reacts
with any gas that evolves from the walls throughout the lifetime of the device.

2.3.6. Cryopumps

This gas capture pump is particularly useful for systems containing gases other than helium or
hydrogen. Cryopumps have rapidly increased in popularity and variety of applications in recent years.
Their major use at present is in sputtering systems applied to semiconductors processing, where oil-free
operation and a huge capacity for pumping argon process gas are needed. They are particularly suited
to pumping high molecular weight gases in the 10-6 to 10-9 Torr range.

The pump has two low temperature zones, an inner surface held at approximately 20K and a
surrounding surface at approximately 80K (Helium refrigeration). The inner surface is coated with
activated carbon that assists in pumping hydrogen by adsorption. The low temp’ are achieved by
attaching the pump directly to a helium cryo-compressor.

The most important feature of the cryopump is the cleanliness of the vacuum. The pumping speed can
be vary high and the ultimate vacuum (in the absence of hydrogen and helium) excellent. In contrast
with ion pumps, which are also oil free the cryopumps, is mach less susceptible to failure or damage if
switched on at high pressure.

Pressure vs temp’ Fig: 6a.

Cryo-coolers Fig: 6b-d

γ
SA = 2c1 c3 TA
m0
Recalling the value of c1 , c3 we get:

γ
SA = 3.7 TA
m0

Efficiency of cryo-pumping for gas at 300 K and 77 K :

gas γ M0 S[cm2l/s] 300K S[cm2l/s ] 77K
H2 0.5 2 22 12

H2O 0.9 18 13 7

Air 0.7 28-32 9 5

CO2 0.8 44 8 4

A 0.7 40 7 4

Final pressure for the gas of the temperaqture T at the cryogenic surface of the temperature Ts. pp is a
saturated vapour pressure of the gas at 4.2 K
T
p∞ = p p
Ts

Hydrogen problem: p ∞ H2 = 5*10-7√300/42 = 4*10-6 [Tr.]

cooling of the gas dues not help much: p ∞ H2 = 5*10-7√77/42 = 2*10-6 [Tr.]
N.B. cryopumps very effective for H2O vapour usually difficult for other pumps.

2.4 Pumping systems

Complex pumping systems have to be designed in such a way that a constant gas flow through entire
system will be maintained. This requires:

I ≤ PS
1 1 ≤ P2S2 ≤ P3S3 ≤ ⋅⋅⋅
Pumping speed should increase towards forevacuum in order to avoid blocking of the cascaded pump.