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Microchim.

Acta 142, 115–122 (2003)


DOI 10.1007/s00604-002-0955-z

Original Paper
Physicochemical and Chemometric Characterisation
of Late Roman Amphorae from Straits of Gibraltar

Raquel Vigil de la Villa1 , Rosario Garcı́a Giménez1 , Maria Dolores Petit Domı́nguez2; ,
and Maria Isabel Rucandio3
1
Departamento de Geologı́a, Facultad de Ciencias, Universidad Aut onoma de Madrid, Madrid, Spain
2
Departamento de Quı́mica Analı́tica y Análisis Instrumental, Facultad de Ciencias, Universidad Aut
onoma
de Madrid, Madrid, Spain
3
Madrid, Spain

Received July 21, 2002; accepted December 2, 2002; published online April 11, 2003
# Springer-Verlag 2003

Abstract. A physicochemical characterisation of a amphorae seem to affect the mineralogical and chem-
selected group of late Roman amphorae was carried ical composition of the ceramic pastes. However, their
out using x-ray diffraction spectrometry, flame atomic porosity contributes to the enrichment in trace elements
absorption and emission spectroscopy as well as pet- and salt contents in those samples that had been in
rographic polarisation microscopy. Most of these am- marine underwater contexts for a large period of time.
phorae were found in underwater environments on both
Key words: XRD; FAAS; multivariate statistical analysis; Roman
coasts of the Straits of Gibraltar: Ceuta and Cadiz amphorae; archaeometry.
(Spain). A multivariate statistical study of the obtained
data for 99 samples and 21 variables (Si, Al, Ca, Mg, K, Amphorae were containers widely used in the Roman
Na, Fe, Mn, Ti, Cr, Cu, Ni, Pb, Zn, calcite, quartz, age for storing and transporting liquid and semi-liquid
dolomite, orthoclase, plagioclase, phyllosilicates and merchandise such as wine, oil, salted fish, honey, etc.
gypsum) was performed. Relations among amphorae These receptacles have been found in numerous
that shared a similar composition were established by archaeological sites discovered throughout the Medi-
factor analysis. As a result, amphorae coming from terranean coast, most of them in marine underwater
Cadiz showed a different composition than those com- environments, since maritime transport was one of the
ing from Ceuta. This is demonstrated by the increase in main ways of establishing commercial ties between
concentration of certain chemical elements, such as geographically separated regions.
Cu, Cr and Ca. This fact supports the archaeological Studying these containers should reveal interesting
hypothesis that some amphorae of South-Hispanic data concerning aspects such as raw material origin,
typology found in Ceuta were produced locally, al- manufacturing process, use, etc. The traditional meth-
though there is no proof of the existence of kilns in od for classifying amphorae was largely archaeologi-
this area. On the other hand, neither the different typo- cal and typological. In the last decades, scientists
logies nor the food stored or transported in these began to use physicochemical information as a way
 Correspondence:DepartamentodeQuı́micaAnalı́ticayAnálisis of relating the composition of the ceramic materials of
Instrumental, Facultad de Ciencias, Universidad Aut onoma de these amphorae to the nature of the raw materials
Madrid, E-28049 Madrid, Spain. e-mail: mdolores.petit@uam.es employed [1–5], to technological aspects of amphora
116 R. V. de la Villa et al.

manufacture [6–8] and to foodstuffs stored or trans- composition concerning certain elements. These ele-
ported in them [9–12]. In this sense, the idea of ments might have been incorporated by the raw mate-
separating contaminants and natural components of rials or absorbed and retained by the clay of the
ceramic pastes, and what they reveal about the prov- ceramics as contaminants coming from the environ-
enance and about the development of industrial com- ment or from the substances that they formerly con-
plexes at that time is very interesting and important. tained. Concerning this last point, marine underwater
Recently, the application of statistical treatment to a environment can protect food compounds stored in-
wide range of results has provided an instrument for side from degradation effects by oxygen and sunlight.
scientists to find possible relations among them and to However, we have to consider that the inner walls of
classify the samples into compositional groups [1–3]. some of these amphorae were covered with resinous
Today there is documentation of active industrial deposits which isolated the ceramic paste from the
complexes having existed on the African coast of contained foodstuffs [20–23]. This aspect and the pas-
the Straits of Gibraltar (old Mauretania-Tingitana sage of time make it difficult to find residues of these
[13–16]) during the late Roman Empire. They are compounds in the ceramic paste.
known to have existed at least as far back as the I-II Correlation and regression analyses are usually
centuries A.D., and are known to have processed and used to estimate the contribution of the different types
commercialised local merchandise such as salt-pre- of components to the contaminant accumulation and
served fishing products, and to the transport of oil, to the raw material origin. These approaches are usu-
wine, etc. from the Spanish coast of the Straits of ally performed after appropriate selection of parame-
Gibraltar, the Baetica. These factories created the need ters corresponding to the raw materials, as well as
for amphorae to store or transport these products. The indicators of the presence of food remains or of the
amphora type used during this period of the late Roman addition of certain compounds in the manufacturing
Empire (from the middle of the III to the V century process. In the present case, the selected parameters
A.D.) in the Straits of Gibraltar was mainly the Keay were: Si, Al, Ca, Mg, K, Na, Fe, Mn, Ti, Cr, Cu, Ni,
XIX [17–19], an amphora of South-Hispanic typology. Pb, Zn, calcite (Cal), quartz (Q), dolomite (Dol),
In the study described in this paper, two archaeo- orthoclase (Ort), plagioclase (Pla), phyllosilicates
logical sites were chosen in order to compare samples (Phy) and gypsum (Gyp). A statistical treatment by
from both sides of the Straits: Ceuta, located on factor analysis was performed in order to sort out
the African coast of the Straits of Gibraltar (old samples sharing a similar composition and to deter-
Mauretania-Tingitana), and Cadiz, on the Spanish mine possible relations among them.
coast (Baetica). The purpose was to establish differ- The use of multivariate statistical analysis of chem-
ences and similarities in their physicochemical ical and mineralogical data to compare amphorae
composition and therefore to study (i) whether all am- from two different sites is a particularly difficult case
phorae of South-Hispanic morphology were of the because the studied parameter variation may be a con-
same provenance or, on the contrary, whether ampho- sequence of the following factors: (i) raw materials,
rae collected in Ceuta were manufactured locally al- (ii) manufacturing process, (iii) application of resin-
though there is no proof of the existence of kilns sited ous coatings on the inside of the vessel, (iv) reaction
in old Mauretania-Tingitana; and (ii) whether the with ceramic walls and contents (oil, wine, salted
presence of certain chemical elements in the ceramic fish), and (v) contamination from the underwater
pastes comes from external sources or from the burial environment.
manufacturing process.
To reach our objective, we performed a chemical
characterisation of a selected group of 99 amphorae Experimental
from underwater contexts (Straits of Gibraltar) on the
basis of the data derived from x-ray diffraction spec- Description of the Samples
trometry and flame atomic absorption and emission The samples consisted of fragments of 99 different amphorae from
spectroscopy analyses. These analytical techniques archaeological deposits located on both coasts of the Straits of
let us quantify major and minor constituents of the Gibraltar; 78 of them had been found on the coast of Ceuta and
21 on the coast of Cadiz. Most of them came from marine under-
raw materials used to fabricate the ceramic paste, as water environments and are nowadays preserved in the municipal
well as to distinguish ceramic pastes with a different museums of these Spanish cities.
Physicochemical and Chemometric Characterisation of Late Roman Amphorae from Straits of Gibraltar 117

ness. The residue was dissolved in 1 ml of concentrated hydrochloric


acid and diluted with water to volume (10–25 mL) in Teflon volu-
metric flasks. Ultrapure water was used throughout, and all reagents
used were of analytical grade in order to keep contamination by
minor elements to a minimum.
The mineral composition of the samples was determined by x-ray
diffraction spectrometry, by the powder method [25–27], using a
Philips PW-1035 diffractometer and working with Cu K radiation
and Ni filter. Applied voltage and anodic current were 40 kV and
20 mA, respectively.
Transversal thin sections of the samples (20–25 mm) were cut off
in order to observe several components under a petrographic polar-
isation Orto Plan Pol Leitz microscope. When it was not possible to
obtain adequate thin sections of samples, these were consolidated
with resin and cut off after having been dried as described above.

Statistical Study of Some Chemical


and Mineralogical Parameters
Statistical processing of the data was carried out using the SPSS
program, version 7.5 for Windows+, with 21 variables of chemical
and mineralogical nature corresponding to Si, Al, Ca, Mg, K, Na,
Fe, Mn, Ti, Cr, Cu, Ni, Pb, Zn, calcite (Cal), quartz (Q), dolomite
(Dol), orthoclase (Ort), plagioclase (Pla), phyllosilicates (Phy) and
Fig. 1. Amphora types. (A) Keay V type of North African origin gypsum (Gyp). Factor analysis was applied in this study with the
and (B) Keay XIX-B type of South Hispanic origin aim of establishing possible relations among them. As an archaeo-
metry approach, it is a very important method that enables us to
reduce the space dimension of the variables, as well as the extraction
Most of these late Roman amphorae were classified into two of new variables called ‘‘factors’’. The system scales factor weights
groups according to archaeological and typological criteria [17]: so that the sum of their squares is equal to the associated eigen-value
36 of them were of the Keay V type from North Africa, used mainly and relates to the total variance explained by that factor. In this
for transporting oil, and 34 were of the Keay XIX type from paper, an orthogonal rotation and Kaisers normalisation of the data
Southern Hispania (Baetica and Lusitania), used for storing and were performed. Cases with zero weights and data with values under
transporting salt-preserved fishing products (see Fig. 1). The remain- the detection limit were not considered in the study.
ing amphorae were classified as follows: 12 of Oriental origin, 4 of
Gallic origin and 13 of them of unknown provenance. Of these
amphorae, six were probably used for transporting and storing wine,
and the rest had an unknown use. Since the above classification of Results and Discussion
samples was carried out strictly on the basis of archaeological and
typological criteria, the geographical names given do not necessarily Chemical and Physical Characterisation
imply the chemical or typological homogeneity of the products.
The analysed samples were taken from the inner part of fragments Chemical analyses of major and minor elements were
found at the bottom of the ceramics with the aid of a scalpel, taking a
minimum part to minimise damage to the archaeological object. Five
carried out for the 99 selected samples as described in
samples, taken from several different fragments of each amphora, the experimental section. Table 1 shows the average
were ground with a pestle in an agate mortar before analyses in order value with its respective standard deviation, as well as
to ensure homogeneity and to reduce the particle size. the smallest and largest concentration obtained for
Samples for observation of the ceramic pastes by petrographic
polarisation microscopy were taken from the external part. Those each major and trace element in all the analysed sam-
regions are less susceptible to modification caused by contained ples. For major elements, such as Al, Ca, Mg, K, Na,
foods. Fe, Mn and Ti, concentrations are expressed in weight
percentages of their respective oxides. For trace
Physicochemical Analyses elements (Cr, Cu, Ni, Pb and Zn), concentrations
Flame atomic absorption spectroscopy (FAAS), using a Perkin are expressed in ppm. The average accuracy was esti-
Elmer 503 spectrometer, was employed for determining several mated at about 10%. The results obtained for some
major and minor elements, including Al, Mn, Fe, Ti, Ca, Mg, Cu,
Cr, Ni, Pb and Zn; Na and K were measured using the same instru-
samples with an anomalous behaviour in one or more
ment in flame emission mode [24]. Silica content was deduced by parameters are also included in this table. A miner-
difference. The previous dissolution of samples was carried out in al characterisation of samples was carried out in a
the following way: a minimum amount of sample (between 5 and similar way. Most of the samples showed a large pro-
20 mg) was accurately weighed and treated with hydrofluoric acid in
an open vessel, and heated to dryness on a hot plate. This treatment portion of quartz and calcite. It is known that calcite is
was followed by addition of aqua regia, and again heating to dry- decomposed at temperatures higher than 900  C.
118 R. V. de la Villa et al.

Table 1(A). Statistical parameters obtained for the 99 analysed samples. Major elements are expressed as weight percentages of their
respective oxides. Trace elements are expressed in ppm
Al2O3 CaO MgO K2O Na2O Fe2O3 MnO TiO2 Cr Cu Ni Pb Zn
Mean 16.41 3.55 (1.88) 5.95 10.64 4.82 (0.06) 0.46 (1.0) (9.5) (3.3) (104) 251
Stand. deviation 1.64 3.67 2.34 3.20 10.12 1.42 0.04 0.15 6.1 27.5 22.8 128 173
Smallest value 2.14 0.25 < 0.10 0.24 0.13 1.42 < 0.01 0.12 < 0.5 < 0.5 < 0.5 < 0.5 67
Largest value 18.84 23.00 10.4 25.05 47.23 9.28 0.31 0.86 49 196 202 976 942
Note: The values under detection limit have not been considered in the means in parenthesis.

Table 1(B). Selected samples with anomalous behaviour in their chemical composition. Major elements are expressed as weight percentages
of their respective oxides. Trace elements are expressed in ppm
Sample Al2O3 CaO MgO K2O Na2O Fe2O3 MnO TiO2 Cr Cu Ni Pb Zn
S-27 15.62 1.04 2.69 3.99 8.20 7.57 0.05 0.69 < 0.5 < 0.5 < 0.5 9 478
I-49 16.50 13.55 0.28 11.39 12.74 4.29 0.06 0.63 49 196 < 0.5 245 152
A-207 17.12 3.23 10.40 6.68 22.49 5.45 0.05 0.39 < 0.5 < 0.5 < 0.5 72 107
A-220 17.89 10.20 < 0.10 4.80 30.04 5.26 0.07 0.23 < 0.5 < 0.5 < 0.5 112 238
S-268 17.19 5.30 8.12 9.00 28.31 3.87 0.31 0.56 < 0.5 < 0.5 < 0.5 204 165
G-311 17.27 4.66 6.74 9.90 22.74 8.12 0.11 0.37 < 0.5 < 0.5 < 0.5 150 173
S-314 16.19 2.23 4.50 3.82 6.99 3.71 0.05 0.58 < 0.5 < 0.5 < 0.5 38 342
S-315 17.21 1.03 0.72 6.56 31.80 5.23 0.11 0.60 < 0.5 < 0.5 < 0.5 141 259
O-329 15.90 4.41 6.72 8.90 27.12 3.56 0.07 0.39 < 0.5 < 0.5 < 0.5 196 484
S-329 17.00 11.42 0.39 7.14 6.14 2.15 0.03 0.45 < 0.5 < 0.5 75 < 0.5 95

Therefore, the presence of this mineral as a major texture and mineralogical composition. Some of the
constituent in these amphorae suggests a firing tem- ceramic pastes revealed large amounts of metamor-
perature of less than 900  C. Large concentrations of phic rocks, schist, orientated limestone, fossils, poly-
phyllosilicates, feldspars (orthoclase and plagioclase), crystalline quartz and chamotte. These substances
dolomite and gypsum occurred in a few samples only. lend a porous character to the ceramic paste, decreas-
Smectite, kaolinite and illite are phyllosilicates of the ing their plasticity and as a consequence making them
raw materials. While illite remains stable at 600  C, more absorbent to external elements in contact with
the others disappear. In the amphorae, only illite oc- the pastes (Fig. 2a). The rest of the ceramic materials
curs in large concentrations, and this suggests firing is more compact and of a lower degree of porosity
temperatures of more than 600  C. (Fig. 2b). We observed the presence of engobium in
The observation of the ceramic pastes by petro- their outer face and flowing lines in the paste. Further-
graphic polarisation microscopy allowed us to distin- more, small quartz crystals (bright spots), feldspars
guish two different material types with respect to their (white spots) and some carbonate accumulations were

Fig. 2. Photographs of transversal thin sections obtained by petrographic polarisation microscopy (X130). (a) Ceramic paste of high
porosity. (b) Ceramic paste of low porosity
Physicochemical and Chemometric Characterisation of Late Roman Amphorae from Straits of Gibraltar 119

identified. This type of ceramic paste has insulating The parameters gathered in F2 (Cu, Cr and Ca) are
properties with respect to the absorption of certain elements from the raw material which were deliber-
external elements. ately added to the original ceramic paste in order to
improve the physical properties during the amphora
manufacturing process: firing temperature controllers
Statistical Processing of Data
(fluxes), colloidal solutions as external coatings to en-
The data corresponding to the mineralogical and hance the appearance (engobium), and glazes.
chemical characterisation (21 parameters) of the 99 F3 is made up, in the negative part, of Al, an ele-
analysed samples was subjected to a correlation study ment coming from the raw material and, in the posi-
that provided a statistical interpretation of the results. tive part, of lead, an element that can be considered as
The first step was to obtain the correlation matrix for indicative of the addition of engobium to the ceramic
different variables (input data matrix 2199). The paste. In this case, environmental pollution as another
most outstanding results obtained for a high signifi- source of lead enrichment is not considered, since
cant level (P ¼ 0.1%) showed a significant negative these amphorae stayed in marine underwater, in un-
correlation between silicon and other elements, such derground archaeological sites or in the basement of
as sodium (r ¼  0.912), potassium (r ¼  0.541), the museum. This factor does not allow an amphora
manganese (r ¼  0.448), and, in a decreasing order, classification as a function of criteria used in this
calcium and iron. Similarly, aluminium and lead study, such as provenance, typology and stored or
showed a significant correlation coefficient transported food.
(r ¼  0.635), as did copper and chromium The major crystalline mineral constituents of the
(r ¼ 0.649) and calcium and copper (r ¼ 0.529), ceramic pastes are gathered in the factors F4, F5, F6
among others. and F7. It is remarkable that an excess of quartz, dis-
After an orthogonal rotation of the correlation ma- tributed in the negative part of F4, could come from
trix, the new factors of the components were deduced. substances added in order to decrease the plasticity of
The 21 initial parameters were reduced to eight fac- the ceramic paste during baking. F6 represented the
tors that explained 70.37% of the total variance. The presence of feldspars, being those of K (orthoclase) in
factor loadings (higher than 0.5) of the components the positive axis and those of Ca and Na (plagioclases)
are indicated in Table 2. in the negative one. The extremes of this axis are in-
Factor 1 (F1) explains the maximum percentage of dicative of the addition of fluxes and the other
variance (15.53% of the total variance). It is made up above-mentioned substances. Finally, F8 represents
by several parameters: in the negative part of the the variations in Mg and Ti concentrations.
factor, silicon represents the raw material; and the The amphora representation as a function of the
positive part it groups certain variables (sodium, man- factors F1 and F2 explains the maximum percentage
ganese, potassium and, with a lower influence, iron) of the total variance and it allows their classification
related to the raw materials and to accumulated ele- according to the provenance, Ceuta or Cadiz, inde-
ments. The enrichment of certain elements in the pendently of their typology and use (Fig. 3). Corre-
ceramic paste, such as sodium and potassium, could spondingly, amphorae coming from Cadiz are located
be due to long periods spent under water and perhaps on the positive side of F2 and have relatively high
to the nature of the salted food stored or transported in concentrations of Cu, Cr and Ca. They belong to dif-
these amphorae. ferent typologies and, consequently, were used to

Table 2. Mineralogical and chemical parameters of every factor with a charge higher than 0.500
F1 F2 F3 F4 F5 F6 F7 F8
Si  0.940 Cu 0.898 Pb 0.853 Cal 0.840 Phy 0.942 Ort 0.811 Gyp 0.789 Mg 0.808
Na 0.913 Cr 0.823 Al  0.841 Q  0.684 Pla  0.774 Ti 0.554
Mn 0.603 Ca 0.609
K 0.581
Variance Variance Variance Variance Variance Variance Variance Variance
15.53% 11.37% 9.85% 7.92% 7.58% 6.79% 6.74% 6.59%
120 R. V. de la Villa et al.

Fig. 3. Projection of the archaeological sam-


ples into the plot defined by F1 and F2 factors

transport materials of varied nature, such as oils, salt- concentration of Cr occurring in both the mentioned
ed food, wine or other unknown products. It is con- Cadiz samples (36 and 49 ppm, respectively), in com-
ceivable that Cu, Cr and Ca enrichment found in the parison with the low Cr content found in the remain-
Cadiz amphorae is due not only to differences in the ing amphorae (  1 ppm).
raw materials, but also to the fabrication process, i.e. The data analysis confirms that not all amphorae of
the addition of certain components to the ceramic South-Hispanic typology were of the same prove-
paste in order to improve their physical properties nance: the Cadiz manufacture was more sophisticated,
(engobium, glazes and fluxes). On the other hand, and amphorae from Ceuta were manufactured locally.
amphorae from Ceuta are distributed in the negative Also, this hypothesis is supported by investigations
axis of F2 and also in the positive one, but close to the conducted to find analogies between the nature of
origin. The different behaviour with respect to F2 al- the clay from the Ceuta surroundings and the ceramic
lows us to distinguish two groups of amphorae: those paste composition [3], despite the fact that there is no
from Ceuta and those from Cadiz, and others that re- proof of the existence of kilns in this area.
main unclassified (Fig. 3). This classification is possi- According to F1, Fig. 3 shows an amphora group in
bly due to the enrichment in Ca concentration and the centre of the figure whose provenance and typo-
mainly to the relatively high content of Cu in Cadiz logy is impossible to distinguish. Some amphorae
amphorae. While those from Ceuta have a content of from Ceuta are on the positive side of this factor,
Cu lower than the detection limit, those from Cadiz showing a high content of Na and K. This group con-
show a Cu concentration range of between 28 and sists of amphorae of diverse typology, and they were
196 ppm. In the same figure, two amphora samples used to store or transport different substances: salted
are located in the positive extreme of the F2 axis: fish (amphorae number 207 and 209 of North-African
number 44 (Gallic typology and used for transporting typology, as well as amphorae 268 and 315 of South-
wine), and number 49 (indeterminate typology). This Hispanic typology), oil, wine (amphora 311 of Gallic
extreme situation is attributed to the relatively high typology) or even an unknown food (amphora 322 of
Physicochemical and Chemometric Characterisation of Late Roman Amphorae from Straits of Gibraltar 121

Fig. 4. Projection of the archaeological sam-


ples into the plot defined by F4 and F5 factors

indeterminate typology and amphora 329 of Orient the plasticity of the ceramic paste and to control the
typology). It can be concluded that the high salt con- firing temperature, respectively. It is remarkable that
tent (Na and K) of some amphorae from Ceuta shows samples with enrichment in the elements correspond-
no relation to the nature of the transported substances. ing to F1 and F2 are distributed at random in the ex-
On the other hand, there are some amphorae that were tremes of the axes F4 and F5. This data suggests a high
used for transporting salted food (314 South-Hispanic content of phyllosilicates (322 from Ceuta), phyllosil-
and 218, 209 North-African typologies) located at the icates and carbonates (268 from Ceuta), carbonates
opposite end of the F1 axis. Consequently, the high (44 from Cadiz and 329 from Ceuta) and quartz (49
salt content is not only traceable to the transport or from Cadiz and 207, 315 and 220 from Ceuta). The
storage of salted fish, but also derives from the marine data represented in Fig. 4 suggests that it is not pos-
underwater environment where these amphorae were sible to establish differences between amphorae of
collected. In this sense, the porosity of the ceramic either locations based on the raw materials of the
paste is an outstanding aspect that undoubtedly affects ceramic pastes and the manufacturing processes.
the enrichment of some constituents, and it could help
explain some extreme situations as explained at the
Conclusions
end of. Those samples showing the highest porosity
are now located at the positive extreme of the F1 axis. The advantages of multivariate statistical analysis of
Contrarily, the presence of resinous deposits covering physical, chemical and mineralogical data are demon-
the inner walls of Roman age amphorae contributes to strated as applied to a large data set, composed of 21
the isolation of the ceramic paste from the food, parameters in 99 amphora samples.
avoiding enrichment in these elements. The results obtained from this statistical treat-
Figure 4 represents the amphorae distribution as a ent lead us to important conclusions: (i) Relations
function of the factors F4 and F5, which represent the among amphorae according to their composition are
raw material. The F4 components are also indicative established by studying the mineralogical and
of the manufacturing process, since quartz and calcite chemical characterisation of late Roman amphorae
are components of the substances added to decrease collected in underwater environments of both coasts
122 Physicochemical and Chemometric Characterisation of Late Roman Amphorae from Straits of Gibraltar

of the Straits of Gibraltar, Ceuta and Cadiz (Spain). [9] R. H. Michel, P. E. Mcgovern, V. R. Badler, The First Wine &
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