Beruflich Dokumente
Kultur Dokumente
T H E CONCEPT OF CRISIS*
K A T H E R I N E EASTHAM, M.A., 1
DONALD COATES, M.D. 3
and FEDERICO ALLODI, M.D.*
463
464 CANADIAN P S Y C H I A T R I C ASSOCIATION J O U R N A L Vol. 15, No. 5
the negative connotations of both crisis and while Williams' model is suited to larger
stress. groups and societies.
Parkes (37), in an unpublished working
6) Interpersonal and Sociocultural
paper, maintained the clinical perspective
Most of the above approaches to crisis
but drew on Lewinian field theory to make
are psychological in that they stress intra
all aspects of the crisis experience part of
personal, individual adjustment to crisis
the subject's experiental field. He blurred
situations. Recently, however, there has
the usual distinctions between past, present
been more emphasis on the importance of
and future (outcome) and internal and ex
the individual's relational milieu, his refer
ternal (as distinguished by Howard and
ence groups, social networks and commu
Scott). This formulation approaches systems
nity as some of the supports which influence
theory in that all aspects of experience can
crisis outcome. This kind of approach also
be interrelated without prior assumptions as
places greater emphasis on the individual's
to causal sequences in the phenomena
present situation rather than on his past ex
studied. Parkes himself, as an investigator,
periences and personality. The sociological
has assembled study groups on the basis of
approach to crisis is exemplified in Hill's
experienced events, such as bereavement;
study of family crisis and his excellent re
he has drawn upon a wide range of reported
view of related research (22, 23) in which
experiental aspects, such as subjective stress,
he demonstrates that when an individual
visits to physicians and prior personality;
family member is involved in a crisis the
and has examined the contribution of a
whole family must readjust.
parsimonious selection of variables to the
total patterning of the experience. The sociological approach also em
phasizes the importance of cultural values
He states that changes in life space tend in the definition of and reaction to crisis.
to be resisted and so explains the disruption For example, the difference in the Western
of thought, perception and behaviour when and Japanese attitudes towards death; the
major changes in the life space occur. institutionalization of rites de passage, which
Parkes' approach is similar to that of Erik- help individuals cope with major transitions
son and R. Rapoport in its emphasis on in role relationships; the toleration of grief
critical role transitions in the life cycle. reactions and so on.
e) The crisis situation awakens unresolved a) An initial rise in tension, which calls
key problems from the near and distant forth habitual problem-solving responses
past. of homeostasis.
From a more clinical perspective, crisis b) Lack of success leads to a further rise
can be recognized by the following symp in tension, marked by feelings of help
toms (32): lessness, ineffectuality and emotional up
a) Crisis is acute rather than chronic and set.
extends from one to six weeks. c) A further rise in tension stimulates the
b) It produces marked changes in behav mobilization of emergency problem-
iour, which is commonly less efficient solving mechanisms. The individual tries
than usual. novel methods (e.g. redefinition, trial and
error, or need resignation) which may
c) There are subjective feelings of helpless
solve the problem.
ness, ineffectiveness, anxiety, fear, guilt
d) If the problem continues, tension mounts
and defensiveness.
beyond a further threshold and major
d) Although there are common crisis situa
disorganization occurs.
tions the individual's own perceptions of
Caplan writes in very general terms, but
threat are unique, so that crisis is rela-
Tyhurst describes in some detail the typical
tivistic.
reactions to three specific crises •— disaster,
In order to assess the appropriateness of immigration and retirement. For example,
crisis therapy it is obviously essential that a following disaster there is a typical reaction
crisis situation can be reliably identified. A of regression and dependency which is rare
clear description of a crisis syndrome is also ly found in other types of crisis. So Tyhurst
a prerequisite of further research because raises the question as to whether we should
of the need to match non-crisis control speak of one overall crisis syndrome or
groups. Sifneos (45) attempts to do this whether such a general term loses sight of
when he discusses the generic features of important differences. Tyhurst feels that in
one hundred and eight cases. He places spite of the differences all post-crisis reac
great emphasis on an external, hazardous tions can be usefully described in three
situation and a precipitating event. Bloom common stages — impact, recoil and post
(1) found this to be the consensus among traumatic. Each of these stages can be fur
experienced clinicians. A recent paper by ther described in terms of stress, time (dura
Golan (19) abstracts four components from tion and perspective) and psychological
Sifneos' study — a hazardous event, a vul phenomena. Thus for all crises the subject's
nerable state, a precipitating factor and a time perspective during the period of im
state of active crisis (disequilibrium) as the pact is on the present; during recoil it is on
major diagnostic features of crisis. He pro the past; while the final period is character
poses a model intake interview, intended to ized by a return to a usual time perspective.
elicit these features and to assist clinicians
in the recognition of crisis. Yet even Golan Hill likens the progress of family crisis
admits that his model represents an ideal to a 'roller coaster' — crisis — disorganiza
type. tion — recovery and reorganization; which
is very similar to Tyhurst's classification.
A recurring theme in the empirical des Hill makes an explicit distinction between
criptions of the crisis syndrome is the idea the short and long term effects of crisis,
that crises go through characteristic stages which is usually implicit in other models.
of development. Three writers discuss stages However, he provides no empirical evidence
in the crisis syndrome — Caplan (5), Ty- to demonstrate the usefulness of his typol
hurst (47) and Hill (23). ogy.
Caplan states that crisis results in physi The apparent differences between the
cal tension which is characterized by four crisis syndromes described above are due
phases: mainly to differences in emphasis. Thus
October 1970 THE C O N C E P T O F CRISIS 467
Caplan, Mason, and Kaplan (6). The moth personal crisis reactions and changes in the
er's immediate reaction and style of coping social structure of interpersonal relation
was classified as 'good' or 'bad', and the ships. Krause found that the time of greatest
eventual mother-child relationship was suc anomie and relative deprivation, and hence
cessfully predicted on this basis. These are of crisis proneness, was different for the
the only studies which attempt to test the full-time residents and day clients at a re
crisis model by predicting crisis outcome habilitation centre.
from crisis behaviour, and to abstract mean Yet both these studies assume (rather
ingful classifications of different types of than test) the idea that situational factors
coping syndromes. But even the authors override individual personality differences.
admit that one cannot tell if the outcome There are no systematic studies which at
is caused by the coping style or if both are tempt to assess the relative importance or
caused by another factor. weight of individual and situational factors
for crisis behaviour. The question which
3) Personality and past experience versus
should be posed is 'how much', rather than
current life situation and interpersonal
'which?' In other words an interactional
relations.
approach is needed.
Under the influence of psychoanalytic
Endler and Hunt (13) early concluded
theory earlier writers attempted to isolate
that the debate over the relative importance
characteristics of the 'crisis prone' individual
of individual personality versus situations
analogously to studies of accident prone-
versus mode of response was a pseudo issue.
ness and susceptibility to psychosomatic
In a series of studies (limited only by a struc
disorders. This view assumes that the in
tured questionnaire approach) they examined
dividual personality is more important for
the contribution of each of these aspects to
predicting both the occurrence and outcome
experienced anxiety and hostility and de
of crisis than the current relational milieu.
monstrated that although each of the three
The only relevant studies were of individual
aspects taken singly accounted for only a
cases, until Grinker and Spiegal (20), start
small portion of the variance, the three
ing from this vantage point, found that pre
taken in pairs and altogether accounted for
vious experience and personality were poor
much of the variance in the subjective state.
predictors of coping style. Similarly, Glass
These studies suggest a manner for handling
and Atriss (18) concluded that crisis behav
the mass of data produced by studies
iour is more influenced by practical circum
such as Parkes advocates. They also sug
stances and group support than by indivi
gest a future bridge between the probability
dual personality characteristics. Kaplan (28)
model, in which weightings for frequency
also emphasizes the importance of current
and implied hazard (based on a general
life situation and relationships; and Brown
population) might be applied to specific
(2) found that the prognosis for schizo
events, situations and modes of response.
phrenic patients was more dependent on the
That is, they suggest a calculus which would
social environment of the discharged pa
at once allow for both the individual ex
tient than either the clinical diagnosis or
perience of the reporting person as well as
the patient's symptomatic state at discharge.
the weighting factors of hazard and risk
Two recent sociological studies further probability — the personal idiosyncratic
demonstrate the importance of situational state and the public partially-predictable
factors. The first (46) found that team one.
nursing provides a more supportive milieu
than functional nursing; so that individual Responses to the Dilemmas
adjustment to the same stressful situation is The foregoing discussion of problems in
strongly influenced by the social structure research usage defines a dilemma limiting
and organizational setting. The second study both theoretical statements and empirical
(29) found significant associations between studies. Our discussion of subjectivity, for
October 1970 THE CONCEPT O F CRISIS 469
example, should have made clear that in Several empirical investigations allow an
vestigators were holding to a clinical model approach to the Schulberg and Sheldon pro
of crisis which, though it did justice to the bability model. Holmes and Rahe (27) exam
patient's (or client's) world, did so at the ined a standard list of life events (forty-five
expense of excluding the field of social and events) in terms of the amount of social
environmental interaction. However, a meth readjustment which each implies. They
odological innovation by Schulberg and showed that a wide range of respondents
Sheldon (44) (investigators associated with agree on the amount of social readjustment
Caplan and the Laboratory of Community implied by the specific event which they
Psychiatry) offers a suggestion which will study. Further, they have shown that the
overcome the impasse. life events, both weighted (by degree of
social readjustment) and unweighted, pre
A methodological approach consistent
dict physical illness episodes in selected
with a public health or preventive orienta
populations but they have not reported fre
tion is advocated by Schulberg and Sheldon
quencies for life events. Myers et al. (33),
(44), who suggest that the major omission
in a community survey employed an event
in previous crisis theories was the failure
list offifty-fouritems (many of them derived
to specify associations between risk event
from Holmes and Rahe) to examine the in
and personal reactions, that is the probability
ter-relationship between events, symptomatic
that the crisis would arise from the com
disturbance, social role adjustment and dis
bination of hazardous events and personal location. Similarly, the Yorklea Study is
vulnerability. They further divided the pro analyzing data on twenty-six to thirty events,
bability of a crisis event occurring into those interpersonal ties and reliance, the use of
which might be anticipated (for the indivi informal and formal helping resources and
dual or for a population at large), and those a broader range of respondent mental health
for which anticipation was impossible; for parameters than other studies. The two
the former, high risk groups could be de studies have in common a present orienta
fined and primary preventive programs tion and an attention to the possibility of
attempted, whereas the latter might be identifying high risk groups in terms of
approached through emergency helping events. We have made allowance for sub
programs and non-specific methods of jectivity by allowing respondents to define
strengthening coping style (ego strength). specific events as 'for better' or 'for worse',
They adequately stress the distinction be so that for each event, for example
tween: 1) the probability of hazardous events bereavement, the frequency both for the
occurring, and 2) the probability that the individual and the household and 'the
event will be hazardous to the individual. hazard', retrospectively appraised, can be
This reformulation of the problem results estimated.
in a hypothetical equation P = k F x H x
V, in which P is the probability of a crisis Conclusion
response, F is the frequency in the popula
The concept of crisis has been reviewed
tion at risk, H is the hazard implied in the
with emphasis on its evolution and empiri
event and V is the individual's vulnerability.
cal attempts to anchor it in both psycho
The research task becomes the working-
logical and social situation models. Because
out of indices for each of the three variables
of an interest in putting the concept into
so that crisis-proneness may be predicted
operation and testing its usefulness for re
for subgroups or comparisons made between
different population segments. This redefin search, particularly for predicting outcome
ing of variables in terms of public and ex and the vulnerability of individuals and
periential frequency vastly extends an groups, the review has done less than justice
earlier formulation of Hill that crisis = to the unifying function of the concept in
events x resources x labelling. bringing together several applied disciplines
— psychiatry, social work, psychology and
470 CANADIAN P S Y C H I A T R I C ASSOCIATION J O U R N A L Vol. 15, No. 5
nursing — as well as to its central role in cluded that the concept adds nothing to
the emergent theory of community psychir earlier usages, such as stress, coping, res
atry. This diffusion stems from the dominant ponse, distress; and our own research prac
role played by Caplan and the Laboratory tice is to employ these rather than the term
of Community Psychiatry at Harvard in 'crisis'. It would seem that the present am
the development of community psychiatry biguity of the term should be preserved, and
and the mental health centres. that its current usage by clinicians to refer
With regard to the usefulness of the con to the whole sequence of occurrences has
cept in treatment we must conclude, with advantages in emphasizing the uniformity in
Parad (36), that the effectiveness of short- the total process, but that for research pur
term crisis therapy, though generally opti poses crisis cannot be put into operation
mistic, remains uncertain since: 1) crisis except by breaking it into components
intervention still has not been applied ex selected and interrelated to do justice to the
tensively enough to crisis situations (i.e. global concept.
those defined by external precipitation and
short duration), and 2) no adequate com References
parison between short-term crisis therapy
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October 1970 THE CONCEPT O F CRISIS 471
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