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In the strict sense, Legislation "is the laying down of legal rules by a
sovereign or subordinate legislator".
Law that has its source in legislation may be most accurately termed
'enacted law1, all other forms being distinguished as 'unenacted'. The more
familiar term, points out Salmond, is 'statute law1 as opposed to the common
law".
"The operation of statute" observes Prof. Allen, "is not automatic, and
can never be so. Like all legal rules, it has to take effect through the
interpretation of the courts".
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rule' of all statutory Interpretation, formulated in a very well-known dictum of
Parke, B. (Becke V. Smith); (1836).
The respect of the judges for the words of the statute is usually such
that they consider themselves bounds by the exact phraseology even though
the effect of so doing may be to produce sinister consequences in the law.
Lord Brougham delivering the judgement of the Judicial Committee has
observed as follows in Crawford v. Spooner: 'The construction of an Act must
be taken from the bare words of the Act. We cannot fish out what possibly
may have been the intention of Legislature. We cannot aid the Legislature's
defective phrasing of the statute. We cannot add and amend and by
construction make up deficiencies which are left here The true in these cases
is to take the words as the Legislatures has given them and to take the
meaning which the words given naturally imply unless where the construction
of those words is either by Preamble or by the context of the word in question -
controlled or altered. And, therefore, if any other meaning was intended than
that which the words purport plainly to import then let another Act supply the
meaning and supply the defect in the previous Act."
be only two cases in which it is permissible to depart from the ordinary and
natural sense of the words of an enactment. It must be shown either that the
words taken in their natural sense lead to some absurdity or that there is
some other clause in the body of the Act inconsistent with, or repugnant to the
could not have meant what it has said. In such a case the meaning of the
legislature has to be deduced by looking behind the litera legis, that is by the
process of logical interpretation.
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incompleteness, quite as much as inconsistency, necessitate a resort to
logical interpretation.
Strict and Equitable Interpretation: When the litera legis suffers from
ambiguity, it usually happens that one of the meanings is more obvious and
consonant with the popular use of language. If this meaning is adopted, the
interpretation is called strict or literal. Courts sometimes reject the natural or
most known signification in favour of another which conforms better to the
intention of the legislature, the sententia legis, though it may accord ill with the
ordinary use of language. When this is done, we have an example of
equitable interpretation.
was part of his duties to take every week from the office to the colliery the
cash out of which the wages of the employees at the colliery were paid. While
so engaged he was robbed and murdered. His widow claimed damages under
Section I of the Workmen's Compensation Act. 1906. The section provides
that when a workman has met his death by an 'accident' arising out of the
course of his employment, his widow may claim damages from the employers.
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Lord Justice Kennedy agreed that '"the description of death by
murderous violence as an accident cannot honestly be said to accord with the
common understanding of the world" He, however, observed, "1 conceive it to
be my duty rather to stretch the meaning of the word from the narrower to the
wider sense of which it is inherently and etymologically capable, that is, 'any
unforeseen and untoward event producing personal harm' , than to exclude
from the operation of the section a class of injury, which it is quite
unreasonable to suppose that the legislature did not intend to include within
it".
Since the word was given a wider meaning not warranted by the
familiar usages of speech, the kind of interpretation adopted by Lord Justice
Kennedy in the above case may be described as extensive interpretation.
As early as 1584 it was laid down in Heydon's case that "for the sure
and true Interpretation of ail statutes In general by the penal or beneficial,
restricting or enlarging the Common Law, four things are to be discussed and
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considered: first, what was the Common Law before the making of the Act;
the second, what was the mischief and defect for which the Common Law did
not provide; third, what remedy the Parliament hath resolved and appointed to
cure the disease of the Commonwealth: fourth, the true reason of the remedy;
and the office of all the Judges is always to make such construction as shall
suppress the mischief and advance the remedy, and suppress subtle
people, whose organ the law-maker has become" (Modem Legal Philosophy
Manifestly at their source; that is to say, in the exigencies of social life. There
resides the strongest probability of discovering the sense of the law. In the
same way when the question is one of the supplying the gaps in the law, it is
not of logical deductions, it is rather of social needs, that we are to ask the
solution" (Nature of Judicial Process, P. 221).
Salmond gives some difficulties which may arise while interpreting the
words or language used in the statutes:
1B3
b) Another legal maxim to be followed in this connection is 'expressio
unius est exlusio alterius'. Salmond illustrates this maxim with the following ■
examples:
expressed for A.
Another example is where the statute refers both to land and buildings
and then makes a provision for land alone. Here the provision may be
construed not to cover buildings, even through the word 'land' would normally
Salmond, however, points out that the maxim is not a compelling rule
of law, but only a phrase that may be used by the court is expounding the
probable intent of the Legislature. In the quoted words of Lopes, L.J., "it is a
valuable servant but a dangerous master". Quite frequently the court holds the
respect of the Judges for the words of the statute is usually such that they
consider themselves bound by the exact phraseology, even though the effect
of so doing may be to produce sinister consequences in the law. Lord
Brougham delivering the judgment of the Judicial Committee has observed as
follows in Crawford v. Spooner: The construction of an Act must be taken
from the bare words of the Act. We cannot fish out what possibly may have
been the intention of Legislature. We cannot aid the Legislature's defective
phrasing of the statute. We cannot add and amend and by construction make
up deficiencies which are left here. The true way in these cases is to take the
words as the Legislature has given them and to take the meaning which the
words given naturally imply unless where the construction of those words is
either by Preamble or by the context of the word in question controlled or
altered. And, therefore, if any other meaning was intended than that which the
words purport to import then let another Act supply the meaning and supply
the defect in the previous Act".
134
Logical Interpretation: When permissible:- Logical interpretation
involves going behind the language used in the statute for the ascertainment
of its meaning and is restored to when grammatical interpretation fails to meet
the case. As to when logical interpretation is entitled to supersede
grammatical is clearly pointed out by Lord Macnaghten in Vacher and Sons
Ltd. v. London Society of Compositors. He observes that: "There can, I think,
be only two cases in which it is permissible to depart from that the express
provision made in the instance is 'ex abundant! cautela' and does not displace
135
case; Housing Board of Haryana V. Haryana Housing Board Employees
Union and Others3. The Supreme Court observed.
When the 'litera legis' or the language of law is unable to bring out the
'sententia legis" the intent or purport of the statute, it becomes necessary to
resort to logical interpretation. There are two cases where the letter of the law
need not be taken as conclusive.
136
a) First, it may be defective by virtue of 'Semantic ambiguity*. A word in
an Act of Parliament may be ambiguous as a result of the ’open texture' of
language.
words like 'or1, 'and', 'all' and so forth. If, for instance a court is empowered to
'fine or imprison' does this mean that the court can either fine or imprison but
not both, or does it mean that the Court can fine, imprison, or both? In other
ascertain from other sources as best they can the principal intention which
has thus felled to attain perfect expression.
137
Parkinson v. Plumpton7. The Catering Wages Act, 1943, prescribed minimum
judgment for the defendant" Salmond lays down as follows in this connection'.
138
The justification for this method of interpretation is two-fold; first, it is
likely to effectuate the intention of the legislature; and secondly, it avoids
absurd, unjust or immoral results and preserves the broad principles of the
law. However, care should be taken to see that the principle is not used as a
means for whittling down what was evidently intended by parliament as a
broad reforming measure".
While it would be going too far to say that our courts read statutes "in
bad faith” observes Prof. Allen, it is difficult to resist the impression that some
Judges are always ready to think the worst of a statute and of its draftsman.
The fact is that, continues Prof. Allen "a great many enactments upon our
statute-book are not well-drawn and that they impose an exasperating task on
the courts".
Lord Esher, for instance, points out, "If the words of an Act are clear, you must
follow them, even though they lead to a manifest absurdity. The Court has
nothing to do with the question whether the legislature had committal an
absurdity".
noteworthy:
"The general proposition that it is the duty of the court to find out the
intention of parliament - and not only of parliament but of ministers also
cannot by any means be supported. The duty of the court is to interpret the
words that the legislature has used; those words may be ambiguous, but even
if they are, the power of duty of the court to travel outside them on a voyage of
discovery are strictly limited.
The difference between the two kinds of judicial attitude has been
forcibly illustrated in recent years. Denning, L J. has repeatedly stood for the
principle which he expressed in simple terms in Henry V. Taylor8. "where
"We sit here to find out the intention of parliament and of ministers and
carry it out, and we do this better by filling in the gaps and making sense to
the enactment than by opening it up to destructive analysis". This view
favours Broad or logical interpretation.
*(1954) 1 Q.B
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Conclusion: On the whole, It cannot be pretended, observes Prof.
Allen, that the principles of statutory interpretation form the most stable,
consistent, or logically satisfying part of our jurisprudence. Some critics like
John Willis have suggested that in view of the erratic character of the judicial
approach, we are driven to the conclusion that Judges adopt rules of
construction at their will ’as a device to achieve some desired result'. This is
the so-called 'realist' view of the matter, but it does not explain why different
Judges should desire' different results. Unless we are to assume that they are
governed entirely by their personal prepossessions which would be to do a
great majority of them a grave injustice we must credit them with honesty
trying to find the mode of interpretation which they believe to be consistent
with their duty; and thus both they and we are still left asking what 'is' the true
doctrine applicable to the case.
conservative role of the Supreme Court, and while referring the 1st
Amendment Bill to the Select Committee, he said:
The real difficulty which has come up before us is this. The Constitution
lays down certain Directive Principles of State Policy and after long
discussion, we agreed to them and they pointed out the way we have got to
travel. The Constitution also lays down certain Fundamental Rights, Both are
important. The Directive principles of State Policy represent a dynamic move
towards a certain objective. The Fundamental Rights represent something
static, to . preserve certain rights which exist. Both again are right. But
somehow and sometime it might so happen that dynamic movement and the
static standstill do not quite fit into each other. A dynamic movement towards
a certain objective necessarily means certain changes taking place that is the
essence of movement’.
142
With Indira Gandhi, It was a different story. She had not the patience and
culture of Nehru, and wanted judiciary to act as per her wishes, when the
India. The judiciary like two other organs of the Government was at the verge
of falling in line with Indira Gandhi's concept of 'committed' judiciary, but
Justice H.R. Khanna's minority judgment in A.D.M. Jabalpur's case saved it.
The suppression of Justice H.R. Khanna, further nurtured the concept of
judicial activism, and it was really out of the chaos of emergency that the
judiciary emerged stronger and confident.
In the emergency era, which we can call, the first important phase of
Judicial Activism, the Supreme Court of India delivered many land mark
judgments concerning personal liberty, extending the frontiers of Article 21 of
the Constitution of India. No doubt, the beginning of this kind of Judicial
Activism was made by Justice Fazal Ali in his minority judgment in Gopalan's
case in 1950,12 but it was in the late 1970's and early 1980s that Justice
Krishna Iyer, Justice Bhagwati, Justice Chinnaipa Reddy and Justice D.A.
Desai, strengthened it, and took it to further greater heights. This
development enhanced the prestige of Indian judiciary, and put it at par with
the judiciaries of other great democratic countries of the world. Maneka
Gandhi's case (1978)13, laying down the doctrine of un-enumerated
Fundamental Rights, Sunil Batra’s cases (1978)14, defining the parameters of
12 AIR 1950 SC 27
143
prison jurisprudence, Hussainara Khatoon’s case (1979)15 extending the
Indian Society. With the expansion of the scope of writ jurisdiction, by the
Activist Judges, more and more PIL cases relating to other social maladies
came to be filed in the Supreme Court and the High Court. Thus, in the
course of the late 1980s and early 1990s, one saw a spate of myriad
litigations with regard to rights of prisoners, banning of injurious drugs, plight
of Vrindavan Widows, school for children of prostitutes, child labour, filling up
of vacancies of Judges in the Supreme Court and the High Courts, and State
of Mental Hospital's in Bihar. This would not have been possible with the
traditional and conservative approach to social problems of vast magnitude.
The people had a glimpse of justice, because of this trend of Judicial
Activism. The protagonists of legal justice were not happy with this trend, as
the Courts were flooded with PIL cases, and the Courts were sometimes
helpless to deal with such problems, which were beyond their control and
jurisdiction. The trend of the Courts in awarding compensatory and exemplary
damages against the State in custodial death cases was not much liked by
the Executive. So, with the departure of this Activist group of Judges, the
position of PIL cases became unclear for some time.
The second most important period of Judicial Activism started with the
orders and judgments of Justice of Kuldip Singh, protecting the Taj Mahal and
Delhi from environmental pollution; and Justice
144
politicians, received thundering applause of the people and landed him on
the cover page of India Today. This vigorous judicial trend shows that the
Judges were not willing to sit back in their cost chambers, and watch the
subversion of the rule of law. Justice Verma had left much behind his
judgments in Babri Masjid case and Hindutava case, where he had taken the
view that the judiciary should not be too interfering by venturing into areas
and issues, which were not judicially manageable. In many cases, like
vehicle pollution cases in Delhi, and out of turn allocation of Government
houses case, it became difficult to implement such orders, and these had to
be modified and reviewed. The politicians, many of them who were hauled up
in corruption cases, started criticising Judicial Activist trend of the Judges,
Many critics started saying that these Judges have crossed the propriety to
take over the administration, which was beyond the scope of their jurisdiction,
and neatly defined role in the Constitution of India. The question of Judges'
accordingly, in a democratic set-up, was raised on the point that Judges were
not democratically elected. So, they have no right to lay down the policy
matter to be followed by the Executive. It is the function of the Legislature to
lay down the law for implementation of the policies of the Government. So,
some of the controversial judgments became handy to discredit Judicial
Activism, and this concern deepened more in the light of an expositional
growth of personality based judicial decision making. The popularity of these
judges among the people aroused hostile jealousy of their critics as well as of
their colleagues. The happening in the Supreme Court of Pakistan in 1977
also, began to be quoted by certain critics. With the departure of Justice
Kuldip Singh and Justice J.S. Verma from the Supreme Court, the trend of
Judicial Activism lost much of its earlier momentum. Many judgments of
these present Judges were reviewed and reversed later on. The present
mood of the Supreme Court is that of dignified restraint after a long period of
Judicial Activism. It has been realised by the Supreme Court in many of its
recent judgments that it ought not to step into the domains of the Executive
and the Legislature.
145
Supreme Court of India that there cannot be writ of mandamus from any
Court directing the Legislature to legislate on the given subject. The power to
legislate is squarely conferred on the Legislature by the Constitution. No such
legislative power is given to the Courts by the Constitution. The legislative
action done by the Courts is to be derived from its judicial activism done in
permissible limits for proper and complete interpretation of the provisions of
law. Judicial Activism cannot be used for filling up the lacuna in Legislation or
for providing rights or creating liabilities not provided by the Legislation. In
this regard, the judgments of the Supreme Court in relation to admission toi
and then three or four directions issued by Dr. Dines Kumar’s case appear to
be yet another avoidable exercise in Judicial Activism, in that period, the
Supreme Court of India, under the stewardship of Justice P.N. Bhagwathi as
the Chief Justice, had practically undertaken judicial administration of
medical education in India. The Supreme Court went on to lay down the
manner in which Post Graduate seats in different Post Graduate Medical
Institutions in India would be filled in, the manner in which the examination for
filling those posts are to be conducted, the manner in which the seats are to
be distributed in every discipline, and the manner in which the question of
reservation for backward class candidates would be dealt with. All these, was
clearly in the domain of Executive administering the Department of
Education. It was certainly a specialised field which ought to have been left
for governing to the Specialised Bodies like the Indian Medical Council. To
the same effect are the cases in the matter of capitation fees dealing with
education in Engineering Branches in particular. In deciding all these cases,
and giving numerous directions in those cases, it is respectfully submitted
that the Supreme Court has transgressed the limits under the spacious cover
of Judicial Activism.
146
yet, not court can, by its judgment, legislate the requirements of
Construction of fiscal statute does not differ from that of any other kind of law.
Lord Calms in Paring ton v. Attorney General,17 H.T. Dalai v. Borough
one must have regard to the strict letter of the law, not merely to the spirit of
the statute or the substance of the law. Tax can only be imposed when the
and the right to tax should be clearly established. In construing such Acte, we
have no governing principle of the Act to the look at. We have simply to go to
the Act itself, to see whether the duty or tax claimed is that which the
Legislature has enacted19.
all constructions, the most favourable to the subject Gappu Lai v. Income-tax
Commissioner.21
The well accepted view of law is that if a provision of a taxing statute can
be reasonably interpreted in two ways, that interpretation which is favourable
to the assessees, has got to be accepted (Income tax Commissioner, West
Bengal v. Naga Hills Tea Co.. Ltd. AIR 1973 S.C. 2524, (1973) 4 S.C.C.
200).Subjects to be taxed be brought not merely within the spirit but within the
letter of the law. The subject is not to be taxed unless the words of the taxing
147
statute unambiguously Impose the tax on him (Russel v. Scot)22.
The rule of strict construction does not negative the applicability of the
well-known principle that a person who claims an exemption has to establish
it, and there is ample authority for the view that this principle applies to
exemptions granted in taxing laws as well (G.P. Singh, on Interpretation of
Statute). The Courts, in dealing with taxing statute, will not presume in favour
of any special privilege of exemption for taxation.
148
Strict interpretation of Penal Statutes: - The rule that statutes imposing
criminal or other penalties should be interpreted narrowly in favour of the
The above principle laid down by Maxwell has been invariably followed
by the High Courts and lately by the Supreme Court (Tolaram v. State of
Bombay26).
149
Maxwell says, the strict construction of penal statutes seem to manifest
held that:
"It is not necessary and indeed not permissible to construe the Penal
Code of India at the present day in accordance with the notions of criminal
jurisdiction prevailing at the time when the Code was enacted. The notions to
this matter have very considerably changed between then and now. it is
legitimate to construe the Code with reference to the modem needs, wherever
this is permissible unless there is anything in the Code or any particular
section to indicate the contrary. And accordingly it is a well settled rule that a
penal, statute, not being a mere rule of morality of ethics, must be construed
strictly, in favour of the subject'.
In Sajjan Singh v. State of Punjab,28 the Supreme Court has held that:
"If the words are capable of two constructions one of which is more favourable
to the accused than to the other, the Court will be justified in accepting the
one which is more favourable to him. The rule that penal statutes must be
construed strictly is not only a sound one but the only consistent without free
institutions. It is founded on the tenderness of the law for the rights of the
individuals on the plain principle that the power of punishment is vested in the
Legislature, not in the judiciary. It is the Legislature, not the Court, which is to
define crime and ordain its punishment”.
150
Supreme Court has held in the Case of M.V. Joshi v. M.U. Shlmpi29
that in construing a penal statute, it is a cardinal principle that in case of doubt
the construction favourable to the subject should be preferred. But these rules
do not in any way affect the fundamental principles of interpretation, namely,
that the primary test is the language employed in the Act and when the words
are clear and plain the Court is bound to accept the expressed intention of the
Legislature. No doubt the rule of strict construction in the case of penal statute
was more rigorously applied in former times, and the tendency of modern
decisions, upon the whole, is to narrow materially difference between what is
called a strict and a beneficial construction. The rule of strict construction
must yield to the paramount rule that every statute is to be expounded
according to its express or manifest intention.
151
the Act itself, if a word is capable of more than one meaning from expression
it should not be subjected to an interpretation dissociated from the context
and the proper procedure is to attach that sense to that word which is in
conformity to the extent. The scheme of legislation must be considered in
assigning the meaning to a particular word which is capable of more than one
meaning.30
152
Intention of Parliament to be deduced from the language used Law of
that in the process of passing bill in the legislative assembly, no one cares to
understand the exact applications of the expressions used in the bill. On the
other hand, authors like Crawford are of the opinion that the intention of the
In order to ascertain the true intention of the legislature the court must
not look at the words used by the legislature, but also have regard to the
context and the setting in which they occur. The context and the collection of
the words may induce the Court to depart from the ordinary meaning. For
these may show that the words were not intended to be used in the sense
which they ordinarily bear Umed v. Raj Singh33. It is a well established rule of
construction that the intention of the legislature must be found by reading the
words and clauses in statute.
153
While interpreting an Act it must be construed as a whole - Acts must
be construed as a whole, Guidance with regard to the meaning of a particular
word or phrase may be found in other words and phrases in the same section
or in other sections although the utility of an extensive consideration of other
154
SUMMARY: Interpretation according to ordinary and grammatical
meaning of words - A primary duty of the Court - It should be the primary duty
of the court to interpret words used in a statute according to their ordinary
grammatical meaning, and where words have acquired a technical meaning,
because of their consistent use by the legislature in a particular sense, they
should be understood in that sense when used in similar context in
subsequent legislation. This is also sometimes referred to as the legal sense
of such words. In interpreting an expression in the legal sense, we have to
ascertain the precise connotation' which it possesses in law.
by Lindley, M.R. to consider how the law stood when the statute to be
construed was passed, what the mischief was for which the old law did not
provide, and the remedy provided by the statute to cure that 'mischief.
4) The true reason of the remedy, and the office of the judges is always to
make such construction as shall suppress the mischief and advance the
remedy.
case.
whether the prostitutes who attracted the attention of the passersby from
balconies, or windows were soliciting in a street within a Section 1 (1) of the
Street Offences Act, 1959. Lord Parker C.J. held, this was an act intended to
clean up the streets to enable the people to walk along the streets without
being molested or solicited by common prostates. Viewed in the way, that
precise place from which a prostitute addressed her solicitations to somebody
The Supreme Court in the Bengal Immunity case36 applied this rule in
construing Article 286 of the Constitution. After referring to the state of law
prevailing in the provinces prior to the Constitution and also the chaos and
confusion by indiscriminate exercise of the taking power by different
Legislatures founded on the theory of territorial nexus, S.R. Das, C.J.,
observed that it was to cure the mischief of multiple taxation and to preserve
the free flow of inter State trade or commerce in the Union of India regarded
as one economic unit without any provincial barrier that the constitution
makers adopted Article 286.
157
It is a sound rule of interpretation that a statute should be so construed
as to prevent the mischief and to advance remedy according to the true
Supreme Court further added that in construing Section 2(c) of the Act
and in determining its scope it is permissible to have regard to all such factors
as can legitimately be taken into account in ascertaining the intention of the
Legislature, such as the history of the statute, the reason which, led to its
being passed, the mischief which, it intended to suppress and the remedy
Mischief rule uncalled for when words are capable of one meaning only
- Unless there is any ambiguity in the word to be construed the application of
consideration of the mischief and defect which the Act purports to remedy is
158
result, it Is permissible to interpret the provisions of the statute in a manner so
as to lead to a reasonably practicable result. Departure from the literal
Case Law:
An application of this rule is well illustrated in the case of Lee v. Knopp39,
where Winn. L.J., interpreted the word "stop" in Section 77 (1) of the Road
Traffic Act (which requires the driver of motor vehicle to stop after an
accident) to mean that the driver of the vehicle shall stop it and remain where
he has stopped it from such a period of time as may be required by the
persons in authority to obtain information directly and personally from him as
necessary under the Section.
The Supreme Court has held in Veluswami v. Raja Nainar,40 that a
of these rules is not limited to the interpretation of statutes alone but it has
been extended to the interpretation of documents also 42
the Supreme Court that if two constructions are possible upon the language of
the statute, the courts must choose the one which is consistent with good
sense and fairness and eschew the other. Which makes its operation unduly
construction. Lord Moulton has said that there is a danger that it may
degenerate into a more judicial criticism of the propriety of the acts of
legislature.
out the intention of the legislature. Unless there is ambiguity in the statutory
language no help of any interpretative process can be taken to unfold the
legislative intention in order to find out real meaning of the words used in the
statute. Although it is a primary rule of interpretation to gather the intention of
the Legislature from the words used in the enactment, sometimes, it becomes
necess.ary to look at the external or historical facts or at the logic of events
for the purpose of obtaining an objective understanding of the scheme and
frame work of the enactment which has relation to those events. All these
serve as an external aid to the interpretation of a statute. Among the external
factors which are often resorted to, the following may be specially mentioned:
160
give rise to the enactment. The court is entitled to take into account such
external or historical facts as may be necessary to understand the subject-
may help him to consider whether the statute was intended to alter the laws or
to leave it exactly where it stood before. The Federal Court of India in King-
Emperor v Banarsi Lai44, held that the history of legislation and the facts which
give rise to the enactment may usefully be employed to interpret the meaning
The authorities like Sir George Jessel M.R. or the Earl of Halisbury L.C.
have also advised that the courts are not to be oblivious of the history of law
and legislation: but they have also cautioned the courts not to construe an Act
of Parliament by the motives which influenced the Legislature. What is
permissible for the court, as per Lord Atkinson is to have a regard to the state
of things existing at the time the statute was passed and to the evils it was
designed to remedy.
possible in the place of those whose words he is interpreting and it will only
be possible to construct the statute correctly only by reference to the
circumstances existing at the time when the statute was enacted".
161
Parliamentary History: This has reference to the various proceedings taking
place in the Parliament or the Assembly during the process of law making.
The draft bill, the changes introduced- by the members or by the select
committee and the speeches made by the Parliament or the Assembly come
intent of the Parliament which passed the Act is not to be gathered from the
Parliamentary history of the statute. Similarly, this rule applies to the reports
of the debates and resolutions passed by the either House of the Parliament.
46 (1968) A.C. 58
162
External aid to the interpretation of Statutes: 1) Dictionaries and text
Books; (2) Government Publications and Reports (3) Foreign decisions; and
(1) Dictionaries and Text Books - The courts occasionally rely on the
exponents of the meaning of words used in Acts of Parliament, the courts are
not debarred from using dictionaries, since, it is a well established rule of
interpretation to take the words in their ordinary sense, and the dictionaries
give their ordinary meaning. As per Lord Coleridge who says that it is a well-
known rule of courts of law words should be taken to be used in their ordinary
sense and we are therefore sent for instruction to these books. In certain
cases English courts relied on dictionaries when considering the meaning of
the words, ’park', 'rubbish', ’document* 'practicable' 'machinery*, 'hardware' and
'curtilage' (Quoted by Maxwell):
Our Supreme Court and High Courts also refer to dictionary meanings
of words when no judicial interpretation of such items are necessary. The
meaning of the term as given by the dictionaries sometimes lend a strong
support to legislative intention and in such cases the courts do not hesitate to
construe the words in their ordinary meaning as given in the dictionaries. Thus
the Supreme Court resorted to the dictionary meaning of the terms 'export'
'import' and 'transit in the case of the Empress Mills v. Municipal Committee,
Wardha47.
163
However, much care Is needed by the Court when the dictionaries are
term vice versa, and more so in the context of Indian Society. Dictionaries are
mainly meant for consultation in the absence of any judicial guidance or
authority. As quoted by Maxwell Lord Macnaughten while construing the word
'mine' in Midland Railway Co. v. Robinson,48 as defined by Dr. Johnson (to
include quarry) remarked that the world was used in the sense which every
English Judge who had occasion to consider the meaning of the world before
Farie's case (1888) was decided, took to be its ordinary signification. But on
such a point the opinion of judges are' a safer guide than any definitions or
illustrations as found in the dictionaries. Further the utility of dictionary
definition is limited where judge and counsel use different words, for instance,
the Judge using the Webster, and the Council using the Oxford. When
construing the meaning of a phrase, such as 'moral turpitude' it will be quite
fallacious to seek .the meaning of 'moral' and then of 'turpitude' and combine
the meaning of the both together. The phrase moral turpitude has by now
acquired a special meaning of its own. In Webster's Dictionary moral turpitude
is defined as quality of crime involving grave infringement of the moral
sentiments of the community. The judicial interpretation of the phrase as given
by the Allahabad High Court is that "it means anything done contrary to
justice, honesty, modesty or good morals. It implies depravity, wickedness of
character or disposition of the person charged with the particular misconduct.
Baleswar Singh v. D.M. and Collector, Benaras49.
was held by Supreme Court that it is for the courts in discharge of their duties
to assist themselves by any literary help they can find, including, of course,
standard authors and reference to well-known and authoritative dictionaries
but in selecting one out of the various meanings regard must always be had to
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the context in which the word has been used in the statute. The modern
tendency is not to regard the text books on law as sanctum sanctorum and
the court is entitled to disagree with the statement made in a text book,
wherever it thinks it right to do so.
51 (1935) A.C.445
165
Gopalan's case,52 also referred to the report of the Drafting Committee in
background against which the legislation was enacted. This is always a great
help in interpreting it... The recommendation or report has nothing to do more
than that for the simple reason that Parliament may. and often does, decide to
do something different to cure the mischief. The words used by the Parliament
must be interpreted as they stand without much regard to the
recommendations of the Committee. As regards other documents, the law is
clear. It does not come into the picture unless the documents are expressly
referred to in the statute. The courts are adverse to the use of even
explanatory memoranda prefixed to Bills.
In case of Oudh Sugar Mills V. State of M.P.,54 it was held that such
52A.I.R.1950 S.C.27
166
3) Foreign decisions - The use of foreign decisions in interpreting a
statute is not an uncommon thing in the legal history. In fact almost all the
Acts and Statutes in India are of British origin, and even during the post
independence period, many enactments have been made, many of which are
modelled on British system of law. Therefore, reference to British Acts being
made by our courts in deciding similar cases in India seem to be quite
relevant. The knowledge of English law and precedents have always been of
valuable assistance to the Indian Courts. The general rule of English law was
incorporated in Indian codes as such it has become a common practice to
refer to English decisions to support the construction the courts have reached.
Not only the precedents of English courts, but those of Australian and
Canadian courts are often quoted by our courts. For instance in construing a
common place word 'vegetables' in a taxing statute, a reference was made by
the Supreme Court to a Canadian decision in a similar statute. Ramavatar V.
Asstt. Sales Tax Officer55.
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whom it has authority and to whom it owes a duty courts must see that such
references are drawn to the extent these are necessary to understand the
law.
"Charitable purpose" in section 2, clause (15) of the Income Tax Act, 1961 the
Supreme Court held that the English decision on the interpretation of the
same expression in the English Income Tax is not binding on the courts.
These words in the Indian statute are to be construed according to the
language used there and against the background of Indian life. It may,
therefore be pointed out that Decisions of Foreign Courts are only one kind of
persuasive precedent and are not binding on the court to which it is citied.
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Administrative Practice - Administrative practice, as per Lord
Macnaughten, does not carry the same weight because administrative
precedents sometimes turn out to be bad in law. Executive construction
would, however depend on various factors, such as the length of time for
which it has been followed, the nature of rights and property affected by it, the
injustice resulting from its departure and the approval that it has received in
was not necessary for the defendant to produce the land certificate relating to
the head lease, and that his application for registration of sub-lease was
complete by itself. It is obviously bad law to insist on the lessee his landlords
land certificate to which he has no right. Care must, therefore, be directly
to the other side the courts have always determined that such a custom, if
sought to be enforced against a person ignorant of it, is unreasonable
contrary to law and void".
earlier Act the provisions of a latter Act cannot be taken into account except in
a limited class of cases and that this rule applies although latter Act contains
The above restriction does not, however, apply where the latter Act
amends the earlier Act. In such cases, the latter Act stands on its own
strength. If the provisions of the latter statute are reiatabie to the earlier one
and stand as an indirect aid to the earlier Act, then there is no reason why
these provisions cannot be used for that purpose. Further, when certain words
or phrases in the earlier Act are obscure or ambiguous or capable of more
than one meaning, the latter ~ct may be used to find out the meaning of the
words and phrases in the earlier Act. but not as a means of construction. This
is confirmed by Lord Atkinson and Buckmaster in Ormond Investment
Company v. Betts.61
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Statute, Law,; report to a latter Act can rarely, If ever be justified unless the
message that it conveys is a plain one, itself at least free from ambiguity. "It is
way a latter would be surplus age” The latter Act may have been enacted, ex
In a case in 1954, Lord Evershed M.R. said that "an expression, explicit
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Crawshay64. And in 1907 the House of Lords refused to disturb a construction
of the Prescription Art, 1832, which had been settled or otherwise dealt with
for a long period of time on the faith of the older case, Morgan v. Fear65.
it is. therefore, dear that this rule is applicable only when transactions
relating to contractual rights or property have been completed on the faith of a
into on the basis of any expectation but, on the contrary title to the property
would become secure, the decision would not be allowed to stand’. A correct
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decisions. This does not, however, prevent the court from overruling an old
decision whidh it, considers to have been incorrectly decided R.C.D. Poreclain
Co. Ltd. V. Ressult66. The Court should bear in mind in this connection the
Maxim Communis Error Facit Juris. This means common error makes law.
It was held by that Full Bench of Allahabad High Court in Latu Singh v.
Gtir Narain,67 that where the terms of a statute or ordinance are dear, then
It is however, important to note that the rule of stare deds is does not
apply to a wrong decision on question of limitation. The law of limitation is a
law of procedure, and as such the rule of stare deds has no application to a
wrong decision given on such a matter.
And above all it is to be kept in mind that maxims and precedents are
not to be applied mechanically.
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meaning to accord with the intention of the Legislature. Lord Upjohn has held
that the first task in construing the general words is to give them their plain
and ordinary meaning and then to see whether the context or some principle
of construction requires that some qualified meaning should be placed on
those words.
by. the Supreme Court of India that words should be construed in the style or
sense in which they are normally understood in any trade or business. Such
"the general words and phrases, however, wide and comprehensive that they
may be in their literal sense must usually be construed as being limited to the
actual objects of the Act". It is natural, therefore, that when the general words
are interpreted with reference to the context, it has the effect of restricting the
normal wide meaning particularly the words used in a remedial statute was
interpreted with reference to the mischief which the statute was intended to
remedy. Heyden's rule confirms this proposition that where the Intention is
particular the words are to be construed to fit in with that particular intention.
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iii) section has to be read in entirety as one composite unit without bifurcating
it or ignoring any part of it’. Kalawatibai v. Soiryabai72.
It is the duty of the Courts to avoid "a head on clash between two
sections of the same Act and whenever it is possible to do so to construe pn;)
Visions which appear to conflict in such a way as to bring about harmony
between them. The presumptions which an interpreter is entitled to raise are
not to be readily displaced merely by use of general words, e.g., on intention
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has been delivered of an illegitimate child', appearing in the section has been
held to mean that a married woman living apart from her husband; and who
has a child by another man, is a 'single woman' for the purposes of this
provision. This particular construction has been given in accordance with the
intent of the Act, for, as stated by Lord Denman, C.J.; "the law differently
interpreted would fail to reach a large proportion of illegitimate children".
Although it is usual practice to give the same meaning to the same words or
phrases when used in Acts dealing with the same subject matter, it is not
uncommon for the same word or phrase to have different meanings in
different statutes. Thus the words, 'Possession is so general that its meaning
must always depend on the context in which it is used and on the subject-
According to Maxwell, the maxim means that, when two or more words
which are susceptible of analogous meaning, are coupled together they are
understood to be used in their cognate sense. They take it as it were their
colour from each other, that is the meaning of the more general being
restricted to a sense analogous to that of the less general".
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As regards the scope of this rule, our Supreme Court has laid down
Thus applying this rule, the Supreme Court construed the definition of
the term "industry" in the Industrial Disputes Act, 1947, so as to include
'hospital' within the scope of 'industry1 keeping in view the wide intent of
Legislature. In context, the activities of the Municipal Corporation excepting
the functions of the State delegated to it, would come under the ambit of the
In an English Act which made it a felony to break and enter into any
shop, warehouse or counting house; it was held that only that kind of shop
which had some analogy with a 'ware house' that is, one for sale of goods is
to be included. In another English Case I R.C. v. Frere, (1955), AC 4027, it
was held by the House of Lords that the word 'interest* in the phrase 'interest
annuities and other annual payments in the Income-tax Act meant only annual
interest (Max).
This rule was applied by the Privy Council in construing the words
'declare' in the phrase 'to create' declare, assign or extinguish' occurring
in Section 17 of the Indian Registration Act, 1908. It was held that although
the word 'declare' is capable of a wider meaning it being used in association
with other words in this section, its meaning is restricted to connote a definite
charge of legal relationship as distinct from a mere statement of facts.
Limitation to the rule - The rule not to be applied where the series of
words convey a clear and definite meaning - It is not always correct to
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interpret the general words in the light of a particular instances given in the
It is not also uncommon that in the order of words used in a statute one
word takes colour from the other. Thus in considering the words "any house,
garden, yard, warehouse, building or manufactory in the Railway Act, it was
held by Sir Lancelot Shadwell that the juxtaposition of the words shows that
the terms 'yard' or 'garden', not being separate entities, are to be taken in
connection with a house.
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entertainment' create a genus. In a Privy Council case it has been held that
there must be more than one species mentioned to constitute a genus (Lord
Thankerton).
The use of the rule of ejusdem generis is permissible only as aid to the
court in the attempt to ascertain the intent of the law makers. It cannot be
employed to restrict the operation of an Act within the narrower limit than was
intended by the legislature. Nor is the rule to be applied where specific words
enumerate subjects which greatly differ from each other or where specific
words exhaust all the objects of the class mentioned Nor will the rule be
applicable in one another situation' thus where a statute enumerates persons
or things of an inferior rank, dignity or importance it is not to be extended by
the addition of general words to persons or things of a higher rank, dignity or
importance than that of the highest enumerated if there are any of a lower
species to which the general words can apply".
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rule of law: it is only a part of wider principle of construction. This being so,
this rule should not be applied where the intention of the Legislature is clear,
where a perusal of the provision or provisions as a whole 'clearly indicates
that the general words have been employed in their normal sense and are not
in any way connected with specific things, and the particular words, if used in
the section embrace and objects of their class and there is no room to impose
any limitation on the general words by reference to the specific things or
particular words.
depends on its terms, the purpose and object of the provisions, and
particularly on the intent of the Act itself. It is, therefore necessary to examine
each word and phrase in the section with reference to its context to determine
whether or not the application of this rule is necessary.
law, but it is only permissible inference in the absence of all indication to the
contrary.
There are six conditions necessary for the application of the principle
of Ejusdem Generis;.
1) A statute must contain an enumeration by specified words,
2) The enumerated thing must constitute a class by itself.
3) The things that must be included in the class should not be exhausted.
4) There must be generalisation behind the enumeration.
5) The class must contain several items of which some are mentioned, and
6) There should be no clear proof that the general term has no broader
meaning.
In such cases, the doctrine can be applied and the generalisation can
be extended to other cases to which the conditions satisfy.
ISO
Bentham enunciates certain important requirements of good drafting.
The law should be abreast of the times and in tune and conformity with
general human dispositions.
(1) Anterior to expectation:- When laws are to be made for the first time in
any Branch or field, the difficulty the legislator faces is this: Already there
exists among all people a multitude of expectations which are based on
ancient usages, practices or laws. To attempt radically change them is
nothing but to invite severe opposition and stubborn resistance from the
public. The legislator is, therefore to follow a system of conciliation, and of
humouring. This fetters and thwarts to some extent his thrusts to introduce
changes. Hence the rule, laws should be anterior to expectation, i.e., pulse of
the people. The first laws find some expectations already formed and any
deviation can cause resistance. To overcome this difficulty Bentham suggests
that a certain period of time can be allowed to lapse before the law newly
formed can be made to become operative. In such a case, the present
generation will not feel the change, and the rising or new generation will be
prepared for it. It roughly corresponds to what is known as conditional
legislation at the present day. Under conditional legislation (i) The legislature
makes the laws in ail its details.(ii) They do not be come immediately
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operative. A condition precedent is prescribed for the law to come into force,
(iii) It will come into force at such time and such places as the Executive may
declare by notification.
(3) The laws to be consistent: When the laws have established a certain
arrangement upon a principle generally admitted, every additional
arrangement which is consistent with that principle will prove to be
conformable to the general expectation. As observed by Bentham, “Every
analogous law is presumed, as it were, beforehand. Each new application of
the principle contributes to strengthen it. But a law which has not this
character remains isolated in the mind; and the influence of the principle to
which it is opposed is a force which tends, without ceasing, to drive it from the
memory". What it means is that, every law that is newly introduced should, as
far as possible, be consistent with the laws already in the field. Bentham sums
up the position thus: "When new laws are made in opposition to a principle
established by the old ones, the stronger that principle is the more odious will
the inconsistency appear. A contradiction of sentiment results from it, and
disappointed expectations accuse the legislator of tyranny".
(4) The fourth condition is that the laws should be consistent with the
principle of utility. Utility is a point towards which all expectations have a
natural tendency to convulse. At times, there is a possibility that law
conformable to utility may not be immediately acceptable to the public, ie. it
may happen to be against public opinion. That is described by Bentham as
only" an accidental and transitory circumstance". As soon as the utility
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becomes obvious all minds will be reconciled to the law. At the first moment,
an innovation may, no doubt, be surrounded by an impure atmosphere; a
mass of clouds formed by caprices and prejudices float about it; and the
appearance of things is changed by the refractions it undergoes in the
passage through so deceitful a medium. Bentham expresses confidence."
That the plan which favours the most Interests cannot fail in the end to gain
the most suffrages; and the useful novelty, which at first was repulsed with
affright, becomes presently so familiar that no one recollects its
commencement".
(5) The fifth condition is Method in the Laws unless the laws are
methodically arranged, it would not be possible for people to understand and
remember them. Every man has limited measure of understanding; the more
complex the Law is, the more It is above the facilities of a great number. "Both
the style and the method should be simple; the Law ought to be a manual of
instruction for each individual; and everyone should be enabled to consult it in
doubtful cases, without the aid of an interpreter".
(6) To become the controller of expectation, the law ought to present itself
to the mind as certain to be executed No reason for presuming the contrary
ought to appear. A law which is full of loop-holes and thereby becomes
incapable of execution, It serves no useful purpose. "These inefficacious
punishments are an additional reproach to the law. Contemptible in its
weakness, dubious in its force, it is always bad, whether It reaches the guilty
or suffers him to escape".
Such according to Bentham are the evils that follow when the judges
are allowed to make law by wide interpretations of statutes. Accordingly, he
points out that expectations of the people and the Laws shall dovetail perfectly
only when the laws are literally followed.
It is thus clear that a law to be perfect should possess;-
a) Simplicity
b) Preciseness
c) Consistency
d) Clarity
e) Brevity
f) Certainty
h) Effectiveness
rendered difficult.
There was never any statute observes Prof. Allen, "that did not have its
casus omissi: and there are some statutes in which the casus omissi seem to
(2) Another kind of omission arises when the Legislature has given a general
indication but has not specifically included the particular case which arises for
decision. Sometimes the omission is due to the most cogent of reasons
namely that the circumstances which gave rise to the case could not possibly
have existed at the time when the statute was passed. Recent inventions like
aeroplanes broadcasting etc., points out Prof. Allen, necessitated changes
and various statutes had been passed of late to deal with the new problems &
circumstances: but not in frequently.
There are many other cases in which, a statute, though laying down a
general policy, is silent upon a particular point, not because it was impossible
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for the situation to arise, but simply because it was not foreseen by the
Rules of Casus Omissus: The casus omissus rule provides that omissions
in a statute cannot, as a general rule, be supplied by construction. This rule is
well-illustrated by the recent case of Parkinson v. Plumpton, The Catering
Wages Act, 1943, prescribed minimum wages payable to workers in catering
establishments. The schedules to the Act provided for minimum wages: (i)
when the employer supplies the worker with full board and lodging: (ii) when
the employer supplies the worker with neither full board nor lodging.
It must be pointed out that in all such cases, as Prof. Allen points out,
the fate of the causus omissus lies entirely in the hands of the Judges and in
no real sense depends on the will of the legislator. The courts lay down a rule
exactly because the legislature has not done so, and has not intended to do
so. Judges must and do carry out the express will of the legislature as
faithfully as they can; but there is a very wide margin in almost every statute
where the courts cannot be said to be following any will except their own. The
statute then becomes, as to a great part of it, not a direct 'command', but
186
simply part of the social and legal material which Judges have to handle
according to their customary process of judicial logic. It is in the process of
filling in these gaps, more than anywhere else, observes Prof. Allen, that the
common law may be called with some plausibility, 'Jude-made law1. To assert,
as is sometimes done, that Judges do not In fact cement these Interstices in
Causus omissi in enacted law are only one though perhaps the most
conspicuous, ©cample of the difficulties of attempting to penetrate the mind of
the legislator. It is one thing to 'discover* the intent of the legislator in the time
of Coke when statutes were comparatively few and when they explained their
purposes, often in verbose and grandiloquent terms, by their preambles. It is
quite another thing to-day, when statutes are far more extensive and infinitely
more complex. It is indeed a very different situation to-day from that which
existed when Parke B., and Tindal, C.J. laid down the doctrines that a statute
should be construed according to the intent of parliament. Consequently, most
modem Judges to-day are extremely chary of the principle of statutory 'intent',
for they feel that it asks of them more than they not being mind- readers can
be expected to perform. As Justice Frankfurter puts it, "we are not concerned
with anything subjective. We do not delve into the minds of legislators or their
draftsmen, or committee members".
Since the law draws its water from the natural springs of society itself
and not from the artificial reservoir of parliament, as sir Frederic Pollock rightly
says;
"Some of our elaborate rules for Judicial Interpretation of statute cannot
well be accounted for except on the theory that parliament generally changes
the law for the worse, and that the business of the Judges is to keep the
mischief of its interference within the narrowest possible bounds".
Prof. Allen observes: "Upto the present time, the courts have done the
bulk of the work in developing the fundamental principles of Jurisprudence
which lie beneath all legal systems, whereas the Legislature has been more
concerned with rules affecting the system of Government and the general
necessities of society. There is, however, a marked tendency at present for
governmental and administrative legislation to extend its range and to overlap
the normal activities of the courts in adjusting the essential rules of legal right
and duty." The gradual change in constitutional theory and legislative methods
is mainly responsible for this tendency.
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interesting, if only as an example to show how dangerous it is to think that
words in an Act of parliament necessarily mean what they say:: Despite the
most strenuous and ingenious efforts’ the principles of the 'literal' and the
interpretation.
c) When the court is unable to interpret a statute and find out the intention of
the legislator (letara legis) it has to take recourse to certain aids both internal
and external. Some of the internal aids are - footnotes, side headings,
preamble etc. (2) Some of the external aids are - textbooks, dictionaries,
General Clauses Act 1897, Parliamentary discussions etc.
189
Thus, the statutory interpretation is a mechanism which is highly
complicated, lengthy and laborious. The court should select the sociological
190