Beruflich Dokumente
Kultur Dokumente
William H. F. Altman
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Cleitophon: Making an end of it, Socrates, I finally asked you yourself about
these things as well, and to me you said of justice that it is to harm one’s
enemies and help one’s friends. But later, the just man seemed to never
harm anyone but to do all things for the benefit of all [πάντα γὰρ ἐπ᾽ ὠφελίᾳ
πάντας δρᾶν].
Cleitophon 410a7–b3
Contents
Acknowledgements xi
Abbreviationsxiii
Preface: Ascent to the Good xv
Introduction: Aristotle and Plato xxxix
1 Lysis-Euthydemus: Mental Gymnastics and ἔρως
after Symposium1
§1. The Good and the Beautiful in Plato’s Symposium1
§2. Systematic Socratism 26
§3. Plato’s Deliberate Use of Fallacy in Lysis-Euthydemus 53
§4. The Play of Character and the Argument of the Action 92
2 Laches and Charmides: Fighting for Athens 119
§5. Between Euthydemus and Meno 119
§6. Socratism and the Knowledge of Good and Bad 143
§7. The Return to Athens in Laches and Charmides 183
3 Plato and Gorgias: Socrates’ Touchstone 213
§8. From Gorgias to Republic213
§9. Plato’s Confession 234
§10. Gorgias and the Shorter Way 270
§11. Protagoras Revisited 300
§12. Gorgias and the Longer Way 328
ix
x Contents
During the fall of 1978, Gregory Vlastos taught a course about Socrates at
the University of Toronto while living at Massey College. As a Junior Fellow
at the College and as graduate student in philosophy enrolled in his course,
I spent a great deal of time with Professor Vlastos, most of it in lively conver-
sation over daily breakfast. It is in gratitude for those happy hours of dialogue
and debate that I have dedicated this book to his memory; despite my youth-
ful intemperance in expressing opinions strongly opposed to his own, his
kindness was exemplary and he always remained the gentleman. And there
is more: while writing this book—especially while reading the articles and
books of those who followed in his wake—I have come to respect him even
more than I did in life, and for all our disagreements, I miss not only the
gentleman but even more the scholar.
As originally conceived, the project of which this book is part was to con-
sist of three volumes, one dedicated to Plato’s Republic and the other two to
his pre- and post-Republic dialogues, respectively. When the book covering
the latter swelled to unforeseen dimensions, it became necessary to split it
into two parts, and this meant—if the study of Republic were to remain in
the middle, where it belonged—that the as yet unwritten volume on the pre-
Republic dialogues would likewise need to be divided. At the time, I resisted
these decisions but in retrospect they have proved providential. It is therefore
a delight to express my gratitude to Jana Hodges-Kluck whose energy, intel-
ligence, and professionalism are entirely responsible for this transformation;
over my objections, Jana is responsible for making Plato the Teacher bet-
ter than I could have made it. Among the other professionals at Rowman-
Littlefield, I would also like to thank Julie Kirsch, Joseph Parry, and Trevor
Crowell.
xi
xii Acknowledgements
This book was written in Brazil, and it came into being where and when it
did as a result of a conversation with Maicon Engler in January 2017. Profes-
sor Engler is one of the few people I know for whom the following advice
would have had any relevance: “If you ever write a multi-volume work, write
the first volume last.” At the time, I was writing a chapter about Protagoras,
and, still thinking in terms of three volumes, thought that I was following my
own advice; it occurred to me only later that if the advice was good, I needed
to follow it myself and write this book first, the one that begins after Sym-
posium. In addition to Maicon, it is a pleasure to thank Pedro Baratieri and
Gustavo Ribeira de Mello for not only keeping me on my toes as a teacher,
but for many provocative questions and even more illuminating observations.
Thanks also to Yuri Almeida, Deysielle Chagas, and Rodrigo Viana.
Among my colleagues in the United States, I am particularly grateful to
Mitch Miller, Peter Minowitz, and Roslyn Weiss; your friendship and support
mean more to me than you can know. Both Roslyn and Owen Goldin were
kind enough to read and comment on the manuscript; if I had followed more
of their advice, this would be a better book. Ruth Scodel and David Sedley
were always ready to help me over difficult hurdles, and Kasia Jazdzewska
asked me the most important question, the one about Chion of Heraclea.
I would also like to thank Sara Ahbel-Rappe, Jeff Dean, Mateo Duque,
Scott Hemmenway, Greg McBrayer, Avi Mintz, Debra Nails, Aakash Singh
Rathore, Naomi Reshotko, Christopher Rowe, Malcolm Schofield, Rosa-
mond Kent Sprague, and Sophia Stone.
Finally, and most importantly, there is my family. My grandchildren
Eliza and James have been a daily source of delight, and I am grateful to the
Graded School in São Paulo for hiring their parents Erin Rafferty and my
son Philip, the true Mr. Altman. From my son Elias, I have received not only
familial but also technological support; your advice and courage are both
indispensable and inspirational. The delightful Betsy West and my faux bro’
Oren Jacoby have once again allowed me to make the most of New York,
and my brave and brilliant sister Leslie Rescorla has been a rock of strength
and support. I continue to travel alongside my parents, Oscar L. Altman and
Adeline F. Furness, whose differences in life have borne fruit long after their
deaths. But first and foremost, as the daily source of my inspiration, and the
spiritual as well as physical basis of my life as a scholar, stands my beloved
wife Zoraide: your bright-eyed delight, passion, caution, and loving support
command my respect, gratitude, and love; for all you have done to make this
book possible, my darling, there are no unsung words.
Calais, Vermont
July 16, 2018
Abbreviations
xiii
xiv Abbreviations
This book focuses on the longest and arguably the most important of Plato’s
so-called Socratic dialogues. Gorgias, Meno, and Euthydemus are consid-
ered here and Protagoras will repeatedly reappear. Although there is some
question about the purely Socratic credentials of several of these longer
works, the shorter and less controversially “Socratic” dialogues are also
well represented: Lysis, Laches, and Charmides join their four longer sis-
ters. Apart from the three short dialogues connected to the trial and death of
Socrates,1 the only missing “Socratic dialogues” are the Hippias dyad, Ion,
and Menexenus, all among its most anomalous members. In short, consider-
ing the dialogues it covers and its dedication to Gregory Vlastos—influential
creator of SocratesE,2 and thus, for present purposes, the founding father of
the category—this book’s subject matter could easily be mistaken for “Plato’s
Socratic dialogues.”3
It would be too much to say that unlike Vlastos, I recognize no such
category. Nevertheless, my emphasis on Platonic pedagogy will ultimately
call into question the separate existence of “Plato’s Socratic dialogues.”
1
The rationale for interpreting Euthyphro, Apology of Socrates, and Crito in the context of Theaete-
tus, Sophist, and Statesman is developed in William H. F. Altman, The Guardians on Trial: The
Reading Order of Plato’s Dialogues from Euthyphro to Phaedo (Lanham, MD: Lexington, 2016),
hereafter “Guardians on Trial.” Abbreviations for Plato’s dialogues—for example, Tht., Sph., and
Plt.—will be in accordance with Henry George Liddell and Robert Scott, A Greek-English Lexicon
[hereafter “LSJ”], revised and augmented throughout by Sir Henry Stuart Jones with the assistance
of Roderick MacKenzie and with the co-operation of many scholars, with a Supplement (Oxford:
Clarendon Press, 1968 [first edition in 1843]), xxxiii.
2
See Gregory Vlastos, Socrates: Ironist and Moral Philosopher (Cambridge, UK: Cambridge Uni-
versity Press, 1991), 46.
3
Albeit not by Vlastos himself; in addition to Vlastos, Socrates, 46–47, see Gregory Vlastos,
Socratic Studies, edited by Myles Burnyeat (Cambridge, UK: Cambridge University Press, 1994),
29–33; here he explains why Euthd., Ly., and Hp. Ma. should be regarded as “transitional.”
xv
xvi Preface
The separate status of these “early” dialogues arises or rather has arisen from
what I regard as an excessive scholarly concern with the order in which Plato
wrote them, and thus with a more or less likely story about what will be
called “Plato’s Development.”4 Very roughly, this concern has created a her-
meneutic tradition that has configured most of the dialogues under consider-
ation in this book as “early” (or “transitional”) in an overarching story about
Plato’s gradual ascent (or decline) from an originally Socratic orientation to
something more distinctively Platonic. I will be calling that conception into
question by examining the dialogues under consideration in the context of the
pedagogical purpose of the dialogues as a whole.
In ongoing opposition to reading the dialogues as evidence for this or
indeed for any other story about Plato’s Development, my approach empha-
sizes not the order in which Plato wrote the dialogues (hereafter “Order of
Composition”), but their “Reading Order,” a hermeneutic approach based on
two indisputable facts: (1) the founder of the Academy was a teacher, and (2)
Plato’s dialogues are delightful to teach, that is, eminently teachable. From
these facts I deduce the hypothesis on which this study is based: (3) Plato’s
dialogues, properly arranged, constituted and more importantly continue to
constitute the curriculum of his Academy.
We know next to nothing about “Plato in the Academy,”5 and this tabula
rasa opens the gateway for reconsidering the historical question of how he
taught his students. On the basis of the hypothesis governing this study, one
might well raise the historical question of what the Academy would or must
have been like if the dialogues constituted its curriculum. But this question
will remain secondary to the one that guides me throughout: What can we
learn about the dialogues themselves from the hypothesis that they consti-
tute—once having been properly arranged in accordance with Plato’s own
clues—a coherent, integrated, and progressive curriculum?6 Consider this
question in relation to three others that Guy Field (1887–1955) raised about
Plato, along with his own sensible response to them:
4
Cf. Hans Raeder, Platons philosophische Entwickelung, second edition (Leipzig: B. G. Teubner,
1920 [first published in 1905]).
5
For what little we do know—a series of ancient anecdotes, many of dubious value—see the chapter
of this name (119–150) in Alice Swift Riginos, Platonica: The Anecdotes Concerning the Life and
Writings of Plato (Leiden: E. J. Brill, 1976); hereafter individual anecdotes will be cited as, for
example, “Riginos §75” (on 119–121).
6
Relevant to both questions is Holger Thesleff, Studies in Platonic Chronology (1982) in Platonic
Patterns: A Collection of Studies by Holger Thesleff, 143–382 (Las Vegas, NV: Parmenides, 2009);
while he is interested in the genesis, revision, and extra-Academic dissemination/publication of the
dialogues, I am agnostic about their genesis—particularly with respect to Thesleff’s characteristic
concern with multiple editions and revisions—and solely concerned with their intra-Academy or
rather academic use. For a well-deserved homage to Thesleff, see Debra Nails and Harold Tarrant
(eds.), in collaboration with Mika Kajava and Ero Salmenkivi, Second Sailing: Alternative Perspec-
tives on Plato (Helsinki: Societas Scientiarum Fennica, 2015).
Ascent to the Good xvii
For whom did he write the dialogues? What aim did he hope to achieve in them?
What was their relation to his oral teaching? Some answer must be attempted,
though it can only be a conjecture.7
Since the questions that give rise to my own conjecture must be asked, there
must be some value in an answer based on the best textual evidence we have,
and that is Plato’s dialogues themselves.
Considering the unquestionable facts that Plato was a teacher and that his
dialogues are eminently teachable, it is remarkable that they have never been
studied before on the basis of this particular hypothesis.8 In reconsidering
them in this light, the established category of “Plato’s early dialogues” will
take on a new meaning, based on an observation about effective teaching.
Although this observation is by no means Plato-specific, he paradigmati-
cally and effectively implements it: a well-designed curriculum must begin
with simple and accessible lessons before progressing to more difficult ones.
I will therefore be re-examining “Plato’s Socratic dialogues” not as if they
constituted the products of a specific phase of Plato’s Development, but as
a necessary part of a larger structure: an integrated and coherent curriculum
that proceeds step by step over an articulated course of study, all the while
testing the degree to which the student has grasped what has come before, and
gradually ascending to lessons that are more complex and abstract. And it is
to the latter, and particularly to the Idea of the Good as described in Republic
6–7, that the word “ascent” in this book’s title refers.
To the extent that all of the dialogues considered in this book are “pre-
Republic” in this pedagogical sense, there must necessarily be considerable
overlap between them and what are conventionally called Plato’s “early” or
“Socratic dialogues.” It is therefore in relation to Republic, viewed as the ped-
agogical center and midpoint of a progressive and multi-dialogue curriculum,
7
G. C. Field, Plato and His Contemporaries: A Study in Fourth-Century Life and Thought (London:
Methuen, 1930), 59; with regard to this second question, there is no evidence to indicate that Plato’s
“oral teaching” ever addressed the question of how the dialogues or even any particular dialogue
should be correctly interpreted.
8
For some important steps in this direction, see Michael Erler, Der Sinn der Aporien in den Dialo-
gen Platons: Übungsstücke zur Anleitung im philosophischen Denken (Berlin: de Gruyter, 1987),
283–288, citing (on 286n28) as his predecessors Gerhard Müller, “Philosophische Dialogkunst
Platons (am Beispiel des Charmides).” Museum Helveticum 33, no. 3 (1976), 129–161, Hartmut
Erbse, “Platon und die Schriftlichkeit.” Antike und Abendland 11 (1962), 7–20—although a better
choice would have been Hartmut Erbse, “Über Platons Methode in den Sogenannten Jugenddia-
logen.” Hermes 96, no. 1 (1968), 21–40, especially “ein nach psychagogischen Gesichtspunkten
aufgebauter Lehrgang” on 39, and “der Leser, sein Schüler” on 40; note as well the quotation from
Otto Apelt, Platonische Aufsätze (Leipzig and Berlin: B. G. Teubner, 1912), 211–212 in 40n1—and
especially Charles H. Kahn, “Did Plato Write Socratic Dialogues?” Classical Quarterly 31 (1981),
305–320, on 316: “Their [sc. Plato’s Socratic dialogues] ideal reader, capable of following up the
hints and movement of thought from one dialogue to another, would be a pupil or associate of Plato
in the Academy.”
xviii Preface
9
In addition to Kahn, “Did Plato Write Socratic Dialogues,” 310–311, see Charles H. Kahn, “Plato’s
Charmides and the Proleptic Reading of Socratic Dialogues.” Journal of Philosophy 85 (1988),
541–549, and especially Plato and the Socratic Dialogue: The Philosophical Use of Literary Form
(Cambridge UK: Cambridge University Press, 1996). With “proleptically,” cf. Vorläufigkeit in
Erler, Der Sinn den Aporien.
10
By “Plato’s Guardians” I do not mean the imaginary φύλακες of the hypothesis-based City who
are compelled by its founders to return to the Cave (R. 539e3–4; cf. 520a8) but rather those readers
who decide to do so voluntarily (R. 520e1) “in the other cities” (R. 520b1–2); see William H. F.
Altman, Plato the Teacher: The Crisis of the Republic (Lanham, MD: Lexington, 2012), hereafter
abbreviated as “Plato the Teacher.”
11
Cf. Aristotle, Politics, 2.5 (1264b15–17); this text will be quoted and discussed in the Introduction.
For English translations of Aristotle, I have generally relied on Jonathan Barnes (ed.), The Com-
plete Works of Aristotle: The Revised Oxford Translation, two volumes (Princeton, NJ: Princeton
University Press, 1984).
12
Trailblazing is Sara Ahbel-Rappe, “Cross-examining happiness: Reason and community in the
Socratic dialogues of Plato” in David Sedley and Andrea Wilson Nightingale (eds.), Ancient Mod-
els of Mind: Studies in Human and Divine Rationality, 27–44 (Cambridge, UK: Cambridge Uni-
versity Press, 2010), on 31: “Socrates never argues for the truth of the premise that all people wish
to be happy; indeed, he fears it may be foolish even to question it. Second, the interlocutor always
agrees to the principle without argument.” With a broader conception of “the Socratic dialogues,”
she could have added Smp. 205a1–3 to the texts considered on 30–31.
Ascent to the Good xix
is best, most beneficial, or simply good for them. I will therefore challenge
what Vlastos called “the Eudaemonist Axiom” in his 1991 masterpiece:13 not
only does it fail to explain the intrinsic justice of the Guardian’s return to the
Cave at “the crisis of the Republic,”14 but in what follows I will try to show
that Plato has prepared his readers to recognize that failure long before he
makes it indelible in the single most important passage in Plato’s dialogues
as a whole.
Of course not all of Plato’s readers have recognized the Allegory of the
Cave as such; Aristotle, for example, never mentions it. This mention of
Plato’s most famous student is not gratuitous but thematic: it is because
Aristotle, unlike Plato, really is a eudaemonist, and also because he famously
distinguished Socrates and Plato in a number of relevant ways emphasized
by Vlastos,15 that the contrast between Plato and Aristotle must quickly take
center stage, and in the Introduction, a distinctively Aristotelian way of
reading Plato will be challenged, along with the academic structures that are
ultimately responsible for the tenacity of this way—or rather “ways,” since
there prove to be at least two of them—of interpreting the dialogues. But at
the core of what I regard as a misreading is “Aristotle’s view that the charac-
ter Socrates in the dialogues is sometimes a historical portrait, while at other
times merely a mouthpiece for Plato’s own views.”16 I will be questioning this
distinction throughout.
With the exception of Laws and Epinomis, all of Plato’s dialogues are
Socratic in the sense that “the character Socrates” appears in every one of
them, and is the main speaker in all but six more.17 The distinction between “a
historical portrait” of Socrates and using him as “mouthpiece” is not derived
from Plato, but rather from Aristotle and then generalized in this form by
others; this should create an initial suspicion that it is a misreading of the
dialogues, and it is my intention to justify and augment that suspicion in the
Introduction. More generally, however, the separation of Plato’s Socratic dia-
logues from all the rest of them depends on the testimony of a student who,
however praiseworthy in other respects, never embraced the transcendent
13
Vlastos, Socrates, 203.
14
In that Socrates’ trial and death instantiates the consequences of the philosopher’s return to the
Cave—see R. 517a4–6—Euthphr., Ap., Cri., and Phd. (the dialogues of Thrasyllus’ “First Tetral-
ogy”) should be regarded as post-Republic, a placement that justifies their connection to obviously
“late” dialogues like Tht., Sph., and Plt. (see first note above). All citations of the dialogues will be
based on John Burnet (ed.), Platonis Opera, volumes 2–5 (Oxford: Clarendon Press, 1901–1907),
E. A. Duke, et al. (eds.), Platonis Opera, volume 1 (Oxford: Clarendon Press, 1995), and (as in the
case of R. here) S. R. Slings (ed.), Platonis Rempublicam (Oxford: Clarendon Press, 2003). Except
where indicated, all translations will be my own.
15
Vlastos, Socrates, 91–98.
16
George Rudebusch, “Christopher Rowe’s Plato and the Art of Philosophical Writing.” Philosophi-
cal Books 50, no. 1 (January 2009), 55–62, on 56.
17
Although Socrates appears and speaks in Clt., Ti., Criti., Prm., Sph., and Plt., he is the primary
speaker in none of them.
xx Preface
Idea of the Good or mentioned the Allegory of the Cave.18 Instead, Aristotle
divided Plato’s dialogues against themselves, and therefore made it difficult
for all of the rest of us to grasp that Plato’s Socrates, without ever being either
the historical Socrates or Plato’s mouthpiece, is everywhere and always
advancing Plato’s pedagogical project.
Although other versions of Socrates will be mentioned in what follows—
for example Aristotle’s Socrates or Xenophon’s19—the unqualified name
“Socrates” will never refer in what follows to anyone other than Socrates as
he appears in Plato’s dialogues.20 Among them, by contrast, the only relevant
or rather properly Platonic distinction seems to be between, for example, the
young Socrates of Parmenides—and any other dialogues in which Socrates
is of indeterminate age, as in Philebus—and the old Socrates of Theaetetus,
Euthyphro, Sophist, Statesman, Apology of Socrates,21 Crito, and Phaedo.22
It is indeed this distinction that explains why the first three dialogues of
the First Tetralogy of Thrasyllus, despite their conventional status as early
or Socratic, are not considered in this book, and also why, when they are
discussed elsewhere, they are considered in the context not only of Phaedo
but of Theaetetus, Sophist, and Statesman.23 When Reading Order is as
clearly marked as it is in the case of the First Tetralogy (and its interstices),
it deserves more emphasis than the dominant paradigm of Plato’s Develop-
ment based on Order of Composition has accorded it, and since the alternative
paradigm on offer here is based on the pedagogical purpose common to all of
Plato’s dialogues, Socrates—whether young or old, ironic or serious, ignorant
or knowing, deceptive or sincere—will remain Plato’s throughout.
18
For Aristotle’s version of the Allegory, preserved in Cicero, De natura deorum, 2.95, see my The
Revival of Platonism in Cicero’s Late Philosophy: Platonis aemulus and the Invention of ‘Cicero’
(Lanham, MD: Lexington, 2016), 166–69.
19
See in particular Louis-André Dorion and Michele Bandini (eds.), Xénophon, Mémorables, two
volumes (Paris: Belles Lettres, 2000 and 2011), Louis-André Dorion L’autre Socrate: études sur
les écrits socratiques de Xénophon (Paris: Belles lettres, 2013), and Olga Chernyakhovskaya,
Sokrates bei Xenophon: Moral – Politik – Religion (Tübingen: Narr, 2014). See also Dorion’s
contributions to the “companion” volumes listed in the following note.
20
For recent contributions to the better understanding of Socrates, see Sara Ahbel-Rappe and
Rachana Kamtekar (eds.), A Companion to Socrates (Malden, MA: Blackwell, 2006), Lindsay
Judson and Vassilis Karasmanis (eds.), Remembering Socrates: Philosophical Essays (Oxford:
Clarendon Press, 2006), Donald R. Morrison (ed.) The Cambridge Companion to Socrates (Cam-
bridge, UK: Cambridge University Press, 2011), and John Bussanich and Nicholas D. Smith (eds.),
The Bloomsbury Companion to Socrates (London: Bloomsbury, 2013).
21
On Ap., see Ahbel-Rappe, “Cross-examining Happiness,” 37–40 (“The Good of Others”).
22
For the indeterminate age of Socrates in Phlb. and Cra., see The Guardians in Action: The Post-
Republic Dialogues from Timaeus to Theaetetus (Lanham, MD: Lexington, 2016), chapter five.
Hereafter, this will be abbreviated: Guardians in Action.
23
See Guardians on Trial, Preface. For the conventional route to a similar destination, see Robert
G. Hoerber, “Plato’s Euthyphro.” Phronesis 3, no. 2 (1958), 95–107, on 100: “according to Ross’
table, the Euthyphro is the only one of the shorter ‘Socratic’ dialogues which employs terminology
suggestive of transcendence.” The reference is to W. D. Ross, Plato’s Theory of Ideas (Oxford:
Clarendon Press, 1951).
Ascent to the Good xxi
The question of Reading Order may seem outlandish today, but this is
merely an accident of the comparatively recent reception of Plato’s dialogues.
It was only at the beginning of the nineteenth century that scholars began
focusing their attention on Order of Composition and thus what we could
learn from them about Plato’s intellectual growth or—out of consideration
for the German origins of this way of reading Plato’s dialogues—his Denk-
bewegung.24 Concern with Reading Order, on the other hand, is both ancient
and well documented, and in addition to those like Proclus, Olympiodorus,
and Damascius who commented on Plato’s Alcibiades Major,25 Thrasyllus
seems to have been motivated by the notion while arranging the dialogues
as they have come down to us in his edition.26 In the Introduction to an as
yet unwritten Ascent to the Beautiful,27 I will discuss the connection between
Friedrich Schleiermacher’s decision to drop Alcibiades Major from the canon
and the subsequent rise of the historicist approach to Plato’s Development, a
somewhat ironic result since Schleiermacher’s own approach to ordering the
dialogues was primarily pedagogical, as mine is as well.28
The easiest way to explain the difference between Reading Order and
Order of Composition is to use my own case as an illustration. As indicated
24
See Karl Fr. Hermann, Geschichte und System der Platonischen Philosophie, part 1 (Heidelberg:
C. F. Winter, 1839) for the origins of this development; for the connection between it and stylom-
etry, cf. Lewis Campbell, The Sophistes and Politicus of Plato with a Revised Text and English
Notes (Oxford: Clarendon Press, 1867), on which see Guardians in Action, 378 and 424. Cf. David
Wolfsdorf, Trials of Reason: Plato and the Crafting of Philosophy (Oxford: Oxford University
Press, 2008), 6: “The rise of stylometry also corroborated the growing developmentalist concep-
tion of the organization of the corpus into early, middle, and late periods. In other words, correctly
organized and understood, the dialogues bear witness to a process of intellectual development
over the course of Plato’s philosophical career. Developmentalism, first influentially formulated in
Karl Friederich Hermann’s Geschichte und System der platonischen Philosophie (1839), became
ascendant in the nineteenth century.”
25
For the ancient commonplace that Alc. was the first dialogue a student should read, see Diogenes
Laertius 3.62; cf. Nicholas Denyer (ed.), Alcibiades, Plato (Cambridge, UK and New York:
Cambridge University Press, 2001), 14: “By late antiquity this had become the standard view.”
For more detail, see the admirable introduction to A. Ph. Segonds (ed.), Proclus: Sur le premier
Alcibiade (Paris: Les Belles Lettres, 1985).
26
Harold Tarrant, Thrasyllan Platonism (Ithaca NY: Cornell University Press, 1993). It is probably
not entirely accidental, for example, that the dialogues considered in this book, with the exception
of Clt.—which Thrasyllus joined to R., as I do as well—are found in two consecutive tetralogies in
his edition, that is, the Fifth (Thg., Chrm., La., and Ly.) and Sixth (Euthyd., Prt., Grg., and Men.).
27
A forthcoming (2020) work-in-progress to be called: “Ascent to the Beautiful: The Pre-Republic
Dialogues from Protagoras to Symposium.” Cf. “Aufstieg zur Idee” in Nicolai Hartmann, “Das
Problem des Apriorismus in der Platonischen Philosophie” (1935) in Hartmann, Kleinere Schriften,
volume 2, 48–85 (Berlin: de Gruyter, 1957), on 56.
28
See Friedrich Daniel Ernst Schleiermacher, Über die Philosophie Platons, edited by Peter M.
Steiner with contributions by Andreas Arndt and Jörg Jantzen (Hamburg: Felix Meiner, 1996) and
Julia A. Lamm, “Plato’s Dialogues as a Single Work of Art: Friedrich Schleiermacher’s Platons
Werke” in Anne Balansard and Isabelle Koch (eds.), Lire les dialogues, mais lesquels et dans quel
ordre: Définitions du corpus et interpretations de Platon, 173–188 (Sankt Augustin: Akademia,
2013).
xxii Preface
by the following table, the present book is the fourth of a series in terms of
composition (first column), but second in relation to a more natural reading
order (second):
29
With the facts now having been clearly stated, I will—for the sake of the future reader who encoun-
ters my books for the first time in the proper reading order—maintain the fiction that Ascent to the
Beautiful has already been written, which in fact it has not been.
30
See William H. F, Altman, “The Reading Order of Plato’s Dialogues.” Phoenix 64 (2010), 18–51,
on 38–39.
Ascent to the Good xxiii
31
See A. K. Cotton, Platonic Dialogue and the Education of the Reader (Oxford: Oxford University
Press, 2014) and Samuel Scolnicov, Plato’s Metaphysics of Education (London: Routledge, 1988).
32
Although the search for the Reading Order depends on the extra-textual διδαχή embodied in the
question with which Phaedrus begins (Phdr. 227a1; see the title of §6), the answering of it forces
us to subject the text to a more thorough kind of ἀνάκρισις.
33
For recent attention to this question, see Laurence Lampert, How Philosophy Became Socratic: A
Study of Plato’s Protagoras, Charmides, and Republic (Chicago, IL: University of Chicago Press,
2010), 141–44; Robert C. Bartlett, Sophistry and Political Philosophy: Protagoras’ Challenge to
Socrates (Chicago, IL: University of Chicago Press, 2016), 226–27n4; and Ariel Helfer, Socrates
and Alcibiades: Plato’s Drama of Political Ambition and Philosophy (Philadelphia: University of
Pennsylvania Press, 2017). For settling this quarrel in Lampert’s favor, Alc. 111a14 is decisive; the
young man learned this ingenious argument at Prt. 328a1.
34
See Altman, “Reading Order,” sections 3 and 4.
Ascent to the Good xxv
locate the place of every dialogue within it. But this also implicates micro-
cosmic considerations: the relationship between specific texts in, for example,
Theages, to other texts in Gorgias, Meno, and Republic. While some clues
to the ROPD are conspicuous—for example, Socrates’ departure for the
Lyceum in Symposium or the King Archon’s at the end of Theaetetus—others
are more difficult to spot. The amazing thing is that the passages that contain
the most important hints about the ROPD are sometimes important for inter-
preting both the dialogue that contains them and the neighboring dialogue
that they echo or foreshadow, illuminating in the process the importance of
such passages for interpreting that dialogue.35
To take the earliest and thus paradigmatic example, consider the amazing
result reached at the climax of Protagoras (Prt. 359e3–360a8) that since (1)
going to war is noble, fine, and admirable (hereafter I will translate τὸ καλόν
simply as “the Beautiful” with the understanding that the previous trio of
English adjectives, along with “fine,” apply to it as well), (2) the Beautiful is
the Good, and (3) the Good is the Pleasant, it therefore follows that going to
war is pleasant. For the student troubled by this dubious argument—that is,
the student who takes “(1)” to be true, “(2)” to be false, and χαλεπὰ τὰ καλά
(“beautiful things are difficult”) to be proverbial (Hp. Ma. 304e8)—the pas-
sage in Alcibiades Major where Socrates proves to Alcibiades that the Just
is the Advantageous (Alc. 114e7–116e1) jumps off the page,36 not least of all
because of the wedge it drives between life, which is good even if achieved
by cowardice, and courage, which is beautiful even when it results in death.
The fact that Alcibiades would prefer death to cowardice (Alc. 115d7) is
therefore more than simply one additional clue that Alcibiades Major follows
Protagoras: the tension between the two relevant passages just described
opens up the problem that will dominate the pre-Republic dialogues between
Protagoras and Symposium—that is, the subject matter of Ascent to the
Beautiful—where the Beautiful ultimately comes into its own at the culmina-
tion of Socrates’ account of Diotima’s discourse. As marked by Alcibiades’
preference for the Beautiful exemplified by courage over the good of life—
and thus a fortiori of a happy life—the dialogues climaxing in Symposium
prepare the reader for the subject of this book: the more difficult “Ascent to
the Good” in the dialogues between Symposium and Republic. With courage
having been basely described in Protagoras, it is beautifully described in
Alcibiades Major, but there is no way to defend incurring wounds and death
by coming to the aid of your friends in war (Alc. 115b1-c5) as either pleasant,
35
For example, the reference to “the Eleatic Palamedes” at Phdr. 261d6 (a) anticipates Parmenides,
(b) looks back to Timaeus-Critias, and (c) flags a passage that is also crucial for interpreting Pha-
edrus itself; see Guardians in Action, chapter 2.
36
See Helfer, Socrates and Alcibiades, 48–61 and 184–85.
xxvi Preface
advantageous, or good, if, that is, the latter means “good for me.” To recur
to the Eudaemonist Axiom: painful and life-ending self-sacrifice, no matter
how beautiful the actions that lead to it truly are, is not good if the Good is
nothing more than my own happiness and whatever technique (or τέχνη) may
help me to maximize it.
Here, then, the contrast between “Plato’s Socratic dialogues” and what
I am calling “the Reading Order of Plato’s dialogues between Symposium and
Republic” becomes acute despite the fact that both descriptions have much the
same referents. When Vlastos describes Lysis as “one of those earlier dialogues
where Plato’s thought still moves within the ambit of his Socratic heritage,”37
and contends that the “first friend” cannot be “the Platonic Form of Beauty or
Goodness” because “there is not one word or phrase in Lysis to name a tran-
scendent Form of this (or of any other) kind,”38 he states with great clarity, first,
the kind of claim it is my purpose to challenge by offering an alternative to the
Order of Composition paradigm, and second the kind of fact for which I will
offer an alternative explanation. But linking all such refutations and alternative
explanations will be an overarching and ongoing concern with the pedagogy
of Plato the Teacher—for if I had my way, each of the five volumes would
have had this as their title—which consistently configures us, his readers, as
his students and true addressees, and advances by reading the dialogues as a
coherent if also dialectical curriculum I call the ROPD:
37
Gregory Vlastos, “The Individual as Object of Love in Plato” in Vlastos, Platonic Studies, second
edition, 3–42 (Princeton, NJ: Princeton University Press, 1981), 6.
38
Vlastos, “Individual as Object,” 36.
Ascent to the Good xxvii
Ascent to the Good covers the eight dialogues between Symposium and
Republic, and is divided into five chapters. The first introduces a discussion
of Lysis and Euthydemus by first revisiting the relationship between the Good
and the Beautiful in Symposium. Chapter 2 considers Laches and Charmides,
while the third, the book’s longest and central chapter, is devoted to Gorgias.
It should be clearly understood from the start that since the pedagogical con-
nections between the dialogues are my primary concern, the chapter divisions
are in no case absolute: there will be, for example, discussion of Laches and
Charmides not only in chapter 2 but in chapters 1 and 3 as well. In chapter 3,
I will revisit Protagoras, not only in the context of Gorgias, but also in
relation to Laches, Meno, and Republic, three other dialogues to which it is
closely related. While connections to Republic will be emphasized through-
out, this emphasis will increase in chapter 4, especially in relation to the use
of Hypotheses and Images in Meno. The passages connecting Theages and
Cleitophon to Republic have already been discussed in Plato the Teacher,
so here emphasis will be placed on how their connections to Gorgias and
Meno strengthen the case for their authenticity. Chapter 5 will show why
Cleitophon’s conundrum is the natural outgrowth of the series of dialogues
that precede it after summarizing the argument for reading it as an introduc-
tion to Republic.
But while this chart is still within easy reach, a more general comment must
be made about the scattered placement of the three great dialogues of the so-
called “middle period”. In the reigning Order of Composition paradigm, Sym-
posium, Phaedo, and Republic collectively constitute a distinct stage of Plato’s
Development intermediate between his “(early) Socratic dialogues” and a
later, critical, and revisionary stage initiated or exemplified by Parmenides.
While Republic maintains its middle position in the alternative paradigm
based on Reading Order, Symposium and Phaedo do not, and with the death of
Socrates placed at the end of the series, the positions that “the older Socrates”
takes there are less easily configured as “outgrown” on the basis of what “the
younger Socrates” learns in Parmenides. Although the justification for the
late placement of Thrasyllus’ First Tetralogy will be found in The Guardians
on Trial, it is the central position of Republic that provides that justification’s
core: Socrates is put on trial, refuses to escape from prison, and is put to death
because he has returned to the Cave in accordance with Justice. Like the Cave
that Plato uses to teach it, Justice depends entirely on the Idea of the Good,
and in order for the student to grasp the Good as an Idea—and not on a eudae-
monist basis as “my good,” or (my) happiness, or as the τέχνη that maximizes
it—a rigorous program of mental gymnastic is required.
It is this gymnastic program, appropriately introduced with Socrates on
his way to the Lyceum in Lysis, that is the subject of Ascent to the Good.
But Plato has not neglected to give the student considerable musical training
xxviii Preface
39
See Ascent to the Beautiful, §11.
40
See Aristotle, Nicomachean Ethics, 1.6 (1096b31–34; translation by W. D. Ross, revised by J. O.
Urmson): “And similarly with regard to the Idea: even if there is some one good which is univer-
sally predicable of goods or is capable of separate and independent existence, clearly it could not
be achieved or attained by man; but we are now seeking something attainable.” For “the human
good [τὸ ἀνθρώπινον ἀγαθόν],” see 1.7 (1098a16). Cf. William J. Prior, “Eudaimonism and Vir-
tue.” Journal of Value Inquiry 35 (2001), 325–342 (first words): “Eudaimonism is the view that
the fundamental intrinsic value in ethics is the human good. In particular, eudaimonism is the view
taken in some attempts to justify ethical conduct in terms of its contribution to an agent’s own
good. All of ancient moral philosophy is eudaimonistic. Aristotle’s position in the Nicomachean
Ethics is the best known example of a eudaimonist theory of ethics available today. It is also the
most plausible.”
41
For the dative implicit in the “the Good for me,” see Rachel Barney, “Notes on Plato on the Kalon
and the Good.” Classical Philology 105, no. 4 (October 2010), 363–377, on 367.
42
For an early attempt to eliminate the distinction between the GoodT and the GoodE by reconfig-
uring and reducing the Idea of the Good to Happiness, see Peter Stemmer, “Der Grundriss der
platonischen Ethik. Karlfried Gründer zum 60. Geburtstag.” Zeitschrift für philosophische Forsch
ung 42, no. 4 (1988), 529–569, on “das eudaimonistische Gute” (547); although a dialogue with
Stemmer’s work—see also Peter Stemmer, Platons Dialektik: die frühen und mittleren Dialoge
(Berlin and New York: de Gruyter, 1992), 152–167—will continue in the notes, the Anglophone
provenance of Socratism (cf. Platons Dialektik, 156n16 and 162n43 with “Grundriss,” 534n11,
541n34, 549n67, and 553n84) as well as this study’s dedication and argumentative structure dictate
that Terry Penner, not Stemmer, will remain the primary representative of the attempt to collapse
the GoodT/GoodE distinction in favor of the GoodE in both notes and text; in particular, see Terry
Penner, “The Forms, the Form of the Good, and the Desire for Good, in Plato’s Republic.” Modern
Schoolman 80 (March 2003), 191–233.
Ascent to the Good xxix
43
See Penner, “The Forms,” 226–27n11, especially “this detail [sc. ‘I refer here to a detail of
Plato’s construction of the ideal state, wherein he speaks of forcing the guardians to abandon their
happiness-producing contemplation of the Forms in order to go back down into the cave, and then
says they do it willingly since they recognize that this compulsion is just’] is too incidental for it to
outweigh virtually every other bit of evidence on the treatment of happiness in the Republic” and
culminating with: “It [sc. this ‘detail’ or ‘incidental evidence’] is certainly not enough to outweigh
the undeniable fact that the main point of the Republic is that the just person is happier than the
unjust person.” Cf. Stemmer, “Grundriss,” 541n34.
44
Cf. Julia Annas, An Introduction to Plato’s Republic (Oxford: Oxford University Press, 1981),
259: “The culmination of the whole journey is comprehension of the Form of the Good—and this
is precisely not what is good for the seeker, or good for others, or good in relation to anything or
anyone, but simply and unqualifiedly good, in a way that is completely impersonal and indifferent
between individuals.” Cf. Penner, “The Forms,” 228n13.
45
Penner, “The Forms,” 196: “It is true that Socrates says that wisdom is the only thing good in itself,
so that it might seem that he could not also say that happiness is good in itself.” Cf. “it is true” on
215 and “it can be very tempting indeed” on 191.
46
The most comprehensive investigation of the GB Equation is Nicholas P. Riegel, “Beauty and its
Relation to the Good in the Works of Plato” (doctoral dissertation, University of Toronto, 2011);
see also Nicholas Riegel, “Goodness and Beauty in Plato.” Archai 12 (January-June 2014), 147–
158; Barney, “Notes,” and Gabriel Richardson Lear, “Permanent Beauty and Becoming Happy
in Plato’s Symposium” in J. H. Lesher, Debra Nails, and Frisbee C. C. Sheffield (eds.), Plato’s
Symposium: Issues in Interpretation and Reception, 96–123 (Washington D.C. and Cambridge,
MA: Center for Hellenic Studies and Harvard University Press, 2007).
47
Ly., Euthd., La., and Chrm.; the insight that the pre-Symposium dialogues are rather “musical”
than “gymnastic” emerged over the course of many productive discussions with Gustavo Ribeiro
de Mello.
xxx Preface
48
Cf. Julia Annas, Intelligent Virtue (Oxford: Oxford University Press, 2011), 114: “We can make a
broad distinction here between two conceptions of goodness: goodness transcending a human life
and goodness in the living of a human life. One version of the former is a Platonic theory, where
we are motivated to aim at goodness that we can at best glimpse only partially and in an inadequate
way in living a human life—in Plato’s own case (in the Republic at least) the Form of the Good.”
49
In the singular, this term will refer broadly to the claim that nobody errs willingly, beginning with
Prt. 345e1–2. For discussion of “Socratic Paradoxes” in the plural,” see Ascent to the Beautiful,
§4; and §13 below.
Ascent to the Good xxxi
50
Cf. Charles H. Kahn, “Plato and the Unity of the Virtues.” Phronesis, supplement volume 2 (1976),
21–39, on 34: “The theory of Forms, as presented in Symposium, Phaedo, and Republic, is no doubt
Plato’s own work. But one of Plato’s motives in elaborating that theory must have been to provide
some philosophical content for the notion of wisdom that makes a man like Socrates possible.” For
the centrality of Smp., Phd., and R. in Kahn’s hypothesis of “proleptic composition,” see Kahn,
Plato and the Socratic Dialogue, 59–60.
xxxii Preface
in Ascent to the Good, beginning with the family portrait he offers us in Char-
mides, he will tell us a great deal about himself, and playful self-references
abound, especially in Symposium where he stands revealed as the greatest
Athenian dramatist. And as he allows Diotima to suggest, Plato’s wondrous
dialogues are speeches to youngsters that are one and all the expression of his
love for others, including us, and each of them born in the Beautiful.
The Reading Order paradigm therefore leaves plenty of room for develop-
ment in Plato’s dialogues, but the process that unfolds in them constitutes the
intellectual and spiritual growth of the student, not Plato’s own, and proceeds
through the reader’s confusion, impregnation, labor pains, birthing, and test-
ing. There is no good reason, of course, to imagine that the whole of the
ROPD was mapped out in advance before Plato had written a single dialogue,
and it may well be the case that Plato wrote the dialogues in the order in
which most scholars presently arrange them; as already stated, I am agnostic
on this question. What I do believe is that Dionysius of Halicarnassus pre-
served two important truths about the old Plato: he remained concerned with
putting things in the proper order and he was working on his dialogues, all of
them, until the end.51 It is with this old Plato in mind that I have attempted to
reconstruct the ROPD as he left it to the world, probably after countless revi-
sions and repeated tinkering; I leave it to others to explore how it gradually
came into being. But even if we were sure as to the order in which Plato wrote
his dialogues, that would not tell us how those dialogues should be read, and
the way I read them discovers what remains unchanging in Plato’s thought,
and places that in the dead center of things. Frustrated with the limitations of
a nineteenth-century paradigm that excises some dialogues and relegates oth-
ers to an outgrown stage of Plato’s Development—and consistently advanced
by scholars with little sympathy for the transcendent Ideas at the heart of
Platonism—I am therefore offering a twenty-first-century alternative.
Although the following seven principles that guide this reconstruction
project have already been described elsewhere, they will be repeated here for
the reader’s ease:
§1. The first principle is the absolute primacy of pedagogical concerns: the
Reading Order is reconstructed throughout on the principle that the student
progresses step by step from the simple to the complex, and must always
be adequately prepared to take the next step. To take the first example: it is
certainly Plato’s concern for effective pedagogy that justifies both the authen-
ticity and priority of the elementary Alcibiades Major,52 and it is no accident
51
On De compositione, 3.16, see Altman, “Reading Order,” 39–40.
52
See Olympiodorus, Life of Plato and On Plato First Alcibiades 1–9, translated by Michael Griffin
(London: Bloomsbury, 2015), 19–21, 36, and 83.
Ascent to the Good xxxiii
that a concern for reconstructing the Platonic Reading Order would quickly
but quietly disappear after Friedrich Schleiermacher proposed that Alcibiades
Major should be dropped from the canon.53
§2. Freed at last from the metaphysical baggage of Neoplatonism, any peda-
gogical justification for regarding Alcibiades Major as a wonderful way to
introduce the student to the Platonic dialogues immediately confronts the post-
Schleiermacher objection that it, along with seven other dialogues (and the
bulk of Letters), aren’t by Plato. The second principle of the Reading Order
proposed here is that none of the thirty-five dialogues transmitted by Thrasyl-
lus will be considered inauthentic a priori, and a new criterion for authenticity
will be employed: a dialogue is authentic when it fits snugly, in accordance
with sound pedagogical principles, between two other dialogues, that is, the
one that precedes and the one that follows it in the ROPD.54 In Ascent to
the Good, this principle will be used to justify consideration of Theages and
Cleitophon.55 But no less importantly, “the principle of the snug fit” will also
be used throughout to justify the particular placement within the ROPD of those
dialogues universally acknowledged to be authentic.
§3. The third principle is that dramatic considerations are our best guide to
the ROPD and therefore trump more speculative principles in cases of con-
flict: the introductory Alcibiades Major alludes to and therefore follows the
more difficult Protagoras (cf. Alc. 111a1–4 and Prt. 327e3–328a1) despite
53
Conversely, it was the renewed interest at the turn of the century in Alcibiades Major in particular that
has finally made it possible to renew the Reading Order question; see Jakub Jirsa, “Authen
ticity of the Alcibiades I: Some Reflections.” Listy filologické/Folia philologica 132, no. 3/4
(2009), 225–244. In addition to Denyer, Alcibiades, some salient moments are Julia Annas, “Self-
Knowledge in Early Plato” in D. J. O’Meara (ed.), Platonic Investigations, 111–138 (Washington,
D.C.: Catholic University Press, 1985), Jean-François Pradeau (ed.), Alcibiade. Platon; traduction
inédite par Chantal Marbœuf et Jean-François Pradeau; introduction, notes, bibliographie et
index (Paris: Flammarion, 1999); Gary Allan Scott, Plato’s Socrates as Educator (Albany: State
University of New York Press, 2000); and Marguerite Johnson and Harold Tarrant (eds.). Alcibi-
ades and the Socratic Lover-Educator (London: Bloomsbury, 2012).
54
Naturally John Cooper and D. S. Hutchinson (eds.) Plato, Complete Works, edited with an Intro-
duction and Notes (Indianapolis, IN: Hackett, 1997) deserves prominent mention for not only
paying increased respect to the Platonic dubia, but also for reminding readers of reading order,
as especially x: “Thrasyllus’ order appears to be determined by no single criterion but by several
sometimes conflicting ones, though his arrangement may represent some more or less unified idea
about the order in which the dialogues should be read and taught.” Cf. Kahn, Plato and the Socratic
Dialogue, 48, on “an ideal reading order.”
55
In rejecting a proposal for a book to be called “Reading Order and Authenticity: Restoring the
Platonic Dubia,” an anonymous referee wrote of me: “He assumes that if the reading order of a
spurious dialogue can be justified its authenticity is thereby established. But this is not so. For
instance, it is conceivable that later teachers in the Academy produced certain spuria precisely for
pedagogical reasons.” As soon as a new criterion of authenticity emerges, the defenders of a tired
post-Schleiermacher orthodoxy must deploy a new objection that confirms, if only in the minds of
Plato’s imagined imitators, the pre-imitation reality of an academic Reading Order.
xxxiv Preface
principle §1. But this does not mean that fictional chronology always trumps
sound pedagogy: Parmenides is too difficult to be read first, the fact that
Menexenus is older in the ostentatiously anachronistic Menexenus than he is
in Lysis is offset by the relationship of both dialogues to Symposium. As a
general matter, relevant chronological connections are generally dramatic and
obvious, as in the priority of Theaetetus to Euthyphro, and the latter’s prior-
ity to Sophist-Statesman. Notwithstanding, dramatic connections between
dialogues need not always be chronological, and therefore a much broader
conception of dramatic detail will be employed in reconstructing the ROPD.
§4. With a title suggesting a beginning and a dramatic setting that wakes the
dawn (Prt. 310a8; cf. Phd. 118e7–8), Protagoras is both a difficult dialogue
and a very vivid one: it brings to life the historical context for even the dullest
student but would confuse even the brightest about a wide variety of impor-
tant subjects. This is characteristic. The fourth principle is that Plato employs
“proleptic” composition: he begins by confusing the student in an ultimately
salutary manner, that is, about things that it is pedagogically useful for the
student to be confused, and in particular, whether virtue can be taught.
§5. The fifth principle is the absolute centrality of Republic,56 and more specifi-
cally of the Allegory of the Cave. Although less accessible to those who have
not recently completed the series of dialogues beginning with Protagoras and
ending with Cleitophon (cf. R. 520b6–7), Republic 6 and 7 contain the essence
of Platonism, a claim central to the present study. Plato’s Socrates does not
know that he knows nothing—he is rather not thinking himself to know the
things that he does not (Ap. 21d7–8; cf. 29b6–7)—and Plato’s use of the dia-
logue form does not preclude the fact that he has “a teaching.”57 In short, Plato
56
Contrast Julia Annas, Platonic Ethics, Old and New (Ithaca, NY: Cornell University Press, 1999),
95: “If we try to jettison the assumptions that the Republic is a contribution to political theory,
and that it is obviously the most important and central of the dialogues, the natural culmination
of a development from the Socratic dialogues, and if we try to restore it to its ancient place—one
dialogue among many in which Plato develops an argument about the sufficiency of virtue for hap-
piness—we shall have done a great deal to restore balance and proportion to our study of Plato’s
thought.” There is a pre-established harmony between this position, her “Plato the Sceptic” in
James C. Klagge and Nicholas D. Smith (eds.), Methods of Interpreting Plato and His Dialogues,
43–72 (Oxford: Oxford University Press, 1992), on 70, and Annas, Introduction, 250–252 and 273.
57
Contrast Leo Strauss, “Plato” (1963) in Leo Strauss and Joseph Cropsey (eds.), History of Political
Philosophy, third edition, 33–89 (Chicago, IL: Chicago University Press, 1987), 33, followed by
Michael Frede, “Plato’s Arguments and the Dialogue Form” in James C. Klagge and Nicholas D.
Smith (eds.), Methods of Interpreting Plato and His Dialogues, 201–219 (Oxford: Oxford Univer-
sity Press, 1992), especially on 214; for “knowledge of ignorance,” see Strauss, Natural Right and
History (Chicago, IL: Chicago University Press, 1953), 32; “On Plato’s Apology of Socrates and
Crito” in Studies in Platonic Political Philosophy, 38–66 (Chicago, IL: Chicago University Press,
1983), 42; and my The German Stranger: Leo Strauss and National Socialism (Lanham, MD:
Lexington, 2011), 17n65, 61n151, 209, 218, 274, 505, and 509.
Ascent to the Good xxxv
the Teacher most certainly has a teaching,58 and the most important source
for it is his Republic, and more specifically its most famous and anthologized
part: the Allegory of the Cave. He is therefore both a philosopher and a
teacher: a teacher who, while alive, taught others to philosophize and who—
especially when the dialectical unity embodied in the ROPD is recognized—
continues to do just that through his writings. The dialogues as a whole are
intended to transmit that teaching through (1) the dialectic represented in the
dialogues, (2) the dialectic between the reader and the dialogue,59 and (3) the
inter-dialogue dialectic between the dialogues when read in the proper order.
But “(2)” nevertheless deserves the most emphasis: the real Platonic dialogue
is always between Plato and the student.
§6. The basic principle underlying this classification is that Platonism, more
or less as traditionally understood,60 can most easily be found in Symposium,
the great central books of Republic, and in Phaedo.61 In accordance with the
importance of the visual revelation that is the Platonic Idea, the relevant por-
tions of these dialogues will here be called “visionary.” As a result, the Plato
who emerges from the reconstructed ROPD will closely resemble what used
to be called “a Platonist,”62 with the Ideas, Recollection, and Immortality all
remaining central to his concerns. In other words: Plato has a visionary teach-
ing, “Platonism” is a perfectly good term for that teaching, and he expressed
his Platonism in his dialogues.
§7. The seventh (and final) principle is more difficult to elucidate. To begin
with, it identifies testing—by means, as it were, of the ancient analogue to
the true/false question—as a crucial element of Platonic pedagogy. I call this
pedagogy “basanistic,” from the Greek word βάσανος, which means: “test,”
“torture,”63 or—in the passage from Gorgias I regard as paradigmatic (Grg.
486d2-e6)—“touch-stone.” Along with proleptic and visionary, the basan-
istic element is best understood as one of three theoretical and hypothetical
springboards (R. 511b6; cf. Smp. 211c3) toward exegetical, hermeneutic, or
even visionary clarity rather than as a rigid and exclusive technical term.
58
For criticism of Frede, “Plato’s Arguments” (see previous note) and others, see John Beversluis,
“A Defense of Dogmatism in the Interpretation of Plato.” Oxford Studies in Ancient Philosophy
31 (Winter 2006), 85–112.
59
See Jill Gordon, Turning Toward Philosophy: Literary Device and Dramatic Structure in Plato’s
Dialogues (University Park: Pennsylvania State University, 1999), chapter 2.
60
For discussion, see Guardians in Action, §19.
61
Cf. Kahn, Plato and the Socratic Dialogue, 142 and 274.
62
Cf. Dominic Scott, “Plato.” Phronesis 60 (2015), 339–350 on 349: “In his new book, Lloyd Gerson
asks whether Plato was a Platonist, a question that many would answer in the negative.”
63
Cf. M. T. Tatham, The Laches of Plato, with Introduction and Notes (London: Macmillan, 1891),
67 (on La. 188a): “βασανίσῃ, ‘examines.’ There is not necessarily any allusion to torture, which is
not implied in the primary meaning of βάσανος.”
xxxvi Preface
It is the last of these seven principles that deserves further comment, espe-
cially since the hypothesis that Plato uses basanistic pedagogy is the primary
exegetical innovation introduced in Plato the Teacher and its companions,
and because its use is explored, elucidated, and defended in all five volumes.
In the two books devoted to the post-Republic dialogues, the basanistic ele-
ment is primarily deployed in the context of what Plato has already taught
through Socrates in Republic 6–7; it is here that I triangulate between Revi-
sionism and Unitarianism. In relation to the central Republic, then, the dia-
logues that follow it are dominated by Plato’s use of the basanistic element,
while the pre-Republic dialogues—including, of course, those under consid-
eration in Ascent to the Good—are best understood as primarily proleptic.
But here great caution is necessary: although the pre-Republic dialogues are
intended to prepare the student for reading Plato’s Republic, this does not
mean that the basanistic element is absent in them.
Consider the following features of Protagoras: (1) the first thing Socrates
asks his unnamed interlocutor to confirm is that he is an admirer of Homer
(Prt. 309a6), (2) he prefaces his examination and questioning of Hippocrates
by explaining that he was “testing his strength” (Prt. 311b1; cf. 341d6–9,
342a1, 348a1–6, 349c8-d1), and (3) in the midst of his exegesis of Simonides
(Prt. 339e5–347a5), and before he introduces SP (“the Socratic Paradox”) at
345d9-e3, he says: “Let us, then, examine this in common, all of us: whether
in fact I am saying what’s true” (Prt. 343c6–7; cf. 358a3–4). In relation to
“(1)” my point is that Plato will test his reader’s understanding of Homer,
especially in Hippias Minor, long before he has opened up any visionary
vistas of his own; he will do something similar with the history of Athens in
Menexenus. As for “(2)” the fact that there are so many references to test-
ing in Protagoras indicates that Plato is introducing the reader to his use of
basanistic pedagogy from the start: like Hippocrates, our mettle is going to
be tested. Finally, and even more generally, “(3)” states with great clarity
the first principle of reading Plato well: we are always being asked whether
we regard as true what his characters are presently saying. The fact that this
principle (or warning) is surrounded on both sides with the language of test-
ing—as indicated by the passages cited in connection with “(2)”—and that it
stands in the middle of a passage where even the strongest defenders of SP as
64
As in R. 347d2-8; see Plato the Teacher, §8.
Ascent to the Good xxxvii
65
The bare fact of “Socratic Irony” is sufficient evidence that we need to put ourselves on guard; for
the ongoing pedagogical benefits of irony, see Jens Oliver Krüger, Pädagogische Ironie—Ironische
Pädagogik, Diskursanalytische Untersuchungen (Paderborn: Schöningh, 2011); see especially
“Sokratische Ironie” (195–204).
Introduction
Aristotle and Plato
After explaining why the soul of Orpheus chose to be born again as a swan,
Er adds in Republic 10 that he saw a swan “and other musical animals [καὶ
ἄλλα ζῳα μουσικά]” choosing a human life (R. 620a3–8).1 He offers no
explanation for this, and none is needed, and for the same reason that in
Republic 1, the man who is not μουσικός quickly finds Socrates calling him
not only “unmusical” (ἄμουσος at R. 349e2) but also senseless, and bad (R.
349e1–6). If any ancient philosopher had said that “man is a musical animal”
or that “all men by nature desire to sing,” it would have been Plato.
For Aristotle, by contrast, who famously does make generalizations of this
kind about man as such, μουσικός is the paradigmatic accident, and his many
references to “musical Coriscus” are the result.2 Even if Aristotle regarded
“musical” as something quite like a necessary accident of man as such,3 and
he naturally never says that it is, he doesn’t explain how it could possibly be
so: man in general would presumably need to be musical potentially and thus
that being μουσικός in the individualized way that Coriscus is repeatedly said
to be musical would constitute that potential’s actualization. But he never
says anything like this, nor does he claim that musical capacity is analo-
gous to “natural virtue.”4 He does, however, address the reader directly in
1
When I have included Greek is included in brackets, as here, I have generally converted nouns (or
phrases) in oblique cases to their nominative forms and used present infinitives for verbs and par-
ticiples; my intention is to discuss Plato’s words in their most commonly and easily recognizable
forms whenever possible. Note also that all brackets in quoted material are mine; when there are
already brackets in the quoted material, I will use {these} instead.
2
Beginning in Aristotle, Sophistical Refutations; see 1.17 (175b19–23), 1.22 (178b39–179a3), and
1.26 (181a10–11).
3
See Aristotle, Metaphysics, 5.6 (1015b16–32).
4
Cf. Aristotle, Nicomachean Ethics, 6.13. Edward C. Halper suggested as much to me in email cor-
respondence; I am very grateful for the assistance of the greatest Aristotle scholar (in my opinion, of
course) the United States have produced, the plural here being appropriate for the author of One and
Many in Aristotle’s Metaphysics, as well as respecting the ancient Problem of the One and Many.
xxxix
xl Introduction
5
Aristotle, Metaphysics, 7.4 (1029b13–16); W. D. Ross translation.
6
For an attempt to find a poet in Aristotle, see Fran O’Rourke, Aristotelian Interpretations (Sallins:
Irish Academic Press, 2016), 1–43; for Aristotle as “musical” in a polyphonic or dialectical sense,
see Maurizio Migliori, “Introduzione” to Migliori (ed.), Organon, Aristotele (Milan: Bompiani,
2016), lvii–lxii, and Arianna Fermani, “The Multifocal Approach as an Assumption of the Com-
plexity of Reality: A Few Insights” in Elisabetta Cattanei, Arianna Fermani, and Maurizio Migliori
(eds.), By the Sophists to Aristotle through Plato, 7–31 (Sankt Augustin: Academia, 2016). A more
dialectical (and ironic) version of Aristotle emerges in Ronna Burger, Aristotle’s Dialogue with
Socrates: On the Nicomachean Ethics (Chicago, IL: University of Chicago Press, 2008).
7
Cf. James Adam, “The Vitality of Platonism” in Adam, The Vitality of Platonism and Other Essays,
edited by Adela Marion Adam, 1–34 (Cambridge, UK: Cambridge University Press, 1911), 9: “The
ancients were in the habit of saying that if the Muses spoke in Greek, they must have spoken with
the tongue of Plato. But it is not only in his style and language that Plato is poetical: his philosophy
itself is steeped in poetry, and we shall altogether fail to understand his significance in the history
of human thought unless we realize this indisputable fact.”
Aristotle and Plato xli
Ion, they probably imagine that Plato is criticizing the inspired rhapsode for
his lack of technical knowledge or τέχνη, thereby proving themselves to be
blissfully unaware that it is not by a τέχνη that one interprets the dialogues
of Plato, least of all by means of that specific τέχνη—let’s call it (a profes-
sor’s) “expertise in Ancient Philosophy”—that makes one equally capable of
interpreting both Plato and Aristotle when they discuss the same things. Only
a musician would get the joke that it requires nothing less than an inspired
speech from Socrates to show Ion that he lacks the requisite τέχνη. But given
the fact that Aristotle’s Poetics never mentions the Muses,8 we are entitled
to ask: what does Aristotle know of divine inspiration?9 Anyone who could
imagine herself as merely one in a long chain of rings that originates with a
Muse would not have found it so very difficult to accept that the Platonic Idea
could and indeed must be what Aristotle calls “separate.”
To interpret Plato well, the reader must not be accidentally musical but
actually so, like the cicadas (Phdr. 258e6–259d9). For who else but such as
they, entranced by song, could forget their dancing bodies, and stop eating
long enough to cause them to die? It was to remind us of what is infinitely
beyond ourselves—not to explain (away) the causes of all the world’s won-
ders—that Plato wrote his wondrous dialogues, and through our wonder and
awe at that inspiring and otherworldly reminder, to discover for ourselves what
we still owe to him and our fellows until we get there. The student of Plato
must never cease to wonder, and like Immanuel Kant at night,10 or Sir Isaac
Newton walking along the beach,11 must remain essentially a child. And never
has a teacher created a more entertaining problem for an eager child than the one
that has allowed me to remain a detective, searching through these jewels of
highly polished literary art for the kind of clues that have led to a reconstruction
of the ROPD. It is ultimately a symphonic experience, and one must be able
to find harmony in discord if one is to make any progress. But if it is through
the recognition that Plato was a teacher that one begins to understand why his
8
Cf. Riginos §75: “Plato established a temenos of the Muses in the Academy.” Our sources are
Olympiodorus and Diogenes Laertius, and despite the pervasive skepticism of Riginos, Platonica,
she concludes her comment on this anecdote with (121): “even if Plato did establish a Mouseion in
the Academy it was probably not intended as a cult of the Muses but was meant to emphasize the
connection Plato saw between philosophy and music.”
9
See Maicon Reus Engler, “Secularização e Practicidade: A Poética de Aristóteles em sua Relação
com a Teoria da Arte Grego e com a Filosofia Tragica” (Doctoral dissertation, Universidade Federal
de Santa Catarina, 2016). Cf. William Chase Greene, “Plato’s View of Poetry.” Harvard Studies in
Classical Philology 29 (1918), 1–75, on 33n1: “Aristotle’s purposes and views are so different that
his writings are in this matter [sc. poetry] a misleading guide to the meaning of Plato.”
10
“Two things fill the mind with ever new and increasing admiration and awe, the more often and
steadily we reflect upon them: the starry heavens above me and the moral law within me.”
11
“I do not know what I may appear to the world, but to myself I seem to have been only like a boy
playing on the seashore, and diverting myself in now and then finding a smoother pebble or a pret-
tier shell than ordinary, whilst the great ocean of truth lay all undiscovered before me.”
xlii Introduction
12
“Just before his death Plato saw in a dream that he became a swan [cf. Diogenes Laertius 3.5] and,
leaping from tree to tree, he frustrated the attempts of the bird-catchers to try to hunt him down.”
For this anecdote and its ancient sources, see Riginos §5. See also Eugenio Benitez, “Plato the
Swan: Interpretation and the Hunt for Plato’s Doctrines.” Arhe 7, no. 13 (2010), 15–32.
13
Cf. C. D. C. Reeve, “Motion, Rest, and Dialectic in the Sophist.” Archiv für Geschichte der Phi-
losophie 67 (1985), 47–64, on 62: “We all know, of course, that Plato was a great literary artist and
a great teacher as well as a great thinker. And we know that art is artful and that teachers often leave
dangling puzzles to test their pupils’ acumen. But we often read Plato as if his art and pedagogi-
cal purposes were extraneous to his thought. The result is that we often get the thought wrong.”
14
Cf. “stimulus, the shock of surprise and contradiction, the pleasure of discovery” in Adam, “Vital-
ity of Platonism,” 33.
15
Chad Jorgenson, The Embodied Soul in Plato’s Later Thought (Cambridge, UK: Cambridge Uni-
versity Press, 2018), i.
Aristotle and Plato xliii
16
See Guardians on Trial, §18.
17
Aristotle, Nicomachean Ethics, 1.6–7; cf. Aristoxenus, Harmonics, 30–31 (translation by Alice
Riginos): “When Plato announced that he would give a lecture entitled ‘On the Good’ the audience
came with the expectation that it was a human good which would be discussed. As a result they
felt disappointed and departed.”
18
Note that there can only be “intermediates” if there are fully separate Ideas. For the critical
importance of distinguishing (“self-predicating”) Ideas like the Good or the Beautiful from a ver-
sion of “Plato’s Theory of Forms” that ignores the distinction between Ideas and Intermediates,
see Penner, “The Forms,” 225–26n8, culminating with: “I am unclear what evidence normally
deployed to show the presence of self-predication in Plato would allow an interpreter to just pick
and choose which Forms he or she will call self-predicational and which not.”
19
See Plato the Teacher, 319–322; Guardians in Action, §11; and Guardians on Trial, §16.
20
Aristotle, Politics, 2.6 (1264b26–27).
xliv Introduction
21
For “the Aristotelian τέλος of Plato’s Development,” see Guardians in Action, 424.
22
As in Hans Joachim Krämer, Arete bei Platon und Aristoteles: Zum Wesen und zur Geschichte der
platonischen Ontologie (Heidelberg: C. Winter, 1959), 490–505. For early criticism of this aspect
of the founding document of the so-called “Tübingen School,” see Hanns-Dieter Voigtländer,
“Review of H. J. Krämer, Arete.” Archiv für die Geschichte der Philosophie 45 (1963), 194–211,
especially 209–210; see Hans Joachim Krämer, “Retraktationen zum Problem des esoterischen
Platon.” Museum Helveticum 21, no. 3 (1964), 137–167 for his characteristically forceful response,
especially on 165–166.
23
It is posted to my academia.edu site under the title “Bookends.”
24
See Plato the Teacher, §28. Cf. Guardians in Action, 251n176 and 421–422.
Aristotle and Plato xlv
25
See especially Krämer, Arete bei Platon und Aristoteles, 547–548.
26
On κόσμος and τάξις in Grg. as anticipating the Unwritten Teachings, see Krämer, Arete bei Platon
und Aristoteles, 57–83. As an account of originating ontological principles, the German term for
these teachings is Prinzipienlehre.
27
See most recently Hans Joachim Krämer, Gesammelte Aufsätze zu Platon, Dagmar Mirbach (ed.),
(Berlin and Boston, MA: De Gruyter, 2014). More accessible is Dmitri Nikulin, (ed.), The Other
Plato: The Tübingen Interpretation of Plato’s Inner-Academic Teachings (Albany: State Univer-
sity of New York Press, 2012).
28
For his critique of the Tübingen School, see Gregory Vlastos, “Review of Hans Joachim Krämer,
Arete bei Platon und Aristoteles.” Gnomon 35, no. 7 (November 1963), 641–655.
29
Aristotle, Metaphysics, 1.6 and 13.4 (1078b9–17); cf. Vlastos, Socrates, 91.
30
Vlastos, Socrates, 97.
31
“We have no eternal allies, and we have no perpetual enemies. Our interests are eternal and per-
petual, and those interests it is our duty to follow.”
32
Aristotle, Nicomachean Ethics, 1.7; 1099a24–25 (W. D. Ross translation, revised by J. O. Urm-
son); cf. Aristotle, Eudemian Ethics, 1.1 for the fullest Aristotelian account of the Good, the Beau-
tiful, and the Pleasant as a triad. Cf. n116 on lxvi below.
xlvi Introduction
and must therefore necessarily and blamelessly follow.33 No longer the uni-
tary and separate Idea that Aristotle famously attacked in Nicomachean Eth-
ics 1.6, Plato’s Good is displaced in a eudaemonist version of “the philosophy
of Socrates”—anchored in Plato’s own dialogues thanks to Aristotle’s way
of understanding them—and thereby loses its Platonic transcendence just as
surely as it does when reconfigured more systematically, à l’allemande, as
“the One.”34 Indeed if virtue has no other purpose than securing our own Hap-
piness, the resulting “Unity of Virtue” (hereafter “UV”) becomes the ethical
equivalent of the unifying One of the ontological Prinzipienlehre: virtue as
knowledge (hereafter “K”) is the One that brings unity to the many virtues
(cf. Lg. 963c5–964a5).
The cartoon’s hapless book-lover must struggle against the combined
strength of two muscular bookends at the same time; here it is thankfully a
case of two discrete wrestling matches fought out in two different gymnasia.
But the opponent remains the same, and it makes good sense that any attempt
to revive Plato as the living teacher of an eternal curriculum would speedily
need to come to grips with Aristotle. Behind “the philosophy of Socrates”
and “Plato’s Unwritten Teachings,” disparate in style and content as these
two phenomena certainly are stands the Stagirite: that is the first and crucial
point. Although only one of the two is called “unwritten,” there is a sense in
which both are, for every version of Socrates depicts him as writing nothing.
But there is a critical difference: Aristotle is in control of what we can know
of the Unwritten Teachings, and even if someone were to demonstrate suc-
cessfully that they are not only absent from but are even incompatible with
what is written in the dialogues, their nimble defenders could continue to
maintain their necessarily secret reality. By contrast, any reconstruction of
“the philosophy of Socrates” must depend on what Plato has written, and thus
on a certain way of reading his dialogues, i.e., Aristotle’s.
In both cases, then, we are dealing with Aristotle, and the limited extent of
his musicality points toward the way I will grapple with him in both cases,
different though they may be. In the case of the things that Aristotle tells us
33
In addition to Penner, “The Forms”—for example, 195: “this reading takes at face value the Repub-
lic’s claim that justice makes each of us happier, and sees no reason for denying that for Plato in the
Republic, as for Socrates, the good person is the person good at getting his or her own happiness.
No morality over and above the search for one’s own happiness.”—see also Terry Penner, “The
Forms in Plato’s Republic” in Gerasimos Santas (ed.), The Blackwell Guide to Plato’s Republic,
234–262 (Malden, MA: Blackwell, 2006); for Penner’s earlier writings, see Naomi Reshotko (ed.),
Desire, Identity, and Existence: Essays in Honor of T. M. Penner (Kelowna: Academic Printing
and Publishing, 2003), ix–xi.
34
See especially Hans-Joachim Krämer, “Über den Zusammenhang von Prinzipienlehre und Diale-
ktik bei Platon; Zur Definition des Dialektikers Politeia 534 B–C.” Philologus 10 (1966), 35–70,
and “Platons Definition des Guten” in Eva Büchin (ed.), Denken, Gedanken, Andenken: zum 90.
Geburtstag von Elspeth Büchin, 135–140 and 203–205 (Meßkirch: Gmeiner, 2009).
Aristotle and Plato xlvii
that Plato said that are not found in the dialogues, my response is not to deny
that Plato said them but rather to assert that Aristotle misunderstood what
Plato meant by saying them. The same applies to the dialogues on which
Aristotle depended for his reconstruction of Socrates, and in particular it
applies to the way he read the two dialogues on which he grounds the separa-
tion between Socrates (on the one hand) and Plato speaking through his char-
acter Socrates: Republic and Protagoras. In these dialogues, Plato’s Socrates
says incompatible things, and it is upon that incompatibility that Aristotle
bases his distinction. In response, I will suggest that this distinction rests on
several misunderstandings, but that their origin remains the same: Aristotle
rejected the transcendent Idea of the Good. Whether as cause or result, he
must also have misunderstood the playful, humorous, and musical techniques
that Plato used to get his students first to embrace and then to defend it.
Since both Protagoras and Republic survive, it will be easier to illustrate
Aristotle’s misunderstanding of both when the time comes; in the case of “the
unwritten teachings [τὰ ἄγραφα δόγματα],”35 it is more difficult because in
that case we have nothing except Aristotle’s testimony. But perhaps this is
enough: for example, Aristotle tells us that Plato defined a point as an indi-
visible line, and I believe him: Plato did so to describe it. But I also believe
that Plato knew this “definition” was inadequate, and that he employed it as
a test,36 using the ἀπάτη intrinsic to basanistic pedagogy in order to deter-
mine whether his auditors would recognize its inadequacy for themselves, as
indeed Aristotle did.37 Aristotle’s mistake was that he failed to recognize why
it was so easy for him to demonstrate the inadequacy of “indivisible line” as
the definition of a point, and he makes the same mistake in the case of Ideal
Numbers. In Metaphysics M and N, he demonstrates at length why treating
numbers as if they were some one thing other than a plurality of units creates
problems—indeed the same Problem that arises by treating a line as indivisi-
ble38—and he thinks he is refuting Plato by doing so.39 Once again, Aristotle’s
35
Aristotle, Physics, 4.2 (209b14–15).
36
See Plato the Teacher, §28.
37
See Aristotle, Physics, 3.6; 206a16–17: “There is no difficulty in refuting the theory of indivisible
lines.” But the most important text is Aristotle, Metaphysics, 1.9 (992a19–24); there Aristotle adds
the crucial piece of countervailing evidence that Plato was wont to call the point “a geometrical
fiction [γεωμετρικὸν δόγμα]” (992a21), which is exactly what I take Plato’s actual position to have
been: it is a hypothesis, as recognized by W. D. Ross, Aristotle’s Metaphysics: A Revised Text and
Commentary, two volumes (Oxford: Clarendon Press, 1924), 2.207 (for further discussion, see
Plato the Teacher, 306–311). Note that if Plato himself coined the phrase τὰ ἄγραφα δόγματα, the
meaning of δόγμα in the phrase γεωμετρικὸν δόγμα—which Aristotle suggests he did use, and used
repeatedly—may well be relevant to their pedagogical value, and in any case, the word is based on
δόξα, that is, opinion (cf. LSJ).
38
On “the Problem of the One and the Many” (or simply “the Problem”), see Guardians in Action,
§11. The key point is that two or more things cannot be one.
39
See Julia Annas, Aristotle’s Metaphysics, Books M and N; Translated with Introduction and Notes
(Oxford: Clarendon Press, 1976), 16–18.
xlviii Introduction
testimony also preserves evidence about Plato that suggests why Plato would
test his students on such matters, in the decisive case because he regarded
mathematical objects as “intermediate” between sensible things and Ideas.40
But the critical point for now is that Aristotle seems to have mistakenly
believed that he was refuting Plato when he was actually confirming him.41
In turning to the pre-Republic dialogues, the same observation applies,
but now with greatly increased stakes, especially when writing in English.
Advancing the claim that Plato regarded Ideal Numbers, spawned by the
One and Indefinite Dyad, as nothing more than a pedagogically useful fic-
tion might be considered heretical on the Continent, but the parallel claim
about “Socratic intellectualism” is barely thinkable in Anglophonia. To begin
with, then, Aristotle’s testimony about Socrates can be divided into three.42
The first part deals with methodology, and identifies the quest for universal
(ethical) definitions, the use of induction, and the first steps toward the syl-
logism as Socrates’ most important methodological contributions; since Aris-
totle will build on these, he makes no effort to refute Socrates here.43 Nor does
he do so with his claim that Socrates did not separate the (ethical) Forms, as
Plato did; here again he can use (his version of) Socrates as support, but now
in express opposition to Plato.44 But the third part—the one that is crucial in
Ascent to the Good—is different: in the realm of ethics and “moral psychol-
ogy,” Aristotle describes “Socratic intellectualism” only to refute it.45
Aristotle’s testimony about “Socratic intellectualism” is the most impor-
tant of the three parts in the present context because it depends so heavily
on Plato.46 This in itself is a good thing: Plato’s dialogues can be read on
their own, and here there is no need to seek for inconsistencies in Aristotle’s
own testimony, since such inconsistences as are relevant can be found in
40
See Annas, Metaphysics, Books M and N, 19–21 and especially Appendix D.
41
For another example, see Guardians on Trial, 393n211.
42
My discussion of Aristotle’s testimony about Socrates depends on Father Th. Deman, Le
témoignage d’Aristote sur Socrate (Paris: Les Belles Lettres, 1942) and will use his numbering
system in the following style: “D” (for Deman) followed by an Arabic number.
43
See D25–D28, with comment in Deman, Le témoignage d’Aristote, 75–82. See also Anton-
Hermann Chroust, “Socrates in the Light of Aristotle’s Testimony.” New Scholasticism, 26, no. 3
(July 1956), 327–365, on 331–333 and 336–338.
44
See D26–D27; on this, see Chroust, “Socrates,” 328–331, climaxing with: “the Aristotelian refer-
ences to Socrates and his conceptualist method are part of Aristotle’s critique and refutation of
the Platonic Theory of Ideas [the attached note cites D25, D26, and D27].” Cf. Heinrich Maier,
Sokrates: Sein Werk und geschichtliche Stellung (Tübingen: J. C. B. Mohr: 1913), 91–94.
45
See D29–D41; I will be concentrating on the three passages from Aristotle’s Nicomachean Ethics
(D31, D37, and D40) as well as D32 (from Magna Moralia). See Maier, Sokrates, 81–91, and
Chroust, “Socrates,” 348–355 and 359–360.
46
See Roslyn Esther Weiss, “The ‘Socratic’ Paradoxes in Plato’s Hippias Minor and Protagoras”
(PhD dissertation, Columbia University, 1982), 344–350. For Aristotle’s dependence on Xeno-
phon, Memorabilia, 4.6, see Maier, Sokrates, 94–102, especially 99n1, and Chroust, “Socrates,”
334–335 and 339–342.
Aristotle and Plato xlix
the dialogues. But my basic claim applies here as well: Aristotle can refute
Socrates—for everyone would admit that Aristotle rejects Socrates’ (alleg-
edly) mistaken identification of the virtues with knowledge (that is, K) and
his equally mistaken denial of the possibility of incontinence (ἀκρασία)—
because that is what Plato expects his readers to do. The problem is that few
would admit that it is Aristotle’s version of Socrates, and not Socrates, who
makes these mistakes, and even fewer who would acknowledge that the prin-
cipal source upon which the third part of Aristotle’s testimony of Socrates
most heavily depends is a deadpan reading of Protagoras, a reading I am
claiming that Plato himself expected his Guardians to outgrow.
So successful has Aristotle been in shaping the tradition’s conception of
Socrates that the most incisive and critical examination of his testimony
was published before the First World War,47 and even after A. E. Taylor had
exploded the hypothesis that we can distinguish between the literary Socrates
Aristotle finds in Plato’s dialogues and “the historical Socrates” because the
Stagirite refers to the latter as Σωκράτης and the former as ὁ Σωκράτης,48
W. D. Ross saw nothing unpardonable in his attempt to resuscitate it in 1924.49
As demonstrated by the fact that Aristotle places in the mouth of Σωκράτης
things “he” said in both Menexenus and Protagoras,50 there is no good way
to distinguish Aristotle’s Socrates from the literary sources upon which his
Socrates depends,51 and that really means upon his way of reading those
sources.
Above and beyond the fact that Aristotle failed to embrace the Idea of the
Good as separate—let alone my controversial suggestions that he lacked the
47
Maier, Sokrates; for context, see Deman, Le témoignage d’Aristote, 10–21: Maier is discussed on
17–18. On the Anglophone reception of his work, I can’t understand why a failure to discuss Aris-
totle’s claim about Cratylus’ early influence on Plato (Aristotle, Metaphysics, 987a32) tells against
Maier in Daniel W. Graham, “Socrates and Plato.” Phronesis 37, no. 2 (1992), 141–165, on 160.
48
A. E. Taylor, Varia Socratica (Oxford: James Parker, 1911), 40–51. For the origins of “Fizgerald’s
canon,” see William Fitzgerald, Selection from the Nicomachean Ethics of Aristotle Containing a
Delineation of the Moral Virtues with Notes and an Introductory Discourse (Dublin: Hodges and
Smith, 1850), 163.
49
Cf. Ross, Aristotle’s Metaphysics, xxxix–xli, especially: “In Rhet. 1415b30 we have λέγει
Σωκράτης ἐν τῷ ἐπιταφίῳ where the Menexenus is referred to; it is pardonable to suggest that in
this one passage ὁ has dropped out before the similar letter σ.” No it isn’t. Cf. Taylor, Varia Socrat-
ica, 46 (he is concluding his amusing discussion of this text which begins on 45): “Really, nothing
could be stronger proof of the fact that Aristotle applied no criticism whatever to Plato’s account
of Socrates, but took it with the proverbial foi de charbonnier, than his ascription of a sentence of
the Menexenus to Socrates, unless it be the astounding passage of the Politics (B 1264b24), where
the Laws are discussed as ‘discourses of Socrates.’” This passage will be discussed below, and
Aristotle deserves this criticism (cf. Guardians on Trial, 210n5) but Taylor is wrong on a crucial
point: Aristotle did apply criticism to “Plato’s account of Socrates” by attributing the partition of
the soul to Plato, not to Socrates (see below).
50
Cf. Aristotle, Rhetoric, 3.14 (1415b30–32), and Nicomachean Ethics, 7.3 (1445); cf. “this one
passage” in previous note.
51
See Chroust, “Socrates,” 331–332 and 364–365.
l Introduction
temperament to read Plato musically and thus failed to recognize Plato’s use of
basanistic pedagogy—an impartial reader would be hard-pressed to maintain
that Aristotle read Plato well if only on the basis of the following statement:
Thus while [μὲν οὖν] all the discourse of Socrates [οἱ τοῦ Σωκράτους λόγοι]
have a striking quality [τὸ περιττόν]—also cleverness, and originality and an
inquiring character [καὶ τὸ κομψὸν καὶ τὸ καινοτόμον καὶ τὸ ζητητικόν]—nev-
ertheless [δέ] for all things [to be done] beautifully is equally difficult [καλῶς
πάντα ἴσως χαλεπόν].52
On these points [sc., ‘whether Farmers and the Artisans are excluded from gov-
ernment or have some part in it, and whether these classes also are to possess
arms and to serve in war with the others or not’] Socrates [ὁ Σωκράτης] has
made no decision, but though he thinks that the women ought to serve in war
52
Aristotle, Politics, 2.6; 1265a11–13.
53
See Guardians in Action, 36–37 on “as Plato says in Timaeus” (Aristotle, Physics, 4.1; 209b11–12).
Aristotle and Plato li
with the Guardians and share the same education, with other things extraneous
to these [τὰ δ᾽ ἄλλα τοῖς ἔξωθεν] he has filled up the discourse [πεπλήρωκε τὸν
λόγον] as well as concerning education [καὶ περὶ τῆς παιδείας] of what sort it
is necessary the Guardians’ shall be [ποίαν τινὰ δεῖ γίνεσθαι τῶν φυλάκων].54
After these [sc. Socrates and Pythagoras] Plato divided the soul into the rational
[τὸ λόγον ἔχον] and irrational part [τὸ ἄλογον]—and in this he was right—
assigning corresponding virtues to each; as far as this, admirably [καλῶς], but
after that, no longer rightly.56
54
Aristotle, Politics, 2.6; 1264b34–1265a1 (H. Rackham translation modified).
55
See Guardians in Action, 1–2.
56
[Aristotle], Magna Moralia, 1.1; 1282a23–27.
57
For background on bipartition and the tripartite soul, see D. A. Rees, “Bipartition of the Soul in the
Early Academy.” Journal of Hellenic Studies 77, pt. 1 (1957), 112–118, and P. A. Vander Waerdt,
“Aristotle’s Criticism of Soul-Division.” American Journal of Philology 108, no. 4 (Winter 1987),
627–643.
lii Introduction
time he will distinguish Plato from one of his characters because Socrates
will not partition the soul—and (3) he fails to grasp that from Protagoras to
Republic, what Socrates says reflects and advances Plato’s concern περὶ τῆς
παιδείας and more specifically with ποίαν τινὰ (i.e., what kind of education)
δεῖ γίνεσθαι τῶν φυλάκων, including us, his readers, among οἱ φύλακοι.
For now, the second mistake is the crucial one. Just as Aristotle is exces-
sively concerned with, for example, the Farmers and Artisans in Politics, so
too it was natural for his followers to be so with the psychological dimension
of the Shorter Way when it came to the soul as opposed to the City:
the only work of Plato to which [Magna Moralia] 1182a24–30 can refer is the
Republic. In representing tripartition as a division into ἄλογον and λόγον ἔχον,
therefore, the author uses a kind of short-hand to refer to the psychology of the
Republic.58
There are a number of considerations that make the first chapter of Magna
Moralia a useful text, beginning with the fact that it offers the clearest con-
tinuous statement of the distinction between Plato and Socrates. Naturally it
will be the Nicomachean Ethics on which further discussion of Aristotle’s
testimony about Socrates will rely, but the criticism of Plato that follows
Aristotle’s praise for partitioning the soul expresses with great clarity a
way of reading Plato’s Republic that is likewise characteristic of Aristotle’s
followers:
For he [sc. Plato] mixed up and yoked together virtue with the treatment
of the good [τἀγαθόν; the whole phrase is τὴν γὰρ ἀρετὴν κατέμιξεν {καὶ
συνέζευξεν}εἰς τὴν πραγματείαν τὴν ὑπὲρ τἀγαθοῦ]. Which cannot be right, not
being appropriate. For in speaking of the things that really are [τὰ ὄντα] and of
truth [ἀλήθεια] he ought not to have discoursed about virtue [ὑπὲρ ἀρετῆς]; for
there is nothing common to this and to that.59
Since Aristotle thought that Plato, unlike Socrates, divided the soul into
three parts, it makes sense that his followers would fail to recognize why
Plato thought it was both appropriate and necessary to combine a discussion
ὑπὲρ ἀρετῆς—and about Justice in particular, which demands a measure of
self-sacrifice—with what he calls ἡ πραγματεία ἡ ὑπὲρ τἀγαθοῦ: the justifica-
tion for doing so is precisely what distinguishes the Longer from the Shorter
Ways.60 It thereby becomes possible to criticize Plato for mixing ethics and
58
P. A. Vander Waerdt, “The Peripatetic Interpretation of Plato’s Tripartite Psychology.” Greek,
Roman and Byzantine Studies 26, no. 3 (Autumn 1985), 283–302, on 297.
59
[Aristotle], Magna Moralia, 1.1 (1282a27–30).
60
For the distinction, arising from R. 435d2–3 and 504b2, see Plato the Teacher, chapters 3 and 4.
Aristotle and Plato liii
ontology while at the same time praising him for partitioning the soul. As a
result, it is still with an Aristotelian way of reading Plato’s Republic that we
are concerned:
It is therefore not surprising that the author of Magna Moralia 1.1 will distin-
guish what’s good “simply [ἁπλῶς]”—that is, the GoodT—from “the good for
us”62 before echoing the master by identifying the latter as Happiness in 1.2.63
This is not to say that Aristotle’s reading of Republic lacks all merit, or that
he completely ignores the Longer Way while devoting so much more atten-
tion to the Shorter. To begin with, he recognizes the centrality of the Idea of
the Good, and pays both Plato and Platonism the compliment of attacking
it—most famously in Nicomachean Ethics 1.6—and that criticism is there-
fore echoed in Magna Moralia 1.1. But his criticism of Republic in Politics
2.5 deserves notice as well:
61
Vander Waerdt, “Peripatetic Interpretation,” 297n36.
62
[Aristotle], Magna Moralia, 1.1; 1282b3; cf. 1183a11–12 and 1183a35.
63
[Aristotle], Magna Moralia, 1.2; 1184a8–19.
64
Aristotle, Politics, 2.5; 1264b15–17.
liv Introduction
Thus far, I have been considering what the author of Magna Moralia says
about Plato, partly because both his praise and blame depend on the Peripa-
tetic reception of Plato’s Republic, and partly because those comments are
tied directly to the what he has already written about Socrates:
After him [sc. Pythagoras] came Socrates, who spoke better about these things
[περὶ ἀρετῆς and αἱ ἀρεταί], but even he was not successful. For he used to make
the virtues sciences [ἐπιστῆμαι; the whole phrase is τὰς γὰρ ἀρετὰς ἐπιστήμας
ἐποίει], and this is impossible. For the sciences all involve reason, and reason
is to be found in the intellectual part of the soul. So that all the excellences,
according to him, are to be found in the rational part of the soul [τὸ λογιστικὸν
τῆς ψυχῆς μόριον]. The result is that by making the virtues sciences, he is doing
away with the irrational part of the soul [τὸ ἄλογον μέρος τῆς ψυχῆς], and is
thereby doing away both with passion and character; thus he has not been suc-
cessful in this respect in his treatment of the virtues.65
One very striking consequence of this [sc. ‘Socratic intellectualism generates all
action from the single desire, common to everyone, for his or her own maximal
available happiness or good over the rest of his or her life’] is an utter rejection
of the perspective involved in Plato’s parts of the soul doctrine (as also in Aris-
totle’s psychology of action, following Plato’s).67
Written more than 2,000 years after Magna Moralia, this sentence depends
just as heavily on Aristotle’s way of reading Plato as its unknown ancient
author did. As the parenthesis indicates, Aristotle will reject “Socratic intel-
lectualism” just as Plato did, but that should not disguise the fact—obvious
in Magna Moralia—that the original distinction between it and “Plato’s parts
of the soul doctrine” depends on Aristotle’s testimony about Socrates; so
too does the distinction between “Plato’s Socratic dialogues” and his (“later
written”) Republic. Note that instead of using the Order of Composition
65
[Aristotle], Magna Moralia, 1.1; 1282a15–35 (St. George Stock translation modified).
66
See Vander Waerdt, “Peripatetic Interpretation,” 297n37.
67
Terry Penner and Christopher Rowe, Plato’s Lysis (Cambridge, UK: Cambridge University Press,
2006), 227. For a detailed review of a book that will be receiving attention in chapter 1, see R.
M. Dancy, “With Friends, ‘More Is Going on than Meets the Eye.’ A Discussion of Terry Penner
and Christopher Rowe, Plato’s Lysis.” Oxford Studies in Ancient Philosophy 31 (2006), 323–347.
Aristotle and Plato lv
paradigm to show that it is actually “Plato’s parts of the soul doctrine” (like
“Aristotle’s psychology of action”) that constitutes “an utter rejection of the
[earlier Socratic] perspective,” this sentence allows the two incompatible
perspectives to meet on an equal footing. But despite the fact that both of its
authors will reject Aristotle’s “perspective” (along with Plato’s), the histori-
cal roots of their incompatibility claim—culminating in an ahistorical objec-
tion that causes an earlier perspective to be treated as “an utter rejection”
of a later one—are to be found in Aristotle. The interplay of the two can be
illustrated by this passage from the same source:
68
Penner and Rowe, Plato’s Lysis, 195n2.
69
See Aristotle, Nicomachean Ethics, 7.3.
70
For valuable historical background, see Hayden W. Ausland, “Socrates’ Definitional Inquiries and
the History of Philosophy” in Sara Ahbel-Rappe and Rachana Kamtekar (eds.), A Companion to
Socrates, 493–510 (Malden, MA: Blackwell, 2006).
71
See Guardians in Action, 424.
lvi Introduction
“Socrates” I shall here use for the Socrates of the Protagoras; “Plato” refers to
the Socrates of the Republic.72
“Penner’s Golden Footnote” echoes Aristotle and thus depends just as unmis-
takably on his misreading of Plato’s dialogues as does the author of Magna
Moralia.
There is a difference of course: first Penner and then Penner and Rowe
will resuscitate as defensible the same “Socratic intellectualism” that Aris-
totle was the first to distinguish from “Plato’s parts of the soul doctrine” in
order to grapple with and refute it. But the points in common are decisive,
depending equally on three mistaken assumptions about how we should read
Plato: (1) that what Socrates says in Protagoras represents what “the histori-
cal Socrates” or “the Socrates of a certain fairly well-marked part of Plato’s
stylometrically early dialogues” actually believed to be true, (2) that what
Socrates says in Republic 4 about the tripartite soul represents what Plato
actually believed to be true, and (3) that Plato’s dialogues can be divided
against themselves in this way. In contrast to the last of these, I regard all of
Plato’s dialogues as equally subservient to Plato the Teacher’s ultimate aim:
to teach us how to discover virtue for ourselves in the light of the transcen-
dent Good. In relation to that aim, neither Protagoras nor Republic 4 should
be regarded as any more or less “Socratic” than the other, for both are equally
Platonic, and for much the same reason: they both serve as springboards to
the Idea of the Good.
Obviously Ascent to the Good is only one part of an ongoing attempt to
demonstrate the dialectical unity—a unity, that is, that explains the disso-
nance between, for example, Protagoras and Republic 4 as deliberate rather
than doctrinal or developmental—of Plato’s pedagogical project as a whole.
To prove the existence of that project is my purpose throughout. Since the
Idea of the Good is central to that project, Plato the Teacher has already
defended a reading of Plato’s Republic that emphasizes the inadequacy—
however dialectically necessary that inadequacy may in fact be—of the
Shorter as opposed to the Longer Way. In this book, Protagoras and other
“Socratic dialogues” will play a similar role. Having now used texts from
Aristotle’s Politics and the Magna Moralia to situate a certain way of under-
standing Socrates in the context of a deeply flawed way of reading Plato’s
Republic, it is now time to demonstrate Aristotle’s dependence on Protago-
ras, using for that purpose his Nicomachean Ethics.
72
Terry Penner, “Thought and Desire in Plato” in Gregory Vlastos (ed.), Plato: A Collection of Criti-
cal Essays, II: Ethics, Politics, and Philosophy of Art and Religion, 96–118 (London: Macmillan,
1971), 96n1. Penner’s most significant publication on Prt. (note the absence of Plato in its title)
is Terry Penner, “Socrates on the Strength of Knowledge: Protagoras 351b–357e.” Archiv für die
Geschichte der Philosophie 79 (1997), 117–149.
Aristotle and Plato lvii
73
D17, D23, D29, D30, D35, and D36.
74
The outlier is D24; the relevant passages are D31, D37, and D40.
75
See Chroust, “Socrates,” 352–355; he divides D40 and describes the additional passage on 354:
“Nicomachean Ethics 1113b14–17 contains a reference to the saying that ‘no one [οὐδείς] is
wicked by his own volition [ἑκών] nor happy against his will.’ This reference, which probably
alludes to Socrates, has a parallel in Protagoras 345d.”
76
See Deman, Le témoignage, 91 (on D31), 102–104 (on D37)—both La. and Xenophon’s Memora-
bilia, 3.9.1–3 are also mentioned as possible sources—and 112–115 (on D40).
77
Chroust, “Socrates,” 354: “Nicomachean Ethics 1147b3–15 [this is the last part of D40] is based
on the Charmides in general.” For the current status quaestionis, cf. Louis-André Dorion, “The
Rise and Fall of the Socrates Problem” in Donald R. Morrison (ed.) The Cambridge Companion
to Socrates, 1–23 (Cambridge, UK: Cambridge University Press, 2011), 16: “Regarding Aristotle,
the vast majority of positions that he attributes to Socrates can be traced to Plato’s dialogues, so it
is difficult to concede that Aristotle’s account of Socrates constitutes an independent source.” Cf.
Nicholas D. Smith, “Aristotle on Socrates,” in Alessandro Stavru and Christopher Moore (eds.),
Socrates and the Socratic Dialogues, 601–622 (Leiden and Boston, MA: Brill, 2018), best under-
stood as a response to “skeptics” (like Dorion; cf. 602n5) who “dismiss the Aristotelian testimony
as too dependent on Plato” (602).
78
The passage in Magna Moralia about Socrates (1182a15–23) quoted above is D32; on it see
Deman, Le témoignage, 92–94; his comments on D33 (Magna Moralia 1183b8–11) on 95 are more
interesting, especially on the use of the plural ἐπιστῆμαι: “Cette constance de la formule dans les
trois Éthiques est remarquable.”
lviii Introduction
This is the only text in Nicomachean Ethics that uses Plato’s own words
while referring to something Σωκράτης says in Protagoras—hence Harris
Rackham’s decision to use quotation marks—but it is important to note that
in addition to the direct allusion (Prt. 352c1–2), the reference to the Socratic
Paradox beginning with οὐδείς is based on other passages in Protagoras as
well (Prt. 345d9–e4 and 358b6–c1).80 Given the “obvious reference,”81 it is
impossible to claim that Σωκράτης (here without the definite article) refers
to “the historical Socrates” as opposed to the Socrates Aristotle finds in “the
Socratic literature,”82 and naturally those who want Aristotle to offer indepen-
dent information about Socrates do whatever they can to resist the point that
Heinrich Maier made with emphasis: “Aristotle’s notices about Socrates’ ethi-
cal views do not possess a self-standing authority as a source [einen selbständ
igen Quellenswert],”83 that is, that Aristotle’s acquaintance with Socrates
79
Aristotle, Nicomachean Ethics, 7.3; 1145b23–27 (Rackham modified), that is, D40, on which see
Deman, Le témoignage, 112–114. Note that Fr. Deman himself, although preserving the insights
of Maier and others, concludes his discussion of Aristotle’s testimony with the following at least
semi-circular claim (116): “Le rapport de nos textes avec le Protagoras n’autorise nullement à
penser que cette pensée socratique n’aurait eu aux yeux d’Aristote qu’une existence littéraire.
Il invite bien plutôt à reconnaître le valeur documentaire que possède, pour les éléments tout au
moins qu’Aristote en a retenus, ce dialogue de Platon.”
80
See Chroust, “Socrates,” for the suggestion that another passage (Prt. 357c–e) “might possibly be
detected at the bottom of Nicomachean Ethics 1145b21–27.”
81
Cf. Sir Alexander Grant, Bart., Ethics of Aristotle; Illustrated with Essays and Notes, two volumes,
fourth edition, revised (London: Longmans, Green, 1885), 2.197: “The omission of the article
before seems to show that the real man, and not the personage of Plato’s dialogues, is referred to,
(see above, note on Eth. 6.13.3 [Grant discusses Bishop Fitzgerald on 188]), but yet the words of
the passage before us have obvious reference to Protagoras 352b.” This is a distinct improvement
on Ross, who does not mention 1145b23–24 in his defense of “Fitzgerald’s canon.”
82
On Aristotle’s references to οἱ Σωκρατικοὶ λόγοι, see D1–D3 and Deman, Le témoignage, 25–33,
especially this on 29: “Il serait aussi absurde de croire qu’Aristote ici ne pense pas principale-
ment aux discours de Platon que de supposer qu’il entend quelque autre auteur lorsqu’il dit dans
Politiques, 1265a11 [sc. the passage from 2.6 quoted and discussed above], que tous le λόγοι de
Socrate montrent τὸ περιττὸν καὶ τὸ κομψὸν καὶ τὸ καινοτόμον καὶ {τὸ} ζητητικόν.” See also
Deman’s justification on 9 for excluding consideration of Aristotle’s use of οἱ τοῦ Σωκράτους
λόγοι to describe Laws.
83
Maier, Sokrates, 90. Cf. C. C. W. Taylor, “Socratic Ethics” in Barry S. Gower and Michael C.
Stokes (eds.), Socratic Questions: New Essays on the Philosophy of Socrates and its Significance,
137–152 (London and New York: Routledge, 1992), on 138: “Of course, we cannot simply take it
for granted that Aristotle’s evidence is independent of Plato.”
Aristotle and Plato lix
In reality, it is merely out of interest in the subject that Aristotle in the Nicoma-
chean Ethics wants to grapple with a particular ethical theory that he finds sup-
ported literarily in Plato’s Protagoras.87
84
For an exclusively literary solution to Aristotle’s curious use of “the older Socrates” (D17, D29, and
D40), cf. [Aristotle], Magna Moralia, 1183b9–10 (D33) with Plt. 283b4–5; Aristotle, Metaphysics,
1036b24, with Plt. 262a3–263c6; and Ernst Kapp, “Sokrates der Jüngere.” Philologus 79 (1933),
225–233, 230 (on Kriterium) with Plt. 263b6–10; on this account, the author of Magna Moralia
should have identified his ὁ Σωκράτῆς as “the younger Socrates” (since neither Xenophon’s nor
Plato’s Socrates ever says the kind of thing we find in Politics, 1253a9) and what Aristotle calls the
παραβολή of the Younger Socrates in Metaphysics would be believing that δυ’ εἶναι ζῷων γένη (Plt.
263c5–6), a juxtaposition ἐπὶ τοῦ ζῷου that confuses μέρος and εἶδος.
85
Maier, Sokrates, 90.
86
Chroust, “Socrates,” 355: “From this [sc. 348–354] we may conclude that the Aristotelian refer-
ences as found in the Nicomachian Ethics, have Plato’s Protagoras as their primary source or
model.” His remarks on the Eudemian Ethics and Magna Moralia follow on 355–360, ending with
a similar statement.
87
Maier, Sokrates, 91.
88
My own position on this question, discussed below in §3, is anticipated by Mark L. McPherran,
“Socratic Piety in The Euthyphro.” Journal of the History of Philosophy 23, no. 3 (July 1985),
293–309, on 309: “Piety is also linked to the rest of the virtues by philosophy. That is, the human
knowledge of the virtues sought by philosophy is only possible by performing a pious activity
which, if performed correctly, results in the proper knowledge of piety.” Like philosophy (cf. Smp.
204a1–b5 and Ly. 218a2–b3), piety and “the rest of the virtues” depend as much on (Socratic)
ignorance as on knowledge, and the knowledge in question is what Socrates means by “human
wisdom” (Ap. 20d8 and 23a7; cf. Guardians on Trial, 38–41), not the kind that would unify the
virtues in Prt. even if Socrates were sincerely seeking it.
lx Introduction
89
See Ascent to the Beautiful, §2.
90
See Kapp, “Sokrates der Jüngere,” 225–226, citing Aristotelis qui ferebantur librorum fragmenta
collegit Valentinus Rose (Leipzig: B. G. Teubner, 1886). For analysis, see Ingemar Düring, Aristo-
tle in the Ancient Biographical Tradition (Stockholm: Almqvist & Wiksell, 1957), part 3, chapter
6, and following note.
91
Cf. “provincial pupil” in Carlo Natali, Aristotle: His Life and School, edited and translated by D.
S. Hutchinson (Princeton, NJ: Princeton University Press, 2013), 17.
92
See Henry Jackson, “Aristotle’s Lecture-Room and Lectures.” Journal of Philology 35 (1920),
191–200, for the claim that there was a painting of Socrates’ feigned departure from the garden of
Callias in his classroom.
93
Cf. Maier, Sokrates, 78: “Daß die Ideenlehre Platos ausschließliches Eigentum war, das war, ohne
zweifel auch innerhalb der Akademie, ein offentliches Geheimnis.”
94
Cf. Burger, Aristotle’s Dialogue with Socrates, 4.
Aristotle and Plato lxi
ἀκρασία and the virtues, but instead of seeing Plato’s hand in making him so,
he can gain a victory over a great Athenian philosopher by treating him as sim-
ply Socrates and using Plato’s own considerable authority against him.
But the more important phase of Aristotle’s ongoing ἀγών is with Plato,
and it was therefore not enough to use the authority of (the Shorter Way) Plato
against Socrates: in the decisive case, he would use the authority of (someone
else’s version of) Socrates against Plato.95 If Maier is correct that Xenophon’s
Memorabilia 4.6.13–14 played a decisive part in Aristotle’s description of
Socrates’ methodological contributions,96 this shows that he could use a non-
or at least pre-Platonist Socrates against the separate Ideas, a task for which
any version of Plato’s Socrates was ill-suited.97 Aristotle’s decision to split
Plato from Socrates in the way he did therefore had the following advantages
for him: (1) he could use (Xenophon’s version of) Socrates against Plato
on the Ideas while going (the now apparently real) Socrates one better by
erecting the mighty syllogism on those rude foundations, (2) he could use (a
Shorter Way version of) Plato against (the) Socrates (of Protagoras) on the
presence of τὸ ἄλογον in the soul while going on to offer a much improved
syllogistic account of ἀκρασία, and (3) by playing both of his rivals off
against each other (concealing the parenthetical qualifications I have added
while doing so), surpassing both even when they were right, he could win the
ἀγών, for it was only by overthrowing both Socrates and Plato that Aristotle
becomes the greatest Greek philosopher. While exploring the stratagems of
this ambitious and able competitor, however, it would be a mistake to lose
sight of the bumpkin altogether.
Regardless of Aristotle’s motives or personal experiences, the long-term
result proves the process to be a circular one:
95
Cf. Gail Fine, “Separation.” Oxford Studies in Ancient Philosophy 2 (1984), 31–87 (last word).
96
And I believe that he is; indeed reading Maier’s discovery of this connection (Sokrates, 91–102)
is what we used to call “a mind-blowing experience,” and his finding is not easily dismissed,
especially given Heinrich Maier, Die Syllogistik des Aristoteles, three volumes (Tübingen: H.
Laupp, 1896–1900). Note that Smith, who believes he is defending the independent value of Aris-
totle’s testimony by emphasizing his reliance on Xenophon as well as Plato—see “Aristotle and
Socrates,” 602–603, 608–609, and especially 613–614—does not mention this aspect of Memora-
bilia 4.6 (cf. 608) and cites Maier only in passing (601n2).
97
Cf. Maier, Sokrates, 94: “Aber ist es überhaupt denkbar, daß Aristoteles den scharf pontierten
Gegensatz, den er zwischen der sokratischen und der platonischen Doktrin konstruiert, doch wieder
zuletzt auf Platos Zeugnis stützte?” What gives Maier’s pages their tremendous shock value (see
previous note) is that although he has already raised the logically prior question “wie ist Aristoteles
zu dieser Auffassung der sokratischen ‘Philosophie’ gekommen?” (93) before the first question
I quoted; he will answer both three sentences after it: “niemand anderes als—Xenophon.” Inci-
dentally, my “any version” is too strong: the Socrates of Phlb. is best suited to this purpose, but
Aristotle could scarcely identify Socrates with “him,” for there he was more likely to find himself.
lxii Introduction
of these positions are mistakes. But if they are mistakes, at least contempo-
rary historicist developmentalists can count themselves as being in very good
company—and as taking an approach to ‘Socratic philosophy’ that has very
deep roots in the history of thought that go all the way back to the time of
Plato.98
Nicholas Smith is right, and those roots go all the way back to Aristotle’s first
encounter with Protagoras. The problem is that while defenders of the Order
of Composition paradigm regard the “early” or “Socratic” dialogues as the
validation of Aristotle’s testimony, it is really Aristotle’s testimony about the
intellectualism of “the historical Socrates,” derived from his characteristically
deadpan reading of Protagoras, that is the basis of the Order of Composition
paradigm.99 In the Reading Order paradigm, by contrast, it is Plato’s students
who are expected to develop beyond their initial response to Protagoras—
especially since that response was likely to be a thoroughly bemused confu-
sion100—but not by dividing Plato from Socrates, and least of all by doing so
on the basis of imagining that Plato reveals himself in his mighty Republic
along the Shorter Way.
If, as I believe, Socrates in Plato’s dialogues is never anything more or less
than Plato’s Socrates, he is—to hammer the point—always advancing the
pedagogical goals of his creator. But when quarantined between by a pre- or
even anti-Platonist Socrates in the early dialogues, and a post-Platonist Plato
teaching the Prinzipienlehre in the late ones, “the middle cannot hold,” and
thus an Anglo-German Alliance—one that bridges the Analytic-Continental
divide—makes it difficult to prize Platonism free from the two mighty book-
ends that confine it, especially because the most radical of the Anglo-Amer-
ican “Socratists” are just as intent on finding Aristotle’s version of Socrates
in the late dialogues as the scholars of Tübingen are on finding the Unwritten
98
Smith, “Aristotle on Socrates,” 620. Cf. John M. Cooper, “Plato’s Theory of Human Motivation.”
History of Philosophy Quarterly 1, no. 1 (January 1984), 3–21, on 17n1: “verbal echoes with the
Protagoras (compare 352b8–c2) strongly suggest that he relied directly on Plato’s dialogues at
least some of the time for his conception of the historical Socrates’ philosophical views. So Aris-
totle’s treatment of Socrates confirms the correctness of this convention, however antecedently
dubious it might seem.”
99
Cf. Gregory Vlastos, “Socrates.” Proceedings of the British Academy 74 (1988), 89–11, on 108:
“Thus the fact that in his account of all the main Socratic positions Aristotle records he relies so
heavily on Plato’s earlier dialogues as his source does not impair the value of his testimony. Quite
the contrary. It is a powerful attestation of the confidence he reposes in those dialogues as a source
of Socratic philosophy.”
100
Cf. Charles H. Kahn, “Plato and Socrates in the Protagoras.” Méthexis; Revista argentina de
filosofia antigua 1 (1988), 33–52, on 36: “In the Protagoras, on the other hand, nothing is straight-
forward, everything is problematic: the hedonism, the final judgment of teachability, the nature
of virtue itself and the relation between its parts, not to mention the discussion of the Simonides
poem.”
Aristotle and Plato lxiii
101
Cf. “Socraticism” in Michael C. Stokes, Plato’s Socratic Conversations: Drama and Dialectic in
Three Dialogues (Baltimore, MD: Johns Hopkins University Press, 1986), 321 and 452–453, and
“Socraticist” in Lloyd P. Gerson, From Plato to Platonism (Ithaca, NY: Cornell University Press,
2013), 49–50. See also 53: “The doyen of modern Socraticism in the English-speaking world is
unquestionably Gregory Vlastos.”
102
Cf. Charles H. Kahn, “Plato and the Unity of the Virtues.” Phronesis, supplement volume 2
(1976), 21–39, on 24: “Plato may still be feeling his way in the Protagoras and the Meno. Or he
may be sure of the way but concerned for the moment only to prepare the minds of his readers
for the fuller statement to come.” He identifies Ernst Kapp as his teacher in this piece (37–38n2);
note also his parenthesis there: “I am sure that Symposium was written (or at least designed to be
read) before the Phaedo.” Not surprisingly, Kahn is the foremost Anglophone critic of the value of
Aristotle’s Socratic testimony; see especially his Plato and the Socratic Dialogue, 79–87.
103
See Plato the Teacher, §19.
104
Cf. Cooper, “Plato’s Theory,” 3: “That Plato in the Republic is self-consciously rejecting this
Socratic theory [sc. ‘virtue is essentially a property of the intellect’] is by now well accepted
[thanks to whom?]; and most philosophical readers no doubt agree [once again with Aristotle]
that the Republic’s theory [cf. the article’s opening words: ‘everyone knows that in the Republic
Plato advances the theory that the soul has three independent parts’] is a distinct improvement.”
105
Cf. Vlastos, Socrates, 53–80.
lxiv Introduction
story: the decisive dividing line was the status of the separate Forms, and the
relevant question in considering the place of each Socratic dialogue in Plato’s
Development was informed by its degree of distance between what Socrates
had to say there and the (fully developed) “Theory of Ideas.” As a result,
when Vlastos considers “Aristotle’s Testimony” in his Socrates, he divides
his attention unequally between using it to prove that the Theory of Ideas is
not Socratic and that the tripartite soul is exclusively Platonic.106 In discuss-
ing the latter he wrote: “Thus the Aristotelian view of Socrates unequivo-
cally assigns to him, in opposition to Plato, that intellectualist conception of
motivation and of the nature of moral virtue which reduces courage [note the
characteristic emphasis on Protagoras] and each of the other virtues to forms
of knowledge,” and then went on to use Aristotle’s reference to Protagoras
in the Nicomachean Ethics to show that Socrates, but not Plato, upheld “the
impossibility of incontinence,” which he called “that most perplexing of the
consequences of a reductively intellectualist psychology.”
It would be too much to say that these specific passages blazed the trail for
the more radical Socratists who would follow in Vlastos’s footsteps: albeit
on the basis of what they had learned from him, they had already turned
that trail into a highway by 1991. Ten years earlier, when Vlastos issued the
second edition of his Platonic Studies,107 he emphasized from the start that
he was now obliged to respond to a way of reading Protagoras introduced
by Penner in 1973,108 and then “adopted (with minor modifications)”109 by
C. C. W. Taylor and Terence Irwin;110 in the notes, he coins the acronym
“PTI” to stand for Penner, Taylor, and Irwin.111 It is to these scholars that
my term “radical Socratists” will refer, and I want to emphasize that all three
distinguish Socrates from Plato primarily on the basis of a deadpan reading
of Protagoras that upholds—again following Aristotle—Socrates’ denial of
incontinence in that dialogue as Socratic as opposed to Plato’s (later) moral
psychology based on the tripartite soul in Republic 4.112 I will reserve the
106
Cf. Vlastos, Socrates, 91–95 and 95–97.
107
Gregory Vlastos, Platonic Studies, second edition (Princeton, NJ: Princeton University Press,
1981).
108
Vlastos, Platonic Studies, xi; cf. Terry Penner, “The Unity of Virtue.” Philosophical Review 82
(1973), 35–68.
109
Vlastos, Platonic Studies, xi.
110
See C. C. W. Taylor (ed.), Plato, Protagoras; Translated with Notes, revised edition (Oxford:
Clarendon Press 1991 [first edition 1976]), and Terence Irwin, Plato’s Moral Theory: The Early
and Middle Dialogues (Oxford: Clarendon Press, 1977).
111
Vlastos, Platonic Studies, 420 and 427.
112
Cf. Penner and Rowe, Plato’s Lysis, 313: “on the view Plato promotes in the Republic, human
beings combine rationality with irrationality. Further, the irrational in us [cf. τὸ ἄλογον] can over-
come the rational [cf. τὸ λόγον ἔχον]: we can behave ‘akratically,’ i.e. in an ‘un-self-controlled’
way. Again like the Plato of the Republic, Aristotle deliberately turns his back on Socratic
intellectualism.”
Aristotle and Plato lxv
term “the most radical Socratists” for Penner and Rowe, who will play a
significant role in this book; what distinguishes them is a bold and eager will-
ingness to expand the reach of Socratism to include Symposium and Republic
6–7, above all by equating first Beauty and then the Good with εὐδαιμονία,113
i.e, by replacing the GoodT with the GoodE.
Both the contrast and continuity with Aristotle are striking. To begin with,
unlike Penner and Rowe, Aristotle knows that Plato’s Idea of the Good is not
εὐδαιμονία, and he attacks Plato primarily because it is not; in that crucial
sense, he is infinitely closer to understanding Plato than Penner and Rowe
are. But I have tried to show that despite some effort to conceal the fact,114
Aristotle is ultimately responsible for their errors. Although Aristotle rejected
the kind of intellectualism he found in Protagoras and attributed to Socrates,
he laid the foundations for the project Vlastos championed: to discriminate
the Socrates of Plato’s early dialogues from the equally Platonic Socrates of
the middle and later ones. Building on the foundation Vlastos gave them,
the most radical Socratists—paradoxically by rejecting Aristotle’s critique
of Socrates, and thus defending the philosophy of Socrates against Plato’s
“moral psychology”—ultimately prove themselves true to his spirit, for
instead of rejecting Plato’s Idea of the Good as Aristotle did, their project is
to show that not even Plato embraced it, that is, that he was an Aristotelian
on the decisive question of the GoodE.115
My emphasis on the most radical Socratists in this book is best under-
stood as musical. By creating a ruthlessly coherent system of eudaemonist
113
For useful discussion of Penner (62–67) and Rowe (68–72), see Gerson, Plato to Platonism,
62–72.
114
See Christopher Rowe, “‘Just how Socratic are Plato’s “Socratic” dialogues? A response to
Charles Kahn, Plato and the Socratic Dialogue.” Plato: The Internet Journal of the International
Plato Society 2 (2002); http://gramata.univ-paris1.fr/Plato/article30.html (accessed September 15,
2016), especially “The Value of Aristotle’s Testimony,” about which he concludes: “So it would
be good if the case for a Socrates in Plato did not have to rely too heavily on him [sc. Aristotle].”
More accurate is an earlier remark: “The amount that Aristotle tells us is relatively small; but
he is always there, if the hypothesis of a Socratic period in Plato is in need of support. Indeed,
we could probably not have understood Aristotle’s brief remarks without the Socratic dialogues,
which serve to give them shape and sense.” Nor could we understand them as we do without those
remarks.
115
As already indicated in the Preface, it is with Anglophone Socratists that I will be in dialogue as
far as the text is concerned; nevertheless, the importance of Stemmer, and especially of his 1992
Platons Dialektic, should not be overlooked. It is undervalued (“this is not a revolutionary work”)
by David Rankin, “Plato’s Dialectic.” Classical Review 44, no. 2 (1994), 297–298, and Günter
Figal takes Stemmer to task on 476 of “Platons Dialektik. Die frühen und mittleren Dialoge by
Peter Stemmer.” Zeitschrift für philosophische Forschung 48, no. 3 (July–September 1994),
474–477, for failing to consider “die prinzipientheoretische und axiologische Bestimmung des
Guten in ihrer Zusammengehörigkeit” (a criticism that points to the possible synthesis of Tübin-
gen and radical Socratism) rather than for reducing the GoodT to the GoodE, which is principally
what makes his “a revolutionary work.” For a more thoughtful response to the crucial passage
(184) in Platons Dialektik, see Francisco J. Gonzalez, Dialectic and Dialogue: Plato’s Practice of
Philosophical Inquiry (Evanston, IL: Northwestern University Press, 1998), 361n14.
lxvi Introduction
Socratism whereby all agents invariably pursue the good for themselves, the
astute Penner provides Rowe—a gifted, diabolically clever, and enviably eru-
dite classicist116—with a philosophical foundation that allows him to create a
powerful and revealing counter-point to Platonism. Since I do not think the
Athenian Stranger speaks for Plato, I do not regard the interplay of σύμφωνον
and ἀντίφωνον as deleterious to the learning process, nor do I believe that
Plato believed that ἑτεροφωνία conduces to δυσμάθεια (Lg. 812d4–e7). Dia-
lectic is therefore not only what takes place within the Platonic dialogues,
but also between them, forcing us to bring harmony out of dissonance. But it
also takes place outside of them, and by illuminating its apparently Socratic
or rather “Socratist” negation, the most radical Socratists make Platonism
conspicuous by its absence, and this makes them of inestimable value to a
Platonic rhapsode, that is, to one who is just as determined to say πολλὰ καὶ
καλά about Plato as Ion is about Homer but who must nevertheless enter into
a dialogue with Plato’s ablest critics for much the same reason that a musician
must be able “to play the rests” and not just the notes.
In identifying myself as a Platonic rhapsode—for nothing would make
me happier than reciting Plato aloud in Greek and expounding him in pub-
lic—I am admitting that Plato’s Ion is my favorite dialogue. And since Ion is
generally reckoned to be a preening and ignorant coxcomb, it certainly can-
not be construed as boastful to say that I identify with him, especially since
the way that he feels about Homer and Hesiod is exactly the way I feel about
Plato and Aristotle. Let me confess: the Stagirite puts me to sleep. Without
laying claim to divine inspiration, I freely admit that for me the interpretation
of Plato does not depend on a τέχνη: if it did, I would arguably be qualified
to be what I am not, that is, “a Professor of Ancient Philosophy,” equally
prepared to expound Aristotle and Plato, to say nothing of the Presocratics
and the Hellenistic schools. But here’s the thing, and this may well be con-
strued as boastful: not only do I think that there should be room in the field
for a high school teacher like me to publish books like mine, but I’m equally
certain that the characteristic τέχνη of the Professor of Ancient Philosophy,
largely because it demands equal expertise in Aristotle, has not served Plato
well, and in this Introduction, I have tried to show the sense in which it has
done him irreparable damage.
I will continue to write, however, in the naïf’s adolescent faith that this
damage can be repaired. Whereas most professors read Plato as if he were
one of them, I will read him as if he were a high school teacher—teaching
116
He wrote his doctoral dissertation about Aristotle; it was published as C. J. Rowe, The Eudemian
and Nicomachean Ethics: A Study in the Development of Aristotle’s Thought (Cambridge, UK:
Cambridge Philological Society, 1971). See also Christopher Rowe, “A Reply to John Cooper on
the Magna Moralia.” American Journal of Philology 96, no. 2 (Summer 1975), 160–172.
Aristotle and Plato lxvii
117
Cf. Field, Plato and his Contemporaries, 37: “This [sc. Aristotle’s arrival at the Academy] was in
367, when he was seventeen years old, an interesting indication of the age at which it was possible
to begin study there.” Cf. “15–18” on 38n3.
118
See W. K. C. Guthrie, A History of Greek Philosophy, six volumes (Cambridge, UK: Cambridge
University Press, 1967–1981), 4.191 and 4.312.
119
Introduced in Gregory Vlastos, “The Third Man Argument in the Parmenides.” The Philosophical
Review 63, no. 3 (July 1954), 319–349, “the Self-Predication Assumption” (i.e., “any Form can
be predicated of itself” on 324) is based on the Aristotle-inspired notion that we are predicating
goodness of the Form “the Good.” We are not. The luminosity of the predicate shines forth as Idea.
Chapter 1
Lysis-Euthydemus
Mental Gymnastics and ἔρως
after Symposium
1
See Ascent to the Beautiful, §17. All otherwise unidentified references in this section are to Smp.
2
See Plato the Teacher, chapter 3.
3
Cf. Erler, Der Sinn der Aporien, 262–265 and 289–290; unfortunately, Erler frequently tacks toward
Tübingen, especially at the end (294–295; cf. 291n50).
1
2 Chapter 1
The division between Ascent to the Beautiful and Ascent to the Good arises
from two different ways of interpreting the implementation of GB Equation
at this crucial passage’s center. Only the first of these ascents, described in
the earlier book, leads to the post-eudaemonist vision of the Idea of Beauty.
This book, by contrast, will explore the other alternative, and follow, to the
extent possible, the apparently easier pathway of regarding the substitution
as legitimate, revealing, and paradigmatically “Socratic.” By starting with
the GB Equation and then by identifying the acquisition of good things (τὰ
ἀγαθά) as the basis for securing the happiness all of us seek (205a2–8), this
pathway’s destination is my own happiness and/or whatever it is that maxi-
mizes it.4
To be perfectly clear: I regard only the first of these paths as the legiti-
mate one, and maintain that it alone is consonant with Symposium, Republic,
and all the dialogues between them. This does not mean, however, that the
other path is nothing more than an Aristotle-inspired misreading of “Plato’s
Ethics,”5 even though it is that as well (see Introduction). Instead of simply
dismissing the eudaemonist reading of the dialogues between Symposium and
Republic—the kind of reading championed by those who regard (most of)
them as (most of) “Plato’s Socratic dialogues” (see Preface)—I will argue
in what follows that it was the musical Plato who made this kind of reading
possible, erroneous though he regarded it to be, and that he did so deliber-
ately, providing for his readers in the process a kind of “gymnastic” exercise.
How can this be? Informing Plato the Teacher as a whole,6 the answer to this
question is that Plato uses basanistic pedagogy.7
In the Preface, I mentioned “triangulation” in the context of unitarian and
revisionist readings of the post-Republic dialogues, yielding a kind of dialec-
tical unitarianism based on a radicalized version of the revisionist approach
to Plato’s “late dialogues.” A similarly triangulating strategy will now be
applied to the dialogues between Symposium and Republic. In the case of the
late dialogues, revisionism maintains that Plato revises, modifies, or rejects
the characteristically or traditionally “Platonic” positions of the middle
period, a commitment to the separate and transcendent Ideas in particular.
Instead of minimizing the extent of this revision, as traditional unitarians
must do, I follow the most extreme revisionists in reading, for example, Soph-
ist, as a radical rejection of Plato’s own position as the foremost “friend of
4
For the problem requiring this use “and/or,” see §2 below.
5
Cf. Terence Irwin, Plato’s Ethics (New York and Oxford: Oxford University Press, 1995).
6
By adding “as a whole” to Plato the Teacher, I will hereafter refer to all five volumes devoted to
the reconstruction of the ROPD; without that addition, it will refer only to the third and central
volume of that series.
7
See principle §7 in the Preface.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 3
the forms.”8 Only in this way can “the late dialogues” meaningfully test the
reader’s commitment to the Ideas.
For myself, I prefer a more radical solution, for I have serious doubts about the
importance, for the whole Socratic-Platonic project, of Platonic Forms (what-
ever these may turn out to be).9
8
See Guardians on Trial, §2; more general remarks on Revisionism and Unitarianism will be found
in Guardians in Action, §13.
9
Christopher Rowe, “The Symposium as a Socratic Dialogue” in J. H. Lesher, Debra Nails, and
Frisbee C. C. Sheffield (eds.), Plato’s Symposium: Issues in Interpretation and Reception, 9–23
(Washington, DC: Center for Hellenic Studies, 2006), 18.
10
See C. J. Rowe (ed.), Plato: Symposium; Edited with Introduction, Translation and Notes (Oxford:
Aris and Phillips, 1998).
11
Rowe, “Symposium as Socratic Dialogue,” 23n31: “I further, and more radically, propose that even
the Republic itself should be seen as building on the outcomes of the Lysis and the Symposium,
rather than overturning them.” On this basis, he can place Smp. among the “early” or “Socratic”
dialogues; see Christopher Rowe, “Socrates in Plato’s Dialogues” in Sara Ahbel-Rappe and
Rachana Kamtekar (eds.), A Companion to Socrates, 159–170 (Malden, MA: Blackwell, 2006),
165, 169n1, and 170n4.
12
Cf. Laszlo Versényi, Socratic Humanism, with a Foreword by Robert S. Brumbaugh (New Haven,
CT and London: Yale University Press, 1963), 176 (last word): “Oedipus at Thebes still remains
more admirable [καλός?] than Oedipus at Colonus, and Socrates in the Apology, the Socrates of
the lesser myseries, a greater man than Socrates in the Phaedo and in the Greater Mysteries of the
Symposium.”
13
Rowe, Plato: Symposium, viii: “and above all to Terry Penner, whose influence on the present
volume is out of a all proportion to the single acknowledgement to him that it contains.”
4 Chapter 1
not only prepares for the discussion of Lysis and Euthydemus in the context
of Reading Order (i.e., this chapter’s subject), but also raises the single most
important question about the ROPD’s spiritual center: the Allegory of the
Cave in Republic 7. Before returning to Rowe’s reading of Symposium, some
preliminary remarks about Platonism are therefore necessary.
In Plato the Teacher, I examined the various attempts that have been made
in the last century to explain or dissolve what Donald Morrison has aptly
called “the great messy hairball”14 in Plato’s Republic. Dissolving this prob-
lem has led to an ongoing attempt to show that the choice for justice can be
defended on a eudaemonist basis—and more specifically given the account
of justice in book 4—that can explain (away) why philosophers would return
to the Cave at the expense of their own happiness.15 As I understand it,
Platonism is best understood as Plato’s answer to this question: it is in the
light of the transcendent Idea of the Good (i.e., the GoodT) that Plato’s true
Guardians return to the Cave, and as illustrated and instantiated by that return,
Justice—always with the capital “J” to distinguish it from the paired defini-
tions of justice in Republic 4—is the voluntary sacrifice of Happiness (i.e.,
the GoodE) in the light of the GoodT.16
Although “An Intellectual History of the Return”17 naturally takes account
of Irwin, Vlastos, and David Sachs,18 the story begins in 1912 with the words
of H. A. Prichard:
To show that Plato really justifies morality by its profitableness, it is only nec-
essary to point out (1) that the very formulation of the thesis to be met, viz.,
14
Cf. Donald Morrison, “The Utopian Character of Plato’s Ideal City” in G. R. F. Ferrari, The Cam-
bridge Companion to Plato’s Republic, 232–255 (Cambridge, UK: Cambridge University Press,
2007), 242–243: “the great messy hairball of the issue that is the philosopher’s return to the cave
has no clear resolution without importing a great deal that is not explicit in the text, so any answer
that is put forward by its advocates is speculative.” What actually creates the problem is the incon-
sistency of the eudaemonist definition of justice reached in book 4 (along the Shorter Way) with
a return to the Cave that is evidently not in the self-interest of the Guardian; it is therefore not a
question of importing—the resolution has been present from the dialogue’s opening word—but of
subtracting, i.e., of regarding the Shorter Way as deliberately inadequate.
15
Cf. Stemmer, “Grundriss,” 541n34 (“kann ich hier nicht nachgehen”) with Penner, “The Good,
Advantage, Happiness,” 132n36: “I realize that this lecture leaves hanging many explananda: for
example, the qualitative preponderance of political—and utterly non-Socratic—material [sc. in
R.]: will it all be adequately accounted for by the change in Plato’s psychology of action? Another
example: the guardians’ motives for returning to the cave, and the like. I shall try to deal with each
such difficulty as it shows up, or, at any rate, as I become able to do so clearly and convincingly.”
16
Cf. Jorgensen, Embodied Soul, 158: “Political activism is a burden that the philosopher might in
certain circumstances have to assume, but it is not an integral part of the good life. On the contrary,
any engagement in politics will come at the cost of the philosopher’s own eudaimonia.”
17
Plato the Teacher, §19.
18
Cf. David Sachs, “A Fallacy in Plato’s Republic.” Philosophical Review 72, no. 2 (April 1963),
141–158, and Plato the Teacher, 217–218. For the response of Vlastos to Sachs, see 219–221;
Irwin’s Symposium-based solution is discussed on 226–227.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 5
that justice is ἀλλοτριὸν ἀγαθόν [another’s good], implies that any refutation
must consist in showing that justice is οἴκειον ἀγαθόν, i.e. really, as the context
shows, one’s own advantage, and (2) that the term λυσιτελεῖν [to be profitable
to] supplies the keynote not only to the problem but to its solution.19
19
H. A. Prichard, “Does Moral Philosophy Rest on a Mistake?” Mind (n.s.) 21, no. 81 (January
1912), 21–37, at 22–23.
20
Rowe, Plato: Symposium, 181. Prichard gave this lecture in 1928. See Plato the Teacher, 210n65
for the influence of John Cook Wilson on Prichard; for Cook Wilson himself, see Index entries
in Guardians in Action, 495 and Guardians on Trial, 579; in the latter, 444n391 is particularly
important.
21
See Iakovos Vasiliou, Aiming at Virtue in Plato (Cambridge, UK: Cambridge University Press,
2008), 31n26, 40n46, 230, 230n35, 243, and 259.
22
Hence the dialectical importance of Penner, “The Forms,” beginning with (191): “It can be very
tempting indeed.”
6 Chapter 1
We should set aside the complaint [no we shouldn’t; it is this very problem
that leads us home] that Socrates wavers between two different questions—the
question of what is good [sc. the GoodT], and the question of what is good for
the agent [sc. the GoodE]. The more basic question for him is: what is good? He
does also think that everyone seeks his own good [the basis for this ‘also’ will
be central to this study]. However, since ‘what is good for the agent’ has little
antecedent content [my emphasis] it is left open what the content of the ultimate
good will turn out to be. The ultimate good need not be egoistic.23
The great benefit derived from Penner’s Socratism is that it fills in Segvic’s
missing “antecedent content” by configuring the GoodE as necessarily
egoistic. By doing so, Penner helps us to see why Plato can leave “the
ultimate good”—about which Segvic is right, both about “the more basic
question” and that it “need not be egoistic”—otherwise underdetermined.
In other words, rather than reaching a non-egoistic ultimate good through the
underdetermined character of the GoodE—as Segvic is suggesting that we
should—it is the egoistic over-determination of it by the most radical Socrat-
ists that leads us home, through dialectic, to the otherwise underdetermined
but necessarily transcendent GoodT.
The following gives some indication, appropriately antithetical to my own
purpose, of what “dialectic” means in this context:
Our contrasting Socrates and Plato—or the early and the late Plato—is . . . heu-
ristic: We juxtapose two elements or two stages of Plato’s thought and radicalize
their conflict, regardless of the extent to which this conflict was reconciled by
Plato himself, merely in order to crystallize the opposition between two trends
of thought: Humanism and transcendent philosophy.24
Although “the extent to which this conflict was reconciled by Plato himself” is
my primary concern, it is likewise my intent to “radicalize their conflict,” albeit
not by positing any revision or confusion on Plato’s part, and above all not by
valorizing what Laszlo Versényi calls “[Socratic] Humanism.” On the other
23
Cf. Heda Segvic, “No One Errs Willingly: The Meaning of Socratic Intellectualism.” Oxford Stud-
ies in Ancient Philosophy 19 (2000), 1–45, on 21–22n24.
24
Versényi, Socratic Humanism, 174n80; the ellipsis replaces “fragmentary (it concentrates on par-
ticular tendencies rather than on the whole of Plato’s work) and,” which I have deleted because a
reconstruction of the ROPD must necessarily consider “the whole of Plato’s work.”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 7
hand, the conflict Versényi is emphasizing and radicalizing is the one I empha-
size and radicalize as well, likewise for a dialectical (or in his terms “heuristic”)
purpose, but to antithetical effect, that is, one in favor of the (Platonic) tran-
scendent, not the humanist-existentialist,25 here configured as Socratic.
The reason that Prichard was wrong about Plato is what happens in Republic 7:
having caught sight of an at least equally transcendent Good, the student is con-
fronted with the problem of the Guardian’s return to the Cave.26 Admired for
its beauty by most every student of Plato, and made vivid at the culmination of
the ROPD by Socrates’ disinterested willingness to face death, the Allegory of
the Cave is and was intended to illustrate the great exception to TEA. In Prich-
ard’s immediate wake, J. B. Mabbott pointed to the exceptional nature of the
philosopher’s return to the Cave in 1937,27 and the Cave Allegory is the center
of Platonic pedagogy precisely because Plato is challenging the student to dis-
cover or recollect other-regarding and self-sacrificing Justice for themselves,
albeit after having been trained as they have been not only by Symposium but
also by Gorgias and Meno, particularly the parts of those great dialogues that
have traditionally caused them to be identified as “transitional” (or “Platonic”)
as opposed to the rest of “Plato’s Socratic dialogues.”
Having now seen him trace his intellectual pedigree back to Penner and
Prichard,28 it is time to return to Rowe himself, noting once again that his
comment is attached to the words “there is nothing else that people are in
love with except the good” (206a1–2). He mentions Penner while comment-
ing on this text because he does not regard the substitution of the Good for
the Beautiful at 204e1–2 as an easy and illegitimate shortcut as I do; instead,
the Good in its Penner-influenced configuration as the good for us, happi-
ness, or whatever knowledge, virtue, or τέχνη maximizes it—the details will
be discussed in §2—is the goal of all our desires, wishes, and (particularly
in the context of a Socratic Symposium) the sole object of our love.29 Rowe’s
25
Cf. the last word of Thomas Gould, “Socrates as an Existentialist.” Arion 3, no. 1 (Spring 1964),
112–115.
26
Appropriately identified as “the ace in the whole” of his opponents in Penner, “The Forms,”
226–27n11.
27
See J. D. Mabbott, “Is Plato’s Republic Utilitarian?” Mind (n.s.) 46, no. 184 (October 1937),
468–474, on 474, discussed in Plato the Teacher, 211–213.
28
For Penner on Prichard, see Terry Penner, “Plato’s Ethics: Early and Middle Dialogues” in Mary
Louise Gill and Pierre Pellegrin (eds.), A Companion to Ancient Philosophy, 151–169 (Malden,
MA: Blackwell, 2006), 159–160, and, for more detail on the intellectual trajectory that begins
with him, his “Socratic Ethics: Ultra-Realism, Determinism, and Ethical Truth” in Christopher
Gill (ed.), Virtue, Norms, & Objectivity: Issues in Ancient and Modern Ethics, 157–187 (Oxford:
Oxford University Press, 2005), on 158n2.
29
Cf. Angela Hobbs, Plato and the Hero: Courage, Manliness and the Impersonal Good (Cam-
bridge, UK: Cambridge University Press, 2000), 258: “He [Alcibiades] has absolutely no inclina-
tion to use his love for Socrates as a step in the ascent from such personal and sensuous passions
towards love of the impersonal and non-sensible Form of Beauty itself.”
8 Chapter 1
Diotima has taught him (a) that people love nothing except the good (206a1–2)
[and this passage, of course has already been discussed above], but (b) that love
is not of the beautiful (206e2–3).31
30
Rowe, Plato: Symposium, 172 (on 201c1–2).
31
Rowe, Plato: Symposium, 172 (directly following previous blocked quotation).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 9
In case it is not immediately obvious why Diotima’s claim that love is not
of the Beautiful but rather “of procreation and giving birth in the beautiful”
(206e5; translation Rowe) tells against the GB Equation, it is because we are
being confronted with a self-contradiction: if the Good is the Beautiful (i.e.,
if Socrates is affirming the GB Equation and not just using it as a temporary
expedient), and if we do not love the Beautiful but only procreation in the
Beautiful, then it is not true that “there is nothing else that people are in love
with except the good.” And that is why, to salvage his eudaemonist reading
on the basis of the GB Equation, Rowe continues:
On the other hand, 204e ff. [he is referring to the substitution passage at 204d4–e7,
and e1–2 in particular] apparently shows her [sc. Diotima], and S., happily
behaving as if ‘good’ can readily be substituted for ‘beautiful’ in any context.
The question here is, then, scarcely a ‘little’ one. See further 204e1–2n., 206a1–
2n. [this is the Penner-Prichard note, quoted above], 206e2–3.32
How many of Plato’s jokes are we prepared to find here? Is it not obvious
that the only thing that Agathon has spoken καλῶς is that he had no idea what
he was talking about then? And apart from his (retrospective) confession of
ignorance, is he really any better off now? Does he not act as if he thought
that he is? But how can he really be if Socrates is being facetious when he
suggests that identifying good things with beautiful ones is a small matter?
My ongoing claim is that the relationship between the Beautiful and the
Good is by no means simply σμικρόν, but is rather a small and easy way
of bringing to light great and difficult issues. Furthermore, my ongoing
claim that this relationship proves to be of crucial importance in interpreting
the pre-Republic dialogues is strengthened, not weakened, by the fact that
Socrates treats the GB Equation as a small matter here. It is not primarily
that Socrates is lying, or employing his famous Socratic irony; instead, it is
Plato the Teacher who is warning us to be on our guard—even before we
32
Rowe, Plato: Symposium, 172 (directly following previous blocked quotation).
33
201b11–c3. We have been prepared to recognize that what Socrates calls σμικρόν is anything but
by Prt. 328e3–5.
10 Chapter 1
become his Guardians—that the GB Equation is not σμικρόν,34 and thus that
when the substitution of τἀγαθά for καλά a few pages later at 204e6 makes it
easier for Socrates, we should recall, and in specific contrast to a Good like
that of Prichard or of Penner and Rowe, that “beautiful things are difficult”
(Hp. Ma. 304e8).
Despite the diffidence of Socrates in asking Agathon to confirm the
GB Equation, despite the suspiciously easy path that Diotima offers Socrates
by substituting the Good for the Beautiful, and finally despite her denial
that Beauty is the object of love only a few lines after claiming that the
Good is, Rowe’s eudaemonist (or “Socratic”)35 reading requires him to base
his argument on the last claim, and thus on an uncritical acceptance of the
GB Equation on which it depends. From the easier Good to Happiness, from
the universal wish for the good things that lead to Happiness to the love of
the eternal possession of the Good, Diotima’s discourse, beginning with the
substitution that follows her first unanswered question, culminates with her
second: in what kind of action will love manifest itself, and what will be its
characteristic product (206b1–3)? It will be in the course of answering this
second question—the first will be answered only at the end of the ascent by
the vision of the Beautiful Itself36—she will use the words Happiness (208e5)
and the Good (207a2) for the last time in her discourse, the latter in a revealing
conditional: “if indeed love is of permanent possession of the good.”
The most basic thing that Rowe’s account must ignore is that the Diotima
discourse itself, not unlike the dialogue as a whole,37 is an argumentative lad-
der corresponding to the one described in the part reserved for the “higher
mysteries.” The substitution of the Good for the Beautiful is merely a rung
on that ladder, designed to be superseded (cf. 211c3 and R. 511b5), and the
ultimate goal of the ascent is not the Good—at least not the pre-Republic and
intrinsically human Good of εὐδαιμονία,38 attained through mere mirages
of virtue (212a4) in our mortal and all-too-human flesh (211e2–3)—but the
vision of the Beautiful,39 and the λόγοι that have been fathered by it (210d4–6),
the most beautiful of which being the one we are presently reading in
34
Cf. Nicholas Denyer (ed.), Plato, Protagoras (Cambridge, UK: Cambridge University Press, 2008),
86 (on Prt. 316a6).
35
See Rowe, “Symposium as a Socratic Dialogue,” 19.
36
See Ascent to the Beautiful, §17.
37
Cf. Richard Foley, “The Order Question: Climbing the Ladder of Love in Plato’s Symposium.”
Ancient Philosophy 30 (2010), 57–72.
38
Last mentioned at 208e4. When Phaedrus first mentions εὐδαιμονία at 180b7, it is arguably
reserved for the dead (cf. 180b4–5 and the speech’s last word at 180b8); it figures prominently as
a distinctively human good in the speeches of Eryximachus (188d8) and Aristophanes (189d2).
39
Cf. Alexander Nehamas, “Beauty of Body, Nobility of Soul: The Pursuit of Love in Plato’s
Symposium” in Dominic Scott (ed.), Maieusis: Essays in Ancient Philosophy in Honour of Myles
Burnyeat, 97–135 (Oxford: Oxford University Press, 2007), on 133: “In beauty, Plato saw not just
a promise of happiness but a pledge of virtue as well.”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 11
Symposium.40 It is not only that Plato is a teacher, and as such concerned with
someone else’s spiritual growth, but also—by aiming his pedagogy at that
student’s embrace of something beyond both student and teacher—it must
always be student-centered.
To clarify that “it,” basanistic pedagogy depends on the student’s
response. If not everyone will be able to follow Diotima’s lead (210a1–2),
it is nevertheless Plato’s intent to make every student who can do so his
equal, and it is through his voluntary dependence on his reader’s response
that he accomplishes this result. When his Socrates uses Diotima to tell us
that Alcestis sacrificed herself for her husband for the sake of her own fame
(208c1–e1), we can, to be sure, count on Plato’s help—he has allowed his
Phaedrus to introduce her with a nobler account (179b5–d2)41—but the ulti-
mate power to recognize what it really means “to give birth in the Beauti-
ful” belongs only to those students who recognize Plato himself as midwife
to their own ability to reject the egocentrism (or “psychological egoism”)42
that is itself the basanistic antithesis of the primordial altruism—in the
most radical sense of “other”—that is the transcendent Idea. But it would
be misleading to refer to eudaemonist egocentricism as a mere springboard
or stepladder to the Idea of the Good: it is rather the necessary ἐπίβασις
(R. 511b5) or ἐπαναβασμός (Smp. 211c3) that we will need both to use and
overcome on our ascent.
This is a crucial point. The justification for giving the most radical Socrat-
ists so much attention in this book is that it is specifically by overcoming their
position that one reaches Plato’s own. By configuring the Idea of the Good
as the GoodE, the most radical of Vlastos’s heirs have made it possible for
the rest of us to see why it was unnecessary for Plato to define the GoodT: it
was sufficient to show that it was more than the GoodE. It is therefore insuf-
ficient to claim that the most radical Socratists are merely wrong to configure
the GoodT as the GoodE: to hammer the point, they are wrong in a useful and
dialectically necessary way. I intend to show that Plato abets but does not
confirm that erroneous configuration before undermining it in Republic 7.
Therefore, as deeply un-Platonic as this configuration is in a theoretical or
doctrinal sense, it is perfectly Platonic in a dialectical and pedagogical sense,
and that for the same reason that, for example, Epinomis is a genuine Platonic
40
Cf. Christopher Janaway, Images of Excellence: Plato’s Critique of the Arts (Oxford: Oxford Uni-
versity Press, 1995), 79, beginning with: “Symposium 210a–212a is among the most elevated and
beautiful stretches of writing ever composed.”
41
See Ascent to the Beautiful, §16.
42
Cf. Penner and Rowe, Plato’s Lysis, 215: “The psychology of action in question [sc. ‘the
psychology of action needed to ground the teleological, hierarchical conception of desire for
one’s own good’] is that brand of psychological egoism known among interpreters as ‘Socratic
intellectualism.’”
12 Chapter 1
Not that Platonic eros is as ‘egocentric’ and ‘acquisitive’ as Nygren has claimed,
it is only too patently Ideocentric and creative. But while it gives no more quar-
ter to self-indulgence than would Pauline agape or Kantian good will, neither
does it repudiate the spiritualized egocentrism of Socratic philia [note 91]. That
first description of the aim of eros in Diotima’s speech—“that one should pos-
sess beauty for ever” [ἔστιν ἄρα συλλήβδην ὁ ἔρως τοῦ τὸ ἀγαθὸν αὐτῷ εἶναι
ἀεί]—is never amended in the sequel that would make egoistic eros a contradic-
tion or even an anomaly [note 92].44
43
See William H. F. Altman, “Why Plato wrote Epinomis; Leonardo Tarán and the Thirteenth Book
of the Laws.” Polis 29, no. 1 (2012), 83–107, especially 85–86.
44
Gregory Vlastos, “The Individual as Object of Love in Plato” in Vlastos, Platonic Studies, second
edition, 3–42 (Princeton, NJ: Princeton University Press, 1981), 30.
45
Vlastos, “Love in Plato,” 20n56.
46
As is Anders Nygren, and in 20n56 (see previous note) where Vlastos quotes Diotima in Greek,
he points the reader back to a note attached to the following passage in Agape and Eros, translated
by Philip S. Watson (Philadelphia, PA: Westminster Press, 1953), 180: “But the clearest proof of
the egocentric nature of Eros [sc. in Plato’s Symposium] is the intimate connection with eudæmo-
nia.” The attached note quotes 204e2–205a3—the passage that follows the (unmentioned) GB
Equation at 204e1–2—after which Nygren comments: “finality is thus reached only when love
is referred back to the egocentric quest for happiness that is common to all men” (180n1). Thus
Nygren is deploring the very same thing that Rowe is embracing—cf. Plato the Teacher, 210 (on
Prichard)—and both are ignoring the hypothetical and problematic character of the GB Equation,
admirably captured in Mary P. Nichols, Socrates on Friendship and Community: Reflections on
Plato’s Symposium, Phaedrus, and Lysis (Cambridge, UK: Cambridge University Press, 2009),
64: “The beautiful cannot be reduced to the good. To love the good—which is to desire that the
good be ours and that thereby we be happy—is to love ourselves. But this does not exhaust the
experience of Love, as indicated by Socrates’ question about Love’s use. If Love merely led us to
our good [cf. Rowe, Plato, Symposium, 129 on Smp. 173a2–3] its use would be unquestionable.
Earlier in the evening Phaedrus had given examples of lovers who gave their lives for those whom
they loved, such as Alcestis for Admetus (179b–c). Whereas to love the good is to love ourselves,
to love the beautiful brings us outside of ourselves.” The point Nichols is making can only be seen
from the top of the ladder.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 13
47
Vlastos, “Love in Plato,” 20n56, criticizes Nygren (see previous note) “for “taking no account of
the fact that what Diotima has said so far is not meant to be the whole story: as yet she has not
stated, has scarcely hinted at, that distinctive feature of Platonic eros which she proceeds forth-
with to explain as ‘birth in beauty.’” But while seeming at first to welcome “the radical change
of perspective” that results—cf. R. A. Markus, “The Dialectic of Eros in Plato’s Symposium” in
Gregory Vlastos (ed.), Plato: A Collection of Critical Essays, II: Ethics, Politics, and Philosophy
of Art and Religion, 132–143 (London: Macmillan, 1971), 138—Vlastos then tames this insight
by quoting 206a11–12 to show that “Diotima never cuts loose” from the eudaemonist egocentrism
that Nygren deplores, citing the Alcestis passage as proof (20n56): “Alcestis’ readiness to give her
life for Admetus, which Phaedrus had explained as due to the intensity of her love for her husband
(ὑπερβάλετο τῇ φιλίᾳ διὰ τὸν ἔρωτα, 179c1), Diotima explains as due rather to her desire to win
immortal fame for herself.” Cf. Nygren, Agape and Eros, 181: “If we still had any doubt about the
egocentric character of the love in question here, it certainly would be removed by such passages
of Plato as the following: ‘Do you think Alcestis would have died for Admetus, or Achilles fol-
lowed Patroclus to death, or that your own Codrus would have sacrificed himself to preserve his
kingdom for his sons, if they had not believed they would win thereby an immortal renown—as in
fact they have?’” In honor of Phaedrus (179b4–180b8), Plato expects us to answer this question in
the affirmative; see Ascent to the Beautiful, §16.
48
See F. M. Cornford, “The Doctrine of Eros in Plato’s Symposium” in W. K. C. Guthrie (ed.), The
Unwritten Philosophy and Other Essays, 68–80 (Cambridge, UK: Cambridge University Press,
1967), 75: “I incline to agree with those scholars who have seen in this sentence [sc. 209e5–210a2,
translated by Cornford as: ‘Into these lesser mysteries of Eros, you, Socrates, may perhaps be initi-
ated; but I know not whether you will be capable of the perfect revelation—the goal to which they
lead’] Plato’s intention to mark the limit reached by the philosophy of his master.”
49
Vlastos, “Love in Plato,” 21n58.
50
Vlastos, “Love in Plato,” 23: “Here [sc. at 210e] we find ourselves in the thick of Plato’s ontology.”
14 Chapter 1
51
By challenging Nygren’s claim that Platonic eros is “egocentric” with his more accurate neo
logism that it is rather “ideocentric” (“Love in Plato,” 30), Vlastos therefore demonstrates—despite
pointing the path that Rowe will later follow—that he still has one foot in an older interpretive
world, and one that remains closer to Platonism; this explains his merely topographical dispute
with Cornford about where to draw the line. Regardless of the proposed location of that division,
Cornford, “Doctrine of Eros,” 75–76, makes an invaluable suggestion about it: “The line which
here divides the lesser from the greater mysteries corresponds to the division between the two
stages of education described in the Republic: the lower education in gymnastic and music in the
earlier books and the higher education of the philosopher in Republic VII.” A better analogy, how-
ever, is to the Divided Line in Republic 6 (cf. Cornford, “Doctrine of Eros,” 75–77): in the Line’s
highest part, the unquestioned hypotheses on which the Line’s second highest part depends, are
treated merely as “both springboards and incentives” (ἐπιβάσεις τε καὶ ὁρμαί) on the path to the
un-hypothetical; they are accepted on a tentative basis only, questioned throughout, and jettisoned
as necessary. Albeit involuntarily, Vlastos’s decision to divide the Diotima discourse at 206b7–8,
where she introduces the “birth in the Beautiful” account she repeats at 206e5, comes closer, in a
topographical sense, to validating Cornford’s insight about the parallel with the Line than Cornford
does himself.
52
Cf. Rowe, Plato: Symposium, 179 (on 204e1–2): “What either S. or Diotima thinks about the
precise relationship between the good and the beautiful is never made clear, and after 205e–206a
(which sets up the good as the exclusive object of love and desire) and 206b ff. (which gives beauty
a special and subsidiary role in procreation, of whatever sort), it does not much matter to the argu-
ment.” What Rowe means is that the claim made about the (Penner-Prichard) Good at 206a1–2 is
from that point forward—anything said thereafter about the transcendent Beauty to the contrary
notwithstanding—“the hard and serious core” (178) of what he here calls “the argument.” See
especially Rowe’s “crude summary” of 204d1–209e4 (177–178), which prepares the ground for
subordinating the revelation of the Beautiful—where Diotima “is dealing in metaphor and paradox,
and also, towards the end, when she talks about human behavior as it is, in irony”—to the Good
as Happiness. A similar strategy is employed in Penner and Rowe, Plato’s Lysis, chapter 10, but
on a larger scale.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 15
R. 534c4) marks the τέλος of an even more important ascent than what we
find here in Symposium, completing the journey from the GoodE to the GoodT.
In this larger context, the eudaemonist phase of the Diotima discourse, even if
merely a stepping-stone or over-climbed ladder-rung within the limits of that
discourse itself, is something from which Plato “never cuts loose in a peda-
gogical sense. He deploys and preserves it not because it is true but because
it is pedagogically useful or rather necessary. As a result, the implementation
of the GB Equation at 204e1–2 marks the line of division between Ascent to
the Beautiful and Ascent to the Good, and from that point on, it is our job
to emancipate τὸ ἀγαθόν—having already witnessed the emancipation of τὸ
καλόν in Diotima’s discourse—from the eudaemonist limitation achieved by
attaching to it the dative: αὐτῷ in the canonical formula of 206a11–12, ἑαυτῷ
in the formula’s repetition (207a2), and αὐτοῖς in the passage that generates
the formula (206a6–7).53 In the ascent to the Platonist Good, there is all the
difference in the world between τὸ ἀγαθόν αὐτὸ and τὸ ἀγαθόν αὐτῷ, and it
is because of that difference, and specifically because we must overcome the
one in order to reach the other, that Plato can afford to say very little about
αὐτὸ τὸ ἀγαθόν; the crucial thing is that it is not the Good αὐτῷ, that is, “the
Good for me.”54
53
It is by generating the eudaemonist formula in stages (205e7–206a12), successively adding to τὸ
ἀγαθόν (206a1) first εἶναι (206a6), then αὐτοῖς (206a7), and finally ἀεί εἶναι (206a9)—all by means
of a hammered use of προσθετέον (206a6, 206a8, and 206a10)—that Plato prepares us to realize, at
least by the time that we come to the Idea of the Good in Republic 6–7, that of the three additions,
ἀεί and εἶναι still apply (cf. ἀεὶ ὄν at 211b1–2), and it is only αὐτοῖς (or any other such dative) that
will by then have been subtracted.
54
In fact, all that need be determined about the Idea of the Good is that it is not what the most radical
Socratists require it to be; cf. Christopher Rowe, “The Form of the Good and the Good in Plato’s
Republic” in Douglas Cairns and Fritz-Gregor Herrmann (eds.), Pursuing the Good: Ethics and
Metaphysics in Plato’s Republic, 124–153 (Edinburgh: Edinburgh University Press, 2007) on 145:
“Given these connections [Rowe is discussing R. 505d2–506a8 in the context of 503e–505a], there
can be no doubt at all that Socrates is still talking about the good as the useful and the beneficial
[sc. τὸ ὠφέλιμον]—and so a strictly human good.” The same ambiguity that haunts “the Good”
also necessarily infects τὸ ὠφέλιμον, and so common is the equation of the Good and the Benefi-
cial that one is tempted to call it “the Second GB Equation.” When we assume that τὸ ὠφέλιμον
must be “what is beneficial to me” it is readily equated with the GoodE, as in Penner, “The Good,
Advantage, Happiness,” 118: “At [R.] 505a2–3 (discussed in my 2006a: 204), where the Idea of
the Good is that, by using which, just things, and all other things, become useful and beneficial,
one surely cannot fail to notice that this is exactly what is said about the good, that is, the happi-
ness, that is the ultimate object of all desire at Meno 77a–78b with 87e5–89a7 and Euthydemus
278e–282d.” The passages Penner cites here will naturally be discussed below—Euthd. 278e–282d
beginning in §2, and Men. 77a–78b in §14, Men. 87e5–89a7 in §15—for now the important thing is
that ὠφέλιμον is hopelessly relative, and it is precisely this point that Plato uses Protagoras to teach
us from the start (Prt. 333e5–334b7). For the relativity of ὠφέλιμον, see E. Seymour Thompson,
The Meno of Plato, edited with Introduction, Notes, and Excurses (London: Macmillan, 1901),
104 (on ὠφελεῖν ἐκεῖνον).
16 Chapter 1
This emancipation will occur only in Republic 7,55 when Plato’s Guardians
are confronted with “the crisis of the Republic.” And there it will only be
those who have seen fit to return to the Cave in accordance with Justice in
the light of the GoodT who will have recognized that the kinds of “virtue” that
secure, in accordance with TEA, “the Good for me” are mere phantoms. This
is particularly and characteristically true when ἀρετή becomes merely the
means to Happiness, in accordance with “the Instrumentalization of Virtue”
(hereafter “IOV”); it is to these “phantoms” that Diotima has already referred
with the words εἴδωλα ἀρετῆς (212a4). Immediately repeating the word
εἴδωλον, she now attaches it to the verb ἐφάπτεσθαι which Plato emphasizes
by allowing her to hammer it:
‘Or do you not recognize,’ she said, ‘that it is under these conditions alone, as
he sees beauty with what has the power to see it, that he will succeed in bring-
ing to birth, not phantoms of virtue [εἴδωλα ἀρετῆς], because he is not grasping
a phantom [οὐκ εἰδώλου ἐφάπτεσθαι], but true virtue, because he is grasping
[ἐφάπτεσθαι] the truth; and then when he has given birth to and nurtured true
virtue, it belongs to him to be loved by the gods, and to him, if to any human
being, to be immortal?’56
Socrates: And is not this true of the good likewise: that the man who is unable
to define in his discourse, abstracting from all other things the Idea of the Good
[ἡ τοῦ ἀγαθοῦ ἰδέα], and who cannot, as if in battle, through all refutations
emerging, not eager to refute by recourse to opinion but to being, proceeding
throughout in all of these with the discourse un-toppled—the man who lacks
this power, will you say, does not really know the good itself [αὐτὸ τὸ ἀγαθόν]
or any other good, but that if he joins himself [ἐφάπτεσθαι] in any way to some
image [εἴδωλον], he does so [ἐφάπτεσθαι] by reputation but not knowledge,
dreaming and dozing through his present life, and before he awakens here, he
will arrive at the house of Hades and fall asleep for ever?57
Standing first among the things from which we must abstract the Idea of
the Good—indeed the condition of the possibility of our having grasped the
55
As the words ἡμῖν ὄφελος (R. 505a7) indicate, we are not yet ready to realize even in Republic 6
that the Idea of the Good, recognizable by its offspring (R. 506d1–e3), is not good (or beneficial)
merely in relation to us or to anything else.
56
212a2–7 (translation Rowe).
57
R. 534b8–d1.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 17
Good as “the Idea of the Good” and αὐτὸ τὸ ἀγαθόν in the first place, and thus
prior to the battles that remain58—is the so-called “ethical dative.” Accom-
panied by this “dative of interest,” the Good is merely “the human good,”
that is, “what is good for us,” and it is only by rejecting it—by replacing τὸ
ἀγαθόν αὐτῷ with αὐτὸ τὸ ἀγαθόν59—that we see ἡ τοῦ ἀγαθοῦ ἰδέα.
The eudaemonist phase of the Diotima discourse therefore plays a critical
and indispensable role not only in Symposium itself, but also in the post-
Symposium dialogues culminating in Republic. I have now sketched its
long-term implications and the ultimate justification for its final supersession
by the Idea of the Good. But between the culminating vision of Beauty that
replaces and supersedes the GoodE in Symposium,60 and the final triumph
of the post-dative Idea of the Good in Republic 7, there are the dialogues
between them, wherein the triumph of Republic is prepared, and where our
commitment to the supersession already performed in Symposium is going
to be tested. To put it in more technical terms, between the visionary peaks
found in Symposium and Republic, the intervening dialogues contain both
proleptic and basanistic elements.
The great merit of following Rowe, then, is that the dialogues upon which
he most depends in order to validate claim that Vlastos merely sketches—that
is, that “Diotima never cuts loose from the original description of eros as
desire for one’s perpetual possession of the good”—are those that directly
follow Symposium in the ROPD: Lysis and Euthydemus.61 As a result, wher-
ever Rowe, now fully allied with Penner, will find support for his reading
of Symposium in Lysis and Euthydemus, I need only demonstrate that those
58
Especially in Phlb., where—despite the likely story of its having been written by an old Plato—a
young and pre-Republic Socrates (see Guardians in Action, 344–345; cf. Phlb. 28c6–e2 and Phd.
96a5–98c2) tests the reader’s willingness to fight for the GoodT by revisiting the battlegrounds of
the pre-Republic dialogues. Equally unprepared to do so are Straussians and Owenites: cf. John
M. Cooper, “Plato’s Theory of Human Good in the Philebus.” Journal of Philosophy 74, no. 11
(November 1977), 714–730, and Joseph Cropsey, “On Pleasure and the Human Good: Plato’s
Philebus.” Interpretation 16, no. 2 (Winter 1988–1989), 167–192. For Cooper as Owenite, see
John M. Cooper, “Owen, Gwilym Ellis Lane (1922–82)” in Routledge Encyclopedia of Philosophy,
7.177–179 (London and New York, Routledge, 1998).
59
I am grateful to Pedro Baratieri for having made this point with utmost clarity.
60
For a recent challenge to a eudaimonist reading of Plato—i.e., “according to the orthodox interpre-
tation that I wish to challenge, Plato is a ‘eudaimonist’” (235)—see Richard Kraut, “Eudaimonism
and Platonic erōs” in Pierre Destrée and Zina Giannopolou (eds.), Plato’s Symposium: A Critical
Guide, 235–252 (Cambridge, UK: Cambridge University Press, 2017); as one might expect from
his approach to the Return (see Plato the Teacher, 204–207) Kraut’s is “a project of reconciliation”
(251) as on 236: “What misleads scholars who adopt the eudaimonist reading is Plato’s conviction
that if we respond as we should to what is superior to ourselves [i.e., the GoodT], we will achieve
eudaimonia, and so our response requires no self-sacrifice.” Cf. Andrea Wilson Nightingale,
Spectacles of Truth in Classical Greek Philosophy: Theoria in its Cultural Context (Cambridge,
UK: Cambridge University Press, 2004), 131–138, especially 137n75. See also 83–89 on visionary
theoria in Smp.
61
See especially Penner and Rowe, Plato’s Lysis, 305–307 (“Epilogue: The Lysis and the
Symposium”).
18 Chapter 1
62
Christopher Rowe, “The Lysis and the Symposium: aporia and euporia?” in T. M. Robinson and
Luc Brisson (eds.), Plato: Euthydemus, Lysis, Charmides: Proceedings of the V Symposium Pla-
tonicum: Selected Papers, 204–216 (Sankt Augustin: Academia, 2000). Note the important admis-
sion about the GB Equation on 208n19: “It is not made clear in either the Lysis context or that in
the Symposium what exactly the relationship is between the good and the beautiful.” With respect
to the rest of this footnote, it is not the Beautiful but the Good that “drops out as a distinct object
of eros in the Symposium.”
63
Rowe, “Lysis and Symposium,” 206n11: “(unless the chronological posteriority of Symposium to
Lysis is to be taken as definitively established, which I am inclined to doubt, cf. text below, and
the general implications of Kahn’s ‘proleptic’ thesis).” Cf. 204n4, 206, 210n23, and 213n33. See
also Rowe, “Just How Socratic.”
64
See Kahn, Plato and the Socratic Dialogue, 281–291 (“A Proleptic Reading of the Lysis”); cf.
Altman, “Reading Order,” section 3.
65
Rowe, “Lysis and Symposium,” 210; cf. 211n25: “Might the Lysis itself not be intended, per-
haps, as a kind of control on the extravagances of the Symposium?” Cf. the attempt to tame Smp.
209e5–212a7 at Rowe, Plato, Symposium, especially “representing the climax and end-point of
what precedes it” (192) and “in relation to the passage’s context” (193).
66
See Rowe, “Lysis and Symposium,” 215n36.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 19
hand, Penner and Rowe will explain the greater argumentative complexity
(and “relative philosophical density”) of Lysis by identifying it as “a school
text.”67
This is really a momentous development. Unable to find in Lysis any clear-
cut identification of the First Friend with either Happiness or the wisdom that
secures it for us,68 Penner and Rowe are nevertheless determined to overcome
its well-earned reputation as an aporetic dialogue.69 As a result, they read it
correctly in the decisive respect: it is a solvable puzzle with which the student
must struggle.70 And given the numerous parallels they are able to discover
between Symposium and Lysis, anyone who can see how one of them could
have been used in the Academy as a school text can also imagine how the
other might have been used that way there as well.
There are, of course, many such parallels, and it is worth mentioning that
several of them figured prominently in the great debate about Lysis between
Max Pohlenz and Hans von Arnim that began on the eve of the First World
War.71 When Socrates introduces “the neither good nor bad” in Lysis (Ly.
216c2–3) in order to break the antinomy (Ly. 216b8–9) that arises from the
impossibility of either the good being friends with their opposites, or the good
being friends with the good (Ly. 215b3–9),72 both Pohlenz and von Arnim
67
Penner and Rowe, Plato’s Lysis, 74n9: “The Lysis just is a complex text, no doubt intended for
close reading and study; perhaps it was even—among other things?—some kind of school text (i.e.
within the Academy.” See also 305.
68
The most significant text-imminent obstacle to “Systematic Socratism” (see §2) is that IOV
depends on TEA, i.e., on the final desirability of Happiness as the GoodE, but the best textual
evidence for TEA—the model protreptic Socrates offers the brothers in Euthydemus, beginning
with the axiom that all men wish to εὖ πράττειν (Euthd. 278e3)—includes the claim that wisdom
is the only good (Euthd. 281e3–5). Hence the need for the wiggle room provided by this either/or.
69
Cf. Penner and Rowe, Plato’s Lysis, i (book description), and Julia Annas, “Plato and Aristotle on
Friendship and Altruism.” Mind 86 (n.s.), no. 344 (October 1977), 532–554, on 539 (“the Lysis is
an aporetic dialogue”) and 532 (first word).
70
Although their proposed solution places too much emphasis on “struggle” than on the rather more
student-centered elements in the dialogue that also make it “fun” (see §4), Penner and Rowe’s
“school text” hypothesis, even when applied to a single dialogue, is most welcome. Cf. “pedagogi-
cal puzzle” in Howard J. Curzer, “Plato’s Rejection of the Instrumental Account of Friendship in
Lysis.” Polis 31, no. 2 (2014), 352–368, on 368; so also Benjamin A. Rider, “A Socratic Seduction:
Philosophical Protreptic in Plato’s Lysis.” Apeiron 44, no. 1 (2011), 40–66, on 60, and Altman,
“Reading Order,” 31.
71
Beginning with Max Pohlenz, Aus Platos Werdezeit: philosophische Untersuchungen (Berlin:
Weidmann, 1913) and Hans v. Arnim, Platos Jugenddialoge und die Entstehungszeit des Phaidros
(Leipzig and Berlin: B. G. Teubner, 1914), the Auseinandersetzung heated up during the War
with Pohlenz’s “Review” of von Arnim’s book in Göttingische gelehrte Anzeigen 5 (May 1916),
241–272. Penner and Rowe notice the debate in Plato’s Lysis, 92n56.
72
It was Plato’s attitude to this argument that created the principal scholarly battleground while
young men were dying in the hundreds of thousands at Verdun; the 1916 review (see previous
note) was answered by Hans von Arnim, “Platos Lysis.” Rheinisches Museum für Philologie 71
(1916), 364–387, and then followed by Max Pohlenz, “Nochmals Platos Lysis” in Nachrichten von
der Königliche Gesellschaft der Wissenschaften zu Göttingen, 560–588 (Berlin: Weidmann, 1918).
Note the anticipation of the War in Pohlenz, Platos Werdezeit, 383: “ja das Leben aufgeopfert.”
20 Chapter 1
73
Cf. Pohlenz, Platos Werdezeit, 367–371, and von Arnim, Platos Jugenddialoge, 51–53.
74
See Pohlenz, Platos Werdezeit, 368 and 382.
75
See von Arnim, “Platos Lysis,” 369–371 and 382.
76
Beginning with the 1916 review (252–254), then developed in Pohlenz, “Nochmals,” 563–567.
77
See Penner and Rowe, Plato’s Lysis, 25–31; intent on finding “some deeper philosophical point”
(26) and cautioning against a rush to judgment (27), Penner and Rowe fail to juxtapose it with the
desperate paternal search for wine at the end of the dialogue (Ly. 219d5–220a1).
78
See Penner and Rowe, Plato’s Lysis, 289; the section in which this sentence is found is entitled:
“The Vlastosian, Kantian Requirement that Love be for the Good of Others Independently of One’s
Own Good.”
79
Hence there is a certain irony in the use of “selfish brutes” at Penner and Rowe, Plato’s Lysis,
290: “To say the parents love their children, we have maintained above, is to say that a high-level
premiss in their system speaks of the parents’ own happiness being wrapped up in all the details of
the children’s possibilities and their happiness. So the happiness these parents aim at is a happiness
they achieve because their children’s happiness is assured. So we say we are not making the parents
selfish brutes [cf. τὰ θηρία at 207a8 and 207b7].”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 21
80
See Rowe, “Lysis and Symposium,” 213 followed by 213n32.
81
All translations in this sentence are from Penner and Rowe, Plato, Lysis, 99–100.
82
Cf. R. G. Bury, The Symposium of Plato, Edited with Introduction, Critical Notes and Commen-
tary (Cambridge, UK: W. Heffer, 1909), 94 (on Μαντινικῆς Διοτίμας at 201d2).
22 Chapter 1
Bookended by two pregnant silences that only the reader can break, the
passage between Lysis 215e3 and 217a2 is the most important piece of evi-
dence for my suggestion that it is our ability to remember τὸ καλόν, the true
and culminating subject of Diotima’s discourse, that is being tested in the
basanistic Lysis. How any given reader will ultimately interpret or flesh out
the First Friend has therefore already been indicated if not determined by
how he or she responds to this far less mysterious passage, filled as it is with
backwards-pointing and student-friendly allusions. Since Lysis is the first
dialogue considered in Ascent to the Good, it would be natural to interpret
the First Friend as anticipating the Idea of the Good,83 but in the context of
Reading Order, and thanks to the gravitational pull exerted by Symposium,
it is necessary to find Diotima’s influence there first.84 So here is as good a
place as any to remind the reader of the interplay of proleptic, visionary, and
basanistic elements in Plato’s dialogues: basanistic with respect to the vision-
ary moment in Symposium, Lysis is at the same time proleptic with respect
to Republic. And starting from the poisoned son—no matter how ignorant
and therefore “useless” to his loving father—and from thence ascending to
the spiritual analogue of health, even if that is only the GoodE, we are being
reminded that we have just climbed a similar ladder all the way to the top, and
are therefore being asked to recollect “the great sea of Beauty”85 we glimpsed
from the mountaintop (210d4).
Interestingly, the only connection to Symposium noted by Penner and
Rowe in their commentary on this passage is to Agathon’s speech, begin-
ning with the poetic prominence of μαλακός in the description of τὸ καλόν.86
On the critical moment in the passage they comment: “the neither good
nor bad comes in from nowhere: not from Lysis, not from Menexenus, nor
from the poets. So it comes from the gods (it’s a prophecy).”87 They do note
that the Beautiful in “the beautiful and good” is quickly “dropped in the
very next formulation of the formula,” and this leads them to pose the right
question: “Why, then, does Plato bother to have Socrates make it in the first
place?”88 Their answer—ironic considering that it is always a question of our
happiness—is that “the good as object of love, here in Lysis, is sufficiently
83
See Sara Ahbel-Rappe, Socratic Ignorance and Platonic Knowledge in the Dialogues of Plato
(Albany: State University of New York Press, 2018), chapter 6.
84
See Rowe, “Lysis and Symposium,” 215.
85
On this phrase, see Francisco L. Lisi, “Symposion 210d4: τὸ πολὺ πέλαγος τοῦ καλοῦ” in Mauro
Tulli and Michael Erler (eds.), Plato in Symposium: Selected Papers from the Tenth Symposium
Platonicum, 285–290 (Sankt Augustin: Academia, 2016).
86
See Penner and Rowe, Plato, Lysis, 104n19, citing “195d–196d.” Cf. Smp. 195d6–196a1.
87
Penner and Rowe, Plato, Lysis, 102.
88
Penner and Rowe, Plato, Lysis, 102, likewise source for the two other quoted passages, with
emphasis as in the original. On this question, see also 99n3, beginning with “Socrates seems just
to want to get the beautiful in somewhere.”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 23
generous to absorb the fine and admirable [sc. τὸ καλόν] (there is at any rate
nothing selfish about it).”89 Despite their silence on Symposium, they naturally
uphold the GB Equation without the requisite hesitation,90 but then usefully
tie the unity of Beauty and the Good to the erotic setting of Lysis;91 this con-
nection will receive further attention in §4. As a whole, their comments on
the passage aim at establishing a deflationary answer to its opening question:
“Why then does he [sc. Socrates] speak of ‘prophecy’?”92
Finally, there is Diotima’s attack on Aristophanes centered on τὸ οἰκεῖον
(205e5–206a1), a connection that loomed large in the Pohlenz-von Arnim
debate. Penner and Rowe do not mention this link to Symposium in the
context of the reappearance of τὸ οἰκεῖον at the end of Lysis (Ly. 221e3)
because it would further undermine an already tenuous argument. Diotima
had distinguished the Good from τὸ οἰκεῖον, excluding serious consid-
eration of the latter unless redefined as the Good: “For it is not, I think,
what’s of ourselves [τὸ ἑαυτῶν] in which we delight, unless, that is, some-
one calls the Good ‘οἰκεῖον’ and ‘of himself.’”93 Naturally Penner and
Rowe would have been perfectly happy to follow Diotima’s suggestion,
made at the stage of her argument where the evidence for a eudaemonist
reading is at its strongest: our own happiness would seem to be paradig-
matically “what’s of ourselves,” thus making the Good synonymous with
τὸ οἰκεῖον.94 The reason that they don’t make this point is that it is Aristo-
phanes’ myth of primordial wholeness, not Diotima’s potentially external-
izing revision, to which Socrates alludes in Lysis: τὸ οἰκεῖον is what was
ours originally but which has been taken away from us (at Ly. 221e2–3),
and thus our desire is for that which we have lost. The attempt to identify
this kind of Good with either Happiness or the wisdom that obtains it—
neither of which can be construed as οἰκεῖον in the Aristophanic sense that
Socrates is now using—deserves some critical attention.95
89
Penner and Rowe, Plato, Lysis, 104n17; here it is said that καλός “may stand not just for what is
beautiful, but also for what is fine, noble, or admirable.”
90
Penner and Rowe, Plato, Lysis, 103: “the context as a whole plainly implies that he is actually
proposing to identify the good and the beautiful.”
91
Penner and Rowe, Plato, Lysis, 104: “If Hippothales loves Lysis, then—so far as the argument
goes—Hippothales must be neither good nor bad, and Lysis must somehow be good for Hippo-
thales.” In fact, the Argument of the Action (see §4) turns on the fact that he is not.
92
Penner and Rowe, Plato, Lysis, 101.
93
205e5–7.
94
Cf. Rowe, “Lysis and Symposium,” 213: “There is, then, a way in which the philon is identical
with what is akin to us, i.e., insofar as it is (exclusively) the good that is akin—itself a key idea of
Diotima’s [the attached note cites 205e–206a].”
95
Beginning with the critical comments on Rowe, “Lysis and Symposium,” in Penner and Rowe,
Plato, Lysis, 158n2. See also Lorraine Smith Pangle “Friendship and Human Neediness in Plato’s
Lysis.” Ancient Philosophy 21 (2001), 305–323.
24 Chapter 1
To begin with, Penner and Rowe are fully aware of the problem: since
their Socrates identifies the Good with objects like wisdom and happiness
that we have “always lacked” (emphasis mine), they must (reluctantly)
admit that “a retort” could be made accusing “Socrates of straightforward
equivocation.”96 Even after invoking several specious examples of things
that we’ve never had that are nevertheless originally ours,97 they admit that
their readers “might still have a sense of unease”98 which they attempt to allay
with a destabilizing mix of common sense and their ongoing interpretive
practices:
But that would again be—by now, the point surely makes itself—to forget that
Socrates is working within a specific context; and the specific context is by itself
more than sufficient to exclude the ‘obvious’ variety of belonging and taking
away [note 5]. After all, what Socrates and the boys are seeking is what is uni-
versally true of ‘the friend,’ and no one would claim that we are always and only
‘friends of,’ desire, what we once possessed.99
The problem is that this is what Socrates has just claimed that τὸ οἰκεῖον is,
and therefore some further attempt is made to equate “what belongs to us”
with nothing more than “what we are lacking” despite the fact that Socrates
means by this “what has been taken away from us.”100
But the heavy lifting they need falls to the earlier appearance of the word
οἰκειότερον.101 In the course of proving that the parents of Lysis don’t love
him because he isn’t wise and therefore useless (Ly. 210b7–d4)—an argu-
ment already weakened by other suppressed parallels with Symposium (see
above)—Socrates says that if Lysis lacks the knowledge that would benefit
the rest of us,102 not only his father and mother, but “whatever is even more
intimate [οἰκειότερον] than these” (Ly. 210c2) would more readily follow the
directives of others, even if they were “alien [ἀλλότριον].” The interpretive
ingenuity required here from Penner and Rowe arises from the attempt, obvi-
ously originating with Rowe, to show the continuity between Lysis and Sym-
posium. Operating somewhere between their own sophistry and an amiable if
96
Penner and Rowe, Plato, Lysis, 159.
97
Penner and Rowe, Plato, Lysis, 159: “there is hardly anything recherché about the idea that things
can belong to someone, and be taken away from him, without their ever actually having been in
his possession.”
98
Penner and Rowe, Plato, Lysis, 159.
99
Penner and Rowe, Plato, Lysis, 159 (emphasis mine). Note 5 makes the interesting claim that “if
Socrates’ proposals in fact appear indefensible outside the context of his argument, to that extent
Plato has failed to preserve the dramatic plausibility that he has seemed to achieve elsewhere.”
100
See Penner and Rowe, Plato, Lysis, 159, especially “it must be so.”
101
Cf. the kind of continuity argument Rowe applied to the Diotima discourse.
102
Note that only by having the kind of knowledge that benefits others can a person obtain what
Penner and Rowe construe as the knowledge that benefits oneself.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 25
103
Cf. Penner and Rowe, Plato’s Lysis, xi: “In particular, so the modern story [sc. about Lysis] goes,
it misrepresents him [sc. Socrates] by making him into a kind of sophist, the sort that uses any
means down to and including mere trickery in order to defeat his opponents (in this case a pair of
teenagers; a particularly pointless and silly exercise, then).”
104
See Penner and Rowe, Plato’s Lysis, 29.
105
As in Frisbee C. C. Sheffield, Plato’s Symposium: The Ethics of Desire (Oxford: Oxford Uni-
versity Press, 2006), 76–83 and 110, where Beauty, as inspiration, has thus been made (merely)
instrumental to our Happiness.
106
Penner and Rowe, Plato, Lysis, 303: “the key idea in the Symposium, of erōs as desire for ‘pro-
creation in the beautiful’ (206c ff.), is in essence a colorful elaboration of Socrates’ conclusion
about the genuine lover at Lysis 222a6–7, albeit a brilliant—brilliantly colored—and suggestive
elaboration. That is, it adds nothing of philosophical substance.”
107
Cf. Anthony Hooper, “The Memory of Virtue: Achieving Immortality in Plato’s Symposium.”
Classical Quarterly 63, no. 2 (December 2013), 543–557, on 547–548 and 556–557, ending with
(last words): “One could therefore argue that Plato, more than almost any other figure in the his-
tory of Western thought, has a right to claim that he has achieved the human immortality Socrates
describes in the Symposium.”
108
Unfortunately this parallel is not mentioned in Jacob Howland, “Xenophon’s Philosophic Odys-
sey: On the Anabasis and Plato’s Republic.” American Political Science Review 94, no. 4 (Decem-
ber 2000), 875–889.
26 Chapter 1
up the vision of Symposium with the test of Lysis: if we don’t recognize that
Plato has proved himself to be our dearest friend by making it possible for us
to give birth in the Beautiful—as we do when we make transcendent Beauty
as radiant for our students as Diotima has made it radiant for us109—and that
we are therefore bound to him in mutual love for the sake of what is greater
than both of us, then we have failed to reach that mountaintop, and remain
submerged in quite a different sea. For this is their third and most important
omission of Symposium: Lysis is a school text because Plato is a teacher, and
it was not for the sake of his wisdom or happiness that he wrote his dialogues
but for ours.
One of the best features of Terry Irwin’s Plato’s Ethics (1995) is that he
begins its fourth chapter (“Socrates: From Happiness to Virtue”) with a brief
section entitled “The Importance of Euthydemus,” and he promptly uses that
dialogue to explain the chapter’s title: “the Euthydemus proceeds from gen-
eral claims about happiness, whereas the other dialogues proceed from parti
cular beliefs about the virtues and virtuous action.”110 Although he has already
substantiated this claim in the previous chapter (“Socrates’ Arguments about
the Virtues”), by far and away the most controversial element in Irwin’s
account of Socratic virtue—the claim that Socrates regarded the virtues as
instrumental (i.e., IOV), thus creating the famous dialogue with Vlastos about
Plato’s Moral Theory (1977)111—is reserved for the fifth chapter. In other
words, Irwin introduces and then defends his positive answer to the question
“Is Virtue Instrumental to Happiness?” in the chapter after the one that begins
with “The Importance of Euthydemus.” Indeed, considering that Irwin’s is a
“systematic Socratism,” how could he not have? Working carefully within
the limits imposed by the Order of Composition paradigm, Irwin cannot use
Symposium to ground the necessarily eudaemonist basis for IOV, as Rowe
does (see §1), and even when he reaches Symposium in chapter 18—after
seven chapters on Republic—he will scarcely mention the eudaemonist argu-
ment in the Diotima discourse, primarily because he needs the most Platonic
109
Or even when, “as if in battle” (R. 534c1), we distinguish the Idea of the Good in all its transcen-
dent radiance from a darkling attempt like Rowe’s to align it with mere self-interest. But dark
though that attempt is, I have tried to show that it is dialectically necessary and therefore salutary,
for only in battle can we become Plato’s Guardians.
110
Irwin, Plato’s Ethics, 52.
111
Beginning with Gregory Vlastos, “The Virtuous and the Happy: Review of Terence Irwin, Plato’s
Moral Theory.” Times Literary Supplement, no. 3,961 (February 24, 1978), 230–231.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 27
aspects of that discourse to patch up the gaping hole between the psychic
justice of the Shorter Way and the Guardian’s return to the Cave.112
Written after his debate with Vlastos, and in response to the master’s own
Socrates (1991), Irwin’s Plato’s Ethics is arguably the currently canonical
statement of the Socratist position, and is in any case best understood as
intermediate between Vlastos and the more radical defense of IOV champi-
oned by Penner and then implemented by Penner and Rowe in their book on
Lysis.113 Before returning to three chapters on Socrates already mentioned,
an overview of its contents is useful: just as chapters 3–5 are introduced by
an introduction to Socrates called “Socrates’ Method,”114 a chapter called
“The Theory of Forms” introduces the chapters on Republic. Transitional
between the four chapters that name Socrates as their principal subject, and
the eight chapters beginning with “The Theory of Forms,” are four others: one
on Protagoras, two on Gorgias, and the fourth on Meno.115 Of these chap-
ters, next to nothing will be said in this section except that just as “The Pro-
tagoras” (chapter 6) follows “Difficulties for Socrates” (chapter 5) primarily
because Irwin will resolve the most important of those difficulties by taking
the hedonism of Protagoras as Socratic,116 so also does “The Implications
of Gorgias” (chapter 8) follow “The Argument of the Gorgias” (chapter 7)
because he must address the conflicting views about hedonism expressed
by Socrates in Gorgias and Protagoras.117 My focus here will be on three
“Socrates” chapters, with “From Happiness to Virtue” intermediate between
“Arguments about the Virtues” and “Difficulties for Socrates.”
The second thing I want to emphasize about this approach to systematizing
Socrates—the first is “The Importance of Euthydemus” for that systematiza-
tion in the fourth chapter—is that Irwin splits his treatment of Charmides,
112
A move anticipated in Irwin, Plato’s Moral Theory, on which see Plato the Teacher, 226–227; cf.
Irwin, Plato’s Ethics, 308–316.
113
For an early response to IOV in Ly., see Glenn Lesses, “Plato’s Lysis and Irwin’s Socrates.”
International Studies in Philosophy 18, no. 3 (1986), 33–43; more recently, see Curzer, “Plato’s
Rejection.” Without affirming that IOV is upheld in Ly., my ongoing claim is that Plato anticipates
that there will be some who are inclined to find it there, and that, without endorsing it, he makes
that position plausible in preparation for Euthd. Cf. the opening paragraph of Don Adams, “The
Lysis Puzzles.” History of Philosophy Quarterly 9, no. 1 (January 1992), 3–17.
114
The first chapter of Irwin, Plato’s Ethics is naturally introductory, and is called “Plato, Socrates,
and the Dialogues.” Especially important in the context of this book’s Introduction are sections
§3 (“Aristotle and the Dialogues,” note in particular “since he was in a position” on 5) and §5
(“Aristotle and Socrates”), particularly on “Aristotle’s suggestion” on 9; this sentence makes it
easy to see why systematic Socratism must resist the restoration of Alc. Cf. Denyer, Plato, Alcibi-
ades, 22, climaxing with: “if the standard chronology is correct, then the Alcibiades is, in part or
in whole, bogus.”
115
Thrasyllus’ Sixth Tetralogy consists (in this order) of Euthd., Prt., Grg., and Men.
116
Cf. C. C. W. Taylor, “Review of Plato’s Moral Theory: The Early and Middle Dialogues by Ter-
ence Irwin.” Mind 88, no. 352 (October 1979), 597–599, on 598.
117
This subject—along with the relationship between Prt. and the other dialogues of the Sixth Tetral-
ogy of Thrasyllus (see previous note)—will be revisited in §11 below.
28 Chapter 1
Laches, and Lysis between the two flanking chapters. Although the opening
of the third mentions Euthyphro, Apology, and Crito—and the latter in par-
ticular is pressed into the unlikely service of showing that Socratic justice
aims at the good of the agent118—the weight of its argument as a whole falls
on Laches and Charmides. Even at this stage, Irwin cannot afford to dispense
with Euthydemus,119 and Lysis puts in a cameo appearance to strengthen his
Crito-backed claim that “Socrates takes just action to be both good, all things
considered, and good for the just agent.”120 But since his primary goal in the
chapter is to establish the unity of virtue (UV), the seven sections (out of
sixteen) at its center concern Charmides and Laches, and the impasse reached
in the first of these—that the definition of courage reached there defines
virtue as a whole, but not courage specifically—is crucial for establishing
UV (chapter 3), on which depends the case for IOV (chapter 5) via the eudae-
monist Euthydemus (chapter 4).
The interwoven complexity of this three-stage argument can perhaps best
be explained by the fact that Irwin’s chapter on Protagoras is found only in
chapter 6. Although Laches, Charmides, and Euthydemus had supporting
roles, it was Plato’s Protagoras that played the principal part in deriving the
IOV from UV in an historical sense, giving rise to what Vlastos called “PTI”
(see Introduction). But unlike Taylor in particular, whose Penner-inspired
account of virtue is found in a commentary on Protagoras, Irwin is deter-
mined to use it only as support, and to build his case on less controversial
dialogues. And this explains why Laches, Charmides, and Lysis are discussed
not only in chapter 3 but in chapter 5 as well, where Lysis becomes especially
important—thanks to identifying the First Friend with Happiness121—for
establishing IOV. But Laches and Charmides are likewise crucial at this
stage, particularly for construing UV-virtue as a τέχνη—understood as
“the knowledge of good and bad” (hereafter “KGB”)—in accordance with
CA (“the Craft Analogy”), and whose characteristic product is the agent’s
Good or Happiness, that is, the GoodE.122
Vlastos was astute enough to identify Penner as the original inspiration
behind the kind of systematization that would eventually result in Irwin’s
118
Irwin, Plato’s Ethics, 47.
119
Irwin, Plato’s Ethics, §21.
120
Irwin, Plato’s Ethics, 47. Cf. Alfonso Gómez-Lobo, The Foundations of Socratic Ethics (India-
napolis, IN: Hackett, 1994), 68, where “the moral flavor” of his Crito-based principle P12 (i.e.,
“the good life is the noble and just life”) must immediately be walked back for the sake of “the
paradoxical Socratic identification of the moral and the non-moral good.”
121
See Irwin, Plato’s Ethics, §46.
122
See Irwin, Plato’s Ethics, §47. But note also the relevance of §48 (“Aristotle on Virtue and Craft”)
to the charge of circularity in the Introduction at 70: “If Socrates appears to accept the implica-
tions, as Aristotle conceives them, of treating virtue as a craft, that is a good reason for believing
that Socrates treats virtue as a craft.”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 29
Plato’s Ethics; what he did not live long enough to experience was the flood
of brilliant articles that Penner would go on to write.123 With or without
acronyms, it is Penner, not Irwin, who makes the most compelling case for
a unitary explanation of human motivation which inevitably and exclusively
aims at the agent’s own Happiness, a case that combines UV, IOV, CA,
and KGB with “the Socratic Paradox” (SP) in so ruthlessly powerful a form
that Penner’s chief interpretive problem is to find some explanation for why
Plato, upon whose testimony the case depends, could ever have abandoned
the Socratist position124—as it were by swapping Socrates in Protagoras
for Plato in Republic—that Penner regards as not only coherent but true.125
One cannot read Penner without realizing that he is himself the Socratist he
finds in Plato’s Socratic dialogues,126 and it is small wonder that primarily
in Naomi Reshotko, George Rudebusch, and Anthony Chu, he has inspired
and nurtured students who fly under the Pennerite banner.127 But as already
indicated in §1, his most important convert or collaborator is Rowe, who puts
a classicist’s erudition at the service of a philosopher’s scalpel, and who is
therefore prepared to reveal the essential Socratism of even the most Platonic
passage in Symposium.
Irwin may lack some of Penner’s incisive brilliance perhaps because he
too, like Vlastos before him, still has one foot in an older, and comparatively
more Platonic world. Just as Vlastos is still in dialogue with Cornford and
Markus, Irwin is still in dialogue with Vlastos; one gets the sense that Penner,
Rowe, and finally Penner and Rowe, have entered a brave new world where
Platonism is either ignored or reinterpreted on a strictly eudaemonist basis
without recourse to the Ideas except insofar as they can be reconfigured as
the GoodE,128 that is, as Happiness and/or the knowledge that maximizes
it. But even if an abandonment of the Socratic prohibition against harming
123
For bibliography, see “Terry Penner: Brief Vita” (current only to June 2014) at https://sites.google
.com/site/terrypennerphilosophy/brief-vita (accessed October 5, 2017).
124
See Christopher Rowe, “Comments on Penner” in Julia Annas and Christopher Rowe (eds.), New
Perspectives on Plato: Ancient and Modern, 213–225 (Washington, DC: Center for Hellenic
Studies, 2002), 221; cf. the “Conclusion” of Terry Penner, “Socrates” in Christopher Rowe and
Malcolm Schofield (eds.), in association with Simon Harrison and Melissa Lane, The Cambridge
History of Greek and Roman Political Thought, 164–189 (Cambridge, UK: Cambridge University
Press, 2000), on 189.
125
Cf. Terry Penner, “Plato and Davidson: Parts of the Soul and Weakness of Will” in David Copp
(ed.), Canadian Philosophers, Supplementary Volume 16 (1990) of the Canadian Journal of
Philosophy (Twentieth Anniversary Edition), 35–74, on 47 (“a correct philosophical view of the
phenomenon of akrasia.”)
126
Playfully evident in Terry Penner, “Gerasimos” in Georgios Anagnostopulos (ed.), Socratic,
Platonic and Aristotelian Studies: Essays in Honor of Gerasimos Santas, 103–124 (Dordrecht:
Springer, 2011).
127
Cf. “the Penner camp” and “Penner and his followers” in Reshotko, “Socratic Eudaemonism,”
349n27.
128
See especially Penner, “The Forms.”
30 Chapter 1
others never becomes its τέλος,129 there is already enough evidence for
my suggestion in §1 that there is an interpretive ladder, corresponding to
Diotima’s, whereon some noteworthy scholars are travelling, as it were, in
the opposite direction, that is, away from the transcendent Beauty with which
her own ascent ends. The most important thing about Irwin’s intermediate
position on that ladder is that his Socratism is expressed not through articles,
but in two thorough and comprehensive books, both of which importantly
depend on analysis of Lysis, Euthydemus, Laches, and Charmides, that is, the
dialogues that follow Symposium in the ROPD.
This is not to say that Irwin can offer anything other than the most
general kind of support for my reconstruction when it comes to specifics:
although the evidence is mixed, he seems rather more inclined to elucidate
Charmides with Laches than the reverse,130 and the importance he attaches
to Euthydemus suggests at least its logical priority to the other three. In any
case, Irwin is entirely unconcerned with ordering the dialogues by means
of the pedagogical, dramatic, or thematic connections between them. Since
the only sentence in “the Importance of Euthydemus” that begins with the
words “the Euthydemus” continues with “proceeds from general claims
about happiness,” it is easy to see that it is by no means Euthydemus as a
whole to which he attaches importance, and indeed this holds for the Soc-
ratist approach to this fallacy-filled dialogue generally (see §3). It is rather
to its protreptic passages that Irwin and the rest attach importance, and
especially to the first of them (Euthd. 278e3–282d3)—hereafter “the First
Protreptic”—which does indeed take its start “from general claims about
happiness,” albeit by using a particularly slippery stand-in for the word
εὐδαιμονία, that is, εὖ πράττειν.131
But if Diotima’s discourse is read as likewise proceeding from never
retracted “general claims about happiness,” and if account is then taken of even
the most obvious dramatic and thematic connections between the dialogues,
it is easy to see that the erotic framing story in Lysis—that is, the proper way
for Hippothales to speak to his beloved—makes the dialogue on friendship
an obvious intermediary between Symposium and Euthydemus (see §4),
129
See Naomi Reshotko, Socratic Virtue: Making the Best of the Neither-Good-Nor-Bad (Cambridge,
UK: Cambridge University Press, 2006), 71–72; the reception of her work gives some indication
that the last stage in this process will be proving the Socratic arguments for not harming others to
be inadequately grounded in a purely self-regarding virtue; cf. Rachel Singpurwalla, “Review of
N. Reshotko, Socratic Virtue.” Journal of Hellenic Studies 128 (2008), 276–277, on 277: “But—as
R. herself admits—there may be cases where we do benefit from harming others.”
130
See Irwin, Plato’s Ethics, 44; on the other hand, consider the sequence of sections §26–§29.
131
Beginning with the question: “Why is Socrates made to argue fallaciously and the fallacy shown
up?” (235), the discussion of hedonism in Protagoras in I. M. Crombie, An Examination of Plato’s
Doctrines, two volumes (London: Routledge and Kegan Paul, 1963), 1.235–36, is of considerable
value.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 31
especially when the First Friend is identified with τὸ ἀγαθόν αὐτῷ of the
first and the εὐδαιμονία or εὖ πράττειν of the second. But this is where the
huge difference between the respective positions of Irwin and Rowe on the
interpretive ladder becomes crucial: while the latter can find support in Sym-
posium for the eudaemonist nexus on which to build his post-Vlastos defense
of a Pennerite position, Irwin himself makes such a move impossible, and not
merely because he upholds the Order of Composition paradigm that Rowe
is willing to question.132 In other words, it is not only because Irwin makes
Symposium a middle, and therefore post-Socratic dialogue, that he can offer
no support for connecting it with Lysis, Laches, and Charmides by means of
the kind of dramatic, pedagogical, and thematic connections that interest me.
But perhaps I ought to say only that he offers no direct support. As indi-
cated above, Irwin discusses Symposium only after Republic in Plato’s Eth-
ics; in his earlier Plato’s Moral Theory, his approach had been somewhat
different. Although he was already using Symposium to offer an “expressiv-
ist” explanation of how the Return to the Cave remains consistent with the
happiness of the Guardians,133 his discussion of it appears in a pre-Republic
chapter entitled: “The Middle Dialogues: Criticisms of Socratic Ethics.”
In sections 12–14 of that chapter, particularly in the last of them (“the Sig-
nificance of the Symposium”), Irwin builds on the post-Socratist implications
of the Theory of Forms in Phaedo, and Recollection in Meno,134 to show the
incompatibility of “Socratic ethics” with what he calls “the ascent-theory” in
Symposium. Treating the GB Equation with appropriate caution,135 he disjoins
the Beautiful (or “admirable”) from the Good in what would have been a
Golden Sentence had he added “for us” at the end of it:
He [sc. Plato] considered desire for the beautiful or admirable rather than desire
for the good, because we are inclined to regard something as admirable and
worthwhile even if it contributes to no further good.136
Although the way Irwin uses Hippias Major to elucidate the relationship
between the Beautiful and the Good in Symposium is both noteworthy and
illuminating,137 it is the way he contrasts “the ascent-theory” in the latter with
Lysis that begins to suggest what I mean by the “indirect support” he offers
to the ROPD.
132
Especially in Christopher Rowe, Plato and the Art of Philosophical Writing (Cambridge, UK:
Cambridge University Press, 2007).
133
See Plato the Teacher, 227n171.
134
Irwin, Plato’s Moral Theory, 171.
135
Irwin, Plato’s Moral Theory, 165.
136
Irwin, Plato’s Moral Theory, 170; cf. Irwin, Plato’s Ethics, §25.
137
Irwin, Plato’s Moral Theory, 165–166.
32 Chapter 1
If he [sc. Plato] agreed with Socrates that beautiful things are all subordinate
goods instrumental to the final good [i.e., by using the First Friend to justify
IOV], he could easily explain how we can move from one [stage of the ascent]
to another; we would simply discover that this is more efficient than that as a
means to the same final good. Such an account would be free of any strange
talk about ascent; it would be the Lysis’s account of rational desire. Plato rejects
this solution.138
Although Irwin explains the contrast between Lysis and Symposium on the
developmental basis that Lysis belongs to an earlier and Socratic phase of
Plato’s Development, I have now suggested another way to explain that con-
trast based on basanistic pedagogy. If Lysis immediately follows Symposium
in the ROPD, the conflict between them is instructive, and forces the reader
to make a choice.139 While Penner and Rowe have shown that the student can
indeed find support in Symposium for making the wrong interpretive choice
in Lysis, Irwin shows that the opposite choice is rather Platonic than Socratic.
And if Irwin is right that the ascent-theory undermines CA and IOV, and if
I am right that this takes place before the student encounters the best evidence
not only for these doctrines, but also for KGB in Laches and Charmides—and
thus the best evidence, apart from Protagoras, for UV, and likewise for greet-
ing the return of TEA in Euthydemus with suspicion—that is what I mean by
claiming that Irwin has supplied indirect evidence for the ROPD.
Naturally I am not denying that there would still be problems with (1) find-
ing IOV in Lysis, (2) regarding TEA as entirely unproblematic (and Socratic)
in Euthydemus, or (3) finding an ironclad defense of UV and CA based on
KGB in Laches and Charmides, even if the student had not already read Sym-
posium. To begin with, the Socratists tend to read Plato’s dialogues in a way
that many others, and practically all non-Anglophone scholars, find odd if not
downright repellant and wrong-headed, generally by detaching “the hard and
serious core” from the dramatic settings, characters, and enlivening details
over which Plato has so clearly labored. In other words, sentences like Irwin’s
“Euthydemus proceeds from general claims about happiness, whereas the
other dialogues proceed from particular beliefs about the virtues and virtuous
action” can easily be challenged on the basis of even the most cursory atten-
tion to any given dialogue’s dramatic circumstances, or to “the Argument of
the Action” (see § 4). But quite apart from this more natural way of reading,
it certainly becomes less clear that Plato wants his readers to explain away or
138
Irwin, Plato’s Moral Theory, 170; cf. 172.
139
Cf. Hermias (fifth century, A.D.) in P. Couvreur (ed.), Hermiae Alexandrini in Platonis Phaedrum
Scholia (Paris: Émile Bouillon, 1901), 9, lines 19–21: “it is necessary to mention that Plato is
accustomed to deploy [ποιεῖσθαι] an investigation of opposed speeches for the discovery [εὕρησις]
and testing [βάσανος] of the truth.”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 33
otherwise resolve problems connected with CA, UV, KGB, IOV, and TEA if
they have already been exposed to a “Platonist” Symposium before reading
the dialogues most often used to reveal a coherently “Socratist” commitment
during his earlier period.
And it is not only Symposium that might stand in this prior position: all of
the dialogues considered in Ascent to the Beautiful would do so as well. Con-
sider Irwin’s discussion of Lesser Hippias in Plato’s Ethics. If reading Lysis,
Euthydemus, Laches, and Charmides in the light of Symposium requires
a battle of rival paradigms, challenging as it does nearly two centuries of
the Order of Composition’s hegemony, the same is not true of this minor
but unquestionably “Socratic” dialogue. In the “Is Virtue a Craft?” section
of chapter 5 (“Difficulties for Socrates”), Irwin must finesse the problems
created for K and CA by Socrates’ claim that only the master of a τέχνη has
the capacity to speak falsely about its subject matter in a consistent manner—
and thus “that the good person would be the one who willingly makes errors
and does shameful and unjust actions”140—not only by placing the usual
emphasis on “if there is such a person” as an existential counterfactual,141 but
also by showing in his own terms why no such person could exist:
If the end promoted by the proper use of the supreme craft is an end that every-
one wants, the logical possibility of misuse will never in fact be realized. If there
is some craft whose misuse is logically possible but psychologically impossible
(given actual human nature and its motives) Socrates may still be willing to
identify such a craft with virtue.142
Yes he may, but then again it is unclear that Irwin’s Socrates is really the
relevant agent here. The point is that one of the most provocative passages in
Hippias Minor poses problems for Irwin’s Socrates, and in coming to “his”
aid, Irwin invokes Euthydemus: since the “supreme craft” is what “promotes
the agent’s happiness,” and since “everyone pursues happiness as the ultimate
end,” then no one will be psychologically able to misuse such a craft;143 for
this reason, the logical possibility of virtue’s misuse qua craft is trumped by
the psychological impossibility of willingly pursuing an end one knows to be
incompatible with one’s happiness.144 On this reading “the point of Hippias
Minor is not to cast doubt on the identification of virtues with crafts, but to
140
Irwin, Plato’s Ethics, 69.
141
See Ascent to the Beautiful, §11.
142
Irwin, Plato’s Ethics, 69.
143
See also Terry Penner, “Socratic Ethics and the Socratic Psychology of Action: A Philosophi-
cal Framework” in Donald R. Morrison (ed.), The Cambridge Companion to Socrates, 260–292
(Cambridge, UK: Cambridge University Press, 2011), 273–276.
144
Irwin, Plato’s Ethics, 69–70.
34 Chapter 1
145
Irwin, Plato’s Ethics, 70.
146
See Julia Annas, “Virtue as the Use of Other Goods.” Apeiron 26, no. 3/4, Virtue, Love and Form:
Essays in Memory of Gregory Vlastos (September/December 1993), 53–66, on 53 (first words).
147
See Penner and Rowe, Plato’s Lysis, 261–263; as the last part of sentence beginning with “as we
see it” on 263 indicates, Penner and Rowe are both revisiting and marginalizing the battleground
once fought over by Vlastos and Irwin.
148
Penner and Rowe, Plato’s Lysis, 267.
149
Penner and Rowe, Plato’s Lysis, 267.
150
Contrast Penner and Rowe, Plato’s Lysis, 275–278; especially 277: “For knowledge always leads
to maximum available happiness.” My nephew Richard Roberts suggested the following definition
of horror: the irreconcilability of knowledge and happiness.
151
Penner and Rowe grapple with this problem, putting to work a distinction introduced beforehand
between complete happiness (i.e., what is generally called “Happiness’) and “the maximum hap-
piness available to one, given one’s circumstances, or . . . the luck of the draw” (Plato’s Lysis,
276–277; the ellipsis points the reader back to 265n59, where the pair prepare to sidestep the fal-
lacious implications of the identification of wisdom with εὐτυχία in the First Protreptic at Euthd.
279d6–7), on which see §3 below. Since this maximum happiness is always the aim of particular
actions under particular circumstances, “the best means available and the best end available must
always go together” (277).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 35
It is this circle that causes Penner and Rowe to wrap both knowledge and
“presently available maximum happiness” into their “package,” and which
152
Penner and Rowe, Plato’s Lysis, 277: “the ‘first friend’ in any particular case is the best package
presently available” (277, cf. “the agent’s MAXHAP” in Penner, “Socratic Ethics,” 172). They
then proceed to unpack this “First Friend” qua “package” in two presumably identical ways: it
is interchangeably (1) “presently available maximal happiness {viz. the happiness you get via
wisdom}” and (2) “wisdom {viz. the wisdom that leads to presently available happiness}.” This
solution has the advantage of avoiding talk of means and ends (277–278), a curious desideratum
for interpreters of Lysis, but one that allows them to fulfill Macbeth’s famous wish (Macbeth I.
7. 1–4). Cf. Dancy, “Penner and Rowe on Lysis,” 337: “I am puzzled about each one of these
identities [sc. ‘we are to identify the Form of the Good with one’s own happiness, and both with
knowledge’] and also about how they are supposed to emerge from the Lysis.”
153
Gerasimos Santas, Goodness and Justice: Plato, Aristotle, and the Moderns (Malden, MA: Black-
well, 2001), 37. Cf. “the circularity problem” in Georgios Anagnostopulos, “Introduction” in
Anagnostopulos (ed.), Socratic, Platonic and Aristotelian Studies: Essays in Honor of Gerasimos
Santas, xxiii–xxix (Dordrecht: Springer, 2011), xxvii.
36 Chapter 1
had earlier led Vlastos to distinguish between “the final unconditional good”
(happiness) and virtue as “the supreme non-final unconditional good, both
necessary and sufficient for our happiness.”154 Socratists never sound less like
Socrates than when they are attempting to resolve the puzzles Plato placed in
the path of a systematic Socratism.
The question of Plato’s awareness of these puzzles is obviously crucial,
and it is therefore significant that the chapter that introduces the Santas Circle
(“The Socratic Good of Knowledge”) ends with a section called “Was Plato
Aware of These Socratic Problems?” Citing Republic 6, Santas appropriately
affirms that he was.155 But the fact that the affirmative answer is to be found
only considerably later in the ROPD—that is, only on the verge of what I am
calling “the ascent to the Good”—suggests that it was Plato’s intention to
puzzle his readers with “these Socratic Problems,” albeit only temporarily.
It is therefore interesting that Santas points to an earlier way to escape the
viciousness of the Circle: “if we say that the good or happiness is identical
with pleasure, we can solve all our problems and fill all the gaps in Socratic
ethics without circularity.”156 In other words, if we take as Socratic the hedo-
nism Socrates espouses in Protagoras, we can avoid entirely the tangled
relationship between Happiness and Knowledge (as in Penner and Rowe) or
between Happiness and Virtue (as in Vlastos): (a) “happiness is pleasure,” (b)
wisdom is “knowledge of the sources and means to pleasure,” and (c) “a life
of the greatest possible pleasures and the least possible pains is the complete
good.”157 In response, Santas naturally points out that the GP Equation is
expressly denied in Gorgias.158
An even more significant instance of revisiting Protagoras can be found
in C. C. W. Taylor’s Socrates.159 It was thanks to his 1976 commentary
on Protagoras that Taylor earned the middle spot in Vlastos’s “PTI,” and
in The Greeks on Pleasure (1982), coauthored with J. C. B. Gosling,160 he
did his best to minimize the incompatibility of Gorgias and Protagoras.
What makes his “very short introduction” to Socrates so important, then, is
that while his treatment of Euthydemus is even more incisive than that of
154
Vlastos, Socrates, 230–231.
155
Santas, Goodness and Justice, 51–53.
156
Santas, Goodness and Justice, 52.
157
Santas, Goodness and Justice, 52.
158
Santas, Goodness and Justice, 52–53.
159
Originally published as C. C. W. Taylor, Socrates (Oxford and New York: Oxford University
Press, 1998), I will cite C. C. W. Taylor, Socrates: A Very Short Introduction (Oxford and New
York: Oxford University Press, 2000).
160
J. C. B. Gosling, and C. C. W. Taylor, The Greeks on Pleasure (Oxford: Oxford University Press,
1982).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 37
Santas,161 and even though he too points out that Protagoras offers “a way
out of the impasse,”162 he is notably diffident about the role the latter plays
in Plato’s thought. In a small number of luminously clear pages,163 Taylor
undermines a central pillar of systematic Socratism, that is, what Irwin calls
“the importance of Euthydemus.” Ruthless in exposing this dialogue’s “inco-
herence” (at least with respect to Plato), he points to it as the probable point of
transition from Plato’s Socratic to his Platonic phase.164 As a true (i.e., Aris-
totle-inspired) Socratist, Taylor places the culminating moment of Socrates’
transformation—that is, from Socratist to Platonist—not in Republic 6–7, but
in the tripartite soul of Republic 4, where the distinctively Socratic denial of
ἀκρασία in Protagoras is superseded.165
It will be seen that, for all the brevity and apparent simplicity of its exposi-
tion, Taylor’s position remains a remarkably subtle one, leaving some space
between the lines for Penner’s repeated insinuations that Plato replaced a true
doctrine with a false one when he abandoned Socratism. More interesting are
the differences between (1) Irwin, who relies so heavily on “the importance
of Euthydemus,” (2) Penner and Rowe, who focus on Lysis when read in
the light of Symposium and Euthydemus, and (3) Santas and Taylor, whose
critical analysis of circularity and incoherence in Euthydemus tends to drive
defenders of “Systematic Socratism” back to a deadpan reading of Plato’s
even more puzzling Protagoras.166 It is therefore important to understand why
this return to Protagoras is an intrinsic and inescapable feature of Socratism
before seeing why it was always Plato’s intent to force the reader to make
that return again and again,167 a return made inevitable since the ROPD begins
with Protagoras and not Alcibiades Major.
This is not the time to review the hypothesis proposed in Ascent to the
Beautiful that Protagoras was first performed for neophytes as a play before
becoming “a school text” they would study carefully; it will be further
defended in §11. In the present context, it is enough to point out that reference
161
Taylor, Socrates, 69–70, climaxing with: “Socrates [‘Plato’ would be better here] leaves the
puzzle unresolved [as well he might, since it is unresolvable], and it may well be that at that point
[note the customary failure to consider the dialogues from a pedagogical perspective] did not see
his way out of the puzzle.” Cf. C. C. W. Taylor, “Review of The Foundations of Socratic Ethics
by Alfonso Gómez-Lobo and The Socratic Movement by Paul A. van der Waerdt.” Philosophical
Quarterly 47, no. 187 (April 1997), 257–260, on 259.
162
Taylor, Socrates, 71: “it [sc. Prt.] represents a way out of the impasse which blocks the original
form of the Socratic theory, though not a way which Plato was himself to adopt.”
163
See Taylor, Socrates, 66–71.
164
Taylor, Socrates, 70.
165
Taylor, Socrates, 70.
166
See Ascent to the Beautiful, §4.
167
See Ascent to the Beautiful, Epilogue, and §11 below.
38 Chapter 1
has already been made in §1 to the conflict created between the end of Pro-
tagoras and the discussion of incurring wounds and death for the sake of your
friends during wartime in Alcibiades Major. This means that when Socrates
claims that it is not in human nature to wish to advance into things that we
think are bad (Prt. 358c6–d2),168 Plato is knowingly concealing the truth from
the start: the paradigmatically beautiful action is neither pleasant nor “good
for us,”169 and that is why ascent to the post-eudaemonist GoodT necessarily
follows the prior (and easier) ascent to the Beautiful. If life is good—and
it is certainly difficult to imagine Happiness in its absence (but see Mx.
247a4–6)—then there is no prudential or self-interested basis for Alcibi-
ades to prefer death to cowardice (Alc. 115d7), and it is this preference that
inspires Socrates to offer him speeches born in the Beautiful, later described
as such in Symposium.
The more important matter in a pedagogical and philosophical sense is
the relationship between the Beautiful and the Good. In §1, making use
of Rowe for illuminating the salutary effects of dialectical friction (cf. R.
434e4–435a4),170 I briefly reviewed the process of how the GB Equation is
surpassed—at least how the Beautiful is severed from the GoodE—during
the final ascent in the Diotima discourse. But thanks to the final argument in
Protagoras, this is only one of three such “Equations,” none of which proves
that a man who knows the truth is incapable, whether pedagogically or psy-
chologically, of voluntary deception or false speaking. Following directly
from the combination of the GB with the GP Equations, there is also the
Equation of the Beautiful and the Pleasant (hereafter “the BP Equation”); it
completes the trifecta with an obviously fallacious third—at least for those
who know that χαλεπὰ τὰ καλά—and is challenged early (Hp. Ma. 299a1–6).
As for the GP Equation, it will be flatly contradicted in Gorgias (see §11).
My general point is that the student gradually becomes less and less sure that
Socrates could not have made a deliberately erroneous argument in Protago-
ras (cf. Hp. Mi. 367a2–5), and thus comes closer to seeing that any attempt to
use that argument to resolve the impasse in Euthydemus is no better grounded
than Irwin’s attempt, described above, to resolve the impasse in Lesser Hip-
pias with Euthydemus.
168
Cf. Gerasimos Santas, “The Socratic Paradoxes.” Philosophical Review 73, no. 2 (April 1964),
147–164, on 157n22. A noteworthy aspect of this important article is its connection (164n27 and
161–162) to Sachs, “A Fallacy.” But see also Gerasimos Santas, “Penner, Plato, and Sachs on
Justice and Happiness” in Naomi Reshotko (ed.), Desire, Identity, and Existence: Essays in Honor
of T. M. Penner, 95–107 (Kelowna: Academic Printing and Publishing, 2003).
169
Even if we fail to remember our mothers, teachers, nurses, and firemen, consider the even more
imperious need we have to forget just how little we really know about ourselves—this, of course,
is the central concern of Alc.—in order to be satisfied with “the good for us.”
170
On “the Firesticks,” see Plato the Teacher, chapter 5.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 39
171
Gregory Vlastos, “Introduction” in Plato, Protagoras; Benjamin Jowett’s translation, extensively
revised by Martin Ostwald; edited, with an Introduction by Gregory Vlastos, vii–lxvi (Indianapo-
lis, IN: Bobbs-Merrill, 1956), xliii–lxv.
172
See Gregory Vlastos, “Socratic Knowledge and Platonic ‘Pessimism.’” Philosophical Review 66,
no. 2 (April 1957), 226–238, on John Gould, The Development of Plato’s Ethics (Cambridge, UK:
Cambridge University Press, 1955), especially 3 (introducing K, SP, and UV), chapter 1 (on K),
52–55 (on SP), and 65 (on UV); noteworthy is Gould’s reliance on Alc.; see 44n1, 48, and 59–60.
See also Plato the Teacher, 14n41.
173
Santas, “Socratic Paradoxes,” 148n8.
174
Santas, “Socratic Paradoxes,” 149–157.
175
Santas, “Socratic Paradoxes,” 164.
176
Santas is fully aware of the difficulties that the first iteration of SP in Prt. creates for his well-
know distinction between moral and prudential versions of the paradox; see “Socratic Paradoxes,”
150n10.
177
Gerasimos Santas, “Plato’s Protagoras and Explanations of Weakness.” Philosophical Review 75,
no. 1 (January 1966), 3–33.
178
Gerasimos Santas, “Socrates at Work on Virtue and Knowledge in Plato’s Laches.” Review of
Metaphysics 22, no. 3 (March 1969), 433–460.
179
Penner, “Unity of Virtue,” 62n35.
180
For his assessment of Vlastos, see Terry Penner, “Socrates and the Early Dialogues” in Richard
Kraut (ed.), The Cambridge Companion to Plato, 121–169 (Cambridge UK: Cambridge Univer-
sity Press, 1992), on 147n1.
181
See the last word of Terry Penner, “Socrates on Virtue and Motivation” in E. N. Lee, A. P. D.
Mourelatos, and Richard Rorty (eds.), Exegesis and Argument: Essays for Gregory Vlastos, in
Phronesis, supplementary volume 1, 133–151.
182
See Penner, “Historical Socrates” generally, and especially 207n14.
40 Chapter 1
183
Penner, “Unity of Virtue,” section 4.
184
See Santas, “Socrates at Work,” 449n10.
185
These stand for “knowledge is sufficient for virtue” and “knowledge is necessary for virtue” in
Gail Fine, “Introduction” to Fine (ed.), Plato 2: Ethics, Politics, Religion and the Soul, 1–33
(Oxford: Oxford University Press, 1999), 5–14.
186
Cf. Penner, “Socrates,” 180 (on Prt.): “Socrates wrests from Simonides’ poem several morals . . .
and, in addition, two intellectualist morals that are apparently quite unintended by Simonides.
These are that the only way to become a worse person is to become less knowledgeable, and that
no one errs willingly {at getting what is good for them}.” For the bracketed words, cf. Penner,
“Historical Socrates,” 206n9 (on Hp.Mi.).
187
Penner, “Plato’s Ethics,” 158n15: “Most treatments of the Republic seem anxious to avoid making
it egoistic in its goals—even Irwin (1977, 1995 [sc. in Plato’s Moral Theory and Plato’s Ethics]),
who follows Penner (1973b [sc. in “Unity of Virtue”]) in making at least Socratic ethics egoistic.”
The return of Plato and “middle” in Penner’s title therefore indicates the presence of Socratism
in its most radical form.
188
Cf. Penner, “Platonic Justice,” 51n14 on “desired for its own sake as a means to happiness.”
Prichard appears here; cf. 50n10; see also Penner, “Plato’s Ethics,” 159–160.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 41
specifically names Courage and other virtues as good only if used properly,
that is, in accordance with Wisdom—was inconsistent with UV.189 But the
real problem is deeper, arising from dependence on the Order of Composi-
tion paradigm, and manifested here in the distinction between the Socrates of
Plato’s early “Socratic” dialogue as opposed to the Socrates of his “middle
period,” and thus from a misunderstanding of the pedagogical purpose of
Plato’s dialogues that the Reading Order alternative is designed to redress.190
But it is thanks to the dialectical flexibility this alternate paradigm creates
that the interpretive value of Pennerism does not disappear simply because
it arises from a misunderstanding of Plato or how his dialogues should be
read.191 Neither is Pennerism to be discredited because of its gleeful rejection
of “moralism,”192 nor a deflationary approach to the Ideas.193 My purpose is
instead to show it is usefully false, and that it occupies an important place
in Platonic pedagogy. The deliberately false is not simply to be rejected; it
must be understood and its educational purpose made plain. Since I regard
Plato the Teacher as the master of basanistic pedagogy, and since his use of it
begins with the student’s initial encounter with Protagoras, I am very com-
fortable with a vision—no matter how ultimately misleading or inconsistent
with Platonism it may be and in fact is—that combines reliance on a deadpan
approach to that problematic dialogue with a way of reading Symposium,
Lysis, Euthydemus, Laches, and Charmides that not only makes arranging
them in that order plausible, but also creates in the process an almost but not
quite fully consistent account of KGB-virtue that specifically depends on a
Good that is different in the decisive respect from the Idea of the Good.
Since this point is crucial to my argument, some further clarification and
contextualization of my interpretive position is in order. The key ideas are tri-
angulation and the pedagogical value of deliberate falsehood, that is, basanis-
tic pedagogy. In the case of both pre- and post-Republic dialogues, arguments
can and have been made to show that Plato had previously embraced and
also came later to embrace views that were inconsistent with those found in
Republic itself: these positions have been identified respectively as Socratism
189
See Penner, “Unity of Virtue,” 42–43, especially 42n10. Cf. Smp. 209a3–4.
190
Cf. C. C. W. Taylor, “The Origins of Our Present Paradigms” in Julia Annas and Christopher
Rowe (eds.), New Perspectives on Plato: Ancient and Modern, 73–84 (Washington, DC: Center
for Hellenic Studies, 2002), especially on “the evidence of Aristotle” (83).
191
Cf. Kraut, “Eudaimonism and Platonic erōs,” 236: “The eudaimonist reading would not have
become so widely accepted were it totally without textual support.”
192
Cf. Reshotko, Socratic Virtue, x: “I have found that most previous treatments of Socrates (and
especially the book-length ones) read a post-Kantian notion of morality back into his ethical
theory. My awareness of this is due to the teaching and scholarship of Terry Penner. He has always
made it clear that this sort of ‘moralism’ is foreign to Socratic ethics. Penner has provided the
foundation upon which I build my own view.”
193
See Penner, “Plato’s Ethics,” 157–158; cf. Rowe, “Form of the Good,” 151.
42 Chapter 1
194
See Plato the Teacher, §21.
195
For “the paradox of revisionism,” see Guardians on Trial, 231.
196
John Cook Wilson (1849–1915), an important influence on Prichard—see Plato the Teacher,
210n65; also 319n76—was Gilbert Ryle’s teacher (see Guardians on Trial, 449n381); Cook
Wilson will return in §15.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 43
197
Penner, “The Forms,” 226n10.
198
Cf. the references to Prichard in Penner, “The Forms,” 196 and 228n12.
199
Hence the understatement in Taylor, “Review of Gómez-Lobo,” 258: “While every age constructs
its own image of Socrates, the past decade has been particularly rich in Socratic studies, mainly
through the influence of that most Socratic of scholars, Gregory Vlastos.” Gómez-Lobo’s book is
dedicated “to the memory of Gregory Vlastos” (vii).
200
See Irwin, Plato’s Moral Theory, 103 and Irwin, Plato’s Ethics, §60.
201
In addition to Rowe, “Just How Socratic” (see Introduction), see Rowe “Comments on Penner,”
216–220 (“Aristotle’s Evidence”).
44 Chapter 1
himself famously rejects all three, and is therefore hostile to Penner’s ver-
sion of Socratism. Rowe must walk gingerly here: without affirming the
accuracy of Aristotle’s description of Socrates—how could it be accurate if
Aristotle thought that Socrates was wrong?202—he cannot question Aristotle’s
testimony too radically,203 because this would undermine the division upon
which all systematic Socratism necessarily depends. Rowe must reject this
use of “necessarily,” not only because he is determined to extend the reach
of Socratism to Symposium and Republic, but also because his Aristotle must
not fully understand Socrates; had he done so, he too would have been a Soc-
ratist. What Rowe downplays and even conceals is that without Aristotle’s
division between what Socrates says in Protagoras and what Socrates says in
Republic, a Socratist Socrates would not exist.204
Gone are the days when any respectable scholar can rely uncritically on the
historical accuracy or perspicacity of Aristotle’s comments on his predeces-
sors, and Vlastos represents the high-water mark for what seems more and
more like an uncritical reliance on Aristotle—to the exclusion, say, of Xeno-
phon205—in making the case that the historical Socrates is “SocratesE.”206
But a nuanced defense of Aristotle’s testimony emphasizes the surprising
consistency of Aristotle’s claims with the evidence of stylometry: as a mat-
ter of empirical fact, it is suggested,207 Aristotle’s division between Socrates
and Plato is confirmed even if Aristotle had no other evidence for the views
of Socrates than Plato’s Socratic dialogues. First of all, there is a circular
argument here: the hypothesis that the descriptor “Plato’s Socratic dialogues”
does not include every dialogue of Plato in which Socrates appears depends
on Aristotle’s testimony. And thus the defense of that hypothesis must always
return to the claim that Aristotle knew more about Socrates than he learned
from the dialogues, and that he made his division between Plato and Socrates
in accordance with that knowledge.
Although I have emphasized and will continue to emphasize the clash
between Order of Composition and Reading Order, the fact remains that
there is considerable overlap between the two paradigms with respect to the
typology of early, middle, and late dialogues. My claim is that the reader,
let us say in the present case the seventeen-year-old Aristotle, first encoun-
tered Socrates in Protagoras, and that he had already followed his antics in
shorter dialogues like Lesser Hippias, Laches, and Lysis, before reaching
202
Cf. Rowe, “Comments on Penner,” 219–220.
203
See Rowe, “Comments on Penner,” 217.
204
See Rowe, “Comments on Penner,” 217, especially “it seems questionable how useful Aristotle is
for Penner’s purposes” and “different from the one Plato adopted, or came to adopt.”
205
See Vlastos, Socrates, 99–106.
206
Cf. Rowe, “Comments on Penner,” 220: “Vlastos’s Socrates is, in large part, Aristotle’s.”
207
Cf. Smith, “Aristotle on Socrates,” 620.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 45
by making the virtues forms of knowledge, he [sc. Socrates] does away with the
irrational part of the soul. And in doing this, he does away with both passion
and moral character. This is why he does not treat the virtues correctly. But
afterwards Plato divided the soul correctly into its rational and non-rational parts
and assigned to each its appropriate virtues.209
208
Cf. Penner and Rowe, Plato’s Lysis, 306.
209
On Magna Moralia 1.1. (1182a15–28), see Vlastos, Socrates, 95–96 (I am using his translation)
and Richard Kraut, “Introduction to the Study of Plato” in Kraut (ed.), The Cambridge Companion
to Plato, 1–50 (Cambridge UK: Cambridge University Press, 1992), 34n15.
46 Chapter 1
210
Penner, “Thought and Desire in Plato,” 96n1. Challenging the distinction while remaining Penn
erite in inspiration is Gabriela Roxana Carone, “Akrasia in the Republic: Does Plato Change His
Mind?” Oxford Studies in Ancient Philosophy 20 (2001), 107–148.
211
See Plato the Teacher, chapter 3.
212
Cf. R. 510b4–8; on the use of Hypotheses in the Shorter Way, see Plato the Plato, §12; for the
use of Images, see §13.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 47
rehabilitation of ἀκρασία, but even more importantly from its failure to attend
to the GoodT, that is, from its exclusive dependence on the GoodE.
In Plato the Teacher, I explained how the Divided Line anatomizes on a
theoretical level the methodological limitations of the Shorter Way; in Ascent
to the Good, I intend to show that the practical limitations of “Systematic
Socratism” are on dramatic display in the dialogues leading up to Republic
in the ROPD. But it is easy to see why Penner, following Aristotle, directs
his fire at the Shorter Way’s moral psychology: Socrates not only restores
ἀκρασία by means of tripartition, but undermines UV with separate and dis-
tinct accounts of the four virtues; along with SP, even K will take a beating
as a result. Since all this is clearly antithetical to the Socratism that Penner
has been tirelessly promoting over the years on the basis of the pre-Republic
dialogues, the “Socrates” who reverses himself on these points in Republic 4
must now be Plato.
The problem is that Penner, whose “Palmerstonian Platonism” (see Intro-
duction) has deep roots in modern concerns that have nothing whatsoever to
do with Plato, has mistaken the embattled point d’appui. The true line of divi-
sion is between a eudaemonist conception of the Good for me that remains
fully in force along the Shorter Way, and the Idea of the Good that puts a
higher premium on Justice than on the agent’s own Happiness: only the first
of them motivates a return to the Cave that is simultaneously self-sacrificing,
Platonic, and Socratic. And it is because the decisions that lead to Socrates’
trial and death instantiate the results of Justice as described in the Longer
Way (i.e., in the Allegory of the Cave and the subsequent discussion of it
climaxing at R. 520e1–521a4) that what he says and does in Crito is likewise
self-sacrificing, Platonic, and Socratic.
In short, what makes the philosopher’s return to the Cave central to Plato’s
pedagogical project is that it cannot be explained on the basis of the GoodE.
It is only at “the crisis of the Republic” that Plato challenges his best read-
ers to become Guardians by overcoming a TEA-based self-interest, whether
based on Socratist principles as in Protagoras, or on principles antitheti-
cal to Socratism in Republic 4 except in the decisive respect. That decisive
respect—that is, the gap between the Longer Way based on the GoodT and
the Shorter Way based on the GoodE—is both acknowledged and usefully
minimized in another of Penner’s Golden Footnotes, considerably longer this
time, found in his 2006 “Plato’s Ethics.” As indicated by the return of “Plato”
in the title, Penner—now in active collaboration with Rowe—has made the
turn toward the most radical form of Socratism, and the footnote in question
therefore argues for a eudaemonist reading of Republic as a whole, broadly
affirming the views of David Sachs:
48 Chapter 1
Thus we are, after all, stuck with the problem of defending Plato against the
charge of changing the subject from justice as we all know it to something like
psychological well-adjustment [n20].213
It must be granted that Plato has Socrates tell us at [R.] IV, 435c-d that this psy-
chological well-adjustment account of justice is not accurate, and that a longer,
fuller road must be taken to get that account; and that at VI, 504d-506a, he spells
out what is lacking in this account. What is lacking is something greater than
justice: the Form of the Good, from which justice and all other things become
‘useful and beneficial’ to us [note that Penner must supplement R. 505a4 with
‘to us,’ borrowing it from 505a7]. Proponents of the ‘strongly transcendent’
reading of the Forms noted above [Penner refers to 158n14] may be tempted
here to say that Plato is turning away from the psychological well-adjustment
account of justice to some much more unworldly Forms of Justice and the
Good.216
While acknowledging the textual basis for the division between the Longer
and Shorter Ways, Penner makes it seem like there is a legitimately Platonic
213
Penner, “Plato’s Ethics,”162. Note 20 (the rest of which will be quoted in the text in what follows)
begins: “See Sachs (1963) with Penner (2005 [sc. Penner, “Platonic Justice”]).
214
Sachs, “A Fallacy,” 142. On Sachs, see Plato the Teacher, 217–218; on the gap, see 233–236.
215
See Plato the Teacher, §19.
216
Penner, “Plato’s Ethics,” 162n20 (continued). The “proponents of the ‘strongly transcendent’
reading” Penner lists at 158n14 are: “Annas (1981), Cooper (1977), Irwin (1977, 1995), Santas
(2001), and White (1979).” On Annas, Introduction, see Plato the Teacher, 227–228 and §16
below. On Nicholas P. White, A Companion to Plato’s Republic (Indianapolis, IN: Hackett, 1979),
see respectively, 223–225; note as well that White is the ablest critic of the eudaemonist reading
of Plato; see Nicholas White, Individual and Conflict in Greek Ethics (Oxford: Clarendon Press,
2002), chapter 2. On John M. Cooper, “The Psychology of Justice in Plato.” American Philosophi-
cal Quarterly 14, no. 2 (April 1977), 151–157, see Plato the Teacher, 225n158. Cf. Penner, “The
Forms,” 228n13 for fuller comments on Cooper, White, and Annas.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 49
But on the reading followed here, it is only being said that for the psychological
well-adjustment in which justice consists to be true justice, one needs to add,
to any justice we derive from Book IV, knowledge of the real nature of the
Good.219
By this, of course, Penner means the GoodE, and thus the stage is set for
replacing the GoodT with it, a move he will justify on the basis of the First
Protreptic in Euthydemus (see §3) and its echo in Meno (see §15), slippery
ground as the sequel will prove:
This says that the just person’s Reason must seek with knowledge, the real good
of the whole individual. Just so, Euthd. 280b3–281b4, and Meno 87e5–88d3 say
that for courage (on some characterization) to be a good, it must be used with
wisdom—the knowledge of the good.220
217
Cf. Cooper, “Psychology of Justice,” 157: “Aristotle was right, I think, to insist most emphatically
that there is no such thing as a good-itself and that even if there were one, one ought not to direct
one’s practical thinking to it as ultimate end.”
218
Cf. Penner and Rowe, Plato’s Lysis, 306: “It is this, we hold, that represents the chief fault-line,
as it were, in the Platonic corpus (or in the part of it that we are currently considering): there are
dialogues that operate with a Lysis-like (or Symposium-like) psychology, and there are dialogues
that operate with a Republic-type psychology.”
219
Penner, “Plato’s Ethics,” 162n20.
220
Penner, “Plato’s Ethics,” 162n20.
50 Chapter 1
The point in the Republic is thus simply that justice more fully characterized
remains psychological well-adjustment—but a well-adjustment directed by the
full knowledge of the real nature of the good [i.e., the GoodE] that is to be gained
from knowledge of the Form of the Good.221
I realize that this lecture leaves hanging many explananda: for example, the
qualitative preponderance of political—and utterly non-Socratic—material [sc.
in R.]: will it all be adequately accounted for by the change in Plato’s psychol-
ogy of action? Another example: the guardians’ motives for returning to the
cave, and the like. I shall try to deal with each such difficulty as it shows up, or,
at any rate, as I become able to do so clearly and convincingly.223
The proof that Prichard, Sachs, and Penner—who accurately point out that
justice as defined and defended in Republic 4 aims at nothing higher than the
agent’s own good—are nevertheless wrong is Glaucon’s statement that the
Guardians will return to the Cave “because we are enjoining just things on
those who are just” (R. 520e1–2).
But the crucial first step on the Longer Way—which leaves the City behind,
and replaces its imaginary Guardians, who need to be compelled,224 with the
reader who needs only to persuade herself—is the visionary recognition that
the Good is outside of oneself, and is therefore not to be found in one’s own
Happiness. The Allegory of the Cave is the single most important passage in
Plato’s dialogues for the same reason that so many attempts have been made
to paper over the yawning chasm that divides justice on the Shorter Way from
221
Penner, “Plato’s Ethics,” 162n20.
222
See Plato the Teacher, 235–236.
223
Cf. Penner, “The Good,” 123n36, the last footnote to the whole.
224
And who therefore are not truly philosophers, as demonstrated by Roslyn Weiss, Philosophers in
the Republic: Plato’s Two Paradigms (Ithaca, NY: Cornell University Press, 2012).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 51
the Justice whose moral beauty alone compels philosophers to return volun-
tarily to the Cave where they will face hemlock, as Socrates did, and even
crucifixion (R. 361e4–362a2).225 With the deliberately provocative tenor of
this last remark, compare the use of “post-Kantians” and “post-Christians” in
the following passage:
won’t Socrates’ view resonate more with our own intuitions about virtue if it
turns out that he thinks that virtue is something that is desired for its own sake?
I have two replies to this objection. First, I believe that this objection imports
a moral sensibility that is foreign to, and unnecessary for, Socratic ethics. If
we analyzed why we instinctively feel that virtue—if it is to be virtue—must
be desired for its own sake, I believe that we would realize that our reasons
would not hold equally for Socrates. If we have such intuitions about virtue, it
is not because they are, somehow, natural and inborn. We are post-Kantians and
post-Christians and our intuitions have been shaped by these legacies. Socrates
was an egoist (see 63–65)—he believed that human behavior could not be moti-
vated by anything other than personal self-interest.226
Although Naomi Reshotko means that only those influenced by Kant and
Christianity could read “virtue is its own reward” back into Socrates, those
same terms could also denote the rejection, marginalization, or even extir
pation of Kantian and Christian morality, i.e. the sense in which Reshotko’s
own position is paradigmatically “post-Kantian” and “post-Christian.” It is
for this reason that Pennerite Socratism is equally subject to a historicist cri-
tique like Reshotko’s, and indeed a better case can be made for the proposi-
tion that such a critique could only have emerged in the wake of the resolute
anti-Kantian and anti-(Judeo)-Christian animus of the mid-twentieth century
than that it would have been impossible for Plato to have anticipated Kant
and Christianity.227
The reason why Irwin shifts his Symposium chapter from a pre-Republic
position in Plato’s Moral Theory to a post-Republic position in Plato’s Ethics
is because, unlike Penner, he is confronting the paradigmatically Platonic—as
opposed to Socratic—problem of the Return. He therefore uses “giving birth
in beauty” to show that it promotes the happiness of the Guardians by allow-
ing them to express their love for Beauty in way that is also good for their
fellow citizens. But Plato is always a few steps ahead of Irwin, Penner, and
Rowe. The eudaemonist phase of Diotima’s discourse, superseded there by
the “great sea of beauty” and soon to be further problematized in Lysis and
Euthydemus, precedes Republic, and accomplishes our ascent to the Beautiful
225
See Plato the Teacher, 104–105 and 281n77.
226
Reshotko, Socratic Virtue, 129.
227
On this, see Plato the Teacher, 212–213 and 280–285.
52 Chapter 1
228
Due to their eudaemonist orientation, Socratists in general cannot escape the dilemma of IOV: is
virtue merely an instrumental means to happiness or, as Vlastos argued, is it constitutive of it?
The solution I propose rejects both horns of the dilemma although if one had to choose, Vlastos
remains closer to Plato than Irwin. If the ascent to the Good requires transcending TEA by locat-
ing the Good outside of either our virtue or our happiness, the dilemma dissolves. Only at the end
of the Longer Way can Justice be recognized as depending on the Idea of the Good: along the
Shorter, it is choice-worthy only insofar as it is conducive to our Happiness. Although Vlastos
accurately recognized that there was something profoundly anti-Platonic about IOV, and therefore
clung to “the Sovereignty of Virtue” enunciated in Apology of Socrates and Crito, it was Irwin
who pointed the way toward the restoration of Platonism by emphasizing “the importance of
Euthydemus.” Annas describes the situation well in Platonic Ethics, 40: “We are more at home
with arguments which press the claims of virtue as opposed to happiness. But the indications that
Plato is a eudaimonist are unmistakable. We must, then, try to see how Plato can see the Socrates
of the Apology as a seeker for happiness. The Euthydemus argument, short and outrageous as
it seems, is invaluable for showing us what is going on.” There is a good reason why we are
indeed “more at home” with such arguments, and that explains how it can be the case that once
εὐδαιμονία has become its only serious rival thanks to “the Euthydemus argument”—she means
the First Protreptic; see 35 and 35n20; see also Julia Annas, “Virtue and Eudaemonism.” Social
Philosophy and Policy 15, no. 1 (January 1998): 37–55, on 42–44—even the little that Plato
chooses to tell us about the Idea of the Good in Republic 6–7 is all that is necessary.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 53
The debate between Hans von Arnim and Max Pohlenz (see §1) revolved
around the problem at this section’s center: should we join Pohlenz in tak-
ing Socrates at his word,229 or should we dismiss with von Arnim a deadpan
reading of a questionable argument as naïve?230 The argument in question
(Ly. 214e2–215c4) establishes Socrates’ claim that friendship is impossible
between good men, both on the grounds that the good are self-sufficient—
therefore having no need of anything (or anyone) else (Ly. 215a6–b7)—and
that if two people are alike (ὅμοιος),231 there is nothing one can do for the
other that the other can’t do for herself (Ly. 214e5–215a3; cf. 222b6–c1).
At a time when Germans of every age were losing friends at the Front, it
took some chutzpah for Pohlenz to take Socrates’ argument seriously, and
however fallacious or wrong-headed that argument is,232 it serves to propel
the reader forward to a Good233—leaving aside whether the First Friend is
Beauty, Knowledge, the GoodT, or the GoodE—well beyond the kind that
was embodied in “good men” (cf. Prt. 345c1). On the other hand, by cit-
ing Aristotle’s rejection of the argument’s conclusion as evidence of its
seriousness,234 he championed a deadpan literalism against von Arnim’s
perceptive claim that Plato had expected his readers to reject the argument
229
See Pohlenz, “Review of Hans v. Arnim,” 254: “Plato die Leugnung der Freundschaft zwischen
den vollkommen Guten durchaus ernstmeint”). In fact, Pohlenz regarded the argument’s conclu-
sion as Plato’s correction of Phdr. (Aus Platos Werdezeit, 368). Embracing unitarianism (Platos
Jugenddialoge, iii), von Arnim can take the passage in Phdr. as proof that we should not take the
argument seriously (45).
230
The phrase eine starke Naivität in von Arnim, Platos Jugenddialoge, 46, figures prominently
throughout the debate, as evidenced by Trugschluß in Pohlenz, “Nochmals Platos Lysis,” 588.
See David Bolotin, Plato’s Dialogue on Friendship: An Interpretation of the Lysis, with a New
Translation (Ithaca, NY: Cornell University Press, 1979), 201–225, especially 205 (“key asser-
tion”) and 208–209.
231
On ὅμοιος, see Michael von Bordt, Lysis, Platon; Übersetzung und Kommentar (Göttingen:
Vandenhoeck & Ruprecht, 1998), 168–171, with bibliography in n404, to which should be added
Maurice Herbert Cohen, “Plato’s Use of Ambiguity and Deliberate Fallacy: An Interpretation of
the Implicit Doctrines of the Charmides and Lysis” (doctoral dissertation, Columbia University,
1964) 216, 222–223, and (via “the most important paradox in the dialogue” on 216), 244–257.
232
See Bordt, Lysis, 171–172.
233
See David B. Robinson, “Plato’s Lysis: The Structural Problem.” Illinois Classical Studies 11, no.
1/2 (Spring/Fall 1986), 63–83, on 83.
234
Cf. Pohlenz, “Review of Hans v. Arnim,” 253, and von Arnim, “Platos Lysis,” 374.
54 Chapter 1
235
See von Arnim, Platos Jugenddialoge, 47: “Er [sc. Plato] will zeigen, wie man ein eristisches
παίγνιον so ausgestalten kann, daß es den Leser und Hörer selbst zur Lösung [cf. Lysis] der
Aporien stachelt und ihm selbst den Weg dazu zeigt.” See also 53 (where vorläufig anticipates
“proleptic”), 62–63 (where this crucial point is developed), and 64 (where he links “eine doppelte
Umdeutung” in Chrm. to Ly.).
236
See Guardians on Trial, §2.
237
See Guardians in Action, §9.
238
See Pohlenz, “Nochmals Platos Lysis,” 588, on “die Methode der Interpretation.”
239
See Charles H. Kahn, “Plato’s Methodology in the Laches.” Revue internationale de philososo-
phie 40, no. 1 (1986), 7–21 on 13.
240
See A. E. Taylor, Plato: The Man and His Work, sixth edition (London: Methuen, 1946 [first
published in 1926]), 89–90. So also Holger Thesleff, Studies in Platonic Chronology (1982) in
Platonic Patterns: A Collection of Studies by Holger Thesleff, 143–382 (Las Vegas, NV: Par-
menides, 2009), 296: “The ambiguities and obvious fallacies of the logic in Lysis, which have
often intrigued commentators and contributed to the theory of spuriousness (note Guthrie IV
143–154), are probably explicable as intentional didactic exercises rather than as lack of maturity
on the part of the author.”
241
Cf. R. S. W. Hawtrey, A Commentary on Plato’s Euthydemus (Philadelphia, PA: American
Philosophical Society, 1981), 20–22, starting with “the main purpose of the eristic sections, then,
is gymnastic.” Cf. Michael Erler, Platon, Euthydemos: Übersetzung und Kommentar (Göttingen:
Vandenhoeck & Ruprecht, 2017), 103–105.
242
On triads, see Robert C. Hoerber, “Plato’s Lysis.” Phronesis 4, no. 1 (1959), 15–28.
243
Pohlenz, Aus Platos Werdezeit, 370n1 (cf. 369n2) appropriately acknowledges the link between
Ly. and Mx.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 55
while the presence of Ctesippus in both Lysis and Euthydemus is not only a
link between the two but further serves—thanks to the love of Ctesippus for
Cleinias—to join both to Symposium.244 Finally, the presence of young men in
both Lysis and Euthydemus, and here I am referring primarily to the youngest
of these—Menexenus, Lysis, and Cleinias—gives Plato’s students recogniz-
able replicas of themselves with whom to identify and then to outgrow.245
Section 4 will focus on how the arguments in Lysis and Euthydemus are
not only enlivened but also elucidated by their erotic setting, and how the
dramatic circumstances of each, as is always the case in Plato, help his read-
ers—and here again we should call to mind the likes of Menexenus, Lysis,
and Cleinias—to grasp more easily the abstract lessons that emerge from the
text. But since the first two sections of this chapter have strayed so far from
Plato’s texts themselves, it seemed appropriate at the beginning of this one to
remind the reader that Plato provides clear indications of the ROPD primar-
ily by means of dramatic devices, especially continuities of setting, theme,
and character; it is upon these, and not on the role these dialogues play in
defining and systematizing “the philosophy of Socrates” that this reconstruc-
tion depends. It was therefore necessary to emphasize that Plato has joined
Euthydemus to Lysis—and both of them to Symposium, through both the
Lyceum (cf. Ly. 203a1, and Euthd. 271a1) and ἔρως—before elucidating
the rather more abstract pedagogical connection between them: they provide
advanced gymnastic training in the identification of deliberate fallacy.246
In that sense, this section might be considered transitional between the first
two—which floated unsatisfactorily above the texts themselves in pursuit of
some useful dialectical friction provided by the secondary literature—and
the fourth, where the interplay of Hippothales and Lysis, Ctesippus and
Hippothales, Lysis and Menexenus, Ctesippus and Cleinias, Charmides
and Critias as well as Crito and Socrates, will finally anchor the chapter
in the proper berth of Plato’s dramatic artistry, itself inseparable from his
pedagogy and the interests of those he was teaching. Part of what makes the
Vlastosian approach to Plato so unsatisfactory—whether implemented by
Vlastos or those who followed and debated with him—is that it separates the
244
Cf. Pohlenz, Aus Platos Werdezeit, 369, and von Arnim, Platos Jugenddialoge, 59.
245
See Francisco J. Gonzalez, “How to Read a Platonic Prologue: Lysis 203a–207d,” in Ann N.
Michelini (ed.), Plato as Author: The Rhetoric of Philosophy, 22–36 (Leiden: Brill, 2003), 37, on
the mixture of boys and young men in the dialogue; note also his comment on the erotic element
in Grg. (34–35). For discussion of Gonzalez’s earlier work on Ly., see Altman, “Reading Order,”
29–31.
246
G. Klosko, “Criteria of Fallacy and Sophistry for Use in the Analysis of Platonic Dialogues.”
Classical Quarterly 33, no. 2 (1983), 363–374, and Roslyn Weiss, “When Winning Is Everything:
Socratic Elenchus and Euthydemian Eristic” in T. M. Robinson and Luc Brisson (eds.), Plato:
Euthydemus, Lysis, Charmides. Proceedings of the V Symposium Platonicum: Selected Papers,
68–75 (Sankt Augustin: Academia, 2000).
56 Chapter 1
inseparable, that is, it disembodies the abstract arguments from the dramatic
settings in which Plato has embedded them. And thus, while the purpose of
this section is to join Lysis and Euthydemus by means of “Plato’s deliberate
use of fallacy,” this abstract theme cannot be legitimately separated from the
dramatic element, and it is the illegitimacy of doing so that begins to illustrate
the extent of the damage done to Plato by the Vlastosians.
In Ascent to the Beautiful, I showed that Menexenus precedes Symposium in
the ROPD because identifying the historical inaccuracies in Aspasia’s speech—
climaxing with the great anachronism247 (Mx. 245c2–6)—required the student
to have a detailed knowledge of Athenian history sufficient for identifying the
tragic element in Symposium.248 We have therefore already entered what I will
call “the gymnastic phase of Plato’s use of fallacy” before reaching Lysis and
Euthydemus if we are willing to use some umbrella term to join the use of delib-
erate logical fallacy in the latter with the equally deliberate historical falsehood
in the former. But Menexenus also has the dramatic function of introducing us to
Menexenus, said to have learned eristic from his cousin Ctesippus in Lysis (Ly.
211c4–5), while we see Ctesippus himself learning eristic in Euthydemus. And it
would perhaps be sufficient to justify a discussion of Plato’s deliberate use of
fallacy in Lysis and Euthydemus that the term ἐριστικός is found in both (Ly.
211b8 and Euthd. 272b10).249 But since the use of that term in Lysis is applied
to the character Menexenus, we are also being invited to recall the dialogue
Menexenus while reading Lysis.250
This is not the only sense in which Menexenus should be considered tran-
sitional between the pre- and post-Symposium dialogues. With the former
dominated by the Alcibiades and Hippias dyads, there can be no question that
these dialogues, along with Ion, are well named: since they are one-on-one
conversations with Socrates,251 there is no other character in them who could
conceivably deserve the eponymous position. This creates a striking contrast
with the post-Symposium dialogues, and in the case of Laches and Charmi-
des in particular, one of the striking aspects of the Socratist reading of those
dialogues is the privileged place that must be given to Nicias and Critias,252
after whom both dialogues could have been named but were not. We must
also ask: why isn’t Euthydemus named after both eristics, or after Cleinias,
247
See Guthrie, History of Greek Philosophy, 4.313: “This is the shock.”
248
See Ascent to the Beautiful, §13.
249
For the significance of its reappearance in Men. 80e2, see §5.
250
For the relationship between Mx., Smp., and Ly., see Altman, “Reading Order” and A. W. Night-
ingale, “The Folly of Praise: Plato’s Critique of Encomiastic Discourse in the Lysis and Sympo-
sium.” Classical Quarterly 43, no. 1 (1993), 112–130 on 112.
251
A third character, Eudicus is present and speaks twice in Hp. Mi.; his father (rightly) believed that
just as Homer’s Iliad was more beautiful (κάλλιον; i.e., more καλόν) than the Odyssey, so too is
Achilles κάλλιον than Odysseus (Hp. Mi.; 363b1–4).
252
Santas, “Socrates at Work,” 449n10.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 57
253
The suggestion that Plato is not responsible for naming his dialogues—for which the best evidence
(cf. Ep. 363a7 and Plt. 284b7) is the kind of skepticism that passes itself off as sober scientific
caution—recalls Dumaine’s response to Berowne: “proceeded well, to stop all good proceeding.”
Cf. Guardians in Action, 123n459.
254
In anticipation of “the Frontiersman” of Euthd. 305c6–d2.
255
Consider the role of Prodicus in explaining the ambiguity of this word (Prt. 340e8–341b5) as well
as his role in distinguishing the Frontiersmen (Euthd. 305c6–7; see previous note). It is in rela-
tion not only to equivocation in a single word like δεινός but also to the three Equations (see 38
above)—since equating two different terms is antithetical to the art Prodicus has taught Socrates
(Prt. 341a4; cf. Cra. 384b2–c1), an art which Prodicus himself applies to “to take pleasure in”
(Prt. 337c1–4)—that the repeated references to him in the dialogues are to be understood. For
further discussion, see David D. Corey, The Sophists in Plato’s Dialogues (Albany: State Univer-
sity of New York Press, 2015), chapter 4, especially 82–90 (“The Art of Distinction-Making”).
256
The title of this section is intended to honor Rosamond Kent Sprague, Plato’s Use of Fallacy: A
Study of the Euthydemus and Some Other Dialogues (New York: Barnes & Noble, 1962), begin-
ning with its opening word on xi: “There is no doubt that there are many fallacious arguments in
Plato’s dialogues. This book is an attempt to try out the hypothesis that Plato was fully conscious
of the fallacious character of at least an important number of these arguments, and that he some-
times made deliberate use of fallacy as an indirect means of setting forth certain of his fundamental
philosophical views.”
257
See Charles L. Griswold, Jr. “E Pluribus Unum? On the Platonic ‘Corpus.’” Ancient Philosophy
19 (1999), 361–397, on 387–390.
58 Chapter 1
we watch Ctesippus learning the art of ἐριστική, must precede that of Lysis
where Menexenus is already said to have been his cousin’s pupil in that art
(μαθητῆς at Ly. 211c5). Moreover, the youngster that Menexenus clearly is
in Lysis makes that dialogue prior to Menexenus in a dramatic sense, since
in the latter he is now old enough to be on the verge of a political career
(Mx. 234a4–b4). While there is clearly an interpretive paradigm that would
marginalize Menexenus on the basis of his interest in speeches, politics, and
rhetoric, that paradigm is necessarily antithetical to one that places the philo
sopher’s Return at the center of Plato’s educational project. And quite apart
from the curriculum’s center, the goal of Hippocrates in Protagoras suggests
from the outset that it was the promise of becoming δεινός (Prt. 312d5–7) that
Plato’s potential pupils found at least initially attractive.
The moment Socrates identifies Menexenus as ἐριστικός in Lysis, we have
already entered the world of Euthydemus, and Plato makes this unmistakable
because Ctesippus, his instructor in ἐριστική, appears in both. But it is no less
important that we must enter the dialogue Plato dedicated to ἐριστική—and
thus the least controversial proof-text for “Plato’s Use of Fallacy”258—through
the gateway of his Lysis: if we do not, we can easily fall prey to the traditional
view that the purpose of Euthydemus is to distinguish the brothers’ fallacious
eristic from the purely benign alternative of Socratic dialectic.259 One purpose
of this section is to show that in the dialogue with Menexenus in Lysis, it is
not the boy who proves to be ἐριστικός, but Socrates himself.260 This does not
mean, of course, that Socrates has entirely avoided fallacious arguments in
the opening conversation with Lysis; anyone who considers the parent-child
relationship in the light of Symposium will have already detected that (see
§1). But the training we receive about equivocation in the first dialogue with
Menexenus, beginning with a primer on the difference between the active and
passive sense of the verb φιλεῖν,261 is promptly tested by the dizzying alterna-
tion of “loving” and “beloved” in Socrates’ use of φίλος (Ly. 212a8–213c9).
It is likewise no accident that it is in the second dialogue with Menexenus
that Socrates introduces the fallacy-puncturing ἀντιλογικοί before either the
telltale allusion to Symposium (Ly. 216d3–4) or the terminally equivocal τὸ
φίλον (Ly. 216c2).
258
As indicated by the subtitle of Sprague, Plato’s Use of Fallacy.
259
As in the first sentence of Harold Tarrant, “Plato’s Euthydemus and the Two Faces of Socrates.”
Prudentia 27 (1995), 4–17. Note the improvement on Edwin Hamilton Gifford, The Euthydemus
of Plato: With Revised Text, Introduction, Notes, and Indices (Oxford: Clarendon Press, 1905), 12.
The great service of Vlastos in making this book and many others available through Arno Press in
the “Philosophy of Plato and Aristotle” series deserves mention.
260
Cf. Bordt, Lysis, 149 on “der Witz des Gespräches [sc. 211d6–213e4].”
261
A useful starting point for explaining my approach is David Glidden, “The Language of Love:
Lysis 212a8–213c9.” Pacific Philosophical Quarterly 61 (1980), 276–290, on 276–277 (this pas-
sage will be quoted at the beginning of §4).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 59
“I don’ t even know in what way one person [ἕτερος] becomes a friend [φίλος]
of another [ἑτέρου]. But these are the very things I want to ask you about,
because you’re experienced in them. So tell me: when someone loves [φιλεῖν] a
person, which of the two [πότερος ποτέρου] is it that becomes a friend [φίλος]—
the one who loves [ὁ φιλῶν], of the one who is loved [ὁ φιλούμενος] or the one
who is loved [ὁ φιλούμενος] of the one who loves [ὁ φιλῶν]? Or does it make
no difference?” “It seems to me,” he said, “that it makes no difference.”264
Even if Menexenus had received only the one drachma course “concerning
the correctness of names” from Prodicus (Euthd. 277e4; cf. Cra. 384b2–
c1) he would have said: “It makes a great deal of difference, Socrates: if
by ‘φίλος’ you mean ‘the one that loves,’ it is ὁ φιλῶν who becomes the
φίλος, but if by ‘φίλος’ you mean ‘dear,’ as in ‘the one beloved,’ then it is ὁ
φιλούμενος who does so. So let’s skip the eristic, my dear Socrates: if you are
serious about the question, let’s talk about what makes two people φίλοι, not
πότερος ποτέρου becomes the φίλος.” In this light, one might almost think
262
As the last dialogue in the Fifth, Ly. is next to Euthd., the first of the Sixth Tetralogy, in the edi-
tion of Thrasyllus.
263
On Phdr. 261d6–e4 and Prm. 129d8–e1, see Guardians in Action, §7.
264
Ly. 212b1–5; translation from Penner and Rowe, Plato’s Lysis, 42.
60 Chapter 1
that the student should read Lysis only after the course in eristics Plato offers
us in Euthydemus.265
In Euthydemus, of course, the first and most important trick question is
about the one who learns (Euthd. 275d3–4), and after Cleinias is skewered
regardless of which of the two alternatives he takes, that is, whether he learns
because he is ignorant or because he is wise,266 Socrates gives him the needed
instruction on equivocation: “the same word is applied to opposite sorts of
men.”267 In Lysis, by contrast, Socrates is doing the skewering, and therefore
withholds the needed instruction when he asks:
“What do you mean?” I said. “Do both, then, become friends [φίλοι] of each
other, if only the one loves the other [ὁ ἕτερος τὸν ἕτερον φιλῇ]?” “It seems so
to me,” he said.268
265
Cf. Glidden, “Language of Love,” 282: “As I understand the work of the dialogue, its task is to
provide a solution, or lysis, to the elenchus of Menexenus.” Preferable to his claim (277) that the
argument’s conclusion “becomes uninteresting once the alleged semantic ambiguity is cleared up”
is that Plato is trying to make us aware of, interested in, and immune to “semantic ambiguity.”
266
See Thomas H. Chance, Plato’s Euthydemus: Analysis of What Is and Is Not Philosophy (Berke-
ley: University of California Press, 1992), 27 and 47–52, especially 49: “In this passage Socrates
first gives credit to Prodicus for stating a general principle of sophistry, that one is obligated to
learn about correctness in words; and we need not suspect that he is being completely ironical; if
Kleinias were to possess the power to disentangle near synonyms, he might not have fallen into
these verbal traps.”
267
Euthd. 278a6–7 (R. K. Sprague translation).
268
Ly. 212b3–5 (Penner and Rowe modified).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 61
are denominated by the same word ἕτερος, they are necessarily different from
each other. To say, strictly on the basis of the shared word ἕτερος, that the
two are equally ἕτεροι and thus are the same, involves the same fallacy that
underwrites the fraudulently plural φίλοι. And it is this fallacy, prepared in
Lysis only a page after Menexenus has been identified as ἐριστικός at 211b8,
that Socrates uses in Euthydemus, where his attempt to show that beautiful
things (τὰ καλά), though different from τὸ καλόν are nevertheless καλά by
the presence of “something beautiful [κάλλος τι]” (Euthd. 301a4). When he
is then asked how one thing (τὸ ἕτερον) can become ἕτερον by the presence
of something else (ἕτερον), Socrates responds that “not even a child would
doubt that τὸ ἕτερον is ἕτερον,” thus collapsing “the one/the other” into ver-
bal identity.
This passage connects the mid-point of the pre-Republic dialogues with the
mid-point of their post-Republic sisters (see Preface). In Symposium, we have
learned that τὸ καλόν is different from τὰ καλά, and thus that there is some
justification for Euthydemus’ claim that a beautiful thing (καλὸν πρᾶγμα)
is not truly καλόν because only αὐτὸ τὸ καλόν (Smp. 211d2) is that.269
The ἕτερον/ἕτερον doublet appears in Euthydemus because Euthydemus is
trying to drive a wedge between two things that Socrates claims are in some
sense the same: if τὰ καλά are different from τὸ καλόν, then they are not
καλόν. This is the opposite of what happens in Sophist,270 where the Eleatic
Stranger replaces an absolute “what is not,” via “what is not x,” with “what
is different” (i.e., from x): while being different from “the same” (τὸ ταὐτόν),
τὸ ἕτερον participates in τὸ ταὐτόν to the extent that it is the same as itself.
Since Euthydemus is engaged in the opposite (and more transparently falla-
cious) process of deriving an absolute “what is not” from “what is different,”
he relies on the colloquial sense of the ἕτερον/ἕτερον doublet where the two
are necessarily different, thus allowing Socrates to object on a strictly verbal
basis that τὸ ἕτερον is necessarily ἕτερον.271
By invoking Sophist here, my purpose is to show why Plato joined Lysis to
Euthydemus. Even though I have used Menexenus to illustrate the existence
of this connection—and the presence of Ctesippus in both dialogues to prove
it—both are what Shakespeare called “ciphers to this great accompt.” It is
never primarily a question of whether, for example, Menexenus or Ctesip-
pus is an eristic or even whether or not Socrates uses deliberately fallacious
269
Cf. Ly. 220b4 (without γε at Ly. 220e3) for “that, indeed, (which is) in fact philon [τό γε τῷ ὄντι
φίλον].”
270
See Guardians on Trial, §2.
271
See George Klosko, “Plato and the Morality of Fallacy.” American Journal of Philology 108, no.
4 (Winter 1987), 612–626, on 623–624.
62 Chapter 1
272
Which is not to deny the salutary effect of detecting fallacious and ad hominem arguments in
Plato’s dialogues; see Henry Teloh, Socratic Education in Plato’s Early Dialogues (Notre Dame,
IN: Notre Dame Press, 1986).
273
See A. L. Peck, “Plato and the ΜΕΓΙΣΤΑ ΓΕΝΗ of the Sophist: A Reinterpretation.” Classical
Quarterly 2, no. 1/2 (January–April 1952), 32–56, on 46: “The illegitimate step is taken in stage
2 [sc. Sph. 254d14–e3], where the qualifying part of the two predicates [sc. the italicized words
in ‘is other than the remaining two,’ ‘is the same as itself’] is quietly dropped. This is, of course,
a regular eristic trick, well known to us from other dialogues of Plato. It is exactly parallel to the
trick used by Dionysodorus in the Euthydemus, where he ‘proves’ that Ctesippus is the son of a
dog (298d–e) and that Cleinias’ friends wish for his destruction (283d).” Cf. Sprague, Plato’s Use
of Fallacy, xiv.
274
And resistance there was; see David B. Robinson, “Review of Plato’s Use of Fallacy: A Study of
the Euthydemus and Some Other Dialogues by R. K. Sprague.” Journal of Hellenic Studies 84
(1964), 189–190.
275
See Crombie, Examination, 23–27, especially on 26: “we shall naturally try, whenever we find a
passage the reasoning of which is apparently sophistical, to find an interpretation of it which ren-
ders it valid or [note that charity will now become condescension] at least to reconstruct the valid
train of thought the presence of which in Plato’s mind allowed the fallacy to pass undetected.”
276
Cf. Richard Robinson, “Plato’s Consciousness of Fallacy.” Mind 51, no. 202 (April 1942),
97–114; on 103.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 63
277
See Rosamond Kent Sprague, “Logic and Literary Form in Plato.” The Personalist 48, no. 4
(October 1967), 560–572, on 571: “I have tried to say that the deliberate use of fallacy seems to
have been an essential element in the Socratic elenchus, so that the detection of a fallacy at one
particular point in a dialogue is not of much value without an analysis of the role which that fal-
lacy has to play in the development of the whole argument in which it appears.” Note this article’s
concluding remarks on Lysis.
278
Robinson, “Plato’s Consciousness of Fallacy,” 103.
279
Embarrassingly missing from the Index verborum of Guardians in Action, where it appears on 36,
43–45, 47–48, 119, 147–149, 152–153, 169, 175, 192, and 210n37.
280
See Guardians in Action, §2.
281
Not only, as per LSJ, “lie, speak false, play false” as at Euthd. 283e7–284b2, but also “say that
which is untrue, whether intentionally or not” (cf. Smp. 214e11–215a1). Cf. Ernst Heitsch, Platon
und die Anfänge seines dialektischen Philosophierens (Göttingen: Vandenhoeck & Ruprecht,
2004), 25: “Die griechische Sprache unterscheidet nicht zwischen Irrtum und Lüge, falsch und
betrügerisch (ψεῦδος, ψευδής). Das scheint uns heute fast unverständlich.” For theoretical back-
ground, see Marcel Detienne, The Masters of Truth in Archaic Greece, foreword by Pierre Vidal-
Naquet, translated by Janet Lloyd (New York: Zone Books, 1996).
64 Chapter 1
preserve what they have been taught (as at R. 413e1). It is otherwise unnamed
not only because it is pervasive, but also because discussing it prematurely and
openly would defeat its purpose, which is to test for spiritual gold in the read-
er’s soul. Its pedagogical justification is provided in Letters (Ep. 344a2–c1),
a complex passage that describes the rigors involved while making the utterly
simple point that the true and the false must be learned together.
It is therefore not so much “Plato’s Deliberate Use of Fallacy” that I intend
to illustrate by means of the famous First Protreptic, but his use of basanistic
pedagogy. There are three distinct moments in the process of proving that
it exists in any given passage: deception must be shown to exist in the pas-
sage under discussion, the student’s capacity to detect that deception must
be shown to be possible on the basis of the dialogue they are reading or the
dialogues they have already read, and the pedagogical purpose of the decep-
tion must be justified in relation to the dialogues that will follow. In terms of
the latter, the notion that the only ἀγαθόν is σοφία is of utmost siginificance:
it is propaedeutic to the Idea of the Good precisely because it denies its spe-
cial power. But even though the central claim that σοφία is the only ἀγαθόν
is itself false, it prepares the student to understand why Socrates will point
out in Republic that what he calls in Euthydemus φρόνησίς τε καὶ σοφία can-
not be τὸ ἀγαθόν because it would need to be a φρόνησίς of the Good (R.
505b5–11). And this, of course, is the moment where all attempts to square
the Santas Circle must collapse (see §2).
Finally, it is important to realize just how destructive interpretive “charity”
proves itself to be in response to this kind of pedagogy.282 If Aristotle had
not mentioned Hippias Minor, for instance—so crucial for its discussion of
voluntary and thus deliberate deception—its deletion from the canon would
certainly have been construed as charitable to Plato, much as the excision of
Theages and Cleitophon has been made to seem. Already practiced exten-
sively in the pre-Symposium dialogues, particularly in the Hippias dyad, the
use of deliberate falsehood, fallacious arguments, and unreliable narrators
will continue to inform Plato’s pedagogy throughout the ROPD. But Plato’s
students nevertheless enter a new “gymnastic phase” in Lysis and Euthyde-
mus, the common purpose of which is to prepare them for the many tests to
which they will be exposed thereafter, not least of all in Sophist.283
282
For an illuminating discussion of misplaced hermeneutic “charity,” see Joshua Landy, “Philosoph-
ical Training Grounds: Socratic Sophistry and Platonic Perfection in Symposium and Gorgias.”
Arion (third series) 15, no. 1 (Spring–Summer, 2007), 63–122.
283
See Charles H. Kahn, “Some Puzzles in The Euthydemus” in T. M. Robinson and Luc Brisson
(eds.), Plato: Euthydemus, Lysis, Charmides. Proceedings of the V Symposium Platonicum:
Selected Papers, 88–97 (Sankt Augustin: Academia, 2000), 91. Note Kahn’s use of “hermeneuti-
cally later, i.e., later in the order of reading” on 90.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 65
284
Paul Shorey, What Plato Said (Chicago, IL: University of Chicago Press, 1933), 115.
285
See Robinson, “Plato’s Lysis”, 66–72, especially 69 (on Ly. 219b2–3) and 71 on “a very adroit
piece of logical manipulation of the ambiguity of the word φίλος, so adroit that it is certainly a
temptation to suspect that Plato here at least must have had his tongue in his cheek.” For relevant
bibliography, see Dancy, “Penner and Rowe on Lysis,” 329n12.
286
Guthrie, History of Greek Philosophy, 4.143.
287
Hence Guthrie’s parenthesis in History of Greek Philosophy, 4.134: “Dittenberger even put it after
the Symposium (which is highly unlikely).” Naturally W. Dittenberger, “Sprachliche Kriterien für
die Chronologie der Platonischen Dialoge.” Hermes 16, no. 3 (1881), 321–345 did not justify this
placement on pedagogical grounds.
66 Chapter 1
288
Maurice Herbert Cohen, “Plato’s Use of Ambiguity and Deliberate Fallacy: An Interpretation of
the Implicit Doctrines of the Charmides and Lysis” (doctoral dissertation, Columbia University,
1964). Cohen relies on the pioneering work of William Bedell Stanford, Ambiguity in Greek
Literature: Studies in Theory and Practice. (Oxford: Basil Blackwell, 1939); see especcially 60.
289
Somewhat lessened in Rosamond Kent Sprague, “Plato’s Sophistry.” Proceedings of the Aristote-
lian Society, supplementary volumes, 51 (1977), 45–61, on 59–61.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 67
290
Georgia Sermamoglou-Soulmaidi, Playful Philosophy and Serious Sophistry: A Reading of
Plato’s Euthydemus (Sankt Augustin: Academia, 2014), 16. Although this important book will
be cited repeatedly in this section on specific questions, see the summary on 44–47 (including the
bibliographical 45n82) as well as the programmatic 41–42n78: “The underlying assumption of my
interpretation here, and indeed of the one I employ throughout my discussion of the Euthydemus,
is that Plato can put in the mouth of Socrates flawed arguments, to which it is not advisable to
apply the principle of charity.”
291
Chance, Plato’s Euthydemus, 67; 65–72 as a whole deserves study.
292
Maurice H. Cohen, “The Aporias in Plato’s Early Dialogues.” Journal of the History of Ideas 23,
no. 2 (April–June 1962), 163–174.
293
David Norman Levin, “Some Observations Concerning Plato’s Lysis” in in J. P. Anton and G.
Kustas (eds.), Essays in Ancient Greek Philosophy, volume 1, 236–258 (Albany: State University
of New York Press, 1971); this article is particularly valuable.
294
David B. Robinson, “Plato’s Lysis: The Structural Problem.” Illinois Classical Studies 11, no. 1/2
(Spring/Fall 1986), 63–83.
295
Free from the exegetical imperatives of Socratism, Michel Narcy, Le philosophe et son double:
Un commentaire de l’Euthydème de Platon (Paris: J. Vrin, 1984) is a useful guide to the dialogue;
on the First Protreptic, see 106–115.
296
Euthd. 279d6–7 (H. N. Fowler modified); on this equation, see Daniel C. Russell, Plato on Plea-
sure and the Good Life (Oxford: Oxford University Press, 2005), 30–31n45.
68 Chapter 1
297
Cf. Benjamin Rider, “Wisdom, Εὐτυχία, and Happiness in the Euthydemus.” Ancient Philosophy
32 (2012), 1–14, on 5.
298
Consider Euthd. 279c1–8, the passage that introduces both σοφία and εὐτυχία (Fowler modified):
“‘Very well, I went on, and where in the chorus shall we station wisdom [ἡ σοφία]? Among the
goods [τὰ ἀγαθά], or how?’ ‘Among the goods [τὰ ἀγαθά].’ ‘Then take heed that we do not pass
over any of the goods [τὰ ἀγαθά] that may deserve mention.’ ‘I do not think we are leaving any
out,’ said Cleinias. Hereupon I recollected one and said: ‘Yes, by Heaven, we are on the verge
of omitting the greatest of the goods [τὸ μέγιστον τῶν ἀγαθῶν].’ ‘What is that?’ he asked. ‘Good
fortune [ἡ εὐτυχία], Cleinias: a thing which all men, even the worst fools, refer to as the greatest of
goods [τὴν εὐτυχίαν, ὦ Κλεινία: ὃ πάντες φασί, καὶ οἱ πάνυ φαῦλοι, μέγιστον τῶν ἀγαθῶν εἶναι].’
‘You are right, he said.’”
299
As an illustration of the exegetical limitations of Anglophone Socratism in comparison with the
freedom of the French Resistance, cf. Thomas C. Brickhouse and Nicholas D. Smith, “Socrates on
Goods, Virtue, and Happiness.” Oxford Studies in Ancient Philosophy 5 (1987), 1–27, on 21n29
with Narcy, Le philosophe et son double, 107–109. For a programmatic statement of “French
Resistance” to “la tradition anglophone,” see Pierre Aubenque, “Avant-propos” to Aubenque and
Michel Narcy (eds.), Études sur le Sophiste de Platon, 13–14 (Naples: Bibliopolis, 1991).
300
Euthd. 279d7–8 (Fowler modified); by translating the second use of θαυμάζειν as “surprise,”
Fowler withholds Plato’s hammered hint.
301
See Benjamin D. Rider, “Socrates’ Philosophical Protreptic in Euthydemus 278c–282d.” Archiv
für Geschichte der Philosophie 94 (2012), 208–228, on 209.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 69
the merely provocative obloquy that will follow. Naturally only a few will
do so.302
Once we have admitted that Plato wants us to θαυμάζειν, we will also real-
ize that his Socrates will deliberately equivocate on the word εὐτυχία in the
First Protreptic for the same reason that he has already told Cleinias not to
θαυμάζειν—“don’t wonder [μὴ θαύμαζε]” (Euthd. 277d4)—about the broth-
ers’ use of equivocation. As another example of doubling the basanistic ele-
ment, consider the fact that in the primer that follows, Socrates suggests that
the relevant equivocation was on the verb “to learn,” and not on the paired
nouns: “the wise” and “the ignorant.”303 It is not only that the initial ques-
tion the brothers pose depends at least as much on the equivocal use of these
words; far more significant is the fact that passages in both Symposium and
Lysis have already prepared us to spot the relevant equivocation for ourselves.
Since it implicates the series Symposium-Lysis-Euthydemus, this point
requires emphasis. Despite the one thing/one opposite fallacy deployed by
Socrates in Protagoras to establish the UV-type equation of wisdom and
temperance (Prt. 332c8–9),304 Diotima has demonstrated that those who are
not wise are not altogether ignorant any more than those who are ignorant are
necessarily completely unwise. Indeed it is in this “between [μεταξύ]” that
philosophy, born of wonder, resides (cf. Smp. 202a2–10 and Ly. 218a2–b3).
By suggesting that the equivocation on μανθάνειν is the wonder-transcending
secret of the brothers’ trick question, Socrates’ primer on deception through
equivocation is itself deceptive.305 And in much the same way, the ostenta-
tious equivocation on εὐτυχία that follows tempts us to ignore the far more
significant equivocation on εὐπραγία that immediately follows:
Leaving aside for a moment the fact that εὐπραγία is the noun-form of
the paradigmatically equivocal εὖ πράττειν upon which the First Protreptic
as a whole revolves, it is important to realize that Plato’s students have met
302
Cf. Samuel Scolnicov, “Plato’s Euthydemus: A Study on the Relations Between Logic and Educa-
tion.” Scripta classica Israelica 6 (1981–1982), 19–29, on 29: “An educational approach which
uses irony is bound to be limited to the few.”
303
See Hawtrey, Commentary, 58–61, especially 59: “That Plato fails to point out ambiguities in
σοφός and ἀμαθής is no evidence in itself that he was unaware of them; he was educating, not
composing a handbook of fallacies.” Drawing strength from the fact that Euthd. follows Smp. and
Ly. in the ROPD, my approach splits this difference.
304
Cf. Sprague, Plato’s Use of Fallacy, 28n15.
305
Cf. Sermamoglou-Soulmaidi, Playful Philosophy, 18, 18n33, and 112–113.
306
Euthd. 279d8–e2; cf. Sermamoglou-Soulmaidi, Playful Philosophy, 16.
70 Chapter 1
this word before. They heard it first in Protagoras (Prt. 345a3),307 and in
the midst of Socrates’ ostentatiously fallacious discourse on the poem of
Simonides. There the poet had said every man is (morally) good when he is
“doing well”—εὖ πράττειν at Prt. 344e7 corresponds here to the idiom of my
native land that answers the question: “How ya’ doin’?” with “I’m doin’ well
(or, less grammatically but more colloquially: “doin’ good”)”308—and (mor-
ally) bad when he is “faring poorly [κακῶς πράττειν],309 as in “being miser-
able” or “unhappy.”310 Socrates then gave this idiom the same kind of twist
we see here: making εὐπραγία synonymous with the kind of “good-doing”
(ἀγαθὴ πρᾶξις at Prt. 345a1) that—once identified with the relevant “learn-
ing” (μάθησις at Prt. 345a2 and 345a4)—makes a doctor “good” or, as here,
allows a flutist to be successful, i.e. to do (something) well.311 Here, then, is
the (dubious) point of origin for K, the bedrock of Socratism.312
But it is not only because of Protagoras that students will remember the
slippery word εὐπραγία: its immediate reappearance in Alcibiades Major is
far more memorable, placed in the midst of the crucial argument that links
coming to the aid of friends in battle (Alc. 116a6; cf. 115b1–2)—even if that
means incurring wounds and death (Alc. 115b2), aptly described as καλῶς
πράττειν at Alc. 116b2)313—first with “faring well” (thanks to the GB Equa-
tion; cf. Alc. 116c1–2 and 115a13) and then with being happy (Alc. 116b2–
b5). After Socrates obtains Alcibiades’ assent that those who εὖ πράττειν
are happy, and that thanks in some unspecified measure to the acquisition
of “goods” (Alc. 116b7), “faring well” is itself “good” (Alc. 116b11),
Plato emphasizes his own use of equivocation by then having Socrates ask
307
See Hawtrey, Commentary, 80 (on 279e1 εὐπραγίαν). The earlier use of εὖ πράττειν at Prt. 333d7
will be considered in §11 below.
308
With no implication either that I am doing good deeds (as in “doing good in the world”) or that
there is anything, like my job, that I am presently doing well.
309
Cf. Thucydides 3.82.2 (quoted below).
310
Note that κακῶς πράττειν will mean “doing [something] badly” at Prt. 345a8–b2, but slides into
something else at Euthd. 281b6–c3 (Lamb modified): “‘Shall we say that a man will profit more
by possessing much and doing much when he has no sense, than he will if he does and possesses
little? Consider it this way: would he not err less if he did less; and so, erring less, do less ill
[κακῶς πράττων]; and hence, faring ill [Lamb translates κακῶς πράττων as ‘doing ill, but this
misses the slide that leads to ἄθλιος, the opposite of ‘faring well’], be less miserable [ἄθλιος]?’
‘Certainly,’ he said.”
311
For the meaning of εὐπραγία, see also Euthd. 281b2–4 (Lamb modified): “‘So that knowledge,
it would seem, supplies mankind not only with good luck [εὐτυχία] but with success [εὐπραγία;
Lamb translates it as ‘welfare’], in all that he either possesses or conducts.’” In fact, knowledge
allows us “to do [something] well” (see previous note).
312
Cf. J. Adam and A. M. Adam (eds.), Platonis Protagoras; With Introduction, Notes and Appen-
dices (Cambridge, UK: Cambridge University Press, 1893), 165 (on τίς οὖν εἰς γράμματα κτλ.
at Prt. 345a1): “In order to read into Simonides the doctrine that virtue is knowledge and vice
ignorance, Socrates assigns to πράξας εὖ [participial form of εὖ πράττειν] in the poem the meaning
of acting well, rather than faring well.”
313
Cf. Vergil, Aeneid, 9.399–401.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 71
314
Thucydides 3.82.2: “For in peace and good (external) circumstances [ἀγαθὰ πράγματα], both
states and citizens have better thoughts since they do not fall into unwished-for necessities; but
war, having snatched away the ease of the daily (routine), is a savage teacher, and assimilates the
desires of the many to their present conditions.”
315
See Hawtrey, Commentary, 78 (on 278e3); in order to deny that Socrates exploits the ambiguity of
εὖ πράττειν in the First Protreptic—he doubles down on the claim on 90 (on 282a1f.)—Hawtrey
inadvertently shows how “the intellectualist scheme of Socrates” depends on it. This proves to be
a key point; see 172–73 and 350 below.
316
After a promising start (“εὖ πράττειν is ambiguous” in his article’s abstract), Panos Dimas, “Hap-
piness in the Euthydemus.” Phronesis 47, no. 1 (2002), 1–27, attempts to dissolve the ambiguity
on 18 with the claim that “‘εὖ πράττειν’ or ‘εὐπραγία’ is no longer another term for ‘being happy,’
but [as ‘the deployment of the agent’s deliberative capacities’] the designator of the very constitu-
ent of happiness.” See also “successful deployment” on 4–5, and 20: “Socrates insists emphati-
cally that the knowledge of the wise agent brings success in all her action.”
317
Cf. Terence Irwin, “Socrates the Epicurean?” in H. Benson (ed.), Essays on the Philosophy of
Socrates, 198–219 (New York: Oxford University Press, 1992), 214.
318
See Nicholas D. Smith, “Did Plato Write the Alcibiades I?” Apeiron 37, no. 2 (June 2004),
93–108, on 95–96.
72 Chapter 1
When someone asked him [sc. Socrates] what seemed to him the best pursuit
[ἐπιτήδευμα] for a man, he answered: ‘Doing well [εὐπραξία].’ Questioned
further, whether he thought good luck [ἡ εὐτυχία] a pursuit, he said: ‘On the
contrary, I think luck and doing are opposite poles. To hit on something right by
luck [ἐπιτυχεῖν] without search I call good luck [εὐτυχία], to do something well
[τι εὖ ποιεῖν] after study and practice I call doing well [εὐπραξία]; and those
who pursue this seem to me to do well [εὖ πράττειν].’320
At the very least, this passage from Memorabilia 3 proves that Socrates’
claim that even a child would know that σοφία and εὐτυχία are one and the
same is an example of deliberate deception; the question is, how much more
can we learn from it? If Plato had already read Xenophon and counted on his
readers having done the same,321 then he was making it easier for them to
recognize that Cleinias’ wonder was entirely appropriate; if Xenophon had
read Plato, he was proving that he, at least, had seen through the deception,
and understood the equivocation that allowed Plato’s Socrates to make oppo-
site things seem to be the same.322 For the present, it hardly matters which we
choose, because the only important question here is whether Plato’s Socrates
is being deliberately deceptive in the First Protreptic. What seems to be
missing in Xenophon is precisely what makes Plato’s outrageous equation
of σοφία and εὐτυχία reasonable in the end: the notion that εὐπραγία via εὖ
πράττειν guarantees success. What Xenophon calls εὐπραξία means simply
to do something well (τι εὖ ποιεῖν), but not only is it unclear that those who
do well will always succeed, it is questionable whether Xenophon’s Socrates
regards εὖ πράττειν as “to fare well” or “be happy” as the end for the sake of
which “the best men” do what they do well:
‘And the best men and dearest to the gods in agriculture,’ he added, ‘are those
who do the agricultural things well [οἱ τὰ γεωργικὰ εὖ πράττοντες]; in medi-
cine, the medical things; in politics, those [who do well] the political things [τὰ
πολιτικά]. He who does nothing well [ὁ μηδὲν εὖ πράττων] is neither useful in
any way nor dear to the gods.’323
319
As noted in Rider, “Socrates’ Philosophical Protreptic,” 211n7.
320
Xenophon, Memorabilia, 3.9.14–15.
321
See Ascent to the Beautiful, §2.
322
Cf. “the anti-logical art [ἡ ἀντιλογική τέχνη]” in Phdr. 261d10–e2 and Ly. 216a7.
323
Xenophon, Memorabilia, 3.9.14–15.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 73
It is easy to see that σοφία in this form sells itself to all and sundry:
Socrates’ protreptic is scarcely necessary. Clearly there is no necessity that
ὀρθῶς πράττειν implies doing anything rightly in a moral sense of the term,
and if we were assured that the acquisition of σοφία would guarantee that
we would never miss our mark (i.e., never ἁμαρτάνειν) and thus that we
would always hit our target (τυγχάνειν) no matter what it was we were doing,
everyone would be a lover of “wisdom” in this sense. Here, then, is where
the Socratist defense of SP enters: nobody misses the mark voluntarily when
aiming at his own good.326 But as the most radical of them have ably dem-
onstrated, there is no necessity that ὀρθῶς πράττειν implies doing anything
rightly in a moral sense of the term, and it is not for nothing that most of us
324
See Scolnicov, “Plato’s Euthydemus,” 20 on “how to succeed at all costs.” For more attention to
Socrates and success, see Russell, Plato on Pleasure, 41–43, especially on 42: “Vlastos’s version
of the additive conception [sc. of happiness; see 32–42] inherits the same fatal problem as all the
others: it requires a gap between wisdom and success that Plato insists is not there.” Russell E.
Jones, “Wisdom and Happiness in Euthydemus 278–282.” Philosophers’ Imprint 13, no. 14 (July
2013), 1–20, uses “a narrative shortcoming” (6–7n15) to quench Russell’s light.
325
Euthd. 280a6–8.
326
Given Penner’s reliance on “useful [χρήσιμα] and beneficial” at R. 505a4—see “Plato’s Ethics,”
162n20—it is useful to keep in mind that χρήσιμον (like ὠφέλιμον when unaccompanied by a
dative) cannot be simply assumed to refer to what is useful for me. See LSJ on χρήσιμος: “of per-
sons, serviceable, useful, . . . esp., like χρηστός, a good and useful citizen,” as in Herodotus, 9.27.6.
74 Chapter 1
would associate the statement “I make my own luck” with criminals, and not
those whose business it is to risk their lives for the safety of others by making
themselves useful to something greater than themselves.
To say no more for the present about how this kind of σοφία could eas-
ily be abused if it actually existed, the more important point is that no such
“wisdom” exists, and the serious point behind the laughable identification of
σοφία with εὐτυχία is to make even a child realize that the complete elimina-
tion of the chance element in human affairs—technical skill notwithstand-
ing—is impossible. And it is in order to cast doubt on its existence that Plato
causes Socrates to question the possibility that wisdom of this kind could be
taught when the First Protreptic reaches its conclusion:
Socrates: ‘Yes, Cleinias,’ I went on, ‘if wisdom is teachable [ἡ σοφία διδακτόν],
and does not present itself to mankind of its own accord—for this is a question
that we have still to consider as not yet agreed on by you and me.’ ‘For my part,
Socrates, he said, I think it is teachable [διδακτόν].’ At this I was glad, and said:
‘Well spoken indeed [ἦ καλῶς λέγεις], my excellent friend [ὦ ἄριστε ἀνδρῶν]!
And you have done well [εὖ ποιεῖν] having relieved me of a long inquiry into
this very point, whether wisdom is teachable or not teachable [πότερον διδακτὸν
ἢ οὐ διδακτὸν ἡ σοφία]!’327
This passage does not simply illustrate Plato’s deliberate use of fallacy but
rather the deliberate deployment of self-multiplying fallacies.
To begin with, Cleinias has by no means spoken καλῶς, not only because
“beautiful things are difficult,” but more importantly because he so readily
accepts the possibility that this infallibly successful species of “wisdom”
exists,328 as it must do if it could be taught. It is only the reader who recog-
nizes that it does not exist who deserves Socrates’ ὦ ἄριστε ἀνδρῶν, while the
reader who overlooks the existential question rushes headlong into another
error. Since Protagoras has placed the open question of whether virtue
(ἀρετή) is διδακτόν at the center of the Academy’s concerns from the start,329
the incautious reader is being led to assume that the First Protreptic has
something to do with ἀρετή, a word that never appears in it.330 It is therefore
327
Euthd. 282c1–8.
328
See Sermamoglou-Soulmaidi, Playful Philosophy, 20n35.
329
See Ascent to the Beautiful, §1.
330
As noted by Hawtrey, Commentary, 89 (on 281e3f.); on the (alleged) synonymy of ἐπιστήμη and
σοφία, see 59. In fact, this synonymy (via ἐπιστήμη) is crucial for sanitizing the First Protreptic,
and it is amusing that a commentator on Meno (see §15) would claim that “the shifting of the
subject of the question from ἀρετή to σοφία [sc. in Euthd.] is not important”; see Thompson, Meno
of Plato, l–li. More recently, see Thomas C. Brickhouse and Nicholas D. Smith, Socratic Moral
Psychology (Cambridge, UK: Cambridge University Press, 2010), 117 and 220. Properly diffident
is Sprague, Plato’s Use of Fallacy, 11–12, but see Gregory Vlastos, “Happiness and Virtue in
Socrates’ Moral Theory.” Proceedings of the Cambridge Philological Society 30 (1984), 181–213,
on 199, 211n86, and 212n94, followed by Dimas, “Happiness in the Euthydemus,” 2.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 75
Socrates: ‘So now, since you think it is both teachable [διδακτόν] and the only
thing in the world that makes man happy and fortunate [καὶ μόνον τῶν ὄντων
εὐδαίμονα καὶ εὐτυχῆ ποιεῖν τὸν ἄνθρωπον], are you saying anything else than
that it is necessary to philosophize [φιλοσοφεῖν] and that you have it in mind
yourself to do so?’ ‘Why,’ said he, ‘I do say so, Socrates, with all my might.’331
Socrates: We came to an agreement in the end—I don’t know how [οὐκ οἶδ᾽
ὅπως]—that in general [ἐν κεφαλαίῳ] such was how it is: when wisdom [σοφία]
is present, he with whom it is present has no need of good fortune [εὐτυχία] as
well;332
331
Euthd. 282c8–d3 (Lamb modified).
332
Euthd. 280b1–3.
76 Chapter 1
Why does Plato have Socrates admit that he does not know how they
reached agreement that the presence of σοφία eliminates any need for
εὐτυχία? Once his ongoing use of basanistic pedagogy is admitted—and in
this case, that means as soon as we acknowledge that Socrates too is impli-
cated in “Plato’s deliberate use of fallacy” in Euthydemus—the reason is
obvious: he is putting his readers on notice that there is no good reason to
accept so ridiculous a conclusion.333 It is no accident that the gymnastic phase
of our training in the use of fallacious arguments consists of two dialogues
narrated by Socrates: it is this form above all others that allows him to offer us
a hint like this sublime οὐκ οἶδ᾽ ὅπως. And once we recognize that acknowl-
edged fallacy has now entered the argument, that is, that Socrates does not
know how such an agreement could have been reached because Plato wants
us to recognize that there could be no adequate reason for having reached it,
we must also recognize that this acknowledgement applies not only to what
follows at the Protreptic’s conclusion but also what went before:
Socrates: and as we had agreed on this I began to inquire of him over again what
we should think, in this case, of our previous agreements. ‘For we agreed,’ said
I, ‘that if many goods [ἀγαθὰ πολλὰ] were present to us we should be happy and
prosper [εὐδαιμονεῖν ἂν καὶ εὖ πράττειν].’334
333
Cf. Russell, Plato on Pleasure, 30n44 and 42: “We need more of an argument to the effect that
the very exercise of wisdom is its own success than Plato offers in the Euthydemus—and, I think,
Plato knows it.”
334
Euthd. 280b3–6.
335
Euthd. 278e3–279a1.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 77
Socrates: ‘Which, then, of the good things [τὰ ἀγαθά] is still being left out
by us? What of being temperate [σώφρων], and just [δίκαιος], and brave
[ἀνδρεῖος]? By Zeus, Cleinias, do you think that should we posit these things as
goods [ὡς ἀγαθά] we shall posit them correctly [ὀρθῶς], or if not? For it may
be that someone [τις] will dispute it with us. How does it seem to you?’ ‘Good
things [ἀγαθά],’ he said.336
This passage marks the mid-point of the catalogue of τὰ ἀγαθά that begins
when Cleinias readily agrees that we will εὖ πράττειν “if there are to us many
good things” (Euthd. 279a2–3). Standard goods like wealth, health, being
beautiful, “and the other things adequately prepared for the body” (Euthd.
279b1–2) are quickly joined by less physical goods (Euthd. 279b2–3); the
addition of the three virtues mentioned here will then be followed by the addi-
tion of wisdom (Euthd. 279c1) and finally εὐτυχία, regarded by all as “the
greatest of τὰ ἀγαθά” (Euthd. 279c7–8). Why Socrates separates σοφία from
the other three virtues should by this point be obvious enough: understood
as infallible, it alone can secure success. But why does Plato cause Socrates
336
Euthd. 279b4–c1.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 79
to hesitate over whether we should add being temperate, just, and brave is a
more interesting question: what kind of person would doubt that the virtues
are ἀγαθά?337 Who is this mysterious τις who forces us to merely posit that
these qualities are good things? The answer is surprising.
First of all, it is necessary to back up a few steps and recall that the alleged
purpose of the First Protreptic is to provide the brothers with a paradigm for
the kind of protreptic Socrates wishes them to offer Cleinias. And what kind
of protreptic is that?
Socrates: ‘Come now, is it the business of this same art to persuade such a man
that virtue is teachable [διδακτὸν ἡ ἀρετή] and that you are the men of whom
one may best learn it, or does this need some other art?’ ‘No, this same one
can do it, Socrates,’ said Dionysodorus. ‘Then you two, Dionysodorus,’ I said,
‘would be the best persons now on earth to incite one to philosophy and the
practice of virtue [φιλοσοφία καὶ ἀρετῆς ἐπιμέλεια]?’ ‘We think so, at least,
Socrates.’ ‘Well then, please defer the display of all the rest to some other occa-
sion, I said, and exhibit this one thing. You are to persuade this young fellow
here that he ought to philosophize and practice virtue [φιλοσοφεῖν καὶ ἀρετῆς
ἐπιμελεῖσθαι], and so you will oblige both me and all these present.’338
It will be noted that the word ἀρετή appears in this passage three times,
and that two of them make “the practice of virtue” or “practicing virtue”
the coequal objectives—along with “philosophy” and “philosophizing”—of
the desiderated protreptic. Having already noted that the word ἀρετή never
appears in the First Protreptic, and having cited the passage where Socrates
hesitates to add three of them before adding a fourth, what Socrates says
before beginning his protreptic paradigm likewise emphases the two coequal
objectives:
337
Note that the interrupted argument continues in Prt. 333d8–e1 (Lamb modified): “‘Now do you
say there are things that are good [ἀγαθά]?’ ‘I do.’ ‘Then, I asked, are those things good [ἀγαθά]
which are beneficial [ὠφέλιμα] to men?’” It is this second question that opens the door to derail-
ment; Plato forces the reader to determine the purpose of the first.
338
Euthd. 274e3–275a7.
339
Euthd. 278d1–e2 (Lamb).
80 Chapter 1
Can anyone think that Socrates offers an exhortation to “both wisdom and
virtue” (σοφία τε καὶ ἀρετή)? Only if wisdom is (the whole of) virtue can
we imagine that he has done so. Although there are many Socratists who
would be delighted to find K coordinated with UV and TEA in Euthydemus,
the First Protreptic is incompatible with UV:340 σοφία is ostentatiously sepa-
rated from three other virtues not only when they are introduced, but when it
comes to their correct use or abuse. Nor is it only before the First Protreptic
that Socrates mentions, as he does here for the third time, that the desiderated
exhortation has a dual purpose; he makes this point three more times after it
is finished:
Socrates: ‘If you do not wish to do that [sc. ‘demonstrate for us, doing by art
this same thing,’ i.e., that Socrates has just done in the First Protreptic], let your
display begin where I left off, and show the lad whether he ought to acquire
every kind of knowledge, or whether there is a single sort of it which one must
obtain if one is to be both happy and a good man [εὐδαιμονεῖν τε καὶ ἀγαθὸν
ἄνδρα εἶναι], and what it is. For as I was saying at the outset, it really is a matter
of great moment to us that this youth should become both wise and good [σοφός
τε καὶ ἀγαθὸς].’ These were my words, Crito; and I set about giving the closest
attention to what should follow, and observing in what fashion they would deal
with the question, and how they would start exhorting the youth to practice both
wisdom and virtue [σοφία τε καὶ ἀρετή].341
What makes the role of the other virtues in the First Protreptic so important
is that even if the success-insuring σοφία that Socrates makes the object of
philosophy actually exists, there is no guarantee that possessing it would
make those who had it virtuous.
By emphasizing the exclusive goodness of σοφία in the First Protreptic,
Socrates challenges us to discover that Plato can find other productive uses
for deliberate fallacy, and the most productive of these, as if by intention,
unmask the pretensions of Systematic Socratism. Since the best evidentiary
basis for TEA is embedded in the fallacy-filled Euthydemus, Socratists must
build on an unreliable foundation. It is, for example, chiefly because Socrates
fails to exhort Cleinias to σοφία τε καὶ ἀρετή—to both wisdom and virtue—
that they can find IOV in the First Protreptic, but since Socrates acknowledges
340
As noted by Penner; see §2. Cf. Mary Margaret McCabe, “Out of the Labyrinth: Plato’s Attack
on Consequentialism” in Christopher Gill (ed.), Virtue, Norms and Objectivity: Issues in Ancient
and Modern Ethics, 189–214 (Oxford: Oxford University Press, 2005), 200n44. Her comments
on “good luck” (196–198) and (Santas) circularity (202–205)—hence the “labyrinth” of her
title—deserve attention, the latter climaxing with: “The labyrinth argument, therefore, offers a
critique of the first Socratic episode [sc. the First Protreptic].” Cf. Rider, “Socrates’ Philosophical
Protreptic,” 217n22.
341
Euthd. 282d8–283a4.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 81
the existence of other virtues while deriving their goodness only from σοφία,
the highroad to UV, first glimpsed in Protagoras, is blocked. And that’s not
all. The second use of εὖ πράττειν in Protagoras (Prt. 333d7; cf. 313a8) has
presented IOV in the most unflattering light: there it is the unjust who make
wisdom/temperance an instrument for achieving success. With IOV already
unmasked as potentially unjust, with UV now undermined, and with
TEA rewritten here to mean that “all men, even the completely base, wish
to succeed,” the ostentatiously fallacious equation of σοφία and εὐτυχία has
the ultimate purpose of casting doubt on K itself. As Protagoras has already
pointed out against UV, there are unjust men who are wise (Prt. 329e5–6);
here is how Socrates reaches this same specious conclusion:
Socrates: ‘In general [ἐν κεφαλαίῳ] then, Cleinias,’ I proceeded, ‘it seems that,
as regards the whole lot of things which at first we termed goods [σύμπαντα ἃ τὸ
πρῶτον ἔφαμεν ἀγαθὰ εἶναι], the discussion they demand is not on the question
of how they are in themselves and by nature goods [αὐτά γε καθ᾽ αὑτὰ πέφυκεν
ἀγαθὰ εἶναι], but rather, I conceive, as follows: if they are guided by ignorance
[ἀμαθία], they are greater evils [μείζω κακά] than their opposites, according as
they are more capable of ministering to their evil guide [ὑπηρετεῖν τῷ ἡγουμένῳ
κακῷ ὄντι]; whereas if both understanding and wisdom [φρόνησίς τε καὶ σοφία]
guide them, they are greater goods [μείζω ἀγαθά]; but in themselves neither sort
is of any worth [αὐτὰ δὲ καθ᾽αὑτὰ οὐδέτερα αὐτῶν οὐδενὸς ἄξια εἶναι].’ ‘I think
the case appears,’ he replied, ‘to be as you suggest.’342
342
Euthd. 281d2–e2.
343
On Charles Badham’s deletion of σώφρων at 281c6, see Gifford, Euthydemus of Plato, 25 (on
ἀνδρεῖος ὤν), Chance, Plato’s Euthydemus, 70–73, and especially Hawtrey, Commentary, 87;
note the contrast there between “either that this is one of Plato’s provocative statements that are
intended to make the reader think” and “the easiest solution in the present passage [sc. ‘281c6f.’]
is simply to delete the offending words καὶ σώφρων.” “Making the reader think” is better, but even
more important than preserving the thought-provoking σώφρων is the fact that it is necessary in
order to make justice, the missing virtue from 279b5, conspicuous by its absence.
82 Chapter 1
Perhaps it is only after reading Gorgias and Republic that the student
realizes how central justice is to Plato’s concerns; even after reading Laches
and Charmides one might still imagine that a TEA-based UV version of
K is being upheld in Euthydemus (see §6). But even if only on the basis of
Protagoras, and even more so on the basis of Protagoras in concert with
Alcibiades Major—where the centrality of justice is made obvious from the
start (Alc. 109b3–6)—the student must wonder: how could being just ever be
bad?344 If we judge by the standard of the GoodT, the answer will be “never,”
but those who make “the good for me” the measure of all things will, depend-
ing on their honesty (Prt. 323b2–7), perhaps answer differently.345 In any
case, what makes the status of the other virtues in the First Protreptic so
important is that even if the success-insuring σοφία Socrates is praising actu-
ally exists, there is no guarantee that possessing it would make those who
had it virtuous.
It’s as elegant as it is simple. It is precisely “the importance of Euthydemus”
to TEA-based Socratism, especially in its IOV-validating form, that makes
it impossible for Socrates himself to have done what he wants the brothers to do:
he may have shown Cleinias how to be happy, but not how to be a good man.346
As he emphasizes after concluding the Protreptic (Euthd. 282d8–283a4), it is
not enough that the young man becomes σοφός,347 it is equally important that
he also becomes ἀγαθός, nor is it sufficient that he acquires σοφία, because he
must also attain ἀρετή. But by isolating σοφία from the other virtues, and mak-
ing it the necessary and sufficient cause of εὖ πράττειν—which although glossed
for rhetorical purposes as εὐδαιμονεῖν, must really mean “to be successful” if
the previous argument as a whole is to succeed—there is no room left over for
ἀρετή. We are not listening to a Vlastosian Socrates prove that only the virtuous
344
Cf. Sermamoglou-Soulmaidi, Playful Philosophy, 25 and 30n54: “it seems difficult to explain how
justice or temperance can be guided by folly and therefore be put to wrong use, and the omission
of their opposites on the second list perhaps suggests that Plato is aware of the difficulty.” Cf. the
artful dodge, alleging “a counterfactual,” in Vlastos, Socrates, 228n92: “if (per impossible) cour-
age and temperance could be controlled by ignorance (as all of those non-moral qualities in the list
uncontroversially can be), then they too would be a blot on our happiness.”
345
Cf. the praiseworthy honesty of Dionysodorus, who is unwilling to claim that Socrates knows
(ἐπίστασθαι) that good men are unjust at 296e4 (Euthydemus has been arguing since 293c4 that
Socrates “understands” all things). Dionysodorus’ blush (297a8) marks the overthrow of the
brothers as a team (297a5–8); admitting that Socrates knows “good men are not unjust” (296e7)
gives Socrates a second opportunity to repeat the paradigmatically unknowable proposition
(297a2); he hammers it at 297b4–5.
346
See Naomi Reshotko, “Virtue as the Only Unconditional—But not Intrinsic—Good: Plato’s
Euthydemus 278e3–281e5.” Ancient Philosophy 21 (2001), 325–334, on 326n1. Note that her use
of post-textual distinctions to eliminate Santas circularity (331–332) involves a pair of post-textual
distinctions as well as the Pennerite credo on 333: “The Euthydemus shows that the maximal
amount of happiness available to the virtuous person is subject to the limitations that her particular
situation and resources place upon her.” Cf. Russell, Plato on Pleasure, 41n75.
347
Plato has problematized the meaning of σοφός at Smp. 203a4–6; the Protreptic operates on the
level of the δέ, not the μέν. Cf. ἡ ἔντεχνος σοφία at Prt. 321d1.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 83
can be happy, nor is there any trace of an argument in the First Protreptic to the
effect that σοφία is ἀρετή—how could there be when ἀρετή isn’t mentioned—
but only the memorable claim that sets the Santas Circle spinning: that wisdom
alone is good.348
Socrates: ‘Now what result do we get from our statements? Is it not precisely
that, of all the other things, not one is either good or bad, but of these two,
wisdom is good and ignorance bad [ἡ μὲν σοφία ἀγαθόν, ἡ δὲ ἀμαθία κακόν]?’
He agreed.349
348
Cf. Penner and Rowe, Plato’s Lysis, 266: “Readers will not be so surprised, perhaps, when we
claim in section 11 that Socrates would also be prepared to affirm that wisdom is happiness.”
349
Euthd. 281e2–5.
350
Cf. Ap. 23b2–4 and Alc. 106d10–e3, 109e7.
351
For a recent exception, see Rider, “Socrates’ Philosophical Protreptic,” especially 211–212. Cf.
Jones, “Wisdom and Happiness” and Gonzalez, Dialectic and Dialogue, 102–105.
352
In addition to Guthrie, History of Greek Philosophy 4, 275–276, see Sprague, Plato’s Use of
Fallacy, 10. Marginally better is David Roochnik, “The Serious Play of Plato’s Euthydemus.”
Interpretation 18, no. 2 (Winter 1990–1991), 211–232, on 218.
353
The most notable and surprising exception is Irwin, “Socrates the Epicurean,” 204: “After finding
such serious flaws in this argument in the Euthydemus [sc. 279c9–281e5, analyzed on 203–205]
we might remind ourselves that the dialogue as a whole is concerned with eristic, and suggest that
even the protreptic passages are not free of the fallacious argument that is rife in the rest of the
dialogue.” This golden sentence is particularly striking in the context of its author’s dependence on
“Socrates’ Philosophical Protreptic” for Socrates’ eudaemonism in Irwin, Plato’s Ethics, 52–53;
I have no explanation for this discrepancy, but see T. H. Irwin, “Socratic Puzzles: A Review of
Gregory Vlastos, Socrates: Ironist and Moral Philosopher.” Oxford Studies in Ancient Philosophy
10 (1992), 241–266, on 259–260.
84 Chapter 1
In the First Protreptic, the most obvious falsehood in the speech is that even
a child would know that wisdom is good luck (Euthd. 279d6–7),354 indeed
it is tempting to identify this as the Key Passage in the dialogue, not only
because the second time Socrates invokes a knowing child (Euthd. 301c1),
he is clearly employing the brothers’ eristic literalism, but also because the
most striking passage in the dialogue—when Crito objects that Cleinias could
not possibly have said, for example, that mathematicians turn over their find-
ings to the dialecticians (Euthd. 290b7–d8)—Socrates is presenting another
youngster as knowing something he could not possibly know. But the equation
of εὐτυχία as σοφία is not a single anomaly in the otherwise unobjectionable
argument that constitutes the First Protreptic. It is rather the key that unlocks
the fallacy at its heart: the deliberate equivocation that begins with that first
εὖ πράττειν.355 Wisdom in the guise of a non-existent infallibility, εὖ πράττειν
as happiness replaced by εὖ πράττειν as success, knowledge of what is best
(see Alc2. 145c2, 145e8–9, and 146e1; cf. 144d5) eclipsed by knowledge as
the only good, the lack of any exhortation to ἀρετή, the conspicuous absence
of any proof of the claim that justice could be bad in a speech that hints at the
possibility that unjust men could be construed as good, wise, and happy, all
are indications that Plato is using basanistic pedagogy in the First Protreptic.
The reason that he does so in Euthydemus is in one sense obvious: the
antics of the brothers give Socrates an excuse to explain equivocation to
Cleinias, and then Plato—to test whether his students have understood the
lesson—immediately places in Socrates’ mouth a speech that begins with εὖ
πράττειν, the first equivocation he has taught us to recognize. But that is only
the tip of the iceberg. Much like the Problem of the One and the Many in
the post-Republic dialogues,356 what I will call “the Εὖ Πράττειν Fallacy”357
makes it easy to find our way in their pre-Republic counterparts; since even
a child can understand either, both exemplify Plato’s pedagogical generosity.
354
See Mark L. McPherran, “‘What Even a Child Would Know’: Socrates, Luck, and Providence at
Euthydemus 277d–282e.” Ancient Philosophy 25 (2005), 49–63, especially a noteworthy line of
defense on 55: “since Socrates criticizes the eristic brothers for their use of ambiguity to confuse
rather than educate young Cleinias (277d–278c), we may expect Socrates to respond here by dis-
playing a properly protreptic use of ambiguity.” Cf. Sermamoglou-Soulmaidi, Playful Philosophy,
15n27.
355
In addition to Narcy, Le philosophe et son double, 107, and Sermamoglou-Soulmaidi, Playful
Philosophy, 45–46, see Rebecca Benson Cain, The Socratic Method: Plato’s Use of Philosophical
Drama (New York: Continuum, 2007), 17, 48–51, and especially 71–74 (including 120nn16–18).
356
See Guardians in Action, §11.
357
The classic account of “the convenient ambiguity” (335) is E. R. Dodds, Plato: Gorgias: A
Revised Text with Introduction and Commentary (Oxford: Clarendon Press, 1959), 335–336,
reaching a climax with: “it is not easy to suppose that here [sc. Grg. 507c3–5] and in the passages
just quoted [sc. Alc. 116b, Chrm. 172a1, and R. 353e–354a] Plato was unaware of what he was
doing (cf. T. G. Tuckey, Plato’s Charmides, 74 ff.).” Cf. Crombie, Examination of Plato’s Doc-
trines, 1.236: “He [sc. Plato] frequently uses arguments which are fallacious if the double meaning
[sc. of εὖ πράττειν] is taken seriously, and I am sure he does it deliberately.”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 85
358
But see Russell, Plato on Pleasure, 36n62: “Nor, of course, does Euthydemus 279a ff. give any
support to the idea that happiness is the only final good.”
359
See Robinson, “Plato’s Lysis,” 75n19.
360
See A. W. Price, Love and Friendship in Plato and Aristotle, new impression (Oxford: Clarendon
Press, 1997), 8: “Socrates does not state explicitly what he takes the ‘first dear’ to be; no doubt it
is one’s own faring well [note the failure to give heed to the Εὖ Πράττειν Fallacy] or eudaimoniā.”
For his awareness of the Santas Circle, see the attached note (8n9): after citing the First Protreptic
and the corresponding passage in Men., “though they also indicate, despite [Lys.] 220b7–8 here,
that Plato tends to count as truly ‘good’ not eudaimoniā itself but what reliably yields or produces
it.” For Price’s Rowe-influenced reading of Smp. (256n9), see 254–255.
86 Chapter 1
But the puzzles of Lysis may be said to have compelled them to search for
them there. The abject failure to explain τὸ φίλον—if, that is, Diotima has not
already explained it—leaves its readers hungry for solutions and looking for
them in what comes next. Not least of all because of the presence of deliber-
ate fallacy in both Lysis and Euthydemus, I cannot persuade myself that Plato
didn’t anticipate and indeed create the temptation to find the First Friend in
the First Protreptic. It therefore seems best to illustrate “Plato’s deliberate
use of fallacy” in Lysis in a context that is relevant to this ostensibly positive
thematic connection, and more generally in a context that places it between
Symposium and Euthydemus in the ROPD. To this end, I will conclude this
section by considering the possibility that the First Friend in Lysis is the
σοφία of the First Protreptic in Euthydemus.361 As “the love of wisdom,”
φιλοσοφία would then be φίλον only for the sake of what is in fact dear (τὸ
τῷ ὄντι φίλον introduced at Ly. 220b4), which on our assumption would now
be σοφία itself.
If σοφία is the First Friend, we must ask: could φιλοσοφία itself possi-
bly be good?362 It must not be in the context of the (deliberately fallacious)
“thought-experiment”363 that Socrates introduces at Lysis 220c1–d7:
Socrates: ‘Is the nature of the good [τἀγαθόν] like this, and is it loved like this,
because of the bad [διὰ τὸ κακόν], by us who are between [μεταξύ] the bad
and the good, and does it have no use [χρεία; cf. Ly. 215b6], itself for the sake
of itself [αὐτὸ δ’ ἑαυτοῦ ἓνεκα]?’ ‘It seems,’ {Menexenus} said, ‘to be like
that.’”364
Socrates: ‘In that case we find that that friend of ours, the one to which we said
all the rest finally led—‘‘friends’ [scare quotes added] for the sake of another
friend’ was what we said they were—doesn’t resemble them at all [οὐδὲν δὲ
τούτοις ἔοικεν]. For these have the name ‘friends for the sake of a friend,’
whereas the true friend {‘the truly philon’ [τὸ τῷ ὄντι φίλον]} plainly has a
361
As suggested by the structural parallel noted by Rosamond Kent Sprague, Plato’s Philosopher-
King: A Study of the Theoretical Background (Columbia: University of South Carolina Press,
1976), 54.
362
Cf. Curzer, “Plato’s Rejection,” 365: “Perhaps the ‘first friend’ is not a person, but rather wisdom,
or one’s own eudaimonia, or the good, or some other non-person.”
363
Gedankenexperiment in Bordt, Lysis, 216; cf. Curzer, “Plato’s Rejection,” 362–364.
364
Ly. 220d4–7 (Penner and Rowe).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 87
nature that’s wholly the opposite [πᾶν τοὐναντίον] of this; for it showed up as
plainly being a friend (philon) to us for the sake of something inimical (ech-
throu heneka [ἐχθροῦ ἕνεκα]), and if the inimical took itself off it’s no longer,
it seems, a friend to us.’ ‘It doesn’t seem so to me,’ he said, ‘as least if it’s put
as it is now.’365
Thanks to the medical analogy Socrates has already used to explain how
the NGNB is friend to medicine on account of disease (the example of διὰ τὸ
κακόν) for the sake of health (the example of ἕνεκα φίλου) Plato has made it
easy to spot the fallacy of substituting ἐχθροῦ ἓνεκα for διὰ τὸ ἐχθρόν when
it occurs in the next sentence.366 But the implications for philosophy are no
less fallacious: if σοφία is the First Friend, then it must be loved for the sake
of its enemy, that is, ignorance. While it is not clear that this is the case,
it serves to drive a deeper wedge between σοφία and φιλοσοφία, since the
latter is not inimical to ignorance but rather—thanks to its status as μεταξύ
(Smp. 204b4–5)—depends on it, and above all, on our awareness of our
own. On the other hand, does not σοφία depend on ignorance if it is the First
Friend, which cannot exist for the sake of τὸ φίλον, but only for the sake of
τὸ ἐχθρόν (Ly. 220e4–5), that is, ignorance now configured as τὸ κακόν? It is
therefore remarkable that in the midst of such puzzlement, ignorance is next
presented in a favorable light in the thought-experiment that follows:
Socrates: “By Zeus,” I said, “if the bad disappears [τὸ κακὸν ἀπόληται], will
there no longer even be any being hungry, or being thirsty, or anything else of
that sort? Or will there be hunger, if indeed there are human beings and the other
sorts of living creatures, but not hunger that is harmful? And so with thirst, and
the other sorts of desires—there will be these desires, but they won’t be bad,
given that the bad will have disappeared [τοῦ κακοῦ ἀπολωλότος]? Or is what-
ever there will be or will not be then [ποτ᾽ ἔσται τότε ἢ μὴ ἔσται] a ridiculous
thing to query [γελοῖον τὸ ἐρώτημα]? For who knows [τίς γὰρ οἶδεν]?”367
365
Ly. 220d8–e6 (Penner and Rowe). Cf. Laszlo Versenyi, “Plato’s Lysis.” Phronesis 20, no. 3
(1975), 185–198, on 195.
366
See Cohen, “Plato’s Use of Ambiguity,” 242: “this section [sc. 218c–220e] contains only one glar-
ing eristic fallacy, the substitution of ἕνεκα for δία in 220e.” Cf. 247–250 with Penner and Rowe,
Plato’s Lysis, 134 (especially 134n106) and Bordt, Lysis, 216n539.
367
Ly. 220e6–221a5 (Penner and Rowe modified).
88 Chapter 1
know. If the First Friend is wisdom, the relevant bad to be eliminated is easily
construed as ignorance, but this only serves to make the paradox palpable:
we must own ourselves to be ignorant of the ramifications of the disappear-
ance of ignorance. And there is more. The wisdom vs. ignorance antithesis,
the basis of the brothers’ first eristic question in Euthydemus, receives its
apparently canonical expression in the First Protreptic (Euthd. 281e4–5)
despite the fact that it is itself antithetical to the account of philosophy as
inhabiting the μεταξύ between wisdom and ignorance in both Symposium
and Lysis. In Lysis, Socrates confirms that he is one of those who are “still
aware of not knowing the things they do not know [ἀλλ᾽ ἔτι ἡγούμενοι μὴ
εἰδέναι ἃ μὴ ἴσασιν]” (Ly. 218b1) by admitting his ignorance about the future
consequences of the hypothetical and counterfactual elimination of “the bad.”
Although Socrates’ thought-experiment had been predicated on the disap-
pearance of τὸ κακόν, its sequel therefore prompts us to ask: can we possibly
regard Socrates’ ἄγνοια about the future as something bad? The question
of what there would or would not be in the future, if something that exists
were somehow no longer to do so, is not simply something we just happen
not to know but something we could not possibly know—the implications of
this future-based impossibility will reappear in Laches (see §6)—and this is
obviously Socrates’ point in asking τίς γὰρ οἶδεν? Would this kind of ἄγνοια,
that is, ignorance of the future, disappear “if the bad disappears”? To the
extent that the thought-experiment reduces philosophy to a friend “in name
only” if σοφία is the First Friend, Socrates’ subsequent τίς γὰρ οἶδεν not only
undermines the thought-experiment’s value, but also tends to rehabilitate
philosophy as a truer friend than wisdom when the latter is construed as the
strict antithesis of ignorance, especially the kind of ignorance that will and
could never disappear. Since Socrates has already taken it for granted that
σοφία cannot easily be said: “to love us in return” (Ly. 212d7–8), the fact that
φιλο-σοφία is obviously φίλον in the active sense, with σοφία as its passive
object, shows why this passage constitutes the point of intersection between
Symposium, Lysis, and Euthydemus.
As indicated at the beginning of this section, it is widely acknowledged
that Socrates slips between the active and passive senses of φίλον throughout
Lysis, and that only the reader who recognizes this can make sense of its
various arguments. Furthermore, it is on the basis of this slippage that I have
claimed that an important common purpose of Lysis and Euthydemus is to
provide advanced gymnastic training in the use of equivocation. But based
on a deadpan reading of the First Protreptic, and leaving aside for a moment
the problem of the Santas Circle, the most radical Socratists have linked the
two in what appears to be a completely different manner by identifying the
First Friend in Lysis with the (maximum achievable under the circumstances)
happiness-securing σοφία praised by Socrates in Euthydemus. As brought out
Lysis-Euthydemus: Mental Gymnastics and ἔρως 89
‘Who then, Diotima,’ I said, ‘are those who philosophize [οἱ φιλοσοφοῦντες], if
it is neither the wise or the ignorant [εἰ μήτε οἱ σοφοὶ μήτε οἱ ἀμαθεῖς]?’ ‘That,’
368
Cf. Djibril Samb, “La signification du ‘ΠΡΩΤΟΝ ΦΙΛΟΝ’ dans le Lysis: Essai d’interprétation
ontologique.” Revue Philosophique de la France et de l’Étranger 181, no. 4 (1991), 513–516.
369
See Roslyn Weiss, Virtue in the Cave: Moral Inquiry in Plato’s Meno (Oxford: Oxford University
Press, 2001), 183n31.
90 Chapter 1
she said, ‘is by now surely clear enough to a child [δῆλον δή, ἔφη, τοῦτό γε ἤδη
καὶ παιδί]: it’s those who are between [οἱ μεταξύ] these two groups, and Love
[ἔρως] will be among these.’370
In Lysis and Euthydemus, Plato will test whether or not this has really become
sufficiently clear to the relevant child; if it has, we will have come to recog-
nize the pedagogical purpose of the fallacious arguments and deliberately
constructed puzzles in both dialogues. With respect to the former, we will
know that when Socrates uses a similar expression twice in Euthydemus—
once when he claims that two things said to be ἕτερος are the same (Euthd.
301c1), the other when identifies εὐτυχία as σοφία (Euthd. 279d7)—Plato is
alerting us to his deliberate use of fallacy.
But the meaning of “philosophy” introduced in Symposium is, by contrast,
something that he very much wants us to grasp, and he therefore offers us
the puzzle of the πρῶτον φίλον only after reminding us of what it means to
φιλοσοφεῖν:
‘And consequently we may say that those who are already wise no longer love
wisdom, whether they be gods or men; nor again can those be lovers of wisdom
who are in such ignorance as to be bad: for no bad and stupid man philosophizes
[κακὸν γὰρ καὶ ἀμαθῆ οὐδένα φιλοσοφεῖν]. And now there remain those who,
while possessing this bad thing [τὸ κακὸν τοῦτο], ignorance [ἡ ἄγνοια], are not
yet made ignorant or stupid, but are still aware of not knowing the things they
do not know.371
This illuminating passage that not only constitutes an advance on the paral-
lel passage in Symposium but which also explains why Socrates will begin
to undo his thought-experiment with τίς γὰρ οἶδεν. Preceding a dialogue that
perpetuates the notion—already called into question by Alcibiades Minor
(see Alc2. 143a7–c7)—that ἄγνοια is simply bad and σοφία simply good,
Lysis follows another that introduces students to philosophy,372 and no less
importantly to themselves (qua philosophers) as οἱ μεταξύ. Two rival answers
to the mystery of the First Friend therefore point us in two opposite direc-
tions: one looks back to τὸ καλόν in Symposium, the other forward to σοφία
in Euthydemus. Thanks to φιλοσοφία, it should be clear even to a child which
of the two Plato wants us to choose.
But just in case it isn’t, consider two things that he writes about σοφία,
one in Symposium and another in Lysis. In the latter, Socrates points out
that although philosophers love wisdom, σοφία does not “love them back”
370
Smp. 204a8–b2.
371
Ly. 218a2–b1 (Lamb modified)
372
On Alc2. See Ascent to the Beautiful, §7.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 91
(ἀντιφιλεῖν);373 in the former, Diotima ranks σοφία among “the most beautiful
things” in a passage that hammers home the point that Love is a philosopher:
‘Wisdom [ἡ σοφία] is actually one of the most beautiful things [τὰ κάλλιστα],
and Love [ἔρως] is love in relation to what is beautiful [ἔρως περὶ τὸ καλόν];
as a result, love is necessarily a philosopher [φιλόσοφος], and as a philosopher
[φιλόσοφος], is between a wise man and an ignorant one [μεταξὺ εἶναι σοφοῦ
καὶ ἀμαθοῦς].’374
373
Ly. 212d1–8 (Lamb modified): “‘So you see, we now hold a different view from what we held
before. At first we said that if one of them loved, both were friends: but now, if both do not love,
neither is a friend.’ ‘It looks like it,’ he said. ‘So there is no such thing as a friend for the lover
who is not loved in return [οὐκ ἄρα ἐστὶν φίλον τῷ φιλοῦντι οὐδὲν μὴ οὐκ ἀντιφιλοῦν].’ ‘Appar-
ently not.’ ‘And so we find no horse-lovers where the horses do not love in return, no quail-lovers,
dog-lovers, wine-lovers, or sport-lovers on such terms, nor any philosophers unless wisdom loves
them back [ἂν μὴ ἡ σοφία αὐτοὺς ἀντιφιλῇ].’”
374
Smp. 204b2–5 (Rowe modified)
92 Chapter 1
us back,” and thus how our love for it is reciprocated. By making himself so
difficult to see—and that really means: thanks to his basanistic pedagogy—
Plato reserves himself for those who love him, but only those who do so will
know that he loves them just as much in return. Like all of the most perfect
mysteries, the solution to this one is difficult to see not because it is hidden
away in some hard-to-find piece of the text but because it is everywhere, right
before our eyes, and thus invisible. Repeatedly in the Diotima discourse, ἔρως
is said “to engender” (γεννᾶν) and “bring forth” (τίκτειν) in the lover “beau-
tiful speeches [λόγοι]” (Smp. 210a7–8), specifically “the kind of λόγοι that
will make youngsters better (Smp. 210c1–3), that is, eloquent speeches about
virtue (Smp. 209b8–c2 and 212a3–6; cf. 209e2).
We need to recognize, then, that Plato’s dialogues are themselves the
“many and beautiful speeches” he has brought forth for us, conceived in that
actively generous φιλοσοφία that his Diotima aptly calls ἄφθονος or “with-
out envy” (Smp. 210d4–6). The natural objection that Plato has never met us
and therefore could not recognize that we were καλοί and thus worthy of his
love—for ἔρως can only bring forth in the beautiful (Smp. 209a5–b4)—justi-
fies his use of basanistic pedagogy: he discriminates between his readers for
exactly this reason. Only to the καλοί will his speeches be καλοί, exhorting
us to follow the path from the Beautiful in Symposium to the Idea of the
Good in Republic, and there to discover Justice in self-sacrificing generos-
ity. The others, doubtless the majority (οἱ πολλοί), will be more inclined to
identify the πρῶτον φίλον in Lysis with Pleasure—which really is “dear” only
for the sake of its enemy, pain—or with Happiness conceived as our own suc-
cess, and thus with the kind of σοφία, scarcely ἄφθονος, that aims to secure
it in Euthydemus. In this way, all of Plato’s speeches, and in particular the
deliberately deceptive ones, are brought forth by his generous and generating
ἔρως for those of us who can see them for what they are.375 The friendship that
results from this reciprocal awareness will simultaneously distinguish him as
Plato the Teacher and us as his students, at once both loving and beloved.
In the last salvo he fired at von Arnim in 1917, Pohlenz offered in passing
a perfect description of the dialogue between Socrates and Menexenus at
Lysis 212a8–213e3: “a brief preliminary conversation [Vorgespräch] whose
only purpose is to bring before the eyes the ambiguity [Vieldeutigkeit] of the
375
See Antoni Bosch-Veciana, “Plato’s Lysis: Aporia and Dialectic Logoi; Frienship ‘Realized’
Throughout the Dialogue.” Revista Catalana de Teologia 23, no. 1 (1998), 109–118, on 117.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 93
What makes this scholarly consensus mistaken on its face is that the very
distinction between the active and passive senses of φίλος which is supposed
to befuddle Menexenus is spelled out in the argument itself—the distinction
between φιλοῦντες and φιλοῦμενοι. It is simply incredible that the elenchus
should succeed because of an ambiguity in the use of ‘φίλος’ between ‘friendly’
and ‘cherished’ when the argument leading to that elenchus maintains the dis-
tinction between loving (φιλοῦντες, φιλῶν, φιλεῖν) and being loved (φιλοῦμεν
ος, φιλεῖσθαι) with exacting care.379
What makes Pohlenz’s summary superior is that he does not specify whose
eyes he has in mind when he writes “to bring before the eyes” the Vieldeutig-
keit of φίλος, and this allows us in turn to distinguish what is true from what
is false in Glidden’s: Plato provides his readers with all the tools they need
to unravel for themselves the ambiguity with which Socrates befuddles the
supposedly eristic Menexenus.380 By depicting the latter as confused, Plato
is showing us exactly how Socrates has deliberately caused him to be so,
and thus Plato, through Socrates, is challenging us to acquire the art that the
befuddled Menexenus evidently lacks, that is, eristic.
Lysis comes to his friend’s aid: when Socrates asks Menexenus directly (ὦ
Μενέξενε at Ly. 213d1)—and ironically, because his grammar expects from
him a negative answer (hence ἆρα μή at Ly. 213d1) to a question that screams
out for an affirmative one (Ly. 213d1–2)—if they might possibly (surely not!)
be conducting the inquiry along the wrong lines, he answers in his friend’s
place, blushing as he does so (Ly. 213d3), and confirms that they are on the
376
Pohlenz, “Nochmals Platos Lysis,” 561.
377
See the bibliography in Glidden, “Language of Love,” 288n3; note the presence of von Arnim (and
absence of Pohlenz). At 288n4, Glidden draws attention to Wilhelm Eckert, Dialektischer Scherz
in den früheren Gesprächen Platons (Nürnberg: U. E. Sebald, 1911) indispensible for Cohen’s
“Plato’s Use of Ambiguity”; in particular see the quotation from Eckert, Dialektischer Scherz, 94.
I have been unable to confirm that the brilliant Eckert survived the First World War.
378
Annas, “Plato and Aristotle,” 533.
379
Glidden, “Language of Love,” 276–277 (transliteration replaced by Greek); the fact that Glidden
does not include φιλόν (as “cherished”) in the second parenthesis is revealing, arising from his
attempt to absolve Socrates of equivocation, a move that conceals Plato’s pedagogical purpose:
we can only realize that “there is no trace of semantic skullduggery in the argument” (277) by
recognizing that φιλόν as equivocal.
380
Cf. von Arnim, Platos Jugenddialoge, 47; cf. Phdr. 261d10–e4 and Guardians in Action, §7.
94 Chapter 1
wrong track (Ly. 213d2).381 Since Menexenus has already confessed to his
befuddlement—he lacks the opposite of ἀπορία (Ly. 213c9)—why does Plato
allow Lysis, who has already been revealed as less assertive (Ly. 207a6–7),
less adventurous (Ly. 207a7–b2), and less trusted by his teachers than his
friend (Ly. 207d2–4), uncharacteristically, and for the first and last time in
dialogue, to interrupt the conversation by answering a question that is not
addressed to him? Why does he seem less befuddled than his friend and yet
more vehement? And if it is Socrates who is on the wrong track—as he surely
is—why should Lysis blush? But this question is put wrong; it would be more
accurate to ask: why does Plato allow Socrates to bring to our attention that
Lysis blushes?382 It must be for much the same reason that Plato allows us to
overhear Socrates speculating that Lysis blushes because he is paying such
close attention to what is being said that his interruption seems to be invol-
untary (Ly. 213d3–5).
And with this observation, and for what seems like the first time in this
book, we finally enter the magical world of Plato’s dialogues. Although a dis-
cussion of Plato’s deliberate use of fallacy is necessarily more playful—and
therefore closer to Plato himself—than the discussion of K, CA, and IOV in
the wake of Vlastos, it too remains what Plato’s dialogues never are: boring,
desiccated, and disembodied. Plato’s dialogues are alive with the Play of
Character,383 and when we analyze the arguments we violently extract from
them, we must necessarily ignore the far more important Argument of the
Action. It is the latter—in this case, for example, the background story of
Hippothales and his serio-comic love for the boy Lysis—that explains why
the latter blushes. He knows what the befuddled Menexenus does not: that
Socrates is describing, both perfectly and deliberately, a kind of friendship
that Lysis abhors and rejects.384 More specifically, Lysis knows that he is
passively “dear”—“φίλοςP” for passive—to Hippothales even though Hip-
pothales is ἔχθροςP, that is, passively hated by him. And by the same token,
he is ἔχθροςA, or actively hating, the hapless Hippothales who is nevertheless
381
On this text, see the remarks of Stefano Martinelli Tempesta on 1.289–290 (ad loc.) in Franco
Trabattoni, Platone, Liside, two volumes (Milan: LED, 2003).
382
For the narrative technique in Ly., see Anne-Marie Schultz, Plato’s Socrates as Narrator: A Philo-
sophical Muse (Lanham, MD: Lexington, 2013), chapter 2; for a programmatic statement, see 32.
383
Cf. Ruby Blondell, The Play of Character in Plato’s Dialogues (Cambridge, UK: Cambridge
University Press, 2002); for the other part of this section’s title, see 49: “the discursive content of
the works is often mirrored by their dramatic action.”
384
Cf. Annas, “Plato and Aristotle,” 533: “if A is liked by B but hates B, then A will be philos to his
enemy, and this is ridiculous. The same happens if the true philos is the one who likes—for if A
likes B and B hates A, then A will still turn out to be philos to his enemy, and this is ridiculous.”
In the first case, “A” is Lysis; in the second, Hippothales. The reason Annas is wrong to conclude
from this that “it is obvious that these paradoxes are boring and trivial” is because both Socrates
and Lysis know who “A” really is, and this is why the latter blushes.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 95
φίλοςA to him.385 It isn’t friendship, but it exists, and Plato expects us to see it:
it is the Argument of the Action illuminated by the Play of Character.
Plato is a teacher and he wants to make learning fun. But he is also serious
about what he wants his students to learn, and he therefore makes it as easy as
he can for us to learn it. Since what he wants us to learn he requires us to learn
by ourselves, he will use every literary tool the School of Hellas had offered
him—and those tools were “many and beautiful [πολλὰ καὶ καλά]” (Smp.
209e2 and Ion 542a5)—and to forge out of them an entirely new art form.
For our sake, Plato is a poet, enlivening his dialogues with vividly drawn
characters. But those characters, including his Socrates, are every one of them
only means to a greater pedagogical end, and the most important dialogue is
never the one written in the text but the one that the playful indirection of
his beautifully constructed writings creates between his readers and himself.
The befuddlement of Menexenus, the astuteness of Ctesippus, the foolishness
of Hippothales may all contribute to illuminating for us the true character of
Lysis, but even the latter is strictly secondary to Plato’s purpose, which is the
common purpose of all great teachers: to entertain while they instruct.
The silence of Lysis at 222a4 is parallel to his blush at Ly. 213d3, but this
time, Socrates makes a statement specifically addressed to both boys, and
only Menexenus affirms it. The silence of Lysis therefore divides the friends.
Why does Plato cause this to happen? It is not because he has an indepen-
dent philosophical interest in depicting accurately the difference between
Lysis and Menexenus: the Play of Character never has so inconsequential a
purpose. He causes it to happen because he wants us to wonder about why
it happens, and the moment we begin to do so, we find ourselves searching
for Plato’s motives, and not simply those of his character Lysis. As artfully
constructed as is the Play of Character in Plato’s dialogues, it is always neces-
sary for the interpreter to look through the surface to its creator’s intentions.
Since Plato has named the dialogue Lysis, and since he has persuaded
most of us that Socrates, in the aftermath of the boy’s noteworthy blush, is
pleased with that youngster’s φιλοσοφία in particular (Ly. 213d6–7), we are
apt to identify it as “a wise silence.” But is it? We search the context, as Plato
expects us to do; first we find that the two previous replies are duals (Ly.
221e5 and 221e7), thus indicating the mutual agreement of the boys, and the
statement that splits them is addressed to both (ὦ παῖδες at 222a1). Looking
385
For the use of these subscripts, see Mary Margaret MacKenzie [now McCabe], “Impasse and
Explanation: From the Lysis to the Phaedo.” Archiv für Geschichte der Philosophie 70, no. 1
(1988), 15–45 on 26–27. Once disambiguated by her φίλοςA and φίλοςP, it is true that “the sys-
tematic ambiguity of φίλος, between befriender and the befriended, is not exploited by Plato, but
carefully observed” (26), and this is an old move; see Paul Shorey, “The Alleged Fallacy in Plato
Lysis 220 E.” Classical Philology 25, no. 4 (October 1930), 380–383, on 380–381. The point is
that Plato is teaching us that we need to disambiguate them.
96 Chapter 1
386
See Otto Apelt (trans. and ed.), Platon, Sämtliche Dialoge, in Verbindung mit Kurt Hildebrandt,
Constantin Ritter, und Gustav Schneider herausgegeben und mit Einleitungen, Literaturübersich-
ten, Anmerkungen, und Registern versehen von Otto Apelt, seven volumes (Leipzig: Felix Meiner,
1922–1923), 3.122.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 97
‘Is it perhaps, Menexenus,’ I said, ‘that we weren’t inquiring in the right way
at all [see below for a more accurate translation]?’ ‘I think so, Socrates,’ said
Lysis, and blushed as he said it; for it seemed to me that the words escaped
387
Especially in contrast to Penner and Rowe, Plato’s Lysis, 63.
388
See Rider, “A Socratic Seduction,” 60: “it is important to remember that, ultimately, the dia-
logue’s puzzles are meant not for Lysis (who may or may not be able to comprehend them), but
for Plato’s readers.” This statement is all the more impressive in the light of 41 (“Socrates wants”),
58 (“how good a start”), and 58n34: “it is worth asking, from a pedagogical point of view, why
does Socrates think it appropriate to ‘bamboozle’ Lysis at all? How does it help Lysis to become
better?” For other valuable aspects of this article, see 44 (“So what kind of boy is Lysis?”), the
attention to μεταξύ on 57, the criticism of Penner and Rowe on the valorization of Lysis (see
previous note) on 64n42, and above all the footnote (60–61n39) linking Ly. to Euthd; after citing
Sprague, he writes: “Despite the differences, however, the tone and purpose of the arguments are
strikingly similar. In both cases, the questioner asks rapid-fire questions, hardly allowing time to
think, thereby forcing the answerer into an embarrassing conclusion.”
98 Chapter 1
without his wanting them to, because of the intensity with which he was paying
attention to what was being said, and it was clear that it was the same, too, all
the while he was listening. So, because I wished to give Menexenus a breather,
and also felt delight at the other’s [ἐκείνου] love for wisdom, I changed things
round, turning the discussion in Lysis’ direction [πρὸς τὸν Λύσιν]. I said: ‘Lysis,
what you’re saying seems true to me, that if we were investigating in the right
way, we’d never be lost in the way we are now. But let’s not go along this way
any longer—for the investigation appears to me one of a difficult sort, like a
difficult road [χαλεπή τις ὁδὸς]—but where we made the turning, that’s where
it seems to me we should go, {sc. this time?} investigating the things the poets
tell us; for these we regard as being as it were fathers of wisdom, and leaders
{sc. in that respect}.’389
It should not be too difficult to see how the changing of the guard
becomes ambiguous once a revisionist assessment comes into play:
Menexenus has been doing something difficult and therefore needs a rest;
moreover, once he takes over from Lysis at 216a3, the latter’s only inde-
pendent contribution to the conversation will be his silence at the end.
As for Lysis, Socrates suggests an easier pathway forward, through the
poets; the reference to their paternal authority links what is to come with
the phase of the dialogue that climaxes with Socrates’ preposterous claim
that the boy’s own father does not love him. In addition to the disparaging
remarks about following the poets he has already offered us in Protago-
ras (Prt. 347b8–348a9), and the general prejudice against what is easier
(χαλεπὰ τὰ καλά) that he emphasizes at the end of Hippias Major, Plato is
also preparing us for the Longer Way in his Republic; in any case, there is
considerable circumstantial evidence that it is Menexenus, not Lysis, that
this transition actually valorizes.
In fact, the only countervailing evidence depends on construing ἐκείνου as
Lysis at 213d7, and this is the natural thing to do: ἐκείνου refers to the more
remote figure in the discourse, and since Menexenus has just been named, it
is unlikely to be him if there is someone else mentioned earlier in play, that
is, Lysis is “the former” and Menexenus “the latter.” Unlikely it may well be,
but is it impossible? Consider an unambiguous restatement of the relevant
passage, exchanging—with the relevant case changes—ἐκείνου with πρὸς
τὸν Λύσιν:
So, because I wished to give Menexenus a breather, and also felt delight at
Lysis’ [τοῦ Λύσιδος] love for wisdom, I changed things round, turning the dis-
cussion in the other’s direction [πρὸς ἐκείνον].390
389
Ly. 213d1–214a2 (Penner and Rowe).
390
Ly. 213d6–e1.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 99
While it is not unlikely that a nineteenth century German editor would have
proposed emending “the text” (as revised here) on the grounds that it would
have been irregular for Plato to have written ἐκείνον when the context makes
it plain that he must have been referring to the nearer Lysis, my guess is that
the scholarly consensus would have been to leave it be, construing ἐκείνον
as Lysis—that is, “turning the discussion in that person’s direction”—despite
the fact that Menexenus would now be the more remote figure.
As for the actual text—“because I wished to give Menexenus a breather,
and also felt delight at that person’s love for wisdom” (Ly. 213d6–7)—what
Socrates says must remain ambiguous until he says: “Lysis, what you’re
saying seems true to me, that if we were investigating in the right way, we’d
never be lost in the way we are now” (Ly. 213e1–3). What is more, this is
a very generous paraphrase of Lysis’s involuntary ejaculation, especially
since the meaning of his actual response is not entirely clear: “Surely it
cannot be [ἆρα μή] that we were conducting this investigation the totally
wrong way?”391 “It does not seem so to me,” is all the boy actually says, after
which Socrates adds: “and at the same time as having said it, he blushed”
(Ly. 213d1–3). As a result, ambiguity in Lysis is not confined to the argu-
ments but rather extends to the dialogue’s dramatic circumstances as well.
When Socrates asks which of the two boys is more beautiful, they both
laugh (Ly. 207c5–6). Why? Menexenus, to whom alone Socrates addresses
his opening question, has already confirmed for the two of them that they dis-
pute which of them is older (Ly. 207b8–c2), and that they quarrel as to which
is nobler (Ly. 207c3–4). The question of good looks is the first that receives
a joint answer, although a non-verbal one, and it’s the first thing the friends
do together. But do they do it for the same reason? Plato gives us no reason
to think the two are equally good looking: Socrates has already told us that
Lysis was plainly conspicuous in this regard (Ly. 206e9–207a3) and for all
we know, Menexenus may have been notoriously ugly.392 Like his blush and
his silence, Lysis’ laughter here could mean several things, and only one of
them is: “Yes, Socrates, silly boys that we are, we compete about that too.”
It is also possible that he laughs because he knows that he is better looking
and so does his friend, and thus that any competition between them on that
score would be laughable. Whichever it is, after jointly confirming, verbally
this time, that they are friends (Ly. 207c8–9)—and thus have all things in
common (Ly. 207c10–12)393—Plato gives us a taste of his magic:
391
For ἆρα μή (cf. Latin num) see Herbert Weir Smyth, Greek Grammar, revised by Gordon M.
Messing (Cambridge, MA: Harvard University Press, 1956), 598 (§2651). I am grateful to Ruth
Scodel for expert help in translating this sentence.
392
As suggested by Bolotin, Plato’s Dialogue on Friendship, 81.
393
Cf. Gonzalez, “How to Read,” 20–21.
100 Chapter 1
‘I was setting about asking them, after that, which of the two of them was juster
and wiser [δικαιότερος καὶ σοφώτερος]. Then, as I was in the middle [μεταξύ]
of doing this, someone [τις] came up and got Menexenus [ὁ Μενέξενος] to
go off with him, because—he said—the trainer was calling for him; I got the
impression he was in the middle of sacrificing. So that one [ἐκεῖνος] went off;’394
Here we can all agree that Menexenus is ἐκεῖνος, but why must we do
so? Without context, and solely on the grammatical basis of the more distant
reference,395 it could be only the unnamed τις who went off, not the just-named
Menexenus. Of course if Menexenus refused to go after being summoned, espe-
cially for such a solemn purpose, that would say something about his character.
But then again, does it not say something about both of their characters that the
trainer is calling for Menexenus and not for Lysis? Plato ensures that Socrates
can get no answer to the question that he doesn’t even get the chance to put
to the boys but it is not clear that we are in the same boat. By depicting the
arrival of the unnamed τις at exactly this moment, Plato gives us the chance to
discover his own answer to the question his Socrates doesn’t actually ask: in the
opinion of the trainer who has selected him for the privilege of completing the
sacrifice, Menexenus is both δικαιότερος and σοφώτερος than his better looking
friend and contemporary. The best evidence that Plato shares the trainer’s view
is that it explains what is otherwise inexplicable: why he wrote this passage
precisely as he did. We should not allow our own indifference to Greek reli-
gious practice to disfigure Plato’s artistry, and between the trainer’s choice and
Socrates’ ἐκεῖνος (Ly. 207d4), he has given us two more reasons based on the
Argument of the Action for doubting that it is the philosophy of Lysis (ἐκείνου
ἡ φιλοσοφία at Ly. 213d7) that best explains his laughter, his blush, his silence,
and the reluctant nod that reunites him with Menexenus at the end:
‘Very well. What naturally belongs to us [τὸ φύσει οἰκεῖον], then—it’s become
evident to us that it’s necessary for us to love it [φιλεῖν].’ ‘It seems so,’ he said.
‘It’s necessary, in that case, for the genuine lover [ἐραστής], one who’s not
pretended, to be loved [φιλεῖσθαι] by his darling [παιδικά].’At that Lysis and
Menexenus barely somehow nodded assent, but there was no mistaking Hip-
pothales’ pleasure, which made him go all sorts of colors.396
Thanks to the use of φιλεῖν in the first statement, Menexenus still assumes
the subject is his friendship with Lysis; the latter refuses to confirm Socrrates’
statement for the same reason he was silent a moment before. As the ἐραστής,
394
Ly. 207d1–4. In emphasizing that the religious rites in question are in celebration of Hermes (Ly.
206d1 and 223b1–2), Gonzalez, “How to Read,” 36–43, suggests another connection between
Ly. and Smp., which is set around the time the Herms were desecrated (Thucydides, 6.27–28.1).
395
See Smyth, Greek Grammar, 309 (§1257 and §1261).
396
Ly. 222a4–b2 (Penner and Rowe).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 101
‘And when a man thinks that this [sc. σοφία] is what he ought to receive much
rather than money from his father, and from his guardians and friends, especially
those who profess to love him [sc. οἱ ἐρασταί], whether strangers or citizens, and
entreats and beseeches them to impart wisdom,—for this purpose, Cleinias, there
is no cause for shame [οὐδὲν αἰσχρόν] or blame in serving or slaving [ὑπηρετεῖν
καὶ δουλεύειν] either for a lover [ἐραστής] or for any man, and being willing to
perform any honorable service from the desire to become wise.’398
397
Cf. Thomas Alexander Szlezák, “Sokrates’ Spott über Geheimhaltung: Zum Bild des φιλόσοφος
in Platons Euthydemos.” Antike und Abendland 26, no. 1 (1980), 75–89, especially 81n10, and
his “Die Handlung der Dialoge Charmides und Euthydemos” in T. M. Robinson and Luc Bris-
son (eds.), Plato: Euthydemus, Lysis, Charmides. Proceedings of the V Symposium Platonicum:
Selected Papers, 337–348 (Sankt Augustin: Academia, 2000), on 339–342. He uses the same ploy
in interpreting Chrm., see 344–345, especially 345n14, a masterpiece of special pleading.
398
Euthd. 282a7–b6 (Gifford).
102 Chapter 1
‘Or does it not seem to you [sc. Cleinias],’ I [sc. Socrates] said, ‘to be so
[οὕτως]?’ ‘Very much so [πάνυ μὲν οὖν], you seem to be speaking well to me
[εὖ μοι δοκεῖς λέγειν],’ was his reply. ‘If indeed it is the case [εἰ ἔστι γε], dear
Cleinias,’ said I, ‘that wisdom is teachable [ἡ σοφία διδακτόν].’402
399
Gifford, Euthydemus of Plato, 26 (on 282a7).
400
Martinus Josephus Routh (ed.), Platonis Euthydemus et Gorgias; recensuit, vertit, notasque
suas adjecit (Oxford: Clarendon Press, 1784), 324 (on 29, line 11 [i.e., Euthd. 282b3): “Apud
Athenienses, teste Platone in Convivio, lege permittebatur, ut quolibet honesto officio amicus et
adamatus, fine optimo proposito, alter alterius animum sibi conciliaret.” After mentioning Smp.
182a1–3, he quotes Smp. 184c4–7, here in Fowler’s translation: “‘It is our settled tradition that
when a man freely devotes his service to another in the belief that his friend will make him better
in point of wisdom, it may be, or in any of the other parts of virtue, this willing bondage also is no
sort of baseness [οὐκ αἰσχρά; cf. οὐδὲν αἰσχρόν in the Vanishing Passage] or flattery.’”
401
Cf. Bury, Symposium of Plato (1909), on 196c[4–8] in the speech of Agathon, the boyfriend of
Pausanias (78): “The argument is vitiated both by the ambiguity in the use of Eros (as affection
and as person) and by the ambiguity in κρατεῖ ἡδονῶν, which in the minor premise is equivalent
to ἐστὶν ἡ κρατίστη ἤδονή. For similar fallacies, see Euthyd. 276dff.” “Being overcome by plea-
sures” likewise unites Prt. 352d4–353a6 to Clt. 407d6.
402
Euthd. 282b6–c2.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 103
In context, then, in is clear why the Vanishing Passage must vanish: since
everyone desires happiness (Euthd. 282a1–2), and since happiness depends on
using things and using them correctly (Euthd. 282a2–4), and that it is knowl-
edge (ἐπιστήμη) that provides this correctness and εὐτυχία (Euthd. 282a4–5),
it is necessary for every man to provision himself with it by any means (ἐκ
παντὸς τρόπου) so as to become most wise (Euthd. 282a5–6). And since the
Vanishing Passage begins here, that includes the necessity of regarding noth-
ing as shameful (αἰσχρόν) in the pursuit of σοφία (Euthd. 282b3), even if that
means serving and becoming a slave to an ἐραστής (Euthd. 282b4–5), and
moreover to the kind of ἐραστής Pausanias takes himself to be in Symposium
(cf. Prt. 315d7–e3).
Although we can persuade ourselves to take some comfort from the
claim that the wisdom-seeking ἐρώμενος will (only) be wishing to serve
his ἐραστής in whatever services are beautiful (Euthd. 282b5–6), the ham-
mered emphasis on ὑπηρετεῖν (Euthd. 282b4–6) necessarily drives us back
to the speech of Pausanias (Smp. 184d5), where such comfort is unmasked
as chimerical: it is no shame for a boy to be deceived by a bad ἐραστής who
promised to make him virtuous (Smp. 184b6–c7). And Plato ensures that we
will immediately recognize that Cleinias is the kind of unwary youth who
could easily be deceived by the bad ἐραστής Pausanias describes—in order
to valorize himself, it should be added403—by the fact that he has no doubts
whatsoever that σοφία in this form can be taught (Euthd. 282c4–5). Socrates
expresses delight with the boy (Euthd. 282c5–7; cf. Hp. Ma. 303c8–d1) for
having spared him the task of determining “whether teachable or not teach-
able this wisdom may be” (Euthd. 282c7–8). This feigned delight extends the
use of deliberate deception—or rather the need for Plato’s students to acquire
the means to detect it—to the Play of Character.
In §3, I claimed that Plato prepares us in Protagoras and Alcibiades Major
to recognize Socrates’ use of fallacy in the First Protreptic, starting with the
Εὖ Πράττειν Fallacy. By combining this advance preparation with Socrates’
use of the equivocal φίλος throughout Lysis, the dialogue we have just read,
and the eristic tricks already used by the brothers in the one we are presently
reading, it becomes plausible that Plato does not want us to read the First
Protreptic as the Socratists do, but rather he intends us to read it cautiously,
just as if we had already been warned.404 In this section, I am making a
403
As is the case with Meno the Thessalian (see §14), it is a mistake to think that Plato is more sym-
pathetic to Pausanias than Xenophon; cf. Rowe, Plato, Symposium, 134 (on Smp. 176a4).
404
Cf. Euthd. 278d5–e3 (Lamb): “If I strike you as treating it in a crude and ridiculous manner, do
not laugh me to scorn; for in my eagerness to listen to your wisdom I shall venture to improvise
in your presence. So both you and your disciples must restrain yourselves and listen without
laughing; and you, son of Axiochus, answer me this: Do all we human beings wish to prosper
[εὖ πράττειν]?’” Cf. Ly. 219b5–6 (epigraph).
104 Chapter 1
“‘The two of you, in that case, if you’re friends to each other, in some way
naturally belong {are phusei oikeioi} the one to the other.’ ‘No doubt about it,’
they said together. ‘And if, then, any one person [τις] desires any other,’ I said,
‘you boys, or feels passion [ἐρᾶν] for him, he wouldn’t ever desire [ἐπιθυμεῖν],
or feel passion [ἐρᾶν], or love [φιλεῖν], if he didn’t actually in some way belong
405
See Elizabeth S. Belfiore, Socrates’ Daimonic Art: Love for Wisdom in Four Platonic Dialogues
(Cambridge, UK: Cambridge University Press, 2012); two of the dialogues in question are Alc.
and Smp.
406
See Jill Gordon, Plato’s Erotic World: From Cosmic Origins to Human Death (Cambridge, UK:
Cambridge University Press, 2012).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 105
{were not oikeios} to the one he is feeling passion for [ὁ ἐρώμενος], either in
relation to the soul or in relation to some characteristic of the soul, or ways or
form [εἶδος].’ ‘Absolutely so,’ said Menexenus; but Lysis said nothing.”407
It is the synonymy of ἐρᾶν and φιλεῖν that splits the boys; Menexenus agrees
because he knows that even if not with respect to εἶδος, Lysis and he are
φύσει οἰκεῖοι; he assumes until 222a6–7 (quoted above) that the conversation
is about them.
As for Lysis, although the cause of his earlier silence must remain mys-
terious, the sequel indicates that since he knows himself to be the object of
Hippothales’ passion as ὁ ἐρώμενος, he is quicker to grasp that an unwel-
come obligation is being laid on him. It is thanks to the Argument of the
Action, then, that first Lysis—who has a very personal reason to be suspi-
cious—and then Menexenus come to see that behind the verb φιλεῖσθαι is an
alleged obligation “to gratify” an ἐραστής (χαρίζεσθαι at Smp. 182a3, 184b6,
and 184d2–5; cf. Phdr. 265a2–3), and that means to have sex with him.408
By causing Socrates to restate this obligation—already transcended thanks to
Alcibiades in Symposium and instantiated in Lysis’ silence in Lysis—in the
Vanishing Passage of Euthydemus, Plato’s purpose is to unmask the enco-
mium of wisdom as εὐτυχία in the First Protreptic as a reductio ad cinaedum
(cf. Grg. 494e4).
Now this is a strong claim, and clearly not a very attractive one: it appears
to cast Socrates in an unpleasant light. To reiterate the main point of this sec-
tion first: the Play of Character in Plato’s dialogues is merely a means to the
end of the reader’s education, and in Lysis-Euthydemus, Plato is training us in
a highly systematic manner to recognize the use of false speaking (ψεύδεσθαι
at Hp. Mi. 367a2–5), equivocation (Euthd. 277e3–278a7), and deliberate
deception (ἀπάτη at Phdr. 261e5). To be more specific, if we think it’s only
the ridiculous brothers using these tricks, we haven’t learned very much.
In that context, my ongoing claim is that the First Protreptic is not intended
to express the views of either Plato or his Socrates. But it may well be
intended to express what those views would need to be for those who prefer
the Eudaemonist Shortcut to the final ascent to the Beautiful in Symposium.
In the context of Platonic love, the fact that Socrates in Euthydemus is recom-
mending becoming the sexual boy-toy of anyone who professes to be able to
make us become wise proves nothing about what the character Socrates or
the author Plato actually thinks. The fact that both the Εὖ Πράττειν Fallacy
and the Vanishing Passage are aspects of the First Protreptic that Socratists
prefer not to discuss proves that they have found in it something that it is not.
407
Ly. 221e5–222a4 (Penner and Rowe).
408
See Guardians in Action, §9.
106 Chapter 1
But the main point of this chapter as a whole is more important and
indeed dispositive: Plato intends us to read Lysis and Euthydemus only
after reading Symposium. Since we already know that Socrates refused to
make the adorable Alcibiades his sexual boy-toy when offered the oppor-
tunity, nay when well-nigh begged to do so (Smp. 219b3–c2), we can find
in Euthydemus itself an alternative explanation for the penultimate section
of the First Protreptic, especially since, as Routh realized, its language
recalls—and was intended to recall—the speech of Pausanias. In addi-
tion, then, to Pausanias’ deceptive defense of the ἐραστής,409 and Socrates’
refusal to make Alcibiades his παιδικά, Symposium alone offers us at least
three more good reasons to regard the First Protreptic with suspicion: (1) its
relationship to and dependence on the Eudaemonist Shortcut, (2) its failure
to represent philosophy as the μεταξύ between ignorance and wisdom and
indeed its dependence on an antithetical conception of it based on σοφία as
the only good, and (3) its failure to mention virtue. Even Pausanias defends
service to the ἐραστής, no matter how deceptive, solely for the sake of
ἀρετή throughout his speech.
Like every other speaker in Symposium with the exception of Aristophanes,
Pausanias appears in Protagoras, and the passage in which he is mentioned
shows that Plato has been preparing us from the start for the Argument of the
Action that joins Lysis to Euthydemus and both of them to Symposium:
and seated next to him [sc. Prodicus] on the nearby couches were both Pausa-
nias, he from Cerameis, and with Pausanias a young thing still adolescent [νέον
τι ἔτι μειράκιον], so as to be, I would say, ‘both beautiful and good’ in physique
[καλόν τε κἀγαθὸν τὴν φύσιν] but clearly very beautiful in appearance [τὴν δ’
ἰδέαν πάνυ καλός]. I seemed to have heard that his name was Agathon, and
I would not be surprised [οὐκ ἂν θαυμάζοιμι] if he happens to be Pausanias’
boyfriend [παιδικά].410
Apart from Socrates’ diffidence about young Agathon’s quality,411 the most
surprising thing in this passage is Socrates’ diffidence about his own ability
to determine the erotic connection between Pausanias and Agathon. This
409
Cf. Denyer (ed.), Plato, Protagoras, 84 (on 315d7): “a brilliant speech in defense of sexual double
standards.”
410
Prt. 315d6–e3.
411
Cf. Denyer, Plato, Protagoras, 84 (on 315e1 τὴν δ’ ἰδέαν πάνυ καλός): “certainly handsome
whether good or not.” We clearly are expected to have this passage in mind when Socrates says of
Lysis (Ly. 206e9–207a3; Lamb): “Among these was Lysis: he stood among the boys and youths
with a garland on his head, a distinguished figure, deserving not merely the name of well-favored
[τὸ καλός], but also of well-made and well-bred [καλός τε κἀγαθός].” Since Socrates has not yet
spoken to him, the parallel with Prt. 315d9–e1, filtered through Agathon’s reappearance in Smp.,
makes us wonder what καλός τε κἀγαθός means here, and Plato keeps us wondering: cf. Euthd.
271b4–5 (Crito on Cleinias) and Euthd. 273a8 (Socrates on Ctesippus).
Lysis-Euthydemus: Mental Gymnastics and ἔρως 107
And I said: ‘Ah, Hippothales, son of Hieronymus, this you no longer must say,
whether you love [ἐρᾶν] or not. For I know not only that you love [ἐρᾶν] but
also that you are already far advanced already in love [ὁ ἔρως]; for I myself,
though nondescript and useless [ἄχρηστος] in the other things, this has some-
how [πως] been given to me by a god: to be able to recognize speedily [ταχὺ
γνῶναι] both a lover and his beloved [ἐρῶν τε καὶ ἐρώμενος].’ And having heard
this, he blushed still much more.412
412
Ly. 204b5–c3.
413
Penner and Rowe, Plato’s Lysis, 31: “If, then, we’re to be loved, understood as being allowed
to do what we want, by anyone, we must acquire knowledge. So the same will hold for Lysis in
relation to his parents: until he becomes wise, they won’t love him [cf. 33n51: ‘they don’t love the
child’s present state of unwisdom’ and 33: ‘loving someone is wanting them to be wise, because
benefit, happiness, depends on it’]—at least on this understanding of love.”
414
Penner and Rowe, Plato’s Lysis, 272: “He [sc. the silent Lysis] has an inkling, in a way that
Menexenus does not, that what is good has to do with knowledge; and as for knowledge, he must
be prepared to seek it wherever he can find it—including from the genuine lover (rather than just
from his friend Menexenus).” This conclusion confirms the importance of the Vanishing Passage
in the First Protreptic.
415
Penner and Rowe, Plato’s Lysis, 4–5n7 deserves careful study. With their deflationary approach
stated (“all that Socrates will be doing here”), the passage is then used to cast similar doubt on
what Socrates says at 216d3–5, another allusion to Diotima in Smp. (see §1). Finally, with the god-
based references to Dio-tima in Ly. having been purged, the meaning of the dialogue is equated
with the problematic consequence (cf. Smp. 205a5–b4) of the Eudaemonist Shortcut.
108 Chapter 1
Instead, Socrates’ increased certainty about who loves and who is loved
makes good sense if Symposium follows Protagoras in the ROPD just as
Lysis follows Symposium, especially since it would be natural to think that
the thought-process described in the Diotima discourse must have had some-
thing to do with the gift he claims to have received. And since Euthydemus
depicts another ἐρῶν/ἐρώμενος pair in Ctesippus and Cleinias, it must gradu-
ally become obvious that Plato has connected these dialogues around the
theme of ἔρως for a reason. But the most interesting connection between the
Protagoras passage and the one just quoted from Lysis is so obvious that it
is almost difficult to spot: both dialogues are narrated by Socrates himself,416
and in both passages we learn things about lovers that we could not possibly
learn if they were not so narrated.
As a result, the moment that Anne-Marie Schultz’s concern with Plato’s
Socrates as Narrator is raised in the context of ἔρως, it becomes obvious
that the Argument of the Action in all of the pre-Republic dialogues narrated
by Socrates has a markedly erotic dimension: Protagoras, Erastai, Lysis,
Euthydemus, and Charmides. It is with the latter dialogue that I would answer
the argument just mentioned that Penner and Rowe use to cast doubt on the
seriousness of Socrates’ claim that his gift of discerning lovers is god-given.
Although it may be obvious who is the ἐρῶν and who the ἐρώμενος in Lysis
and Euthydemus, the same is not true of Charmides. One thing is certain: if
I can make a plausible case for recognizing Critias and Charmides as a pair
of (secret and highly dysfunctional) lovers (Chrm. 162b10–d6 will be con-
sidered below), it will only be because of the editorial observations that Plato
allows Socrates to make while narrating the dialogue. A more tantalizing
possibility is that if this case can be made, then Plato will have found a way
to pass along Socrates’ gift to his readers.
But first the obvious point needs emphasis: the blushes of Hippocrates (Prt.
312a2), of the musical ἐραστής (Am. 134b4), of Hippothales (Ly. 204b5 and
204c3), of Lysis (Ly. 213d3), of Cleinias (Euthd. 275d6), of Dionysodorus
(Euthyd. 297a8), of Charmides (Chrm. 158c5), and of Thrasymachus (R.
350d3) are only visible to us as a result of Plato’s narrative strategy.417 While
as many of these blushes arise from the shame of being refuted or exposed
(as in the cases of Hippocrates, Dionysodorus, and Thrasymachus) as occur
in an overtly erotic context (in Erastai and Lysis), the remaining third—those
of Lysis, Cleinias, and Charmides—are produced by beautiful young men,
and thus occur in implicitly erotic contexts. Consider Socrates’ comment
416
Properly emphasized in Schultz, Plato’s Socrates as Narrator; with chapter 2 (on Ly.), cf. chapter
5 (“Evaluating Eristic in the Euthydemus”). Her chapter 3 is devoted to Chrm.
417
Cf. Arlene W. Saxonhouse, Free Speech and Democracy in Ancient Athens (Cambridge, UK:
Cambridge University Press, 2006), 74–76.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 109
418
Chrm. 158c5–7.
419
When asked by Socrates “if any among the these [sc. the youth] distinguish themselves by wis-
dom, beauty, or both” (Chrm. 153d4–5), Critias ignores two of the three possibilities, focusing
only on οἰ καλοί (Chrm. 154a3). Cf. James M. Redfield, “Socrates’ Thracian Incantation” in
Francesca Prescendi et Youri Volokhine (eds.), Dans le laboratoire de l’historien des religions:
mélanges offerts à Philippe Borgeaud, 358–374 (Genève: Labor et fides, 2011), on 360.
420
Note that guardians (ἐπιτρόποι) are included in the Vanishing Passage (Euthd. 282b1). Since Cri-
tias is also Charmides’ cousin (ἀνεψιός here and at Chrm. 154b2), it is interesting that Ctesippus,
identified as the ἀνεψιός of Menexenus (Ly. 206d3–4), reappears in Euthd. as the lover of Cleinias,
thus allaying any (adolescent) suspicions about the intentions of this cousin that may have arisen
at Ly. 207b1–2 and 211c4–5. Given the suspicions that have arisen about Charmides’ morning
headaches at Chrm. 155b3–6—see Drew Hyland, The Virtue of Philosophy: An Interpretation of
Plato’s Charmides (Athens: Ohio University Press, 1981), 41–42—it is interesting that Perdiccas
plies his ἀνεψιός Alexander with strong drink before killing him (Grg. 471b1–6).
421
Chrm. 154b8–c5 (Lamb modified).
110 Chapter 1
Charmides: I do not know, by Zeus, not I, but all the same nothing prevents the
possibility that not even he who said it knew in the least what he meant. Critias:
Do you really suppose, Charmides, that if you do not know what can have been
the meaning of the man who said that temperance was doing one’s own business
[τὰ ἑαυτοῦ πράττειν], that man did not know either?423
It is because of what we learn in between these two speeches that this passage
becomes the masterpiece of Plato’s Socratic narration: it is the moment of
truth in the midst of lies. But it is also more than that.
Socrates’ narration will allow us to recognize Critias’ desire to impress
Charmides, his outrage at having been betrayed by him,424 and the agony of
knowing that he can only make himself look competent by admitting he is
a liar. Unlike the previous behind-the-scenes dialogue between Critias and
Charmides that Socrates had up to now merely suspected had taken place, the
complex emotions in play during the silent dialogue that Plato makes audible
for us between these speeches confirm his suspicions and more. Supported
by the lush profusion of ὑπό-compounds in Soctates’ narration,425 my claim
is that this emotional complex is not fully intelligible without recognizing the
secretly sexual sub-text that connects the temporarily thwarted domination
of Critias to Charmides’ surly and self-assured subservience, both shining
darkly forth amidst an amazing mixture of intrigue, indirection, and insight:
And as he said this he gave a sly laugh [ὑπογελᾶν] and glanced sidelong
[ἀποβλέπειν] at Critias. Now Critias for some time had been plainly burning
with agony [ἀγωνιᾶν] to distinguish himself [φιλοτίμως ἔχειν] in the eyes of
both Charmides and the company, and having with difficulty restrained him-
self heretofore [μόγις δ᾽ ἑαυτὸν ἐν τῷ πρόσθεν κατέχων], at that moment was
422
Cf. Thesleff, Studies in Platonic Chronology, 298.
423
Chrm. 162b9–d6 in direct dialogue, i.e., with Socrates’ narration deleted. Cf. Schultz, Plato’s
Socrates as Narrator, 1 (on Tht.).
424
Defended in John Beversluis, Cross-Examining Socrates: A Defense of the Interlocutors in Plato’s
Early Dialogues (Cambridge, UK: Cambridge University Press, 2000), 142.
425
As noted by Martin McAvoy, “Carnal Knowledge in the Charmides.” Apeiron 29, no. 4 (Decem-
ber 1996), 63–103, 66n7.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 111
becoming unable to do so. For it seems to me now that what I had previously
suspected [ὑπολαμβάνειν] to be above all true: that Charmides had heard this
answer about temperance from Critias. And so Charmides, for his part [μέν],
not wishing himself to undertake an account of the answer, was stirring up
[ὑποκινεῖν] that one himself, and was showing that he had been refuted; but the
other [ὁ δέ] was not accepting it, but seemed to me to be angered with him, just
as a poet is with an actor [ὑποκριτής] who mishandles his poems [τὰ ἑαυτοῦ
ποιήματα]. As a result, having fixed his gaze upon [ἐμβλέπειν] him, he said426
From the Socrates whose unmentioned third glance was sharp enough to
perceive the understory that explained how the ἀποβλέπειν of Charmides
was met by the ἐμβλέπειν of Critias, we can learn more than the Socratists
who have restated his arguments in the propositional calculus have led us to
expect. As for Charmides, although the historical and political significance
of Critias and his cousin is certainly far more important than the nature
of their relationship (see §7), the fact that this passage confirms Socrates’
suspicion that Critias had lied and that Charmides was his ὑποκριτής may
well be all that is required for grasping that significance in personal terms.
But in the context of Lysis and Euthydemus, and of reading all three of these
ἔρως-infused and Socrates-narrated dialogues after Symposium—itself the
culmination of a sexual drama that begins with Protagoras (309a1–2)—it
is incumbent on the student of Reading Order to provide a philosophically
satisfying explanation for Plato’s obvious interest in Socrates’ expertise in
love affairs.
To begin with, there are at least seven pairs of lovers in the Platonic dia-
logues, and the most important of these by far are Socrates and Alcibiades:
it is with them that Plato teaches us that Platonic love is public, educational,
and asexual. Likewise tracing its pedigree back to Protagoras, and likewise
finding its culmination in Symposium, is the public, educational, but sexual
relationship between Pausanias and Agathon. Next comes the highly public
but probably futile love of Hippothales for Lysis; thanks to the Argument of
the Action, Socrates’ interest is here invested for the first time in the lover’s
education. I am going to claim that the same is true in Euthydemus, and that
the public, educational, and soon to be consummated relationship between
Ctesippus and Cleinias constitutes what is probably best understood as
Plato’s version of a happily mutual sexual relationship.
From this central highpoint, each of the three remaining relationships has
a clandestine element that makes them ripe for consideration and deconstruc-
tion by more suspicious, observant, and therefore more advanced students.
So secret, indeed, is the sexual relationship between Critias and Charmides
426
Chrm. 162b10–d4. For the words spoken after and before, see above.
112 Chapter 1
that most everyone would or rather will deny its existence despite numerous
clues both inside the dialogue itself and in the context of its near neighbors in
the ROPD. As for the two imaginary lovers in Phaedrus, the one who argues
that the boy should sexually gratify the lover who doesn’t love—represented
by the speech of Lysias and the first speech of Socrates—and the other named
“Stesichorus” who argues the opposite (cf. Phdr. 265a2–3), the complex
secrecies involved in both have been considered elsewhere. This, then, is the
principal evidence of Plato’s ongoing interest in τὰ ἐρωτικά, an interest that
unites pre- and post-Republic dialogues.427
Any satisfactory explanation of that interest must begin with the fact that
Plato was a man teaching boys. Since it is difficult to know how innovative
the Academy really was, it is possible that its most easily recognizable social
precedent was the kind of relationship Plato describes through Pausanias
and Agathon; one might even be tempted to explain the asexual alternative
embodied (or rather ensouled) in Socrates and Alcibiades as a teacher’s act
of prudent self-defense. What seems a more obvious explanation is that
sex is a topic that adolescents find interesting, and that Plato the Teacher
exploits that interest to the fullest.428 Since scores of others have discussed
how Plato re-channels ἔρως for a pedagogical end, it is therefore this simpler
explanation that must be emphasized, explaining why Protagoras begins
as it does, why several ἔρως-infused dialogues follow the paradigmatically
erotic Symposium,429 why Polemarchus leads the revolt against Socrates at
the beginning of Republic 5,430 why Phaedrus is used to introduce the more
difficult dialogues that follow it,431 and even why Plato named his unyielding
proponent of pleasure “Phil-ebus,” the lover of ephebes.432 Faced with adoles-
cents whose memories of being the likes of Lysis and Cleinias remain fresh,
it was pedagogically productive to turn their attention to young men like
Hippothales and Ctesippus before preparing them to emulate Polemarchus
and Glaucon.
Although the Socratist reliance on the First Protreptic has deflected Anglo-
phone attention from it almost entirely, the interpretive crux in Euthydemus
is the significance of Socrates’ observation—after confessing that he is a
427
Considering that Republic is the last Socrates-narrated dialogue, that Socrates goes down to the
Piraeus with Glaucon, and that the latter is identified as erotic (R. 474d1–475a4), there is some-
thing to be said for including it, but I will leave saying it to others.
428
See Gilbert Ryle, Plato’s Progress (Cambridge, UK: Cambridge University Press, 1966), 41–42.
429
See Florian G. Stickler, Neudurchgang durch Platons Frühdialog Lysis: Von semantischen Syste-
men, Affektionen hin zur sokratischen Pädagogik (Würzburg: Königshausen & Neumann, 2010),
101–119.
430
See Plato the Teacher, §7.
431
See Guardians in Action, 190.
432
Cf. “Mr. Loveboy” in J. C. B. Gosling, Philebus; Plato. Translated with Notes and Commentary
(Oxford: Clarendon Press, 1975), x.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 113
lesser man than Hercules (Euthd. 297c1)—that if his Iolaus came to his aid,
he would probably do more harm than good (Euthd. 297d1–2).433 With the
obvious exception of the ostentatiously problematic Protagoras, it has been
pretty easy to distinguish the good guy from the bad in the Play of Characters
we have encountered in the dialogues culminating with Symposium: Socrates
is the hero, and both the impetuous Alcibiades and the polymathic Hippias
clearly have much to learn.
In the post-Symposium dialogues, Plato begins a more difficult process
slowly by forcing us to choose between Lysis and Menexenus but the
structure of the decision-making is set when we reject the obvious choice.
Although it will only come into its own when we meet Timaeus and the two
Strangers, the hermeneutic necessity of identifying bad guys will reach its
pre-Republic apogee in our assessment of the two generals in Laches, our atti-
tude toward the future tyrants in Charmides, and especially in our response
to Callicles. But it reaches its first significant crisis in Euthydemus, and Plato
distills this crisis into two opposite responses to the dialogue’s interpretive
crux: if Ctesippus is a bad guy for mastering eristics, then he is the Iolaus
who proves Socrates right; if he is a good guy for doing so, then he cannot
be Iolaus.434
In unraveling this puzzle in the Play of Character, a first giant step is
taken when we recognize that where eristic is concerned, Euthydemus
repeatedly exposes simple binaries as deceptive, with the most deceptive
of these being the oft-repeated claim that the purpose of Euthydemus is
to distinguish the brothers’ bad use of eristic from Socrates’ good use
of dialectic. Requiring as it does a deadpan reading of the First Protrep-
tic—and that means playing down the Εὖ Πράττειν Fallacy, palliating the
σοφία-εὐτυχία equation, and simply ignoring the Vanishing Passage—the
traditional view forces the interpreter to become a sophist for the sake of
vindicating Socrates, or rather someone resembling him. Culminating with
the real Socrates’ final forked-tongued and two-faced encomium (Euthd.
303c4–304b5), paradoxical to the core since he is really insulting the broth-
ers and their art, Euthydemus is a Corybantic initiation for rites that will
not be consummated until Sophist.435 It is in the light of that paradoxical
encomium that we need to revisit not only his exaggerated praise for the
433
For more on this, including additional bibliography, see my “Leo Strauss and the Euthydemus.”
Classical Journal 102 (2007), 355–379, especially 371–376.
434
See “Leo Strauss and the Euthydemus,” 374, for the claim that those who affirm the Ctesippus-
Iolaus identity will argue that Ctesippus (therefore) does more harm than good.
435
For emphasis on the Corybantic element, see Carl Levenson, Socrates among the Corybantes:
Being, Reality, and the Gods (Woodstock, CT: Spring, 1999). More generally, see Aristide Tess
itore, “Plato’s Lysis: An Introduction to Philosophic Friendship.” Southern Journal of Philosophy
28, no. 1 (1990), 115–132, on 126.
114 Chapter 1
436
As noted by Ann N. Michelini, “Socrates Plays the Buffoon: Cautionary Protreptic in
Euthydemus.”American Journal of Philology 121, no. 4 (2000), 509–535, on 525.
437
On this and the next sentence, see “Leo Strauss and the Euthydemus,” 373–374.
438
Cf. Tessitore, “Plato’s Lysis,” 115.
439
For the use of comic images and characterizations in Euthd., see Eva Lidauer, Platons sprachliche
Bilder—Die Funktionen von Metaphern, Sprichwörtern, Redensarten und Zitaten in Dialogen
Platons (Hildesheim: Georg Olms, 2016), 125–230.
Lysis-Euthydemus: Mental Gymnastics and ἔρως 115
440
See Plato the Teacher, §30.
441
Cf. Catherine H. Zuckert, Plato’s Philosophers: The Coherence of the Dialogues (Chicago, IL:
University of Chicago Press, 2009), 493–499n22.
442
Particularly valuable on this interlude is Michelini, “Socrates Plays the Buffoon,” on 526 includ-
ing 526n75.
116 Chapter 1
fitting to give Crito his due as Socrates’ closest and dearest friend,443 intro-
duced to the reader for the first time in the dialogue that follows Lysis, tradi-
tionally understood as “Plato’s Theory of Friendship.” As I have tried to point
out, Lysis is actually something quite different from that: thanks to Socrates’
emphasis on the singular τὸ φίλον—as opposed to the necessary plural φίλοι
without both of whom friendship is impossible and the proverbial κοίνα τὰ
τῶν φίλων (Ly. 207c10) unintelligible—the dialogue is better understood as a
lesson in equivocation, a proleptic preparation for Republic, and a basanistic
test of what the student has learned from Symposium. On the other hand, it
cannot be an accident that Lysis is the only dialogue, including Phaedo, that
mentions hemlock (κώνειον at Ly. 219e2), that two of its characters will reap-
pear in the jail cell (Phd. 59b9), and that it immediately precedes the dialogue
where we meet Crito (Euthd. 271a1–5), a man for whom κοίνα τὰ τῶν φίλων
were not merely words (cf. Ly. 207c10 and Ap. 38b7–10).
All philosophers who lack a less philosophical friend who nevertheless has
a concern not only for what’s most important in their own lives but who is
continuously cautioning them to be more attentive to the way other people
perceive them, and who is, moreover, ready, willing, and able to help them
as best they can, any philosopher who lacks such a friend is best recognized
as having no friends at all. When Crito cautions Socrates about the effect he
is having on others (Euthd. 305a8–b3), he simply does what a philosopher’s
best friend must always do. When he shares his concerns with Socrates about
Critoboulus (Euthd. 306d2–307a2),444 he touches on the subject likewise
dearest to Plato’s heart (cf. Thg. 122b2–6), and when he interrupts Socrates,
he teaches all of Plato’s students how to get the greatest possible benefit from
his dialogues. Ctesippus proves Socrates wrong by his actions but Crito is the
only one of Plato’s characters who not only detects that Socrates is not tell-
ing him the truth (cf. Mx. 249d12–e2) but who vocally refuses to allow him
to continue doing so. Basanistic pedagogy requires the active participation of
the student, who must imitate Crito, and cry “foul.”445
Although Crito himself fails to realize it, his interruption also marks the
moment of transition, prepared in Lysis and now completed in Euthydemus,
443
Michelini, “Socrates Plays the Buffoon,” 528: “The narratee, Crito, shows considerable aptitude
in interpreting Socratic irony when he breaks into Socrates’ narration at 290el–2; and, given
Socrates’ untrustworthiness as a narrator, Crito provides some access to a corrective viewpoint.”
See also Hayden W. Ausland, “On Reading Plato Mimetically.” American Journal of Philology
118 (1997), 371–416, on 387; Shinro Kato, “The Crito-Socrates Scenes in the Euthydemus” in
T. M. Robinson and Luc Brisson (eds.), Plato: Euthydemus, Lysis, Charmides. Proceedings of
the V Symposium Platonicum: Selected Papers, 123–132 (Sankt Augustin: Academia, 2000), and
Schultz, Plato’s Socrates as Narrator, 121–124.
444
Note that Crito confesses to being unable to offer his son a protreptic to philosophy (Euthd.
307a1–2) after hearing Socrates offer one.
445
Cf. Field, Plato and His Contemporaries, 42, on “how easy it is to slip.”
Lysis-Euthydemus: Mental Gymnastics and ἔρως 117
from the pedagogical priority of the ἐρώμενος to that of the ἐραστής in both
Lysis and Euthydemus. While Crito is correct that Cleinias could not pos-
sibly have said what Socrates has just reported that he said, he is wrong to
reject Socrates’ self-correction that it was Ctesippus who had spoken with
such insight. In retrospect, it becomes possible to see what has happened:
in the ultimately fruitless search—inaugurated in the Second Protreptic
and continued in Charmides—for what Sprague has called “the second-
order art,”446 Socrates suggests two arts already mastered by the brothers,
and rather than allowing the compliant Cleinias to rubber-stamp either of
those suggestions, Ctesippus intervenes to forestall his beloved from giving
comfort to their enemies. Since Ctesippus’ antipathy to the brothers is a
given, the relevant question is whether he will demonstrate the cool-headed
intelligence necessary to make that opposition helpful; Socrates creates the
opportunity for him to do so, first by suggesting that speech-writing is the
required art.
“‘I myself don’t think so [οὐκ οἶμαι ἐγώ],’ said Cleinias, interrupting”
(Euthd. 289c8–9). With Socrates about to be revealed as an unreliable nar-
rator thanks to what I will call “Crito’s Interruption” at 290e1–6, followed
immediately by a quick retraction that presents for Crito’s approval the pos-
sibility that it was Ctesippus (Euthd. 290a7–8), the false speaking implicates
only the name “Cleinias,” a pliant youngster who has never before failed to
confirm any of Socrates’ suggestions let alone interrupted him. The content of
the interruptor’s objection to speech-writing as the master art (Euthd. 289d2–
7)—the distinction between making something and knowing how to use it
well or badly that will receive its classic expression in Thamus’ response to
Theuth (Phdr. 274e7–9)—verbally echoes the subsequent and parallel rejec-
tion of generalship as the master art (Euthd. 290c9–d8) that prompts Crito’s
Interruption. But the objection to generalship is more interesting, requiring
mental gymnastics from the reader who is determined to discover the truth:
after three typically compliant replies from the real Cleinias (Euthd. 290a6–
10), Socrates’ suggestion of generalship at 290b1–2 provokes the prompt
objection: “It does not seem so to me [ἔμοιγε]” (Euthd. 290b3), and this time,
the narrator doesn’t name the speaker.
What happens next has attracted more scholarly attention than the logically
prior narrative unreliability that makes it possible. With a calm assurance that
anticipates Socrates describing rhetoric in Gorgias and the Eleatic Stranger
hunting the sophist in Sophist, Socrates’ amazing interlocutor makes a speech
(Euthd. 290b7–c6) that presupposes a familiarity with the Divided Line in
Republic 6, thereby creating a crisis for those determined to find the place
446
See Rosamond Kent Sprague, Plato’s Philosopher-King, 48–56.
118 Chapter 1
447
For a brilliant analysis of this passage, culminating with comment on the reader’s role in Euthd.,
see Narcy, Le philosophe et son double, 151–157.
448
See Gonzalez, Dialectic and Dialogue, chapter 2 (19–61), especially 36–38 and 58–59.
Chapter 2
Combining the literary feel of a Socratic dialogue with a logical impact that
reaches all the way to Sophist, Euthydemus will remain a problem as long as
the Order of Composition paradigm continues to determine how we should
read the works of Plato. As a proponent of the Reading Order alternative,
I am hoping that the words “and no longer” may someday be appended to
this semi-prophetic use of “for as long as,” and thus that the chronological
problem of Euthydemus will ultimately become the Waterloo of the Order
of Composition paradigm itself.1 My hope rests on the fact that the prob-
lem, coeval with the nineteenth-century paradigm thanks to the connec-
tions between Euthydemus and both Republic and Meno—the latter will be
emphasized in this section—would inevitably take on a radically new form in
the twenty-first century thanks to the importance that Gilbert Ryle, Michael
1
This opening depends on Mary Margaret McCabe’s long-awaited commentary on Euthd.; in
the meantime, see McCabe, “Out of the Labyrinth,” 206n58 and 212 (“whether the Euthydemus
anticipates the Republic or corrects it or is merely ignorant of it, there is no form of the good
here”), “Silencing the Sophists: the Drama of the Euthydemus” in J. J. Cleary and G. M. Gurtler
(eds.), Proceedings of the Boston Area Colloquium in Ancient Philosophy 14 (1999), 139–168,
“Indifference Readings: Plato and the Stoa on Socratic Ethics” in T. P. Wiseman (ed.), Classics in
Progress: Essays on Ancient Greece and Rome (Oxford: Oxford University Press, 2002), 363–398,
“Developing the Good Itself by Itself: Critical Strategies in Plato’s Euthydemus.” Plato: Electronic
Journal of the International Plato Society 2 (2002), and “Protean Socrates: Mythical Figures in the
Euthydemus” in Paulina Remes and Juha Sihvola (eds.), Ancient Philosophy of the Self (Dordrecht
and London: Springer, 2008), 109–123.
119
120 Chapter 2
First, there is plenty in the Euthydemus that has affinities with other dialogues
commonly designated “late,” especially the Theaetetus and the Sophist, as well
as the Parmenides. Although I do not wish to engage in the battle about devel-
opmentalism here, at least it seems reasonable to suppose that the Euthydemus
was written (or at least supposed to be read) after the Meno.3
However welcome this mention of Reading Order may otherwise be, the impor-
tant point is that for those who regard the Eleatic Stranger’s solution to the
problem of false speaking and his discovery of the incomplete sense of “to be”
as proof of “Plato’s Progress,” the gravitational pull of Sophist must someday
encourage its champions to reconfigure Euthydemus as a “late dialogue.”
Since it teaches us to interrupt the smooth flow of authoritative narrative,
even when the speaker is Socrates, and to join Crito in crying “foul” when the
bounds of truth are overstepped (Euthd. 290e1–2), Euthydemus clearly prepares
Plato’s students for what they will encounter in the post-Republic dialogues,
especially when they meet the Eleatic Stranger. This section’s purpose, how-
ever, is to show that the six dialogues beginning with Euthydemus and ending
with Meno constitute a unit whose collective and purpose is to prepare students
for Republic.4 Naturally it will be on the basis of its proleptic position with
regard to Republic that I will in due course explain the mysterious interlocutor’s
allusion to the Divided Line in Euthydemus. But the connections between it and
Meno are of an entirely different order, and it is because they are so numerous,
unmistakable, and significant that it is necessary to begin this section with the
three most important reasons why it is Laches, not Meno, that directly follows
Euthydemus in the ROPD.
There are three Platonic dialogues in which Socrates talks with fathers
about the education of their sons: with Crito in Euthydemus,5 Melesias and
2
See Richard S. Bluck, Plato’s Sophist: A Commentary, edited by Gordon C. Neal (Manchester,
UK: University Press, 1975), 12–21, for the divide between Bluck and I. M. Crombie (on the
one hand) and Frede and Owen on the other. Cf. G. E. L. Owen, “Plato on Not-Being” (1970)
in Owen, Logic, Science, and Dialectic: Collected Papers in Greek Philosophy. Martha C raven
Nussbaum (ed.), 104–137 (London: Duckworth and Ithaca, NY: Cornell University Press,
1986), on 135n76.
3
Mary Margaret McCabe, “Escaping One’s Own Notice Knowing: Meno’s Paradox Again.”
Proceedings of the Aristotelian Society 109 (2009), 233–256, on 246.
4
As with Mx. which precedes it, Smp. exerts an irresistible gravitational pull on Ly., and despite
the latter’s many connections with Euthd.—including the eristic Menexenus, Ctesippus, and the
Lyceum—it could be understood as either transitional or as belonging to another constellation. Cf.
Harold Tarrant, “Plato’s Euthydemus and a Platonist Educational Program.” Dionysius 21 (2003),
7–22.
5
As noted in Zuckert, Plato’s Philosophers, 492.
Laches and Charmides: Fighting for Athens 121
Laches: For when I hear a man speaking about virtue [περὶ ἀρετῆς] or about some
kind of wisdom [περὶ τινος σοφίας], one who is truly a man and worthy of the
6
On the centrality of education in La., see Erazim V. Kohák, “The Road to Wisdom: Lessons on Educa-
tion from Plato’s Laches.” Classical Journal 56, no. 3 (December 1960), 123–132, and more recently
Eduardo Salcedo Ortíz, “La educación de la valentía. El Laques de Platón como modelo de práctica
educativa.” Revista Latinoamericana de Filosofía de la Educación 3, no. 6 (2016), 217–236.
7
Despite the presence of his sons, the conversation with Cephalus is not about their education.
8
See R. W. Wallace, Reconstructing Damon. Music, Wisdom Teaching, and Politics in Perikles’
Athens (Oxford: Oxford University Press, 2015), xix–xxiv.
122 Chapter 2
It is not only because the discussion depicted in Euthydemus begins with the
brothers’ claim to possess, and then to demonstrate and to teach the kind of σοφία
(Euthd. 274a6–11) that allows them to transmit ἀρετή (Euthd. 273d8–9) that the
words of Laches apply to them, but because the discussion as a whole is enough
to transform even a φιλόλογος into a μισόλογος. Having reached the dizzying
literary heights in Symposium, Plato’s students are then confronted with the puz-
zling Lysis and then the exasperating and ridiculous antics of Euthydemus and
Dionysodorus; no matter how important the skills acquired in that process may
be, a feeling of disappointment would be a (good?) student’s natural response.
By allowing Socrates’ former general and comrade to express his discontent with
inharmonious speeches about ἀρετή and σοφία,10 Plato reassures us that relief is
on the way, embodied in the fresh start provided by his harmonious Laches.
And such relief is particularly important because the simpler Laches allows
Plato’s students to regain their footing before reading the more complicated
Charmides.11 These two dialogues are linked in many obvious ways, and the
best indication that Plato intended his readers to read them together is the fact
that so many have done so. German scholars in particular have been drawing
attention to the parallels between Charmides and Laches for the last hundred
years,12 but there is ample published support in English for the pairing,13
9
La. 188c6–d2 (Lamb modified).
10
Cf. Michelini, “Socrates Plays the Buffoon,” 515: “The well-respected Socrates of Laches, praised
by high-born gentlemen and famous generals, is virtually the inversion of the antic Socrates of
Euthydemus.”
11
See my “Laches before Charmides: Fictive Chronology and Platonic Pedagogy.” Plato: The elec-
tronic Journal of the International Plato Society 10 (2010), 1–28.
12
See Hermann Mutschmann, “Zu Platons Charmides.” Hermes 46 (1911), 473–478, on 474 (“fast
wie Zwillinge”); Theodor Gomperz, Griechische Denker, three volumes, third edition (Leipzig:
Veit, 1912), 250; Pohlenz, Aus Platos Werdezeit, 56; and Paul Natorp, Platons Ideenlehre (Berlin:
Reuther & Reichard, 1914), 20 (“Zwillingsbrüder”). The most detailed and sensitive treatment
of these parallels is Reinhard Dieterle, “Platons Laches und Charmides; Untersuchungen zur
elenktisch-aporetischen Struktur der platonischen Frühdialoge.” (Doctoral dissertation; Freiburg,
1966). See Altman, “Laches before Charmides,” 8n29 for more detail.
13
In addition to Rosamond Kent Sprague, Plato: Laches and Charmides; Translated with an Intro-
duction and Notes (Indianapolis, IN: Bobbs-Merrill, 1973), see the two articles on “Socrates at
Work” including Gerasimos Santas, “Socrates at Work on Virtue and Knowledge in Plato’s Char-
mides” in E. N. Lee, A. P. D. Mourelatos, and Richard M. Rorty (eds.), Exegesis and Argument:
Studies in Greek Philosophy Presented to Gregory Vlastos (Assen: Van Gorcum, 1973), 105–132;
Gonzalez, Dialectic and Dialogue, 19–62 (“Dialectic at Work in the Laches and the Charmides”),
and Francisco J. Gonzalez, “Self-Knowledge, Practical Knowledge, and Insight: Plato’s Dialec-
tic and Dialogue Form” in Gonzalez (ed.), The Third Way; New Directions in Platonic Studies,
155–188 (Lanham: Rowman & Littlefield, 1995), 163–173; also Walter T. Schmid, On Manly
Courage: A Study of Plato’s Laches (Carbondale and Edwardsville: Southern Illinois University
Press, 1992), especially 1, 25, 70, and Plato’s Charmides and the Socratic Ideal of Rationality
(Albany: State University of New York Press, 1998), 148 and 178n22.
Laches and Charmides: Fighting for Athens 123
and Thrasyllus places the two side by side in his Fifth Tetralogy. The most
obvious connections between Laches and Charmides are their length, their
thought-provoking titles,14 their concern with a single virtue, and their reli-
ance on the reader’s knowledge of Athenian history (see §7).15 As for the
order of these twins, the most natural and therefore compelling reason for
reading Laches first is that it is easier,16 and therefore consistent with a sound
pedagogical practice evidently recognized as such by of one of history’s
greatest teachers.17
As an introduction to a series of dialogues, including Charmides, built
around the consideration of a single virtue, the sturdy and amiable Laches—
first use of direct dramatic presentation in the ROPD since Menexenus,18
and thus reminiscent of the elementary Alcibiades and Hippias dialogues—
separates Lysis and Euthydemus from another dialogue that combines the
deliberate use of fallacy,19 Socratic narration, and a sexual subtext of consid-
erable subtlety (see §4). Alternating simpler with more complex dialogues is
characteristic of Plato’s pedagogical generosity, the paradigmatic case being
Euthyphro, placed between Theaetetus and Sophist-Statesman. The same
phenomenon reappears in the six dialogues under consideration here: placing
Theages between Gorgias and Meno likewise offers welcome relief while at
the same time introducing important concepts in a simple form. In the case
of Laches, the important concept in question is “the virtue-dialogue” itself,
and the pedagogical advantages of beginning this series with it have been
considered elsewhere.20
In addition to the pedagogical respite and self-critique that Laches pro-
vides, Plato’s need to step back from apparently useless eristic fireworks
by restoring in his students a sense of that they are really learning some-
thing useful from him leaves its mark in Euthydemus itself. Following
14
Particularly embarrassing for the Socratist reading of the pair is Plato’s decision not to name the
dialogues Nicias and Critias; cf. Schmid, Plato’s Charmides, 138 on Critias, especially: “(Nicias
the representative of Sophistry in the Laches shows a similar ambivalence.)” The note attached to
the parenthesis cites Schmid, On Manly Courage, 151–158, 163, and 165.
15
A less obvious example (or hint) is that Socrates quotes Odyssey 17.347 at the end of La. (201b2–3)
in order to encourage his interlocutors to pursue their inquiries into courage regardless of any
considerations of shame, then quotes it at Chrm. 161a4 as a dubious argumentum ad verecundiam
against Charmides; see Schmid, On Manly Courage, 208 (including 208n4) and Hyland, Virtue of
Philosophy, 69.
16
Cf. Sprague, Laches and Charmides, vii.
17
Cf. Crombie, Plato’s Doctrines, 1.214: “The turn of courage comes in the Laches, and it is
treated more intelligibly than self-restraint in the Charmides.” An easily overlooked aspect of the
increased difficulty of Chrm. is that it deals with worse men than La.; cf. R. 409a1–e3.
18
Arguably connected as well by the intersection of speechwriting and generalship, especially since
Pericles was serving as general (Thucydides 2.59.3) when he delivered his famous Funeral Oration
(cf. Mx. 236b5).
19
The third chapter in Cohen, “Plato’s Use of Ambiguity,” (84–187) deals with Chrm.
20
Altman, “Laches before Charmides,” 17–25.
124 Chapter 2
There are some who think highly of themselves [μέγα φρονεῖν] if, having made
a strange and paradoxical hypothesis [ὑπόθεσις ἄτοπον καὶ παράδοξον], they
are able to speak plausibly [ἀνεκτῶς] about it: some of them have grown old
maintaining that it is not possible to speak falsehoods [ψευδῆ λέγειν]—neither
to contradict [ἀντιλέγειν] nor for two accounts about the same matters to say
opposite things—others maintaining that courage and wisdom and justice are
the same thing, and that we have none of these by nature [φύσει], but that there
is one knowledge [μία ἐπιστήμη] about all of them; still others waste their time
with captious arguments [ἔριδες] which have in no way benefited but have been
able to cause trouble for their associates [πλησιάζοντες].22
The fact that Plato indicates his familiarity with Isocrates’ critique in the
same dialogue that proves he considered such ἔριδες to be well worth the
attention of his πλησιάζοντες, may in part explain why a series of dialogues
devoted to individual virtues follows Euthydemus quite apart from the ques-
tion of whether or not Laches and Charmides, the first two in that series,
adequately uphold UV (see §6).
But connections of this kind—fathers and sons, ring-composition, self-
criticism through Laches, pedagogical generosity, Isocrates, and of course,
the gymnasium setting—can all be easily disputed, and where proof is con-
cerned, none of the foregoing constitute the three indisputable indications that
Plato intends us to read Laches after Euthydemus. He accomplishes this by
repeated references to “fighting in armor” in both dialogues. Thanks to the
triad of references to fighting in armor in Euthydemus—ἐν ὅπλοις μάχεσθαι
at Euthd. 271d4, 273c7, and 273e3–4—the opening words of Laches imme-
diately bring the brothers to mind: “You have seen the man fighting in armor
[ὁ ἀνήρ μαχομενον ἐν ὅπλοις is the participial form of μάχεσθαι ἐν ὅπλοις]”
(La. 178a1). Plato then promptly completes the trifecta—confirming our
suspicions once awakened by the dialogue’s opening words—with two more
21
In addition to W. H. Thompson, The Phaedrus of Plato with English Notes and Dissertations
(London: Wittaker & Co., 1868), Appendix 2 (“On the Philosophy of Isocrates, and his Relation
to the Socratic Schools”), especially 179–182 (which long ago persuaded me; cf. Guthrie, History
of Greek Philosophy, 4.283: “never been presented better than by Thompson”), see Ernst Heitsch,
“Der Anonymos im Euthydem.” Hermes 128, no. 4 (2000), 392–404. It should not go unmentioned
that Isocrates was a rival schoolteacher.
22
Isocrates, Helen 1 (LaRue Van Hook translation).
Laches and Charmides: Fighting for Athens 125
uses of the canonical ἐν ὅπλοις μάχεσθαι at La. 179e2 and 181c9, thereby
ensuring that no one can be sure that the parallel is adventitious.23
We may well doubt that such a connection is important, but not that it exists.
And unless our antagonism to “authorial intent” causes us not only to question
but to rule out Plato’s own commitment to “logographical necessity” (Phdr.
264b7)—the hermeneutic principle he invented, implemented throughout his
writings,24 and without which they cannot be meaningfully interpreted, nor the
ROPD reconstructed—we should also be prepared to realize that it is deliberate.
The meaningful question, then, is “what did he mean by it?” Throughout his
dialogues, Plato uses verbal repetition and echo—what I call “hammering”—to
draw the student’s attention to important points, and even if the only thing that
makes the two pairs of triads important is that they are intended to indicate Read-
ing Order, that is importance enough. This is exactly what I take them to do.
The hammered references to “fighting in armor” in both Euthydemus and Laches
are typical of the kind of easily detectible clues that Plato uses to signpost the
ROPD, much like the presence of Ctesippus in both Lysis and Euthydemus, or
the fact that Socrates, discovered en route to the Lyceum at the beginning of
Lysis, departs for it at the end of Symposium.
The twentieth century has witnessed increased attention to the dramatic
details with which Plato’s dialogues abound, and much insightful, innovative,
and indeed revolutionary commentary has been built on the hypothesis that such
details are important, illuminating, and intentional. Because explanation of those
details requires from the scholar the most minute attention to the text, thought-
ful discussion of them has generally been confined to treatments of individual
dialogues considered as the gem-like and beautifully constructed works of art
that all of them unquestionably are. Building on that work, I am exploring the
hypothesis that these details also have another purpose: to indicate connections
between the dialogues. With respect to intellectual history and the course of
Plato’s reception, my twenty-first-century attempt to revive the Reading Order
paradigm has therefore only been made possible by the increased attention to
dramatic details that began in the twentieth century. The salient difference is that
instead of considering such details only in the context of each individual work
when considered in isolation,25 my reconstruction of the ROPD considers them
23
It should also be mentioned that Euthd. is the first dialogue where Plato, the erstwhile wrestler,
employs the three-falls imagery (see Altman, “Leo Strauss and the Euthydemus,” 373n84) that
reappears in R.; See Plato the Teacher, 142n75.
24
See Charles L. Griswold, Jr. “Irony in the Platonic Dialogues.” Philosophy and Literature 26
(2002), 84–106, on 86: “The conversations portrayed by Plato in fact contain no element of chance.
That is, they exhibit what Socrates in the Phaedrus calls “logographic necessity’ (264b7); every
word and every action is planned in advance by the author. The appearance of spontaneity is only
an illusion.” The attached note (102n8) reads: “Leo Strauss, City and Man (Chicago, IL: University
of Chicago Press, 1964), 60.”
25
Cf. “isolationism” in Plato the Teacher, xviii and 16–17.
126 Chapter 2
also as the indications Plato used to join one dialogue to another. And particu-
larly when a detail of this kind appears in the opening words of a dialogue, as
“fighting in armor” does in Laches, it now seems natural to wonder why Plato
began that way. An indication of his intention to follow Euthydemus with
Laches best explains why he does so.
But even under the hegemony of the nineteenth-century paradigm, clues of
this kind have often been used to indicate Order of Composition. In “the Date
of Composition” section of the Introduction to his commentary on Gorgias,
E. R. Dodds offers four arguments for its chronological priority to Meno of
which the first is: “the allusion at Meno 71c to a meeting between Socrates
and Gorgias looks like a reference back to the earlier dialogue.”26 Indeed it
does, and I claim that this is the detail’s primary purpose. Consider the even
more specific reference to Gorgias, naming Polus as well,27 in Theages:
Socrates: And moreover, if Theages here despises the instruction of our states-
men, and is looking for some other persons who profess to be able to educate
young people, we have here Prodicus of Ceos, Gorgias of Leontini, Polus of
Acragas, and many more, who are so wise that they go to our cities and persuade
the noblest and wealthiest of our young men—who have the choice of learning
from any citizen they choose, free of charge—they persuade them to abandon
that instruction and learn from them, depositing much money [ἀργύριον] as their
fee [μισθόν], and to feel gratitude [χάρις as thanks] in addition.28
26
Dodds, Plato: Gorgias, 23.
27
Polus is also mentioned in Phdr. 267b10.
28
Thg. 127e8–128a7 (Lamb modified).
29
τυραννοδιδάσκαλος at Thg. 124e11–125a2.
30
Grg. 520c4–d2 (Zeyl modified): “Socrates: For somebody who had another benefit conferred on
him, one who, for example, has been turned into a fast runner by a physical trainer, could perhaps
deprive the man of gratitude [χάρις as a gratuity] if the trainer offered it to him without stipulat-
ing a fee [μισθόν] and taking the money [ἀργύριον] as close as possible to the time he imparts the
speed. For I don’t suppose that it’s by slowness that people act unjustly, but by injustice, right?”
31
Altman, “Reading Order,” 39–40.
Laches and Charmides: Fighting for Athens 127
ROPD and how it illuminates its more important neighbors; by doing this, I will
at least have shown that the notion of Reading Order was in its author’s mind.
But some preliminary discussion of Theages is necessary in a chapter devoted to
Laches and Charmides because, like them, it is concerned with a single virtue,
σοφία, that is, with becoming wise (Thg. 121c8–d1; cf. 123b2). Recognition of
this link is ancient: the Fifth Tetralogy of Thrasyllus contains Theages, Char-
mides, Laches, and Lysis, all considered—albeit arranged in reverse order—in
Ascent to the Good. Like Thrasyllus, I also preserve the connection of Euthyphro
with the other dialogues depicting the trial and death of Socrates, breaking with
him only in following Plato’s clear indication that it directly follows Theaete-
tus, and is therefore followed by Sophist-Statesman. With four short dialogues
devoted to four of the five virtues we encounter in Protagoras (Prt. 349b1–2), a
dialogue on justice becomes conspicuous by its absence if, that is, we are willing
to entertain the hypothesis that Theages is genuine.
This section depends on that hypothesis, and there is no point in concealing
the fact that the ramifications of entertaining it extend far beyond anything
found in Theages itself. It is true, of course, that a dialogue on wisdom that
emphasizes Socrates’ Divine Sign and his (irrational) obedience to it offers
no comfort to the Socratists who are eager—not least of all on the basis of
Laches and Charmides—to uphold K, KGB, CA, and UV. But although this
observation may help to explain why nobody should expect Theages to be
restored to the canon anytime soon, the bare existence of a dialogue on σοφία
not only has implications for the way Laches and Charmides should be read
but even more importantly has the unlikely effect of unmasking Gorgias,
whose priority to Theages and Meno has already been suggested, as Plato’s
“virtue-dialogue” devoted to justice. If I can show that this is the case, then
the four dialogues between Euthydemus and Meno are devoted respectively
to courage, temperance, justice, and wisdom, the four virtues discussed along
the Shorter Way in Republic.
As already mentioned, the discussion of the four virtues based on the tripar-
tition of the soul in Republic 4 is not only incompatible with the intellectualist
reading of “Plato’s Socratic dialogues” but is ground-zero for that ultimately
Aristotelian incompatibility claim. Laches and Charmides are important for
the Socratists because they can easily be read—whether accurately is another
question (see §6)—as upholding the division between Socratism and Pla-
tonism as conceived by the Socratists. If Gorgias, thanks to a hypothetically
restored Theages, is thereby linked thematically to Laches and Charmides as
virtue-dialogues, that would connect all four to the discussion of the same
four virtues in Republic, where they are by no means considered in accor-
dance with what UV or even K would lead us to expect. After all, Gorgias
creates enough headaches for serious Socratists quite apart from whether or
not it is a virtue-dialogue. The reference to arriving too late for a battle at the
128 Chapter 2
beginning of Gorgias (Grg. 447a1–4) proves ironic given its content; with
respect to later scholarship as well, it is unquestionably a battleground.
The fact that Gorgias is not only the longest of the four, but the longest
dialogue the student encounters before Republic, suggests that even had Plato
not written his masterpiece—which could, of course, be construed as the
virtue-dialogue devoted to justice—the towering and anomalous role of that
particular virtue would already be clear to anyone who acknowledges that
the primary subject of Gorgias is not rhetoric but justice.32 To begin with,
rhetoric is that which allows the unjust to escape paying the penalty their
injustice deserves (δίκην μὴ διδόναι at Grg. 479c1–4). In chapter 3, I will also
argue that without rhetoric, what Plato regards as true Justice is impossible.
For now, it is enough to mention that the most striking thing in the dialogue
is Socrates’ famous claim that suffering injustice is preferable to doing it; a
moment’s impartial consideration is sufficient to realize that making a claim
of this sort plausible—for it is scarcely obvious how it can be upheld on a
eudaemonist basis—will require the use of rhetoric, even when it masquer-
ades as Socratic dialectic, as Socratic rhetoric by no means consistently does
in the speech-filled Gorgias. In holding, then, that the primary subject of
Gorgias is justice, I am by no means denying that it is also and inevitably
concerned with rhetoric from beginning to end.
As it will be again in Laches, courage has already been distinguished from
a foolish confidence in both Protagoras and Euthydemus, thereby supporting
the notion that the whole of virtue must be knowledge; the same argument will
appear in Meno. The only counter-indication in “the early dialogues”—that
courage is καλόν, that is, a noble, admirable, and beautiful willingness to incur
wounds and death while coming to the aid of one’s friends (Alc. 115b1–6)—
vanishes from view with the excision of Alcibiades Major. But Aristotle
comes to its aid: “In like manner those who praise or censure a man do not
consider whether his acts have been expedient or harmful [συμφέροντα ἢ
βλαβερά], but often make it a ground of actual praise that he has neglected his
own interest [τὸ αὑτῷ λυσιτελοῦν] to do what was honorable [ὅ τι καλόν].”33
32
Cf. Devin Stauffer, “Socrates and Callicles: A Reading of Plato’s Gorgias.” Review of Politics 64,
no. 4 (Autumn 2002), 627–657, on 629: “Socrates’ quarrel with Callicles begins as a quarrel about
justice—the claim, namely, that injustice, especially when it goes unpunished, is the greatest of all
evils, not for the sufferer or victim of it, but for the one who does it.”
33
Aristotle, Rhetoric, 1.3 (1358b38–1359a3; translation by W. Rhys Roberts). For the importance
of ὅ τι καλόν (translated throughout as “fine”) in Aristotle’s Ethics, see David Charles, “Aristotle
on Virtue and Happiness” in Christopher Bobonich (ed.), The Cambridge Companion to Ancient
Ethics, 105–123 (Cambridge, UK: Cambridge University Press, 2017), 116–122. Although he cites
a passage from Rhetoric on 119, he does not refer to this one, but consider the paragraph on 121
that begins: “What does the virtuous’ grasp on fineness consist in? There is no reason to assimilate
Aristotle’s ethical theory to those in which the fineness of actions resides solely in their beneficial
consequences.” Let this stand in relation to the Introduction as a palinode.
Laches and Charmides: Fighting for Athens 129
The reason that Aristotle makes this observation in his Rhetoric is probably
also the basis for Plato’s decision to consider justice in the context of rhetoric
in Gorgias; we need to be persuaded and inspired to do what’s right when
doing it causes us trouble (cf. πράγματα ἔχειν at R. 347d8), and certainly
when it leads to our death. And it should be prima facie obvious that if justice
must be considered in the context of rhetoric, it is unlikely to be the same
thing as the other virtues. After all, the systematic Socratist will claim that
thanks to the intersection of K, CA, and TEA, UV-virtue invariably aims at
what is most expedient and advantageous to the agent, that is, the GoodE.
In the series of six dialogues beginning with Euthydemus, the first that alludes
to the trial and death of Socrates is Gorgias (see §12); allusions to it then reap-
pear in both Meno (thanks to Anytus) and Theages.34 The reason for this shift
is that justice inevitably implicates our relationship to others, and the conse-
quence of Socrates’ willingness to practice Justice—and thus to live and die in
accordance with the claim that it is preferable to suffer injustice than to commit
it—will be his trial and death. Plato shows us that Socrates is fully conscious of
this result in Gorgias, and even if the doctor defending himself before a jury of
children lacks the kind of rhetoric that would secure an acquittal, Socrates him-
self possesses in abundance—as we can see from the image itself—the kind of
rhetoric necessary for showing anybody that the doctor is just, the pastry-cook
is a criminal, and the children represent a jury of fools. While no one would
care to deny that Socrates is also courageous and temperate—and indeed I have
already claimed that his modeling of these virtues in Laches and Charmides
reveals more about them than anything said by Nicias, Critias, or even Socrates
himself—it is his justice that Plato emphasizes: even if Gorgias is not the virtue-
dialogue devoted to justice, Republic is.
Among the pre-Republic dialogues, Symposium dominates by its central
position; Gorgias stands out among them by its size and thus by brute force.
But with respect to the series of dialogues between Symposium and Repub-
lic, Gorgias dominates both by size and position, and therefore the chapter
devoted to it in this study is both central and long. Naturally Republic will
surpass both Gorgias and Symposium in size, and will confer on both a
kind of centrality that depends entirely on its own; if it were not the well-
constructed τέλος of all the dialogues that precede it, Republic could harm-
lessly be described as a synthesis of Symposium and Gorgias, where the
musical peak reached by “the Ascent to the Beautiful” is combined with the
gymnastic training required to master “fighting in armor.” Such observations
are, however, nothing more “than previews of coming attractions,” and in
that spirit, it is worth noting that the argument for reading Gorgias as Plato’s
34
See my “Reading Order and Authenticity: The Place of Theages and Cleitophon in Platonic Peda-
gogy.” Plato: The Electronic Journal of the International Plato Society 11 (2011), 1–50, on 39.
130 Chapter 2
(first) virtue-dialogue on justice will be found in §8, while the justification for
reading it directly after Charmides will not be completed until §9.
The reason that a chapter devoted to Laches and Charmides is beginning
with the hypothesis that Theages, along with Gorgias, is a genuine virtue-
dialogue, is that the interpretive imperative of the Socratist approach has
concealed the intimate relationship of both with Plato’s Republic. When
understood as the first half of a four-part series of virtue-dialogues fol-
lowed by Gorgias and Theages, and culminating in the four virtues around
which the Shorter Way in Republic revolves, Laches and Charmides take
on a new look. After all, the principal advantage of using Reading Order
as a hermeneutic device is that it opens up new interpretive vistas for every
dialogue, each illuminated by its connection to those that precede and fol-
low it. The most obvious connection between the two, for example—apart,
that is, from the fact that they are both virtue-dialogues—is that they
ostentatiously revolve around well-known historical actors, and demand
from the reader a detailed knowledge of Athenian history. This knowledge
is also presupposed in Gorgias, Theages, and Meno but even more impor-
tantly in Republic itself, regarded as the τέλος of the series in this respect
as in many others.
Having already suggested at the end of §4 that Socrates’ display of cour-
age and temperance in Laches and Charmides constitutes the Argument of
the Action in both dialogues, §7 will pursue the Play of Character against
the backdrop of Athenian History. It should go without saying that neither
of these interpretive moves is characteristic of the Socratist reading of the
pair; indeed one might reasonably conclude that my purpose is to end-run
that reading by ignoring it. This is not the case. As already indicated, I am
claiming that identifying the Good with happiness—that is, as that which is
good for us or the GoodE—and even configuring virtue as merely a means
to that end, is a necessary component of the ascent to the GoodT despite its
inadequacy. It is, in fact, the harbinger of the Shorter Way, already pre-
figured with an easier Eudaemonist Shortcut by Diotima, and soon enough
to be assigned both a name and an appropriate methodology in Republic
4 and 6.
In §6, therefore, emphasis will fall directly on the shared element in Laches
and Charmides that best supports the Socratist reading of both: the unity of
virtue (UV) as knowledge of good and bad (KGB). Although an examina-
tion of the relevant passages in the context of §7 must destabilize a reading
that finds little or no serious philosophical content in the Play of Character
or in topical allusions to Athenian History, the salient shortcomings of the
Socratist reading will be deduced principally from the relevant arguments
themselves, although the fact that Plato is Plato means that no such distinction
is ultimately either desirable or even possible. But just as arguments cannot
Laches and Charmides: Fighting for Athens 131
35
For an example of how easily a question about Order of Composition is answered with tools more
appropriate to Reading Order, see Marion Soreth, “Zur Relativen Chronologie von Menon und
Euthydem.” Hermes 83, no. 3 (1955), 377–379.
132 Chapter 2
36
Vlastos, “Happiness and Virtue,” 199; so also Vlastos, Socrates, 227, with “the doublet of this
passage in the M.” in 228n92. Cf. Hawtrey, Commentary, 89–90 (on 281e3f.) and indeed 89–92;
also Sermamoglou-Soulmaidi, Playful Philosophy, 24, 29n51, and 31–35.
37
The controversial character of this claim will be aired in §15.
Laches and Charmides: Fighting for Athens 133
and arguably νοῦς as well (Euthd. 281a6–c3), it must be the case that when
Socrates wonders if wisdom is teachable (εἰ ἡ σοφία διδάκτον at Euthd.
281c1–2), he is raising the same question about ἀρετή that appears in Meno.
Cleinias quickly confirms that it is, and Socrates expresses delight that the
boy has saved the trouble, sparing him from a large investigation (Euthd.
281c4–8). The sublime joke that arises from juxtaposing these two passages
is that the most troubling hypothesis on which the Meno Doublet depends—
“if indeed virtue is some kind of knowledge [εἰ δέ γ’ ἐστὶν ἐπιστήμη τις ἡ
ἀρετή]” (Men. 87c5–6)—is the same hypothesis that Socratists treat as an
Aristotle-endorsed certainty in order to claim that the purpose of the First
Protreptic is to persuade Cleinias to pursue an otherwise unnamed “virtue.”
In due course, the Meno Doublet (87b2–89e9) will receive the attention it
deserves; among the many parallels between it and the First Protreptic, I have
only selected at this stage the most fundamental and comical of them. But it is
worth emphasizing for the last time the highly equivocal relationship between
the First Protreptic and virtue. Even when it is read on the merely implied
basis that σοφία is ἀρετή, the problem of all the other virtues remains: the
fact that they become instruments to σοφία as opposed to being aspects of
it is why Euthydemus cannot be used to prove Socrates’ acceptance of UV.
He can make courage without wisdom harmful since it makes us do more
than we would do without it (Euthd. 281c6–7), he can mention temperance
as if he could do the same with it. But Socrates’ failure to mention justice in
this context, the virtue that Plato clearly thought was the most important even
if Republic, not Gorgias, is the virtue-dialogue he devoted to it, is significant
in itself, let alone that this omission implies that without σοφία, justice does
more harm than injustice does when used wisely. It is therefore easy to see
the potentially unjust consequences of taking as a given in Euthydemus what
Meno suggests is only a hypothesis.
Whether the hypothetical method in Meno is the same as that described in the
Divided Line will be considered elsewhere; that there is a resemblance between
them is obvious.38 In the present context, the relevant questions are (1) whether
or not the similarities between the First Protreptic and the Meno Doublet require
a student of Reading Order to connect the dialogues serially, and (2) whether
the differences between them shed any light on which is closer to Republic.
The hypothetical method and the substitution of ἀρετή for σοφία might be taken
to indicate not only the posterior position of Meno but also how a series of inter-
vening virtue-dialogues mediates the difference. But the question of whether
38
See Hugh H. Benson, Clitophon’s Challenge: Dialectic in Plato’s Meno, Phaedo, and Republic
(Oxford: Oxford University Press, 2015). For a useful review of this important book (see §15), see
Yale Weiss, “Review of Hugh H. Benson. Clitophon’s Challenge.” Philosophical Forum 47, no.
1 (Sping 2016), 25–29.
134 Chapter 2
virtue can be taught has been a central problem since Protagoras, and Meno is
not the only dialogue of the pair that displays proximity to the Divided Line.
The second of the three speeches made by the Mystery Interlocutor before
Crito’s Interruption in Euthydemus must now be considered.
The new insight in the speech placed between the Mystery Interlocutor’s
previous rejection of “the speechwriting art [ἡ λογοποιικὴ τέχνη]” (Euthd.
289c6–7) and the coming rejection of generalship as “the τέχνη that most of
all is the one which someone, having acquired it, would be happy” (Euthd.
290b1–2; cf. Alc2. 141e3–142b1) is that arts like generalship are merely
θηρευτική, that is, they merely “hunt” for things that already exist but give no
indication of how to use them. In contrast with ἡ λογοποιικὴ τέχνη—which
makes or produces the artifacts its practitioners do not themselves know
how to use properly (Euthd. 289d2–7)—the practitioners of “the strategic
art [ἡ στρατηγικὴ τέχνη]” not only resemble those who hunt for game and
fish and yet must turn over (παραδιδόναι) what they catch to cooks (Euthd.
290b7–10), but also a more amazing kind of hunter:
“and so it is too with the geometers [οἱ γεωμέτραι], astronomers, and calculators—
for these also are hunters [θηρευτικοί] in their way, for each of them are not making
[ποιεῖν] their figures [τὰ διαγράμματα] but are rather discovering [ἀν-ευρίσκειν]
things that (already) exist [τὰ ὄντα]; and so, not knowing how to use these things,
but to hunt them only, they turn over [παραδιδόναι] to the dialecticians [οἱ διαλε
κτικοί] the use of their discoveries [εὑρήματα], at least those of them who are not
completely mindless [ἀνόητοι].” “So be it,” I said, “O most beautiful and wisest
[σοφώτατε] Cleinias; is this really so?” “Absolutely [πάνυ μὲν οὖν]!”39
39
Euthd. 290b10–c9.
40
Cf. M. M. McCabe, “Waving or Drowning? Socrates and the Sophists on Self-Knowledge in the
Euthydemus” in George Boys-Stones, Dimitri El Murr, and Christopher Gill (eds.), The Platonic
Art of Philosophy, 130–149 (Cambridge and New York: Cambridge University Press, 2013), 144:
“If Clinias has read the Republic, perhaps we should have done so, too.”
Laches and Charmides: Fighting for Athens 135
yet understand but which must sound at least potentially intelligible, as it will
ultimately prove to be.41 Among the numerous connections between Euthyde-
mus and Meno, the easiest to miss, and therefore also the funniest, is that
crucial passages in both dialogues revolve around the question of what a child
could know. In Euthydemus, this question appears first as a joke (“I would
have thought that even a child would know”) before becoming the fulcrum
for our Crito-mediated discovery that Plato’s use of deliberate false speaking
extends all the way up to Socrates’ narration and thus to the dialogue as a
whole; as the balance of this section will show, it will reappear. Meanwhile,
the most famous geometrical figure in the dialogues is used in Meno to show
how much a child can really be expected to know.
Although we do not encounter οἱ διαλεκτικοί by name in Meno, we neverthe-
less learn more there about how they operate in the first of three passages that
presuppose the reader’s familiarity with ἐριστική, and thus with Euthydemus.
Socrates has just provided Meno with a definition of shape (σχῆμα) as “that
which alone of existing things [τὰ ὄντα] always follows color.”42 In anticipation
of the dialogue’s most famous eristic moment (Men. 80e1–3), Meno attempts to
cause Socrates some trouble by asking how he would evaluate his definition in
the case of someone who claimed not to know what color is:
Socrates: It’s true, I’d respond, and if my questioner was one of the wise [οἱ
σοφοί] and both eristic [ἐριστικοί] and contentious, I should say to him: “I have
made my statement; if it is wrong, your business is to examine and refute it.” But
if, as is the case with you and me now, and we should wish as friends [φίλοι] to
converse [διαλέγεσθαι] with one another, it is necessary to answer somewhat more
mildly and more dialectically [διαλεκτικώτερον]. And what’s more dialectical
[διαλεκτικώτερον], I suppose, is not merely to answer what is true, but also to
make use of those points which the questioned person acknowledges he knows.43
41
The fact that attempts to use this passage to create a late place for Euthd. in the Order of Composi-
tion must ignore its context—that is, the function it performs in the dialogue—should surprise no
one.
42
Men. 75b10–11 (Grube translation)
43
Men. 75c8–d7.
44
Cf. Hawtrey, Commentary, 151 (on 295c4ff.): “A cross-reference may be intended (in whichever
direction [cf. 4–11, especially 6: ‘the probably insoluble problem of whether the Euthydemus is
earlier or later than the Meno’]) between this passage and Meno 75c–d, where Socrates says that
the eristic arguer will not be willing to explain his terms but will simply offer his statement for
his opponent to refute, while the ‘more dialectical’ way of discussing not only insists on a true
answer but restricts itself to terms on the meaning of which the participants are agreed.” Cf. 10:
“In conclusion, the two dialogues seem to me to have been written as a pair. Which of them is
earlier I am unable to say.”
136 Chapter 2
knows” that he explicitly eschews any interest in whether or not his interlocu-
tor understands the questions he asks in the same way he does while asking
them (Euthd. 295c4–7). More importantly, however, Plato’s hammered use
of διαλεκτικώτερον is specifically intended to remind the reader of those
mysterious διαλεκτικοί we first encounter in Euthydemus, since Socrates
promptly uses the discoveries of the geometers to make his answer to Meno
“more dialectical.”
Socrates: And this is the way in which I shall now try to argue with you. Tell
me, is there something you call an end? Such a thing, I mean, as a limit, or
extremity—I use all these terms in the same sense, though I daresay Prodicus
might quarrel with us. But you, I am sure, refer to a thing as terminated or
ended: something of that sort is what I mean—nothing complicated. Meno: Yes,
I do, and I think I grasp your meaning. Socrates: Well then, you call something
“plane” [ἐπίπεδον], and also another thing “solid” [στερεόν], as [they call]
these things in geometrical matters [ταῦτα τὰ ἐν ταῖς γεωμετρίαις]? Meno: I
do. Socrates: So now you are able to comprehend from all this what I mean by
figure [σχῆμα]. In every instance of figure [σχῆμα] I call that figure [σχῆμα] in
which the solid ends; and I may put that more succinctly by saying that figure
[σχῆμα] is “limit of solid.”45
In the same passage that begins with a reference to those among οἱ σοφοί
who are ἐριστικοί—a backward-pointing allusion to Euthydemus on my
account—Socrates proceeds to fill out the meaning of that dialogue’s most
forward-pointing allusion by illustrating how dialecticians can use the dis-
coveries made by the geometers. Bear in mind that although the Mystery
Interlocutor refers to astronomers and (numerical) calculators as well, Plato
has already linked τὰ διαγράμματα with geometers specifically in Hippias
Minor (Hp. Mi. 367d6–e7), and indeed the word διάγραμμα, so far from
being translatable with our “diagram,” must be more like what Socrates calls
a σχῆμα. Certainly his definition depends on geometry, and there is indeed a
great deal that a dialectician can learn about it from this passage: by defining
σχῆμα as the ἐπίπεδον of a solid, Plato not only anticipates the distinction
between geometry and stereometry in Republic 7—where arithmetic and
astronomy will reappear as well—but creates a thought-provoking contrast
with Socrates’ previous definition of σχῆμα based on color. Must a plane
figure ἐν ταῖς γεωμετρίαις necessarily be accompanied by color? Is there any
colored thing among τὰ ὄντα that is not necessarily also στερεόν?
45
Men. 75d7–76a7 (Lamb); with the hammered use of σχῆμα, cf. the equal number of times that τὸ
χώριον appears in Men. 86e5–87a7; the repetition draws attention to Socrates’ failure to address
the question of color, as Meno promptly points out (Men. 76a9).
Laches and Charmides: Fighting for Athens 137
But let’s not miss the forest for the trees. The most important example of
how dialecticians use the discoveries made by geometers is the way Socrates
uses the square on the diagonal to explain Recollection in Meno. Indeed
the purpose of the “more dialectical” definition of σχῆμα earlier in the dia-
logue—when reconsidered, that is, in the context of the ROPD—is to help the
student remember the mysterious Euthydemus passage right before we meet
the most famous διάγραμμα in the dialogues.46 Geometers had discovered the
fact that the larger square constructed on the diagonal of another square has
an area (χώριον) twice as large as the original square’s; they didn’t create the
square, they discovered (by hunting for its properties) something about it (cf.
Euthd. 290b10–c3). Bearing in mind, then, that the term τὰ διαγράμματα can
refer to geometrical figures as well as the diagrams depicting them (LSJ),47
in Meno we observe the dialectician Socrates using a geometer’s discovery
about some of τὰ ὄντα for a higher purpose, thereby resolving the mystery
introduced in Euthydemus.48
Another link between Meno and Euthydemus, one that has gone unre-
marked, is their contrasting evaluation of the word “without work” or “work-
less” (ἀργός), hence lazy or idle. In the First Protreptic, Socrates illustrates
the detrimental effect of courage, unaccompanied by σοφία, by suggesting
that since it causes a brave man to do more than the coward does (the latter
will be more ἀργός at Euthd. 281c7) he will as a result “do (things) badly
less [ἧττον κακῶς πράττειν]” (Euthd. 281c2). Sliding next from the active to
the passive sense of εὖ πράττειν’s negative form—to which we are alerted
by the repetition of ἧττον κακῶς πράττειν—Socrates proves that by “faring
less badly,” the inactive person would be less wretched (Euthd. 281b8–c3).
In Meno, by contrast, being ἀργός and acting courageously reappear in
Socrates’ famous appraisal of Recollection:
And as for the other things supporting my λόγος, these I would not vigorously
dispute [πάνυ διισχυρίζεσθαι]; but that by believing it to be necessary to inves-
tigate the things one doesn’t know [ἃ μή τις οἶδεν] we would be better and more
manly [ἀνδρικώτεροι] and less ἄργοι than if we are believing that the things we
don’t know [ἐπιστάσθαι] are neither possible to discover nor necessary to inves-
tigate [ζητεῖν], concerning this I would fight vigorously [πάνυ διαμαχεῖσθαι], if
I should be able to, both with λόγος and with ἔργον.49
46
And the only one for which “a diagram” is preserved in the ancient scholia; see William Chase
Greene (ed.), Scholia Platonica (Haverford, PA: American Philological Society, 1938), 171–173.
47
And separably so for Aristotle; see Michel Narcy, “Aristote et la géométrie.” Les Études philos-
ophiques 1 (1978), 13–24; his brilliant comments on ἰδόντι (17) describe perfectly the effect of
Socrates’ diagram on the slaveboy.
48
See Szlezák, “Sokrates’ Spott,” 82–84.
49
Men. 86b6–c2.
138 Chapter 2
Socrates: For as all nature is akin, and the soul [ἡ ψυχή] has learned all things
[ἅπαντα], there is no reason why we should not, by remembering but one thing
only [ἓν μόνον]—an act which men call learning—discover everything else [τἆλλα
πάντα], if one is courageous [ἀνδρεῖος] and not faint in the search [participial form
of ζητεῖν]; since, it would seem, investigating [τὸ ζητεῖν] and learning are wholly
recollection. So we must not hearken to that captious argument [ὁ ἐριστικὸς λόγος]:
it would make us idle [ἄργοί], and is pleasing only to the indolent ear, whereas the
other makes us energetic [ἐργατικοί] and inquiring [ζητητικοί].50
50
Men. 81c9–e1 (Lamb modified).
51
Cf. Hawtrey, Commentary, 66 (on 276d7): “The sophism seems therefore to have an affinity with
the eristic argument in Meno 80d-e (that one can search neither for what one knows, because one
knows it already, nor for what one does not know, because one will not recognize it when one
comes upon it) and to presuppose (as a final solution) the ἀνάμνησις theory in the Meno.”
52
For the numbering used here, see Hawtrey, Commentary.
Laches and Charmides: Fighting for Athens 139
I have no space to argue my opinion on this subject [sc. ‘it seems to border
on impertinence to attempt to interpret the dialogues without considering the
purpose of their composition’] in detail, but I feel that few of Plato’s readers
will disagree with me if I say that Plato’s fundamental purpose is ethical—he
wants to make men good—and that his chosen means for reaching his aim is
by education.60
53
Paul Friedländer, Plato, three volumes, translated by Hans Meyerhoff (New York: Bollingen,
1958–1964), 2.192.
54
The Problem of the One and the Many—see Guardians in Action, §11—is implicit in Hawtrey,
Commentary 154 (on 296c1f.); with πάντα and ἅπαντα, cf. “both” and “each” in Paul Woodruff
(ed.), Plato, Hippias Major; Translated with Commentary and Essay (Indianapolis, IN: Hackett,
1982), 79–84.
55
See Krämer, Arete bei Platon und Aristoteles, especially 135–136.
56
Krämer, Arete bei Platon und Aristoteles, 235n183: “Man vergleiche etwa, wie Platon im Euthy-
dem 295a–302e in dem Streitgespräch, das die Unfähigkeit der Scheinphilosophen entlarvt,
zugleich doppelbödig mit den wichtigen Gedanken der Präexistenz der Seele, der Anamnesis und
der παρουσία είδών spielt.” For criticism of Krämer, see Hermann Keulen, Untersuchungen zu
Platons Euthydemus (Wiesbaden: Otto Harrassowitz, 1971), 49–56.
57
For Krämer, see previous note; cf. Friedländer, Plato, 2.186 and 192.
58
Friedländer, Plato, 1.8: “The more a person’s life is concerned with a quest for the essential, the
more likely he is perceive a symbolic meaning in what is happening before his eyes.”
59
Hawtrey, Commentary, 16.
60
Hawtrey, Commentary, 17; for additional attention to the educational value of Euthd., see Scol-
nicov, “Plato’s Euthydemus,” and more recently Samuel Scolnicov, Euthydemus: Ethics and
Language (Sankt Augustin: Academia, 2013).
140 Chapter 2
The main purpose of the eristic sections, then, is gymnastic; the student who is
led by them to understand the mechanics of fallacy (or at least certain types of
fallacy) will obviously be better equipped both for positive philosophical train-
ing and for the avoidance of being trapped either by false doctrines or by the
morbid condition, possibly even worse in its effects, of ‘misology.’61
61
Hawtrey, Commentary, 20.
62
See Hawtrey, Commentary, 149–155.
63
See Hawtrey, Commentary, 151 (on 295e6).
64
See Hawtrey, Commentary, 152 (on 295d1); with this comment, cf. with “the bridge too far” temp-
tation mentioned at the beginning of this section.
65
Cf. Smp. 205a7, 206a9, and 206e7–207a4.
66
See Guardians in Action, 42–43 and 238.
Laches and Charmides: Fighting for Athens 141
Then he [sc. Euthydemus] went on: “You may therefore add on now whatever
you please: for you admit that you know all things.” “It seems I do,” I replied,
“seeing that my “the things I know [ἃ ἐπίσταμαι]” has no force, I then know
everything.” “Now you have also admitted that you always know by that by
which you know [ἐπίστασθαι τούτῳ ᾧ ἐπίστασαι], whenever you know—or
however you like to put it. For you have admitted always to know and at the
same time all things [ἀεὶ ἐπίστασθαι καὶ ἅμα πάντα]. Hence it is clear that even
as a child you knew, both when you were being born and when you were being
conceived: and before you yourself came into being [πρὶν αὐτὸς γενέσθαι] or
heaven and earth existed, you knew all things, since you always know. Yes,
and I declare,” he said, “you yourself will always know all things, if it be my
pleasure.”70
But how much like Meno is this? Despite the fact that Socrates has been
at considerable pains to identify—by means of the kind of qualifying and
clarifying παραφθέγματα that Plato is teaching us how to use—this τούτῳ by
which he always knows the things that he knows with the soul (Euthd. 295e5),
Euthydemus has resisted, and this passage shows why. Socrates already knew
67
See Jon Moline, “Meno’s Paradox?” Phronesis 14, no. 2 (1969), 153–161, on 159n20: “the para-
dox Socrates charges Meno with having ‘recalled’ resembles one which was in effect ‘banished’ at
Euthydemus 277b–278b.” Cf. McCabe, “Escaping One’s Own Notice,” 252: “the cross-references
between the two dialogues might encourage us to think that there is a critical relation between
them. After all, the Euthydemus seems to give us an exhaustive account of what it might be to call
an argument eristic (as Socrates complains of Meno’s version of the paradox at Meno 80e2). And
the shocking prospect of Socrates’ taking the easy route to knowledge in the Euthydemus reminds
us of his own complaint that the eristic argument encourages us to be lazy (Meno 81d6).” Naturally
McCabe is not inclined to see Men. as being critical of Euthd. (see 254) despite the evidence she
has ably presented here that it is.
68
See Guthrie, History of Greek Philosophy, 4.276 and 281.
69
Hawtrey, Commentary, 155.
70
Euthd. 296c4–d4.
142 Chapter 2
all things not only before he was born—as in Meno, thanks to the pre-embod-
ied existence of the soul—but πρὶν αὐτὸς γενέσθαι, that is, before even the
pre-birth and pre-Socratic αὐτός, that has only now become “Socrates,” had
“itself” come into being. Hawtrey maintains that there is no content for this
τούτῳ by design: Euthydemus only needs “something by which” we always
know whenever we know, so that he can shift that “always” from the under-
determined means to the eternity of knowing. But we must ask: what else,
other than ἡ ψύχη, could this indefinite “by which [τούτῳ] we know” possibly
be? The obvious answer is that we know what we know when we know it by
means of knowledge: it is by ἐπιστήμη that we always know.
The scope of ἐπιστήμη as σοφία is rendered absurdly large in the First Pro-
treptic because it is shown to guarantee success and εὐτυχία through “doing
well” whatever it is that we do. Naturally it is only because of a specific
ἐπιστήμη that flute-players play their instruments well and thus εὖ πράττειν;
the σοφία that would ensure “doing well” across the board does not exist.
To say nothing of the indispensable role of actual “good luck,” this kind of
εὐτυχία-guaranteeing σοφία—a kind of knowledge that would always (ἀεί)
allow us to succeed—would require mastering all of the individual ἐπιστήμαι
(plural).
Although little has been said about the Second Protreptic—partly because
the άπορία in which it ends will reappear in Charmides, more importantly
because it is the First upon which the Socratists must rely—the search for a
higher level, “superordinate,” or second-order ἐπιστήμη that could preside
over the others and direct their right use, will fail, and fail spectacularly
thanks to what immediately precedes Crito’s Interruption. The Second Pro-
treptic therefore does little to alleviate any doubts that may have arisen about
the First; no less significantly, we reach a parallel absurdity even later in
Euthydemus thanks to the link between ἀεί and knowing in the tenth sophism.
This takes the form of another impossibly large extension of ἐπιστήμη:
now it must know the past, the present, and, most absurd of all, the future. It is
true that the most memorable passage in Meno will emerge from the bizarre
embryo of the tenth sophism in Euthydemus, but Recollection only looks back
to the past, and for a reminder of how little we know about it—even if all that
means for some is that Socrates makes us wonder whether or not he believes
in Recollection himself—Plato will make us wait. How little Socrates can
foresee the future effects of his company on others is the subject of Theages
(see §13), and the eschatological myth in Gorgias will illustrate how very
little of our own future we actually know (see §12). But the relationship of
ἐπιστήμη to past, present, and future—carried to absurd lengths thanks to the
shenanigans of Euthydemus—is a theme that connects Charmides to Laches,
and even without reference to Nicias’ disastrous reliance on soothsayers at
Syracuse (see §7). As I will show in the next section, “the knowledge of good
Laches and Charmides: Fighting for Athens 143
and bad,” celebrated by Socratists as the serious core of both dialogues, will
require an ἐπιστήμη of the future thanks to the fact that Laches is the first
stage of the journey between Euthydemus and Meno.
71
Fine, “Introduction,” 8; the next sentence is worth quoting as well (emphasis in the original):
“Elsewhere it emerges that what Socrates really means is that virtue is knowledge of what is good
and evil for oneself.” Note the influence (7n22 and 9n31) of C. C. W. Taylor, “Platonic Ethics”
in Stephen Everson (ed.), Cambridge Companions to Ancient Thought, volume 4; Ethics, 49–76
(Cambridge, UK: Cambridge University Press, 1998), which introduces its “broadly egoistic”
vocabulary with emphasis on “one’s own interest” on 49, and adds on 50: “by morality I under-
stand a socially regulated system of norms imposing restraints on the pursuit of self-interest.”
72
Fine, “Introduction,” 7.
73
Especially on the verge of turning to La., some comment must be made about the lack of attention
here to Daniel T. Devereux, whose “Courage and Wisdom in Plato’s Laches.” Journal of the His-
tory of Philosophy 15, no. 2 (April 1977), 129–141, “The Unity of the Virtues in Plato’s Protago-
ras and Laches.” Philosophical Review 101, no. 4 (October 1992), 765–789, “Socrates’ Kantian
Conception of Virtue.” Journal of the History of Philosophy 33, no. 3 (July 1995), 341–408, and
“The Relationship between Justice and Happiness in Plato’s Republic.” Proceedings of the Boston
Area Colloquium in Philosophy 20, no. 1 (2005), 265–305, place his conception of Plato far closer
to mine—he could never have written a line like Fine’s “Laches tells us that virtue is knowledge of
goods and evils”—than that of the more radical Socratists with whom I am in dialogue; indeed it is
precisely the greater distance that makes them more illuminating in a dialectical sense.
144 Chapter 2
74
See Myles Burnyeat, “Editor’s Preface” in Vlastos, Socratic Studies, ix–xi, on x.
75
Vlastos, Platonic Studies, 221–265, 266–269, 418–423, and 427–445.
76
See Vlastos, Platonic Studies, 268–269, beginning with: “That Plato should be at pains to discredit
Nicias as a spokesman for Socratic knowledge is only what we would expect.” Cf. Devereux,
“Courage and Wisdom,” 135.
77
Cf. Julius Caesar, III. 2. 117: “I fear there will a worse come in his place.”
78
Gregory Vlastos, “The Protagoras and the Laches” in Vlastos, Socratic Studies, 108–126, on 116.
79
Vlastos, Socratic Studies, 110–111.
Laches and Charmides: Fighting for Athens 145
I submit that the simplest explanation of this fact is an advance in moral insight
in Plato’s own understanding of the true intent of the Socratic conception of
courage as wisdom: when Plato has come to write the Laches he has seen clearly
what he had not yet seen when he wrote the Protagoras—that the wisdom which
accounts for the brave man’s courage has everything to do with moral insight,
and nothing to do with technical skill.81
80
On La. 193b5–c12 and Prt. 349e8–350a5, see Vlastos, Socratic Studies, 117: “Plato could hardly
have introduced the same three examples in the Laches [sc. ‘expert divers, skilled cavalrymen,
and skilled peltasts and bowmen (Pr. 350a)’] unless he were deliberately contrasting the position
he gives Socrates here with the one allowed him in the Protagoras.” Cf. David Lévystone, “Le
courage et les mots de la peur dans le Lachès et le Protagoras.” Phoenix 60, no. 3/4 (Fall–Winter,
2006), 346–363.
81
Vlastos, Socratic Studies, 117. Cf. Jacqueline de Romilly, “Réflexions sur le courage chez
Thucydide et chez Platon.” Revue des Études Grecques 93, no. 442/444 (July–December 1980),
307–323, on 312.
82
As described in Vlastos, Socratic Studies, 125–126, they are (1) Plato is a biographer, not a phi-
losopher, and (2) Kahn’s “‘proleptic’ hypothesis.” Instead of confronting the substance of the lat-
ter, he goes after Kahn’s chronological eccentricities, particularly with regard to Charles H. Kahn,
“Drama and Dialectic in Plato’s Gorgias.” Oxford Studies in Ancient Philosophy 1 (1983), 76–121,
dedicated to Vlastos (75n1); as a further sign of his dominance at the time, this inaugural issue
also included Gregory Vlastos, “The Socratic Elenchus.” Oxford Studies in Ancient Philosophy 1
(1983), 27–58, and “Afterthoughts on the Elenchus,” Oxford Studies in Ancient Philosophy 1
(1983), 71–74.
83
See Vlastos, Socrates, 132–156; see also 275–280 on Hp. Mi. (discussed in Ascent to the Beauti-
ful, §11). Typical is 155n93: “We may agree with Klosko (1983: 363–374 [i.e., Klosko, “Criteria
of Fallacy and Sophistry”] that from his interlocutor’s point of view Socrates’ arguments are
‘extremely poor,’ but not that ‘Socrates could not help but be aware of this’ (373).”
84
See Vlastos, Socrates, 156.
85
Vlastos, Socratic Studies, 125: “we have no option but to regard the Laches as composed after
the Protagoras.” Note that my approach affirms this claim in substance—that is, La. deliberately
contradicts Prt. and therefore in some sense “comes after it”—while making no claims about any
change of mind thanks to a chronology-free version of Kahn’s “‘proleptic’ hypothesis.” See §11.
146 Chapter 2
86
Vlastos, Socratic Studies, 116.
87
Vlastos, “Introduction,” xliv: “The trouble with Socrates is not so much that he was wrong on this
point [i.e., SP] (and I, for one, unquestionably think he was) as that his method [cf. the text cited
in the following note, where Vlastos describes his method] did not provide him with the means
by which he would be likely to correct, or at least suspect, his own error.” More striking, perhaps,
is xl-xli: “For hedonism is not in keeping with the general temper or method of Socratic ethics.”
88
See Vlastos, Socratic Studies, 125.
89
Considerably better than inadvertent self-contradiction, however amiable, as in Daniel Devereux,
“Virtue and Happiness in Plato” in Christopher Bobonich (ed.), The Cambridge Companion to
Ancient Ethics, 53–71 (Cambridge, UK: Cambridge University Press, 2017), on 17: “Virtuous
activity, insofar as it is constitutive of happiness, is desired for its own sake.” Cf. Taylor, “Platonic
Ethics,” 50n2: “virtue is at least partly [emphasis mine] constitutive of eudaimonia, and is intrinsi-
cally valuable qua [at least partly] constituent of eudaimonia.” See also his distillation of the First
Protreptic on 60n21: “success in life is a skilled activity.” What joins the two is εὖ πράττειν; more
on this important point below.
90
See Burnyeat’s “Introduction” to Vlastos, Socratic Studies, x.
91
See Vlastos, Socratic Studies, 117–124. For a continental response to the problematic, see Bernd
Manuwald, “Die Schlussaporie in Platons Laches.” Rheinisches Museum für Philologie 143, no.
2 (2000), 179–191.
92
Vlastos, Socratic Studies, 118.
Laches and Charmides: Fighting for Athens 147
This unusual interpretation of the logical structure of the argument [i.e., that
CPV is ‘the refutand’], first suggested casually by Santas, was then adopted in
all seriousness (without reference to Santas) and argued for in a paper by Penner
and, soon after, received influential support in Taylor’s commentary on the Pro-
tagoras and in Irwin’s Plato’s Moral Theory. In Penner, Taylor, and Irwin this
interpretation is predicated on the assumption that the doctrine of the “unity of
the virtues” in the Protagoras is an affirmation of their identity.94
93
See João Paulo de Oliviera Teixera, “O Laques e o Protágoras Segundo Vlastos.” Revista Classica
28, no. 2 (2015), 209–217, on 217.
94
Vlastos, Socratic Studies, 121–122.
95
Vlastos, Socratic Studies, 118–121.
96
Cf. Chris Emlyn-Jones, Plato, Laches; Text, with Introduction, Commentary and Vocabulary
(London: Bristol Classical Press, 1996), 14 on (2).
97
Vlastos, Socratic Studies, 118.
98
The seventh stage of TAL in Vlastos, Socratic Studies, 118 is: “knowledge of future good and evil
is the same as knowledge of all good and evil, be it future, present, or past (198d–199a).” Chrm.
174a4–6 will be discussed later in this section.
99
Vlastos, Socratic Studies, 118 (third stage); cf. Vlastos, Platonic Studies, 266.
100
Vlastos once again demonstrates his moral excellence with the example he uses to explain how
“knowledge of future good and evil is the same as knowledge of all good and evil, be it future,
present, or past,” the seventh stage of TAL, in Socratic Studies, 121: “If a given proposition—say,
that death would be better than dereliction of duty in the battle tomorrow—constitutes knowledge
of good and evil, the truth of the proposition would be unaffected if ‘tomorrow’ were replaced by
‘today’ or by ‘yesterday’ or by an expression referring to any other occasion in the past.” With
the moral excellence of this example, cf. Santas, “Socrates at Work,” 443–444; we will meet it
again in Irwin.
148 Chapter 2
Blessed with such pervasive knowledge of the crafts and practical arts in that
sort of world, would it follow that we would be happy [cf. εὖ πράττειν at Chrm.
173d4 and d7]? This we have been unable to learn, Socrates insists (173a-d).
Critias, still resisting, replies, “But if you denigrate knowledge, you will not
easily find the crown of happiness [τὸ εὖ πράττειν] in anything else.” He has
missed the point (or is pretending to have missed it): Socrates had done nothing
to denigrate knowledge as such. What he had done was bring home the truth that
one sort of knowledge—technical mastery of the instrumentalities of life—can-
not be the sort of knowledge in terms of which temperance (or any other virtue)
may be defined, if it is agreed that virtue ensures our happiness.104
Unlike the more radical Socratists to whom it is now necessary to turn, Vlas-
tos does not compromise himself by finding in what Socrates says to Critias
at Charmides 174b11–c3 the kind of KGB he could defend as Socratic.
Particularly in Plato’s Moral Theory, Irwin provides evidence of the
benign and continuing influence of Vlastos. To take an instance relevant to
the Play of Character—insight about which is by no means Irwin’s strong
suit—he acknowledges on his own, while also citing Vlastos, the relevance
about what we learn from Thucydides about Nicias and those who profess to
know future goods and evils.105 A subtler but more revealing indication of his
101
Vlastos, Socratic Studies, 116.
102
See Vlastos, Socratic Studies, 116.
103
Vlastos, Socratic Studies, 114 and 114n6; the reference is to Michael T. Ferejohn, “Socratic
Thought-Experiments and the Unity of Virtue Paradox.” Phronesis 29, no. 2 (1984), 105–122,
on 113; note also 121: “to call it [sc. Prt. 351–360] a ‘defense’ of UV, as Irwin does ([Plato’s
Moral Theory] 88), is vague, and to call it a ‘positive argument’ for UV, as Gosling and Taylor
do ([Greeks on Pleasure] 54), is too strong.” I must emphasize once a gain the greater dialectical
usefulness of the more or rather most radical Socratists.
104
Vlastos, Socratic Studies, 114–115.
105
Irwin, Plato’s Moral Theory, 303n65.
Laches and Charmides: Fighting for Athens 149
Does UV rule out all distinctions between the virtues? Socrates will hardly
agree that they are distinct branches of a science, as arithmetic and geometry
are branches of mathematics,106 since they do not have their own subject-matter
and principles. A brave man will act from wise confidence, because he owes it
to his fellow-citizens, and because he rejects any intemperate desire for safety;
the knowledge he needs could equally well be called courage, temperance or
justice.107
Here as elsewhere the Laches develops and defends positions assumed in the
Charmides: e.g., (1) the Laches develops the Charmides’ claim that concern for
virtue must refer to a state of the soul; Chrm. 157a-c, La. 185b-d; (2) the Laches
explains what the Charmides assumes, the kind of Socratic definition which is
preferable to a list of behavioral examples; (3) the Laches presses further the
Charmides’ suggestion that a virtue may be indistinguishable from knowledge
of good and evil.108
It is easy to see how these examples are more plausibly explained by the
alternative paradigm.
Although Irwin turns to Laches for the sake of UV, he wonders about the
lack of any non-cognitive elements in courage just as he did in the case of
106
Cf. Vlastos, Platonic Studies, 418–423 (“Parts of Virtue”), especially 421 and the attached note
(421–22n6).
107
Irwin, Plato’s Moral Theory, 302n62; I have deleted “(a)” before “Socrates”; the quoted passage
is followed by “(b).”
108
Irwin, Plato’s Moral Theory, 302n59; I have expanded some abbreviations, modified others.
150 Chapter 2
The first step, like the previous discussion of self-knowledge, assumes the truth
of KSV [i.e., that “knowledge is sufficient for virtue”]; otherwise Socrates
would have no reason to believe that knowledge of the good could avoid misuse,
or that it would be sufficient for happiness (174b11–c3). Once KSV is assumed,
he can readily infer that temperance must be the superordinate science of good
and evil; something else would be required for temperance if it included some
distinctive affective [cf. non-cognitive] condition, but KSV rules that out.
Socrates offers no reason for doubt about the first three steps, and they allow no
escape. The argument works for any virtue, with Socrates’ usual assumptions
about virtue and happiness plus KSV, and commits him to UV.117
109
Particularly in Plato’s Ethics, 39 and 40–41.
110
All quotations in this sentence are in Irwin, Plato’s Moral Theory, 89.
111
Irwin, Plato’s Moral Theory, 89–90.
112
As Vlastos did in his pre-PAL account of TAL: see Platonic Studies, 267, where he adds to these
two its modified reappearance in the Shorter Way (R. 429c–430b). Note that at this stage, he
squares his acceptance of Nicias’ definition as Socratic with the CPV (“6” in this context) it is used
to overthrow as follows: “Socrates is not underwriting the argument which leads to 6, but has laid
it on only to test [N.B.] Nicias’ understanding of the definition.”
113
Irwin, Plato’s Moral Theory, 302n62; cf. Vlastos, Platonic Studies, 422–423.
114
Cf. Michael T. Ferejohn, “Socratic Virtue as the Parts of Itself.” Philosophy and Phenomenologi-
cal Research 44, no. 3 (March 1984), 377–388, on 386–388.
115
Irwin, Plato’s Moral Theory, 89; the footnote attached to this last quotation (302n60) further natu-
ralizes the fundamental strangeness of an argument rests on knowledge of the future.
116
Irwin, Plato’s Moral Theory, 88.
117
Irwin, Plato’s Moral Theory, 88.
Laches and Charmides: Fighting for Athens 151
Nor has his enthusiasm for 174b11–c3 dimmed in Plato’s Ethics, where he
uses it to justify what he calls “the extreme claim” that “the only science that
produces a good is the science of good and evil”:
Socrates seems to accept the extreme claim, since he assumes that the super
ordinate science [sc. the same one we famously fail to discover in Euthd.] of
good and evil is sufficient for happiness (174b11–c3). He does not suggest that
any non-cognitive condition [cf. ‘temperance as self-control and self-restraint’
on 39] is necessary for happiness.118
“Vile creature! [ὦ μιαρέ],” I said, “you have all this time been dragging me
round in a circle, while concealing the fact that it was not the life according to
knowledge [τὸ ἐπιστημόνως ζῆν] that produces doing well and being happy [τὸ
εὖ πράττειν τε καὶ εὐδαιμονεῖν ποιοῦν], not even if it be knowledge of all the
other knowledges together, but only if it is of this single one concerning good
and bad.”119
“Vile creature” is a good translation as far as it goes, but since Plato uses ὦ
μιαρέ only twice in the dialogue—the first is addressed to Charmides (Chrm.
161b8), when Socrates suggests that it is from Critias the youth has heard
temperance defined as “doing one’s own things”—it is worth pointing out
that both times he is addressing future tyrants with a word that means some-
thing like “stained or defiled by blood.”
In turning now to Penner and Rowe, my strategy will be to allot only one
of the two dialogues to each: Laches to Penner,120 Charmides to Rowe.121
In responding to both, I will also begin the transition to this section’s sec-
ond and more properly Platonic part: texts from the two dialogues relevant
to their arguments will receive what amounts to independent consideration
in their own right and not simply as interpreted or employed by Penner
and Rowe; this, indeed, was already my purpose in following Irwin’s
descriptions of Charmides 174b11–c3 with the passage itself. But as in
118
Irwin, Plato’s Ethics, 41.
119
Chrm. 174b11–c3 (Lamb modified). Cf. Peter Stemmer, “Der Grundriss der platonischen Ethik.
Karlfried Gründer zum 60. Geburtstag.” Zeitschrift für philosophische Forschung 42, no. 4
(1988), 529–569, on 569 (last word).
120
Based on Terry Penner, “What Laches and Nicias Miss—And Whether Socrates Thinks Courage
Merely a Part of Virtue.” Ancient Philosophy 12 (1992), 1–27.
121
Primarily on the basis of Rowe, Plato and the Art.
152 Chapter 2
that case, so also in what follows: this section’s focus is not on the Play of
Character or the Argument of the Action. No matter how artificial it may
be (and is) to separate, for example, the historical facts about Critias and
Charmides from the interpretation of Charmides, it is Socratist arguments
about KGB as the basis for UV in Laches and Charmides that are my pres-
ent concern, and these tend to uphold—if, that is, they do not depend on a
prior act of upholding—the separation in question. Finally, before making
the other separation based on Penner and Rowe, a few remarks on Penner’s
“The Unity of Virtue” (1973) will serve as a preface, not only because it
is the founding document of PTI, but also because its last section treats
Laches and Charmides together.
“Putting together our results from the Laches and the Charmides, we have
again the unity of virtue, as well as a further characterization of the single
entity referred to in that doctrine.”122 In reaching this conclusion, two things
are striking about the final section of “The Unity of Virtue”: Penner’s analysis
of the two dialogues depends heavily on his prior account of Protagoras, and
nothing is said about either Nicias or Critias as characters.123 With respect to
the latter, he introduces KGB (which he calls “the science of good and evil”)
in the context of “the Utopia of my [sc. Socrates’] dream,” connecting it to
Charmides 174b11–d7.124 In glossing KGB as “the science which makes
others beneficial,” he astutely cites a crucial passage in Laches (as “195c7–
d9”)—it will be considered in more detail below—that denies this science to
the doctor, who does not know whom it is better to cure,125 without, however,
mentioning life and death (cf. La. 195c12–d2). He also links KGB to “the
122
Cf. Penner, “Unity of Virtue,” 65.
123
Stewart Umphrey, “Plato’s Laches on Courage.” Apeiron 10, no. 2 (November 1976), 14–22, on
20 (last word). See also 22n38: “Some commentators [he cites only Penner, “Unity of Virtue,”
in the sequel] have been insufficiently attentive to the fact that Plato’s Socrates does not assert
that virtue and knowledge are equivalent or identical without somehow indicating the problematic
character of that assertion.” Umphrey’s comments on Laches on 19 are likewise noteworthy.
124
Penner, “Unity of Virtue,” 63: “Would it [sc. ‘this knowledge (science) of what one knows and
does not know (along with the knowledge that one knows or does not know whatever it is’] in
fact turn out to be a flawless guide to life, both for us and [my emphasis] those we rule over [cita-
tions deleted]; would the Utopia [my emphasis; cf. Chrm. 173a7–8] of my dream (says Socrates:
173a7–d5) come about with the human race all living knowledgeably and happily under the rule
of this science? Well, if all this were to come about, which of the many sciences would be the one
that would make us happy (173d8–174a11 [including Chrm. 174a4–6: a crucial passage discussed
below but which leaves no trace in this summary])? Arithmetic? Medicine? No, the science of
good and evil (174b11–d7 [Irwin’s passage plus 174c3–d7])—that is what we must have if the
other sciences are to benefit us.”
125
Penner, “Unity of Virtue,” 65: “Moreover, the Laches makes it a little clearer [than Chrm.174b11–
d7, presumably] why the science of good and evil (goods and evils) = the science which makes
all others beneficial (195c7–d9).” In 65n39, Penner uses the equation, made by Nicias, of “terrible
or not” with “better or not,” as an indication that the definition itself is “Socratic.” Cf. 61 on “the
strongest possible evidence.”
Laches and Charmides: Fighting for Athens 153
Socrates: Now, Nicias, please go back to the beginning [πάλιν ἐξ ἀρχῆς] and
answer us: you know we were considering [σκοπεῖν] courage from the begin-
nings of our discussion [κατ᾽ ἀρχὰς τοῦ λόγου] by considering [participial form
of σκοπεῖν] it as a part of virtue? Nicias: Quite so. Socrates: And you joined
in this answer—that it is a part, there being also other parts, which taken all
together have received the name of virtue. Nicias: Why, of course. Socrates:
Now, do you mean the same as I do by these? Besides courage, I refer to temper-
ance, justice, and other similar qualities. And you also, do you not? Nicias: Cer-
tainly I do. Socrates: So much for that; thus far we agree: we will now examine
[σκέπτεσθαι] what is to be dreaded and what to be dared.132
126
Penner, “Unity of Virtue,” 65: “It is evident from the Charmides passages we have been consider-
ing that this knowledge is, in germ, the political art of the Euthydemus and Republic.”
127
See Penner, “Unity of Virtue,” 59n32, 63n36, and especially 63n37, which contains a deflation-
ary account of it, to be further developed in Penner, “What Laches and Nicias Miss.” Cf. Andrea
Wilson Nightingale, “Plato on aporia and Self-Knowledge” in David Sedley and Nightingale
(eds.), Ancient Models of Mind: Studies in Human and Divine Rationality, 8–26 (Cambridge, UK:
Cambridge University Press, 2010), on 15. For the continental approach, see Bettina Fröhlich, Die
sokratische Frage. Platons Laches (Berlin: W. Hopf, 2007).
128
Penner, “Unity of Virtue,” 63n36 (citations deleted): “This account is introduced as ‘temperance is
knowing oneself.’ It then becomes the science of itself and all other sciences, which is explicated
as in the body of the paper.” There is no indication that this “becomes” is based on deliberate fal-
lacy (see below). For self-knowledge, see 63n37.
129
Equipped with a valuable discussion of the relevant literature to date, see Barbara Zehnpfennig,
Reflexion und Metareflexion bei Plato und Fichte: Ein Strukturvergleich des Platonischen Char-
mides und Fichtes Bestimmung des Menschen (Freiburg and Munich: Karl Alber, 1987), part A
(17–106), especially 101–104. For her general philosophical orientation with respect to the Good,
see 219–223.
130
Penner, “Unity of Virtue,” 61.
131
The first is La. 190c8–d1; see Penner, “What Laches and Nicias Miss,” 2.
132
La. 197e10–198b4 (Lamb modified).
133
From Penner, “What Laches and Nicias Miss,” 2n3 to 13–15.
154 Chapter 2
Since the primary way in which Socrates identifies the part of virtue he
wants to narrow the inquiry down to, is the part that has to do with fighting
in armor, he must be wickedly trying to lure Laches into giving the account
of courage he knows Laches is itching to give anyway, namely: ‘want-
ing to stay in one’s position and ward off enemies while not running away’
(190e5–6).135
134
Cf. Penner, “What Laches and Nicias Miss,” 22: “the only premiss or inference it would be rea-
sonable to suppose Socrates was singling out and rejecting is the premiss that courage is part of
virtue.”
135
Penner, “What Laches and Nicias Miss,” 16.
136
Cf. the question raised by Walter Schulz, “Das Problem der Aporie in den Tugenddialogen Platos”
in Dieter Henrich, Walter Schulz, and Karl-Heinz Volkmann-Schluck (eds.), Die Gegenwart der
Griechen im neueren Denken; Festschrift für Hans-Georg Gadamer zum 60. Geburtstag, 261–275
(Tübingen: Mohr, 1960), on 268.
137
Penner, “What Laches and Nicias Miss,” 18; cf. “I suggest that what Laches misses in his first
account of courage is precisely what Nicias misses in his otherwise superior Socratic account of
courage: Courage is not just a part of virtue.”
138
Penner, “What Laches and Nicias Miss,” 16 and 20.
Laches and Charmides: Fighting for Athens 155
We ask: How could a man like this [sc. ‘the same Plato we have got to know in
the Republic and the Laws’] have produced the sunny, mischievous intellectual
adventures in the early, Socratic dialogues? Only one answer readily suggests
itself: that there lies behind the character Socrates in those early dialogues
an extraordinary personality, whose sheer intellect and character virtually
swamped the personality of the young Plato, literary and philosophical genius
though he was.141
139
After Penner states: “Socrates deliberately draws both Laches and Nicias into inadequate accounts
of courage” in “What Laches and Nicias Miss,” 18, he adds: “Is this unfair to Socrates [this ques-
tion is better posed about Plato]? Not I suggest if these are the accounts Laches and Nicias would
have been likely to give anyway. But can I be right thus to find Socrates [for which I’d once again
substitute Plato] so remorselessly exposing what Laches and Charmides [for whom I’d substitute
‘Penner and Rowe’] miss in order to get us to see better?” With those substitutions made, I’d
answer in the affirmative; this is exactly how basanistic pedagogy works. It is because of what we
see others miss that we can be sure we’ve managed to pass Plato’s test.
140
Penner, “Socratic Ethics,” 172.
141
Penner, “Socrates and the Early Dialogues,” 130. In citing this article in “What Laches and Nicias
Miss,” he writes on 6n12 (emphasis mine): “For more on Socrates vs. Plato, see forthcoming.”
142
For example, Penner, “What Laches and Nicias Miss,” 21n35.
143
For example, Penner, “What Laches and Nicias Miss,” 6n12: “We should not be put off this read-
ing of Socrates [he has just cited Prt. 356d7–e2 for ‘the same steady ability, in spite of the blan-
dishments of pleasures, fears, or whatever, to see (or measure) what is worth trading for what’] by
the objections of the puritanical passage at Phaedo 67e ff., esp. 68d–69c [on which see Guardians
on Trial, §18]. There are, of course, objections to a conception of virtue which involves knowing
what is worth trading for what. But this passage, like the rest of Phaedo, I take to be Platonic—and
to be as anti-Socratic as the Republic’s parts-of-the-soul doctrine.”
156 Chapter 2
Nicias: Well, for some time I have been thinking, Socrates, that you two are
not defining courage in the right way; for you are not acting upon an admirable
remark which I have formerly heard you make. Socrates: What is that, Nicias?
Nicias: I have often heard you say in those things in which he is wise [σοφός],
each of us is good [ἀγαθός], and bad [κακός] in that wherein he is unlearned
[ἀμαθής]. Socrates: You are speaking true things, by Zeus, Nicias. Nicias: And
hence, if the brave man is good, clearly he must be wise. Socrates: Do you hear
him, Laches? Laches: I do, and not understanding [μανθάνειν] all too much
what he is saying.146
Thanks to our familiarity with the first sophism in Euthydemus, and from
there back to Lysis and Symposium—for it is neither the σοφός nor the
ἀμαθής who is able to μανθάνειν, while the μεταξύ-bound philosopher (and
that means us) is thus neither κακός nor ἀγαθός—we can recognize what
makes the statement provocatively and characteristically “Socratic” while
simultaneously grasping that Nicias does not.147 Nor does Nicias promptly
reach his supposedly “Socratic” account of justice: to help Laches (and
that means the reader in this case) understand what Nicias understands by
it, Socrates asks him what kind of σοφία—“knowledge of what?” at La.
194e8—courage must be “according to your account” (La. 194e4), and only
asserts CK-DD at 194e11–195a1.
But it is not my purpose to reverse Penner’s zero-sum reductio read-
ing of TAL by showing that CPV is “Socratic” while CK-DD is not. Both
144
See Plato the Teacher, §8, and Altman, “Reading Order,” §2.
145
Already in Penner, “What Laches and Nicias Miss,” 8; see also §2 above.
146
La. 194c7–d7.
147
Nicias, followed by von Arnim (see §4) takes it for granted that the good and wise exist (“whether
these are gods or men”); what Socrates means is that we would only be good if we were wise, and
bad if we were ignorant enough not to realize our ignorance. Cf. Ly. 218a2–6.
Laches and Charmides: Fighting for Athens 157
Now, if we are being asked to choose between (1) and (2) [sc. between CK-DD
and CPV], there is very little doubt that we should find Socrates wanting to keep
the account of courage in (1)—since it was offered by Nicias as Socratic, and
apparently accepted by Socrates as such as well.148
Inadequate or not, however, Penner deserves our attention not only because
he falls into Plato’s trap but because he is smart, and therefore needs to be
read with great care, as indicated by what he writes next:
Nicias tells us explicitly that this account is based upon a Socratic belief that
‘one is good in something to the extent one is wise in it’ (194d1–9) [while
‘belief’ is too strong, once ‘saying’ is substituted (cf. 194c8) this is basically
true; the falsehood is to come]; and Socrates accepts the latter belief as his
own (194d3) [so far so good with respect, that is, to ‘saying’ as opposed
to ‘belief’], cf. d6 [‘Socrates: Do you hear him, Laches?’] and esp. d8–9
[which immediately follows ‘Laches: I do, and not understanding all too
much what he is saying,’ and will be quoted below] where the latter belief is
spelled out by Socrates as courage’s being ‘some kind of wisdom’ {science,
knowledge}.149
148
Penner, “What Laches and Nicias Miss,” 4; cf. 20 (emphasis mine): “But Plato the author also
allows us to see what Laches misses. For as soon as Nicias enters the conversation [sc. at La.
194c7], he, Nicias, proceeds to explain precisely what Laches has missed (though Laches still does
not see it). Nicias picks up the very thing that has been Laches’ downfall: knowledge. Courage
is a form of knowledge, he says—in this, we have already seen, offering an account of courage
which he says is Socratic and which Socrates accepts as being Socratic (194c2–d9).” By ending
with 194c9 (see below), Penner avoids claiming that CK-DD (not asserted until 194e11–195a1) is
Socratic although the unwary might well assume that it is. Cf. 4: “For it is hard to see, if courage
is a form of knowledge or science, what else it could be the knowledge or science of but the fearful
and the hopeful. So Socrates very likely does accept this account of courage.”
149
Penner, “What Laches and Nicias Miss,” 4 (emphasis in original).
158 Chapter 2
is some kind of wisdom.” In short, Penner is not the only one who needs
to be read carefully when it comes to what is and what is not “Socratic
[belief].”150
It is now the right time to substantiate my claim that TAL—despite
also being intended to lure its “Pennerite” readers into embracing not just
CK-DD but UV-virtue as KGB—is really a reductio on K-F. To begin with,
I take it for granted that none of us actually knows the future and that Plato
is well aware of that fact (cf. R. 516c8–d7). I therefore need to show what it
means to deny K-F in the context of Laches and of Penner’s account of it, start-
ing with the latter. In illustrating and defending as valid the step in TAL that
takes us from CK-FGB to a three-tensed KGB (i.e., knowledge of past and
present as well as the already established future),151 Penner uses the example
of bridge building: the science that will build the bridge of the future is the
same as the one that has built the bridge of the past and is now building them
in the present. Leaving aside the legerdemain required to render this example
apposite,152 the problem is that unlike “future bridges” themselves, “bridge-
making” is harmlessly future-oriented in that it makes possible the building of
future bridges just as it once made possible the building of those bridges that
are now built, that is, past. But it cannot know “future bridges,” for they don’t
yet exist, and thus could be built better or worse than the bridges that we can
know, and become so in any number of ways. The science of how we will go
about building a bridge in the future is therefore not analogous to KGB when
applied to FGB but rather to the (alleged) science of how we will respond to
some as yet unknown FGB. And that science does not and cannot exist.
Then there is Laches itself. As already indicated, Penner draws attention
to the passage about the limitations of the doctor’s art with respect to the bet-
ter (La. 195c7–d5) in “The Unity of Virtue” without, however, mentioning
the pair “life or death”—at once the most obvious examples of FGB and the
least susceptible to K-FGB—with which the passage climaxes (La. 195d1–5).
In “What Laches and Nicias Miss,” he uses another passage (La. 191d6–e6),
this one from the refutation of Laches, to suggest that even at this early stage
150
After ending the paragraph (Penner, “What Laches and Nicias Miss,” 4) with “so Socrates very
likely does accept this account of courage” (see previous note), he begins the next with: “The
claims of the preceding paragraph are strongly confirmed by the fact that at Protagoras 359c ff.,
esp. 360c–d, Socrates seems to argue for just this account of courage.” Despite the somewhat
jarring juxtaposition of this accurate “seems” with an overstated “strongly confirmed,” it is in the
light of Prt. that La. must be read to achieve Penner’s result, while Vlastos is rereading Prt. in the
light of La. See §11 for a synthesis of the two.
151
These are the sixth and seventh steps of TAL in Vlastos, Socratic Studies, 118.
152
Hence the discussion of laws at Penner, “What Laches and Nicias Miss,” 8: “Just so for the
laws that govern the building of bridges. (The talk of unchanging laws removes the question
of technological advance that might not have concerned Socrates.)” More basically, of course,
the direction is wrong: the argument must move from (the non-existent) “science of, say, future
bridgebuilding.”
Laches and Charmides: Fighting for Athens 159
Socrates: and further, all who are not merely courageous against pains or fears
[λύπαι ἢ φόβοι], but are keen to fight [δεινοὶ μάχεσθαι] against desires and
pleasures [ἐπιθυμίαι ἢ ἡδοναί], whether standing their ground or turning back
upon the foe—for I take it, Laches, there are courageous people in all these
kinds. Laches: Very much so, Socrates. Socrates: Then all these are courageous,
only some have acquired courage in pleasures, some in pains, some in desires
and some in fears, while others, I conceive, have acquired cowardice in these
same things.154
Setting aside for the present the fact that discussion of temperance in this
form will be conspicuously absent in Charmides—apart, that is, from the
Argument of the Action—Penner has thus usefully raised, albeit indirectly,
the issue of FGB in the context of two more pairs to join (1) life and death:
(2) pleasures and pains, and (3) fears and desires.
The chiastic arrangement of λύπαι ἢ φόβοι and ἐπιθυμίαι ἢ ἡδοναί indi-
cates the problem: it might be natural to regard the first pair as specific to bad
things, the second to good ones. But to say nothing of our ignorance (lacking
K-F as we do) of how much FGB we will reap from the pleasures and pains
of today—for it’s difficult to measure what doesn’t yet exist155—we don’t
even know whether pleasures and pains themselves, regardless of whether
future or not, are good or bad, without, that is, endorsing the GP Equation
on which the hedonic calculus in Protagoras is based. The fact that scholars
will continue to divide until the end of time as to whether Socrates actually
endorsed the GP Equation just goes to show how little we really know about
the objects of FGB on which a “Socratic” KGB is made to depend in Laches,
quite apart from our insuperable lack of K-F. And even before reaching the
last words of Apology of Socrates (Ap. 42a2–5) or the last words of Socrates
in Phaedo (Phd. 118a7–8), we will be given very good reason—and most
prominently in Gorgias, our next stop after Charmides156—to doubt that life,
the paradigmatic future good, or death, the equally paradigmatic future bad
(cf. Ap. 29b8–c1), are either of them what they seem.
153
Penner, “What Laches and Nicias Miss,” 18.
154
La. 191d6–e6 (Lamb modified).
155
Cf. Penner, “What Laches and Nicias Miss,” 8–9: “What one needs to know in balancing future
goods and bads against each other includes the relative goodness and badness of various kinds
of things to be risked and various kinds of things it is worth risking other things for. And such
knowledge applies indifferently to past, present, and future.”
156
Since we are ignorant of whether it would be better for us to live or die, consider the “statesman”
(or tyrant) who lays claim, on the basis of KGB, to know that it is better for someone else to do so.
160 Chapter 2
157
See Smith, “Did Plato Write the Alcibiades?,” 103: “At [Alc.] 115all–c5, Socrates distinguishes
between the goodness and nobility of courage (115b5–7) and the badness of certain of its conse-
quences—specifically wounds and death (115b9). It is Socrates who introduces the idea that death
and wounds are bad in this dialogue. But in Plato’s Apology Socrates has a very different attitude
about death. At Apology 29a4–b6, Socrates proclaims that he knows nothing about death—for all
he knows, it may even be the greatest of blessings. He says that those [are] guilty of ‘the most
shameful ignorance’ (29bl–2). Later in the same dialogue, we learn that death could be one of two
things, but both turn out to be blessings, at least to good men (Ap 40c4–4ld2). A similar view of
death may be found in the Gorgias (523al–7a4).”
158
Cf. Penner, “What Laches and Nicias Miss,” 19n33: “Being καλόν seems to be more often con-
nected in Socrates with being straightforwardly advantageous and not harmful than it does with
being ‘noble’ or ‘fair.’”
159
Cf. the definition of MAXHAP in Penner, “Socratic Ethics,” 172 (emphasis mine): “the maximum
of the agent’s own real good (or happiness) that the agent’s circumstances will allow, over the
rest of his or her life.”
Laches and Charmides: Fighting for Athens 161
160
For the use of αἴσχρον here see Helfer, Socrates and Alcibiades, 51.
161
The relationship between La. and Alc. is emphasized in Michel Foucault, The Courage of the Truth
(The Government of Self and Others II); Lectures at the Collège de France, 1983–1984, edited
by Frédéric Gros, translated by Graham Burchell (Houndmills, UK and New York: Palgrave
Macmillan, 2011), on 125–127, 158–162, and 246: “starting now from the Laches rather than the
Alcibiades . . . We do not encounter Platonism and the metaphysics of the other world (l’autre
monde).” For the relationship between self and “Platonism,” see my “Self-Formation in Plato.”
Parrhesia 28 (2017), 95–116.
162
See Ascent to the Beautiful, §7.
163
For a thoughtful guide to what is Socratic in La., see David Ebrey, “Socrates on Why We Should
Inquire.” Ancient Philosophy 37, no. 1 (Spring 2017), 1–17.
164
That Plato expects us to find this humorous is suggested by parallels in Aristophanes, on which see
Werner Nagel, “Zur Darstellungskunst Platons insbesondere im Dialog Laches” in Robert Muth
(ed.), Serta philologica Aenipontana, 119–142 (Innsbruck: Sprachwissenschaftliche Institut der
Leopold-Franzens-Universität, 1962), 139.
165
La. 195e1, 196a5, 196d5, 199a2; Chrm. 164e7, 173c6, and 174a1.
162 Chapter 2
In one of the best moves of any Socratic interlocutor in the whole of the early
dialogues, Nicias points out that while doctors may be experts on the question
whether someone will live or die, they are not experts on the question whether
or not it is better for someone to live rather than die.166
Since we are ignorant of whether it would be better for us to live or die, the
appearance of these particular “experts,” on the verge of a conversation with
future blood-stained tyrants in Charmides, is revealing, prompting us to begin
considering the “statesman” who lays claim, on the basis of KGB, to know that
it is better for someone else to do so.167 Since the same KGB that is made to grow
out of a Socratic saying thanks to Nicias in Laches is going to be reasserted by
Critias in Charmides, Plato is already preparing a reductio ad tyrannidem in this
passage, and although Penner’s fulsome praise for Nicias is no doubt less objec-
tionable that it would be if it were applied to Critias,168 KGB remains what it is.
Note that Penner is also praising Nicias for possessing courage as Laches had
defined it,169 although—as a true believer in KGB—he courageously conflates it
with wisdom: “Nicias wisely stays in line in the face of this assault.”170
Penner himself must likewise display courage by holding the interpretive
line on Socratic Ignorance:
But if Socrates knows what courage is and what virtue is, what else is there for
him to know? And if there is nothing else for him to know, how can he sincerely
claim to know only that he knows nothing?171
166
Penner, “What Laches and Nicias Miss,” 20–21 (emphases in original).
167
On Plt. 293a6–e6 see Guardians on Trial, §4.
168
Penner, “What Laches and Nicias Miss,” 21, refers to “Nicias’ astuteness amongst Socratic inter-
locutors,” and in 21n35 he writes: “what Nicias sees, Aristotle does not.”
169
Cf. Socrates in Ap. 28d5–9.
170
Penner, “What Laches and Nicias Miss,” 22 (emphasis mine); the “assault” in question arises from
the claim that, for example, a wild boar is more courageous than a chipmunk. Cf. “Nicias holds
firm” on the same page.
171
Penner, “What Laches and Nicias Miss,” 23.
172
See Cohen, “Plato’s Use of Ambiguity,” 103–105, and note the references to La.; however it is in
Grg. (466b11–467a10) that Plato names (δύο ταῦτ’ ἐστιν τὰ ἐρωτήματα at 466d5) and teaches us
how to identify a much better concealed version of the Double Question.
173
Cf. Wolfgang Wieland, “Das Sokratische Erbe: Laches” in Theo Kobusch und Burkhard Mojsisch
(eds.), Platon, seine Dialoge in der Sicht der neuer Forschungen, 5–24 (Darmstadt: Wissen-
schaftliche Buchgesellschaft, 1996), on 17: “Wer in einem Dialog von der Art des Laches hinter
der Aporetik ein derartiges Resultat zu identifizieren [as in Erler, Sinn der Aporien; cf. 16n43]
sucht, kommt in Schwierigkeiten, wenn er sich zugleich einen Reim auf das Nichtwissen machen
soll, zu dem sich Sokrates immer wieder bekennt.”
Laches and Charmides: Fighting for Athens 163
Ignorance.174 Penner will duly offer five “examples of the sorts of things that
Socrates might ‘think he does not know’ about courage and virtue.” In addi-
tion to “the nature of the happiness that the good are good at getting,” the
most interesting of these identifies the lack of “better arguments to show
that it always harms you to harm others (plainly some work was called for
here).”175 The origin of this revealing formulation is radical Socratism’s ruth-
less and gleeful post-Kantianism (see §2): although there can be no moral
(or rather “moralistic”) obligation to benefit others,176 the naturalistic and
inevitable pursuit of “the good for us” must nevertheless be taken to prove
that it could never be in the agent’s interest to harm anyone else.177 And since
the difference between benefitting others and benefitting oneself emerges as
a problem in Charmides (Chrm. 164a9–c6), this is as good a place as any to
shift attention to that dialogue, and thus from Penner to Rowe.178
A principal purpose of Rowe’s Plato and the Art of Philosophical Writ-
ing—and arguably the raison d’être of his otherwise welcome rejection of
developmentalism179—is to introduce and defend a Socratist understanding of
the Idea of the Good as “the human good,”180 and to emphasize its continuity
with what Socrates has been talking about “all along.”181 Naturally the First
174
The real question is: “But if Socrates knows what courage is and what virtue is . . . how can he
sincerely claim to know only that he knows nothing?” Penner uses the distinction between know-
ing what courage is—that is, the referent of “courage”—and “the meaning of ‘courage’” (“What
Laches and Nicias Miss,” 23). Since Socrates does not seek “propositional knowledge,” Penner
feels entitled to conclude (24): “As long as there are still some ‘things yet to be known about
courage,’ Socrates may still claim not to know what courage is [n38].”
175
Penner, “What Laches and Nicias Miss,” 24n38.
176
Cf. Reshotko, Socratic Ethics, 58–63 (“Harm is Self-Harm; Benefit is Self-Benefit”). This will
become a central issue in Chrm. (see below).
177
For discussion, see Reshotko, Socratic Ethics, 65–71, climaxing with: “In the Apology [see 65–66
for her discussion of Ap. 25c8–e5], the Crito (48a–d), and the Gorgias (472c–481b), Socrates
argues that harming others results in harm to the soul of the perpetrator. I am more circumspect in
discussing this justification for Socrates’ contention that harm to others cannot result in benefit to
the self, because the available texts underdetermine the mechanism by which Socrates understood
the act of harming another to harm the soul.” On this, see Singpurwalla, “Review of Socratic
Virtue, on 277 (last word).
178
Rowe struggles with the problem of Socratic Ignorance as well; see Plato and the Art, 127: “for
the Socrates of the Apology and the Charmides, the only difference between people that matters is
whether or not they are wise. ‘Virtue,’ or ‘excellence’ (or ‘goodness’: aretē) is knowledge—that
is the theme around which the Socrates of a whole series of dialogues dances, without ever firmly
asserting it; but then how could he assert it, when he knows nothing?” Cf. Rowe, Plato, Sympo-
sium, 136 (on Smp. 177d7–e1).
179
See Rowe, Plato and the Art, vii–viii, 4n7, and 248. See also Christopher Rowe, “Plato, Socrates
and Developmentalism,” in Naomi Reshotko (ed.), Desire, Identity, and Existence: Essays in
Honor of T. M. Penner (Kelowna: Academic Printing and Publishing, 2003), 17–32.
180
Rowe, Plato and the Art, 244, glossed at 244n21 as: “the (form of the) ‘useful and beneficial.’”
181
Rowe, Plato and the Art, 243: “So, apparently, Socrates keeps his old skin. And that will itself be a
pretty striking outcome, insofar as it entails that the pre-Republic Socrates, including the Socrates
of the ‘Socratic’ dialogues, will have been talking about the form of the good all along.”
164 Chapter 2
182
Rowe, Plato and the Art, 241n12.
183
See Rowe, Plato and the Art, 241n11.
184
Rowe, Plato and the Art, 239–242.
185
Rowe, Plato and the Art, 242. The attached note (242n15) reads: “I refer here to that part of the
Charmides that issues in the conclusion ‘But my dear Critias, we shall have missed out on each of
these sorts of things {sc. the supposedly beneficial outcomes of the other sciences} happening well
and beneficially, if this one science {sc. of good and bad} is absent’: 174c9–d1.”
Laches and Charmides: Fighting for Athens 165
Now it is certainly true that throughout Charmides, Socrates insists that any
definition of temperance Critias may offer must prove itself to be “beneficial
for us,” and naturally Rowe finds this insistence heartening. As a radical
Socratist, he assumes that any number of beneficial things—knowledge,
virtue in accordance with CA, KGB, and the Good as the GoodE—must all
be necessarily and exclusively “good” or rather “beneficial for us.” And this
assumption explains his account of KGB in Charmides:
our lives would be happier if there were such a thing as knowledge of knowl-
edge and ignorance (and we could acquire it)—not knowledge of any old
knowledge and ignorance, but knowledge of knowledge and ignorance about
the good and the bad (174b–c), which is what actually gives all the other kinds
of expertise whatever value they may have. So if that is what sōphrosunē is, it
will be every bit as beneficial for us as Socrates is convinced sōphrosunē must
be. For, since what we all want is to be happy, in possession of the real good,
knowledge of our ignorance must motivate us to that sort of inquiry which alone
can lead us to an understanding of what that real good is.186
“For, Critias, if you choose to take away this science [ἐπιστήμη; sc. KGB]
from the whole number of them [ἐπιστήμαι], will medicine any the less give
us health, or shoemaking give us shoes, or weaving provide clothes, or will
the pilot’s art any the less prevent dying [ἀποθνῄσκειν] at sea, or the general’s
[ἀποθνῄσκειν understood] in war?” “None the less,” he replied.187
Can the prevention of death by the pilot’s art or the securing of health by
medicine be regarded as beneficial without KGB? This question situates
Charmides between Laches (La. 195c7–d9) and Gorgias (Grg. 511c9–512b2)
where the same examples are used to make an apparently similar point.
But there are some important differences. To begin with, Socrates has
already stated earlier in Charmides (Chrm. 165d1–2) that medicine secures
“no small benefit [ὠφελία], for in health it produces a beautiful effect for us
[καλὸν ἡμῖν ἔργον].” And whereas in Laches the originating problem was
whether “fighting in armor” was “beneficial [ὠφέλιμον] for the young” (La.
181e1), and ruled out definitions of courage that made it other than καλόν
(La. 192c5–193d8), in Charmides, Socrates hammers home the point that
186
Rowe, Plato and the Art, 129.
187
Chrm. 174c3–8 (Lamb modified).
166 Chapter 2
σωφροσύνη must be beneficial for us while rounding out the passage that
ends at 174d7:
“But my dear Critias, the happening well [τὸ εὖ γίγνεσθαι] and beneficially
[ὠφελίμως, with τὸ ὠφελίμως γίγνεσθαι understood] of each of these of things
will escape us with this [sc. KGB] being absent.” “That is true.” “And that sci-
ence, it seems, is not temperance [σωφροσύνη], but one whose effect [ἔργον] is
to benefit us [τὸ ὠφελεῖν ἡμᾶς]; for it is not a science of sciences and lack of sci-
ences, but of good and bad: so that if this is beneficial [ὠφέλιμος], temperance,
which is beneficial to us [ἡ ὠφελίμη ἡμῖν], would be something else [ἄλλο τι].”188
Socrates: Then you will not admit that such an endurance [sc. ‘being κακοῦργόν
τε καὶ βλαβερόν’ at La. 192d4–5] is courage, seeing that it is not noble [οὐ
καλή], whereas courage is noble [καλόν]. Laches: That is true.191
188
Chrm. 174c9–d7 (Lamb modified).
189
See Noburu Notomi, “Ethical Examination in Context: The Criticism of Critias in Plato’s Charmi-
des” in Maurizio Migliori, Linda M. Napolitano Valditara (eds.) and Davide Del Forno (co-ed.),
Plato Ethicus: Philosophy as Life; Proceedings of the International Colloquium, Piacenza (Italy)
2003, 245–254 (Sankt Augustin: Academia, 2004), 249; see also the paragraph that begins: “I
propose a different explanation.”
190
Cf. Stemmer, “Grundriss,” 544–545 with the texts from Chrm. cited in Stemmer, Platons Diale-
ktik, 156n16.
191
La. 192d7–8 (Lamb modified).
Laches and Charmides: Fighting for Athens 167
It should be obvious why using “what benefits us” as the litmus test of cour-
age would have been inappropriate, and indeed the honest Laches will get
tripped up because he regards the skilled (and therefore self-benefitting) diver
as less brave than the one who is not skilled (La. 193c2–8), a judgment that
depends on his unstated but manifest preference for what is καλόν as opposed to
what is ὠφέλιμον ἡμῖν. In response, Socrates will argue that the unskilled divers,
who endure more thoughtlessly (ἀφρονεστέρως at La. 193c9; cf. 193a4), can-
not be called brave not because what they are doing is harmful to themselves,192
but because a thoughtless deed is αἰσχρόν (La. 193d1–7), that is, the standard
opposite of καλόν (Prt. 332c3–4). What is striking, then, is that when it comes
to σωφροσύνη in Charmides, the question of τὸ καλόν has vanished, and is
replaced by Socrates’ prophecy (μαντευέσθαι) that temperance must be “some-
thing beneficial and good” (Chrm. 169b4–5). More importantly, what is benefi-
cial is the senior partner of this critical pair because it is the ἔργον of KGB and
KGB alone—this is what disqualifies Critias’ last definition—to tell us what
benefits us (τὸ ὠφελεῖν ἡμᾶς at Chrm. 174d4).
It is easy to see, simply on the basis of the foregoing—and thus with no refer-
ence to Critias, Charmides, and the Thirty Tyrants—that Charmides is critical
for sorting out the relationship between the Idea of the Good, on the one hand,
and what is good or beneficial for me,193 that is, the difference between the
GoodE and the GoodT. What makes Rowe such a valuable interlocutor is that
he is upholding the unity of the two, and thus a judgment antithetical to mine.
But precisely because it is antithetical, I cannot regard it as accidental or as
merely the product of Socratist prejudice or misreading. Instead, I am claiming
that Plato has written Charmides in the order to distinguish the kind of temper-
ance that cannot be temperance unless we know for sure that it benefits us from
the kind of Socratic activity he will immortalize first in Gorgias, where benefit-
ing others may lead to our own death (Grg. 511b3–5; cf. 522c4–6).
But it is not only in relation to Laches, Gorgias, and Republic that we can
see Plato teaching us about this distinction; consider Rowe’s summary of a
critical passage in Charmides itself:
192
The standard opposite of ὠφέλιμον, that is, βλαβερόν, appears three times in this passage, the first
two in conjunction with κακοῦργον, or “evil-doing.” Like ὠφέλιμον, βλαβερόν requires a dative
to clarify whether harm to oneself or harm to others is intended, but κακοῦργον is unequivocal in
this regard. However the third and unaccompanied use of βλαβερόν at La. 193d2 implies harm
to oneself, and we are challenged to either accept or reject Socrates’ equation of βλαβερόν in
this sense with τὸ αἰσχρόν. Note that τὰ βλαβερά at Chrm. 163c5–6 are harmful to others, while
βλαβερῶς πράττειν at 164b11—on which more below—is to do something harmful to oneself.
This dyad will reappear in §14.
193
See Rowe, Plato and the Art, 128n21.
168 Chapter 2
emends to “doing what is good (for oneself).” But, Socrates asks, mustn’t the
person who does what’s good for himself know when he’s doing that? Exactly,
says Critias—and this is the point where self-knowledge comes into the discus-
sion: sound-mindedness pretty much (schedon) is a matter of knowing oneself,
Critias now claims (164d3–4).194
Rowe usefully shows himself to be a bit too hasty here; not surprisingly, that
haste is most visible in this parenthetical use of “for oneself.” In fact, there
is no mention of “for us” in the revised version of τὸ τὰ ἑαυτοῦ πράττειν
(introduced by Charmides at Chrm. 161b6, cf. 163a7). The latter results from
starting “again from the beginning [πάλιν ἐξ ἀρχῆς]” (Chrm. 163d7) with
Critias at 163d7–e11; πρᾶξις now appears twice, first as “the doing or making
of good things [ἡ τῶν ἀγαθῶν πρᾶξις ἢ ποίησις]” (Chrm. 163e1)—the addi-
tion of ἢ ποίησις is necessary to counteract the sophistry of Critias (Chrm.
163a10–c8)—and then simply (by Critias himself) as “the doing of good
things [ἡ τῶν ἀγαθῶν πρᾶξις]” (Chrm. 163e10).
This definition deserves consideration. After all, if we want a UV-defi-
nition of virtue, we could do a great deal worse than ἡ τῶν ἀγαθῶν πρᾶξις,
especially since it seems to subsume, activate, and complete KGB.195 It is
also a plausible answer to a typically Socratic question like “what ἔργον does
KGB produce?” And with ἀρετή having been compared with sight (ὄψις)
in Laches (La. 190a1–b5), there is a meaningful conversation to be had as
to whether ἀρετή in general or any ἀρετή in particular is better understood
as knowledge itself (of the good and the bad) rather than as a knowledge-
based πρᾶξις (of good things). Finally, the difference between knowledge
and πρᾶξις also raises the question of motivation: if to know the good were
the same thing as to wish always to act in accordance with it—a Socratist
commonplace, although “wish” is insufficiently deterministic for Penner196—
Charmides would not include a valuable and unusually systematic primer
linking desire (ἐπιθυμία) with pleasure, wish (βούλησις) with what is good,
and love (ἔρως) with beauty (Chrm. 167e1–9). This triad will complicate an
argument in Meno where Socrates conflates “desire” (ἐπιθυμεῖν) with “wish”
(βούλεσθαι) for equally indistinguishable good or beautiful things (Meno
194
Rowe, Plato and the Art, 128.
195
Moreover, the presence of πρᾶξις, easily converted to the verb πράττειν by moving from what is
done to the doing of it, makes it easy to deploy the Εὖ Πράττειν Fallacy, and I have probably not
emphasized sufficiently thus far that the easiest way to resolve the Santas Circle is to ignore the
ambiguity of εὖ πράττειν, and to treat “to do well” (through knowledge) as identical in meaning
to “to fare well” (as happiness). See Devereaux, “The Relationship Between Justice and Happi-
ness,” 274 (“since one who ‘lives well’ is blessed and happy”) and the last sentence of 275n21. So
also Lee Franklin, “Commentary on Devereaux.” Proceedings of the Boston Area Colloquium in
Philosophy 20, no. 1 (2005), 306–311, on 311n12 and 311, yielding “the intrisic value of Justice
is identical with its value as the source of happiness.”
196
See Penner, “Socratic Ethics,” 180–185.
Laches and Charmides: Fighting for Athens 169
77b2–78b2).197 It is also useful for interpreting the passage in Gorgias that the
most radical Socratists regard as crucial;198 given the proximity of Charmides
and Gorgias in the ROPD, this should not be regarded as either accidental or
surprising.
Whatever may be the merits of ἡ τῶν ἀγαθῶν πρᾶξις as Critias’ revised
version of τὸ τὰ ἑαυτοῦ πράττειν, there has so far been no indication that
the parenthesis in Rowe’s paraphrase—“doing what is good (for one-
self)”—is correct. But even though it is scarcely obvious that the paren-
thesis will be his destination at the start, Socrates takes the first step in that
direction:
“And nothing at all, I daresay, prevents you saying true things [i.e., that tem-
perance is ἡ τῶν ἀγαθῶν πρᾶξις]; but still I wonder,” I went on, “whether you
judge that temperate men are ignorant [ἀγνοεῖν] of their temperance.” “No, I do
not,’ he said. “A little while ago,” I said, “were you not saying that there was
no reason why craftsmen should not be temperate in making others’ things as
well?’ “Yes, I was,” he said, “but what of it?” “Nothing; only tell me whether
you think that a doctor, in making [participial form of ποιεῖν] someone healthy,
does [ποιεῖν] beneficial things [ὠφέλιμα] both for himself [καὶ ἑαυτῷ] and for
the person whom he cures [καὶ ἐκείνῳ ὃν ἰῷτο].” “I do.”199
This is the first appearance of ὠφέλιμα in the dialogue,200 and right from the
start, Plato makes sure we understand the relation of ὠφέλιμον to the dative.
Depending on whether it is followed by ἑαυτῷ or ἐκείνῳ, the phrase ποιεῖν (τὰ)
ὠφέλιμα loses its intrinsic ambiguity:201 doctors can do beneficial things for
themselves, or for their patients, or (as here) for both of them at the same time.
197
It is in the context of this passage that the ὠφέλιμον and βλαβερόν dyad will reappear (see n. 192
above).
198
See Grg. 466a9–468e5; for the radical Socratist reading, see Terry Penner, “Desire and Power
in Socrates: The Argument of Gorgias 466A–468E that Orators and Tyrants Have No Power in
the City.” Apeiron 24, no. 3 (September 1991), 147–202. Although Penner had overlooked the
connection between βούλησις and ἀγαθόν at Chrm. 167e4–5 (201n45), the fact that it must be
explained away in Kevin McTighe, “Socrates on Desire for the Good and the Involuntariness of
Wrongdoing: Gorgias 466a–468e.” Phronesis 29, no. 3 (1984), 193–236, on 198n15; cf. 216,
shows how it could be turned to Penner’s account. Inexplicably, it is not cited in Segvic, “No One
Errs Willingly,” on 17–18, where it would seem to make her point.
199
Chrm. 164a1–b2 (Lamb modified). On the Vielschichtigkeit of Socrates’ initial comment—trans-
lated as “und es steht dem vielleicht nichts entgegen, daß du die Wahrheit sprichst”—see Bernd
Witte, Die Wissenschaft vom Guten und Bösen: Interpretationen zu Platons Charmides (Berlin:
Walter de Gruyter, 1970), 85–86.
200
The adverb ὠφελίμως—on which more shortly—appears earlier at Chrm. 163c3.
201
See Witte, Wissenschaft vom Guten, 86–93, on the sophistic background of die Mehrdeutigkeit
of das Nützliche. Particularly interesting is the link between ὠφέλιμον in Chrm. and χρήσιμον in
Tht. 167b7–d2 (87–88); the ὠφέλιμον-χρήσιμον link is useful for connecting the First Protreptic—
which relies primarily on the verb χρῆσθαι (cf. Euthd. 280b8–d7 and following)—and its Meno
Doublet, which uses ὠφέλιμον (Men. 87e1–89a2), both in the self-benefitting or sophistic sense.
170 Chapter 2
“Does he [sc. the doctor] not do [πράττειν] the things that are required [τὰ
δέοντα], he who does these things [ταῦτα πράττειν]?” “Yes.” Is not he who does
what is required [τὰ δέοντα πράττειν] temperate?’ “Indeed he is.” “Well, is it not
necessary for the doctor to know both when he cures beneficially [ὠφελίμως]
and when not? And [is it not necessary] for each of the artisans [to know] both
when he is about to be benefited by the product [τὸ ἔργον] which he makes
[πράττειν], and when not?”203
The fallacy begins with ταῦτα πράττειν: if Socrates is including both what the
doctor does to benefit her patient and herself, then she is not doing τὰ δέοντα
in both cases. It is by virtue of the medical art that the doctor does τὰ δέοντα,
and those things are necessarily beneficial for the patient. Confirming the
transition from ποιεῖν to πράττειν, Socrates next establishes a link between
doing the required things—that is, the things required by the medical art—
and temperance: a comparatively benign transition.
What immediately follows, however, is a classic example of the complex
or Double Question: the answer to the first of Socrates’ questions is “yes,”
but Critias is correct to answer the second with “perhaps not.”204 The point is
an important one: if the doctor is actually doing τὰ δέοντα, then she knows
she is performing her art beneficially for the patient; indeed the two things are
one and the same. But it is by no means necessary that the doctor must also
know when performing τὰ δέοντα that she will be benefited by so doing.205
202
R. 346e3–5 (Shorey).
203
Chrm. 164b3–10 (Lamb modified).
204
See Cohen, “Plato’s Use of Ambiguity,” 103–105.
205
For an illuminating contrast between the doctors in Chrm. and La., see Witte, Wissenschaft vom
Guten, 93. In La., the doctor’s art was insufficient for determining whether curing the patient was
good for the patient; this illuminates the moral contrast that Critias can’t see but that we must.
Laches and Charmides: Fighting for Athens 171
The demand that σωφροσύνη prove itself to be beneficial for the agent—the
doctor in this case—originates here, in an easily recognizable fallacy that
will be unmasked as not merely fallacious but morally false in Republic 1 for
those who missed that it was already both of those things here.206
But Plato doesn’t expect us to miss it: he has bigger fish to fry in Charmides,
and catching them in the first place depends on our awareness of what happens
in this passage. Having introduced the adverb ὠφελίμως, and having replaced
ποιεῖν with πράττειν, Plato will now put them together as ὠφελίμως πράττειν,
which might mean either “to act beneficially (to myself)” and “to act beneficially
(to others).” This, of course, is not the first combination of an adverb followed
by πράττειν: the crucial case is εὖ πράττειν. Precisely because the ambiguity of
the latter cannot be eliminated by means of the relevant dative, it is more difficult
to disambiguate, but there is more than a grammatical parallel with ὠφελίμως
πράττειν: the active sense of εὖ πράττειν applies to the doctor who, by doing τὰ
δέοντα, acts beneficially to the patient; the passive use, whereby “to fare well”
becomes synonymous with “to be happy,” is an example of “doing well” that
benefits the agent, in this case, the doctor. Here then is the passage that intro-
duces ὠφελίμως πράττειν along with its equally equivocal βλαβερῶς πράττειν
(where one acts harmfully either to oneself or to others), and finally σωφρόνως
πράττειν, which could mean either to do τὰ δέοντα for the patient or to know
oneself to have been benefited by so doing:
The phrase ὠφελίμως πράττειν appears three times and the first step is to
sort out how it is being used in each case. Because it is linked with βλαβερῶς
πράττειν, the first use must refer to the example of the doctor who, while
knowingly benefiting the patient in accordance with the requirements of art,
does not know whether she has acted beneficially or harmfully to herself.
206
Cf. Schmid, Plato’s Charmides, 36: “Socrates does not argue here, as he does in the first book of
the Republic (341b–342e), that the artist qua artist is essentially oriented to the good of the other,
only accidentally to his own good.”
207
Chrm. 164b11–c7 (Lamb modified).
172 Chapter 2
The second is an example of its objective use: Critias had agreed that the
doctor is being temperate by doing τὰ δέοντα (Chrm. 164b3–6), and this only
occurs when the doctor is benefitting the patient. Since this second use of
ὠφελίμως πράττειν is paired with the first use of σωφρόνως πράττειν, we are
likewise entitled to assume, at least for the present, that “acting temperately”
benefits others. The third use is the tricky one: insofar as σωφρόνως πράττειν
might mean to benefit the patient by doing τὰ δέοντα, it might seem that
ὠφελίμως πράττειν applies once again to benefiting the patient. But since the
second use of σωφρόνως πράττειν precludes being ignorant of oneself—this
is where Socrates has been driving Critias since 164a2–3—and since the
doctor is only ignorant that she is acting beneficially to herself and not the
patient, the meaning of ὠφελίμως πράττειν has shifted back, and σωφρόνως
πράττειν along with it: “to act temperately” now means “to act in such a man-
ner that you are never ignorant that you are benefitting yourself.”208
Here the reader will recognize the credo of the most radical Socratists
(although “belief” as in the Latin credere, really has nothing to do with it). Since
“practicable happiness” is what we are always necessarily pursuing,209 and since
this end is always that which benefits us, we reach in this passage the kind of
σωφροσύνη that perfectly captures their version of UV. Moreover, insofar as it
obliterates any distinction between (1) the knowledge of what always benefits
us (KGB), (2) our desire (or wish) for “the real good, a.k.a. happiness,”210 and
(3) our active and fully determined pursuit of that necessarily self-benefitting
good (i.e., the GoodE), it refers more fully to UV than does KGB alone. It is
therefore no accident that Charmides must figure prominently in the thought
of the most radical Socratists, and it is only because KGB, already found in
Laches, promptly reappears there, that it—and not the kind of temperance that
Socrates is determined to extract from Critias, and that he actually extracts from
him here—becomes the textual anchor of their position. By clearing the way for
a conversion of UV-virtue into a necessarily self-benefiting action—hence the
πράττειν in both ὠφελίμως and σωφρόνως πράττειν—that depends entirely on
our knowledge of what benefits us and when we are doing so, Plato may be said
to have offered his least virtuous readers a way out of the Santas Circle, and has
revealingly offered it to Critias.
It should also be becoming increasingly clear why the Εὖ Πράττειν
Fallacy—based as it is on a third adverb (εὖ) which prepares the way for
ὠφελίμως and σωφρόνως to be joined with πράττειν—is central to the ped-
agogical architecture of the pre-Republic dialogues, extending in its literal
208
Cf. Schmid, Plato’s Charmides, 179n30.
209
Rowe, Plato and the Art, 128n21 cites Penner and Rowe, Plato’s Lysis, 90 and 263 for the term
“practicable happiness.”
210
Rowe, Plato and the Art, 128.
Laches and Charmides: Fighting for Athens 173
form all the way to the end of Republic 1 (cf. R. 353e1–354a9). And my
position should be equally clear: the “solution” that the Fallacy provides
is the position we must overcome in order to tread the Longer Way. It is
only by treating the two different meanings of εὖ πράττειν as identical that
“faring well” as happiness becomes one with the knowledge that makes
“doing well” possible. The ascent to the GoodT is thus repeatedly made
easier once we recognize and then remember that the Εὖ Πράττειν Fallacy
is a fallacy, which of course it is.211 But there are worse things than failing
to recognize this fact, especially if it is only Plato’s least virtuous read-
ers who will be in eternal dialogue with the claim that happiness can only
achieved by doing well.
There is, however, another way of looking at this passage in the light of
Laches. In order for the doctor to know that she will be benefited—note the
use of μέλλειν in the phrase “when he is about [μέλλειν] to be benefited
[ὀνήσεσθαι] by the product which he makes” (Chrm. 164b8–9)—she must
possess that of which we are all ignorant: K-F. And even if by extracting
shrapnel from the toddler’s body the doctor would be killed by the next
hospital-targeting bomb, or be infected with Dengue fever by that appar-
ently merely irritating mosquito, it is possible or even likely that σωφρόνως
πράττειν in such a situation would mean the ability to bracket out all merely
personal distractions like fear of bombs (and insect bites) in order to concen-
trate on what she can know to be beneficial to the patient by calmly perform-
ing τὰ δέοντα in accordance with the medical art.
And then there is the question of death: can the doctor know that death,
even when a direct result of a choice to ὠφελίμως πράττειν, is something that
harms her? Certainly she cannot be sure of this if she is a Socratic as opposed
to a Socratist, and it is no accident that more of Charmides is devoted to
what we don’t know—that is, by knowing about the things we don’t know
that we don’t know them (cf. Chrm. 170c6–d4 and 171d2–4)—than to KGB,
or that a conversation about temperance, premised on the requirement that
it must benefit us, so effortlessly and deceptively shifts from “knowledge of
oneself” to “knowledge of knowledge” (Chrm. 166b9–c3).212 The deviation
211
Despite Erler, Der Sinn der Aporien, 202n139. See also Arthur W. H. Adkins, Merit and Responsi-
bility: A Study in Greek Values (Oxford: Clarendon Press, 1960), 252, and Stemmer, “Grundriss,”
547n58.
212
Cf. Rowe, Plato and the Art, 130n25. See also Santas, “Socrates at Work (Charmides),” 118–120,
especially 119n12, Voula Tsouna, “Socrates’ Attack on Intellectualism in the Charmides.”
Apeiron 30, no. 4 (December 1997), 63–78, on 71, especially 71n19, and M. M. McCabe, ‘It goes
deep with me.’ Plato’s Charmides on Knowledge, Self-knowledge and Integrity” in Christopher
Cordner (ed.), Philosophy, Ethics and a Common Humanity: Essays in Honour of Raimond Gaita,
161–180 (Milton Park, UK and New York: Routledge, 2011), on 166–168. But first and foremost,
coinsult T. Godfrey Tuckey, Plato’s Charmides (Cambridge, UK: Cambridge University Press,
1951), 33–39 and 107–108.
174 Chapter 2
There is insufficient space here for a full treatment of the Charmides, and of
the sometimes bewildering twists and turns of its arguments. However it can
hardly fail to be significant, for the topic of the present chapter, that Socrates’
(Plato’s) most extended discussion of self-knowledge should turn out to be a
discussion of the principle, and the possibility, of Socrates’ own preferred activ-
ity, of examining himself and others; even more significant, what the knowledge
which sōphrosunē or “sound-mindedness” would be able to test for, if it really
were capable of what Critias claims for it, would be knowledge of good and bad
(identified specifically as what makes us happy, eudaimones, or unhappy). Here
is Socrates’ vision of what sōphrosunē could do for us.215
There are, in fact, two passages in Plato’s Charmides that might possibly
deserve to be considered what Rowe calls “Socrates’ vision,” and the one
he goes on to quote at length (Chrm. 171d1–172a5) is actually the less obvi-
ously deserving of the two because Socrates calls the other passage “my
dream” (Chrm. 173a7–d7). But the end of the passage he quotes is sufficient
to explain why Rowe favors it:
“And thus, by means of sōphrosunē, every household would be well run, and
every city well governed, and so in every case where sōphrosunē reigned.
213
Rowe’s footnote cited in the previous note is attached to the claim that Chrm. is “Socrates’
(Plato’s) most extended discussion of self-knowledge,” and given the role that Alc. 116b2–6 plays
in revealing the Εὖ Πράττειν Fallacy for what it is, it is no wonder that he overlooks it here (cf.
126n14 and 124).
214
For the importance of “sight [ὄψις]” in Alc., La., and Chrm., see Ascent to the Beautiful, §6.
With the vocabulary in the primer on Socratic Ignorance (Alc. 117c6–e5), cf. the Happy City:
ἐπιτρέπειν (Alc. 117c7, 117d2, 117e5; cf. Chrm. 171e3), ἐπιχειροῦμεν πράττειν (Alc. 117d11 and
Chrm. 171e1), παραδιδόναι (Alc. 117e2 and Chrm. 171e2), and ἀναμάρτητοι (Alc. 117e4 and
Chrm. 171d6). Note also the use of the verb ἐμβλέπειν (LSJ: “to look in the face, to look at”):
in Alc., ἐμβλέπειν appears three times between Alc. 132e7 and 133a5 where Socrates analogizes
Delphi’s “Know Thyself” with “See Thyself.” This corresponds to the second of three uses in
Chrm. (160d6) where Socrates describes Charmides looking into himself to discover his own
σωφροσύνη. The first time, Charmides is the subject and ἐμβλέπειν is used to describe the way he
looks at Socrates, causing him to experience a kind of vertigo as a result (Chrm. 155c8); the third,
when Socrates sees the way Critias is looking at Charmides at Chrm. 162d4, was quoted in §4.
Without reference to ἐμβλέπειν, the first two of these are connected by Mary Margaret McCabe,
“Looking Inside Charmides’ Cloak: Seeing Others and Oneself in Plato’s Charmides” in Dominic
Scott (ed.), Maieusis: Essays in Ancient Philosophy in Honour of Myles Burnyeat, 1–19 (Oxford:
Oxford University Press, 2007), on 11–14.
215
Rowe, Plato and the Art, 129–130.
Laches and Charmides: Fighting for Athens 175
And with error rooted out and correctness in control, men so circumstanced
would necessarily fare admirably and well [καλῶς καὶ εὖ πράττειν] in all
their doings and, faring well [participial form of εὖ πράττειν], they would
be happy. Isn’t this what we mean about sōphrosunē, Critias,” I said, “when
we say what a good thing it would be to know what one knows and what one
does not know?”216
Rowe’s comment on the quotation must count as his last word in this
section,217 and I will now turn to a comparison—based on εὖ πράττειν,
which appears in both—of this crucial passage with “Socrates’ Dream”
(i.e., Chrm. 173a7–d7), the purpose of which is to show that even if it were
possible, this “knowledge of knowledge” would not benefit us. So let’s
begin with the way εὖ πράττειν is used here: although Sprague translates
καλῶς καὶ εὖ πράττειν as “[to] fare admirably and well,” that is incorrect.
It is only the second use of εὖ πράττειν that means “to fare well” so as to
make it synonymous with “to be happy,” and Socrates’ strategy is to use
first the phrase is in its active and transitive sense, meaning “to do [things]
beautifully and well,” and then to slide, through the Εὖ Πράττειν Fallacy,
to its passive and intransitive use:218 Consider the beginning of the sen-
tence, also quoted by Rowe:
In context, then, the first use of εὖ πράττειν in καλῶς καὶ εὖ πράττειν means
exactly the same thing as the prior ὀρθῶς πράττειν: we would do things cor-
rectly, beautifully, and well and would therefore—by the deployment of the
Fallacy in the sequel—“fare well” and thus be happy.
216
Rowe, Plato and the Art, 130, followed by: “(Charmides 171d1–172a5, tr. Sprague in the Hackett
translation, but with minor modifications).
217
Rowe, Plato and the Art, 130: “Of course at this point in the dialogue, and indeed later on, it still
remains to be established that ‘knowledge of knowledge’ is possible, and what exactly its relation-
ship would be to the substantive knowledge of good and bad.”
218
Cf. Witte, Wissenschaft vom Guten, 130: “Die Doppeldeutung von εὖ πράττειν, das in Griechischen
das ‘richtige Handeln’ und das daraus resultierende ‘Wohlergehen’ bezeichnet, ermöglicht Plato
diesen Übergang ohne ausführliche Argumentation.”
219
Chrm. 171d8–e5.
176 Chapter 2
220
In fact, that climax is followed by a brief coda at 174c9–d1 (quoted above) where two simi-
lar phrases—εὖ γίγνεσθαι and ὠφελίμως γίγνεσθαι—balance the introduction to the series at
162e7–163c3, where we encounter καλῶς ποιεῖν and ὠφελίμως ποιεῖν. Then follows the triad of
ὠφελίμως πράττειν, βλαβερῶς πράττειν, and σωφρόνως πράττειν in the Self-Benefitting Doctor,
and when I remark that the relevant equivocations have already been explained, I mean that Plato
has brought them to our attention.
Laches and Charmides: Fighting for Athens 177
visible and Plato’s motive for deploying it recoverable. Equal priority (or
“First Friend” finality) can be extended to both Happiness and the (εὖ
πράττειν-active) knowledge that thereby becomes constitutive of “faring
well” only by combining the two different meanings of εὖ πράττειν into
one,221 that is, by ignoring the fallacious character of the Fallacy. In other
words, squaring the Santas Circle requires the Socratist to elevate—albeit
tacitly—an easily recognizable and pervasive equivocation to the status of
un-hypothetical principle. Indeed this is a crucial point.
In direct opposition to the Happy City, where Socrates exploits εὖ πράττειν
in the usual manner—and as he will do again (see Grg. 507c3–5 and R.
353e1–354a2)—it is in the Dream that he makes the rejection of the Fallacy
the core of his argument:
Thus equipped, I grant that the human race, on the one hand [μέν], would indeed
act knowledgeably [ἐπιστημόνως πράττειν] and live [knowledgeably]—for
temperance, on guard, would not let ignorance fall in amongst us and be our
workmate—but, on the other hand [δέ], that by acting knowledgeably [ἐπιστη-
μόνως πράττειν], we should do well [εὖ πράττειν] and be happy [εὐδαιμονε
ῖν]—this we are not yet able to grasp [μανθάνειν], my dear Critias.222
221
Note that this move triggers the Problem of the One and the Many, that is, it treats two different
things as if they were one, and this creates the logical link between Plato’s deployment of the
Problem of the One and the Many beginning in Republic and of the Εὖ Πράττειν Fallacy in the
pre-Republic dialogues. The more important theoretical link between them is that both lead to
well-known deformations of the GoodT: one reduces it to the GoodE (or the knowledge that consti-
tutes it) and the other to the unifying One (see Introduction). The pedagogical link between them
is that both are easy to spot and therefore student-friendly: just as “doing well” is different from
“faring well,” so too the One that unites the Many as One cannot be the same thing as the One.
222
Chrm. 173c7–d5 (Lamb modified).
223
So translated by Vlastos, Socratic Studies, 115: “‘But if you [Critias is speaking to Socrates]
denigrate knowledge, you will not easily find the crown [τέλος] of happiness in anything else.’”
178 Chapter 2
“But still,” he [sc. Critias] replied, “you will not easily find any other [ἄλλο τι]
fulfillment [τέλος] of our welfare [τὸ εὖ πράττειν] if you dishonor [our acting]
knowledgeably [τὸ ἐπιστημόνως].”224
The effect is amazing: Critias has now becomes the proponent of the First
Protreptic—initial equivocation and all—in response to Socrates’ surprising
willingness to divorce τὸ ἐπιστημόνως [πράττειν] from to εὐδαιμονεῖν.225
Why has Plato chosen this particular moment to allow his Socrates to aban-
don the Εὖ Πράττειν Fallacy upon which the marriage of acting in accordance
with knowledge and being happy depends?226
If the answer to this question must be sought in Charmides alone, it is
likely to be discovered in connection with Plato’s ironic juxtaposition of
Socrates and Critias. Noburo Notomi, a prominent spokesman for the his-
torical/political reading of the dialogue, mentions three areas where “Cri-
tias introduces the apparently Socratic mottoes, ‘doing one’s own things,’
‘knowing oneself,’ and ‘knowledge of ignorance.’”227 It is necessary to
round out this list with two more: the apparently “Socratic” deployment of
the Εὖ Πράττειν Fallacy in the dialogues that precede Charmides, and the
importance of the Good (τὸ ἀγαθόν) in Republic, the great dialogue that
forms their crown or τέλος.
The latter appears in the wake of the Dream because Socrates demands to
know “of what” is the knowledge associated with τὸ ἐπιστημόνως πράττειν:
“Then inform me further,” I said, “on one more little matter [σμικρόν]: knowl-
edgeably of what [τίνος ἐπιστημόνως] are you speaking? Of shoe-making?” “By
Zeus, not I!”228
224
Chrm. 173d6–7 (Lamb modified). Especially in the light of the last charge against Socrates in
Clt. (410e7–8), there is something to be said for construing the genitive in the phrase ἄλλο τι
τέλος τοῦ εὖ πράττειν as comparative, that is, “you will not easily discover any other end than
to εὖ πράττειν.” This indicates that it will not be easy—and for Critias, it will be impossible—to
locate the ἄλλο τι τέλος in the GoodT (cf. τι ἱκανόν at Phd. 101d8) rather than in the GoodE, here
formulated as a unified and therefore fraudulently unambiguous εὖ πράττειν.
225
Cf. Tuckey, Plato’s Charmides, 74: “His [sc. Socrates’] expression of doubt whether ἐπιστημόνως
ἂν πράττοντες εὖ ἂν πράττοιμεν {‘acting knowledgeably we would also do well’} at once
demands the determination of the meaning of εὖ, which, as soon becomes clear, can only denote
moral as opposed to merely technical perfection.” With the role of Critias here, cf. Clt. 408c5–6.
226
Cf. Schmid, Plato’s Charmides, 135: “Socrates’ point is that although we might ‘do well’ in the
sense of the correct practice of a technical art, we might not ‘do well’ in the moral sense of bring-
ing about well-being and happiness. This, we recall, was the point at which the earlier discussion
of sophrosune as ‘doing good’ had floundered.” On 164a1–c4, see 35–36 and 179n30.
227
Notomi, “Ethical Examination in Context,” 254. See also Noburo Notomi, “Critias and the Origin
of Plato’s Political Philosophy” in T. M. Robinson and Luc Brisson (eds.), Plato: Euthydemus,
Lysis, Charmides. Proceedings of the V Symposium Platonicum: Selected Papers (Sankt Augus-
tin: Academia, 2000), 237–250.
228
Chrm. 173d8–e1 (Lamb modified). Cf. Thomas M. Tuozzo, Plato’s Charmides: Positive Elenchus
in a “Socratic’ Dialogue (Cambridge, UK: Cambridge University Press, 2011), 273n33.
Laches and Charmides: Fighting for Athens 179
“Perhaps you are speaking of [the topic is the happy man/ὁ εὐδαίμων of Chrm.
173e10] the one I was speaking of just now: the man knowing the future things
[ὁ εἰδώς τὰ μέλλοντα], everything that will be [πάντα ἔσεσθαι], i.e., the sooth-
sayer [ὁ μάντις]. Are you speaking of this man him or someone else?” “Yes,
I refer to him, he said, and someone else too.” “Whom?” I asked. “Surely it
could not be [ἆρα μή] this man, if anybody in addition to the future things [τὰ
μέλλοντα] also could know all things that have happened [τὰ γεγονότα πάντα]
and the things that now are [τὰ νῦν ὄντα] and was ignorant of nothing [μηδὲν
ἀγνοεῖν]?”230
229
Cf. Tuozzo, Plato’s Charmides, 268: “Why does Socrates here add the rather peculiar art of divi-
nation to those that will be practiced in the city?”
230
Chrm. 173e10–174a6.
180 Chapter 2
“But let us posit that such a one exists, for I don’t think you could mention
anybody living still [ἔτι] more knowledgeably [ἐπιστημονέστερον]231 than
this one.” “Clearly not.’ “Still [ἔτι] I further yearn after this: which of the
knowledges makes him happy? Or is it all of them alike?” “By no means all
alike,” he replied. “But to which most of all? The knowledge by which he
knows what thing [τί] likewise [καί] of the things that are [τὰ ὄντα] and of
the things that have been [τὰ γεγονότα] and of the future things that will be
[τὰ μέλλοντα]? Might it be, then [ἆρα γε], that by which he knows the art of
chess [τὸ πεττευτικόν]?”232
With the crucial KGB (Chrm. 174b10) now separated from τὸ πεττευ-
τικόν only by only two more Socratic examples—that is, the knowledge by
which we know calculation (Chrm. 174b5) and health (Chrm. 174b7); Critias
allows this last one to be closer (μᾶλλον at Chrm. 174b8 leading to μάλιστα
at 174b9)—Plato has managed to enmesh “knowledge of the good and bad”
far more damagingly with knowledge of the future in Charmides than he did
in Laches, and he has been able to do so only because Charmides follows
Laches in the ROPD.233 In short, Plato has used first Nicias and then Critias
to show the epistemological limitations of τὸ ἐπιστημόνως πράττειν with
respect to K-F.
Even at this late stage, however, the last word on the moral limitations
of ὠφελίμως πράττειν has yet to be spoken. Having reintroduced ὠφελίμως
(without πράττειν) immediately after the appearance of KGB in order to
231
Note that ἐπιστημόνως πράττειν is replaced with ἐπιστημόνως ζῶν beginning at Chrm. 173e7; cf.
the replacement of the active εὖ πράττειν (R. 353e5) by εὖ ζῆν (R. 354a1) in Republic 1. A lively
sense of how the meaning of εὖ ζῆν in Prt. 351b4 is different from its meaning in Cri. 48b5 is a
desideratum, disambiguating as they do the two meanings of εὖ πράττειν.
232
Chrm. 174a6–b3. Note that while the expert in chess knows very well what moves have been
made and even which move would be made in response to any possible move an opponent might
make, nobody knows, no matter how expert, what move the opponent will actually make at any
stage of any future game.
233
See also Altman, “Laches before Charmides.”
Laches and Charmides: Fighting for Athens 181
accommodate what “comes to be” in all three tenses at Chrm. 174c9–d1, and
having then made crystal clear that the kind of effect (ἔργον) he has a right
to demand from Critias’ σωφροσύνη is that it benefits us (τὸ ὠφελεῖν ἡμᾶς
at Chrm. 174d4), Socrates provokes the son of Callaischros (Chrm. 153c7
and 169b5)234 to offer a last defense of “the knowledge of knowledges” by
contrasting it with a necessarily self-benefiting KGB:
“so that if this [αὕτη; sc. KGB] is beneficial [ὠφέλιμος], temperance would be
something else [ἄλλο τι].” “But why,” he asked, “would it [αὕτη; sc. the knowl-
edge of knowledges] not be beneficial [ὠφελεῖν]? For if temperance is first and
foremost [ὅτι μάλιστα] a knowledge of knowledges, and it also presides over the
other sciences, surely it will also be ruling [ἄρχειν] this one, i.e., the knowledge
concerning the good [ἡ περὶ τἀγαθὸν ἐπιστήμη] so as to benefit us [ὠφελεῖν
ἡμᾶς].” “And would it cause [people] to be healthy [ὑγιαίνειν] too?” I asked:
“this one [αὕτη] but not medicine [ἡ ἰατρική]?”235
Starting from the environs of Laches,236 this passage hurls Charmides forward
into the orbit of Republic, simultaneously attracted by its gravitational force
and just as strongly repelled from its moral majesty by that very proximity.
Beginning in Republic 1, the relationship between benefiting and being ben-
efited will loom as large as the parallel active/passive relationship between
doing and suffering injustice will do in Gorgias.237
As already indicated, the verb ἄρχειν will play a crucial part in laying to
rest the fallacy of the Self-Benefitting Doctor in much the same way as the
conclusion of the Dream explodes the Εὖ Πράττειν Fallacy. For reasons that
have everything to do with the real Critias—and very little to do with the
truth about the Good—he can only conceive of the ruling art as benefiting
himself, and is therefore happy to subordinate ἡ περὶ τἀγαθὸν ἐπιστήμη to the
same kind of superordinate τέχνη we failed to find in Euthydemus. But Critias
doesn’t need Socrates to prove to him either that σωφροσύνη as he under-
stands it will benefit him or that it won’t: he knows that it will (see §7, ad fin.).
Knowing that self-benefit (hereafter “SB”) is all that counts with Critias, then,
Socrates promptly reminds the reader—always the sole object of Plato’s seri-
ous concern while writing the dialogues—of the doctor, and that means the
234
It is worth noting that his delightfully oxymoronic patronymic means something like “beautiful
ugliness” or “noble baseness.”
235
Chrm. 174d6–e3 (Lamb modified; this time without translating the bracketed ἡ ὠφελίμη at 174d7.
236
See Hobbs, Plato and the Hero, 101: “Nicias needs to redefine benefit in order to show that there
is no real tension between the personally beneficial and the morally noble; if he does not, then
it is not at all clear why knowledge of the noble alone should be sufficient to ensure courageous
action.”
237
See Plato the Teacher, 94–95.
182 Chapter 2
real, not the Self-Benefiting Doctor: the one who causes others to ὑγιαίνειν
by doing τὰ δεόντα with no concern for what benefits her.238
Of course Plato’s Republic is in retrospect everywhere visible in Charmi-
des, but nowhere more obviously than in the Dream and the Happy City.239
These connections probably explain why so many have thought that Plato
is actually sympathetic—or at least more sympathetic than Xenophon—to
his famous relative: so much of Critias will reappear in his masterpiece.
But where does it reappear, and on what terms? Like the Diotima discourse
in Symposium, Republic is a complex work, containing as it does both a
Eudaemonist Shortcut and “a Longer and Harder Way.” It is that dialogue’s
Shorter Way that repeatedly echoes Charmides, and even more obvious than
the anticipations of “Kallipolis” in the Dream and the Happy City is the rev-
elation of justice in Republic 4 as τὸ τὰ ἑαυτοῦ πράττειν (R. 433a8; cf. 378a4
and 433d8), that is, as Critias’ first choice for σωφροσύνη, and likewise the
definition that Plato uses to reveal him as a liar, a scoundrel, and the twisted
corruptor of the beautiful Charmides (see §4).
But Plato has his own purposes and knows how to place the bad at the ser-
vice of the good, and to make the false reveal the truth. The Longer Way is
present in Charmides and Critias as well, and even though this section’s
exclusion of the political and historical aspects of Laches and Charmides pre-
cludes a full discussion here, the Self-Benefiting Doctor is just as close to the
Longer Way in Republic 6–7 as “doing one’s own things” is to the Shorter,
and for very much the same reason. Consummated only in the reader’s
response to Republic 7, albeit carefully prepared in Republic 1 by the City of
Good Men Only (R. 347d2–8), the ascent to the Good can only take place in
defiant proximity with, and in dialectical antithesis to, “the good for me” so
unmistakably and beautifully linked to the tyrant Critias in Charmides.
Although only an awareness of Athenian history allows the reader to see
that K, CA, UV, TEA, and IOV are being subjected to a reductio ad tyranni-
dem in Charmides, the Self-Benefiting Doctor has already drawn the reader’s
attention to the crucial question of whom “the beneficial” benefits, and has
completely enmeshed happiness, thanks to the Εὖ Πράττειν Fallacy, with the
ruler’s benefit, and thus neither with the good of the ruled nor with the Idea
of the Good. For Critias, IOV is a given: KGB’s purpose is to benefit us, or
rather him. But there is a reason why Socrates keeps the conversation on this
level: Plato needs the intrinsic baseness of a strictly self-benefiting good to
238
Cf. Tucker Landy, “Limitations of Political Philosophy: An Interpretation of Plato’s Charmides.”
Interpretation 26, no. 2 (Winter 1998), 183–199, on 198: “These impulses [‘partly by eros, partly
by his indefatigable desire for conversation and mutual self-examination with them’] evidently
cause him [sc. Socrates] to act, like the doctor discussed at 164b, without knowledge of the benefit
to himself or the person he is treating.”
239
Cf. Schmid, Plato’s Charmides, 127–128.
Laches and Charmides: Fighting for Athens 183
propel those few among his students who are truly in love with giving birth
in the Beautiful—as he is—to break free from the shackles of the unknown
“Self” of whose “Good” we have no more knowledge than we do of its post-
mortem future.
Despite the famous anecdote to the effect that the un-geometrical were not
permitted to enter the Academy, the sublime simplicity of Alcibiades Major
suggests that Plato himself established no such entry-requirements for his
school. This is particularly obvious in the case of mathematics: aside from
the crucial question raised in Hippias Major about whether or not “one” is
odd (Hp. Ma. 302a2–5)—something it could only be if it were a number,
which thanks to the Problem of the One and the Many, is exactly what it
cannot be, nor for that matter could any number possibly be “one” (cf. Prt.
329c5)—arithmetic plays no role in the pre-Symposium dialogues, and the
towering importance it will come to have in Republic 6–7 is only gradually
adumbrated by remarks in Euthydemus (Euthd. 290b10–c7),240 Charmides
(Chrm. 165e5–166a11), and Gorgias (see §8) before emerging from the
shadows in Meno (see §15).
When it comes to History, however, the situation is different: beginning
with the arrival of Alcibiades and Critias at the house of Callias in Protagoras
(Prt. 316a4–5), Plato has presupposed a familiarity with the immortal story of
Athens, a story, it should be added at the start, that Plato needs to be immor-
tal. If there were any entry-requirements at the Academy, they were musical
in nature, not mathematical, and as already argued in Ascent to the Beautiful,
the opening lines of Protagoras desiderate a student who can praise Homer
and recognize Xenophon’s footprints (Prt. 309a1–b2). But to desiderate is not
to require, and no matter how much knowledge of Herodotus, Thucydides,
and Xenophon Plato may have hoped the young readers of his Alcibiades
Major would already have—and it deserves emphasis from the start that any-
one’s pre-Platonic familiarity with the story of Alcibiades depends on both
Xenophon and Thucydides, who died before completing it—there is good
reason to think that he did not make entry into the Academy dependent on
their having it.
The “good reason” I have in mind is first indicated at the end of Ion,
where Socrates mentions three foreign-born generals in the service of Athens
240
See Gonzalez, “How to Read,” 17 on Ly. 206e7–8.
184 Chapter 2
241
Despite Debra Nails, The People of Plato: A Prosopography of Plato and Other Socratics (India-
napolis, IN: Hackett, 2002), 159, Heraclides of Clazomenae is not mentioned in Thucydides 4.50
although he does appear in [Aristotle], Athenian Constitution 41.3 and Andocides 3.29. See John
D. Moore, “The Dating of Plato’s Ion.” Greek, Roman, and Byzantine Studies 15 (1974), 421–439.
242
On Phanosthenes, see Hellenica, 1.5, 18–19; like Heraclides, he too is mentioned in Andocides
(1.149).
243
See Ascent to the Beautiful, §16.
244
See Altman, “Reading Order,” section 4.
245
See Kenneth Dover (ed.). Plato, Symposium (Cambridge, UK: Cambridge University Press,
1980), 10 and 119; note that Xenophon is the basis of our ability to detect the anachronisms in
both dialogues.
246
Cf. de Romilly, “Réflexions sur le courage chez Thucydide et chez Platon,” 323: “Je n’ai voulu
montrer ici qu’une chose: c’est que, pour comprendre les dialogues de Platon, et surtout les pre-
miers, il faut ne pas s’enfermer des problèmes philosophiques formulés de façon plus ou moins
moderne, mais tenir le plus grand compte des textes non philosophiques, ceux à partir desquels
est née la pensée philosophique, qui la nourissent, qui la stimulent, et à laquelle, finalement, elle
répond de très près.”
Laches and Charmides: Fighting for Athens 185
While we must be able to place both Laches and Charmides between two
chronologically pinpointed events, a more philosophical use of anachronism
emerges in Gorgias. Like Republic, it is impossible to attach a consistent date
to the first dialogue we read after Charmides. But there is a connection none-
theless: by starting at Potidaea and ending with the Thirty—for such is the
magic Plato uses Critias to create—Charmides spans the War: it becomes for
the first time in the dialogues a whole. Building on the teaser at the end of Ion,
deliberate anachronism in Menexenus functioned as a test of our knowledge
of details. But its further deployment in Gorgias and Republic ensures that we
do not miss the forest for the trees: it is not the details of the War that are of
greatest concern to Plato despite the fact that, like the great History Teacher
he is, he requires us to know those details before proceeding. Beginning with
Gorgias, it is the War as a whole—its synthetic meaning and timeless signifi-
cance—that matters in the end. It is therefore no longer of consequence that
we can (or rather cannot) date Gorgias between the recent death of Pericles
and the latest King of Macedon (cf. Alc2. 141d5–e2 and Thg. 124d2–4): it is
the Melian Dialogue that echoes throughout the conversation with Callicles
and makes Plato’s Gorgias, no less than Thucydides’ History, “a possession
into eternity.” Of Republic too we can say of its historical setting only: “it is
the War.”247
In the first section of this chapter, I suggested that Plato uses ring-
composition in constructing the series of dialogues between Euthydemus
and Meno. The way specific historical events in the past and future create
the parameters of the conversation’s present in both Laches and Charmides
now offers another example of this compositional technique. Unfolding
between the War’s tyrannical aftermath (403 B.C.) and its beginning (431
B.C.), Charmides creates a chronological ring around Laches. Thanks to
both Delium (424 B.C.) and the Quarries of Syracuse (413 B.C.), Laches
begins later than Charmides but ends before it.248 But what makes the
return to Athenian History in these dialogues significant is not simply that
it supports or establishes the pedagogical priority of Laches to Charmides
in the ROPD: the hypothesis governing this section is that our detailed
knowledge of Athenian History, carefully nurtured by Plato the Teacher,
is the key to understanding both of them.
Before examining the historical details that are decisive for adequately
interpreting Laches and Charmides, it is necessary first to step back and
247
Cf. Thomas Mann, Der Zauberberg (Frankfurt am Main: Fischer, 1960), 990: “Ost oder West? Es
ist der Flachland, es ist der Krieg.”
248
When Symposium is thrown into the mix, the pattern of the nesting dolls becomes even clearer: the
interval between the Battle of Mantinaea in 418 B.C. and the departure of the Sicilian Expedition
in 415 is smaller than the one in Laches.
186 Chapter 2
explain as fully and clearly as possible why Plato would bother to write
dialogues that depended on “the knowledge of Athenian History” (hereafter
“KAH”). After all, the claim that KAH is necessary for understanding these
dialogues might be taken to mean nothing more than that the philosophical
importance of these dialogues lies elsewhere, and that the Play of (histori-
cal) Character and the Argument of the (political) Action is merely a means
to some independent philosophical end. Since both the Play of Character
and the Argument of the Action do in fact make the dialogues more lively,
interesting, and pedagogically effective, and since the insights that flow from
KAH are, for lack of a better word, fun—fun to seek, fun to discover, and fun
to explain—it is easy to ignore the philosophical underpinning that makes
the fun possible, particularly when the chance to study each dialogue on its
own gives the interpreter freedom to explore such things in detail. But it is
one-sided to claim that the purpose of Charmides is teach us about Critias and
the Thirty Tyrants,249 fun though it is to explain why this lively dialogue is
something more than “Plato’s examination of temperance,” and is concerned
with something other than KGB.
Like everything else in Plato, the proper understanding of his concern with
KAH must be connected to and derived from the Allegory of the Cave. Begin-
ning in Lysis and Euthydemus, and bursting into the center of the reader’s
attention with the Happy City and the Dream in Charmides, Plato is leading
us on, repeatedly enacting a search for some superordinate knowledge most
plausibly configured as KGB. In fact, the true τέλος of this search is not a
superordinate science but rather a paradigmatic action: the true philosopher’s
voluntary Return to the Cave. This return is the precondition of the πολιτικός,
and even after the true object of KGB is revealed as the Idea of the Good,
mere knowledge of that Good is insufficient. Plato isn’t a Neoplatonist: the
philosopher who knows that the shadows are nothing more and avoids them
like the plague, who sets at naught the values of the city and matter generally
in a single-minded quest for the essential, who seeks ecstatic union with the
transcendent, is not Plato’s hero. If Plato had been Plotinus, there would be
no need for his students to acquire KAH.
The riddle of Platonism is the opposition at its heart. Of course the con-
templative life is better than the active, of course the transcendent Good is
the only object of the philosopher’s true concern, of course it is necessary
to emancipate one’s true Self from the merely adventitious and temporary
249
As in Paul Stern, “Tyranny and Self-Knowledge: Critias and Socrates in Plato’s Charmides.”
American Political Science Review 93, no. 2 (June 1999), 399–412, building (402n18) on Chris-
topher Bruell, “Socratic Politics and Self-Knowledge: An Interpretation of Plato’s Charmides.”
Interpretation 6, no. 3 (October 1977), 141–203.
Laches and Charmides: Fighting for Athens 187
enslavement to the body. The riddle is that all of those truths, and more of
their mystical ilk, do not justify Weltflucht or “assimilation to God” (Tht.
176b1) but rather justify—once the reader has moved beyond the GoodE—the
noble and dangerous return to the Cave. Plato requires his students to acquire
KAH because it contains (and continues to be) the best available prepara-
tion for the dangers we will encounter there. This riddle has proved to be
baffling, and Plato has left the tradition wondering whether he is the dreamy
philosopher of the timeless transcendent, or the first great thinker to have left
a written record of how philosophy emancipated itself from the heavens, viv-
idly grounding it in the political, spatiotemporal, phenomenological reality or
finitude of human being. The answer to the riddle of Platonism is that he is
both, and consistently so.
In short, the philosophical justification for this section’s “Return to Ath-
ens” must be sought in the Cave, for which both Laches and Charmides are
preparing us. Of course they are neither the first nor the last dialogues to do
so: all of the pre-Republic dialogues are preparing us for Plato’s masterpiece.
But there is going up and going back down, and the vision of the Beautiful
in Symposium, along with the mystery of the First Friend in Lysis are prepar-
ing us for the first, for there can obviously be no “Going Back Down” if one
has not first made the ascent to the Beautiful and then to the Good. Neither
the Neoplatonists nor the proponents of radical Anglophone Socratism can
explain the paradox of the philosopher who returns to the Cave, and both for
the same reason: Plato is counseling his students to choose ennobling self-
sacrifice in the Cave of politics over the base comforts of SB even when—
indeed particularly when—the latter takes the most beautiful, mystical, and
world-transcending form imaginable.
The shift in direction embodied in Laches and Charmides is already vis-
ible at the end of Euthydemus, not only because the superordinate knowledge
Socrates is seeking in the Second Protreptic is assumed to be political and
appears there in a (mysterious) form that will only become intelligible in
Republic (Euthd. 290b10–c6) but more importantly because of the frontiers-
men he criticizes at the end of the dialogue (Euthd. 305c6–306d1). These are
said (by Prodicus) to constitute or inhabit the μεθορία between “a philosopher
and a political man” (Euthd. 305c7), and Plato uses them to introduce the par-
adox of the philosopher who returns to the Cave. Throughout the critique of
those who hover between philosophy and political practice (Euthd. 306a1–c5),
Socrates assumes that both philosophy and “political practice [ἡ πολιτικὴ
πρᾶξις]” (Euthd. 306b2–3) can be called “good” in relation to two differ-
ent things but “not to the same thing [μὴ πρὸς ταὐτόν]” (Euthd. 306a5; cf.
306c3–4); it is on this basis that the blend of both must necessarily be worse
than each (Euthd. 306b4–c5). The solution is reached only when both aim at
188 Chapter 2
the Idea of the Good, but thanks to the two opposite directions involved, nei-
ther the resolutely naturalistic Socratist nor the mystical monist can explain
Plato’s concern with KAH.
My claim, then, is that without KAH, the student can’t understand Plato.
But this is not because the details such knowledge make it possible to unlock
the mysteries of Laches and Charmides, let alone because such details are
in any way as important as the ascent to the Good. Plato cannot know what
particular shadows his students will face in the future when they contemplate
the Cave in their own cities, for he—like all the rest of us—necessarily lacks
K-F. Instead, he can only prepare them as best he can, and he believes, with
good reason, that they will respond to FGB with more insight if they have
KAH. Thanks to Herodotus, Thucydides, and Xenophon, Plato knows that
we can acquire KAH, and thanks to Thucydides in particular, he has as good
a guide as any to “the things that will be [τὰ μέλλοντα].”250 By now we are
in a good position to see that he made a wise and prescient choice from a
pedagogical perspective: especially as transmitted by Thucydides, KAH has
taught mankind a great deal about the future in the intervening millennia.251
KGB is another story. It is not only to offer a tongue-in-cheek tribute to
Vlastos that I am employing “KAH” as one more monstrous acronym; it is to
put KGB in the proper perspective. Shown to depend on K-F in Laches thanks
to the benighted Nicias, and then introduced by the future tyrant Critias in
Charmides, KGB is the deceptive counterpart of KAH. The first is a kind of
knowledge that would benefit us if it existed; the other is the kind we must
acquire if we are to benefit others. But Plato’s interest in our acquisition of
KAH has nothing to do with teaching us the historical truth for its own sake:
unlike a historian’s, Plato’s interest in the War is purely philosophical. As a
result, he humbly builds on the shoulders of a giant—as Xenophon did as
well by continuing Thucydides—but not in pursuit of some new truths about
his city’s past. As far as Plato the Teacher is concerned, the great advantage
of the past, and more specifically the already brilliantly recorded historical
past, is that it, unlike the kind of KGB that depends on K-F, can be known
without the aid of a μάντις. Above all, it is concerned with things that already
have happened (τὰ γεγονότα) and thus can no longer change. Because it has
nothing to do with the future aside from what we can now learn from it, it is
eternal and was already embalmed with permanence when the octogenarian
Plato bequeathed his equally immortal dialogues to the students of the future.
While reading Laches and Charmides, “students of the future” is exactly
what we become, and that in a double sense thanks to the difference between
250
Thucydides 1.22.4; cf. 3.82.2.
251
Cf. F. M. Cornford, The Unwritten Philosophy and Other Essays, edited with an Introductory
Memoir by W. K. C. Guthrie (Cambridge UK: Cambridge University Press, 1967), 47–48.
Laches and Charmides: Fighting for Athens 189
the subjective and objective genitive. We are not only looking back on Ath-
ens from the perspective of the future as students of the (distant) past, but
also reading these conversations as if we were prophets, already fully aware
of what Plato’s characters cannot possibly be: their own futures. Thanks to
KAH, we know what Nicias and Critias will do, and that knowledge under-
cuts their championship of KGB. Those readers who insist that KGB is the
philosophical core of both dialogues are revealed to be as blind as the two
historical characters who Plato uses to champion it, but this does not mean
that KGB is not in fact the center of his pedagogical concern. Within the
literary universe Plato creates in Laches and Charmides, KGB is inseparable
from KAH, and it is in their synergy that he expects us to discover that center.
In short, the interplay of KGB and KAH in Laches-Charmides is a perfect
example of why philosophical content cannot be divorced from dramatic
detail in Plato’s dialogues.
As a result, this section should not be understood as a palinode. Even when
discussed without reference to KAH, as it was in the previous section, KGB is
an epistemic and ethical ideal that proves itself fully capable of coming up
short all on its own. As a general principle, the purpose of attending to dra-
matic details is not to subvert Plato’s apparent message but to understand it
more clearly: to confirm and elucidate, not to reverse and undo.252 The good
news about Platonic hermeneutics as it has evolved over the course of my
lifetime is that it has moved away from the kind of disembodied argument-
extraction championed by Vlastos; the bad news is that those who have made
dramatic details their primary concern have generally been more hostile
to Platonism—and here I have Leo Strauss and his students foremost in
mind—than Vlastos ever dreamt of being. I have therefore separated these
two sections not in order to perpetuate the outworn “philosophical content vs.
dramatic situation” polarity, but rather to illustrate the kind of synthesis that
Plato’s pedagogical artistry achieves and was intended to achieve.253 With this
as a preface, then, it is high time to turn to the dialogues themselves, begin-
ning with Laches.
Thanks to Alcibiades in Symposium, we know exactly how to begin think-
ing about Laches and Socrates the moment we hear this new dialogue’s title;
Nicias, who is named with him in its first sentence, requires no such intro-
duction. In his account of Delium (Smp. 220e7–221c1), Alcibiades mentions
Laches three times but only twice by name (Smp. 221a2 and 221b1), the third
is when he calls him simply Socrates’ comrade (ὁ ἑταῖρος at Smp. 221b7).
252
Cf. Clinton DeBevoise Corcoran, Topography and Deep Structure in Plato: The Construction of
Place in the Dialogues (Albany: State University of New York Press, 2016), 33.
253
Throughout this study I am attempting to prove that Plato possessed the pedagogical τέχνη of “re-
orientation [ἡ περιαγωγή]” that Socrates mentions at R. 717d3–7.
190 Chapter 2
Since Aristides’ failure to provide for the superior education of his son proves
that his own incorruptibility was scarcely the product of academic instruction,
254
Thucydides 6.8.2–6.24.1.
255
Thanks to Athenaeus (second to third century A.D.), we know the year Agathon won the prize
(416), but if forced to rely only on Thucydides the son of Olorus (see following note), we actu-
ally get a clearer sense of things: the dinner takes place before the smashing of the Herms and the
departure of the Sicilian expedition, but not so very long before. Cf. Mann, Zauberberg, 9–10,
especially “wenn auch nicht lange vorher.”
256
Thucydides the son of Melesias was not, of course, the historian.
257
See Plutarch, Life of Aristides, 6.1; cf. 7.6. As was the case with Athenaeus 217a, Plato obviously
could not count on our knowing information derived from Plutarch.
258
Grg. 526a3–b4.
Laches and Charmides: Fighting for Athens 191
This is the first of three times that Aristides appears in the Histories, and
in this remarkable sentence, Herodotus allows him to make a grand entrance.
In the dialogue with his enemy Themistocles that follows,262 Aristides pro-
ceeds to teach us how the bitterest political rivalry can secure the greatest
of benefits to the city. Later in book 8, Herodotus brings him back—after
reminding the reader of this passage—as a man of action no less than a man
of wise words, once again in the context of the Battle of Salamis.263 But it is
in the more extensive account of the Battle of Plataea that Aristides has his
finest moment, and the subtlety of that account begins to suggest how much
Plato learned from Herodotus. In book 9, Herodotus mentions Aristides only
once: he is named as the commanding general of the eight thousand Athenian
259
Beginning with Prt. 319a1 and Alc. 118b9–c1; see Ascent to the Beautiful, §1.
260
Herodotus, 1.1.0; cf. La. 179d2–5.
261
Herodotus, 8.79.1 (A.D. Godley translation modified).
262
See Herodotus, 8.79.2–8.81.
263
Herodotus, 8.95.
192 Chapter 2
“It occurred to us,” the Athenians replied, “long ago—ever since we saw that
your section would have to face the Persian thrust—to make the very suggestion
which you have now been the first to put forward; but we were afraid of offend-
ing you. Now, however, that you have mentioned it yourselves, we willingly
accept, and will do what you ask.”268
Once again, Herodotus allows us to see the exquisite tact Aristides employs
with his rivals, allows us, that is, to see and discover it for ourselves. By tell-
ing us from the start how highly he valued Aristides, Herodotus knows that
every reader who is reading his book for the right reason—that is, in order
to become an ἄριστος ἄνηρ and δικαιότατος by imitating the great and mar-
velous actions whose fame the historian is preserving for just that very pur-
pose—will know the eagle by his talons.269
Plato’s Laches cannot be read intelligently unless the reader has recently
reread Herodotus’ account of the Battle of Plataea; such is the threshold but
representative claim to which this section is devoted. It applies as well to
Thucydides’ account of Nicias’ disastrous retreat from Syracuse and—in the
parallel case of Charmides—to Xenophon’s description of Critias in Memo-
rabilia and the Thirty Tyrants generally in Hellenica. In addition to the fact
264
Herodotus, 9.28.6.
265
Herodotus, 9.64.1.
266
See Herodotus, 9.44.1–45.1, 9.46.1, 9.46.3, 9.56.2, and 9.61.1.
267
Herodotus, 9.46.2.
268
Herodotus, 9.46.3 (Aubrey de Sélincourt).
269
The speech of the Athenians at 9.27 in the debate with the Tegeans also bears the mark of Aristides
(as we will not discover until 9.28.6), ending with 9.27.6 (Godley): “Yet seeing that this is no
time for wrangling about our place in the battle, we are ready to obey you, men of Lacedaemon
and take whatever place and face whatever enemy you think fitting. Wherever you set us, we will
strive to be valiant men. Command us then, knowing that we will obey.” The rhetorical excellence
of the speech should be noted.
Laches and Charmides: Fighting for Athens 193
that Socrates will specifically mention Plataea in his dialogue with Laches to
illustrate how an army can demonstrate courage by retreating (La. 191b6–c7),
all of the following aspects of Herodotus’ account of this battle are relevant
to important themes in Laches: the actual motives behind Pausanias’ retreat,
the steady flow of reinforcements to the Greek army (cf. La. 193a4–5),270 their
decision to leave the high ground (cf. La. 193a6),271 the roles of a soothsayer
(μάντις) on both sides in postponing the battle, and the fact that the Persians
were defeated because they had not been trained “to fight in armor.”272 As a
hermeneutic hypothesis, then: if Laches and Charmides could be adequately
interpreted without KAH, Plato would not have included in both dialogues so
many details that presuppose the reader’s ready access to it.
Thanks to the early appearance of Aristides in Laches, and thus to Herodo-
tus’ presence both there and thereafter, the temporality of the dialogue
becomes even more complicated but also more logically comprehensive,
forcing the reader to simultaneously consider past, present, and future while
reading it. To begin with, this is obviously as it should be if Plato’s Laches is
understood, as it must be, as an integrated whole: just as KGB will explicitly
implicate future, present, and past (La. 198d1–199a9)—a pattern repeated and
thus presupposed in Charmides (cf. Chrm. 174a4–6)—so too will Plato’s use
of KAH implicitly do the same thing. To hammer the point, it is in synergy
of KGB and KAH, both equally connected to the past, present, and future,
that the pedagogical purpose of Laches and Charmides will be discovered.
In comparison with Potidaea in Charmides, it is easy to configure Delium
as “the past” in Laches but the presence of Aristides and Herodotus suggests a
different configuration as well. Thanks to the reunion of Laches and Socrates,
the Battle of Delium—although clearly in the dialogue’s past—functions as a
way of delineating its present since it has now become its immediate past; this
is why Plato allows Laches to define the dialogue’s present in relation to the
disaster there (La. 181b1–4)273 while the far greater disaster (cf. πτῶμα at La.
181b4) that will befall Athens thanks to Nicias is always yet to come. In this
typology, then, it is the retreat from the Asopus in Herodotus that becomes the
dialogue’s (distant) past, while the retreat from Syracuse remains its future; the
retreat from Delium defines what is closest to its dramatic present.
270
Cf. Herodotus, 9.38.2, 9.41.1, and 9.41.4.
271
Cf. Herodotus, 9.25.2.
272
Cf. Herodotus, 9.63.2 (Godley): “For what harmed them the most was the fact that they wore
no armor [ὅπλα] over their clothes and fought, as it were, naked against men fully armed [πρὸς
ὁπλίτας].”
273
On the civic significance of the language used here of Socrates (La. 181a7–b1), see C. Emlyn-
Jones, “Dramatic Structure and Cultural Context in Plato’s Laches.” Classical Quarterly 49, no.
1 (1999), 123–138, on 133.
194 Chapter 2
274
See Herodotus, 9.53.2–9.57.3.
275
See George Rudebusch and Chris Turner, “A Philosophical Solution to the Problem of Socrates.”
Journal of Ancient Philosophy 8, no. 2 (2014), 1–39, on 29–30; see especially the comments on
Kurt Hildebrandt, Platon: Der Kampf des Geistes um die Macht (Berlin: G. Bondi, 1933).
276
Cf. Frédéric Cossutta, “Dialogic Characteristics of Philosophical Discourse: The Case of Plato’s
Dialogues.” Philosophy & Rhetoric 36, no. 1 (2003), 48–76, on 51: “Plato constructs a universe
of discourse animated by internal laws realized through a multiplicity of characters who are but
the scenic and dialogic embodiments of the great philosophical issues they are charged with
expressing.”
277
Cf. Vlastos, Socratic Studies, 109, 111, and 114.
Laches and Charmides: Fighting for Athens 195
(La. 192e6–193a2). Then comes the third example, tailor-made not only
for a general but for this one:
Socrates: But a man enduring in war, and willing to fight, calculating reason-
ably [φρονίμως λογίζεσθαι], knowing, on the one hand, that others will come
to his aid, and, on the other, that he is fighting against fewer and feebler men
than those with whom he is, and further that he holds stronger positions [χωρία
κρείττω]; would you then say that this man, enduring with this reasoning
[φρόνησις] and preparation, would be braver than the one in the opposing army
who is willing both to remain [ὑπο-μένειν] and to endure?278
First of all, there is the text-imminent element: since Laches’ first defi-
nition of the courageous man was: “if someone should be willing, while
remaining [participial form of μένειν] in the formation, to withstand the
enemy and not flee” (La. 190e1–2), he was practically duty-bound to endure
in his commitment to the soldier who is willing to ὑπομένειν. Nor need we
look outside Plato’s dialogues, not only the ones we have already read,279 but
more importantly the one we are about to read (cf. Chrm. 163c3–8) in order
to see the philosophical implications of Socrates’ hammered use of φρόνησις,
φρόνιμος, and φρονίμως: Critias might well have regarded as more temperate
the self-benefiting general who “endures” on the higher ground. But it is only
because of Thucydides that we know that Laches, whose army was larger,
and was being daily augmented by the arrival of allied troops, himself led his
army down from the high ground before it was routed at Mantinea,280 where
he was killed. Plato demands that we possess KAH.
Since every reader of Thucydides knows that Laches made a strategic blun-
der by coming down off of that ridge, how does Plato expect us to respond
to this passage in Laches? Consider first the parallel problem in the previous
example: how does Plato expect us to respond to the fact that it was either the
doctor’s son or someone else who was sick (La. 192e7)? Would the doctor
not have endured in the demand that any patient keep to the health-restoring
regimen, that is, τὰ δεόντα (Chrm. 164b3)? Since the doctor is φρόνιμος
specifically with respect to medicine—just as the cobbler is φρόνιμος with
respect to his art (Alc. 125a8–10)—it cannot be because of φρόνησις that the
doctor would be more intent on benefiting a son than anybody else. Is it the
doctor’s self-interested love for the son? How can it be if the son, not yet
278
La. 193a3–9.
279
Consider Alc. 125a1–15, Alc2. 139c6–8, 145a6–b3, and 145d10, and Ly. 209c3–210c5.
280
See Thucydides, 5.65, especially 5.65.6 (J. M. Dent translation): “The generals, half-stunned
for the moment, afterward led them down from the hill [ἀπὸ τοῦ λόφου], and went forward and
encamped in the plain, with the intention of attacking the enemy.” Schmid brought this crucial
connection to light (394n21); see his On Manly Courage, 52–55, especially 52.
196 Chapter 2
281
Schmid, On Manly Courage, 38–47 deserves pride of place; cf. Vlastos, Platonic Studies, 268.
Representative are Robert G. Hoerber, “Plato’s Laches.” Classical Philology 63, no. 2 (April
1968), 95–105, on 100, Darrell Dobbs, “For Lack of Wisdom: Courage and Inquiry in Plato’s
Laches.” Journal of Politics 48, no. 4 (November 1986), 825–849, on 841n4 (“Nikias’ notorious
superstitiousness is hardly at odds with the scientism manifest in his contention in the dialogue.
They are kindred expressions of precisely the same yearning for certainty”), Linda R. Rabieh,
Plato and the Virtue of Courage (Baltimore, MD: Johns Hopkins University Press, 2006), 70,
and Richard Foley, “The Better Part of Valor: The Role of Wisdom in Plato’s Laches.” History of
Philosophy Quarterly 26, no. 3 (July 2009), 213–233, on 225. More important than the authori-
ties who mention the connection, however, are those who don’t; consider Jörg Hardy, “Is Virtue
Knowledge? Socratic Intellectualism Reconsidered” in Hardy and George Rudebusch (eds.),
Ancient Ethics, 141–170 (Göttingen: Vandenhoeck & Ruprecht, 2014), and Penner, “What Laches
and Nicias Miss.” Santas, “Socrates at Work (Laches),” 434, should be regarded as transitional:
the debacle at Syracuse is mentioned but palliated.
Laches and Charmides: Fighting for Athens 197
and he will return the moment after Critias ends.282 Although Nicias pre-
pares the way in Laches for the allegedly “Socratic” Critias in Charmides,
the resulting comparison redounds to his credit as well. Immortalized by
Thucydides, Nicias repeatedly shows himself to be useful to Plato now that
Alcibiades has spoken his last word in Symposium, and no matter how ineptly
he may have handled the army in Sicily, it would not have been there at all if
it were not for his young and power-drunk opponent. Although his attempt to
stop the Expedition backfired,283 Nicias must never be judged too harshly for
playing his assigned role in the tragedy of Athens, the most instructive story a
future statesman could possibly ponder. We might just as well blame Socrates
for having saved Alcibiades’ life at Potidaea (Smp. 220c5–e2).
And with that fateful name, we return to the beginning of Charmides.
In the greatest imaginable contrast to the transcendent anachronism that
tests the student’s general knowledge of KAH in Menexenus, and the ideal-
izing use of chronological inconsistences that will soon make Gorgias and
Republic impossible to date for the sake of the War as a whole, the problem
of the precise historical circumstances of Socrates’ return from Potidaea as
described at the start of Charmides is one that admits of a solution, and Plato
expects us to solve it. In making this claim, I am following the lead of Chris-
topher Planeaux, who solved a chronological riddle that others had dissolved
by trigger-happy recourse to Plato’s historical imprecision. What makes Pla-
neaux’s elegant solution relevant to my own project’s larger concerns is that
it depends exclusively on the juxtaposition of two texts that Plato expected
every reader of Charmides to have studied carefully: Thucydides’ History
and his own Symposium. It is the latter that must be considered first, since it
touches on a crucial aspect of the ROPD.
The primary justification for locating Symposium earlier than the so-called
“early,” “Socratic,” or “transitional dialogues” considered in Ascent to the Good
is found in Ascent to the Beautiful, and is based on the connections between it
and Protagoras, Alcibiades Major, Hippias Major, Hippias Minor, Ion, and
Menexenus. In the broadest strokes, an early Protagoras complements or is
rather complemented by an early Symposium, an early Alcibiades is equally
complemented by his last word at Agathon’s, and the humorously accessible
investigation of τὸ καλόν in Hippias Major becomes intelligible as preparation
for Diotima.284 But for the reader who comes to this book first, it would be dif-
ficult if not impossible to accept the possibility that a middle-period dialogue
like Symposium was somehow prior to early dialogues like Charmides, Laches,
282
It was Nicias who almost stopped Atlantis from attacking Athens the first time; see Guardians in
Action, 125–126.
283
Thucydides, 6.24.1–3.
284
See Ascent to the Beautiful, §11.
198 Chapter 2
and Lysis. Presupposing a willingness not only to consider replacing the Order
of Composition paradigm with Reading Order, but also to imagine the possibil-
ity of Plato’s use of basanistic pedagogy, a post-Symposium reading of Lysis
in particular—especially when unsupported by the contextualized reading of
Symposium developed in Ascent to the Beautiful—could easily foster a natural
incredulity in a scholarly environment that has not even accorded Kahn’s pro-
leptic reading of Lysis the attention it deserves.285
In chapter 1, three themes were used to justify reading Lysis and Euthyde-
mus in relation to an earlier Symposium: (1) the dramatic centrality of ἔρως
in all three, (2) a μεταξύ-based understanding of philosophy developed in
the first two, but seemingly superseded in the First Protreptic, and (3) the
persistence of the Eudaemonist Shortcut culminating in KGB, accepted as
hermeneutic bedrock by the radical Socratists despite its elision of ἔρως,
the beneficent μεταξύ between knowledge and ignorance, and the crowning
vision of a transcendental τὸ καλόν. Only the first could be conceived in com-
plete independence from the hypothesis of basanistic pedagogy, and making
a plausible case for all three depended almost as much on reading Euthyde-
mus after Lysis as it did on reading Lysis after Symposium. For a number of
reasons, then, a stand-alone Reading Order approach to the post-Symposium
dialogues was inevitably confronted from the start with a daunting structural
weakness. With “the Return to Athens” in Laches and Charmides, however,
that argumentative weakness can finally be redressed.
In the most general terms, the part of Alcibiades’ drunken speech in praise
of Socrates that deals with Potidaea and Delium (Smp. 219d3–221c1) does
not depend on the reader’s prior knowledge of Laches and Charmides while
these two paradigmatically (“early” and short) Socratic dialogues can be
shown to presuppose the reader’s prior knowledge of Symposium. I sug-
gested earlier that the reader has already been trained to recognize Laches as
Socrates’ comrade before reading the eponymous dialogue’s first sentence,
but Plato also allows Alcibiades to prepare the reader for Laches both in the
obviously applicable description of the retreat at Delium and in his account
of the winters in Potidaea. To begin with, Alcibiades introduces his account
of both by referring to Socrates’ καρτερία:
“After that, can you imagine what a state of mind I was in, feeling myself to
have been dishonored, yet admiring both the nature [φύσις] of the man and his
temperance and courage [σωφροσύνη καὶ ἀνδρεία], for I had hit upon on a man
such as I never would have dreamt of meeting with respect to thoughtfulness
[φρόνησις] and endurance [καρτερία]?’286
285
Cf. Kahn, Plato and the Socratic Dialogue, 281–291, and my “Reading Order,” 28–29.
286
Smp. 219d3–7 (Fowler modified).
Laches and Charmides: Fighting for Athens 199
The two virtues Alcibiades most admires in Socrates prepare the reader for
Charmides and Laches in a general sense; Plato then deepens the connection
to the latter by having Alcibiades join φρόνησις to καρτερία.
After having introduced Socrates’ capacity for endurance in this passage,
Alcibiades then hammers the point: in times of need, no one in the army could
match Socrates’ capacity “in relation to the enduring [πρὸς τὸ καρτερεῖν]”
of such hardships (Smp. 220a1) before completing a grammatical trifecta
by adding the substantive καρτέρησις (LSJ: “patient endurance of a thing”)
to the verb (καρτερεῖν) and the abstract noun (καρτερία) when he describes
the amazing things Socrates did “in relation to the endurance-tests of winter
[πρὸς τὰς τοῦ χειμῶνος καρτερήσεις]” (Smp. 220a6). This same noun, found
only in Plato, will reappear three times in Laches (La. 193d1, 193d7, and
194a4), the first two times to describe a senseless endurance, while the third
applies to a more characteristically Socratic καρτέρησις that is anything but:
Socrates: So are you then willing that we should be obedient to what we are
saying in this way at least? Laches: What way is this and with which “what’?
Socrates: With the statement [λόγος] that commands us to endure [καρτερεῖν].
If you are willing, let us too both remain [ἐπι-μένειν] committed to the search
and let us endure [καρτερεῖν] so that this courage itself [αὐτὴ ἡ ἀνδρεία] will
not also laugh at us since we are not searching for it courageously [ἀνδρείως]
if perchance, indeed, this endurance-test itself [αὐτὴ ἡ καρτέρησις] is courage
[ἀνδρεία].287
287
La. 193e8–194a5 (Sprague modified).
288
For a reading of Euthd. that emphasizes the role of the Sign (Euthd. 272e3–4), see Richard T.
Whittington, “Where Is Socrates Going? The Philosophy of Conversion in Plato’s Euthydemus”
(PhD dissertation, Baylor University, 2008).
200 Chapter 2
289
Not only in Socratist accounts of course; see Leo Strauss, Xenophon’s Socratic Discourse: An
Interpretation of the Oeconomicus (South Bend, IL: St Augustine’s Press, 1998), 88–89. For
discussion of Socrates as citizen, see Wolf Steidle, “Der Dialog Laches und Platons Verhältnis
zu Athen in den Frühdialogen.” Museum Helveticum 7, no. 3 (1950), 129–146, especially 136:
“Er [sc. Socrates] erstrebt eine Neubelebung des alten Bürgerethos auf der Grundlage bewußter
Einsicht.” The last paragraph (145–146) likewise deserves attention, linking Socrates as “der
einzige echte Bürger Athens” to the Academy, which preserves “in gewandelter, vergeistiger
Form wesentliche Elemente des attischen Gemeinschaftslebens und des bürgerlichen Ethos.”
Cf. Mark Anderson, “Socrates as Hoplite.” Ancient Philosophy 25 (2005), 273–289, especially
274–277 on Vlastos.
290
The goddess of wisdom was always well-armed in her city’s defense; see Heinrich Heine, On
the History of Religion and Philosophy in Germany and Other Writings, edited by Terry Pinkard
and translated by Howard Pollack-Milgate (Cambridge, UK: Cambridge University Press, 2007),
last word.
291
See S. Sara Monoson, “Socrates in Combat: Trauma and Resilience in Plato’s Political Theory”
in Peter Meineck and David Konstan (eds.), Combat Trauma and the Ancient Greeks (Hounsmill,
UK and New York: Palgrave Macmillan, 2014), 131–162.
292
Chr. Planeaux, “Socrates, Alcibiades, and Plato’s ΤΑ ΠΟΤΕΙΔΕΑΤΙΚΑ. Does the Charmides
Have an Historical Setting?” Mnemosyne 52 (fourth series), no. 1 (February 1999), 72–77.
293
For more technical aspects of “Socrates as hoplite,” see A. W. Gomme, “The Athenian Hoplite
Force in 431 B. C.” Classical Quarterly 21, no. 3/4 (June-October 1927), 142–150, and George
Th. Mavrogordatos, “Two Puzzles Involving Socrates.” Classical World 105, no. 1 (Fall 2011),
3–23, on 11–20.
Laches and Charmides: Fighting for Athens 201
had assumed—the best with due caution294—that the defeat that immediately
precedes Charmides was the same battle in which Socrates had saved Alcibi-
ades’ life and weapons in Symposium (Smp. 220d7–e2). By combining the
plural χειμῶνες in Symposium with an absence long enough to allow Char-
mides to move from child to adolescent (from παῖς to μειράκιον at Chrm.
153b3–5), Planeaux dissolved the resulting inconsistencies with a revealing
discovery: in Socrates’ case, “fighting for Athens” meant a great deal more
than had been previously thought.
In making his compelling historical case,295 Planeaux obviously needed
Thucydides in order to harmonize Charmides and Symposium but he deftly
sidesteps the question of whether Thucydides was also Plato’s source in
constructing the historical elements in those dialogues.296 My approach is dif-
ferent: not only am I assuming that Thucydides was Plato’s source, but that
Plato intended or rather still intends the readers of Charmides to use both
Symposium and Thucydides in order to reconstruct for themselves Planeaux’s
solution, for nothing more than rereading is necessary. But such rereading
also has a philosophical significance over and above providing us with a
clearer picture of the kind of καρτέρησις Socrates the soldier had displayed.
Although the student would also need to reread book 1—where Thucydides
describes the arrival of the Athenians, the beginning of the siege, and the
battle described in Symposium—the crucial evidence needed to resolve the
chronological conundrum created by the opening of Charmides is in book 2,
and finding it requires the reader to make a return journey to a destination for
which Laches has prepared us from the start: to Plataea. It turns out that there
are important lessons to be learned there.
Thucydides describes the surrender of Potidaea in a manner that allows
us to flesh out our sense of the suffering of the Athenian besiegers and the
far greater horrors they had imposed on the besieged.297 His account of the
defeat at Spartolus—a chapter that also allows the reader to connect Socrates
to Thrace, so that he can plausibly meet there “one of the Thracian doctors
of Zalmoxis” (Chrm. 156d4–6)—is found a few chapters later.298 Having
emphasized that the Peloponnesians were making their annual invasions
of Attica to loosen the Athenian grip on Potidaea,299 Thucydides begins the
next section in what proves to be an ominous fashion: “The next summer the
294
Cf. Dover, Plato, Symposium, 165 at “(iii),” especially “improbably.”
295
Cf. Nails, People of Plato, 311.
296
Planeaux, “Socrates, Alcibiades, and Plato,” 72: “It is my intention to push as far as possible
Plato’s account of Socrates in Thrace, taking every detail as potentially significant. We will test
Plato’s account against the accounts of Thucydides and the epigraphic record. I make no judg-
ments on what Plato could have known nor on what his readership was expected to know.”
297
See Thucydides, 2.70.1–2.
298
Thucydides, 2.79.
299
Thucydides, 2.70.1.
202 Chapter 2
300
Thucydides, 2.71.1 (Dent).
301
Thucydides, 2.71–2.78; the story resumes at 3.20–24 and is concluded at 3.52–69.
302
Thucydides, 3.52.1–3.
303
Thucydides, 3.53–59.
304
Dionysius of Halicarnassus, On Thucydides, 42; cf. C. W. Macleod, “Thucydides’ Plataean
Debate.” Greek, Roman and Byzantine Studies 17, no. 3 (1977), 227–246, and H.-P. Stahl,
Thucydides: Man’s Place in History (Swansea: Classical Press of Wales, 2003), 115: “All the
descriptions of Plataea, as we saw earlier, are composed with a view to the deadly end which
awaits its besieged inhabitants. This is true also of the speeches, and the historian’s sympathy with
the fate of the condemned has always been felt.” Stahl appropriately emphasizes that “the end of
the Plataeans reflected poorly on Athens” since she did not come to the aid of the city that fought
by her side at Marathon (Herodotus, 6.108).
305
Thucydides, 3.58.4–5.
306
Thucydides, 5.102.
307
On this passage, see Christopher Rowe, “Plato and the Persian Wars” in Emma Bridges, Edith
Hall, and P. J. Rhodes (eds.), Cultural Responses to the Persian Wars: Antiquity to the Third
Millenium, 85–104 (Oxford: Oxford University Press, 2007). For Rowe on Lg., see Guardians
on Trial, 225n51.
Laches and Charmides: Fighting for Athens 203
start of Charmides requires the reader to sort out the relationship between
two widely separated passages in the History.308 Thucydides’ account of
the plague—introduced by the first time the word for winter appears in his
history309—is found between them.310 Making it clear that the physical symp-
toms of the plague began in the head311—likewise the locus of Charmides’
distemper (Chrm. 155b3–5; the word κεφαλή appears nine more times in
the dialogue)—Thucydides concludes this famous passage with its even
more devastating spiritual effects, for it is only after this description that
Thucydides concludes: “Such was the nature of the calamity, and heavily
did it weigh on the Athenians; death raging within the city and devastation
without.”312
Fear of gods or law of man there was none to restrain them. As for the first, they
judged it to be just the same whether they worshipped them or not, as they saw
all alike perishing; and for the last, no one expected to live to be brought to trial
for his offences, but each felt that a far severer sentence had been already passed
upon them all and hung ever over their heads, and before this fell it was only
reasonable to enjoy life a little.313
Still confronted with the Spartan depredations, the purpose of which was to
break off the siege of Potidaea, Athens succumbs in the absence of Socrates
to “the plague of the soul,” and since her doctors proved powerless at this
critical time,314 the Zalmoxis-inspired critique of Greek medicine in Charmi-
des seems peculiarly relevant to the situation at home: in treating the body,
they neglect to treat the soul (Chrm. 156d4–157c6). The only doctor who can
cure the Plague of the Soul is Socrates; neither Charmides nor Critias will
take his medicine.315
The interpretive tradition that emphasizes the changes in Athens that
have taken place in Socrates’ absence is therefore justified in the context
of the plague,316 and given Thucydides’ description of how it felt to recover
308
Thucydides, 1.61–65 and 2.70–79.
309
Thucydides, 2.47.1.
310
Thucydides, 2.47–54.
311
κεφαλή at 2.49.2 and 2.49.7; noted by Lampert, How Philosophy Became Socratic, 162.
312
Thucydides, 2.54.1 (Dent).
313
Thucydides, 2.53.4.
314
Thucydides, 2.47.4.
315
For a Zalmoxis-centered reading of Chrm., see David Lawrence Levine, Profound Ignorance:
Plato’s Charmides and the Saving of Wisdom (Lanham, MD: Lexington, 2016), especially chapter
3. For a Zalmoxis-centered reading of Chrm. in the Vlastosian tradition, see Mark L. McPherran,
“Socrates and Zalmoxis on Drugs, Charms, and Purification.” Apeiron 37, no. 1 (March 2004),
11–33.
316
See Lampert, How Philosophy Became Socratic, 4, 10, and 154–155.
204 Chapter 2
from it,317 KAH may also help to clear up what Plato meant with the verb
ἀπαθανατίζειν (Chrm. 156d6). But two other passages in Thucydides’
description of the plague are clearly relevant for understanding the emphasis
on SB in Charmides. The first illustrates the process by which the noblest
Athenians—those for whom it was incumbent “to be unsparing of themselves
[ἀφειδεῖν σφῶν αὐτῶν]”—were culled out for destruction:
On the one hand, if they were afraid to visit each other, they perished from
neglect; indeed many houses were emptied of their inmates for want of a nurse.
On the other, if they ventured to do so, death was the consequence. This was
especially the case with such as made any pretensions to virtue [οἱ ἀρετῆς
τι μεταποιούμενοι]: shame [αἰσχύνη] made them unsparing of themselves
[ἀφειδεῖν σφῶν αὐτῶν] in their attendance in their friends’ houses, where even
the members of the family were at last worn out by the moans of the dying, and
succumbed to the force of the disaster.318
Linking ἀρετή to an unwillingness to put one’s own safety above the needs of
one’s friends, Thucydides creates a clear contrast between SB and αἰσχύνη,
and pending the advent of Diotima—whose vision will inspire Plato’s readers
to be something more than virtue’s μεταποιούμενοι (LSJ: “lay claim to, pre-
tend to”)—shame remains the most readily accessible means for preferring τὸ
καλόν to τὸ αἴσχρον (cf. Smp. 178d4–e3).
As Thucydides will tell us in the famous passage about Corcyra,319 words
now began to change their meanings, and it seems only natural that Plato
would use Critias, the son of Καλλαίσχρος, to exemplify how the ugly had
become beautiful in Socrates’ absence thanks to the plague:
Perseverance in what was esteemed beautiful [τὸ δόξαν καλόν], nobody was
eager for that, believing it unclear whether one would perish before reaching it,
but present pleasure, and all that was profitably productive [κερδαλέον] of that,
this was held to be both beautiful [καλόν] and useful [χρήσιμον].320
Although the plague of the soul had already reached an advanced stage at
Athens before Socrates left—the warm endorsement of the GP Equation by
the foremost intellectuals in Greece as depicted in the pre-War Protagoras
suggests this (Prt. 358a5–b3)—it is a short jump from Thucydides’ χρήσιμον
and κερδαλέον to the ὠφέλιμον of Critias, a jump made natural for those with
KAH. The larger point is that Plato requires us to become at home in Athens
317
Thucydides, 2.51.6.
318
Thucydides, 2.51.5 (Dent modified).
319
Thucydides, 3.82.4.
320
Thucydides, 2.53.3.
Laches and Charmides: Fighting for Athens 205
as it declines from its former greatness, for it is only in such a place that it
is necessary for philosophers to return to the Cave.321 Whether democracy
evolves from oligarchy before descending into tyranny as in Republic 8, or
whether it is the oligarchs who will create a tyranny after overthrowing a
democracy—as happened in Athens, thanks to the Thirty—Plato’s teaching
comes into its own during the plague of the soul, that is, in the twilight of a
great democracy turned upside down by power, greed, and an abandonment
of the moral values that made it great in the first place.
Perhaps the fact that Socrates mentions Solon’s praise for Critias the son
of Dropides in his account of Charmides’ family tree (Chrm. 157e5–6) means
that Herodotus can be found in Charmides as well as in Laches, but the ele-
phant in the room will always be Xenophon. For too long, the continuator of
Thucydides has been viewed as nothing more than the inept imitator of Plato;
in fact, his testimony is indispensable for reading the dialogues. Even Alcibi-
ades’ story is only completed in Xenophon’s Hellenica, and neither Charmides
nor Critias are so much as mentioned in Thucydides. Although Plato’s depen-
dence on Herodotus and Thucydides is seldom affirmed to the extent that it
should be, it is even more rarely denied outright. But it has long been open
season on denying the possibility that Plato’s masterpieces likewise depended
on the foundation laid by the son of Gryllus. Starting with the opening words
of Protagoras,322 I defended the unfashionable position that Plato relies from
start to finish on his reader’s intimate familiarity with Xenophon in Ascent to
the Beautiful. That defense must now be renewed, and begins with the claim
that Plato expects the readers of Charmides to have read Hellenica 2 for the
same reason that readers of Laches must have read Thucydides 6–7.323 Without
knowing the future of Nicias, many passages in Laches must remain obscure,
but without the reader’s knowledge of what Critias and Charmides have in
store for Athens, Charmides is unintelligible as a whole.
In practice, this is seldom denied: no interpretation of Charmides could
afford to ignore the history of the Thirty.324 But it is insufficient for the inter-
preter to refer only to “the famous Critias” without facing the fact that it is
Xenophon who made him so. Paradoxically, this becomes particularly obvi-
ous in the light of modern attempts to gain a more historically accurate appre-
ciation of Critias’ aims: since Xenophon is the primary source of the negative
321
See Plato the Teacher, 53 and 180.
322
See Ascent to the Beautiful, §2.
323
Cf. Hubert Rick, “Der Dialog Charmides.” Archiv für die Geschichte der Philosophie 29, no. 3
(1916), 211–234, for the claim (233–234) that “der Verfasser des Charmides” (who was not Plato)
was responding to Xenophon’s Memorabilia, 4.2. For more recent discussion of this connection,
including comment on Rick’s claim, see Bernd Effe, “Platons Charmides und der Alkibiades des
Aischines von Sphettos.” Hermes 99, no. 2 (1971), 198–208, on 205n4.
324
Cf. Witte, Wissenschaft vom Guten, 46–51.
206 Chapter 2
valuation, any revisionist account must show why we should discount his
testimony.325 My claim is that Plato builds his Charmides around that nega-
tive valuation,326 not by any means because Plato himself was dependent on
Xenophon for information about his own kinsmen, but because he knew that
his future readers would be. Although it is obvious that Plato expects us to
know about his famous relatives (Chrm. 154a8–b2),327 the tradition has failed
to ask itself how he could have expected that his future readers would be able
to do so, a failure that arises from not having paid sufficient attention to the
pedagogical element in the dialogues.
The most convenient dodge has been to make the calamitous assumption
that Plato was writing only for his contemporaries, and that “they”—phan-
tom construction though this “they” must be—can be reasonably construed
as “already familiar” with every fact later scholars have been able to glean
from the historical tradition as a whole, including those facts that, as far as
we know, were only recorded after Plato’s death. There are doubtless some
great stories in Plutarch, for example, that it would be convenient to claim
that “Plato’s readers knew,”328 but since Plato outlived Xenophon, there are
no such things to be found in his writings. My approach has been to assume
that Plato, like Thucydides and Xenophon,329 intended his writings to speak
to the readers of the distant future—as of course they have done—and that he
therefore needed to ask himself what else he could reasonably expect those
readers to have read. Thucydides’ History and Xenophon’s Hellenica stand
very high on that list, almost as high as the works of Homer, and higher not
only than any given play of Euripides and Aristophanes—important though
both of these, and many others, are as well—but also than Herodotus.
By the very act of continuing Thucydides, Xenophon proves that he
clearly recognized a great predecessor’s enduring value and thus his pros-
pects for literary immortality. It was easy for Plato to share that awareness,
and he therefore located his dialogues in a well-known and easily accessible
historical past. We remember Athens because the Athenians insisted that
we should and they therefore made it possible for us to do so. Plato made
himself an integral part, and arguably the culminating and most perennially
important part, of that amazing process: it doesn’t diminish his achievement
or underestimate his conception of self-worth to recognize his dependence on
325
See Frances Pownall, “Critias in Xenophon’s Hellenica.” Scripta classica israelica 31 (2012),
1–17, especially 4 (“the Xenophontic Critias”), 6 (“Xenophon implies”), and 10.
326
In opposition to the balance struck in Richard McKim, “Socratic Self-Knowledge and ‘Knowledge
of Knowledge’ in Plato’s Charmides.” Transactions of the American Philological Association 115
(1985), 59–77, cf. 63n7 with 60.
327
See Witte, Wissenschaft vom Guten, 51–53.
328
As, for example, that he is the first to tell us that Aristides was nicknamed “the Just.” See also
Guardians in Action, 190.
329
Cf. Thucydides 1.22.4 and Xenophon, Cynegeticus 13.7.
Laches and Charmides: Fighting for Athens 207
Thucydides and Xenophon. The fact that Xenophon had the good sense and
humility to cast himself explicitly in the role of mere epigone to Thucydides
should make us hesitant to imagine that he was also merely Plato’s (inept)
continuator as well. In fact, the textual evidence points the other way as well,
and all three of the ancient authorities who discuss the relationship between
Plato and Xenophon mention the passage in Laws 3 where the Athenian
Stranger makes a disparaging remark about “the education of Cyrus.”330
This is not the place to re-litigate the relationship between Plato’s dialogues
and Xenophon’s Socratic writings.331 But it should not go unmentioned that in
addition to the information he provides about the Thirty in Hellenica, Xeno-
phon emphasizes Critias’ lack of σωφροσύνη in Memorabilia 1.332 It was
not because Plato had described Alcibiades and Critias entering the home
of Callias together in Protagoras (Prt. 316a4–5) that led Xenophon to offer
an apologetic discussion of Socrates’ relationship with both in Memorabilia
1.333 And since I have emphasized the links between Alcibiades’ speech in
Symposium and Laches-Charmides, the reference there to both Charmides
the son of Glaucon (cf. Prt. 315a1–2) and Euthydemus the son of Diocles
(Smp. 222b1–2) as (Platonic) lovers of Socrates suggests a subtler connection
between Xenophon and Plato’s Charmides. In Memorabilia,334 Socrates criti-
cizes Critias for lusting like a pig after the beautiful Euthydemus—criticism
that helps us to see the sexual subtext in Charmides335—while Xenophon’s
antipathy to Critias in Hellenica is conveniently explained by the hypothesis
that Euthydemus, who dominates Memorabilia 4, is Xenophon himself.336
If this is so, then Plato is referring to Xenophon in his Symposium no less than
Xenophon is referring to Plato in his.337
In the midst of all these details, three points deserve particular emphasis.
Although our knowledge of Critias depends on Xenophon, Plato’s did not.
330
See Gabriel Danzig, “Did Plato Read Xenophon’s Cyropaedia?” in Samuel Scolnicov and Luc
Brisson (eds.), Plato’s Laws: From Theory into Practice: Proceedings of the VI Symposium Pla-
tonicum Selected Papers (Sankt Augustin: Academia, 2003), 286–296.
331
See my “Division and Collection: A New Paradigm for the Relationship Between Plato and
Xenophon” in Gabriel Danzig, David Johnson, and Donald Morrison (eds.), Plato and Xenophon:
Comparative Studies (Leiden and Boston: Brill, 2018), 99–114.
332
Xenophon, Memorabilia, 1.2.15, 1.2.25, and 1.2.29–30. Cf. Schmid, Plato’s Charmides, 12.
333
Xenophon, Memorabilia, 1.2.12–47.
334
Xenophon, Memorabilia, 1.2.30.
335
Cf. Schmid, Plato’s Charmides, 188n32.
336
See H. G. Dakyns (translator), The Works of Xenophon (London and New York: Macmil-
lan and Co., 1890–1897), volume 3, part 1, xl–xliv, entitled: “On the personal note in the
Ἀπομνημονεύματα: Who is Euthydemus? (in Bk. IV).” Sympathy for Euthydemus can likewise be
found in the valuable notes of Louis-André Dorion (ed.), Xénophon, Mémorables, volume 2, part
2, Book IV (Paris: Les Belles Lettres, 2011), and although he does not cite Dakyns, he mentions
the Euthydemus as Xenophon hypothesis on 65–66n3.
337
See Gabriel Danzig, “Intra-Socratic Polemics: The Symposia of Plato and Xenophon.” Greek,
Roman and Byzantine Studies (2005), 331–357.
208 Chapter 2
338
Particularly illuminating is Schmid, Plato’s Charmides, 157; cf. 178n22.
339
See Gabriel Danzig, “True Justice in the Republic.” Illinois Classical Studies 23 (1998), 85–99.
The fact that Critias’ definition of temperance becomes the definition of justice along the Shorter
Way is Plato’s hint that we should be suspicious of it from the start, and thus pay due heed to the
warnings at R. 434e4–435a4 and 435c9–d4.
340
To glance for a moment even farther ahead, in both Guardians in Action (133–135 on Timaeus-
Critias) and Guardians on Trial (237, 276, and 445 on Laws-Epinomis), I consider Critias’ abiding
influence on Plato. It was because he had once been Aristocles the son of Ariston that a ready
access to the youngster who had originally admired Charmides and Critias (Ep. 324d1–3) became
an integral part of Plato’s ability to deploy basanistic pedagogy. He knows what leads to tyranny
from personal experience.
341
In addition to Witte, Wissenschaft vom Guten, 49 (“diese idealisierende Tendenz”), see Tuozzo,
Plato’s Charmides, 53–66, especially 58.
342
Cf. Guardians in Action, 120–122, especially 120n449 and 122n458.
343
For an attempt to do so, see Jörg Hardy, Platon, Laches; Übersetzung und Kommentar (Göttingen:
Vandenhoeck & Ruprecht, 2014), especially “vielleicht” 125n37.
Laches and Charmides: Fighting for Athens 209
intersection of this literary technique with the philosophical content of the dia-
logues that is even more characteristically Platonic. From Nicias’ hyper-doctor
who would only be brave if he knew in advance who would be better off dead
(La. 195b3–e4) to Critias’ sub-doctor who couldn’t be temperate unless he knew
that he would benefit from doing what was necessary (Chrm. 164a9–c6), his
characters depend on untrammeled access to an inaccessible future at the same
time that they are mocked by their own blind ignorance of their own. This then is
a crucial point: thanks to KAH, it is upon the reader that Plato bestows a literary
simulacrum of K-F, and by implicating the twin defenders of a pseudo-Socratic
KGB (cf. Clt. 408c5–6 and 409a4) with the vain pretensions of something more
substantial, he ensures that they are haunted by the future in a double sense.
Trained by Attic Tragedy, Thucydides’ readers could foretell the kind of thing
that will eventually happen in the Great Harbor of Syracuse at the moment when
the Fleet leaves the Piraeus and races to Aegina;344 Plato’s technique, though
dependent on others for its effect, is all his own. By temporarily allowing us to
become prophets, he allows us to see the present for what it is, that is, to see
Critias for who he is.
But before ending with what Plato teaches us about his infamous relative, it is
necessary to highlight the amazing literary skills he demonstrates in Laches and
Charmides. By standing on the shoulders of giants—in this case, Thucydides
and his continuator Xenophon—Plato has turned his readers into prophets,
knowing the future his characters cannot. By artfully providing us with K-F, he
reveals that it is beyond the reach of those whose pseudo-Socratic conception of
virtue demands it. Thanks to both KAH and Plato’s literary genius, the Play of
Character cannot be separated from the serious philosophical content of these
two inseparable dialogues.
In a brilliant 1976 article,345 A. W. H. Adkins opened up a whole new world
of possibilities for the better understanding of Critias in Charmides, and at first
sight, that fact is ironic. In his 1960 book Merit and Responsibility, Adkins had
fired a hollow-point bullet at the altruistic heart of Plato’s Republic, and still
true to form, he ends his article with a Critian or Thrasymachean reading of the
Shorter Way.346 Based on the Nietzsche-inspired conception of οἱ ἀγαθοί that
he had learned from his teacher, E. R. Dodds347—a use, it should be added, that
is difficult to find in either Plato or “the Old Oligarch,”348 who instead calls the
344
Thucydides, 6.32.2; cf. Altman. “Reading Order,” 37–38.
345
A. W. H. Adkins, “Polupragmosune and ‘Minding One’s Own Business’: A Study in Greek Social
and Political Values.” Classical Philology 71, no. 4 (October 1976), 301–327.
346
Adkins, “Polupragmosune,” 326–27.
347
See Plato the Teacher, 213–215.
348
See Gregory A. McBrayer (ed.), Xenophon, The Shorter Writings (Ithaca, NY: Cornell University
Press, 2018), 160–174.
210 Chapter 2
349
Cf. [Xenophon], Constitution of the Athenians, 1.1–4.
350
Adkins, “Polupragmosune,” 308: “all the literature of the period was written by agathoi, and
therefore all the complaints about ‘sycophants’ were written by agathoi. Xenophon (Hell. 2.3.12)
says that the Thirty Tyrants began by killing those who ‘lived by being sycophants and were a
nuisance (βαρεῖς) to the kaloi kagathoi.’”
351
Adkins, “Polupragmosune,” 302. An authentic Alc. creates problems for Adkins: Alcibiades
embraces τὰ αὑτῶν πράττειν (Alc. 127a14) as a formula for justice (Alc. 127c7), and Socrates’
questions (Alc. 127a14–d3) reveal its limitations; when Alcibiades admits “to have forgotten
myself [λεληθῆναι ἐμαυτόν]” (Alc. 127d7), he opens the door for Socrates to introduce “taking
care of oneself [τὸ ἑαυτοῦ ἐπιμελεῖσθαι]” (Alc. 127e9; cf. 127e1–2). Thanks to Smp., Plato has
already placed Alcibiades at Socrates’ side in Potidaea at the beginning of Chrm.; the contrast
between Chrm. and Alc. on self-knowledge—necessarily prior to to eautou prattein—becomes
more obvious as a result.
352
Adkins, “Polupragmosune,” 325. Cf. Gabriel Danzig, “Plato’s Charmides as a Political Act:
Apologetics and the Promotion of Ideology.” Greek, Roman, and Byzantine Studies 53 (2013),
486–519, on 499, and Pownall, “Critias,” 11: “Critias’ conception of moderation, therefore, seems
to have been imbued with the stereotypical oligarchic nuances of the conservative Athenian elite.”
Laches and Charmides: Fighting for Athens 211
Despite the fact that the passage that follows will climax with Plato (qua ὁ
ἀγαθός) showing his upper-class hand in Republic 4353—hence the addition
of dikaiosune—Adkins is fully aware that he cannot extract any Platonic
endorsement of ta hautou prattein in this sense from Charmides, and more-
over that he must uphold the excision of Alcibiades Major from the canon
because Socrates attacks it there; hence the crucial passage must begin, at
least, in a circumspect manner:
Leaving for later the light this passage shines on the Shorter Way, the
crucial point for now is that Critias’ position in Charmides has acquired,
thanks to Adkins, a new and fearful coherence. Since he is one of “the good,”
Critias knows that σωφροσύνη as “minding one’s own business” will be
beneficial (ὠφελιμόν) to him—that is, he “stands to gain by it”—because it
will keep “the bad” far away from the business of the city.355 This will leave
wielding power to him. As a result, Plato’s Critias—who knows himself as
one of οἱ ἀγαθοί356 and thus that οἱ πολλοί are “the bad”—has combined self-
knowledge and SB with KGB. Plato, by contrast, knows that the Good is only
to be found elsewhere, and it is because he expects you to acquire the virtue
necessary for stopping his kinsmen357 in their tracks that the next battle for
Athens (and beyond) will be fought in Gorgias.
353
See Adkins, “Polupragmosune,” 325–327 (“Plato and Pragmosune”), especially 327: “Plato has
retained this ‘flavor’ of sophrosune, and indeed has brought it into the foreground. He has linked
it—and dikaiosune—with ‘minding one’s own business’ and avoiding polupragmosune. His phi-
losophy in the Republic goes, of course, beyond the mere preferences of the agathoi; but certain
fundamental characteristics of the kind of state which he prefers—limited in scale, militarily
efficient but not expansionist, opposed to change of any kind—derive from the preferences not
only of Plato himself but of agathoi in general. Plato, and they, are yearning for the past, for a past
before the disturbing changes of democratic life, when everyone knew his place and kept to it.”
354
Adkins, “Polupragmosune,” 325.
355
Adkins, “Polupragmosune,” 322: “Sophrosune has a wide range of usage, but I am here concerned
only with that aspect of it which is displayed by submitting to another person who is superior
in strength, power, influence, or status.” Cf. Danzig, “Plato’s Charmides,” 499, and Luciano
Gianfrancesco, “Aspetti propogandistici della politica dei Trenta Tiranni.” Contributi dell’ Istituto
di Storia Antica 2, 20–35 (Milan: Vita e pensiero, 1974), especially 35.
356
Cf. Witte, Wissenschaft vom Guten und Bösen, 83–84.
357
οἰκεῖοι at Ep. 324d1; cf. Grg. 480c2.
Chapter 3
Gorgias is the first dialogue in the ROPD that prepares the student for the
sheer magnitude of the ten-book Republic, and greater time and effort must
therefore be devoted to it. Nor is it only a question of length. The physical
magnitude of Gorgias is commensurate with its philosophical and pedagogi-
cal importance in the series of dialogues between Symposium and Republic,
and it is only fitting that the chapter devoted to it should occupy the central
place in this book, that it be longer than the others, and will begin with an
overview. This chapter consists of five sections, three of them, this one
included, emphasizing the crucial role of Gorgias in preparing the student
for Republic. And since the distinction between the Shorter and the Longer
Way is crucial for grasping why Republic is the pivot around which the
ROPD turns (see §2), two of this chapter’s sections are based on that distinc-
tion: §10 will show how Gorgias prepares the reader for the Shorter Way and
§12 for the Longer. Not surprisingly, it also prepares the student for under-
standing the distinction itself.
As developed at length in Plato the Teacher, the interpretive core of my
reading of Republic is the previously unrecognized connection between
the Shorter Way and the methods associated with the second (or dianoetic,
that is, based on διάνοια) part of the Divided Line as well as the analogous
connection between the Longer Way and its (highest and dialectical) First
Part. It is on these connections that the distinction between “justice” and
“Justice” depends: the first, revealed in Republic 4, is based on the meth-
ods of the Second Part of the Divided Line and is therefore subject to the
limitations described there; the latter is based on the Allegory of the Cave
and the Idea of the Good. Although the importance of the Divided Line is
213
214 Chapter 3
1
For the role of Alc. in this development, see Ascent to the Beautiful, §6. For La and Chrm. as
preparation for the Line see respectively Schmid, On Manly Courage, 45–48 (also Kohák, “Road
to Wisdom,” 127–128) and Schmid, Plato’s Charmides, 157.
2
All otherwise unidentified parenthetical references in this section will be to Grg.
3
It will be noted that if “(2)” were to follow the pattern of “(1),” the analogous order would be: (2a)
medicine : justice :: gymnastic : legislative, and if “(1)” were to follow the pattern of “(2),” the
analogous order would be: (1a) cookery : cosmetic :: rhetoric : sophistic.
Plato and Gorgias: Socrates’ Touchstone 215
4
Dodds, Plato: Gorgias, 226.
5
For the problematic character of this connection, see Stemmer, “Grundriss,” 560, and Peter Stem-
mer, “Unrecht Tun ist schlechter als Unrecht Leiden. Zur Begründung moralischen Handelns im
platonischen Gorgias.” Zeitschrift für philosophische Forschung 39, no. 4 (October–December
1985), 501–522, on 509–510, 515–518, and 521–522.
216 Chapter 3
time that we find ourselves treading the Shorter Way in Republic 4, Gorgias
will have prepared us for the convenient misapplication of εὐεξία to the soul
(R. 444e1). A closer look at the wording of “(c)” and “(d)” proves that Plato
fully expects us to recognize that it is, in fact, a misapplication.6
Precisely because they are doubled, the analogies in Gorgias appear to be
more complicated than the single one in the Divided Line, but this ignores the
geometrical aspect of the latter. Since the second and third cuts in the Line are
in the same proportion with the first (R. 509d6–8), the length of the Second
Part must always be equal to the Third,7 and this crucial equality—which
serves to suppress the intelligible-visible distinction in the Line in much the
same way that the soul-body distinction is suppressed in Gorgias—consti-
tutes a third area in which Gorgias prepares for the Divided Line. To sum-
marize the first two: (i) the student gains familiarity with the mechanics of
any four-part analogy, and (ii) the extension of εὐεξία to the soul in Gorgias
prepares the student for the Shorter Way in Republic 4. Finally, (iii) Gorgias
prepares the reader for better understanding the mathematical aspects of the
Divided Line, crucial for seeing the connection between its Second Part and
the Shorter Way.
To begin with, the analogies in Gorgias are explicitly connected to “the
geometers” (465b7). More controversially, I take 508a6 to refer to the kind of
“geometrical equality [ἡ ἰσότης ἡ γεωμετρική]” that causes the Second to be
equal in length to the Third Part of the Divided Line—for there is nothing else
to which the phrase applies so well—and not to “geometrical proportion.”8
6
464a3–b1 (Lamb modified): “Socrates: There are things, I suppose, that you call body and soul?
Gorgias: Of course. Socrates: And each of these again you believe to have a good condition
[εὐεξία]? Gorgias: I do [this response opens the door:]. Socrates: And again, a good condition
[εὐεξία] that may seem so, but is not? As an example, let me give the following: many people
seem to be in good condition [εὖ ἔχειν] with respect to their bodies when it would not be easy for
anyone but a doctor, or one of the athletic trainers, to perceive that they are not in good condition
[εὖ ἔχειν]. Gorgias: You are right. Socrates: Something of this sort I say there is in body and in
soul, which makes the body seem to be in good condition [εὖ ἔχειν] and the soul, though they are
none the more so in fact.”
7
See Kent Moors, “Equality and Cognition in Plato’s Divided Line.” Quaderni Urbinati di Cultura
Classica (n.s.) 16 no. 1 (1984), 147–157, Richard Foley, “Plato’s Undividable Line: Contradiction
and Method in Republic VI.” Journal of the History of Philosophy 46, no. 1 (2008), 1–24, and Plato
the Teacher, 135–136.
8
Cf. Vlastos, Platonic Studies, 195n119, and Terence Irwin, Plato, Gorgias; Translated with Notes
(Oxford: Clarendon Press, 1979), 226, on 508a; for “normally,” consider “subsequently.” First
found in the ancient scholiast (Greene, Scholia Platonica, 167–168), interpreting ἡ ἰσότης ἡ
γεωμετρική as “geometrical proportion” requires us to read Grg. in the light of Lg. 757b1–c7, and
Plato in the light of Aristotle, Nicomachean Ethics, 5.3 (1131b13–24), and can then be used to ratio-
nalize, not to reject, the determination of Callicles “to have more” (cf. 483c1–6), as Irwin points
out on 226. For bibliography, see Devin Stauffer, The Unity of Plato’s Gorgias: Rhetoric, Justice,
and the Philosophic Life (Cambridge, UK: Cambridge University Press, 2006), 137n15; for explica-
tion in relation to Republic 7, see David Roochnik, Of Art and Wisdom: Plato’s Understanding of
Techne (University Park: Pennsylvania State University Press, 1996), 202–204.
Plato and Gorgias: Socrates’ Touchstone 217
9
451a8–b4 (Lamb modified): “Socrates: just as if somebody asked me about one or other of the arts
which I was mentioning just now: ‘Socrates, what is the arithmetical art?’ I should tell him, as you
did me a moment ago, that it is one of those which have their effect through speech. And suppose
he went on to ask: ‘Concerning which of those?’ I should say: ‘Among those [it is] a knowledge
concerning both the odd and the even [περὶ τὸ ἄρτιόν τε καὶ περιττὸν γνῶσις], however so many
each happens to be [ὅσα ἂν ἑκάτερα τυγχάνῃ ὄντα.].’”
10
And therefore of number as such; see Denyer, Plato, Protagoras, 192 (on Prt. 356e6–357a1): “the
numbers generally were described as ‘the odd and the even’ (cf. e.g. R. 510c, Tht. 198a).”
11
See Plato the Teacher, §29, Guardians in Action, §11, and Guardians on Trial, §16.
12
In addition to the well-known speculations in Ryle, Plato’s Progress, 32–44, see Thesleff, Studies
in Platonic Chronology, 209. Thanks to its many stage-directions, chorus (Prt. 314e3–b8), and
numerous speaking parts, Prt. is better suited to performance than Grg. from an actor’s standpoint;
while the latter looks more like a modern script, the former is more like a screenplay. See Ascent
to the Beautiful, §1.
13
Cf. Thesleff, Studies in Platonic Chronology, 234, especially “studied and perhaps ‘performed’ it
again and again—presumably Plato’s friends and pupils in the Academy.”
14
Cf. Thesleff, Studies in Platonic Chronology, 285.
15
There are many other parallels as well; cf. Thesleff, Studies in Platonic Chronology, 282, and
Weiss, “The ‘Socratic’ Paradoxes,” 351–362.
218 Chapter 3
A few more remarks about Protagoras are appropriate here. As was made
clear in §2, despite the fact that the hedonic calculus is not the only defense
for UV in the Socratic dialogues, there is a very good reason why the strain of
radical Socratist thought that Vlastos called “PTI” has insisted on a deadpan
reading of the hedonistic interlude in Protagoras: a whole series of claims—
including not only UV but also K, SP, CA, KGB, TEA, and IOV—are most
plausibly defended in relation to the art of measurement that begins with the
GP Equation and thus with the resulting equation of the Bad and the Painful.
Quite apart from the denial of that Equation in Gorgias—a denial, it should
be added, that compelled Taylor, the “T” in PTI, to team up with J. C. B.
Gosling, who had edited Philebus, in writing The Greeks on Pleasure (1982)
in order to minimize, parse, and finesse it—the basic claim at the center of
this chapter must be recognized from the outset as a serious challenge to UV.
And that claim is that Plato devotes a degree of attention to justice that
is out of any proportion—whether arithmetical, geometrical, or exponen-
tial—with the other four virtues. Already obvious thanks to the brute fact
of the mighty Republic, the dominant character of justice in Plato’s thought
is further emphasized by the hypothesis that it is the central concern of his
Gorgias, likewise a behemoth among the pre-Republic dialogues. This point,
although difficult, must therefore be clearly understood: since this chapter
on Gorgias is organized around the distinction between the Shorter and
the Longer Way, and since my interpretation of Republic depends on the
reader’s recognition of the deliberately inadequate basis on which Plato has
constructed the Shorter, the evidence that he abandons Socratism is not that
he now embraces a tripartite soul that leaves no room for K and SP, or that
he has abandoned UV for the sake of the fourfold division of the virtues in
Republic 4. Instead, I am claiming that neither Plato nor his Socrates ever
embraced the Socratist position on UV, and that the proof of this—already
announced in Alcibiades Major, which likewise revolves around justice—is
the Justice-based connection between Gorgias and Republic.
For reasons that should now be obvious, then, my ongoing dialogue with
the Socratists will be renewed in §10.16 But that dialogue is never very far
from the surface, and that is because the Socratist position—like the hedonic
calculus in Protagoras, the Eudaemonist Shortcut in Symposium, the invita-
tion to instrumentalize virtue for the sake of the First Friend in in Lysis, the
exhortation to equate εὖ πράττειν and εὐτυχία in Euthydemus, the ostensibly
Socratic provenance of KGB in Laches, and most importantly the Shorter
Way in Republic—is best understood as a lure to be resisted, a ridge blocking
the sight of the sea, a test to be passed, a fallacy to be detected, a hypothesis
16
It will then be resumed in chapters 4 (§14) and 5 (§17).
Plato and Gorgias: Socrates’ Touchstone 219
In the Gorgias, Plato returns to the Thrasymachus, raising both form and con-
tent of the earlier work to a new creative level. The theme in both dialogues is
the problem of justice and the struggle against its opponents. In each dialogue,
Socrates has three such opponents, and they are progressively farther from him.
Thus, both dialogues move through three successive stages with the intensity of
the struggle gradually increasing.17
To begin with, there are enough important insights in this passage that it
would be a mistake to turn directly to the one I regard as most significant,
and the first of these is the simplest: Friedländer recognizes that the theme
of Gorgias is justice. In the first note to the chapter,18 he describes Olympio-
dorus’ attempt of to determine the dialogue’s theme or σκοπός, with the
second of three proposals made by even more ancient authorities being: “but
others say [the first group, naturally, regards its subject as rhetoric] that it
is about justice and injustice.” Although Friedländer records the fact that
Olympiodorus rejected all three of his predecessors’ proposals as merely
17
Friedländer, Plato, 2.244.
18
Friedländer, Plato, 2.353n1.
220 Chapter 3
19
Following Charles H. Kahn, “Proleptic Composition in the Republic, or Why Book 1 Was Never
a Separate Dialogue.” Classical Quarterly (n.s.) 43 no. 1 (1993), 131–142.
20
See Plato the Teacher, 91–95.
Plato and Gorgias: Socrates’ Touchstone 221
In Gorgias, by contrast, the doctor knows full well that he is not benefiting
himself in doing everything he does “healthfully [ὑγιεινῶς]” (522a6) and in
this crucial respect the Doctor on Trial anticipates the philosopher’s return to
the Cave (R. 517a4–7). This is why it is a mistake to configure Apology of
Socrates and Crito as “early Socratic dialogues.”21 Along with Phaedo, they
follow Republic in the ROPD because they instantiate that Return. Just as the
gulf between two doctors in Charmides-Gorgias prepares the reader to grasp
the maxim of the action imaged in the Cave, the dialogues depicting Socrates’
trial and death illustrate the action of that maxim.
As already indicated above, the principal proof that the true theme of
Gorgias is justice—and here I need to add that its pedagogical purpose is to
prepare the reader for Justice (see §12)—is the hammered claim, arguably
the most striking in the dialogues and certainly the most striking in Gorgias,
that it is preferable “to suffer an injustice [ἀδικεῖσθαι]” than to do one, that
is, to ἀδικεῖν (introduced at 469b8–c2). For a start, then, I regard the shift
from the dative with ὠφέλιμον in Charmides to the ὠφελεῖν/ὠφελεῖσθαι
contrast in Republic 1 as a post-Gorgias development, building as it does on
that dialogue’s contrast between an active ἀδικεῖν and a passive ἀδικεῖσθαι.
As I argued in Plato the Teacher, Socrates’ claim in the City of Good
Men Only (R. 347d2–8) “that every man of understanding [πᾶς ὁ γιγνώσκων]
would rather choose to be benefited [ὠφελεῖσθαι] by another than to be
bothered with benefiting [ὠφελεῖν] him” (R. 347d6–8) is the single most
important deliberate falsehood in the dialogues as a whole, and thus the para-
digm and principal proof-text of Plato’s use of basanistic pedagogy. It not
ony contradicts what Socrates has said earlier in the sentence,22 but the very
essence of Justice, and thus a truth readily accessible to every decent person
on the planet.23
Following Kahn’s lead, I cited the City of Good of Good Men Only in
Plato the Teacher as the strongest evidence that there never was an indepen-
dent Thrasymachus.24 But in the context of Charmides and Gorgias, Friedlän-
der, no matter how mistaken I regard him to be on Republic 1, points to an
important truth. Bear in mind that Friedländer, who is using Order of Com-
position to trace “Plato’s Development,” places his Thrasymachus between
Laches and Charmides, failing to note while doing so the conflict between the
latter and Republic 1 on the relation between craft and self-benefit. But once
that conflict is recognized, an important aspect of Plato’s use of basanistic
21
Cf. the treatment of Crito in C. C. W. Taylor, “Review of Socrates: Ironist and Moral Philosopher
by Gregory Vlastos.” Philosophical Quarterly 42, no. 167 (April 1992), 228–234, on 230.
22
On R. 347d2–8, see Plato the Teacher, §8.
23
See also Guardians on Trial, 415–417, on Socrates’ last bath in Phd. 115a3–9.
24
See Kahn, “Proleptic Composition in the Republic,” 138.
222 Chapter 3
pedagogy rises to the surface: it would have defeated his purpose to place
Thrasymachus immediately after Charmides. The point is subtle, so let me try
to clarify: if Friedländer had noted that Thrasymachus contradicts Charmides,
he would have needed to offer some kind of development-based explanation
of that change. Working with an alternate paradigm, and while teasing out
the implications of Friedländer’s suggestion that Thrasymachus predates
Gorgias, I have discovered a ROPD-based explanation of why Thrasymachus
could not directly follow Charmides, that is, could not fill the place of the
ostensibly later Gorgias.
When conjoined with the hypothesis of basanistic pedagogy, the Reading
Order paradigm no more regards inter-dialogue contradictions as indicating
Plato’s change of mind (or “development”) than it does those contradic-
tions—as in the City of Good Men Only—that are intra-dialogue. In the
relevant case, the conflict between Charmides and Republic 1 does not arise
from Plato’s change of mind, but rather from the fact the Self-Benefiting
Doctor, thanks to a deliberate use of fallacy, promotes a conception of virtue
that, no matter how attractive it may be to Critias, is one that Plato already
expects some of us to reject on our own. Plato will confirm that better reading
of Charmides in Gorgias with the memorable image of Socrates accused by
a pastry-cook before a jury of children; this “Other-Regarding Doctor,” who
cares nothing for self-benefit but only for the good of his patients no matter
how benighted, will be discussed in §12. But Plato knows that not all of us
will read Charmides as he intends. So here’s the point: it would defeat Plato’s
pedagogical purpose—not only with respect to those who have begun to see
for themselves, but more importantly, with those who have not—to place
Thrasymachus immediately after Charmides in the ROPD.
A hundred years ago, the German Army on the Western Front withdrew to
the well-prepared Hindenburg Line, luring its enemies to advance into a no
less carefully designed morass of booby-trapped territorial “prizes.” I have
already suggested that Plato does something similar by luring the devotees of
Diotima’s Eudaemonist Shortcut, fresh from a dubious battle to sustain that
devotion in Lysis, into the morass of deliberate fallacy that is Plato’s Euthyde-
mus. An even more extensive strategic retreat, likewise designed to lure the
proponents of SB into a cul-de-sac, begins in Charmides. More specifically,
Plato leads them into what I have called a reductio ad tyrannidem, the first
step of which is a conversation with a future tyrant who is never identified
as such—neither the word τύραννος nor any words related to it appear in
Charmides—but who is unmasked by Socrates, particularly by means of the
Self-Benefiting Doctor, as the kind of man who measures the value of virtue
solely in relation to his own good.
Gorgias follows Charmides in the ROPD because it brings into the open
the zero-sum conflict between Socrates as the Other-Regarding Doctor and
Plato and Gorgias: Socrates’ Touchstone 223
the tyrant we have already met in Critias. Although the latter is not men-
tioned by name in Gorgias (cf. 480c2), the subject of tyranny emerges from
the textual shadows to which it is confined in Charmides: the word τύραννος
appears there twenty-two times, along with the abstract term for “tyranny
[ἡ τυραννίς]” (five times) and the verb “to exercise tyranny [τυραννεῖν]”
(four times). Linked to rhetoric by the kind of absolute power Polus admires
(466b11–c2; cf. 470c9–471d2) and linked to Justice as its antithesis, tyranny
is best understood as the middle term connecting or rather subsuming the
“concerning rhetoric σκοπός” to justice, the true subject of Gorgias. And hav-
ing been introduced in Charmides thanks to KAH, the theme of tyranny
will continue to hold a position very close to center stage in Theages (Thg.
124d2–125a2).
But as will become clear in §10, Socrates’ argument with Polus against
the tyrant will remain on the Shorter Way, demonstrating as it does only that
tyranny is not ὠφέλιμον for the tyrant. While it is true that Plato expects
us to reject tyranny as something that would not be good for us, an argu-
ment against tyranny based on SB leaves open the crucial question of what
motivates Socrates to make such an argument in the first place, and it is this
question that leads us from justice to Justice. Unlike justice, Justice cannot
be defended on the basis of SB; it is practiced for the good of the patient, not
for that of the doctor, and starting with the so-called Thrasymachus, Justice
is the subject of Plato’s Republic.
This is why Plato creates for the first time an image of the trial and death
of Socrates in Gorgias, and then continues to deepen it in Theages and
Meno en route to Cleitophon-Republic. By bringing into the open the deadly
consequences of being the Other-Regarding Doctor, he expects us to rec-
ognize that it is not to benefit himself that Socrates is combating tyranny in
Critias, Gorgias, Polus, Callicles, Theages, Meno, and Cleitophon. But since
he expects us to recognize for ourselves the post-SB basis of Justice when
we come to Republic 7—Recollection being the principal reason that Meno
mediates Gorgias and Republic—Plato needed to delay the argument with
Thrasymachus about τέχνη and SB, and thus Friedländer’s suggestion that
Thrasymachus predates Gorgias is most illuminating for what it gets wrong.
But such is not the case with Friedländer’s brilliant insight about the
structure of the two dialogues: it is the parallelism between Gorgias, Polus,
and Callicles in Gorgias and Cephalus, Polemarchus, and Thrasymachus in
Republic 1,25 that justifies the quotation from his Plato. Even if we didn’t
25
For illuminating comments on the trio of Republic 1 in the context of National Socialism, see
Barbara Zehnpfennig, “Platon heute” in Aleš Havlíček, Chrisoph Horn, and Jakub Jinek (eds.),
Nous-Polis-Nomos: Festschrift Francisco L. Lisi, 71–79 (Sankt Augustin: Academia, 2016), last
paragraph.
224 Chapter 3
and Polemarchus, and Plato doesn’t make it obvious that the latter will have
turned to philosophy (Phdr. 257b3–4) before being murdered by the Thirty.26
As is the case with Critias in Charmides and Protagoras in Protagoras, Plato
makes it plausible to claim that the portrait of Gorgias in Gorgias is a sym-
pathetic one; against the latter misconception—useful though it is for testing
the reader’s instincts and prejudices—is the wonderful word Socrates uses
(and Plato coins) in Theages:
Although Socrates will not mention Gorgias and Polus specifically as the
kind of teachers the young “scoundrel” Theages should consider seeking
out until Thg. 127e8–128a1, the progressive structure Friedländer remarks
in Gorgias makes τυραννοδιδασκάλος a remarkably accurate word for the
mentor of Polus and the guest of Callicles. As for the ὦ μιαρέ, the reader can
hardly fail to remember that Socrates had saluted both Charmides (Chrm.
161b8) and Critias (Chrm. 174b11) in the same way, and when mediated
by Gorgias, the connections between Charmides and Theages—and it is
worth anticipating §13 by mentioning here that young Charmides appears
in Theages as an example of someone who ignored a Sign-inspired warning
from Socrates (Thg. 128d8–129a1)—point not only to the political prob-
lem of the tyrant, but to the problem, both political and pedagogical, of the
τυραννοδιδασκάλος, no matter how amiable or slippery. To state something
else about Gorgias that no adequate interpretation can fail to emphasize no
matter how obvious it may be: although the dialogue’s opening words sug-
gest that Socrates has arrived too late for the battle (447a1–4), the battle has
only just begun. Gorgias is a battleground, and Justice—anticipated here by
the onerous and dangerous necessity of combating a rhetoric-inspired tyranny
with its own weapon—is its true σκοπός.
It was the protagonist of Cicero’s dialogue On the Orator who remarked:
“I read with great care the Gorgias, in which book I admired Plato especially
for this: because in ridiculing orators, he himself seemed to me to be the
greatest orator.”28 No less than he is the heir of the Attic Tragedians, Plato
must be counted among the Attic Orators as well, and even though it is per-
haps somewhat less obvious than the other two obvious truths about Plato’s
Gorgias, Cicero’s insight must join their ranks: the dialogue is a rhetorical
26
See Guardians in Action, §5.
27
Thg. 124e11–125a2.
28
Cicero, De oratore, 1.47.
226 Chapter 3
29
Cf. James L. Wiser, “Philosophy as Political Action: A Reading of the Gorgias.”American Journal
of Political Science 19, no. 2 (May 1975), 313–322.
30
See Ascent to the Beautiful, Preface.
31
Cicero, De inventione, 1.5.
32
See Jacques Derrida, Disseminations, translated with an introduction and additional notes by Bar-
bara Johnson (Chicago, IL: University of Chicago Press, 1981), 63–171.
33
See Marina McCoy, Plato on the Rhetoric of Philosophers and Sophists (Cambridge, UK: Cam-
bridge University Press, 2008), chapter 3, especially 89–92. Cf. James L. Kastely, “In Defense of
Plato’s Gorgias.” Publications of the Modern Language Association 106, no. 1 (January 1991),
96–109, on 100.
Plato and Gorgias: Socrates’ Touchstone 227
there for the injustices he has committed here (R. 330d4–e2) that introduces
the subject of justice in Republic; between PP-1, PP-2, and the Final Myth,34
Plato ensures that it has long since been introduced in Gorgias. Only by
supplementing the Other-Benefiting Doctor’s technical knowledge of τὰ
δεόντα with the rhetoric of Gorgias can Socrates persuade us to take our
medicine; the Final Myth in Gorgias therefore connects Gorgias to Cephalus
in Republic 1.
But it is important to realize that the Final Myth does not simply antici-
pate Republic from its first book to its last: it also makes Gorgias the ironic
consummation of the deliberately fraudulent K-F basis of KGB introduced
in Laches and allowed to bloom into Critias in Charmides (see §6). Since
Socrates derived KGB (La. 199c5–d1) by extending to all three tenses (La.
198c9–199a9) what began as “knowledge of what is and is not fearful” (from
La. 195d8–9 via 196d1–2 to 198b2–c8), the question of the afterlife is insepa-
rably connected to that origin, and the emergence of our soul’s future as a
theme in Gorgias can only serve to remind us of how limited is our access
to K-F. It is easy to dodge the bullet by making the perfectly accurate point
that Socrates does not certify the Myth as simply true (527a5–8; cf. 523a1–3);
more important in the context of the ROPD is the fact that it gives a vision
of the future that the proponents of K-F cannot dismiss as simply false.
The mere possibility of post-mortem existence renders the measured pursuit
of “practicable happiness” or MAXHAP problematic, for what now consti-
tutes “the whole span of our lives?”35 There is nothing more Socratic than his
claim that there is nothing of which we are more ignorant than whether we
have more to fear than hope from death (Ap. 29a5–b2; cf. 42a2–5).
But Gorgias only begins the process of peeling away the triple-tensed
universality of KGB as developed in Laches and extended in Charmides.
Although the proofs adduced by Socrates for the veracity or value of the
Sign in Theages necessarily refer to the future consequences of heeding or
ignoring it (Thg. 128d7–129e3), as a matter of experience, the Sign always
impinges on our present (Euthd. 272e3–4). Since the Sign is explained as
apotreptic (Thg. 128d2–5; cf. Ap. 31d2–4), it arrests Socrates in the process
of doing something that he had already judged it best to do. So even if we
were to grant that it is exclusively on the basis of what he judges to be most
conducive to a long-term preponderance of pleasure over pain—or alterna-
tively, what is ὠφέλιμον for him, or contributes to his MAXHAP—the fact
that the Sign stops him from doing it ipso facto undermines the supposedly
“Socratic” theory of motivation. But what could be more characteristically
Socratic than obedience to his Sign? Calling into question our present grasp
34
Note the return of PP-1 and PP-2 at 527b2–c4.
35
Guthrie, History of Greek Philosophy 4, 303.
228 Chapter 3
of KGB immediately after Gorgias has shown the limited reach of KGB with
respect to the future, Theages is then appropriately followed by the introduc-
tion of Recollection in Meno, which will do the same to our past.36 This is the
“sequence of tenses” by which Plato performs a truly Socratic reductio on
KGB when the “G” in question is the GoodE.
But let’s not miss the forest for the trees: the problem of the Self is prior
to any mysteries about its past, present, or future,37 and thus the root of
Plato’s post-eudaemonist ethics is visible from the start. The moment the
non-embodied soul becomes the Self (Alc. 129e7–130a2), conventional
“happiness” is under threat just as SB becomes problematic the moment
we acknowledge a Delphi-inspired ignorance of ourselves (Alc. 129a2–10).
In Gorgias, the problem returns in the context of life and death: if the body
is the tomb of the soul (493a1–3), then what we call “life” is really death
(492e7–493a1). The reason that justice can be defended on a eudaemonist
basis in the Shorter Way is that tripartition presupposes the soul as embod-
ied, that is, as it appears at present (R. 611c4–5), but beginning with the
word ὑμεῖς (R. 520b5), the Longer challenges us—we who did not even
exist when he addressed us—to reconfigure ourselves as unbound to time
or place in order to participate in a living dialogue with Plato. If we could
know for certain that our Self neither preceded our embodied life nor could
possibly survive it, if we knew that neither the Sign nor Plato’s Republic
could mysteriously invade and reshape our present, then we could in good
conscience pursue SB on the basis of KGB. But we don’t and we can’t, for
it is only here that SP become inescapable.38
It is therefore not the tense-based unraveling of KGB that exclusively
or even primarily prepares us for Republic, especially since something
resembling KGB will ultimately be redeemed by the Idea of the Good.
The process that makes Gorgias, Theages, and Meno the dialectical suc-
cessors of Euthydemus, Laches, and Charmides repeats Plato’s pattern
of a deceptive strategic retreat to the Hindenburg Line for a pedagogical
purpose. Lured by the promise of KGB in the earlier triad, the later one
sets about to unravel its pretensions with respect to future, present, and
past. But by the time we reach Charmides, where KGB must by definition
secure SB, we are already on the high road to the Longer Way, and a prob-
lematically Happy City first emerges there as a result. Plato will now lure
the proponents of the Eudaemonist Shortcut into another trap, this time
36
Cf. Schulz, “Das Problem der Aporie,” 273.
37
Cf. M. F. Burnyeat, “Socratic Midwifery, Platonic Inspiration.” Bulletin of the Institute of Clas-
sical Studies 24 (1977), 7–16, on 9: “Self-knowledge is the benefit peculiarly associated with the
Socratic method.”
38
See Ascent to the Beautiful, §5.
Plato and Gorgias: Socrates’ Touchstone 229
39
See Plato the Teacher, 236n225.
40
Cf. Gregory Vlastos, “Was Polus Refuted?” American Journal of Philology 88, no. 4 (October
1967), 454–460. See also Stemmer, “Unrecht Tun,” 501–506.
230 Chapter 3
not only separable in principle,41 but the reader’s ability to separate them—
the GB Equation notwithstanding—is the necessary and sufficient spring-
board that makes the ascent to the GoodT possible. For all his many errors,
Polus models this separation: it is his pedagogical redemption.
Alcibiades is the first of Plato’s characters who aligns what is just with the
things that are beautiful, admirable, and noble (τὰ καλά), thereby implicitly
separating the Beautiful from what is advantageous (τὰ συμφέροντα at Alc.
113d5–6) or good for me:
Socrates: Now tell me: you say that some of the just things [τὰ δίκαια] are
advantageous, and some not? Alcibiades: Yes. Socrates: What then? Of them
some are the beautiful things [τὰ καλά] but some not? Alcibiades: What are you
asking? Socrates: If anybody seems to you to do things on the one hand ugly
[αἰσχρά], but on the other just. Alcibiades: Not to me. Socrates: And all the
just things [τὰ δίκαια] are also beautiful? Alcibiades: Yes. Socrates: What then
of the beautiful things [τὰ καλά]? Are all good [ἀγαθά], or some are and some
aren’t? Alcibiades: I myself think, Socrates, that some of the beautiful things
[τὰ καλά] are bad [κακά]. Socrates: And are there ugly things [αἰσχρά] that are
good [ἀγαθά]? Alcibiades: Yes.42
It is this text, placed at the beginning of the ROPD, that shows why an ascent
to the Beautiful necessarily precedes the ascent to the Good: only when the
Idea of the Good becomes as fully transcendent in Republic as τὸ καλόν is
seen to be in Symposium will the latter be complete. But the road to a post-
eudaemonist τὸ καλόν begins here, with Alcibiades, who has not yet lost sight
of what Thucydides called τὸ δόξαν καλόν, that is, “what was esteemed beau-
tiful” before the plague.43 Since the plague has not yet occurred at the time of
Protagoras-Alcibiades, however, Socrates uses war to make the point:
Socrates: Are you then saying the following: that many in war, having gone to
the aid [participial form of βοηθεῖν] of a companion or relative, have received
wounds and died, whereas those who have not gone to their aid [participial
form of βοηθεῖν], as needed [δέον], have come away healthy? Alcibiades: Very
much so.44
41
Cf. Stemmer, “Unrecht Tun,” 502: “Während also τὸ καλόν (oder auch τὸ καλόν καὶ τὸ δίκαιον) in
der antiken Ethik das Moralische, das, was wir im Blick auf die anderen tun sollen, bezeichnet, ist
mit τὸ ἀγαθόν, dem Gegensatz von τὸ κακόν, das gemeint, was wir in unserem eigenen Interesse
tun wollen, was unserem Wohl dient, zu unserem Glück beiträgt.”
42
Alc. 115a1–16.
43
Thucydides, 2.53.3, considered in §7.
44
Alc. 115b1–4.
Plato and Gorgias: Socrates’ Touchstone 231
coming to the aid of one’s friends is beautiful (Alc. 115b5), life is good
and death is bad (Alc. 115b9); this proves sufficient for making the student
reflect critically on the GB Equation, to say nothing of the BP Equation in
the last argument in Protagoras. But the discussion also points forward,
and in anticipation of the Shorter Way and the gymnastic exercises that
follow Symposium, Socrates will resolve this dilemma in Alcibiades Major
by means of the Εὖ Πράττειν Fallacy: the one who does beautifully neces-
sarily fares well, and is thus happy (Alc. 116b2–5). The post-Symposium
dialogues, and Euthydemus in particular (§3), will test our commitment to
this Fallacy; Plato will lay it bare as such in Charmides (§6) before using
it as a helpful marker for the better identification of deliberately deceptive
argument in Gorgias (507c3–5) and Republic (R. 353e1–352a2). But the
reason that Plato continues to allow some readers of his post-Symposium
dialogues to substitute happiness for the post-eudaemonist vision of the
Beautiful revealed in the Diotima-discourse is that he is now turning our
attention to an equally post-eudaemonist Good by means of a necessarily
other-regarding Justice. This will require him to revisit the equations of
life with good and death with bad on which the original dilemma about
the Beautiful and the Good depended in Alcibiades Major.
Socrates will challenge those equations in Gorgias by recording the insight
of those wise men who regard life as death and the body as a tomb (493a1–3).
But it is thanks to Polus that the division of the Beautiful and the Good
appears there as well, with a discussion of PP-1 appropriately setting the stage
for the series of equally paradoxical reverses that will follow it:
Socrates: Tell me, then, so that you will know [i.e., why Socrates upholds
PP-1], as though I was asking you from the beginning [ἐξ ἀρχῆς]: which of
the two seems to you, Polus, to be worse [κάκιον]: doing injustice or suf-
fering it [τὸ ἀδικεῖν ἢ τὸ ἀδικεῖσθαι]? Polus: Suffering it, [it seems] to me.
Socrates: And why, indeed [τί δὲ δή;]? Which of the two, doing injustice
or suffering it [τὸ ἀδικεῖν ἢ τὸ ἀδικεῖσθαι], is uglier [αἴσχιον]? Answer
[ἀποκρίνου]! Polus: Doing it [τὸ ἀδικεῖν]. Socrates: Therefore it is also
worse [κάκιον] if indeed it is uglier [αἴσχιον]. Polus: By no means! Socrates:
I understand: you do not consider both beautiful and good [καλόν τε καὶ
ἀγαθόν] as the same, it seems, nor bad and ugly [κακὸν καὶ αἰσχρόν]. Polus:
Clearly not.45
45
474c4–d2. Note the pause that precedes and elicits ἀποκρίνου.
46
Cf. 476b3–477a4 (climaxing with the entrance of ὠφελεῖσθαι) and Prt. 332a3–c3.
232 Chapter 3
47
Dodds, Plato, Gorgias, 249 (on 474c4–476a2) deserves careful study.
48
For other pauses, cf. 468c7, 468d6 (the first two are marked with τί οὐκ ἀποκρίνῃ;), 475d5, 509e2,
leading up to 509e3, and then the whirlwind of 515b1, 515c1, and 515c3 (two), leading up to 519d5
and 520a6 (two more).
49
Thucydides, 2.51.5. On the role of shame in the refutation of Polus, see Christina H. Tarnopolsky,
Prudes, Perverts, and Tyrants: Plato’s Gorgias and the Politics of Shame (Princeton, NJ: Princeton
University Press, 2010), 65–78.
50
See Arlene W. Saxonhouse, “An Unspoken Theme in Plato’s Gorgias: War.” Interpretation 11,
no. 2 (May 1983), 139–169, and Michael Svoboda, “Athens, the Unjust Student of Rhetoric: A
Dramatic Historical Interpretation of Plato’s Gorgias.” Rhetoric Society Quarterly 37, no. 3 (Sum-
mer 2007), 275–305, especially 286–295, beginning with the historical implications of “Gorgias’s
Visit to Athens in 427 BCE” (but see 302n7).
Plato and Gorgias: Socrates’ Touchstone 233
51
Cf. R. Hackforth, “Hedonism in Plato’s Protagoras.” Classical Quarterly 22, no. 1 (January 1928),
39–42, on 42: “To establish his point that ignorance is the reason why cowards will not face war,
Socrates has to recur to the triple equation καλόν=ἀγαθόν=ἡδυ (360a3). Without that equation it
would be arguable that cowardice is compatible with a recognition that to face the danger shirked
is ‘honorable and good’; with it, this is no longer arguable.” Hackforth was an early champion of
a deadpan (i.e., revisionist) reading; see Vlastos, “Introduction,” xl.
52
See Plato the Teacher, §15.
234 Chapter 3
about Plato’s Gorgias: readers who are certain that Callicles will continue to
remain obdurate in the unwritten silence that follows the dialogue will never
themselves become Plato’s Guardians.
Soon enough Anytus will get up and go (following Men. 95a1), and this
proves that Plato’s characters not only threaten to leave—as Socrates does in
Protagoras (Prt. 335c3–9)—but also that they actually “break off betimes”
when they have a mind to do so. It is therefore significant that Callicles does
no such thing: since the dialogue’s last word is “O Callicles” (527e7), we can
be sure that he stays until the end. This indicates that Callicles has overstated
the case at what proves to be a critical moment:
Callicles: Well, and not a jot do I care, either [οὐδέ γέ μοι μέλει οὐδὲν], for
anything you say; I only gave you those answers to gratify Gorgias. Socrates:
Oh well, then what shall we do? Break off the discussion [λόγος] in the middle
[μεταξύ]? Callicles: You must decide that for yourself.53
It turns out that Socrates has just overstated the case as well (505c3–4):
Callicles is responding to Socrates’ claim that he is unwilling to remain
(ὑπομένειν) and be benefitted (ὠφελεῖσθαι), and since the younger man
clearly does remain—the question of his being benefitted naturally remains
open—it seems unlikely that what Socrates has to say is, as he claims, of
no concern to him whatsoever. On the other hand, there clearly is a sense in
which—thanks to the silence of Callicles if not to his actual departure—the
λόγος breaks off in the middle (μεταξύ).54
Had Cleitophon not been excised from the canon, it is likely that more
scholars would have recognized that Plato’s Gorgias is likewise incomplete:
the latter leaves us waiting for the response of Callicles just as the former
leaves us waiting for Socrates’ reply. The reception of Nietzsche has made it
even more difficult to recognize that Gorgias is incomplete,55 and the fact that
E. R. Dodds, still the foremost Anglophone commentator on the dialogue,
was also the author of The Greeks and the Irrational—arguably the moment
53
505c5–9.
54
Cf. Gabriela Roxana Carone, “Calculating Machines or Leaky Jars? The Moral Psychology of the
Gorgias.” Oxford Studies in Ancient Philosophy 26 (2004), 55–96, on 94.
55
See Monique Dixsaut, Platon-Nietzsche: L’autre manière de philosopher (Paris: Fayard, 2015)
and Mark Anderson, Plato and Nietzsche: Their Philosophical Art (London: Bloomsbury, 2014),
140–147. Cf. Steven Rendall, “Dialogue, Philosophy, and Rhetoric: The Example of Plato’s Gor-
gias.” Philosophy & Rhetoric 10, no. 3 (Summer 1977), 165–179, on 178.
Plato and Gorgias: Socrates’ Touchstone 235
Socrates: Why, they say one does wrong to leave off even stories [μύθοι] in
the middle [μεταξύ]: one should set a head [κεφαλή] on the thing so that it may
not go about without a head [ἄνευ κεφαλῆς]. So proceed with the rest of your
answers, that our argument [λόγος] may pick up a head [κεφαλή]. Callicles:
How overbearing you are, Socrates!58
The hammered use of κεφαλή points to the truth despite the persuasive power
of Nietzsche: by allowing the silence of Callicles to follow the greatest (to
date) of Socrates’ μύθοι, Plato allows us to recognize that his Gorgias,
especially when considered as the λόγος that it is, “ends” in a μεταξύ, and is
therefore ἄνευ κεφαλῆς.59
As always in Plato, the final responsibility rests not with his characters but
with his readers: thus it is on our sovereign decision that the headless ending
of Gorgias depends. If we decide that Socrates’ λόγος is compelling—and
that means if it succeeds in persuading us—we will be more inclined to
imagine that Callicles changed his mind, whereas if we don’t, we will supply
the dialogue with quite another κεφαλή. It is therefore our responsibility to
answer Socrates’ question:
Callicles: Take my advice, and let this argument [λόγος] drop, or find someone
else to converse with. Socrates: Who else is willing, then [τίς οὖν ἄλλος ἐθέλει]?
Let us not leave the argument [λόγος] there, unfinished [ἀτελής]!60
56
See E. R. Dodds, The Greeks and the Irrational (Berkeley: University of California Press, 1951);
with little to say about Socrates’ Divine Sign (117, 185, and 217), Dodds upholds Nietzsche’s por-
trait of “Socratic rationalism” (217; cf. 230n48) and affirms “the historical portrait” Plato offers us
in Protagoras on 184. In a note attached to this passage (198n32), he cites Hackforth, “Hedonism.”
See also 198n33.
57
Dodds, Plato, Gorgias, 352.
58
505c10–d4.
59
Thanks to KAH, we know that any beneficial effect Socrates may have had on the κεφαλή of
Charmides was limited, and the hammered use of that word (sixteen times between Chrm. 155b4
and 158c1; none thereafter) is another indication that the two dialogues are connected; since there
is no further discussion of the young man’s κεφαλή, there is a sense in which it too is headless.
For another similar connection, cf. the democratic incantations of 483e6–484a5, which apparently
had no effect on Charmides.
60
505d4–7.
236 Chapter 3
The reader is that “someone else” (ἄλλος τις), and in the silence that follows
the dialogue, we step into the breach, filling in the ἀτελὴς λόγος as we see fit.
There is a sense, then, in which the unknown response of Callicles is irrel-
evant as long as we are that ἄλλος τις who wishes to see the thing through to
its end. And there is plenty of evidence in Gorgias that Socrates, like Plato,
needs only a single witness:
Socrates: But I, being one [εἷς ὤν], do not agree with you, for you are not com-
pelling me: you only attempt, by producing a number of false witnesses against
me, to expel [ἐκβάλλειν] me from my property [ἡ οὐσία] and the truth [τὸ
ἀληθής]. But if I should not produce you, being one [εἷς ὤν], as a witness agree-
ing with the things I am saying, I believe that nothing of any account has been
accomplished by me about the things with which our discussion is concerned,
nor do I believe that you have either, unless I, being one [εἷς ὤν], bear witness
for you, while letting all the others go hang.61
Socrates: For indeed the points which we have at issue are by no means of slight
importance: rather, one might say, they are matters on which it is both most
honorable [κάλλιστον] to know [εἰδέναι], and most disgraceful [αἴσχιστον] not
to know [μὴ εἰδέναι]; for the chief point [τὸ κεφάλαιον] of these matters is either
to know or not to know [γιγνώσκειν ἢ ἀγνοεῖν] both who is happy [εὐδαίμων]
and who is not.64
61
472b3–c2.
62
472c2–9 (Lamb): “Socrates: Well now, this is one mode of refutation, as you and many other
people understand it; but there is also another which I on my side understand. Let us therefore
compare them with each other and consider if there is a difference between them.”
63
For the use of this word in Plt. (293d4–5, 298b6, and 309a2), see Guardians on Trial, 113–122; the
Eleatic Stranger will confer upon his πολιτικός two out of the three components of Polus’ “Tyrant’s
Triad” (466b11–c2, 468d1–2, and 470b2–3). But as is not infrequently the case, it appears first in
Prt. (325a7–c4).
64
472c6–d1.
Plato and Gorgias: Socrates’ Touchstone 237
Socrates: Not ignobly in the least [οὐκ ἀγεννῶς γε], Callicles, are you
marching forth [ἐπεξέρχεσθαι] with your argument [λόγος], speaking freely
[παρρησιάζεσθαι] as you do so: for now you are stating clearly the things
that others think but do not wish to say [σαφῶς γὰρ σὺ νῦν λέγεις ἃ οἱ ἄλλοι
διανοοῦνται μέν, λέγειν δὲ οὐκ ἐθέλουσιν]. I therefore beseech you in no manner
to give way, so that in fact [τῷ ὄντι] it may become crystal clear [κατάδηλον]
how it is necessary to live [πῶς βιωτέον].65
65
492d1–5.
66
Dodds, Plato, Gorgias, 299 (on 492d5); note the mythic speech of Socrates that follows
(492e7–493c7), the purpose of which is “to persuade [πείθειν]” (493c6–d3).
67
Cf. Nails, People of Plato, 75–77 with Dodds, Plato, Gorgias, 12: “Of Callicles we know abso-
lutely nothing beyond what Plato tells us in the Gorgias.”
238 Chapter 3
head, a brilliant but otherwise unknown young man, with a name resembling
“Aristocles,” articulates with great force and vigor a position that distils the
plague-ridden spirit of Athens. In response, Plato depicts Socrates doing
everything he can to change (note the three uses of μετατιθέναι at 493c3–d3)
the young man, and we are challenged to decide for ourselves whether he
will have succeeded in doing so. The reason this section is called “Plato’s
Confession” is that those who know that Callicles could have changed—for
nobody can know that he didn’t—will discover in Gorgias the proof that he
did so: he became Plato.
Although Dodds is sympathetic to this identification,68 he is so for exactly
the wrong reason. In the most important passage of his commentary, he writes
this about 483c7–484c3 in the Great Speech of Callicles:
In such writing we may feel the force of Plato’s own emotional reactions to
democracy, though his practical conclusions were different—for Callicles’ ‘leo-
nine’ man he would substitute the ‘kingly’ man who possesses ἐπιστήμη and is
therefore entitled to rule ἢ κατά γράμματα ἢ παρὰ γράμματα (Polit. 296de, Laws
875cd). We may conjecture, with Festugière (387) and Jaeger (Paideia, ii. 138),
that ‘in his own character Plato had so much of that unruly will to power as to
find, and fight, part of himself in Callicles’; or with Alain (Idées, 17) that ‘Plato
paints himself here as he might have been, as he feared to be.’69
Despite the influence of Nietzsche on Jaeger,70 the latter sees Plato more
clearly as fighting against his inner Callicles. Dodds therefore ends with the
quotation from Alain because it suggests that it was Plato’s fear and not his
Platonism that allowed him to overcome “the unruly will to power” inside
himself.71 But the crucial point is that Dodds points to the Eleatic and Athe-
nian Strangers as evidence that Plato, albeit in a form at once more practical
and scientific, remained Callicles. Starting from the opposite response to the
question of whether Callicles remained obdurate, I claim that it is because
Socratic persuasion succeeded in Plato’s case—Gorgias itself being the
68
Cf. Dodds, Plato, Gorgias, 14: “One is tempted to believe that Callicles stands for something Plato
had it in him to become (and would have become, but for Socrates), an unrealized Plato who, as
Jaeger has said [the note also cites Festugière], lies deeply buried beneath the foundations of the
Republic.”
69
Dodds, Plato, Gorgias, 267 (on 483c7–484c3); see Guardians on Trial, 237n90
70
Katie Fleming, “Fascism” in Craig W. Kallendorf (ed.), A Companion to the Classical Tradition,
342–354 (Chichester: Blackwell, 2010), 349, on “Jaeger’s desire to find a ‘third way’ between
Wilamowitz and Nietzsche.”
71
But see Alain (Émile Chartier), Idées: Introduction à la philosophie; Plato–Descartes–Hegel–
Comte (Paris: Hartmann, 1939), 15.
Plato and Gorgias: Socrates’ Touchstone 239
written proof it did so—that the man who outgrew Callicles72 was not only
able to test his readers with two crypto-Critian Strangers, but more impor-
tantly found it necessary to do so.
Strictly speaking, discussion of Plato’s relationship with his two Strang-
ers might seem out of place here, but the observation of Dodds points to the
far-reaching consequences of recognizing Callicles as the pre-Socratic or
rather as an un-Socratized version of Plato. Naturally those consequences
are most obviously relevant to the interpretation of Gorgias itself, begin-
ning with the fact that the hypothesis gives the dialogue its missing κεφαλή;
reading Gorgias as “Plato’s Confession” also suggests a new way to resolve
to the ancient problem of the dialogue’s unifying σκοπός.73 And since many
have struggled to distinguish the Platonic from the Socratic elements mixed
together in the dialogue, anything that increases our awareness of Plato’s
relationship with Socrates must prove helpful in clarifying the points at issue.
But if Plato has given us a portrait of his pre-Socratic sensibility in Gorgias,
we will not only better understand his attitude toward his famous kinsmen in
Charmides but also his ready access to points of view, like that of Critias,74
hostile to and indeed otherwise incompatible with the Platonist he became
and would remain. If Callicles did not remain obdurate—that is, if Plato out-
grew the Callicles he would have become without Socrates—Dodds, despite
his own intent, helps us to see why Plato cannot be so readily identified with
his Strangers. What makes his observation so valuable is that it points to the
experiential basis of Plato’s use of basanistic pedagogy: he saw the necessity
of testing us with a more practical and scientific version of an outlook he
knew from personal experience needed to be outgrown.
As already mentioned in the Preface, the word βάσανος figures promi-
nently in Gorgias (486d2–7), where we can be sure that anyone is speaking
the truth, ourselves included (cf. 486e5–6 and 487e1–3), only after they and
72
It must be emphasized from the start that I am not claiming that Callicles is an accurate portrait
of the youngster Plato was when he was converted by Socrates: he depicts his former self as now
grown to manhood, with the requisite experience in war and political practice (see Nails, People
of Plato, 75). For what little such speculations are worth—see Ronald Hathaway, “Sceptical Max-
ims about the ‘Publication’ of Plato’s Dialogues” in Richard Freis (ed.), The Progress of Plato’s
Progress, 28–42 (Berkeley, CA; ΑΓΩΝ, 1969), 30—I would suggest that Plato wrote Grg. when
he was the same age that he depicts Callicles as being. With “who Plato might have been without
Socrates,” cf. John Halverson, “Plato, the Athenian Stranger.” Arethusa 30, no. 1 (1997), 75–102.
73
To borrow from Stauffer’s title (The Unity of Plato’s Gorgias: Rhetoric, Justice, and the Philo-
sophic Life), “the unity of the Gorgias” resides in the fact that Socratic rhetoric persuaded Plato
to lead the philosophic life, and that having himself been persuaded, he is now persuading us to
choose Justice: since Justice requires the philosopher to return to the Cave, rhetoric becomes an
essential part of the philosophic life.
74
Hence the value of the conjecture that Callicles is Critias; Cf. Christian Cron, Beiträge zur
Erklärung des platonischen Gorgias im ganzen und einzelnen (Leipzig: G. Teubner, 1870), 11–25;
for comment, see H. Bonitz, Platonische Studien, second edition (Berlin: Franz Vahlen, 1875), 19n15.
240 Chapter 3
Socrates: If I happened to have a soul of gold, Callicles, don’t you think I’d be
delighted to discover one of those stones—the best [ἡ ἀρίστη] of them—with
which they test [βασανίζειν] gold, which, if I applied it, and if this should agree
with me [μοι ὁμολεγεῖν] that my soul had tended beautifully [καλῶς], I would
know well that I am doing sufficiently well [ἱκανῶς] and have no need of any
further test [βάσανος]? Callicles: What is the point of that question, Socrates?
Socrates: I will tell you. I am just thinking that in having happened upon you,
what a godsend [ἕρμαιον] I have happened upon! Callicles: How so? Socrates:
Well I know that if you were to agree with me [μοι ὁμολεγεῖν] concerning the
things that my soul is considering [δοξάζειν], these very things are thereby the
true ones [τἀληθῆ].75
Without denying that there is a sense in which Plato, over the heads of both
Callicles and Socrates, is addressing this speech directly to the individual
reader—the witness, “being one [εἷς ὤν],” whose confirmation it is always
his primary concern to secure—the hypothesis that Callicles will change
his mind by becoming Plato should be regarded not as an alternative to
understanding it as a direct address to us but as that address’s pedagogi-
cal point of origin. Plato can only dare to imagine converting his readers
because Socrates was able to convert him. It is because Socrates had made
him feel the life-and-death consequences of his own personal choice that
Plato can continue forever to do the same for us. Especially in the wake
of Nietzsche, an insistence that Callicles would have had no good reason
to change his views is to pronounce Plato dead at the very moment that
he is bringing himself back to life in Gorgias for our benefit: “I do not
shame to tell you what I was since my conversion so sweetly tastes being
75
486d2–e7.
Plato and Gorgias: Socrates’ Touchstone 241
Unsure of why it is that he now feels that Socrates is speaking well—the sym-
pathetic reader knows that it is because Plato has given Socrates the capacity
to εὖ λέγειν,78 and thus that his words are hitting their mark79—the most he
can say is οὐ πάνυ σοι πείθομαι,80 and that πάνυ joins the previous οὐκ οἶδα
to give us a crystal clear picture of his utterly confused state of mind.81 With
Callicles having admitted his kinship with οἱ πολλοί, Socrates suggests the
reason for his confusion, and points to an antidote:
Socrates: For the love of the people [ὁ δήμου ἔρως], O Callicles, present in your
very soul [ἐν τῇ ψυχῇ τῇ σῇ], obstructs me: but if again and again [πολλάκις]
perhaps [ἴσως], and better we would examine thoroughly these very same things
[ταὐτὰ ταῦτα], you would be persuaded.82
76
As You Like It, IV.iii.136–137.
77
513c4–6.
78
For some deflationary interpretations of this critical moment, see Carone, “Calculating Machines,”
69n36 (91 is better); Seth Benardete, The Rhetoric of Morality and Philosophy: Plato’s Gorgias
and Phaedrus (Chicago, IL: University of Chicago Press, 1991), 93; Dominic Scott, “Platonic Pes-
simism and Moral Education.” Oxford Studies in Ancient Philosophy 17 (1999), 15–36, on 21, and
Franco V. Trivigno, “Paratragedy in Plato’s Gorgias.” Oxford Studies in Ancient Philosophy 36
(Summer 2009), 73–105, on 94.
79
Cf. J. Clerk Shaw, “Socrates and the True Political Craft.” Classical Philology 106, no. 3 (July
2011), 187–207, on 195.
80
See T. H. Irwin, “Coercion and Objectivity in Plato’s Dialectic.” Revue Internationale de Philoso-
phie 40, no. 156–157 (1986), 49–74, on 70n59.
81
See Emily Austin, “Corpses, Self-Defense, and Immortality: Callicles’ Fear of Death in the
Gorgias.” Ancient Philosophy 33 (2013), 33–52, especially on her “Conflict Reading” (42–44).
Relevant to the previous note is 42n16.
82
513c7–d1.
242 Chapter 3
Here Socrates gives voice to an even greater confidence than in “Callicles the
Touchstone” (for so 486d2–e7 will hereafter be called)83 and why should we
be surprised? Callicles has just told us he is wavering.
While Socrates’ solution to the present impasse points forward to the
further investigation of the matters under discussion—a solution that
makes Callicles’ presence at the end of the dialogue so significant—his
identification of the underlying cause of that impasse points backwards:
the speech to which Callicles is responding was designed to challenge his
love of the People (ὁ δήμου ἔρως) by suggesting that only by a slavish
adherence to its whims could he secure the ability “to [be able to] do big
things.”
Socrates: But if you suppose that anyone in the world can transmit to you
such an art [τέχνη] as will make you have great power [μέγα δύνασθαι] in
the this city [ἐν τῇ πόλει τῇδε] while being dissimilar to its constitution
[πολιτεία], either for better or for worse, you are not, as it seems to me,
deliberating correctly, Callicles; for it is not [only] necessary to be an imita-
tor [μιμητής], but be naturally similar to them [αὐτοφυῶς ὅμοιος τούτοις]
if you intend to render anything genuine through friendship to the Athenian
People [ὁ Ἀθηναίων δῆμος], and also, by Zeus, to the son of Pyrilampes as
well.84
By claiming that “we may feel the force of Plato’s own emotional reactions
to democracy” in the Great Speech,85 Dodds assumed that it was contempt
for ὁ Ἀθηναίων δῆμος that revealed the abiding continuity between Callicles
and Plato; Socrates sees the problem very differently. Callicles is confused
because he is torn between ὁ δήμου ἔρως and his awareness of his own indi-
viduality, that is, that which makes it impossible for him to imagine himself
as αὐτοφυῶς ὅμοιος τούτοις regardless of whosoever those τούτοις may turn
out to be. The best Callicles could manage would be to be a μιμητής of the
πολιτεία, and Socrates has shown that this would be insufficient: he must
naturally have been something that he knows he is not and could never be.
Plato being Plato, it is to the speech that causes Callicles to waver
(511c4–513c3) to which he is drawing our attention by that wavering, and
it deserves it.86 In fact, the speech is so important that the evidence it sup-
plies for identifying Callicles with Plato is by no means its most significant
83
For comment on 486d2–e3, see Blondell, Play of Character, 189n83 (“ironic but not necessarily
insincere”), and Andrea Wilson Nightingale, Genres in Dialogue: Plato and the Construct of Phi-
losophy (Cambridge, UK: Cambridge University Press, 1995), 84–85 (on ἕρμαιον).
84
513a7–b6 (Lamb modified).
85
Dodds, Plato, Gorgias, 267.
86
Cf. George Klosko, “The Insufficiency of Reason in Plato’s Gorgias.” Western Political Quarterly
36, no. 4 (December 1983), 579–595, on 593, especially “suddenly, almost inexplicably.”
Plato and Gorgias: Socrates’ Touchstone 243
Socrates: But nonetheless you despise [καταφρονεῖς] him and his art, and you
would call [ἀποκαλέσαις] him ‘engineer’ in a taunting sense, and neither would
you wish [ἐθέλοις] to bestow your daughter on his son or let your own son marry
his daughter. And yet, given the reasons you are praising [ἐπαινεῖς] your own
pursuits [τὰ σαυτοῦ], by what just account [τίς δικαίος λόγος] are you despising
[καταφρονεῖς] the engineer and the others whom I was mentioning just now? I
know you would claim [φαίης] to be better and [descended] from [his] betters.90
The six uses of the second-person singular in this passage are characteristic
of the Ad hominem Speech: it is a personal attack on Callicles as opposed to
a refutation of his views.
The fact that Socrates knows Callicles to despise (καταφρονεῖν) the crafts-
men who secure our personal safety (512c3–d1) is not only inconsistent
with his love of the People, but more importantly with his praise for a self-
benefiting use of rhetoric (486a7–d1), the lack of which will make Socrates
vulnerable to attacks from the wicked and despised (511b1–5). As a result, it
is the dilemma caused by a noble contempt for the merely self-benefiting that
87
See Brickhouse and Smith, “Socrates on Goods,” 11, 16, and 25n33 for discussion of 512a2–b2.
88
The reader is asked to distinguish this use of ad hominem from the one frequently found in the
literature which distinguishes bona fide Socratic or Platonic content from Socrates’ immediate (and
therefore not doctrinally significant) goal of refuting a particular interlocutor, as in Kahn, “Drama
and Dialectic,” 76–77. In trying to catch sight of Plato through 511c4–513c3—as the man I. F.
Stone liked to call (in conversation) “a haughty aristocratic prig”—the relevant Latin phrase may in
fact be ecce homo; cf. the comment on “self-recognition” in Rachana Kamtekar, “The Profession of
Friendship: Callicles, Democratic Politics, and Rhetorical Education in Plato’s Gorgias.” Ancient
Philosophy 25, no. 2 (Fall 2005), 319–339, on 337, along with the attached note (337–38n36). For
a precedent in deploying ad hominem in this sense, see Malcolm Schofield, “Callicles’ Return:
Gorgias 509–522 Reconsidered” in Thomas Bénatouïl, Jean-Baptiste Gourinat, Michel Narcy
(eds.), Platon et la politique. Philosophie antique 17, 7–30 (Villeneuve: Presses Universitaires du
Septentrion, 2017), 16; see 21–24 for thoughtful analysis of the speech itself, culminating with
“probably safe to suppose” on Callicles’ wavering.
89
Cf. Austin, “Corpses, Self-Defense, and Immortality,” 34–35: “I focus on Socrates’ efforts to con-
vince Callicles that his fear of suffering a politically motivated death will force him to prostitute
himself to the demos.” See 40–42 for her useful analysis of both the Ad hominem Speech and Cal-
licles wavering in response to it.
90
512c3–d2 (Lamb modified).
244 Chapter 3
stands in the center of the Ad hominem Speech,91 and that is why immediately
after revealing Callicles to be a snob, Socrates continues:
Socrates: But if ‘the better’ [τὸ βέλτιον] is not what I say it is, and this very
thing is virtue [ἀρετή]—the saving of oneself and the things of oneself [τὸ
σῴζειν αὑτὸν καὶ τὰ ἑαυτοῦ ὄντα], whatsoever kind of person has hit upon it—
then utterly ridiculous becomes your blame for the engineer and the doctor and
of all the other arts [τέχναι] that have been created for the sake of this saving
[τὸ σῴζειν]. No, O blessedly happy one [ὦ μακάριε,], examine [ὅρα] whether
the noble [τὸ γενναῖον] and the good [τὸ ἀγαθόν] is something other than the
saving and being saved [τὸ σῴζειν τε καὶ σῴζεσθαι].92
On the personal level, then, Socrates continues to drill into the exposed nerve
of Callicles’ inconsistency around the issue of class: despite his personal
pretentions to being one of the better people,93 there is no moral difference
between him and those whose sole concern is with self-preservation (and
SB). Confident that he is “the best from the best,” and ashamed to admit
that he could be anything else, Callicles despises the practitioners of the
self-preserving τέχναι inconsistently, for Socrates demonstrates that despite
his grandiose self-appreciation, he thinks exactly like οἱ πολλοί, and has
redefined ἀρετή—and this should sound familiar—as that which secures τὸ
σῴζειν αὑτὸν καὶ τὰ ἑαυτοῦ ὄντα, not what looks to τὸ βέλτιον, τὸ γενναῖον,
and τὸ ἀγαθόν.
It is the introduction of τὸ σῴζειν, understood specifically as that which
preserves and saves our lives, which points to a larger and more familiar
issue. To begin with, the verb σῴζειν appears thirteen times in the Ad homi-
nem Speech, and beginning with his initial question about swimming (511c4–
5), Socrates has been presenting the kind of τέχνη that aims only at saving us
from death (511c7) as less than noble. Nor is there any moral gap between
its active and passive use in the phrase τὸ σῴζειν τε καὶ σῴζεσθαι: the first
means: “to save oneself” through rhetoric, and thus “to be saved” from death
or injury. The implicit claim—Socrates fully expects Callicles to admit its
force, and his wavering in response to the speech indicates that he does so—is
that an ἀρετή that aims at nothing higher that the preservation of one’s own
91
It is in relation to this dilemma that the many examples of inner inconsistency in Callicles should
be explained, with no effort made to palliate, synthesisize, or resolve; cf. G. B. Kerford, “Plato’s
Treatment of Callicles in the Gorgias.” Proceedings of the Cambridge Philological Society 20
(1974), 48–52.
92
512d2–8 (Lamb modified).
93
See Joachim Dalfen, Gorgias, Platon; Übersetzung und Kommentar (Göttingen: Vandenhoeck &
Ruprecht, 2004), 442–443 (on 512d).
Plato and Gorgias: Socrates’ Touchstone 245
life doesn’t deserve the name.94 It is therefore of great significance that σῴζειν
appears three times in the final argument of Protagoras (Prt. 356e2–8), twice
with “life” as its direct object, and in the same passage where the art of mea-
surement (ἡ μετρητικὴ τέχνη) is identified with “the safety/salvation of our
life [ἡ σωτηρία τοῦ βίου]” (Prt. 356e5–6 and 357a6–7; cf. 356d3).
Thanks to its being contrasted with τὸ σῴζειν τε καὶ σῴζεσθαι, we can
therefore see that the appearance of τὸ ἀγαθόν at 512d7 constitutes a turn-
ing point in the post-Symposium ascent to Good: a CA-type K aimed at the
GoodE must at the very least secure self-preservation. The measuring art of
Protagoras depended on identifying what is good with what is pleasant for
me—that is, on the GP Equation—and maximizing pleasure over the course
of a lifetime presupposed the intrinsic value of that life. As long as we con-
ceive of virtue as a self-benefiting τέχνη, aimed exclusively at securing the
GoodE, that is, that which benefits us, it was only the Beautiful that consti-
tuted an alternative; hence the life-death and courage-cowardice oppositions
in Alcibiades Major. But even after Hippias Major has made it easy to see
through the BP Equation (Hp. Ma. 302d3–7; cf. 298d6–299d3)95—the most
vulnerable part of the Grand Triple Equation of Protagoras (Prt. 360a3)—the
Eudaemonist Shortcut in Symposium based on the GB Equation continued to
allow some of us to imagine that even in the absence of the disambiguating
dative, the Good is the ὠφέλιμον for us, any “metaphorical baggage” about
the the transcendent Beautiful to the contrary notwithstanding.96 Having now
been distinguished from τὸ αὑτὸν σῴζειν, and joined in the process with τὸ
γενναῖον, the τὸ ἀγαθόν of 512d7 has been revealed as the morally βέλτιον
and has thus taken a giant step closer to τὸ καλόν. Gorgias is the critical
dialogue in the transition from the GoodE to the GoodT, and this is why Plato
depicts Callicles as wavering in response to the Ad hominem Speech.
Since Gorgias has generally been read as “a transitional dialogue”
in which Plato moves to some as yet to be determined extent past the
Socratic inheritance (see §10), it makes sense that a reading based on the
94
See Eric Buzzetti, “The Injustice of Calliucles and the Limits of Socrates’s Ability to Educate a
Young Politician.” Ancient Philosophy 25, no. 1 (Spring 2005), 25–48, on 33: “Callicles’s account,
in short, confusedly contends that true virtue both does not demand and yet may occasionally
demand, self-sacrifice.” As a result, it is “in a memorable speech [sc. the Ad hominem Speech]”
that we reach “the true epiphany of the conversation” (42).
95
With Hp. Ma. 299d2–3 and 302d4–5, cf. Phlb. 13c5. For comment on the latter in the context of
the former, see J. C. B. Gosling, Plato, Philebus; Translated with Notes and Commentary (Oxford:
Clarendon Press, 1975), 74; other relevant passages can be found on 134 and 176, where we are
directed back 73–80.
96
See Christopher Rowe, “Socrates and Diotima: Eros, Immortality, and Creativity.” Proceedings of
the Boston Area Colloquium in Ancient Philosophy 14 (1998), 239–259, on 257; note the radical
Socratist credo on 257n32. Cf. Rowe, Plato, Symposium, 196–197.
246 Chapter 3
97
See Denyer, Plato, Alcibiades, 236.
98
See Ascent to the Beautiful, §6.
99
Cf. Kahn, Plato and the Socratic Dialogue, 146 on “a simulacrum.”
100
Diskin Clay, Platonic Questions: Dialogues with the Silent Philosopher (University Park: Penn-
sylvania State University Press, 2000), 5: “Without Socrates, there could have been no Plato. In
retrospect and from the vantage of Plato’s later career and Socrates’ posthumous life in Plato’s
Socratic dialogues, it is fair to say too that without Plato there could have been no Socrates.”
Plato and Gorgias: Socrates’ Touchstone 247
Socrates: For as to living any particular length of time, this is surely a thing
that for the true man [ὁ ὡς ἀληθῶς ἀνήρ] it is necessary to let go [ἐατέον],
and it is not necessary to be a life-lover [φιλοψυχητέον] but rather having
turned over concern for such things to god [ὁ θεός], and having trusted
with women that not one of us can escape [ἐκ-φεύγειν] his fated day [ἡ
εἱμαρμένη], the thing it is necessary to consider [τὸ σκεπτέον] is what is the
way in which he will live out his time so that he might live as best as pos-
sible [ὡς ἄριστα]:102
101
511b1–c5 (Lamb modified): “Socrates: I know that [sc. that the one who imitates the master will
put to death and confiscate the property of the one who doesn’t; see 511a5–7], my good Callicles,
if I am not deaf, as I have heard it so often of late from you and Polus, and from almost every
one else in the town; but you in return must hear what I say—that he will put a man to death if
he pleases, but as a villain [πονηρός] killing a gentleman [καλὸς κἀγαθός]. Callicles: And is not
this the very thing that makes one indignant [τὸ ἀγανακτητόν]? Socrates: Not if one is a man of
sense [νοῦν ἔχων], as our argument indicates. Or do you suppose that the object of a man’s efforts
should be to live as long a time as possible, and to cultivate those arts [τέχναι] which preserve
[σῴζειν] us from every danger; such as that which you bid me cultivate—rhetoric, the art that
preserves [δια-σῴζειν] us in the law courts? Callicles: Yes, on my word I do, and sound advice it
is that I give you. Socrates: But now, my excellent friend, do you think there is anything grand in
the accomplishment of swimming?”
102
512d8–e5 (Lamb modified); with “his fated day,” cf. Phd. 115a5–6.
248 Chapter 3
Plato does not clarify what Socrates means here by τὰ φίλτατα because
how we understand “the things that are most dear” depends entirely on
our own choice (ἡ αἵρεσις ἡμῖν). It is first and foremost with a choice that
Socrates is confronting Callicles, and through him, all the rest of us as well.
But Callicles is so vividly drawn as a character—for a perfectly natural rea-
son on my account—and his appearance in the dialogue has been so well
prepared by the build-up of intensity resulting from Socrates’ prior conversa-
tions with Gorgias and Polus, that we can be forgiven for forgetting that it
is our choice to make, and be swept along by Plato’s artistry into locating
the dialogue’s substance in the Play of Character. Because the Ad Hominem
Speech is in fact a persuasive speech, because its purpose is to persuade Cal-
licles to choose nobility over self-preservation and suffering injustice over
103
Cf. Dalfen, Gorgias, 443 (on 512e): “Ein ‘wahrer Mann’ im Sinn des Sokrates sieht anders aus als
der ‘richtige Mann’ der dem Kallikles vorschwebt (491e ff.).”
104
Cf. Stemmer, “Grundriss,” 554: “Platon hat ebesowenig wie die griechische Ethik vor und nach
ihm über den begrifflichen Rahmen einer deontologischen Ethik verfügt. Sie lag außerhalb des
Horizonts der griechischen Welt.”
105
512e5–513a7.
Plato and Gorgias: Socrates’ Touchstone 249
doing it,106 the dialogue’s drama constitutes its real unity, a unity that depends
on the reader’s ability to look for its unifying σκοπός in the right place: in the
Argument of its (Missing) Action.
Since Socrates will diagnose the continued resistance of the wavering Cal-
licles after the Ad hominem Speech as a symptom of his ἔρως for the Athenian
People, the first appearance of ὁ δῆμος ὁ Ἀθηναίων (513a2; cf. 513b5 and
513c7) must be significant, especially on the hypothesis that Plato is here
revealing something significant about himself. As Socrates will remind Calli-
cles in the speech’s aftermath (513c8–d5), there are two ways to serve another
with healing care (θεραπεύειν at 513d2–3), one aimed at pleasure, the other at
what is best (513d3–4), one whose purpose is to gratify (καταχαρίζεσθαι), the
other which is prepared to do battle (διαμαχέσθαι at 513d5). Just as Plato’s
noblesse oblige both preserves and transforms the snobbery of Callicles, his
willingness to διαμαχέσθαι for the Athenian youth—as the founder of the
Academy and the creator of its immortal curriculum—both transforms and
preserves Callicles’ ἔρως. Plato will stay in Athens as a schoolteacher, an
aristocrat, and as ὁ ὡς ἀληθῶς ἀνήρ, but above all he will remain as a lover of
Athens, which will therefore find herself lovingly preserved in his dialogues,
exactly as she was for good or ill in her glory days, that is, at the time of her
crisis, when Plato too made his decision.
Hippothales had asked Socrates to help him become προσφιλής to Lysis
(Ly. 206c3); Socrates warns Callicles that his way of becoming προσφιλής to
Athens will likewise cost him τὰ φίλτατα. But it is not his ἔρως as such that is
objectionable. It is rather the lover’s shameful willingness to καταχαρίζεσθαι
the beloved that leads to the undoing of both, and as befits a speech ad homi-
nem, Socrates shows Callicles that he is jeopardizing his sense of himself
as one of the better ones, indeed as a true man of any class, by gratifying—
instead of fighting against—the worst tendencies of ὁ δῆμος ὁ Ἀθηναίων.
The kind of love that Plato will ultimately offer the youth of Athens will
replicate the kind of love that Socrates offers Callicles, and that is why the
Ad hominem Speech ends as it does:
Socrates: Whoever, therefore, can render you most like them, he will make
you—as you wish to be a statesman [πολιτικός]—a statesman and an orator
106
Cf. Willie Costello, “Unifying Callicles: Nature and Negative Liberty.” Available at: http://
individual.utoronto.ca/williecostello/WillieCostelloUnifyingCallicles.pdf (accessed October 30,
2017), 17–18: “Callicles is not without reason in remaining unpersuaded and clinging to his dis-
credited values, for Socrates’ position, as logical as it may be, is not an easy pill to swallow. It
is a position that calls for a great deal of sacrifice: a willingness to give up one’s own life when
necessary, to endure abuse and ridicule from one’s peers, and to forgo many of the sensational
joys of pleasure. Callicles is by no means thick in not being immediately converted to this view;
rather, he is voicing the hesitation nearly any one of us would feel if we were asked to take up
Socrates’ way of life—that is, a life of martyrdom, public ridicule, and fewer sensual pleasures.”
250 Chapter 3
[πολιτικὸς καὶ ῥητορικός]; for by speeches spoken in their own character [ἤθος]
everyone delights, but they are repelled by the other kind [ἀλλότριον], unless
you, O dear heart [ὦ φίλη κεφαλή], are maintaining something else. To these
things what are we saying, O Callicles?107
Thanks to Socrates, Plato will become both πολιτικὸς καὶ ῥητορικός, but not
by the kind of nobility-destroying assimilation of the city’s ἤθος that Callicles
is presently pursuing at the shameful cost of himself.108 In the last analysis,
Callicles wavers because Socrates was right to address him lovingly as ὦ
φίλη κεφαλή,109 for it is in Plato’s choice that Gorgias—at once the memorial
and the fruit of that choice—finally finds its head.
In the meantime, however, Callicles must remain both a fool and a coward,
and that is why Socrates says this in response to his threat to break of in the
middle (μεταξύ) and leave the discourse ἄνευ κεφαλῆς:
Socrates: This man [ἀνήρ] does not endure [ὑπο-μένειν] being benefited [parti-
cipial form of ὠφελεῖσθαι] and himself experiencing what our talk [ὁ λόγος] is
about: being corrected [participial form of κολάζεσθαι].110
107
513b6–c3.
108
Cf. Rod Jenks, “The Power of Shame Considerations in Plato’s Gorgias.” History of Philosophy
Quarterly 29, no. 4 (October 2012), 373–390, on 380: “He [sc. Callicles] almost feels enough
shame at these consequences to abandon the exclusive pursuit of power. Almost.”
109
Cf. Dalfen, Gorgias, 445 (on 513c): “diese Anrede klingt ironisch und jovial herablassend. Als
‘liebes Haupt’ bezeichnet Sokrates auch den sophistischen Eristiker Dionysodorus [but see Euthd.
297a4, which will justify Socrates’ affection] und den Rhapsoden Ion (Euthyd. 293e, Ion 531d
[note the dialogue’s first oath just before at Ion 531d11]: in diesen Fällen ist ebenfalls Ironie im
Spiel, anders als Phdr. 264a).” The context of this last passage may be more relevant: Socrates has
just claimed that Lysias begins his speech “from the end [ἀπὸ τελευτῆς]” (Phdr. 264a5).
110
505c3–4 (Lamb modified).
Plato and Gorgias: Socrates’ Touchstone 251
111
It then appears five more times before being linked with ὠφελεῖσθαι (477a3), where being
punished justly (δικαίως κολάζεσθαι) is a benefit (ἡ ὠφελία) because by it one becomes better
(βελτίων) with respect to one’s soul (477a5–6).
112
480b7–d6 has received surprisingly little attention; it is not cited in Guthrie, History of Greek
Philosophy, or more recently in Stauffer, Unity of Plato’s Gorgias, or Gabriela Roxana Carone,
“Socratic Rhetoric in the Gorgias.” Canadian Journal of Philosophy 35, no. 2 (June 2005),
221–242. Among the papers collected in Michael Erler and Luc Brisson (eds.), Gorgias—Meno;
Selected Papers from the Seventh Symposium Platonicum (Sankt Augustin: Academia, 2007), it is
discussed only in Matthias Vorwerk, “Der Arzt, der Koch und die Kinder: Rhetorik und Philoso-
phie im Wettstreit” (297–302) on 301n16: “Die einzige Anwendung der Rhetorik, die Sokrates
Gorg. 480b7–d7 gelten läßt, ist die Selbstanklage und die Anklage von Freunden und Verwandten,
um durch Bestrafung eine Heilung von begangenem Unrecht herbeizuführen; vgl. 527b2–c4.”
Since Vorwerk is correct about that einzige, one would think the passage deserves more atten-
tion, and it receives some of its due in Tarnopolsky, Prudes, Perverts, and Tyrants, where it is
mentioned (34n25, 41, and 51), quoted in full (107), and then discussed (107–108). Naturally
both Dodds, Plato, Gorgias (see 258 on 480b7–c5) and Irwin, Plato, Gorgias (see 168 on 480b)
mention it, the latter with astonishing brevity (“Socrates alludes [sc. with patris] to the different
attitudes of the rhetor and of the ‘real politician’ to the faults of the state; cf. 473e–474a, 502e,
Ap. 30c–31a; contrast perhaps Cri. 51a–c”), and the former not altogether accurately, and with
an obviously deflationary intent: “Socrates forbids us to defend our parents or our country when
they are wrong—which for a Greek is going pretty far—since to do so would be for their ultimate
moral harm as well as our own [my emphasis; note that he overlooks Vorwerk’s Selbstanklage].”
252 Chapter 3
answer grows directly out of a restatement, first of PP-1 (480a1–5), and then
of PP-2 (480a6–b2), I will call it “PP-3,” that is, the Third Platonic Paradox.
So paradoxical is PP-3, indeed, that Socrates introduces it with its antithesis:
Socrates: unless if someone [τις] were to take it up [sc. ἡ ῥητορική] for the
opposite [ἐπὶ τοὐναντίον]: as necessary to accuse [κατηγορεῖν δεῖν] most of all
oneself [μάλιστα μὲν ἑαυτοῦ], and thereafter also his relations and of his other
friends whosoever of his other friends might always happen to be being unjust
[καὶ τῶν ἄλλων ὃς ἂν ἀεὶ τῶν φίλων τυγχάνῃ ἀδικῶν]114
Rhetoric is not for defense (τὸ ἀπολογεῖσθαι) but rather for the opposite purpose
(ἐπὶ τοὐναντίον): it is only usefully employed to prosecute (κατηγορεῖν), and first
and foremost (μάλιστα) to be the accuser of oneself. And my claim is that an
eloquent self-accusation (in German, a Selbstanklage)115 is exactly what Gorgias
is: in accordance with CPH, Plato is the unnamed τις who is bringing a charge
of injustice against himself, the man he was or rather would have become—the
unchastised outgrowth of his former self—before he allowed himself to be ben-
efited and thus chastised by Socrates’ proper use of rhetoric.
In the Preface, I used the passage that begins with the Eleatic Palamedes
(Phdr. 261d6–262d1) as an example of how a text that is necessary for
reconstructing the ROPD can at the same time be crucial for interpreting
the dialogue in which it is found. The Golden Sentence is a pre-Republic
example of the same phenomenon, and given the shared concern with
113
480b7–9.
114
480b9–c3. See Christina Tarnopolsky, “Platonic Reflections on the Aesthetic Dimensions of
Deliberative Democracy.” Political Theory 35, no. 3 (June 2007), 288–312, on 305: “The Gorgias
as a whole is an attempt to expand the concept of ‘rhetoric’ to include the elements of the noble but
painful rhetoric that Socrates describes as one of accusing one’s friends and relatives of injustice
rather than simply flattering them (Gorgias 480b7–d9).”
115
Dalfen, Gorgias, 307–308 (on 480c): “das allgemeine Empfindung wird die Forderung nach
Selbstanklage als absurd bezeichnen.” Cf. Vorwerk, “Der Artzt,” 301n16.
Plato and Gorgias: Socrates’ Touchstone 253
Socrates: and not to hide away [ἀποκρύπτεσθαι] the criminal injustice [τὸ ἀδίκημα]
but to bring it into the open [ἀλλ᾽ εἰς τὸ φανερὸν ἄγειν] so that he might pay the
penalty [διδόναι δίκην] and become healthy [ὑγιής]; and to compel [ἀναγκάζειν]
both himself and the others not to play a coward’s part [ἀποιλιᾶν] but to provide
[παρέχειν] (oneself)—having closed one’s eyes [μύσαντα] well and courageously
[εὖ καὶ ἀνδρείως]—as if for a doctor to cut and to burn117
I have preserved the verb “to close one’s eyes”—we would say: “to grit
one’s teeth”—in its participial form because just as infinitives multiply
(seven of them) in the passage just quoted beginning with κατηγορεῖν δεῖν
(480c1), so also will accusative singular participles (eight of them), most
ending in –οντα, multiply in the passage that follows. The grammatical
element deserves emphasis lest we miss the forest for the trees in analyz-
ing this lengthy sentence: it is a rhetorical masterpiece. And since the
principal usefulness of rhetoric is when it is used for self-accusation—not
to ἀποκρύπτεσθαι, but to bring εἰς τὸ φανερὸν (cf. Phdr. 261e4) one’s
own ἀδίκημα (480c3–4)—the moment we recognize Plato as a reformed
Callicles, now bringing to light the injustice of the man he would have
been, we realize that Socrates’ description of PP-3 is itself the instantiation
of the paradox he is describing. Just as Plato finds a way to tell us that his
Symposium is both a tragedy and a comedy (Smp. 223d3–6),118 he has now
116
As insightfully suggested by Laurence Lampert, How Philosophy Became Socratic: A Study of
Plato’s Protagoras, Charmides, and Republic ( Chicago, IL: University of Chicago Press, 2010),
235–236; note that Socrates addresses the comrade as “friend [ὦ φίλε]” the second and third times.
117
480c3–7.
118
See Ascent to the Beautiful, §14.
254 Chapter 3
As the Golden Sentence will then explain, rhetoric is most useful when one
appears before the judge or doctor, deployed to bring into the open one’s
disease or injustice. It is therefore no longer a case like the one described by
Gorgias, where a doctor borrows his brother’s eloquence in order to persuade
the patient to undergo the painful treatment. It would appear that it is now
the patient who must persuade the doctor that radical measures are neces-
sary. But the emphasis on courage and cowardice—the vivid image of the
closed-eyes patient ready to be cut or cauterized, and of the festering ὕπουλον
119
As does Lampert, How Philosophy Became Socratic; see especially 417.
120
Fritz Wehrli, “Der Arztvergleich bei Platon.” Museum Helveticum 8, no. 2/3 (1951), 177–184,
connects this medical imagery, quoting 480b1–2, to the Final Myth on 184.
121
480a6–b2 (Lamb modified).
Plato and Gorgias: Socrates’ Touchstone 255
122
Cf. David Sedley, “Myth, Punishment and Politics in the Gorgias” in Catalin Partenie (ed.),
Plato’s Myths, 51–76 (Cambridge, UK: Cambridge University Press, 2009), 55: “The fact that
Socrates [sc. at 480b–d, 508b] makes this revelatory exercise start with the denunciation of its
practicioner’s own vices, before going on to those of relatives and friends, makes it sound uncom-
fortably like the confessional (or worse).”
123
See Christopher Rowe, “A Problem in the Gorgias: How Is Punishment Supposed to Help with
Intellectual Error” in Christopher Bobonich and Pierre Destrée (eds.), Akrasia in Greek Philoso-
phy: From Socrates to Plotinus, 19–40 (Leiden: Brill, 2007), especially 32 on 478a6–7.
256 Chapter 3
It is the spirit of the Golden Sentence that forces him into the open,124 and
even though Callicles, as a character, thinks he is repudiating that spirit, he is
really confirming it. In the Great Speech of Callicles, Plato will confess his
injustice.
For the present, however, he is describing the agony of repentance, and the
drama of self-accusation. Like self-control and self-mastery—both of which
famously pose a threat to Socratic intellectualism (see §10)—self-accusation
and self-confession are difficult or impossible to square with self-benefit pre-
cisely because we are perfect strangers to the only Self that could be benefited
by bringing our injustice into the open in this painful way. Hence the power-
ful series of participles in the Golden Sentence, triumphantly reshaping the
Socratic Paradox into something even more paradoxical:
Socrates: pursuing [διώκοντα] the good and beautiful [τὸ ἀγαθὸν καὶ καλὸν],
not calculating [μὴ ὑπολογιζόμενον] the painful: if his crimes have deserved
a flogging, submitting [παρέχοντα] to the hitting; if (worthy) of fetters, to
the binding; if of a fine, paying [ἀποτίνοντα] (it); if of banishment, fleeing
[φεύγοντα]; or if of death, dying [ἀποθνῄσκοντα];125
How can any of us deserve flogging, chains, fines, flight, or death if nobody
is willingly unjust? It is instruction that we need, not the repentance and
punishment of this Platonic penitentiary.126 In the supposedly fully Socratic
Protagoras, it is precisely the painful that we do need to calculate, measur-
ing it against “the good and beautiful” qua pleasant. Since we cannot choose
to do wrong, we only require a τέχνη that will prevent us from doing it
involuntarily (509d7–510a5 will be considered in §10): a self-serving art of
measurement that will infallibly lead to maximizing our practicable happi-
ness. It is therefore no wonder that Gorgias has proved to be an interpretive
battleground.
In the midst of so many pain-inducing participles, it is easy to miss the
countervailing pursuit of τὸ ἀγαθὸν καὶ καλόν. The phrase is noteworthy.
Not only is the post-Protagoras emancipation of “the good and beautiful”
from the pleasant already being confirmed (cf. 500d6–e2), but so too is the
124
The Golden Sentence is mentioned and its place in Grg. is emphasized in Eric Voegelin, Order
and History, volume 3: Plato and Aristotle (Baton Rouge and London: Louisiana State Univer-
sity Press, 1957), 28: “Callicles has rightly sensed the revolution in the words of Socrates.” By
using PP-4 to justify Euthyphro’s prosecution of his father, it is rendered farcical in Beversluis,
Cross-Examining Socrates, 166–167; cf. 337–338. See also 339–340 for his discussion of CPH.
Cf. Friedländer, Plato, 2.258.
125
480c7–d3.
126
See Rowe, “Problem,” 36: “Socrates continues to think that what people need is talk.” Cf. “The
Four Great Errors” in Twilight of the Idols, especially §7; Friedrich Nietzsche, Sämtliche Werke.
Kritische Studiensausgabe in 15 Bänden; Edited by Giorgio Colli and Mazzino Montinari (Berlin:
Walter de Gruyter, 1986), 6.95–96.
Plato and Gorgias: Socrates’ Touchstone 257
Socrates: himself being [ὄντα], first, accuser both of himself [αὐτὸν πρῶτον
ὄντα κατήγορον καὶ αὑτοῦ] and of his other relations, and using [χρώμενον]
rhetoric [ἡ ῥητορική] for this: so that—with their crimes having become crystal
clear [κατάδηλον]—they can rid themselves of the greatest evil, injustice.130
127
Cf. Stemmer, “Grundriss,” 563–565.
128
Naturally the Golden Sentence is excluded from consideration entirely (i.e., neither quoted nor
cited) in Gosling and Taylor, Greeks on Pleasure.
129
Cf. Hobbs, Plato and the Hero, 221 (emphases mine; Greek replaces transliteration): “The sub-
stitution of ‘beneficial’ for ‘good’ [sc. at R. 457b4–5] is important: Socrates is well aware that it
is the alleged tension between the καλόν and, specifically, the good-qua-beneficial that he needs
to deny. Such a reading will, I believe, effectively serve the required purpose of reducing the
potential for a tragic split between noble and beneficial options.” Her “tragic split” is my “engine
of pedagogical progress”; what her Plato “needs to deny” my Plato needs the reader to affirm.
Attached to a valuable observation about Alc. 115a–c—she describes Socrates as “arguing uncon-
vincingly that rescuing one’s comrades is not harmful and noble in the same respect” (90)—is
90n26: “Even if Alcibiades 1 is spurious (as I am inclined to think), it is still a useful source for
nonphilosophical [N. B.] conceptions of the relation between the kalon and the agathon.”
130
480d3–7.
258 Chapter 3
131
Cf. Saxonhouse, “An Unspoken Theme,” 139: “Callicles stands for Athens.”
Plato and Gorgias: Socrates’ Touchstone 259
The most fundamental of these objections is based on the fact that even
though there is no evidence in the historical record that Callicles himself
was a real person, Plato has connected him to a time, that is, the wartime
setting of Gorgias, that precludes the possibility that he could be the real
Plato. As already indicated, one of the merits of CPH is that it explains
the dramatic intensity of Gorgias by locating its principal conflict, the one
between Socrates and Callicles, in Plato’s soul; it is therefore to miss the
point to imagine that Plato is describing an actual encounter between himself
and Socrates in which he simply substitutes Callicles for himself, and called
himself “Callicles.” The fact that Callicles is considerably older and more
accomplished than Plato could have been at the time of his conversion only
confirms that CPH’s purpose is not to solve the problem of the non-historical
Callicles in the chronologically indeterminate Gorgias with a simple substitu-
tion, or to equip a spiritual problem with a historical solution. In short, Plato
has fictionalized his conversion.
The more serious objection arises from the fact that Plato has connected
the historically indeterminate Callicles to several other people who have left
a mark on the historical record. In addition to strengthening the case against
CPH in the crude form of a simple substitution, it also weakens the case for
the spiritual form of it that I endorse: if Callicles stands for Plato in a spiritual
but not a historical sense, why does he connect him erotically to the son of
Pyrilampes (481d5 and 513b6) and make him the fourth member of a quartet
of “comrades in wisdom” (487c2) that includes “Tisander of Aphidna and
Andron son of Androtion and Nausicydes of Cholarges” (487c3–4)?132 Even
if the purpose of these details is to establish the common ground between
Socrates and Callicles (481d1–5) and to validate the latter’s amiable good
will toward the former (487b7–d4), the brute fact of the details remains, and
must be addressed. The first step, then, is to determine what Plato could rea-
sonably expect a reader of the future to know about these named individuals.
Since two of these names appear in other dialogues of Plato, both of them
prior to Gorgias in the ROPD, he clearly expected us to know that Pyrilampes
was Charmides’ uncle (Chrm. 158a2–6) and that Andron the son of Andro-
tion—along with Phaedrus and Eryximachus—appears in the entourage of
Hippias in Protagoras (Prt. 315c2–5). Although the fact that “the son of
Pyrilampes” was named “Demos” does not appear in Gorgias, it does appear
in Lysias and Aristophanes,133 and Plato appears to presume that we will
132
Dalfen, Gorgias, 346–347 (on 487c) is suggestive on this question; see also 117 on Isocrates, and
and 133 on “Weisheitsklubs.”
133
Nails, People of Plato, 124–125. For an interesting discussion of the connections between Grg.
and Aristophanes, see Gerald M. Mara, The Civic Conversations of Thucydides and Plato: Clas-
sical Political Philosophy and the Limits of Democracy (Albany: State University of New York
Press, 2008), 135–139.
260 Chapter 3
recognize that Socrates is playing with his name when he speaks of Callicles’
“love of Demos” (513c7) after linking his friendly service to both “the son of
Pyrilampes” and ὁ Ἀθηναίων δήμος (513b5–6). As for Andron, while Plato
doubtless expected us to remember the fact that it is Hippias who introduces
the law vs. nature distinction in Protagoras (Prt. 337c7–d3) that then figures
so prominently in Callicles’ Great Speech (482e5–6), there is nothing else
about the son of Androtion we can assume he expected us to know.134 With
Andron linking Callicles to Hippias, and the son of Pyrilampes linking him to
Plato’s family and Charmides, these details cannot be said to weaken CPH.
There is even less to know about Nausicydes and Tisander. Even if we
assume that the former is the man of the same name that Xenophon’s Socrates
uses as an example of gaining wealth in Memorabilia 2 and that Aristophanes
mentions in Ecclesiazusae135—both times without his deme, and all three
times without a patronymic—we know so little about him that he cannot
be said to enhance the likelihood that there was an actual Callicles. As for
Tisander, we know his patronymic from an inscription,136 but as far as literary
evidence goes, his deme, recorded in Gorgias alone, is the only fact we know
about him. The similar absence of Callicles’ patronymic fuels the suspicion
that Plato intended to make him no more unassailably historical than either
Nausicydes or Tisander. He has seen cowardice in battle (498a5–6), is from
the posh deme of Acharnae (495d3), and is just beginning “to do the business
of the city [πράττειν τὰ τῆς πόλεως πράγματα]” (515a1–2); none of these
facts, and none of his connections, contribute to making Callicles too real
for Plato to have used him to represent a version of own earlier self grown
to greater maturity in the generically wartime Gorgias, i.e., to disprove CPH.
Although the quartet of Callicles and his associates contributes precious
little to the reader’s grasp of KAH, the same cannot be said of the quartet
of Themistocles, Cimon, Miltiades, and Pericles (503c1–3).137 Since it is
most obviously and most consistently with them that Plato brings to light
the crimes of his πατρίς—they reappear at 515d1, and are the theme of
an extended discussion thereafter (515d1–517a6)—they serve to confirm
the relevance of the Golden Sentence to Gorgias. The importance of that
confirmation cannot be overstated. Although CPH explains many things
about the dialogue, its justification rests on the Golden Sentence. And the
amazing thing is that of the three parts of the Rhetorical Triad, the one that
is least prominent in the Sentence—both self and associates are mentioned
134
See Nails, People of Plato, 28–29 for additional inscriptional evidence.
135
Nails, People of Plato, 210–211.
136
Nails, People of Plato, 294–295.
137
Note Themistocles and Pericles at 455d8–e6. On the latter, cf. Svoboda, “Athens,” 295–295; Vlas-
tos, “Socrates and Athenian Democracy,” 501; and Harvey Yunis, Taming Democracy: Models
of Political Rhetoric in Classical Athens (Ithaca, NY: Cornell University Press, 1996), 143–146.
Plato and Gorgias: Socrates’ Touchstone 261
at least three times (480b8, 480c2–3, 480d3–4; cf. 480c5) but the πατρίς
only once (480b8)—becomes the most prominent in the dialogue. While it
is obvious that Gorgias can be read as Plato’s indictment of Athens,138 the
reader must work to discover that Plato is indicting himself, and we can
find the proof that he is indicting his kinsmen only in what we have just
read in Charmides.
In short, the only indisputable example of the rhetoric of self-accusation in
Gorgias centers on what I will call “the Athens Quartet,” and as an indication
that there is no shortage of eloquence in this, rhetoric’s proper use, consider
the following:
Socrates: And you now, Callicles, are doing something exactly like this: you are
singing the praises [ἐγκωμιάζειν] of men who have feasted the citizens, delight-
ing them with what they desired [ἐπιθυμεῖν], and they say that they have made
the city great. But that it swells—as does an infected sore [ὕπουλος]—thanks
to those ancient leaders, this they don’t perceive. For without temperance and
justice but with harbors and arsenals and walls and tribute and suchlike trash
[λιμένων καὶ νεωρίων καὶ τειχῶν καὶ φόρων καὶ τοιούτων φλυαριῶν] they have
engorged the city; and therefore, with the eventual outbreak of the sickness, they
will blame the advisers who are with them at the time, and sing the praises [ἐγ
κωμιάζειν] of Themistocles and Cimon and Pericles, the causes of these evils
[τὰ κακά]139
There was likewise a string of six genitives plural in the most poetic passage
in Ion (534b1); how distant from the honey-flowing gardens of the Muses is
the festering Athens that Plato is describing here! It is important to identify
this description as Plato’s. Just as he is accusing himself in Callicles, his rela-
tives in Charmides, it is his city that is gorged with garbage. The key word,
of course, is ὕπουλος, appearing here for the second time in the dialogue,
and serving to connect this eloquent if heartbreaking passage to the Golden
Sentence (480b2).
But where the crimes of Athens are concerned, nothing comes close to
Melos,140 and that is why Plato can kill two birds with one stone—can indict
both himself and his city—by allowing Callicles to spew forth with consider-
able eloquence the festering evil that Thucydides brought into the open and
138
For a balanced account of Plato’s testimony, see Gregory Vlastos, “The Historical Socrates and
Athenian Democracy.” Political Theory 11, no. 4 (November 1983), 495–516; as for his treatment
of Xenophon, the less said the better.
139
518e1–519a7 (Lamb modified). Cf. Vlastos, “Historical Socrates,” 513n11 for a useful reminder
that the Quartet “cuts across party lines.”
140
Cf. Xenophon, Hellenica, 2.2.3.
262 Chapter 3
then publicly lanced in the Melian Dialogue.141 Miltiades drops out of the
Athens Quartet in the passage just quoted because it is the Melians, not the
Athenians, who could now enlist him for their cause: bigger does not always
mean better,142 and sometimes a smaller city can defeat a larger one,143 as
once upon a time Athens defeated the Persians at Marathon. Since then, and
more specifically since the plague, the equation of the just and the beautiful
has been unmasked as merely conventional—along with equality itself—as
here by Callicles:
141
Cf. Saxonhouse, “An Unspoken Theme,” 142 and 152.
142
As indicated by Socrates’ response to Callicles’ “Melian Moment” at 488b8–c8 (Lamb modified):
“Socrates: Is it the stronger folk that you call superior, and are the weaker ones bound to hearken
to the stronger one—as for instance I think you were also pointing out then, that the great cities
attack the little ones in accordance with the just by nature [τὸ φύσει δίκαιον], because they are
superior and stronger, on the ground that the superior and the stronger and the better are all the
same thing; or is it possible to be better and yet inferior and weaker, and to be superior and yet
more wicked?”
143
Thucydides 5.102.
144
483c6–e1 (Lamb modified).
Plato and Gorgias: Socrates’ Touchstone 263
Callicles: But I think they do these things according to the nature of the just
[κατὰ φύσιν τὴν τοῦ δικαίου], and also, by Zeus, according to the very law of
nature [κατὰ νόμον γε τὸν τῆς φύσεως], although perhaps not according to the
one we’ve made.148
Athenians: For of the gods we think according to the common opinion [δόξῃ]; and
of men, that for certain by necessity of nature [ὑπὸ φύσεως ἀναγκαίας] they will
everywhere reign over such as they be too strong for. Neither did we make this law
[ὁ νόμος] nor are we the first that use it made; but as we found it, and shall leave it
to posterity for ever, so also we use it, knowing that you likewise, and others that
should have the same power which we have, would do the same.149
While making the position of the Athenian ambassadors his own, Callicles
goes one step further than Thucydides by combining the opposites “law” and
“nature” into one.
Confronted here by Callicles’ originality, we must not miss the forest for
the trees: Plato is the agent, and the originality is his. In an obvious and argu-
ably not yet sufficiently emphasized sense, Callicles must be Plato if only
because Plato is the ultimate source of everything he has to say. The insights
145
See Gonzalez Lodge (ed.), Plato, Gorgias (Boston, MA and London: Ginn & Company, 1896),
139–140.
146
Cf. Scott, “Platonic Pessimism,” 25: “But the fact that they [sc. those interlocutors, like Callicles,
who ‘are so enamoured of their opinions that they will never relinquish them’] become angry or
embarrassed about their inability to deal with him [sc. Socrates] should not be confused with the
idea that they might be becoming receptive to his point of view.”
147
Following Dodds, Plato, Gorgias, 268.
148
483e1–4.
149
Thucydides, 5.105.2 (Hobbes).
264 Chapter 3
of Jaeger,150 Alain, Dodds, John Bremer,151 and others who have championed
or at least anticipated CPH does not rest but rather builds on this literary com-
monplace, and for Dodds at least, it is the truth he finds in Callicles’ words
that leads him to find Plato behind them. In the phrase ὁ τῆς φύσεως νόμος, it
is impossible to ignore that this is Plato’s insight: it is too original and para-
doxical to be anything else. But the truth of Callicles’ position is not to be
found in its Hobbes- or Nietzsche-inspiring originality but rather in the depth
of the psychological insight with which Plato presents it, making it original to
be sure, but utterly personal and ruthlessly honest rather than true.
On either side of the compelling simplicity of his pre-Nietzschean or rather
post-Thucydidean “truth,” Callicles is made to reveal the troubled complex-
ity of his pre-Platonic psychology. The boyish bravado of the ten thousand
examples, arising directly from the embarrassment of ignoring Herodotus on
Marathon, is followed by Callicles’ distillation of Thucydides: it is because
Melos is the acme of Athenian injustice that the Melian Dialogue is the theo-
retical highpoint of his History.152 But it is important to emphasize that it is
not therefore its dramatic highpoint: for that, Thucydides makes us wait until
the catastrophe in Sicily. In a dramatic sense, the disaster in the Great Harbor
is the recompense or punishment for what the Athenians did on Melos, but
Thucydides will not let us forget that what they did was itself a consequence
of what they believed, as mirrored in what they had said.
Plato’s Gorgias replicates that structure: Callicles is made to echo the
Athenian Ambassadors—and even to improve on them in a theoretical
sense—because he too is bound for his own personal Syracuse, and the chas-
tened Athenian who will emerge from that compensatory punishment is Plato
the Teacher who will therefore next give us a vivid “Portrait of the Artist (of
injustice) as a (lonely) Young Man.”
150
See Werner Jaeger, Paideia: The Ideals of Greek Culture, translated by Gilbert Highet, three vol-
umes (Oxford: Blackwell, 1946–1947), 2.137–38, especially: “if he [sc. Plato] had by nature been
only a second Socrates, the real Socrates would hardly have had such an overwhelming effect on
him as he had. His sympathetic portraits of the great sophists, orators, and adventurers show quite
unmistakably that he possessed, in his own soul, all their powers, with their brilliant advantages
and their terrible dangers; but they had been tamed by Socrates, and, like his poetic impulse, had
bowed to and mingled with the Socratic spirit, to form a higher unity within his works.” For more
on this “higher unity,” see below.
151
John Bremer, Plato and the Founding of the Academy; Based on a Letter from Plato Newly Dis-
covered (Lanham, MD: University Press of America, 2002), 100–101.
152
Cf. Daniel Boyarin, Socrates and the Fat Rabbis (Chicago, IL: University of Chicago Press,
2009), 116 on “the horrific doctrine of nature raw in tooth and claw.”
Plato and Gorgias: Socrates’ Touchstone 265
contrast with πλέον ἔχειν] and that this is the beautiful [τὸ καλόν] and the just
[τὸ δίκαιον]. But if, as I believe, there should be a man [ἀνήρ] having a suitable
nature [φύσιν ἱκανὴν ἔχων], having shaken off all these things [ἀποσεισάμενος],
having broken them apart [διαρρήξας] and escaped them entirely [διαφυγών]—
having trampled down [καταπατήσας] our writings [τὰ ἡμέτερα γράμματα] and
trickeries [μαγγανεύματα] and chants [ἐπῳδαί] and laws [νόμοι], all those that
are against nature [παρὰ φύσιν]—having stood up [ἐπαναστάς], he rose revealed
as master [δεσπότης], this slave of ours [ἡμέτερος ὁ δοῦλος], even there shined
out [ἐκλάμπειν] the just by nature [τὸ τῆς φύσεως δίκαιον].153
This is the passage, quoted earlier, where Dodds finds Plato, and there is
plenty of him to be found here.154
It is in the Plato who speaks so eloquently through Callicles’ Great
Speech that we discover why the Ad hominem Speech made him waver.
What shines forth in the Great Speech is an individual, completely aware
of what makes him unique. He naturally imagines that what makes him
unique entitles him to consider himself not only different from but also
superior to the rest, and if superior, to be their natural ruler. What Socrates
manages to do in the Ad hominem Speech is to show that the only effective
means to gaining that power is to want it so badly that you are willing to
conform yourself entirely to those who have the power to make you all-
powerful.155 Socrates is aware that Callicles is one of a kind: there would
be no justification for Callicles as Touchstone had he not been.156 And he
sees that this man’s loyalty to his own uniqueness can be leveraged against
153
483e5–484b1. In The Greeks and the Irrational (226n30), Dodds perceptively links ἐπῳδαί here
to its use in Lg. (it is not only Athenian democrats who can use incantations) and Chrm. 157b1–2
and 157c4. See also Dodds, Plato, Gorgias, 269 (on 483e6).
154
As a teacher of youth—for the most part fifteen to nineteen year-old boys on my account—Plato nec-
essarily found plenty of reminders among his students, and it was, after all, they who needed to find
themselves in Callicles. There are two paradoxes relevant to teaching adolescents effectively, and
both are relevant to Grg. The first is that some of the most effective high school teachers were not
goody-goodies, apple-polishers, brownnosers, or gold-star earners when they were in school: they
were undisciplined smart-alecks and trouble-makers who thought they were better and smarter than
other people and their teaches in particular. Having outgrown such nonsense, they are born-again stu-
dents, remade by their studies, and now can meet their former selves—the most challenging students
in any school that isn’t simply a prison for juvenile criminals—on terms of equality and tame them,
even as they have tamed themselves. And the second paradox is the first’s corollary: somewhere
among the best high students are the ones you “flip,” the highly intelligent discipline problems who
enter your classroom chanting the by no means entirely false mantra that “school sucks” and that
their teachers are stupid. For the same reason that the best teachers are often reformed delinquents,
the best students are often the brightest of today’s delinquents, the ones who fight you every step
of the way until you win them over. They know all the wrong arguments, all the dodges, excuses,
rationalizations, and have finally come to see them for what they are. At the risk of making a claim
only a high school teacher could understand, Plato wrote Gorgias for sophomores.
155
Cf. Dalfen, Gorgias, 444 (on 513a).
156
Cf. Rendall, “Dialogue, Philosophy, and Rhetoric,” 165–179.
266 Chapter 3
his will to power, which at its base is merely a symptom of what makes
him unique, not its cause. Everyone else seeks self-preservation and self-
benefit; Plato will be different by both transforming and preserving the
individuality of Callicles. Both will be equally unique, but also equally
lonely.
Socrates hails Callicles as his Touchstone because he sees a unique oppor-
tunity to forge an alliance with another. It is no accident that Socrates claims
to be the only πολιτικός in Athens (521d6–e2)—itself the perfect expression
of his own isolation—having already indicated in the Ad hominem Speech
that a πολιτικός and a ῥητορικός is exactly what Callicles most wishes to
become (513b8). Throughout Gorgias, Socrates will give ample evidence
of his eloquence but the true patent of his claim to be a πολιτικός will only
be revealed at the end of Meno: the true statesman must be able to make
somebody else into a πολιτικός (Men. 100a1–2). In anticipation of that claim,
Plato is emerging in Gorgias as the proof that Socrates was the true πολιτικός.
But he himself is no mere cipher “to this great accompt,” and the reason that
he needs to introduce himself in Charmides and Gorgias is because we won’t
fully understand Republic unless we can recognize that its author is what
Jaeger called “a higher unity” of two equally lonely men: Socrates and Cal-
licles. Not Aristocles but Plato is the product of their alliance.
As proof of this, consider the extent to which Callicles’ criticism of
Socrates applies to Plato the Teacher:
Callicles: But when I see an elderly man still going on with philosophy and not
getting rid of it, this is the man, Socrates, who thereby seems to me to require a
whipping. For as I was just now saying, it is characteristic of this person, even
if he should be naturally very well endowed [πάνυ εὐφυής], to become unmanly
[ἄνανδρος], fleeing [participial form of φεύγειν] the centers of the city [τὰ μέσα
τῆς πόλεως] and its markets, in which the poet said, men become outstanding
[ἀριπρεπής]; but to have ducked into a corner to live the rest of his life whis-
pering with three or four lads [μειράκια], but never pronouncing what is free
[ἐλεύθερον] and both great and suitable [καὶ μέγα καὶ ἱκανὸν].157
Despite being πάνυ εὐφυής, the Academy’s founder will devote his life to
those μειράκια, and he was evidently fully aware that there would be those who
would despise him for it. But even if it were only by writing the Great Speech
of Callicles, Plato the Teacher finds a way to continue giving voice to great and
suitable things with the utmost freedom. And that is only the beginning.
In Gorgias, Plato is preparing his students to absorb the stern lesson of his
Republic, for it is there that he will whisper in their ears that it is incumbent
157
485d1–e2 (Lamb modified).
Plato and Gorgias: Socrates’ Touchstone 267
Callicles: For philosophy, you know, Socrates, is a charming thing, if a man has
to do with it moderately in his younger days; but if he continues to spend his
time on it too long, it is ruin to any man. However well endowed [πάνυ εὐφυής]
one may be, if one philosophizes far on into life, one must needs find oneself
ignorant [ἄπειρος] of everything that ought to be familiar [ἔμπειρος] to the man
who would be a thorough gentleman [καλὸς κἀγαθός] and make a good figure
[εὐδόκιμος] in the world. For such people are shown to be ignorant [ἄπειροι]
of the laws [οἱ νόμοι] of their city, and of the words which have to be used in
negotiating agreements with their fellows in private or in public affairs, and of
human pleasures and desires; and, in short, to be utterly inexperienced [ἄπειρος]
in men’s characters [ἤθοι].158
158
484c5–d7 (Lamb).
268 Chapter 3
Socrates: for it is difficult, Callicles, and worthy of much praise, being endowed
with great opportunity for the doing of injustice, to consistently live justly. Few
are they of this sort, yet since they have come into being both here and else-
where, I also believe there will be in the future men both noble and good [καλοὶ
κἀγαθοί] in this virtue: that of handling justly whatever anyone turns over to
them. And one there has been, and very famous [πάνυ ἐλλόγιμος] even among
the other Greeks: Aristides, son of Lysimachus; but the majority of the power-
ful, O best of men, become bad.160
159
Note that the first time Socrates uses the term at 511b4, he applies it to himself; the first time it
appears in the dialogue (484d1–2), Callicles imagines that it applies to someone like him.
160
526a3–b4.
Plato and Gorgias: Socrates’ Touchstone 269
161
Consider the implicit criticism of Terry Penner, “Socrates on the Impossibility of Belief-Relative
Sciences.” Proceedings of the Boston Area Colloquium in Ancient Philosophy 3 (1988), 263–325,
on 319, in Shaw, “Socrates and the True Political Craft,” 202n54: “Penner is right that Socrates
is ironic in attributing divinely provided true belief, and so virtue, to Athenian politicians (except,
perhaps, Aristides).” Naturally Penner had not mentioned this exception.
162
Except, that is, when tamed or chastened by upholding the Εὖ Πράττειν Fallacy as true. Although
it is the Longer Way that challenges the philosopher to return to the Cave, Plato’s construction of
the Shorter demonstrated that he had done so.
270 Chapter 3
had first built upon them a brilliant, articulate, and indeed amiable self (cf.
487b7–d4) before finding it “worthy of nothing” (527e7), thanks to Socrates.
He will repent, and SB will give way to benefiting others (515a1–b5).163
Unlike Callicles, Plato will take his bearings from the GoodT, and by doing
so, he will become our teacher; in Republic, he will whisper the secret of
how to become a true πολιτικός. But he will not thereby become a pleasant
person, entertaining and well intentioned though he undoubtedly is. He was
too critical of himself to be anything but suspicious of us. He will benefit
us, but he will not make it easy: we will be tested continuously, and made
to do the heavy lifting on our own. He will not cease to be an elitist and will
accept nothing less from his students than that they become καλοὶ κἀγαθοί.
And if we imagine that he ever overcame his love for Athens—despite her
crimes—we had better find ourselves another teacher, and here, once again,
Aristotle leaps to mind.
163
George Klosko, “The Refutation of Callicles in Plato’s Gorgias.” Greece & Rome 31, no. 2 (Octo-
ber 1984), 126–139, on 134.
164
W. H. Thompson, The Gorgias of Plato; with English Notes, Introduction, and Appendix (London:
Whittaker and Co., 1871).
165
In addition to Dodds, Plato, Gorgias, 387–391 (“Appendix: Socrates, Callicles, and Nietzsche”),
Nietzsche is also mentioned on 265 (the point of entry for the Appendix) and 291, a more interest-
ing passage, which refers to Vilfredo Pareto; cf. 352 and 364 on Wilfred Trotter.
166
Dodds, Plato, Gorgias, 16n2 and 22n3; see also 218.
167
Vlastos, “Was Polus Refuted?,” 454n1.
168
On Francis MacDonald Cornford, Plato’s Cosmology: The Timaeus of Plato (London: Routledge
& Kegan Paul, 1937) and the works it displaced, see Guardians in Action, §1.
Plato and Gorgias: Socrates’ Touchstone 271
the sincerity of his praise for Dodds, it was the Socratist sea change that Vlas-
tos himself had inspired—Irwin was his student—that created the pressing
need for a rival commentary only twenty years later.
Between Vlastos and the even more radical Socratists who follow him,
Irwin is unique and commensurately valuable for keeping his attention
focused on Plato, and thus on Plato’s complicated relationship with Socra-
tism. This focus is ultimately responsible for the Gorgias commentary, and
it is easy to see in both Plato’s Moral Theory and Plato’s Ethics that it is his
awareness of the troubling relationship between Protagoras and Gorgias that
made the latter of particular interest to him.169 By taking the hedonic calculus
in Protagoras at face-value and refusing to entertain any doubts about the
Socratic Paradox no matter how objectionable he himself found it to be, Vlas-
tos had advanced further along the path first marked out by Aristotle in mak-
ing that dialogue the bedrock of “the philosophy of Socrates”; as part of PTI,
Irwin will travel that path even farther. But since Irwin is genuinely interested
in Plato, and thus in how the Socrates of Republic 4 could have emerged from
the Socrates of Protagoras—neither Vlastos nor the most radical Socratists
were particularly interested in this problem and thus offered simplistic solu-
tions to it—he turns to Gorgias intent on finding answers and as a result his
valuable commentary raises critical questions.170
The most obvious discrepancy between Protagoras and Gorgias involves
the express denial of the GP Equation in the latter, and Irwin emphasizes this
in his commentary’s Introduction,171 as he had already done in Plato’s Moral
Theory.172 But here Irwin—who as a charter member of PTI naturally upholds
a deadpan reading of Protagoras173—does not advance beyond Dodds, who
had already cited the authority of Vlastos for rejecting the claim that “the
[hedonist] assumption is made merely for the sake of argument.”174 It is rather
in the attention Irwin pays to the Socratic Paradox (SP) that the influence of
a Vlastos-inspired Socratism becomes visible. Dodds had passed over the
question of whether the Socrates of Gorgias was more Socratic or Platonic,175
and that stance, along with his unqualified claim that its Socrates “continues
169
Irwin, Plato’s Moral Theory, ch. 5, and Irwin, Plato’s Ethics, ch. 8.
170
Cf. Irwin, Plato’s Moral Theory, 131 (on “The Results of the Gorgias”): “The Protagoras’s views
are rejected, but the questions they tried to answer are still unanswered. . . .The Gorgias shows
the problems arising for any defence of Socratic ethics which cannot count on support from the
Protagoras.”
171
Irwin, Plato, Gorgias, 8.
172
Irwin, Plato’s Moral Theory, 158; cf. 130–131.
173
Irwin, Plato’s Moral Theory, 116: “I have argued that the Protagoras accepts a hedonist view of
virtue and the good; and I will argue that the Gorgias rejects it.”
174
Dodds, Plato, Gorgias, 21n3
175
Dodds, Plato, Gorgias, 16: “This is not the place to attempt a characterization either of the histori-
cal or the Platonic Socrates.”
272 Chapter 3
176
Dodds, Plato, Gorgias, 17: “He [sc. the Socrates of Grg.] continues to hold that “virtue is knowl-
edge [i.e., K]” (460a–c), that οὐδεὶς ἑκὼν ἁμαρτάνει [i.e., SP] (467c–468e), that true possession
of one ‘virtue’ implies possession of them all [i.e., UV] (507a-–c). But he has acquired other con-
victions that do not spring at all directly from these; some of them are listed below.” These (see
20–21) do not include any counter-indications with respect to K, SP, and UV.
177
On SP, see Irwin, Plato, Gorgias, 7, 190, 195 (quoted below), and 222 (on καρτερεῖν at 507b8):
“G. makes claims inconsistent with the Socratic Paradox. If some desires are good-independent,
knowledge of the good will not infallibly control them; this is why courage and temperance need
endurance and order as well as knowledge. But we have seen that the G. does not explicitly reject
the Socratic Paradox; and so Plato does not explain why the Socratic accounts of the virtues are
altered. He explains more clearly at R. 429b–431c.”
178
Irwin, Plato, Gorgias, 7: “(a) [he is listing differences from the earlier dialogues] The treatment of
psychic conflict, and the account of virtue as psychic harmony, seem to conflict with the Socratic
Paradox and the claim that knowledge is sufficient for virtue; see 491d, 507bc [see 221–224; cf.
previous note]. (b) Socrates discusses the political implications of his moral doctrines more fully
than in the shorter dialogues. (c) His views on hedonism seem to imply the rejection of the views
of the Pr.”
179
On SP, see Irwin, Plato, Gorgias, 195 (on 493e); on “non-rational desires” see 221.
180
For criticism of this move, see Rachana Kamtekar, “Plato on the Attribution of Conative Atti-
tudes.” Archiv für die Geschichte der Philosophie 88 (2006), 127–162, on 143n31.
181
Despite Penner, “Desire and Power,” it is not of course his or indeed important only to him; for
a useful overview of the historical dimensions of the crux—especially what he calls “the neopla-
tonic interpretation” (195–198)—see McTighe, “Socrates and Desire for the Good.” Combining
a response to both Penner and McTighe, and therefore useful for sorting out the debate, is David
Wolfsdorf, “Gorgias 466a4–468e5: Rhetoric’s Inadequate Means.” Classical Philology 103, no. 2
(April 2008), 109–134, especially 110–112. See also Segvic, “No One Errs Willingly,” 11–12n13
and 40–45. More recently, see Ian J. Campbell, “Power, Getting What You Want and Happiness.”
Journal of Ancient Philosophy 11, no. 2 (2017), 22–44.
182
Penner, “Desire and Power,” 187n32, especially: “Justice’s merit is not its ‘morality,’ but its mak-
ing you happier.” Cf. the emphasis on “moral knowledge,” “a moral agent,” and even “a moral
wizard” in Thomas C. Brickhouse and Nicholas D. Smith, “Socrates and the Unity of the Virtues.”
Journal of Ethics 1, no. 4 (1997), 311–324, on 324.
183
See Penner, “Desire and Power,” 197–201.
184
See (d) in Irwin, Plato, Gorgias, 143 (on 468a–b).
Plato and Gorgias: Socrates’ Touchstone 273
component of the dialogue’s mixed message; this left the core of his case
untouched. It was therefore left for Rowe (to attempt) to make the more diffi-
cult case: “The moral psychology of the Gorgias, then, I claim, is Socratic, and
fully intellectualist.”185 Although Rowe’s full argument was advanced in three
separate articles,186 he summarized and condensed them in Plato and the Art of
Philosophical Writing,187 staged in relation to his “Socratic” resolution of “the
problems” at the heart of Irwin’s commentary.188
In addition to Vlastos, Irwin, Penner, and Rowe, there are a few more
combatants to be considered in this preliminary overview of Gorgias as
“the Battleground of Socratism.” By emphasizing the role of shame in
the dialogue, and then by linking it to “high spirit [θύμος]” in the tripar-
tite soul of Republic 4, Jessica Moss lays the foundation for resolving its
problems on a “Platonic” basis,189 that is, by an “un-‘Socratic’” reading
that would be as un-mixed as Rowe’s but antithetical to it.190 As creative
as Moss’s approach undoubtedly is, it is not difficult to see in it the influ-
ence of her supervisor, John M. Cooper, and thanks to his 1982 review of
Irwin’s commentary,191 and then an extensive 1999 article on Gorgias,192
Cooper’s must be regarded as a significant voice in the debate about its
mixed message with respect to Socratism. Although his article keeps up a
running battle with Kahn193—whose preference for an early Gorgias will
prevent the inventor of “proleptic composition” from applying it in this
crucial case194—his response to Irwin is ingenious: it is not the dialogue’s
185
Rowe, Plato and the Art, 155.
186
See Rowe, “A Problem,” “The Good and the Just in Plato’s Gorgias” in Damir Barbarić (ed.),
Platon über das Gute und die Gerechtigkeit, 73–92 (Würzberg: Königshausen & Neumann, 2005),
and “The Moral Psychology of the Gorgias” in Michael Erler and Luc Brisson (eds.), Proceedings
of the Seventh Symposium Platonicum, 90–101 (Sankt Augustin: Academica, 2007).
187
Rowe, Plato and the Art, ch. 4 (“The moral psychology of the Gorgias”).
188
Consider Rowe, Plato and the Art, 143n1, concluding with: “What I set out to resist in the pres-
ent chapter is something very like Irwin’s account here; though I differ significantly in the way I
state (1), the Socratic position. See n. 5 below.” Not surprisingly, 144n5 cites Penner, “Desire and
Power,” and concludes: “My own interpretation follows Penner’s not Irwin’s.”
189
Jessica Moss, “Shame, Pleasure, and the Divided Soul.” Oxford Studies in Ancient Philosophy
2005, 137–170.
190
It is unfortunate that Christine Tarnopolsky did not build on this foundation. For comment on
Tarnopolsky, Moss, and others in the context of his own emphasis on “internal shame” (‘when
we come to recognize that a principle we have endorsed entails approval activities we really do
despise’), see Jenks, “The Power of Shame,” 376.
191
John Cooper, “The Gorgias and Irwin’s Socrates.” Review of Metaphysics 35, no. 3 (March 1982),
577–587.
192
John Cooper, “Socrates and Plato in Plato’s Gorgias” in Cooper, Reason and Emotion: Essays in
Ancient Moral Psychology and Ethical Theory (Princeton, NJ: Princeton University Press, 1999),
29–75.
193
Beginning at Cooper, “Socrates and Plato,” 30n3; see also 36–38nn9–11, 46n23, 49n27and
69–70n60.
194
See Kahn, “Drama and Dialectic,” and Kahn, Plato and the Socratic Dialogue, chapter 5.
274 Chapter 3
character, that is, Socrates, who is inconsistent, but rather its author.195
Pointing to Callicles’ reliance on non-rational desires as evidence, Cooper
argues that Gorgias is transitional because Plato, not Socrates, is already
on the road that leads to Republic 4.196
With this chorus of voices now assembled,197 it is time to contribute my
own to the cacophonous symphony, and without clarifying what I mean
by the Shorter Way, it is impossible for me to explain the part assigned to
Gorgias on the path to it. In the context of the other voices, the principal
point to make at the outset is that I think Irwin is on the mark: Gorgias is
a battleground text with a mixed message. Both Irwin and Cooper are right
to emphasize that one side of the mixture leads to Republic 4, but Cooper
is right to locate “the cause of the mixture” (cf. Phlb. 23d7) in Plato, not in
Socrates. Plato is not confused, however, and Gorgias is “transitional” only
in the sense that it is intended to help the reader make the transition from Pro-
tagoras—for it is useful to put first things first—to Republic. Gorgias would
not be a mixture if it were no longer possible to make a case for the Socratist
side,198 but an over-concern with “the philosophy of Socrates”—especially
given the role Aristotle assigned to Protagoras in defining it in relation to
SP and K(SV)—has drawn the crucial contrast in the wrong place. Gorgias
effects the transition between eudaemonist Socratism and the tripartite soul of
Republic 4 by showing how they can be combined: despite their differences,
both are equally constitutive of the Shorter Way.
The crucial claim is simple, and bridges the alleged gap between Plato
and the Socrates of his early dialogues: the Shorter Way in Republic 4
deploys “psychic harmony” for a eudaemonist end. In Gorgias, we begin to
see how the two can work together without thereby attaining a satisfactory
result: it is the Shorter Way as a whole—not either one of the two different
streams that flow into it—that the reader must transcend while making the
ascent to the GoodT. It is therefore not a case of preserving a systematic
195
Cooper, “Gorgias and Irwin’s Socrates,” 585: “it is Plato, not his character Socrates, who can be
seen to have begun to have different thoughts. For Plato is the author of Callicles’ view as well as
Socrates’ in this dialogue, and in the theory of desire and action that lies behind Callicles’ theory
of human excellence, even more than in that latter theory itself, we can see the themes and issues
of the moral philosophy of the Republic coming to life for him.”
196
See Austin, “Corpses, Self-Defense, and Immortality” for a more interesting variant on this
position, i.e., that it is Callicles’ troubled psychology as opposed to his theoretical position that
anticipates the tripartite soul; see especially 51.
197
For a recent review of scholarly opinion, see Daniel R. N. Lopes, “Moral Psychology in Plato’s
Gorgias.” Journal of Ancient Philosophy 11, no. 1 (2017), 20–65; he states his own (Cooper-
inspired) conclusion on 63 (last word).
198
Cf. Rod Jenks, “The Sounds of Silence: Rhetoric and Dialectic in the Refutation of Callicles in
Plato’s Gorgias.” Philosophy & Rhetoric 40, no. 2 (2007), 201–215, on 212 (emphasis mine):
“In the Gorgias, it is evident that Plato is also beginning to doubt the Socratic thesis that no one
does wrong willingly and for its consequence, that knowledge is sufficient for virtue [i.e., KSV].”
It would be better to say that it is the reader who, having reached Grg., is “beginning to doubt.”
Plato and Gorgias: Socrates’ Touchstone 275
Socrates has not shown that a ‘good’ and ‘virtuous’ man on his view, someone
with an orderly soul promoting his own happiness, has the recognized virtues,
producing just actions. He need not claim that the conventional views of just
actions are entirely correct; but he must show that his just person will benefit
rather than harm others, so that he will even be willing to suffer injustice from
others rather than do injustice. Could Socrates show this?200
Irwin’s great service is that he shows that Gorgias poses the problem with-
out answering it. But the equally great service of the most radical Socratists
is the celebration of a post-moral Socrates: “Justice’s merit is not its ‘moral-
ity,’ but its making you happier.”201 By systemizing Socratism as ruthlessly
eudaemonist and preserving “morality” only in quotation marks, Penner
unwittingly points to the true battleground, not that of Socratism—for this is
based on Aristotle’s mistaken division between Plato and his Socrates—but
of Platonism. The difference between Irwin’s aporetic awareness of a moral
lacuna in Gorgias and Penner’s dogmatic insistence that there is no place for
“morality” in Socratic justice creates the friction that will ultimately light
the torch of Justice in Republic.202 Despite Penner’s acknowledged debt to
Prichard (see §1), he fails to give due weight to the fact that his predeces-
sor’s claims were anchored in the supposedly “Platonic” defense of justice
based on “psychic harmony” along the Shorter Way. Although Penner clearly
admires the intellectualist means his Socrates uses to achieve a eudaemonist
end in Protagoras far more than he admires those used by his “Plato,” the end
199
Consider Strauss, Xenophon’s Socratic Discourse, 85: “The habit of benefiting people is identified
by Xenophon with justice”; cf. Thomas L. Pangle, The Socratic Way of Life: Xenophon’s Memo-
rabilia (Chicago, IL: University of Chicago Press, 2018), 222n13 (on Thg.) with δικαιότατος at
Smp. 172b5, and δίκαιος at Cra. 428a5.
200
Irwin, Plato, Gorgias, 224.
201
Penner, “Desire and Power,” 187n32.
202
See Plato the Teacher, §21.
276 Chapter 3
Precisely because it would have been better to add “and practices” after
“defends,” these observations indicate why Apology and Crito (along with
Euthyphro and Phaedo) are best understood as post-Republic dialogues:
it is through his trial and death that Socrates demonstrates that he is “the
good politician,”205 and will therefore always and forever “find it worth
while to benefit others” even if that will require him to make the ultimate
sacrifice.206 Irwin is correct: “mere prudential psychic order” is insufficient
to motivate, let alone to require, the kind of just action—that is, Justice as
the philosopher’s return to the Cave—that will lead to the trial and death of
203
Cf. Vlastos, Socrates, 176–177, including 177n95; his attempt to find “a release from that form
of egocentricity which is endemic to Socratic eudaemonism, as in all eudaemonism” in “Socratic
piety” is notable, and distinguishes Vlastos from PTI.
204
Irwin, Plato’s Moral Theory, 130 (emphasis mine); cf. Brickhouse and Smith, “Socrates on
Goods,” 13–20, and Stemmer, “Grundriss,” 558, on Julia Annas, “Plato and Common Moral-
ity.” Classical Quarterly 28, no. 2 (1978), 437–451; in fact it is only along the Shorter Way that
“Plato’s theory of justice is agent-centered” (444).
205
Irwin, Plato’s Moral Theory, 126–127: “The good politician is a craftsman with his eye on the
good (503d5–504a5), and concerned to make the citizens better (504d5–e4, 507a8–e3). Socrates
needs to show that this treatment of the citizens is just—that their ‘improvement’ really benefits
them, and that the s-just man has reason to benefit them. He suggested that a man’s own good
requires friendship with others (507d6–e6); but he has not defended steady and reliable concern
for other people’s interests; why should a wise man not ‘improve’ people for his benefit, not their
own?”
206
Cf. Daniel Babut, “ΟΥΤΟΣΙ ΑΝΗΡ ΟΥ ΠΑΥΣΕΤΑΙ ΦΛΥΑΡΩΝ: Les Procédés dialectiques
dansle Gorgias et le dessin du dialogue.” Revue des Études Grecques 105 (1992), 59–110, on 110
(last word): “Si naïve que nous paraisse l’anecdote du paysan corinthien converti à la vie philos-
ophique par la lecture du Gorgias [see Riginos §135], il est permis de penser que son inventeur a
mieux saisi que ne l’ont fait plus tard de savants commentateurs le sens profond de cette oeuvre
[sc. Grg.], plaidoyer éloquent et passionné pour la philosophie à laquelle le maître de Platon avait
consacré sa vie, jusqu’à lui en faire finalement le sacrifice.”
Plato and Gorgias: Socrates’ Touchstone 277
207
Cf. Sachs, “A Fallacy.”
208
By this I mean that neither the passive sense of εὖ πράττειν as “to fare well”/“to be happy” (see §3)
nor the necessarily inactive εὖ ἔχειν—with spiritual εὐεξία (see §8) now configured as τάξις and
κόσμος (503e6–504a10)—can motivate or require Justice (SW-1). See Plato the Teacher, §14.
209
The formal basis of its inadequacy depends on SW-4, and thus on the connection between the
Second Part of the Divided Line (R. 510b4–6) and the Shorter Way.
278 Chapter 3
δίκαιον) as the rulers—“those who are wise [φρόνιμοι] in the affairs of the
city and brave” (491c6–7)—having more (πλέον ἔχειν) than the others, that
is, the ruled (491d1–3). This means that when Socrates will introduce his
σώφρων at 491d10, he adds the (missing) fourth virtue to the three that have
just been co-opted by Callicles; I will use “SW-5” to represent the fact that
the Shorter Way involves defining these four (distinct) virtues in both City
and Man. The City/Man parallelism (hereafter “SW-6”) is anticipated by the
question Socrates poses in response. Picking up on the active/passive pair
of ἄρχειν/ἄρχεσθαι that will play such an important part in Republic 1 (R.
342e8–9), Socrates transfers both the rulers and the ruled into the individual:
Socrates: What’s that? What are they of themselves? Rulers or ruled? Callicles:
What are you saying? Socrates: I am saying that each of us is a self-ruling over
himself [αὐτὸν ἑαυτοῦ ἄρχοντα]. Or is this in no way necessary—one ruling
oneself [αὐτὸν ἑαυτοῦ ἄρχοντα]—but (only) ruling over others? Callicles: How
do you mean ruling over himself [ἑαυτοῦ ἄρχοντα]?210
Socrates: Nothing complex [οὐδὲν ποικίλον], but just like the many [οἱ πολλοί]:
being temperate and with self in control [ἐγκρατής] of himself [σώφρων ὤν καὶ
ἐγκρατής αὐτὸς ἑαυτοῦ], ruling over the pleasures and desires [αἱ ἡδοναί καὶ
ἐπιθυμιαί] that are in himself [ἐν ἑαυτῷ].214
210
491d4–9.
211
Cf. Louis-André Dorion, “Enkrateia and the Partition of the Soul in the Gorgias” in Rachel Bar-
ney, Tad Brennan, and Charles Brittain (eds.), Plato and the Divided Self, 33–52 (Cambridge, UK:
Cambridge University Press, 2012), 39n23; 49n70 bears witness to the importance of Devereux.
212
Cf. Irwin, Plato’s Moral Theory, 199.
213
For a temperance-based reading of Grg., see Nicholas P. White, “Rational Prudence in Plato’s
Gorgias” in Dominic J. O’Meara (ed.), Platonic Investigations (Washington DC: Catholic Uni-
versity of America Press, 1995), 139–162.
214
491d10–e1.
Plato and Gorgias: Socrates’ Touchstone 279
215
Cf. 491e2–6 (Lamb): “Callicles: You will have your pleasantry! You mean ‘the simpletons’ by
‘the temperate.’ Socrates: How so? Nobody can fail to see that I do not mean that. Callicles: Oh,
you most certainly do, Socrates. For how can a man be happy if he is a slave to anybody at all?”
What makes the Ad hominem Speech effective is that Socrates shows that Callicles himself has
become a slave to the δῆμος (see §9).
216
Having been introduced to Platonism by Alcibiades Major, I am content to locate the ἡδοναί καὶ
ἐπιθυμιαί that the σώφρων needs to control in the body, not the soul, and to preserve temperance
as the domain of the ἐγκρατής on that (literally) simple-minded basis. For a more sophisticated
alternative to “binary opposition,” see Jorgenson, Embodied Soul, beginning with 8–10n8.
217
Vlastos, Socratic Studies, 30 will be quoted below.
218
For emphasis on a “κόσμος-τάξις-Seinslehre” in Grg., see Krämer, Arete bei Platon und Aristo-
teles, 57–83; connecting the Prinzipienlehre to the tripartite soul of the Shorter Way is “having
become one out of many” (R. 443e1–2), on which see 55 and 87–89; see also Alexander Becker,
Platons »Politeia«: Ein systematische Kommentar (Ditzingen: Reclam, 2017), 193–199. Cf. Plato
the Teacher, 152–155.
280 Chapter 3
219
Joined first by these two perfect passive participles, he then accomplishes the transfer of τάξις and
κόσμος—paired four times between 504a7 and 504d1—from the body (as its health) to the soul
(its justice and temperance at 504d3). For this move the doubled four-part analogies have already
prepared us (see §8).
220
In addition to Dalfen, Gorgias, Plato, 430–433 (on 507e f.), see John Palmer, “The Pythagoreans
and Plato” in Carl A. Huffman (ed.), A History of Pythagoreanism, 204–226 (Cambridge, UK:
Cambridge University Press, 2014), on 205–210.
Plato and Gorgias: Socrates’ Touchstone 281
Socrates: ‘But further, we are good—both we and everything else that is good
[καὶ τἆλλα πάντα ὅσ᾽ ἀγαθά ἐστιν]—by some virtue [ἀρετή] coming to be pres-
ent [participial form of παραγίγνεσθαι]?’ ‘In my view this must be so, Callicles.’
‘But surely the virtue of each thing, whether of an implement or of a body, or
again of a soul or any live creature, does not come to be present most beautifully
by accident, but by an order [τάξις] or rightness [ὀρθοτής or art [τέχνη] that is
apportioned to each. Is that so?’ ‘I certainly agree.’221
Jumping into the speech in medias res—the mention of τάξις creates the
link to SW-2—it is noteworthy that the language used here places Gorgias
between Laches and Meno: the use of the verb παραγίγνεσθαι to describe
the presence of ἀρετή links it to the one (La. 189e3–190b5), the claim that
we become good by the presence of virtue is echoed in the other (Men.
87d8–e1). But the claim, not found in Meno, that all other things (καὶ
τἆλλα πάντα) become good in the same way is odd, and not only because
it is untrue of the Idea of the Good (cf. SW-1), which does not come to be
good by virtue of anything, and is what it is only by virtue of itself. Nor do
we need to wait for Republic: Socrates has just made the claim that we are
pleased by the presence of what is pleasant (506c9–d1), and that seems
right, but would those who claim that Pleasure is the Good say that it is
good thanks to the presence of ἀρετή?222 On the other hand, we are now
operating in a world where a soul can have εὐεξία (see §8), so we may
readily grant that bodies, tools, and all other things have ἀρετή when they
are good—as in “the virtue of the knife is its sharpness”—and move on:
Socrates: ‘Is the virtue of each thing, then, that it has been arranged and ordered
[τεταγμένον καὶ κεκοσμημένον] by arrangement [τάξις]?’ ‘I at least should say
so.’ ‘Hence is it a certain order [κόσμος τις] proper [οἰκεῖος] to each existent
thing, that by coming to be in each makes it good?’ ‘That is my view.’ ‘So then
a soul which has its own proper order [κόσμος] is better than one which is unor-
dered [ακόσμητος]?’ ‘Necessarily.’ ‘But further, one that has order [κόσμος]
is orderly [κοσμίος]?’ ‘Of course it will be.’ ‘And the orderly one is temperate
[σώφρων]?’ ‘Most necessarily.’ ‘So the temperate soul is good.’ ‘For my part,
I can find nothing to say in objection to this, my dear Callicles; but if you can,
do instruct me.’223
Unfortunately, we move from the frying pan into the fire, for here we
discover why the One cannot possibly be good, let alone the Good: nothing
221
506d2–8.
222
And to add the other member of the pair at R. 505b5–6: what shall we say of Knowledge or
φρόνησις, as in, for example, KGB? Is not KGB itself the source of ἀρετή, and could it become
good by the presence of that which it is?
223
506e1–507a3 (Lamb modified).
282 Chapter 3
unitary has any parts that can be ordered or arranged, whether properly or
otherwise.224 If taken as a matter of doctrine, then, the claim that it is by
τάξις and κόσμος that a thing becomes good once again—in accordance with
SW-1—excludes the Idea of the Good or indeed any canonical “Platonic
Form,” none of which has parts.225 But if taken as preparation for the Shorter
Way—in anticipation of SW-2—the claims made here are perfectly proper,
especially when they provoke a protest from the reader, as they ostentatiously
do not from Callicles:
Callicles: Proceed, good sir. Socrates: ‘I say, then, that if the temperate [ἡ
σώφρων] is good but the one that has endured what’s opposite to the temperate
[ἡ σώφρων] is bad; and that one was both senseless [ἡ ἄφρων] and intemperate
[ἀκόλαστος].’ ‘Certainly πάνυ γε].’226
Although Callicles fails to object, the same cannot be said of the commen-
tators. Dodds draws attention to the ambiguity in the meaning of σώφρων,
which is alternately “sensible” (in opposition to ἄφρων, which is simply
“senseless”) and “self-controlled” (in opposition to ἀκόλαστος);227 he also
perceptively notes how Protagoras has prepared the reader to detect this
ambiguity.228 As for Irwin, the strength of his Socratist commentary is that
Socrates’ statements are repeatedly measured against whether or not he can
prove that τάξις and κόσμος are good for the agent.229 But in Plato’s Moral
Theory—where his canvass is broader—he responds effectively to Dodds,
who had detected a possibly illegitimate slide between κόσμος to κόσμιος,230
by considering what will happen next:
Dodds and Adkins [citations deleted] object to the move in 507el from kosmia
to sōphrōn. I do not think this is indefensible—for Socrates’ argument against
Callicles has shown that the kosmos required will include the control of desires
which might be held to make someone sōphrōn. The trouble is in the move from
224
Not also the (self-contradictory) implications for UV in Thomas Brickhouse, “Ziegler on Plato’s
Gorgias and Psychological Egoism.” Personalist 60 (1979), 451–454, on 452. Cf. F. C. White,
“The Good in Plato’s Gorgias.” Phronesis 35, no. 2 (1990), 117–127, on 125n11.
225
Cf. Thompson, Gorgias of Plato, viii..
226
507a4–7.
227
Dodds, Plato, Gorgias, 336 (on 507a7): “Plato proceeds to take advantage of the ambiguity to
show that the σώφρων must possess the other virtues.” Cf. Irwin, Plato, Gorgias, 221 (on 507a);
note that a Socratist reading requires the cognitive aspect; a reading consistent with SW-2 requires
the affective.
228
Dodds, Plato, Gorgias, 336 (on 507a7): “Cf. the more elaborate ‘proof’ at Prot. 332a–333b which
exploits a similar verbal ambiguity, though its logical form is different.” Given that the passage
gives two opposites to σώφρων, he should also have cited the ‘one thing/one opposite principle’
at Prt. 333c8–9.
229
See Irwin, Plato, Gorgias, 219 (on 506d–e).
230
Dodds, Plato, Gorgias, 333 (on 506c5–507a3).
Plato and Gorgias: Socrates’ Touchstone 283
This objection draws the line in the right place, especially since this move
not only occurs in what follows, but more importantly—as Thompson had
already noted in 1871—in the move from Gorgias to Republic.
With respect to criticism, Thompson is perhaps too succinct,232 but his
positive remarks about the significance of this passage as a whole—“most
important as determining the scope of the entire dialogue”233—demon-
strate that his commentary should not be regarded as altogether obso-
lete. He writes the following in the commentary’s Introduction: “order
or Harmony is the germinal idea of the Republic, as it gives unity and
coherence to the parts, otherwise ill-connected, of the present dialogue
[sc. Gorgias].”234 Despite the fact that Dodds objects to it,235 Irwin would
confirm Thompson’s important point,236 and the relevant passage in his
commentary must be quoted:
This passage, taken together with the context, clearly identifies σωφροσύνη with
ἡ σύμπασα ἀρετή. ‘Temperance’ is that capital virtue which includes all others,
as courage, justice, and piety. It is, in a word, the right state of the soul, in which
all the parts of our complex nature are kept in due subordination, and so orga-
nized as to form a harmonious whole. This pre-eminence, as is well known, is
in the Republic assigned to δικαιοσύνη, the sister virtue; Sophrosyne being there
relegated to a subordinate province in the moral economy. But if this theory is
less mature than that in the Republic, it is an advance upon the speculations pur-
sued in the Charmides, where Socrates is made to arrive at the merely negative
conclusion that σωφροσύνη is not a mode of ἐπιστήμη.237
Thompson is unfamiliar with the devices that will later be used to revise the
apparently negative result of Charmides on the basis of KGB. More impor-
tantly, and precisely because he is writing in a pre-Socratist environment,
Thompson can unabashedly describe the move from Gorgias to Republic in
231
Irwin, Plato’s Moral Theory, 312n18. Cf. Adkins, Merit and Responsibility, 273–274.
232
Thompson, Gorgias of Plato, 130 (on εἰ ἡ σώφρων ἀγαθή): “We cannot in Eng. give the antithesis
between σώφρων and ἄφρων, which even in Greek is a false one, for the true antitheta are ἄφρων
and ἔμφρων.”
233
Thompson, Gorgias of Plato, 129 (on Ἀλλὰ μὲν δὴ ἥ γε ἀρετή), i.e., 506d5.
234
Thompson, Gorgias of Plato, viii.
235
Dodds, Plato, Gorgias, 335: “This last [sc. ‘in the Republic he (Socrates) subordinates all (virtues)
to δικαιοσύνη. This does not mean (as Thompson thought) that the Republic is ‘more mature’ than
the Gorgias: it means that in the system of mutual implication [i.e., of the virtues] the part always
implies the whole [thus upholding UV], wherever you choose to start.”
236
Cf. Irwin, Plato, Gorgias, 221 (on 507a–b): “The recognition of non-rational desires (contrary to
the Socratic Paradox; cf. W. H. Thompson, viii f.) has made temperance the basic virtue.”
237
Thompson, Gorgias of Plato, 130 (on Ἡ ἄρα σώφρων ψυχὴ ἀγαθή); abbreviation expanded.
284 Chapter 3
238
Thompson, Gorgias of Plato, viii: “Not indeed that Plato affirms this dogma, that Virtue is Knowl-
edge, in the Gorgias. It was one of those Socratic prejudices from which he gradually emancipated
himself, as his Ethical views matured; and in the present dialogue he proposes a theory of Virtue
substantially the same with that which is more fully developed in the Republic.”
239
Thompson, Gorgias of Plato, vii–viii.
240
See Plato the Teacher, 217–218.
241
See Plato the Teacher, 145–149.
242
The parallels between Chrm. and R. serve to destabilize the Shorter Way’s City in the same way
that Grg. destabilizes its Man.
Plato and Gorgias: Socrates’ Touchstone 285
true or not (505e3–506a5 and 506b6–c1); he renews that doubled challenge after
the speech is over (507c8–9 and 508a8–b3). And then there is the elephant in the
room: the speech under consideration—hereafter “the Feigned Dialogue”—is
one of the most remarkable in the dialogues, ridiculing as it does Socratic dia-
logue itself. Since Callicles has (temporarily) withdrawn—note that he wavers
in response to the Ad hominem Speech only later—Socrates plays the roles of
both questioner and respondent, contributing on his own the kind of perfunctory
πάνυ γε responses (e.g., 507a7) that we have long since grown tired of seeing
him effortlessly extort from others.243 The Feigned Dialogue in Gorgias marks
an important turning point that deserves some retrospective comment.
Thanks to the outsize role that “[the Socratic] Elenchus” (ἔλεγχος) plays
in his account of Socratism, Vlastos claimed that Hippias Major, Lysis, and
Euthydemus were written after Gorgias and immediately before the “transi-
tional” Meno.244 His comment on Euthydemus in “The Demise of the Elen-
chus in Euthydemus, Lysis, and Hippias Major” is particularly important:
“Prevented by the eristic clowning of the two sophists from using elenctic
refutation against them, Socrates does the serious business of the dialogue
in a protreptic discourse to young Cleinias.”245 In §3, I made the case that
“the serious business” of Euthydemus is to teach the reader to recognize
the use of fallacy, and that the misattribution of words that leads to Crito’s
Interruption,246 “the eristic clowning of the two sophists,” and the “protreptic
discourse to young Cleinias” all advance that project. For Vlastos, the latter
represents “the demise of the elenchus”; I see it rather as its transfer to and
rebirth in the reader. Having shown us Socrates refuting others, it is now
our turn to refute Socrates (and others) when, that is, Plato shows him “not
to speak beautifully [μὴ καλῶς λέγειν]” (506b8–c1), and thus provokes us to
ask ourselves “what is false [τί ψεῦδος]” (505e5) amidst the many true things
he is saying. In that sense, Vlastos inadvertently proves that Plato is more
Socratic in Euthydemus than his own Socrates:
A further way in which Socrates now breaks with the modalities of elenctic
argument [sc. in Euthydemus] is to ground his doctrine in a proposition—the
universal desire for happiness—which he presents as uncontestable in principle:
to question it, he says, would be ‘ridiculous’ and ‘senseless’ (278e4–5). Such a
move is never made in a preceding dialogue: there everything is contestable.247
243
Typical is White, “The Good in Plato’s Gorgias”; the passage is analyzed on 122–127 but without
mention of its most disconcerting feature.
244
Vlastos, Socratic Studies, 29–33.
245
Vlastos, Socratic Studies, 30.
246
Cf. Vlastos, Socratic Studies, 30: “Cleinias, a teenager, is docility itself. When he does contribute
something of his own (to everyone’s surprise), it is to anticipate the very thing that is needed to
round out Socrates’ thought (290b–d).”
247
Vlastos, Socratic Studies, 30.
286 Chapter 3
248
First announced in his 1956 “Introduction” to Prt. in the context of SP.
249
Irwin, Plato’s Ethics, 52.
250
See Vlastos, Socrates, 132–156.
Plato and Gorgias: Socrates’ Touchstone 287
answer his questions will require him to play both parts, warns the reader
about what is to come in the Feigned Dialogue:
Socrates: Still, if we are going to do this, for my part I [ἔγωγε] think it is neces-
sary for all of us [πάντες ἡμεῖς] to be competitive [φιλονίκῶς ἔχειν] in relation
to knowing [τὸ εἰδέναι] the truth, what it is [τὸ ἀληθὲς τί ἐστιν], concerning the
things of which we are speaking and what is false [τὶ ψεῦδος]; for it is a common
good [κοινὸν ἀγαθόν] to all for this to become clear. I [ἐγώ] will go through
with the argument [ὁ λόγος] as it seems to me to be, but if to any of you [τις
ὑμῶν] I seem to be confirming to myself things that aren’t so [μὴ τὰ ὄντα], it
is necessary [sc. for τις ὑμῶν] to take hold of for the purpose of finding fault,
[to] reprehend, [to] attack [LSJ on ἀντιλαμβάνεσθαι] and to refute [ἐλέγχειν].251
All readers will recognize one of this book’s epigraphs but sympathetic read-
ers will understand why my translation has preserved the emphatic use of ἐγώ
and ἔγωγε: Plato is speaking to all of us (πάντες ἡμεῖς), and more specifically
to that one among you (τις ὑμῶν) whose competitive passion for knowing the
truth—and what could be more sublime than this τὸ ἀληθὲς τί ἐστιν—will
prompt her to reprehend and to refute. Naturally Vlastos could find plenty of
what he called “Elenchus” in the exchanges between Socrates ant the trio of
Gorgias, Polus, and Callicles, and indeed his favorite text (508e6–509a7)—at
least the one that I heard him quote most frequently252—is found shortly after
the Feigned Dialogue; in his honor, I will hereafter refer to it as “the Vlastos
Passage.” But strong though “adamant and steel” may be, they are trumped in
moral strength by the purest gold, and Plato expects to find the same βάσανος
in τις ὑμῶν that Socrates had found in Callicles. By depicting Socrates giv-
ing pro forma responses to his own questions, the Feigned Dialogue offers
us a parody of Socratic dialectic for the first time but not for the last. Plato
will require readers who are still prepared to φιλονίκῶς ἔχειν when Timaeus,
the Eleatic, and Athenian Strangers offer them other parodies, no longer so
clearly marked as this one is. Even after offering us nuggets that are true—in
Gorgias, the claim that it is baser to do an injustice than to suffer one stands
out—they will not be true because they are bound by arguments of adamant
and steel but because we have confirmed them; until then, Socrates does not
know. We must test what is golden in Plato’s dialogues.
The juxtaposition of “you” and “I” in this passage explains why Plato felt
the need to introduce himself in Charmides-Gorgias: we can only look Plato
the Teacher in the eye when we recognize that he is addressing us directly for
the first time in the dialogues (R. 520b5–c5), challenging us, and giving birth
251
505e3–506a3
252
See Vlastos, Socrates, 84, and especially Vlastos, Socratic Studies, 137.
288 Chapter 3
in the beautiful through us.253 When Callicles enters the dialogue, he asks:
“Is Socrates serious about these things or is he kidding around?” (481b6–7).
This was the question that made Plato Socrates’ best student: he realized
that the correct answer could only be a humorous and musical “Yes.” As he
says here, we must be filled with competitive zeal for knowing (τὸ εἰδέναι)
what is true and what is false, and Plato will hereafter be mixing the two
with great frequency and ever increasing degree of difficulty. The Feigned
Dialogue is easy precisely because it is merely a feigned dialogue. But even
though Socratic dialogue is here made to look staged and artificial, the need to
ἐλέγχειν remains stronger than ever, and by concluding this Golden Passage
by pairing ἐλέγχειν with ἀντιλαμβάνεσθαι—which suggests that we too have
our role to play, and must take up our own elenctic task in response—Plato
reminds us that it will take some θύμος to think for oneself, and thus to ask,
when confronted by his own apparently authoritative discourses: τὸ ἀληθὲς,
τί ἐστιν? Only when we challenge those discourses, as he wants us to do, will
we once more discover him.
And with that said, it is now time to turn back to the Feigned Dialogue and
more specifically to the SW-3 portion of it, which will culminate, as it must,
with the Εὖ Πράττειν Fallacy. The basis of that necessity must be clearly
understood: the shortcut at the center of the Shorter Way is the claim that by
doing well we will fare well.
When does a man live well? Socrates’ answer is evidently (e.g., Euthydemus
279a2–3 with c5–8, e1–2, 280c6–8, 281b2–4, 282a1–7 [all, of course, from the
First Protreptic]; and see also Republic 1.353e10 with 354a1): (V2) A man lives
well = he is happy = he does well = he does good acts.254
It is harmless and even salutary to persuade most of your students that the
reason to do the right thing is that it secures their own happiness, and thus
that morality is in their self-interest. But the immoral element in this means/
end argument must eventually come to light, and the most radical Socratists
have inadvertently performed a great service to Plato by celebrating it. On the
other hand, Plato has done no great service to those who ground their position
in the Εὖ Πράττειν Fallacy,255 as Penner has just done.
253
The need to establish personal contact with Plato also explains the close connection between
Letters and R., especially between the Third Wave of Paradox in book 5 and the story of Plato’s
disastrous “Sicilian expedition.” See Plato the Teacher, §24.
254
Penner, “Socrates on Virtue and Motivation,” 141.
255
So too Brickhouse and Smith, “Socrates on Goods,” 13–14, including 13n17: “logic requires them
[sc. ‘doing well’ and happiness] to be used as synonyms.” Quite apart from what logic requires,
Brickhouse and Smith require it to resolve the difference between 8 and 11 (on 27)—the first is
based on the active, the second depends on the passive sense of εὖ πράττειν—in 12 (“living or
doing well, and thus of being happy”).
Plato and Gorgias: Socrates’ Touchstone 289
The reason that Ascent to the Beautiful precedes Ascent to the Good is
because the GB Equation is no more true than the Εὖ Πράττειν Fallacy
(when, that is, “the Good” in question is merely the GoodE), and that is why
Penner must affirm it as well: “(V3) A man does good acts = he does fine
acts.”256 The initial truth, already obvious in Alcibiades Major, is that doing
fine acts can get you killed; after showing us that there is nothing finer than
τὸ καλόν in Symposium, disambigating “does good acts” becomes the ongo-
ing project in the dialogues that follow. Moving closer to Plato’s truth is the
Myth; it must emerge in Gorgias for the same reason that the Fallacy has
definitively lost its grip in Charmides (see §6): do the right thing first, and
then eventually, perhaps, you will fare well. But the whole truth is more beau-
tiful and therefore nobler: do the right thing without any regard for whether
or not you will fare well, in this world or the next.
For the present, however, it is the core claim that must be hammered: just
as the Eudaimonist Shortcut affirms the truth of the GB Equation, the Shorter
Way affirms the truth of the Εὖ Πράττειν Fallacy; as a result, the preparatory
Feigned Dialogue must culminate with it. It is therefore important to keep that
culmination in mind when the verb πράττειν makes its entrance at 507a7–b1.
But even before it does, the verbal adjective πρακτέον (“it must be done”) has
already appeared at 506c8: it is not the Good that must be done for the sake
of the Pleasant but rather the reverse (506c7–9).257 The ground has therefore
been prepared for the Fallacy from the start even though πράττειν appears
closer to the Feigned Dialogue’s end than to its beginning:
Socrates: ‘And further, the temperate man [ὁ σώφρων] would do [πράττειν] the
proper things [τὰ προσήκοντα] as regards both gods and men; for he could not
manifest temperance [σωφρονεῖν] while doing [participial form of πράττειν] the
improper things [τὰ μὴ προσήκοντα].’ ‘These things must necessarily be thus
[ἀνάγκη ταῦτ᾽ εἶναι οὕτω].’258
256
Penner, “Socrates on Virtue and Motivation,” 141.
257
Verbal adjectives are likewise hammered in the passage that immediately follows the Feigned
Dialogue: “Socrates: and if these things are true, it is necessary for the man wishing to be happy
[εὐδαίμων εἶναι], as it seems, to pursue [διωκτέον] and practice [ἀσκητέον] temperance while on
the other hand it is necessary to flee [φευκτέον] intemperance as fast as the feet of each of us can;
also it is especially necessary to prepare ourselves [παρασκευαστέον], on the one hand, in no way
to be in need of punishment, but if one should need it—either himself, or someone else of his
intimates, either private citizen or city—it is necessary for the just penalty to be levied [ἐπιθετέον
δίκην] and to be punished [κολαστέον], if he is to be happy [εὐδαίμων εἶναι]” (506c9–d6). Note
the return to the Rhetorical Triad in anticipation of 508e6–509a7.
258
507a7–b1. Cf. White, “The Good in Plato’s Gorgias,” 126n11: “Such a statement [sc. 507a7–9,
i.e., as far as ‘gods and men’] would be totally baffling if Plato means by temperance something
narrow, such as the internal regulation of desires.” Instead of supplanting what Socrates says with
what Plato means, we would do better to be baffled.
290 Chapter 3
Socrates: ‘And again, while doing [participial form of πράττειν] the proper
things [τὰ προσήκοντα] as regards men, he would be doing [πράττειν] just
things, and as regards the gods, pious ones; and he who is doing [participial
form of πράττειν] what is the just and pious things must necessarily [ἀνάγκη]
be just and pious [δίκαιος καὶ ὅσιος].’ ‘That is so.’260
Here the virtues are defined by the things we do (τὰ προσήκοντα) and not,
as the SW-2 portion of the Feigned Dialogue suggested, by how we are (εὖ
ἔχειν). This is appropriate: it is in relation to others—not in relation to the
internal τάξις and κόσμος of our souls—that we are just. Plausible in the case
of temperance, the exclusively internal account of justice we will be offered
in Republic 4 is already being undermined here since we are being warned
that it governs our external actions toward other human beings.
And then there is the question of piety, and of doing τὰ προσήκοντα to
the gods. Beginning in Protagoras, Socrates has suggested that there is a
link between justice and piety (Prt. 330c2–332a1) and this link reappears
in this anomalous pairing of δίκαιος καὶ ὅσιος. It is anomalous because the
usual pair—not surprisingly given that one purpose of Gorgias is to prepare
the reader for Republic 4—consists of justice and temperance (492a8–c1,
259
In anticipation of the Harmonious Man in Republic 4; see Plato the Teacher, 145–158.
260
507b1–4.
Plato and Gorgias: Socrates’ Touchstone 291
Socrates: And surely he must necessarily [ἀνάγκη] be brave [ἀνδρεῖος] also: for
indeed it is not [the part] of a temperate man [οὐ σώφρονος ἀνδρός ἐστιν] either
to pursue or to flee [οὔτε διώκειν οὔτε φεύγειν] the things that are not proper
[ἃ μὴ προσήκει] but what it is necessary to flee and to pursue [φεύγειν καὶ
διώκειν]—both things and people and pleasures and pains—even while remain-
ing [ὑπομένειν] wherever it is necessary to endure [καρτερεῖν].262
The obvious point is that Socrates is using the words of Laches to describe
courage (ὑπομένειν and καρτερεῖν are paired at La. 193a9) rather than invok-
ing the apparently Socratic approach of Critias, based on KGB.
The reason this distinction is important is because KGB is the Socratist
basis for UV. In their pre-Socratist commentaries, both Thompson and Dodds
assume that this passage is upholding UV,263 so it is only the Socratist Irwin
who grasps—with crystal clarity—the crucial point, and he therefore must be
quoted at length:
261
Cf. Vlastos, Socrates, 176 (emphasis in the original): “Piety is doing god’s work to benefit human
beings.” Vlastos’s reliance on texts from Ap. and Euthpr. at the conclusion of “Socratic Piety”
(172–178) is additional indirect evidence for regarding them as post-Republic dialogues.
262
507b4–8.
263
Cf. Dodds, Plato, Gorgias, 335 with Thompson, viii–ix and 130 (on ἡ σύμπασα ἀρετή).
292 Chapter 3
in the Pr.—for the good reason that they were irrelevant if KSV [sc. ‘Knowl-
edge is Sufficient for Virtue’] was true (see III.14.1). The reappearance of these
non-cognitive components in the G. is associated with the treatment of virtue as
a taxis of the soul—dubiously compatible with KSV. The view hinted at here
is fully developed in the R., where Plato has the account of the soul he needs to
justify and explain this talk of psychic order.264
The Gorgias first claims that whoever has learnt justice is just, implying the
truth of KSV and the rejection of good-independent desires. It claims later that
justice is psychic harmony, implying the existence of good-independent desires
and the falsity of KSV. Socrates must reject at least one claim; but he can reject
neither without serious damage to his position. He tells Callicles that to avoid
unjust action we need a craft which will tell us how to avoid it (509d7–e7); but
he does not explain how a craft will produce psychic order. His argument has
not supported the CA, but undermined it.268
As already indicated, the most radical Socratists will cleave to what “the Gor-
gias first claims,” and in his steadfast refusal to accept that path—as editor of
a commentary on the dialogue he could hardly have done otherwise—Irwin
demonstrates his intellectual integrity. But as for his “serious damage” claim,
264
Irwin, Plato’s Moral Theory, 312n18.
265
For the link between Irwin’s “KSV” and KGB, see Irwin, Plato’s Moral Theory, 104 (on Prt.):
“Socrates defends KSV; he expects that an examination of the many’s reasons for denying KSV
will help them to decide about UV ([Prt.] 351bl–3). He is right; if KSV is true, then each of the
virtues includes the same knowledge of good and evil [sc. KGB], and nothing more—they are all
the same virtue.”
266
Irwin, Plato’s Moral Theory, 86.
267
Irwin, Plato’s Moral Theory, 128: “Elsewhere [i.e., before Grg.], however, Socrates has assumed
or argued that there are no non-rational good-independent desires to conflict with desires resting
on belief about the good; and if there are none, we need not control them. On this view, the central
element in the Gorgias’s account of virtue, self-control, must be unnecessary. That is why the
Charmides ignores self-control; the one apparent example of psychic conflict (155c–e) is never
discussed in the dialogue.”
268
Irwin, Plato’s Moral Theory, 128.
Plato and Gorgias: Socrates’ Touchstone 293
that all depends on what we take “his position” to be. Precisely because Irwin
sees significant problems for both of his either/or alternatives, he inadver-
tently points to the proper solution, which in German is described as keine
von beiden.
Nor is it difficult to show why this “neither of either” is appropriate: the
operative “his” for Irwin is Socrates. But who is this Socrates, or better: on
how many problematic assumptions, including the corollary that there is a
thing we can meaningfully call “his position,” does the existence of Irwin’s
(non-Platonic) Socrates depend? However many there may be, the place to
begin counting them is not with Vlastos but with Aristotle: he is the fons et
origo of Plato’s Ethics. There is, of course, no such book as Plato’s Ethics to
range alongside Aristotle’s Ethics nor would Plato have been Plato if there
were one; the less savory corollary of this claim is that a book called Plato’s
Ethics cannot really be about Plato. Irwin writes there: “Socrates assumes
that happiness provides a self-explanatory end and that every other end must
be explained by reference to happiness.”269 While it is true that this couldn’t
have been written without Protagoras, Lysis, and of course Euthydemus, it
is not really a meaningful statement about Plato, and not simply because it
makes the hermeneutic error of reading Plato’s dialogues as if Socrates were
an independent agent who never gives us good reason to wonder when he
is being serious and when his playing around (cf. 481b6–7) or wants us to
decide if he’s speaking the truth (see epigraphs).
The words just quoted from Irwin’s Plato’s Ethics are only a sentence
fragment, and he completes it as follows: “but if incontinence is pos-
sible, this eudaemonist claim about explanation is false.”270 Since by “this
eudaemonist claim” Irwin means the claim of something like “the Socrates
of Plato’s early Socratic dialogues,” it can be allowed to stand as true in
context, but both Plato’s Republic and Aristotle’s Ethics show that incon-
tinence is perfectly compatible with someone else’s “eudaemonist claim.”
The real problem here is that Socratists, following Aristotle, have not only
drawn a line between Plato and his Socrates—and any such line would
be difficult to defend—but have drawn the wrong one. What makes the
Feigned Dialogue in Gorgias so significant is that it anticipates the “reha-
bilitation” of incontinence in Republic 4 (SW-2) while linking it to the fal-
lacy behind the supposedly Socratic assumption “that happiness provides
a self-explanatory end” (SW-3).271 It is a case of keine von beiden because
269
Irwin, Plato’s Ethics, 114.
270
Irwin, Plato’s Ethics, 114.
271
Cf. White, “The Good in Plato’s Gorgias,” 127: “if Socrates were intending to convey that good-
ness is distinct from happiness and the cause of happiness, he would be introducing a bold and
novel step into his argument without attempting to justify it.” Similar in spirit is Segvic, “No One
Errs Willingly,” 21–22n24 (quoted in §1).
294 Chapter 3
Socrates: ‘As a result it is fully necessary [πολλὴ ἀνάγκη], Callicles, for the
temperate man [ὁ σώφρων], as we have described him—being just and brave
and pious—to be a completely good man [ἀγαθὸν ἄνδρα εἶναι τελέως], and
for the good man to do both beautifully and well [εὖ τε καὶ καλῶς πράττειν]
whatever he does [πράττειν; i.e., ἃ ἂν πράττῃ]; and for the man doing well [par-
ticipial form of εὖ πράττειν] to be both blessed and happy [εὐδαίμων] and for
the wicked—even while doing badly [participial form of κακῶς πράττειν]—[to
be] wretched. And this would be the man being opposite [participial form of
ἐναντίως ἔχειν] to the temperate man, the intemperate man [ὁ ἀκόλαστος] whom
you’ve been praising.’ I [ἐγώ], for my part [μέν], then, posit [τιθέναι] these
things to be thus, and assert these things to be true.272
272
506b8–c9.
273
Cf. Dodds, Plato, Gorgias, 335.
274
Cf. σωφροσύνη as ἡ τῶν ἀγαθῶν πρᾶξις at Chrm. 163e10.
275
Dodds, Plato, Gorgias, 335–336.
Plato and Gorgias: Socrates’ Touchstone 295
For those who have decided to take Socrates at his word when he said:
“it is necessary for all of us to be competitive in relation to knowing what is
the truth concerning the things of which we are speaking and what is false”
(505e4–5), however, it is the phrase εὖ τε καὶ καλῶς πράττειν (507c3) that
stands out. Although εὖ πράττειν can slide into an intransitive sense, it really
is a case of πολλὴ ἀνάγκη that he who does beautifully (καλῶς πράττειν)
necessarily does “the things he does [ἃ ἂν πράττῃ]” beautifully. It is this dif-
ference—the fact that καλῶς πράττειν cannot be parted from doing τά καλά,
no matter how difficult or even deadly doing them may be—that explains
why Plato the Teacher oversees our ascent to the Beautiful before asking us
to ascend to the Good.
From the start, Plato has let us know what it means to καλῶς πράττειν: it
means incurring wounds and death while coming to the aid of your friends in
war (Alc. 116a6–b2). For those who agree with Alcibiades that death through
courage is preferable to life as a coward (Alc. 115d7), the slide from καλῶς
πράττειν to εὖ πράττειν (Alc. 116b2–3) and then from “those doing well
[οἱ εὖ πράττοντες]” to “the happy [οἱ ευδαίμονες]” (Alc. 116b5) has long
since been recognized as a trick, and once recognized as such becomes the
first indication—outside of the originally baffling Protagoras (Prt. 333d7–8
and 344e7–345a2 will be considered in §11)—that there must be something
wrong with the GB and GP Equations since they entail the BP Equation (Prt.
359e1–360a6).
Dodds is probably correct to cite the use of εὖ πράττειν in Plato’s Letters
as a further indication that “it is not easy to suppose that here [507c3–5] and
in the passages just quoted [Charmides 172a1 and 173d3, Euthydemus 281c1,
Republic 353e-354a, and Alcibiades Major 116b] Plato was unaware of what
he was doing,”276 but the roots of the SW-3 element in the Feigned Dialogue
reach even deeper. Although the slide from καλῶς πράττειν to εὖ πράττειν
is particularly valuable for detecting the Fallacy, its plausibility depends on
the GB Equation, hammered in both Protagoras (358b5–7 and 359e5–6)
and Alcibiades Major (116a3 and 116c1–2). Indeed the first example in the
ROPD of the kind of argumentation that will eventually emerge in the Shorter
Way is the passage in Alcibiades Major where the GB Equation, the slide,
and the Fallacy are combined in the service of the proposition that the just
things are the advantageous ones (Alc. 114e7–116e1). And the reason that
this passage not only combines but must combine the Equation, the slide, and
the Fallacy is that Alcibiades initially rejects the GB Equation (Alc. 115a11–
16): he believes that doing just things necessarily means doing beautiful ones,
but that some beautiful things—like those that lead to wounds and death in
276
Dodds, Plato, Gorgias, 336.
296 Chapter 3
war for the benefit of others—are not good (Alc. 115a6–b4). As already men-
tioned in §8, Polus agrees: he does not equate what is beautiful with what is
good (474c4–d2).
In his classic article “Was Polus Refuted?,” Vlastos explained the opera-
tive fallacy by Polus’ failure to raise the following question: “More painful
for whom?”277 Just as the Εὖ Πράττειν Fallacy boils down to the question of
the accusative—the active form takes one, the happiness version doesn’t—
the difference between the Beautiful and the Good boils down to the dative.
Consider the oft-repeated claim that the Good is ὠφέλιμον: until we specify
“for whom” it is beneficial, it is productive of fallacy. The Beautiful is differ-
ent, and the reason that Socrates proposes that what is beautiful must be either
pleasant or useful or both (474d3–e7) is because, unlike καλόν itself, both
are incomplete without the dative. Rachel Barney has made the crucial point:
In traditional Greek usage, kalon and agathon are the two most central and pow-
erful terms of approbation, and the overlap between them is considerable. But
there is one striking contrast between the two. This is that while it is common
to speak of what is agathon for someone, using the dative of interest, the same
construction is awkward and rare, if not impossible, with kalon. This is because
what is good is standardly so by being good for somebody or other; but what is
fine, generally speaking, is just plain fine.278
The reason that both Alcibiades and Polus are right to resist the GB Equa-
tion is that “the Good” may mean nothing more beautiful than “what is good
for me.”279 And by pointing out that Polus is refuted for want of the dative
of interest, Vlastos puts his finger on one of Plato’s tricks, but alas only his
pinky.
The real reason that Vlastos is right—for Polus’ refutation does depend
on fallacy—is because Gorgias follows Symposium in the ROPD. To begin
with, Barney’s “just plain fine” explains why Symposium precedes Republic.
Thanks to the grammatical autonomy of καλόν, everyday language makes
what is simply beautiful, noble, and admirable more like a Platonic Idea. Par-
adoxically, what makes the ascent to the Beautiful easier than the ascent to
the Good is that everyone knows—thanks to the proverbial χαλεπὰ τὰ καλά—
that truly beautiful things are more difficult, and this means that they cannot
277
Vlastos, “Was Polus Refuted?,” 457.
278
Barney, “Notes,” 367. For a parallel attempt to distinguish καλός and ἀγαθός culminating with
associating the former with “a third-person point of view” and the latter with “the point of view
of the agent,” see R. M. Dancy, Plato’s Introduction of the Forms (Cambridge, UK: Cambridge
University Press, 2004), 32–33.
279
Cf. Stemmer, “Unrecht Tun,” 521: “Der Entwurf einer Moral, die das καλόν, das, was wir tun
sollen, als ein ἀγαθόν, als etwas, was wir tun wollen, zu erweisen intendiert, bleibt im Gorgias
ohne Durchführung.”
Plato and Gorgias: Socrates’ Touchstone 297
280
Cf. Barney, “Notes,” 369: “What is good is so by virtue of its effects on some subject: ‘good’ is
thus a causal concept, closely tied to the ‘beneficial’ (ōphelimon) or ‘advantageous’ (sumpheron),
and the appropriateness (or not) of predicating it depends on the presence (or absence) of the
relevant effects. Thus in the Meno and Euthydemus, Socrates takes good as tantamount to synony-
mous with ‘beneficial’; and he takes benefit to consist in the promotion of happiness.”
281
Barney, “Notes,” 369.
282
Vlastos, “Was Polus Refuted?,” 460: “He [sc. Plato] had come within sight of this [sc. the differ-
ence between ‘pleasant’ and ‘pleasant to the beholder’] when he wrote the Hippias Major. There
he noted how absurd it would be to say that an action was beautiful merely because it was pleas-
ant, citing eating, drinking, and sexual intercourse as examples, remarking about the latter that
‘all would contend with us that, while it is most pleasant, if we are to do it, we should not do it in
anyone’s sight, for it is ugliest to view (ὡς αἴσχιστον ὃν ὁρᾶσθαι)’ (299a5–6).” The sentences that
immediately follow are quoted in the text below.
298 Chapter 3
already rendered the connection between the visually beautiful and τὸ καλόν
suspect.283 In order to refute Polus, Socrates must backtrack in Gorgias: τὸ
καλόν is relativized to the spectator as the visually pleasing,284 thus becom-
ing manifestly incompatible with the Idea of Beauty. It is relativized in this
way in order to make it compatible with a necessarily relativized “use” (χρεία
at 474d6), “useful” (χρήσιμον at 474d7), “benefit” (ὠφελία at 474e3 and
475a7), “beneficial” (ὠφέλιμα at 474e7), and finally—thanks to the hapless
Polus himself—“good” (ἀγαθόν at 475a3). It is almost as if we are descend-
ing Diotima’s ladder.
In any case, given our recent training in doubled four-part analogies (see
§8), it is easy to see that just as τὸ καλόν: (a) the Idea of Beauty :: τὸ ἀγαθόν :
(b) the Idea of the Good, so too are τὰ καλὰ : (c) the visually beautiful (i.e., to
the spectator) :: τὰ ἀγαθά : (d) the useful/beneficial (i.e., for the agent). There
are therefore four possible “equations” of “the good” and “the beautiful” of
which only the one equating “(a)” and “(b)” is ultimately Platonic.285 Once we
have read Symposium, the burning question becomes the relationship between
“(a)” and “(d).” Hippias Major has already taken a giant step in helping us
to distinguish “(a)” from “(c),” Gorgias now does the same for “(b)” and
“(d).” Socrates reverts to “(c)” while refuting Polus to make it easier for us
to transcend “(d),” and thus the memory of “(a)” helps us to make the ascent
to “(b).”
It is therefore the equation of “(c)” and “(d)” that is most relevant to
Socrates’ refutation of Polus. Untouched by contact with any Idea, this pair
is vitiated by the two different datives involved, the point that Vlastos made
with respect to the relationship between doing injustice and pleasure: “He [sc.
Plato] could have been led towards the essential point from just this example
if he had analyzed the difference as that between what pleases the agent, on
one hand, the spectator, on the other. But he did not.”286 How can Vlastos be
so sure of that? His answer deserves to be quoted at length:
Did Plato, when he wrote the Gorgias, realize how hollow was the victory
Socrates won in this debate? I do not think so. The mood of this dialogue is
solemn, even tragic. Its hero is in dead earnest. He [note the Socratist shift of
283
See Ascent to the Beautiful, §9.
284
In preparation, that is, for Republic 5; cf. R. 479a1–5.
285
I introduced the term “the Trinity” to describe the relationship between the Idea of the Good,
Beauty, and Justice in Guardians in Action, 199; it first appears in the ROPD at 459d1–5.
286
Vlastos, “Was Polus Refuted?,” 460. The example to which he refers is in Hp. Ma.; see n292
above. Kahn’s pronounced antipathy to Hp. Ma.—cf. Charles H. Kahn, “The Beautiful and the
Genuine: A Discussion of Paul Woodruff’s Plato, Hippias Major.” Oxford Studies in Ancient
Philosophy 2 (1985), 261–287, and Plato and the Socratic Dialogue, 118—should appear in a
new light thanks to Kahn’s comments on the GB Equation in “Drama and Dialectic,” 93n33 (cf.
93–94). Incidentally, Kahn revisits “Was Polus Refuted?” on 84–92.
Plato and Gorgias: Socrates’ Touchstone 299
agency] would have scorned an ad hominem triumph. Plato makes him sum up
the outcome as a vindication of the truth—‘So I spoke the truth that neither I
nor you nor other man would prefer to do wrong than to suffer it’ (475e) [cf.
the claim at the end of the Feigned Dialogue]—with Polus himself now forced
to ‘witness’ this truth and ‘vote’ for it (476a). It would have been a mockery of
Socrates to put such words into his mouth if Plato had not thought them war-
ranted by the facts. So Plato himself misjudged the facts which he depicted. He
thought Socrates’ dialectic had refuted Polus’ doctrine, when all it had done was
to refute the man.287
Here then is the point at issue: when I find Socrates—along with the humor-
less characters who dominate several of the later dialogues288—making errors
of this kind, I assume that Plato has done so deliberately, and for our edifica-
tion; as for what Vlastos assumes, this passage makes that obvious.
Consider the as yet unquoted beginning of the Feigned Dialogue and its
relation to Protagoras, to which it is now time to return:
Socrates: Hear then from the beginning with me taking up [ἀνα-λαμβάνειν] the
discourse [ὁ λόγος]. ‘Are the Pleasant and the Good are the same?’ ‘Not the
same,’ as Callicles and I have agreed.289
287
Vlastos, “Was Polus Refuted?,” 459.
288
I won’t deny that Plato is making a mockery of them.
289
506c5–7.
300 Chapter 3
The problems that require a return to Protagoras at this point are many,
beginning with the GP Equation. The retraction of this Equation at the begin-
ning of the Feigned Dialogue (505c6–7), along with the subordination of
the Pleasant to the Good that follows it (505c7–8), summarizes, confirms,
and broadens the results of the dialogue between Socrates and Callicles that
could be said to have originated in the latter’s claim that it is only those who
are unable to maximize their pleasures who praise temperance and justice
(492a8–b1) if, that is, Socrates had not described ὁ σώφρων as the one who
is in control (ἐγκρατής) of himself, and of the pleasures and desires in him
(491d10–e1; cf. Prt. 352d4–e4).
The problems that this version of temperance create for SP figured largely
in the last section, and as Irwin has shown, Gorgias likewise creates problems
for other aspects of Socratism as presented in (or extracted from) Protagoras,
including K, CA, and UV.290 But it is the devaluation of Pleasure that creates
the starkest textual contrast between the two dialogues, not least of all because
there are noticeable similarities between the two that serve to highlight their
differences.291 Nor does the devaluation of Pleasure arise only in the context
of refuting Callicles: beginning with rhetoric (462b10–e1), the four spuri-
ous “arts” in the doubled four-part analogies Socrates offers Gorgias all aim
for what is most pleasant (464c3–d3), and Socrates could not have made
even a pretense of refuting Polus if Pleasure were the same as the (useful-
beneficial) Good or if Pain could be equated with the Bad (474d5–475c7; cf.
Prt. 355b3–c1).
Beginning with the obvious expedient of “Plato’s Development,” the
proposed solutions to these problems are predictable, and when the Order
of Composition paradigm is combined with the hypothesis that Plato’s early
Socratic phase gives way to a more properly Platonic one, the result can be
staged as either progress or decline. Irwin’s approach has been emphasized
because it is both exceptional and exceptionally honest, and one sign of that
honesty is that he deals with the two (incompatible) dialogues back-to-back
290
See Irwin, Plato’s Moral Theory, chapter 5 (especially 116, 122, and 127) and Irwin, Plato’s Eth-
ics, chapter 8 (especially §77–79).
291
See Irwin, Plato, Gorgias, 8. For more similarities, see Alessandra Fussi, “Why Is the Gorgias so
Bitter?” Philosophy & Rhetoric 33, no. 1 (2000), 39–58, on 41–51.
Plato and Gorgias: Socrates’ Touchstone 301
(with Protagoras first) in both of his books, and never suggests (as Dodds put
it): “that the Gorgias is considerably later than the Protagoras.”292
English scholars, some of whom seem to have more at stake, have
shown—in contrast to Irwin—a pronounced weakness for “harmonization,”
papering over the differences on the question of hedonism that arise from the
rejection of the GP Equation.293 This approach has a spiritual affinity with
readings that aim for what might be called “the re-Socratization of Gorgias,”
and as suggested in the previous section, Penner and Rowe champion this
project. But “the de-Socratization of Protagoras” has also attracted renewed
interest,294 for it is equally noteworthy and surprising that both Vlastos and
Dodds found it necessary in the 1950s to defend the view that Socrates is
endorsing hedonism in Protagoras.295 The rise of Socratism, particularly in its
PTI form, has made this move seem both unnecessary and quaint.
As indicated in the Preface, the Reading Order paradigm on offer here
locates an introductory or initiatory Protagoras at a considerable distance
from Gorgias, and places the latter in the orbit of the central Republic.
Since the pedagogical centrality of Republic is a guiding principle of this
reconstruction as a whole (see Preface, principle §5), my primary goal
with respect to Gorgias is to show how it—consistently with the dialogues
that precede it—is effectively preparatory for what follows. Since the
ROPD gives the curriculum a center, it revolves as well around a self-
conscious Plato with a clear pedagogical purpose, and must therefore
explain the differences between Protagoras and Gorgias296—rising to the
level of flat contradiction in the case of the GP Equation—in relation to
that central purpose.
The general strategy I am using to achieve this result is now obvious: a
TEA-based Socratism is what the reader must overcome in order to complete
the ascent to (the Idea of) the Good. But in accordance with the (SW-4)
approach to the Shorter Way I am defending throughout, this “must” has
292
Dodds, Plato, Gorgias, 21.
293
See Gosling and Taylor, Greeks on Pleasure, chapter 4, and Guthrie, History of Greek Philosophy
4, 302–305. For a recent reconsideration of the problem and prescient remarks on methods of
reconciliation, see J. Clerk Shaw, Plato’s Anti-Hedonism and the Protagoras (Cambridge, UK:
Cambridge University Press, 2015), 13.
294
See J. P. Sullivan, “The Hedonism in Plato’s Protagoras.” Phronesis 6, no. 1 (1961), 10–28,
Michael J. O’Brien, The Socratic Paradoxes and the Greek Mind (Chapel Hill: University of
North Carolina Press, 1967), 138–40n22, Donald J. Zeyl, “Socrates and Hedonism: Protagoras
351b–358d.” Phronesis 25, no. 3 (1980), 250–269, Roslyn Weiss, The Socratic Paradox and
Its Enemies (Chicago, IL: University of Chicago Press, 2006), chapter 2, and Charles H. Kahn,
“Socrates and Hedonism” in Lindsay Judson and Vassilis Karasmanis (eds.), Remembering
Socrates: Philosophical Essays (Oxford: Clarendon Press, 2006) , 50–57.
295
See Dodds, Plato, Gorgias, 21–22n3, and Vlastos, “Introduction,” xln50.
296
See Johannes Geffcken, “Studien zu Platons Gorgias.” Hermes 65, no. 1 (January 1930), 14–37,
on 31–33n2.
302 Chapter 3
297
See Guido Calogero, “Gorgias and the Socratic Principle Nemo Sua Sponte Peccat.” Journal of
Hellenic Studies 77, part 1 (1957), 12–17, on 12: “this principle is clearly presupposed in the Hel-
ena and in the Palamedes.” Cf. Rachel Barney, “Gorgias’ Encomium of Helen” in Eric Schliesser
(ed.), Ten Neglected Classics of Philosophy, 1–25 (New York: Oxford University Press, 2017),
19–20.
298
See Barney, “Gorgias’ Encomium of Helen,” 24–25.
Plato and Gorgias: Socrates’ Touchstone 303
with dialogues the reader encounters so much later? This question becomes
all the more pressing because this kind of interaction continues in the post-
Republic dialogues through Theaetetus—where we will meet Protagoras
again—all the way to Phaedo. Given the fact that Protagoras is so closely
connected to so many later dialogues, and given that it is by no means easy to
understand, how can its early placement in the ROPD be justified?
Although this justification was provided in §1 of Ascent to the Beautiful,
the extraordinary degree of overlap with Gorgias demands that it must be
revisited and not simply reviewed. This distinction is necessary because the
dialogues between Symposium and Republic help to flesh out and expand
the justification in the earlier book; it must not only be summarized but also
extended. But first things first: it is above all the dramatic priority of Pro-
tagoras to Alcibiades Major that required me to revise the ancient estimate
that it was the latter that constituted the most suitable introduction to the
dialogues. Starting with its dramatic priority to what would otherwise be the
obvious place to begin the ROPD—for it is, of course, an ancient paradigm
that is being revived here—other obvious features of Protagoras led to an
explanation of why it made sense to place such a complex dialogue in a posi-
tion where Plato could not reasonably expect that his young students would
understand it. Before listing those features and revisiting that explanation,
however, let me state a new claim that explains the present predicament: the
need to revisit Protagoras arises from the fact that we will understand it dif-
ferently after reading Gorgias than we understood it before doing so. So this,
then, is the first feature to consider: precisely because of its connections with
many “later” dialogues—for example, Theaetetus in one sense of “later,” and
both Theaetetus and Phaedo in another—our understanding of Protagoras
necessarily evolves.
Having emphasized the theatrical elements of Protagoras in the first
section of Ascent to the Beautiful,299 I suggested in its Epilogue that Plato
intended his beginners to encounter this brilliant but confusing dialogue for
the first time as a play to be seen, not as a text to be studied. Based on a pas-
sage by Guthrie,300 this explanation rests on the following obvious features of
the dialogue: its title includes the word for “first,” it begins at dawn, its topic
is whether virtue can be taught (and here I am assuming that virtue is what
Plato’s students have come to the Academy to learn from him), it is highly
299
On Ryle, Plato’s Progress, Thesleff’s, and other theories about the performance of Plato’s dia-
logues, see Nikos Charalabopoulos, “Three Hypotheses on the Performance of Plato’s Dialogues.”
Philosophy Study 3, no. 9 (September 2013), 888–94.
300
Guthrie, History of Greek Philosophy 4, 235: “If we look to the Protagoras for philosophical les-
sons, it may seem an irritating patchwork of niggling argument, irrelevant digressions, false starts
and downright fallacy. Read as a play in which the most outstanding minds of a brilliant period meet
and engage in a battle of wits, it will give a different impression. That is how it should be read.”
304 Chapter 3
dramatic, has a choral scene, has numerous named characters, many speak-
ing parts, is at least as amusing as it is complex, is staged around the kind
of contest that youngsters—Plato’s contemporaries included—love to watch,
and effectively stimulates our wonder about crucial issues, especially what
Socrates actually holds to be true, without resolving them.
In this section, I will build on the suggestion broached in the Epilogue
and show how the hypothesis of repeat performances (hereafter “RPT” for
“Repeat-Performance Theory”) offers a plausible mechanical explanation
for the fact that our understanding of Protagoras evolves. The most obvious
case of this evolving understanding, and the one already explored in Ascent
to the Beautiful, revolves around Symposium, which I take to be the culminat-
ing dialogue of the first Academic “year.” Those who have already gotten to
know Alcibiades, Phaedrus, Eryximachus, Pausanias, and Agathon in Sympo-
sium will see things in a second performance of Protagoras they missed the
first time,301 especially with regard to the Play of Character.
The need to revisit Protagoras in Ascent to the Good arises from the
exponentially expanded evolution of understanding that would occur when a
student who has just read Laches, Charmides, Gorgias, and Meno sees it per-
formed a third time: here it is not only a question of the Play of Character, but
of serious philosophical content, especially the veridical status of the hedonic
calculus. In fact, so greatly expanded would this understanding be that I am
offering here an expansion of the RPT: the students who performed Protago-
ras had just completed their second “year” in the Academy, and had therefore
not only recently read it for the first time—having merely seen it twice before
that—but had studied, rehearsed, recited, and danced it in tandem with their
study of Laches, Gorgias, and Meno. Following the hint in Republic 7 that
five years would be allotted to training the Guardians in dialectic (R. 539d9–
e2), the culminating dialogues of each year would then be the following five,
all of which are particularly closely connected to Protagoras in a thematic
sense: Symposium, Meno,302 Republic, Theaetetus, and Phaedo. The fact that
Gorgias is not on that list is the principal support for the hypothesis that it
was second-year students who performed Protagoras.
The reader should imagine the previous paragraph—with its speculations
about incoming classes, academic years, and student performances—as having
301
In addition to Dorothea Frede, “The Impossibility of Perfection: Socrates’ Criticism of Simonides’
Poem in the Protagoras.” Review of Metaphysics 39, no. 4 (June 1986), 729–753, on 743–745 and
748, see Erler, Sinn der Aporien, 276–277.
302
See Plato. Protagoras and Meno. Translated by Adam Beresford with an Introduction by Leslie
Brown (London: Penguin, 2005), iii, and Plato, “Protagoras” and “Meno.” Translated, with Notes
and Interpretive Essays by Robert C. Bartlett (Ithaca, NY and London: Cornell University Press,
2004), viii: “It is then the presence in both dialogues of the all-important question concerning
virtue and its teachability that speaks in favor of reading them together.”
Plato and Gorgias: Socrates’ Touchstone 305
been written with its author’s head covered, imitating Socrates in Phaedrus
(Phdr. 237a4–5 and 243b4–7). Defense of such speculations is bootless, but
an analogy may be useful. In his two-volume Platon (1919),303 Wilamowitz
implemented on a grand scale a biographical approach to the interpretation
of the dialogues that continued to guide his student Friedländer,304 and both
before and after this efflorescence, many scholars have attempted to inte-
grate the external details of Plato’s life with historical information about his
times in order to better understand his writings. The results of this historicist
approach are comparable in veridical value to those that arise from mine,
which combines an exclusive focus on the dialogues with some not altogether
implausible assumptions about what any school must be. The speculations
that arise from combining these assumptions with the initial hypothesis
that his dialogues are what Plato taught in the Academy may therefore be
broadly described or dismissed as “musical,” and among them the prettiest
consequence of the RPT is that it was in their own evolving understanding of
Protagoras that each student possessed the requisite basis for giving the lie to
the critique of writing in Phaedrus (see especially Phdr. 275d9).
Unlike the speculative structures I have proposed for explaining why there
should be so many connections between Protagoras and the dialogues con-
sidered in Ascent to the Good, those connections themselves don’t depend
on speculation. The first post-Symposium dialogue that directly revisits the
themes of Protagoras, thanks to the prominent role of courage in both,
is Laches.305 In addition to the presence of both Critias and Charmides in
Protagoras (cf. Prt. 315a1 and 316a5), the chronological proximity of their
dramatic settings has recently been used to connect it thematically to Char-
mides.306 The connection between Protagoras and Meno is even more signifi-
cant: the possibility that virtue might be acquired through Recollection forces
us to reconsider whether Socrates still believes, as he seemed to believe in
Protagoras, that it cannot be taught; indeed the failure to secure a unitary
account of ἀρετή in Meno forces us to reconsider the status of UV as well.
As for Republic, whether there is one master virtue that unifies the others, and
whether there are four or five virtues to be unified or not, connect the puzzles
of Protagoras to the basic structure of the Shorter Way.
But it is in relation to Gorgias that those connections become most conspicu-
ous, and there is a passage in it—found between Socrates’ mention of ὁ τῶν
κιναίδων βίος (494e4) and the first entrance of εὖ πράττειν (495e2–5)—that
303
Ulrich von Wilamowitz-Moellendorff, Platon, second edition, two volumes (Berlin: Weidmann,
1920).
304
On the relationship between Friedländer’s Plato and Wilamowitz, see E. N. Tigerstedt, Interpret-
ing Plato (Stockholm: Alquist & Wiksell, 1977), 40–44 and 47–50.
305
In addition to §6 on TAL, see Hobbs, Plato and the Hero, chapters 3–4.
306
See Lampert, How Philosophy Became Socratic, 10–11.
306 Chapter 3
Socrates: Is it then I [ἐγώ] who am leading it there, noble sir, or that man
[ἐκεῖνος] who says outright that those who enjoy themselves [οἱ χαίροντες],
with whatever kind of enjoyment, are happy [εὐδαίμονες], and draws no distinc-
tion between the good and bad sorts of pleasure? But come, try again now and
tell me whether you say that pleasant and good are the same thing [τὸ αὐτὸ ἡδὺ
καὶ ἀγαθόν], or that there is some pleasure which is not good.307
307
494e9–495a4 (Lamb modified).
308
The most useful discussion of the meaning of this σκέμμα is Taylor, Protagoras, 164–170 (see
below).
309
Vlastos, Socrates, 96.
310
Especially in relation to Phlb., where Plato will depict (a young?) Socrates tempting us to construe
the (human) Good not as the GoodT but as a reasonable and moderate blending of ἡδονή and νοῦς
once having derived the latter from an Anaxagoras-influenced cosmology (Phlb. 30a5–c8).
311
495a5–b1 (Lamb modified). Cf. Prt. 331c4–d1 and 333c5–7.
Plato and Gorgias: Socrates’ Touchstone 307
In the already Protagoras-charged context of whether the Good and the Pleasant
are τὸ αὐτό, and with the “first” in its title appearing in οἱ πρῶτοι λόγοι, Socrates
makes another reference to the dialogue with the verb διαφθείρειν.312
And then there is Callicles’ response, his enigmatic version of et tu [καὶ
σύ] Brute. What do these words mean? Thompson, Dodds, and Irwin have
nothing to contribute,313 so some speculation will not be out of place: Plato is
using Callicles to refer to Protagoras for at least the third time in this passage,
which I will call: “the Protagoras Moment [in the Gorgias].” Callicles is
right: Socrates has done the same thing, and we know where. But his καὶ γὰρ
σύ, ὦ Σώκρατες has neither verb nor object, and is thus is doubly closer to
“you too” than W. R. M. Lamb’s “you do the same.” Both appear in Socrates’
even more enigmatic response, likewise passed over by the commentators:
Socrates: Then I am not doing rightly [οὐ τοίνυν ὀρθῶς ποιῶ], neither I [οὔτ᾽
ἐγώ], if indeed I am doing this [εἴπερ ποιῶ τοῦτο], nor you [οὔτε σύ].314
In context, Socrates’ τοῦτο must refer to his earlier charge that Callicles is
destroying οἱ πρῶτοι λόγοι by threatening to speak παρὰ τὰ δοκοῦντα in
the present. Why then does Socrates countenance and indeed emphasize the
possibility that if he is presently doing so—note that the doubled ποιῶ (from
ποιεῖν, “to make or do”) is present tense—then he is not doing so ὀρθῶς?
Protagoras lays the foundation for trapping Socrates with the poem of
Simonides by asking from him whether it has been made ὀρθῶς and καλῶς:
Socrates confirms without hesitation the “rightly” (Prt. 339b8). “Does it seem
to you to have been made [πεποιῆσθαι is the perfect passive of ποιεῖν] beau-
tifully [καλῶς] if he—the poet [ὁ ποιητής]—himself speaks opposite things
to himself [ἐναντία λέγει αὐτὸς αὑτῷ]” (Prt. 339b9–10). Naturally Socrates
replies it would not have been made καλῶς, and in Gorgias, he confirms as
well that if he were contradicting himself, he would not be doing ὀρθῶς, or
rather—to preserve the far simpler grammar in play here—he confirms that
“If I am presently doing this,” I am not doing so ὀρθῶς. The hypothesis that
second-year students are simultaneously rehearsing Protagoras while studying
Gorgias explains how the two instances of ποιῶ in the former’s Protagoras
Moment refer to what Socrates is presently doing through the interaction of
both. In any case, the premise of Protagoras’ trap is erroneous: when ὁ ποιητής is
skillful enough to contradict himself deliberately, and when his poems can only
312
Cf. Prt. 333c6 and 360a5–6 (Lamb): “Socrates: ‘Well, if we admit that too,’ he [sc. Protagoras]
replied, ‘we shall undo [διαφθείρειν] our previous admissions.’” Note that the question Socrates
has just posed is based on the GP, GB, and BP Equations (360a4–5).
313
Cf. Dalfen, Gorgias, Plato, 381 (on 495b): “Kallikles gibt den Vorwurf an Sokrates zurück. Polus
had dem Sokrates auch vorgeworfen, dass er nicht sagt, was er wirklich denkt, 471d–e, 474b.”
This comparison is interesting but scarcely apt.
314
495b2–3 (Lamb modified).
308 Chapter 3
secure their desired effect because ἐναντία λέγει αὐτὸς αὑτῷ—for only in this
way can the dialogue be transferred, living, into the minds of his readers, and the
poet’s words written in their souls—they must have been made both beautifully
and rightly. Such a poet is Plato. The Protagoras Moment is his palinode, for
the Pleasant was never the Good.
Of the three members of the club Vlastos called “PTI,” it is C. C. W.
Taylor, its middle member, who has thus far received the least attention, but
revisiting Protagoras now creates the opportunity to make good on that omis-
sion. Naturally Taylor takes the GP Equation seriously, and he is, along with
Gosling, the leading exponent of the view that “the alleged inconsistency
between the Protagoras and the Gorgias is illusory.”315 In defense of this
claim, Gosling and Taylor must discover in Protagoras a nuanced, attractive,
and anachronistic form of hedonism316 that is compatible with (1) a belief in
life after death, (2) the view that a courageous death can be defended on a
hedonistic basis, and (3) that overcoming the fear of death makes life more
pleasant.317 Although the word θάνατος (i.e., ‘death’) appears in the dialogue,
all three uses are found in the Great Speech of Protagoras (Prt. 325b7–c1);318
as a result, it is hardly “a deadpan reading” of the dialogue that Taylor and
Gosling offer us in The Greeks on Pleasure, and in defense of the consis-
tency this kind of hedonism makes possible—quite apart from the fact that it
must be imported into the dialogue319—it must be admitted that if Plato had
thought that Gorgias had completed the reversal of Protagoras, he wouldn’t
have bothered to use Phaedo to put the final nail in the coffin that contains
the corpse of a deadpan reading of it.320
But it is not Gosling and Taylor but only Taylor himself, in his radically
Socratist commentary on Protagoras,321 who will play an important role in
315
Gosling and Taylor, Greeks on Pleasure, 76–77.
316
See Panos Dimas, “Good and Pleasure in the Protagoras.” Ancient Philosophy 28 (2008),
253–284, 257n10 on the relationship between “the brand of hedonism” and “refuting the same-
ness thesis.”
317
Gosling and Taylor, Greeks on Pleasure, 63–64. For discussion, see Shaw, Plato’s Anti-Hedo-
nism, 34–37 on “(1)” and 32–34 on “(2).”
318
This crucial omission in quickly set right in Alcibiades Major (Alc. 115b1–c1 and 115d10–13);
it is here that “the reversal of Protagoras” (see below) begins; see Ascent to the Beautiful, §6.
319
Cf. Gosling and Taylor, Greeks on Pleasure, 64: “The example of sacrificing one’s life is only an
obvious objection to an egoistic hedonist.”
320
Cf. Crombie, Examination, 246–249, starting with: “To the reader of the Protagoras it may come
as something of a shock to turn to the Gorgias and Phaedo” and ending with: “The whole feeling
of the passage in the Phaedo [sc. ‘the anti-hedonist passage in the Phaedo (68–69)’] is incompat-
ible with the Protagoras.”
321
Cf. Taylor, Protagoras, 210 and 226, on the question of Socratic hedonism before and after Gos-
ling and Taylor, Greeks on Pleasure.
Plato and Gorgias: Socrates’ Touchstone 309
this section, and thanks primarily to a long and important note on 351c1–2,322
he will do so in the context of the crucial problem that divides Ascent to
the Beautiful from Ascent to the Good: the relationship between καλόν and
ἀγαθόν. The passage in question relates to “the Hesitation of Protagoras:”323
the famous sophist’s initial and praiseworthy reluctance to accept the
GP Equation by stipulating that the pleasantly lived life (τὸ ἡδέως ζῆν at
351b7–c1) is good “provided one takes pleasure in nothing but praiseworthy
things,”324 i.e., in τὰ καλά. Taylor comments:
From the start, then, Protagoras (and here Protagoras) is preparing us for the
ascent to the Good, that is, the kind of ἀγαθόν that is good not only “in the sense
of something worth having from the point of view of the person who has it,” but
the absolutely and intrinsically GoodT. But the route to the Idea of the Good in
Republic runs through the Beautiful in Symposium, and Taylor shows why that
prior ascent is more relevant to the Hesitation of Protagoras:
322
There are of course many other notes that deserve consideration, and in connection with Socrates’
attitude toward death in Cri. at 47e7–48d6 (see Taylor, Greeks on Pleasure, 64n6), especially
important is Taylor, Protagoras, 164 (on 351b4), where he writes of εὖ ζῆν (cf. Cri. 48b5 and
Prt. 351b5): “‘live well’: equivalent to ‘have a satisfactory, worthwhile life,’ without the specific
implication of ‘live a morally good life.’” Albeit with an ultimately anti-Platonic intent (see Plato
the Teacher, 213–215), the reversal that a fully Socratic εὖ ζῆν in Crito performs on Taylor’s gloss
is recognized in Adkins, Merit and Responsibility, 255–256.
323
See Ascent to the Beautiful, §2.
324
Taylor, Protagoras, 165: “351c–2: Though the form of Protagoras’ caveat is as translated [cf.
45: ‘provided one takes pleasure in praiseworthy things’], it must be understood as ‘provided one
takes pleasure in nothing but praiseworthy things.’” Between the text and my notes, the whole of
Taylor’s note will be quoted in what follows with no omissions.
325
Taylor, Protagoras, 165. This passage is followed by: “These are the ordinary implications of the
terms, see e.g. Meno 77b–78b,” a passage that will be considered in §14. But even in the present
context, what Taylor has to say about this passage is worth quoting; see C. C. W. Taylor, “Plato,
Hare and Davidson on Akrasia.” Mind (n.s.) 89, no. 356 (October 1980), 499–518, on 508: “The
first point to note is that the distinction between what is fine or honorable (kalon) and what is good
(agathon), which was essential to Polus’s position, is completely ignored in this argument, in that
Socrates and Meno move [misleading; Socrates ‘moves’ Meno or rather distorts his definition at
Meno 77b6–7] immediately from ‘desiring fine things’ to ‘desiring good things’ and thereafter
conduct the discussion wholly in terms of good and bad, finally substituting ‘the ability to acquire
good things’ for Meno’s ‘being able to get fine things.’”
310 Chapter 3
Thus while there can be no question that an agent should, in his own interest,
avoid what is kakon, there can be a genuine question of whether he should avoid
326
Taylor, Protagoras, 165. Cf. (a) and (c) on 298 above.
327
For the roots of this move, see Adkins, Merit and Responsibility, 31 and 187–189. Cf. 143n71
above.
328
See Ascent to the Beautiful, §16.
329
Taylor, Protagoras, 208 (on 360a2–3): “Going to war is, obviously, far from immediately pleas-
ant.” Cf. Christopher Rowe, “Review of Plato: Protagoras, by C. C. W. Taylor.” Philosophical
Quarterly 27, no. 109 (October 1977), 353–354, on 354: “The difficulty is that whereas at 358b3
the praiseworthiness of an action derives from its goodness and pleasantness, the move at 359e4 ff.
only makes sense if the fact that going to war is praiseworthy can be known independently of the
fact that it is good (beneficial) and pleasant. It is clear, I think, that ‘praiseworthy’ (kalon) in 359e5
is understood by both Socrates and Protagoras in the conventional sense of ‘morally admirable.’
If that is so, then Plato’s argument rests on an equivocation, for the point about the goodness (and
pleasantness) of going to war is of course integral to it. (Taylor seems to imply a different view
of 358b3–6, and not to give any clear indication of how he takes 359e4).” This useful observation
suggests the presence of a pre-Pennerite Rowe.
Plato and Gorgias: Socrates’ Touchstone 311
what is aischron (e.g. where he can gain some great advantage by an undetected
fraud).330
Taylor hits the mark here, and justifies Plato’s motives for including “the
Table of Opposites” in Protagoras (Prt. 332c3–6). If the Good is only the
GoodE, it understates the case to say that “there can be a genuine question”
about whether pursuing the (morally) Beautiful and avoiding the (morally)
base is in the agent’s “own interest,” for this is the fundamental question
that leads Plato’s chosen reader from the Beautiful to the GoodT. The task
set for the post-Symposium dialogues is to overcome the kind of “good”
that even the basest men pursue as a matter of course, and as Socrates’
ability to maneuver “Meno the Thessalian” into accepting SP at Meno
77b-78b will soon enough prove (see §14), an exclusive appeal to what is
in the agent’s own interest scarcely guarantees that said agent will there-
after refrain from desiring “some great advantage by an undetected fraud,”
or indeed even by open fraud. But as Taylor points out, we need not wait
until Meno:
At times Plato makes a clear distinction between the two pairs of terms [sc.
the Table of Opposites: καλόν vs. αἴσχρον and ἀγαθόν vs. κακόν] e.g. Gorg.
474c-d, where Polus maintains that while it is indeed more shameful (aischion)
to wrong someone than to be wronged oneself, it is worse to be wronged and
consequently one ought to do what is more shameful rather than suffer what is
worse.331
330
Taylor, Protagoras, 165.
331
Taylor, Protagoras, 165.
332
Since Socrates can easily answer the parallel question about τὰ ἀγαθά (Smp. 204e6–7), the prob-
lematic character of the GB Equation is dramatized; in addition to §1 above, see Ascent to the
Beautiful, §17 for further discussion.
312 Chapter 3
Symposium and Cleitophon are fought, and when we revisit it there, we can-
not but see it in a different light.
This is especially clear in the case of Gorgias, and not only because of
Socrates’ formal retraction of the GP Equation: thanks to PP-1, where doing
injustice can only be shown to be κακόν (for the agent) by devices like the
Final Myth (see §12), it will revealingly move the discussion to the level of
the αἴσχρον, as Taylor points out.333 But the road to Republic 7 and Meno,
passing through Gorgias, Symposium, Hippias Major, and Alcibiades Major,
begins in Protagoras:
Similarly, at Meno 77b Socrates and Meno agree by implication that whatever
is kalon is agathon. So here (c2–3) Socrates takes Protagoras to imply that
some pleasures are bad, whereas someone with a strong sense of the distinction
[emphasis mine] would take him to imply that some pleasures are ignoble, leav-
ing it as a further question whether such pleasures are bad.334
My claim, then, is that the one I just called “Plato’s chosen reader” (311)
is identical with Taylor’s “someone with a strong sense of the distinction.”
In order to leave behind the GoodE, Plato’s chosen reader must rise to the
level of the GoodT that is as fully transcendent and disembodied as Beauty is
in Symposium, for it is a strong sense of the distinction between Beauty and
the GoodE that leads us to the acropolis (cf. Men. 89b4) of Platonism.
Caught up in the exciting ἀγών Plato so beautifully depicts or stages in
Protagoras, its various audiences, both within the dialogue and outside of
it, may, will, and should respond in a variety of ways to the Hesitation of
Protagoras as well as the means by which Socrates overcomes it. It is not
my intent to flatten out that variety for the sake of a unitary reading acces-
sible only to the chosen; indeed the RPT explains and justifies the necessity
of that variety. When seen after Symposium, it is the tragedy implicit in the
dialogue’s halcyon setting that emerges most fully; only after reading Gor-
gias and Meno will we be prepared to see that the GP Equation functions in
Protagoras as a (moveable) Hypothesis.335 But the possible transformation of
our initial response—which must for the overwhelming majority of auditors
be that Socrates not only wins the contest but is “on the level” in accordance
333
Taylor, Protagoras, 165: “In contrast, both Socrates and Callicles agree that the worst thing i.e. the
most disadvantageous thing, to do is also the most shameful, but disagree on what is worst, Cal-
licles insisting that a man harms himself by self-restraint and benefits himself by self-indulgence,
Socrates maintaining the contrary.”
334
Taylor, Protagoras, 165.
335
Cf. Charles H. Kahn, “Review of Plato’s Progress by Gilbert Ryle.” Journal of Philosophy 65,
no. 12 (June 13, 1968), 364–375, on 369: “the conclusion of the argument in question is not that
pleasure is the good; this is the premise or hypothesis, chosen in good dialectical fashion as a
proposition acceptable to most men.”
Plato and Gorgias: Socrates’ Touchstone 313
with a deadpan reading—is embedded in the ROPD from the start, and the
more dialogues we have read after our initial encounter with Protagoras, the
more Socrates’ tactics will look questionable,336 unless, that is (and this is the
crucial caveat) we realize that Plato’s purpose in depicting those tactics is to
test the dialogue’s external audience (cf. Prt. 311b1 and Tht. 157c4–6) while
revealing the weakness of Protagoras’ commitment to τὰ καλά.
Alcibiades, the most important person in the dialogue’s internal audience
(cf. Prt. 309a1–2) has a firm sense of that distinction: he commits himself to a
preference for death through courage rather than life as a coward (Alc. 115d7)
and his competitive nature responds in kind to Socrates’ victory over Protago-
ras (cf. Prt. 336e1–2), however achieved. But his readers are always Plato’s
primary concern, and if we are Taylor’s “someone with a strong sense of the
distinction,” Alcibiades Major will begin the process, culminating in Gorgias
and Meno, of undermining our confidence that Socrates fully embraces the
GP Equation in Protagoras. This process will continue in Hippias Major,
where Socrates employs and Hippias eagerly endorses the GB Equation (Hp.
Ma. 297c3–d1). It is to this dialogue that “someone with a strong sense of
the distinction would take him to imply that some pleasures are ignoble” best
applies: τὸ καλόν cannot simply be reduced to pleasant because there are
some pleasures—and those the most intense of them—that are αἴσχρον, and
indeed “most shameful of all to be seen” (Hp. Ma. 298e7–299a6). And since
sex is shameful only by convention, Taylor is not completely off base in
next relegating τὸ καλόν to the level of “socially imposed values” in order to
defend the GP Equation:
Between the two poles he mentions, Taylor neither exhausts the possible
responses that “consciousness of the distinction” makes possible, nor dem-
onstrates any awareness of a third and fully Platonic alternative: the moral
superiority of the Beautiful, a transcendent Beauty that is by no means
“socially imposed,” and yet is sharply distinguished from and even antitheti-
cal to a notion of the good that is derived solely from “the agent’s desires
and interests.” The Idea of the Good transcends the nature vs. convention
dyad that is at work in Taylor’s dilemma,338 but for the opponents of Plato
336
Cf. Vlastos, “Introduction,” xxvn4: “My sympathies are wholly with Protagoras when he replies
[sc. at 360e3–4], ‘It is contentious of you, Socrates, to make me answer.’”
337
Taylor, Protagoras, 165; cf. 143, 257n129, 262, and 310 above.
338
Cf. Adkins, Merit and Responsibility, chapter 9.
314 Chapter 3
both ancient and modern, the source of one “value-judgment” is made merely
conventional whereas the other will be configured as “the good by nature” or
“the natural good for man.”
Indeed one of the great weaknesses of radical Socratism is that it is a
theory about what motivates all men; Plato, by contrast, is interested in
what motivates philosophers like Socrates to do what’s right, and to inspire
and challenge us to join their ranks, as most any eager young student can.
By configuring the ethical dimension of τὸ καλόν as conventional in contrast
to the natural and therefore universal pursuit of one’s own good, Taylor mis-
construes the Good-based source of Plato’s elitism: it is clever slaves who are
best at maximizing their own happiness, not those who nobly sacrifice their
own pleasure for the good of others, that is, those who preserve a “conscious-
ness of the distinction,” and do so for reasons that Taylor misses entirely.
He continues:
One may disregard the distinction either from a lack of consciousness of the
different kinds of value-judgment, or from the conviction that, while they are
indeed different, they must in fact coincide; there is no evidence for the attribu-
tion of one attitude or the other to the characters in this dialogue.339
The first of Taylor’s two groups are simply the unsophisticated: they
fail to realize that a καλόν distinct from the natural ἀγαθόν of the agent’s
own good, pleasure, or happiness is slavery to “socially imposed values.”
By contrast, I have now suggested that what Plato regards as a slavish
motivation is to be found where the radical Socratists seek “the philosophy
of Socrates” and that a more than conventional Beauty, to be configured or
rather beheld as an Idea in Symposium, is an alternative to the nature vs.
convention dyad as a whole. When we first encounter Protagoras, Taylor
is right to say that “there is no evidence for the attribution of one attitude
or the other” in Socrates’ case: we cannot be sure where Socrates stands
or that he is leading us to the Good that really is Beautiful. But Plato is
already using the inability of Protagoras to sustain the superiority of a
more than conventional τὸ καλόν—like the inability of Hippias to defend
Achilles against Odysseus in Hippias Minor340—to illustrate the moral
bankruptcy of the most sophisticated.
Meanwhile, the other group is smaller but more important, confined as
it is to a plausible image of Plato’s Socrates. Consider in this context R. S.
Bluck’s comment on εὖ πράττειν in his commentary on Meno:
339
Taylor, Protagoras, 165–166.
340
See Ascent to the Beautiful, §11.
Plato and Gorgias: Socrates’ Touchstone 315
What Bluck means is that Socrates or rather Plato through his Socrates will
prove along the Shorter Way that the one who does good also fares well,
the kind of argument we first encounter, as Bluck is aware,342 in Alcibiades
Major. Taylor claims that Socrates does much the same thing with the alleged
but merely apparent difference between the Good and the Beautiful: the
champion of the GB Equation proceeds “from the conviction that, while they
are indeed different, they must in fact coincide.” Although there is clearly
a philosophical issue at stake here, this is primarily a problem of how Plato
should be read; this aspect of the problem will be considered in a moment.
But for now, the important thing is that instead of giving the deliberate ambi-
guity of εὖ πράττειν its full force, and allowing it to undermine the exclu-
sively self-interested good that an ascent to the Idea of the Good demands,
Bluck harmonizes the ambiguity out of existence.343 This is likewise the
meaning of Taylor’s “must in fact coincide.” Nor is this so bad: Plato could
have done worse than persuade the majority of his readers that doing the right
thing is always the best thing to do for you.
It is, however, safe to say that in putting forward this qualification Protagoras
is to be seen as proposing a criterion of value which is not only independent of
pleasantness or unpleasantness, but capable of outweighing pleasantness where
the two criteria conflict.344
These, then, are the last words of Taylor’s revealing note, and for both them
and for it as a whole, he cannot be praised too highly. He therefore ends on
the right note: the Hesitation of Protagoras does indeed point to “a criterion
of value which is not only independent of pleasantness or unpleasantness, but
341
R. S. Bluck (ed.), Plato, Meno; Edited with Introduction and Commentary (Cambridge, UK:
Cambridge University Press, 1961), 257–258 (on 77b5); for the intellectual climate responsible for
this note, consider (257): “The neuters ἀγαθόν and κακόν are non-moral terms and mean simply
‘beneficial’ and ‘harmful’ (cf. A. W. H. Adkins, Merit and Responsibility, 31).”
342
See Bluck, Plato, Meno, 258.
343
So also Crombie, Examination, 236: “The tactic is to destroy the double meaning [sc. of εὖ
πράττειν] by forcing it out into the open.” On the contrary: the tactic is to undermine arguments
that depend on the Fallacy in order to focus the student’s attention on the greater importance of
“doing” as opposed to “faring well”; οἱ πολλοί seek the latter, only Plato’s extra-textual Guardians
will prefer the former. If the two become one, it is only on the Longer Way, and in order to have
progressed to that point, their unity has become a matter of indifference (see Plato the Teacher,
236n223).
344
Taylor, Protagoras, 166.
316 Chapter 3
“Surely you don’t go along with the majority.” Up to this point Socrates has
not clearly committed himself to any view on the relation between pleasure
and goodness. So far he has elicited from Protagoras acceptance of the theses
that a life is (a) bad if it is unpleasant and (b) good if it is pleasant, without any
indication of whether he too accepts either thesis. With this phrase, however, he
makes it clear that he thinks that Protagoras and the majority are wrong to think
that anything pleasant is bad and anything unpleasant is good, i.e. Socrates here
commits himself to the view that everything pleasant is good and everything
unpleasant is bad.346
345
See Guardians in Action, 82n295.
346
Taylor, Protagoras, 166 (on 351c2–3).
347
Socrates does much the same thing to Cratylus (Cra. 437c5–d8); see Guardians on Trial, §15.
348
See Ascent to the Beautiful, §2; naturally the fact that Plato causes Socrates to make us aware of
such things (cf. Prt. 333b3–4, 335b1–2, and 338e2–5) is relevant to the veridical status of SP in
the dialogue.
349
See Taylor, Protagoras, 172 at (d) on 352b1–c7.
Plato and Gorgias: Socrates’ Touchstone 317
350
On “the Questioner,” see Woodruff, Plato, Hippias Major, 43–44 and Ascent to the Beautiful, §10.
351
See Ascent to the Beautiful, §5.
352
Cf. Bluck, Plato, Meno, 257 (on 77b5): “Fallacious arguments elsewhere turn on a similar ambi-
guity in the use of ὠφέλιμον (beneficial to whom? cf. Gorg. 474d sq., 476d sq.). In such cases
Plato appears to be asserting by implication that the ὠφέλιμα under discussion must be ὠφέλιμα
(in some sense) to all concerned.” Bluck’s parallel comments on εὖ πράττειν, quoted above,
immediately follow.
318 Chapter 3
353
Cf. Sprague, Plato’s Use of Fallacy, 28n15 and Rosamond Kent Sprague, “An Unfinished Argu-
ment in Plato’s Protagoras.” Apeiron 1, no. 2 (March 1967), 1–4, 2–4.
354
See Sprague, “Unfinished Argument,” 3, her reconstruction of it.
355
Especially in the context of this section’s concerns, there is a great deal to be learned about Prt.
345d8–9 from Santas, “Socratic Paradoxes,” 150n12; cf. 147n1.
356
As in Vlastos, “Socrates and Athenian Democracy,” 502.
357
Cf. Taylor, Protagoras, 146 (on 345d4): “Socrates’ assimilation of the poet’s thought to one of his
own theses involves a blatant perversion of the plain sense of the poem.”
358
Cf. Denyer, Protagoras, 166 (on 345e1–2) where the only wise men who endorse Socrates’ claim
that “none of the wise men believe that anyone errs [ἐξαμαρτάνειν] willingly” are the Eleatic and
Athenian Strangers along with Timaeus. Cf. Taylor, Protagoras, 147 (on 345d9–e4): “Socrates’
claim that his thesis is universally accepted by the wise is ironical.”
Plato and Gorgias: Socrates’ Touchstone 319
359
See Taylor, Protagoras, 148 (on 347c3–e7): “It is to be assumed that Plato intends the interpreta-
tion which Socrates has just given to show in an exemplary fashion what he regards as the cardinal
fault in literary interpretation, viz. the impossibility of definitively establishing the writer’s mean-
ing, with its consequent license to factitious ‘interpretations.’” The rest of this interesting note
will be quoted below.
320 Chapter 3
lavish gifts, for example, he can scarcely be said to be being compelled. With
this dynamic in mind, then, consider the way the passage begins:
Socrates: For he [sc. Simonides] considered that a man of sense and honor
[ἄνδρα καλὸν κἀγαθόν] often [πολλάκις] constrains himself [αὑτὸν ἐπ-
αναγκάζειν] to become a friend and approver [ἐπαινέτης] of some person, as
when [οἷον]360
The problems here are many, and it is therefore difficult to know where to
begin.361
First of all, the final οἷον introduces the two-part explanatory comparison;
it will be considered below. And the use of πολλάκις likewise looks forward,
for Socrates will apply it to Simonides, who often (πολλάκις at Prt. 346b5)
found himself compelled to praise a tyrant unwillingly. But compelled by
whom? The most obvious problem in this opening passage is that “the man
both beautiful and good [ἄνδρα καλὸν κἀγαθόν]” is compelling himself to
be the ἐπαινέτης “of some person,” that is, of the person who will eventually
be identified as a tyrant or those like one. The words αὑτὸν ἐπ-αναγκάζειν
are a hornet’s nest all on their own: the same verb that will reappear as the
participle ἀναγκαζόμενος at the end (i.e., ἀναγκάζειν) has not only become
incompatible with the strong and external sense of compulsion that would
justify “unwillingly [οὐχ ἑκών]” (Prt. 346b7) and therefore preserve SP, but
the notion of self-compulsion—which implies that one part of oneself must
be overcome, involuntarily, by another—is antithetical in letter and spirit to
systematic Socratism. But there is no need to look so far afield.
Since Socrates tells us that Simonides believed that a καλὸς κἀγαθός often
compelled himself to praise someone, it is obvious that Socrates’ Simonides
believed there was such a thing as an ἄνδρα καλὸν κἀγαθόν, and this directly
contradicts what Socrates has said just a few moments before: “that it is not
possible to be a good man [ἄνδρα ἀγαθόν]” (Prt. 345c1). What is more, this
problem quickly extends its reach: the reason that the explanatory compari-
son that follows οἷον has two parts is because the wicked (οἱ πονεροί at Prt.
346a3) respond to the need for praising the unworthy differently than the good
(οἱ ἀγαθοί at Prt. 346b1–2). Since the crucial verb ἀναγκάζειν will appear in
the passive in Socrates’ description of the latter (ἀναγκάζεσθαι at Prt. 346b2),
and since the kind of compulsion we find there is closer to the internal (and
problem-spawning) αὑτὸν ἐπ-αναγκάζειν than to the SP-confirming (and
external) ἀναγκαζόμενος, it is in the second part of the explanatory example
360
Prt. 345e6–346a1 (Lamb).
361
Most innocuously, the use of ἐπαινέτης here recalls Socrates’ first speech in the dialogue (Prt.
309a6–b2); there he asked if his comrade was an admirer (ἐπαινέτης) of Homer, now it is another
poet who is about to be revealed as the (unwilling and compelled) ἐπαινέτης of a tyrant.
Plato and Gorgias: Socrates’ Touchstone 321
that all of the passage’s problems will come to head, especially since what
“the good” will be compelled to praise is not yet one of Simonides’ tyrants
or “someone else like them [ἢ ἄλλον τινὰ τῶν τοιούτων]” (Prt. 346b6–7):
Socrates: But good men both conceal [ἐπικρύπτεσθαι, with ‘their parents’ or
country’s faults’ being understood] and are compelled [ἀναγκάζεσθαι] to praise,
and if they have any reason to be angered against their parents or country—
having been wronged [ἀδικηθέντες]—they pacify themselves and reconcile
[αὐτοὺς ἑαυτοὺς παραμυθεῖσθαι καὶ διαλλάττεσθαι], compelling themselves
[προσ-αναγκάζοντας ἑαυτοὺς] to love those of their own and to praise them.364
In §9, I tried to show that Plato does exactly the opposite in Gorgias: he
implements the Golden Sentence by calling his city, his family, and friends
362
Prt. 346a1–3 (Lamb).
363
Prt. 346a3–b1 (Lamb): “Socrates: Now when this sort of thing befalls the wicked [οἱ πονεροί],
they seem glad to see their parents’ or country’s faults, and complainingly point them out and
inveigh against [κατηγορεῖν] them, in order that their own neglect of them may not be denounced
by their neighbors, who might otherwise reproach them for being so neglectful; and hence they
multiply their complaints and add voluntary to unavoidable feuds.”
364
Prt. 346b1–5 (Lamb modified). For a thoughtful explication of this passage in the context of
Alcibiades and Thucydides, thus giving proper attention to the importance of KAH, see Reuben
Ramsey, “Plato’s Oblique Response to Issues of Socrates’ Influence on Alcibiades: An Examina-
tion of Protagoras and Gorgias” in Marguerite Johnsonr and Harold Tarrant (eds.). Alcibiades and
the Socratic Lover-Educator, 61–76 (London: Bloomsbury, 2012), on 66–69.
322 Chapter 3
365
Adam and Adam, Platonis Protagoras, 163 (on ἐπικρύπτεσθαι—ἀναγκάζεσθαι): “Plato is prob-
ably thinking of Socrates after the trial as he depicts him in the Crito.” See also Patrick Coby,
Socrates and the Sophistic Enlightenment: A Commentary on Plato’s Protagoras (Lewisburg, PA:
Bucknell University Press, 1987), 122–124.
Plato and Gorgias: Socrates’ Touchstone 323
compositional order might be for the most radical partisans of Socratic hedo-
nism, the case of Charles Kahn proved it to be de-authorizing with respect
to the scholarly mainstream: his insistence on an early Gorgias—he called it
“my heresy”366—gave his critics an easy target. As is the case with many pio-
neers, there is to be sure a tension in Kahn between the far-reaching ramifica-
tions of his path-breaking discovery of proleptic composition—including the
revival of the Reading Order paradigm itself—and the older habits of thought
out of which he emerged, and to the extent that Kahn remained and remains
firmly committed to the Order of Composition paradigm, he brought some of
the criticism on himself.367 But even if he argued for a kind of chronological
or compositional priority for Gorgias, the arguments he used to do so can be
usefully revisited in the context of RPT. Those arguments can be found in
“On the Relative Date of the Gorgias and the Protagoras.”368
By 1988, Kahn had not only written his “Drama and Dialectic in Plato’s
Gorgias,” but had published an article about Protagoras earlier that year that
rejected what he called “the ‘straight’ reading of hedonism in the P.”369 It was
therefore not for any obvious, Socratist, or axe-grinding reason that Kahn
placed Protagoras after Gorgias, but rather because of the close connections
between Gorgias and trial-oriented and paradigmatically early dialogues like
Crito and Apology of Socrates,370 and more importantly because of the con-
nections between Protagoras and what he called “Group II,” claiming that
“the Laches, Charmides, Euthyphro, Protagoras, and Meno belong together
366
Kahn, “Did Plato Write Socratic Dialogues?,” 310.
367
For trenchant criticism of Kahn’s methods, see Mark L. McPherran, “Kahn on the Pre-Middle
Dialogues: Comments on Charles Kahn, ‘On the Relative Date of the Gorgias and the Protago-
ras’.” Oxford Studies in Ancient Philosophy (1990), 211–236; by McPherran’s standards, mine is
a “hard prolepticism” (224). Of what he calls “deeper theories,” I am claiming Plato had only one
“ready to hand,” i.e., the GoodT and the duty to act in accordance with it, as he did by creating the
Academy and its curriculum.
368
Charles H. Kahn, “On the Relative Date of the Gorgias and the Protagoras.” Oxford Studies in
Ancient Philosophy 6 (1988), 69–102; see 70n6 for others who share Kahn’s “heresy.” Since Ernst
Kapp was Kahn’s teacher (see Introduction), the relevant footnote (81n30) in his “The Theory of
Ideas in Plato’s Earlier Dialogues (Nach 1942)” in Kapp, Ausgewählte Schriften, edited by Hans
and Inez Diller, 61–150 (Berlin: de Gruyter, 1968), deserves careful consideration: “practically
everything depends on the question whether the Gorgias or the Protagoras preceded in order of
time. Now, both of them are certainly earlier than the Meno, and, whereas the Gorgias simply has
no reference to the problems of the Protagoras, this latter dialogue disregards the views of the
Gorgias concerning ‘good’ and ‘pleasant’ only ostensibly, but cannot be understood and has not
been understood by anyone, who does not take or has not taken just these views of the Gorgias
as the real convictions of the author of the Protagoras.” In other words, a prior Grg. invalidates a
deadpan reading of Prt.; without recourse to the Order of Composition, the RPT makes room for
the student’s progress from an initially (pre-Grg.) deadpan hearing of Prt. to the kind of post-Grg.
reading of Prt.—i.e., one that does not take the GP Equation “as the real convictions of the author
of the Protagoras”—that Kapp is using chronology to validate.
369
Kahn, “On the Relative Date,” 72n10; see also Kahn, “Plato and Socrates.”
370
See Kahn, “On the Relative Date,” 73–75.
324 Chapter 3
371
Kahn, “On the Relative Date,” 73.
372
Kahn, “On the Relative Date,” 76–77 (UV, K, and the teachability of virtue), 96–98 (UV and K),
and 93: “The procedure followed in the final argument of the Protagoras is nevertheless substan-
tially identical with the later method of hypothesis to this extent, that in order to resolve a difficult
problem (in this case, to explain acrasia and to demonstrate the unity of the virtues in wisdom)
Socrates begins by formulating a proposition or thesis that will be useful for reaching a solution
that can hardly be reached without it (cf. prourgou at Meno 87a2 with P. 355e5–8). But if the
Protagoras practices or foreshadows the method of hypothesis, I think it is sufficientltly clear in
what sense it marks a philosophical advance on the Gorgias.” The fact that MacPherrran, “Kahn
on the Pre-Middle Dialogues” finds a similar use of hypothesis in Grg. (232–33n40) is naturally
grist for my mill as well.
373
Kahn, “On the Relative Date,” 98–99; in addition to the general overlap in dramatis personae, he
notes the role of Alcibiades and flutegirls at banquets. Particularly noteworthy is 99: “To make
sense of these connections it may help to to think, with Brochard, of the Protagoras, Meno, and
Symposium [relative to its first performance, my order would be Prt., Smp., and Men.; relative to
its third, Smp., Men., and Prt.] devoted to the question [note the existential question of the Acad-
emy:] ‘can virtue be taught’ and how?” See also V. Brochard, Études de philosophie ancienne et
de philosophie modern (Paris: Félix Alcan, 1912), 67–68, 77, 83–84, and 93.
374
Kahn, “On the Relative Date,” 90: “I want to suggest that Socratic intellectualism is a deliberate
creation of Plato in the dialogues of Group II, a creation which must have some reference to his
memory of the historical Socrates, but which cannot be explained by that reference.”
375
Kahn, “On the Relative Date,” 89–90; he is forced to admit on 89: “it is undeniable that the
implicit moral psychology is much more like the articulated psychology of the Republic than is
the implicit psychology of any dialogue in my Group II.”
376
The emphasis in Kahn, “On the Relative Date” is on “literary form” (78–80; i.e., “narrated by
Socrates” on 78), “fixed dramatic date” (78 and 101), and “that playful, teasing note of erotic
flirtation that we know from Charmides and Lysis” (99; cf. “lusciously portrayed gymnasium
atmosphere” on 79).
Plato and Gorgias: Socrates’ Touchstone 325
377
For the similar problem associated with reading Prm. first because it depicts a young Socrates, see
Guardians in Action, 285n275.
326 Chapter 3
(fourth in the Fifth with first in the Sixth), then Laches with Protagoras,378
Charmides with Gorgias, and Theages with Meno. Finally—since this
short-long pattern can be extended in both directions by adding Menexenus-
Symposium and Cleitophon-Republic to the dialogues of the Fifth and Sixth
Tetralogies—the resulting twelve-dialogue series creates a more natural way
to reach thirty-five379 on a musical basis by dividing the whole into an octave
(twelve to six),380 a fifth (twelve to eight),381 and a fourth (twelve to nine).382
Of these, the first is the most important, especially since it places
Charmides in the middle with Protagoras and Gorgias on either side of
it. In addition to preserving a more natural conception of Reading Order—
while jettisoning the (highly objectionable) RPT—a central Charmides
confirms the use of ring-composition in the series (see §5) by making the
antithesis between Protagoras and Gorgias as prominent as it needs to
be,383 arising as it does from Socrates first proposing and then rejecting the
GP Equation. But the juxtaposition of Gorgias and Protagoras is not the
only advantage that arises from placing Charmides in the center of a series
that precedes Cleitophon, [Thrasymachus], and the rest of Republic. While
the contrast between the Doctor on Trial in Gorgias and the Self-Benefiting
Doctor in Charmides is decisive for linking the two dialogues, even greater
issues are at stake.
For the most radical Socratists, Socrates deserves praise for transcend-
ing mere “moralism” by recognizing that all of us inevitably pursue our
own good. Building on Irwin’s defense of IOV against Vlastos, Penner
(along with his students) and Rowe reconfigure ἀρετή as the post-moral
and exclusively K-based “excellence” that alone explains the differences
between human beings. While all of us inevitably pursue our own real
good, only those with “virtue” do so knowledgeably and effectively: they
know how to benefit themselves, and indeed this knowledge is their ἀρετή.
Unlike the mere moralists who vainly attempt to refute SP—which would
require the impossible: a demonstration that anyone could ever pursue
anything other than their own real good—the consciously self-benefitting
378
On the connections between La. and Prt., see Hardy, Platon, Laches, 170–190; cf. de Romilly,
“Réflexions,” 322.
379
Epin. 991a7–b1 (McKirahan): “Stranger: (The means of 6 in relation to 12 are determined by the
ratios 3:2 [τὸ ἡμιόλιον] and 4:3 [τὸ ἐπίτριτον].)” The attached note reads: “The arithmetic mean
of 6 and 12 is 9, the harmonic mean is 8.” See Guardians in Action, 340–341.
380
The six would be: Alcibiades Major, Alcibiades Minor, Erastai / Hippias Major, Hippias Minor,
and Ion. The set of twelve would then follow.
381
The eight would begin after Republic: Timaeus, Critias, Phaedrus, Parmenides, Philebus, Craty-
lus, Theaetetus, Euthyphro.
382
The nine would then be (emphasizing three sets of three): Sophist, Statesman, Apology of Socrates
/ Hipparchus, Minos, Crito / Laws, Epinomis, and Phaedo.
383
Cf. Irwin, Plato, Gorgias, 8: “These are reasons for placing the G. later than the shorter, ‘Socratic’
dialogues. It is harder to decide its relation to the Pr. They are parallel in important ways.”
Plato and Gorgias: Socrates’ Touchstone 327
384
Just as Penner in all likelihood embodies the virtue-conception of his Socrates—would that the
same were true of me and mine—so too did Vlastos embody the hermeneutic principle he ascribed
to Plato; cf. Vlastos, Socratic Studies, 125: “In my previous book on Socrates I blocked out the
hypothesis on which my whole interpretation of Plato’s dialogues depends: Plato makes Socrates
say in any given dialogue ‘whatever he—Plato—thinks at the time of writing would be the most
reasonable thing for Socrates to be saying just then in expounding and defending his own phi-
losophy.’” As a result, it was just as inconceivable to Vlastos that Plato could have written Prt. in
the knowledge that he would be undermining its “cardinal Socratic doctrine” in Men. as that he
knew while describing the Self-Benefiting Doctor in Chrm. that he would be defining τεχνή as that
which never aims at its practitioner’s benefit in [Thrasymachus].
385
To substantiate this “nor others”—necessary to avoid alienating the modern freshman—Ap. 25c5–
e5 must be pressed into unlikely service.
386
See Hardy, Platon, Laches, 191–213, followed by “Ergebnisse der Exkurse zu Protagoras und
Menon” (214–215).
328 Chapter 3
To begin with, there is simply the brute fact of the Final Myth (523a1–524a7),
for modern interpreters an unwelcome intruder in the dialogue.389 It is better
understood as the principal and culminating means by which Plato achieves
a final synthesis of the dialogue’s two most salient themes: it ties the knot
between rhetoric and justice. Plato is too great an artist to make the Final
Myth’s excision possible: in commenting on it, Socrates preserves, heightens,
and reverses the threat of the coming trial with which Callicles had threatened
him (527a1–4; cf. 486b1–c3). Indeed these continuities have been used to the
Myth’s detriment: attempts have been made to reclaim it as ἐλέγχος by other
means,390 rewriting post-mortem punishment as the dialectical refutation of
the living,391 and indeed punishment is particularly problematic for a Socrat-
ist reading of the dialogue.392 But its thematic continuity with the rest of the
dialogue does not make the Myth superfluous: it is the peroration of Socrates’
speech to Callicles, and if its persuasive power presently exerts diminished
effect on moderns like us,393 that is not Plato’s fault.
No competent orator ends a speech with anything less than the best, and it
is the interpreter’s task to show why Plato had sufficient reason to think that
387
See Crombie, Examination, 235.
388
Cf. Taylor, Protagoras, 148 (on 347c3–e7).
389
It is “the red-headed stepchild of Platonic scholarship” in Austin, “Corpses, Self-Defense, and
Immortality,” 48; cf. the opening words of Julia Annas, “Plato’s Myths of Judgment.” Phronesis
27, no. 2 (1982), 119–143; also the attempt “to demythologize the myth” (570; see also 560) in
Daniel C. Russell, “Misunderstanding the Myth in the Gorgias.” Southern Journal of Philosophy
39 (2001), 557–573.
390
As in Sedley, “Myth, Punishment and Politics,” especially 58–61, and Radcliffe G. Edmonds III,
“Whip Scars on the Naked Soul: Myth and Elenchos in Plato’s Gorgias” in Colleen Collobert,
Pierre Destrée, and Francisco J. Gonzalez (eds.), Platonic Myths: Status, Uses, and Functions,
165–186 (Leiden: Brill, 2012), 176–177.
391
As in Rowe, “A Problem” (see §10); cf. Rowe, Plato and the Art, 147–152.
392
See Penner, “Socrates,” 164.
393
Cf. “many modern philosophers” in Penner, “Desire and Power,” 170.
Plato and Gorgias: Socrates’ Touchstone 329
his Socrates had done so. To begin with, it is obvious that while we find his
eschatological myths repellent, Plato did not. In both the Order of Composi-
tion and Reading Order paradigms, Gorgias is the first of Plato’s dialogues to
end with an eschatological myth, but it will not be the last. Encountered first
at the end of his longest dialogue to date—once again equally true in either
paradigm—the Final Myth introduces something new into the dialogues, a
powerful weapon that will reappear in Phaedo and Republic.
But it would be a mistake to join the Myth in Gorgias only with Republic
10. It would be better to begin with Republic 1, where Cephalus sums up the
message of “the myths [οἱ μῦθοι] that are told about the things in Hades” as “it
is necessary for the one who has done injustice here [ἐνθάδε] to pay the penalty
[διδόναι δίκην] there [ἐκεῖ]” (R. 330d7–8). The distinction between ἐνθάδε and
ἐκεῖ has already been used to complete the reversed imagery used in Gorgias: in
the Myth, Callicles will find himself in the same predicament “there” with which
he threatened Socrates “here” (527a1–4). And easy as it would be to compare
the final myths in Gorgias and Phaedo, another link between them, mediated by
Republic, is easily missed: the proximity between “the practice of death” (Phd.
81a2; cf. 64a6, 67d8, and 67e6) and what Cephalus calls “the thinking that one
is about to die [τελευτήσειν]” (R. 330d5–6).394
The Final Myth introduces dualism in a powerful form: in addition to the gov-
erning distinction between ἐνθάδε and ἐκεῖ, the progress made in post-mortem
judgment between the eras of Cronos and Zeus (523b4–e6) is used to heighten
the contrast between soul and body (523d2–4); this gives Plato the chance to
remind the reader of the kind of soul-to-soul self-knowledge introduced in
Alcibiades Major (Alc. 130d8–e6). And then there is the dualism of those that
can be cured and the incurables.395 The latter has caused problems. If wrongdo-
ing is involuntary, and punishment in general is sub-Socratic except when it
comes in the form of refutation, how can a distinctly non-verbal punishment be
applied to those who are past cure?396 To begin with, one would do well to take
an agnostic position on the question of whether the punishment of the incur-
able implies reincarnation; once it is understood as Plato’s first eschatological
myth, the fact that it raises questions without answering them contributes to its
pedagogical power. In any case, those examples are intended to benefit us, and
I suggest that Plato is telling us that they benefited him.397
394
Cf. Austin, “Corpses, Self-Defense, and Immortality,” 51 (last word).
395
Cf. Mary Margaret MacKenzie [McCabe], Plato on Punishment (Berkeley: University of Califor-
nia Press, 1981), 186: “The curable/incurable antithesis obviously has its source in the pervasive
body/soul analogy.” Although this is by no means obvious to me—perhaps because I don’t
understand this use of “analogy”—she makes a crucial point, often overlooked, on 187: “Plato
regards some offenses, such as tyranny, as so unspeakable that their very commission indicates
the recalcitrance of their perpetrator.”
396
Cf. Edmunds, “Whip Scars,” 178.
397
Cf. Edmunds, “Whip Scars,” 178–179.
330 Chapter 3
398
See Brickhouse and Smith, Socratic Moral Psychology, 227. On the inconsistencies involved, cf.
222 with MacKenzie, Plato on Punishment, 188.
399
Cf. Sedley, “Myth, Punishment and Politics,” 55 (quoted on 256 above).
400
Cf. Austin, Corpses, Self-Defense, and Immortality,” 47: “It might seem strange to some readers
that Socrates switches gears at the end of the dialogue to a story of hellfire, but once one recog-
nizes that a great deal of the discussion has been about fear of death all along, one can argue that
the topic has not substantively changed.”
Plato and Gorgias: Socrates’ Touchstone 331
401
See Levine, Profound Ignorance; chapter 3 is entitled “Doctor Socrates (155a8–158c4),” and on
68 “Socrates makes his physicianship coincident with his philosophy.”
402
Rowe, “A Problem,” 36.
403
See Santas, Philosophy of Socrates, 224–225 and 315–316; his approach is categorized as “subjec-
tivist” in McTighe, “Socrates on Desire for the Good,” 202–203; cf. 209–210. Penner “Desire and
Power,” 174n26, 175, and 197–198, targets what McTighe (but consider 202n28) calls “subjectiv-
ism” in Santas, “Socratic Paradoxes.”
404
For post-Santas attempts to finesse this use of “real,” see “DG” in McTighe, “Socrates on Desire
for the Good,” “D” (or “s51”) in Wolfsdorf, “Gorgias 466a4–468e5,” and Brickhouse and Smith,
Socratic Moral Psychology, 216–218. The boundary separating a merely Pennerite Socratism
(67n29 and 67n31) from the most radical Socratism of Penner and Rowe is visible in Carone,
“Calculating Machines,” 66–67n29: “That the good universally desired is happiness (rather than,
for example, a Form of the Good that Plato has not yet postulated in this work), seems pretty
straightforward from the text.” Cf. Wolfsdorf on 130, and McTighe on 202n31 and 208.
405
Cf. McTighe, “Socrates on Desire for the Good,” 211–212.
406
Cf. Penner, “Desire and Power,” 150.
332 Chapter 3
But these interpretations represent a failure to work hard enough at how Socrates
in effect uses the means-end distinction to determine the identity of the object
or action desired. It is not enough to say that I wanted to eat this chocolate bar
tout court (Gorg. 468c1–7). Rather, we must bring out the means-end structure
[hereafter: “MES”] embedded in that object or action desired (467e-468d, esp.
468a5–b1, b4–8, b8–c1).413
407
Penner, “Socrates,” 165.
408
Penner, “Socrates,” 166.
409
Penner, “Socrates,” 166; cf. 166n4: “For Socrates and Plato, on the other hand, questions of good
are questions not of value but of what is in fact good (beneficial [note the implied dative], advanta-
geous, happiness-maximizing).”
410
Penner, “Socrates,” 167.
411
Penner, “Socrates,” 169. Not the impact of Hp. Mi.
412
Penner, “Socrates,” 167: “It is as if only my ‘true self’ desired, or only my ‘real desires’ were for,
the real good, while my actual self desired, and my actual desires were for, the apparent good.”
413
Penner, “Socrates,” 168.
414
Penner, “Socrates,” 169.
415
Penner, “Socrates,” 169n14: “no wonder that talking and arguing about these questions every day
is indispensible to living a good life.”
Plato and Gorgias: Socrates’ Touchstone 333
If the position taken up in this paper is correct, then Irwin simply hasn’t under-
stood Socrates’ argument here. If we insist on the identity of the action wanted
being clear—that is, on the means-end structure of the action being made
clear—then the action x that Irwin says A wants to do [Penner’s emphasis] is
the action x that leads to bad results. (In the examples above, Irwin would have
to say that the tyrant wants the action of killing his chief minister that leads to
the loss of his throne and misery ever after.) But on the account I am offering,
that [sc. ‘the action x that leads to bad results’] is not an action A wants to do.417
Here then is the link between K-F and MES: “the hard work” required for
knowledge of the latter requires us to know whether the means chosen to our
own the real good—as per “(1)” and “(2)” in Penner’s “Socrates”—will or
will not have “bad results.” Earlier he had written:
To know which action the tyrant wanted to do, I argue, one needs to grasp the
entire means-end structure of the action desired—the entire structure of desires
and beliefs relevant to killing one’s chief minister envisaged above in (18), (Sa),
(Sb), and so forth.418
As we only discover at the end, this “and so forth” presupposes K-F, that is,
whether or not the action in question “leads [in the future] to bad results.”
Hence Penner can find the heart to write: “This makes the killing of the chief
minister that results in happiness a different killing of the chief minister from
the one that results in living miserably ever after.”419 Naturally we cannot
know the results of killing our chief minister when we kill him, but to say that
this action is misguided only when it results in a diminution of the real good
for us is worse than misguided.420
416
The term is first used in Penner, “Desire and Power,” 162–163, where “the science of happiness”
involves “a very complicated means-end structure, involving expertise on care for the soul and
[K-F enters, albeit carefully disguised, here:] on one’s whole life.”
417
Penner, “Desire and Power,” 201.
418
Penner, “Desire and Power,” 189 (emphasis mine).
419
Penner, “Desire and Power,” 189; see “no longer gross paradox” in the sequel.
420
For a sensible and courageous discussion of Penner’s Passage in context, see Roslyn Weiss, “Kill-
ing, Confiscating, and Banishing at Gorgias 466–468.” Ancient Philosophy, 12, no. 2 (Fall 1992),
299–315, especially on 309–310 where she considers whether the Tyrant’s Triad are—as the radi-
cal Socratist reading demands—“neither good nor bad” (NGNB). Despite Weiss’s cleaving to the
moral high ground, what makes the Pennerite position more instructive is that it forces the student
to find the (ostentatiously and deliberately) missing morality in herself, and not only in the context.
334 Chapter 3
In the Allegory of the Cave, Socrates refers to honors, praise, and prizes
awarded to the one who “sees most sharply the present circumstances [τὰ
παριόντα], and who best remembers their antecedents, consequences that
customarily follow, and coincidences, and from these, who most capably
foretells what is to come [τὸ μέλλον ἥξειν]” (R. 516c8–d2). Although it
is tempting to apply this kind of forecasting to natural science,421 Penner
helps us to see how it applies to Socratism as well. The more adequate
our knowledge of MES, the better grasp will we have on τὸ μέλλον ἥξειν,
and the best English translation for τὰ παριόντα is what Penner calls: “the
particular situation one is in.”422 The latter is important because it is always
in relation to “the particular situation one is in” that we must necessarily
pursue the real good for us. Consider Penner’s example drawn from his
Passage:
The tyrant kills his chief minister; as a result, his throne is preserved in the
best possible way; as a result, he gets more time for gardening; as a result, he
is happier than he would be if he undertook any other action available to him
in the situation he then found himself in. Suppose that the tyrant’s beliefs here
are true. That is, suppose that the scenario the tyrant envisages does in fact
truly describe what will happen. In such a circumstance, Socrates would have
to admit that the tyrant has done what he wished (wanted, willed, desired, or
whatever). For when he did the action that seemed best to him, he did in fact
get what he wished (wanted, willed, desired, or whatever) from the action. So
he did what he wished.423
421
See Guardians in Action, 79.
422
See especially Penner, “Desire and Power,” 152–153.
423
Penner, “Desire and Power,” 186–187.
424
Cf. Klosko, “Insufficiency of Reason,” 585: “Archelaus was assassinated in 399 B.C., and so, by
the time the Gorgias was written, Plato’s readers were well aware of the drawbacks to his particu-
lar life of crime. In fact, in the pseudo-Platonic Alcibiades II, Archelaus is cited as someone who
led an unenviable life (Alc2. 141c–e).”
Plato and Gorgias: Socrates’ Touchstone 335
εὐτυχία in the First Protreptic425—does the same with the only less obviously
unknowable future consequences of our present actions. But it is not only the
attempt to divine τὸ μέλλον ἥξειν from the perspective of τὰ παριόντα that
locates Penner’s “future” in the Cave, it is also, and even more importantly,
the difference between the maximum achievable real good for us—whether
that turns out to be pleasure, happiness, the knowledge-virtue that achieves
it, or both of them as indeterminately means and ends of each other—and the
Idea of the Good.
While it would be a mistake to identify the Final Myth with the Longer
Way, it is one of several features in Gorgias that aims at preparing us to
emancipate ourselves from the Shorter. At the root of the Longer Way stands
a choice, instantiated most importantly in the reader’s choice for Justice at
“the crisis of the Republic.”426 Before he forces us to make it, Plato asks us
to consider the dilemma of his Callicles: how will he respond to the rhetoric
Socrates uses to persuade him to choose the path of righteousness?427 This
question, which is really a question about us and not about Callicles, is
made all the more difficult to answer because Socrates is admitting and
arguably boasting throughout that the consequences of that choice—no mat-
ter what those consequences may prove to be ἐκεῖ—will be unpleasant and
even deadly for him, for Callicles, and for us ἐνθάδε. A science of effective
self-preservation is exactly what Socrates expects Callicles to spurn in the
Ad hominem Speech. But when we entertain the possibility that Plato’s Gor-
gias is aimed at us, it turns out that Penner’s radical Socratism, rooted firmly
in our present intellectual and spiritual circumstances (cf. τὰ παριόντα) is
equally useful for provoking us to make the right choice.
It is because Socrates is forcing Callicles to choose that Penner’s remarks
on choice are particularly revealing. In a footnote justifying his use of
the ungrammatical “science of goods and bads,”428 Penner begins with
Nietzsche’s distinction between good and bad—as opposed to good and
evil—in Genealogy of Morals.429 He then broadens the horizon to include
free will:
425
Cf. Penner, “Desire and Power,” 164n18, 197n39, and 187n32: “Socrates’ point is that if you want
success (at living well—what else?), you will need the science of goods and bads. Justice’s merit
is not its ‘morality’, but its making you happier.”
426
See Plato the Teacher, §16.
427
Cf. Rowe, Plato and the Art, 152n23: “That there are incurable criminals in Hades is, I think, itself
part of what Socrates is appropriating—Callicles himself, Socrates suggests, will be persuaded
eventually—see 513c–d [note this rare acknowledgment of the Wavering after the Ad hominem
Speech]; and if Callicles, why not anybody?”
428
See Penner, “Desire and Power,” 163n17 for a defense of the ungrammatical “bads.”
429
Penner, “Desire and Power,” 162n17: “I have been told that to use ‘goods and bads’ rather than
‘goods and evils’ is ‘barbarous’. I plead guilty to its being strange; but to its being un-Greek, I
plead innocent. On the contrary, it is talk of ‘evils’ that is un-Greek. The idea of there being good
people and evil people, or good deeds and evil deeds, is absolutely foreign to Socrates.”
336 Chapter 3
The idea that people actually aim at evil is one I personally find repugnant.
When people do bad things, I think (as Socrates does: Meno 77a-b) that they
do them because they think those things good things to do—at least good for
430
Penner, “Desire and Power,” 162–63n17.
431
As suggested by Dodds, Plato, Gorgias, 387–391.
432
Cf. Cf. Nietzsche, Will to Power, §429: “The Sophists were Greeks: when Socrates and Plato took
up the cause of virtue and justice, they were Jews or I know not what” and Stemmer, “Unrecht
Tun,” 504: “Sokrates teilt mit der sophistischen Aufklärung nicht nur die Frage nach der Motiva-
tion für moralisches Handeln, sondern auch die Überzeugung, daß eine Begründung von Moralität
nur im Rekurs auf das Eigeninteresse des jeweils Handelnden gelingen kann.” But attaining this
point of view requires us to overcome a misunderstanding of Plato’s thought “das eine lange Tra-
dition hat und von ererbten Moralvorstellungen getragen wird” (Stemmer, “Grundriss,” 550); cf.
the discussion of “powerful prejudice” in Altman, The German Stranger, 277–278.
433
Friedrich Nietzsche, Götzen-Dämmerung, “Die vier grossen Irrthümer, §7” as translated in Walter
Kaufmann (ed.), The Portable Nietzsche (New York: Viking Press, 1954), 500. Cf. the rational
Amoralist in Stemmer, “Unrecht Tun,” 518–519.
Plato and Gorgias: Socrates’ Touchstone 337
them. They do them because they tragically fail to understand something about
what they are doing. But in any case, whatever I personally may or may not
find repugnant, the notions of evil persons and evil deeds is entirely absent from
Socrates (that is, from Plato’s earlier dialogues). Indeed, I would be prepared to
argue it is absent from all of Plato’s dialogues, and also absent from Aristotle.
But that is another matter.434
Since we only do the things that are good for us (on analogy with “economic
man”),435 what we “tragically fail to understand” is nothing more than MES,
i.e., the best means to the end of the real good for us given τὰ παριόντα.
By confining us to the choiceless pursuit of this thoroughly ignoble “good,”436
Penner’s attack on choice proves that he has already made his: “It is to the
science of one’s own good, above all others, that Socrates thinks we should
devote ourselves primarily.”437 Conversion, contrition, repentance, punish-
ment, and thus the dire consequences of making the wrong choice can play
no part in “Desire and Power in Socrates.” Hence Penner’s radical solution to
the problem of the Final Myth: “punishment will never be appropriate, only
dialogue.”438
As this claim shows, SP plays a prominent role in Penner’s Socratism
because “the science of one’s own good” is the only one in which we would
never willingly err.439 If we err, we do so involuntarily, and therefore deserve
instruction, not punishment. Since SP first emerges in Protagoras, a full dis-
cussion of its crucial role in Plato’s thought and pedagogy is found in Ascent
to the Beautiful (§4), but both SP and the broader “Paradox of Socrates” will
receive attention in §14, Meno 77b2–78b2 in §15, and some retrospective
remarks on SP will appear in §17. But as Irwin has made clear, the status of
SP in Gorgias is sufficiently problematic that its role in this process must be
mentioned here, especially because the question of choice is central not only
to the brute fact of painful punishment in its Final Myth but to the drama
at the dialogue’s troubled heart, especially if I am anywhere near right in
claiming that Gorgias is itself a painful confession, a product of Plato’s con-
version through soul-searing repentance, and thus of his agonized awareness
that “Callicles”—under the influence of his city, his kinsmen, and his own
434
Penner, “Desire and Power,” 163n17.
435
Penner, “Socrates” 169: “Compare economic man: he too can have an economic motive to err
willingly at any science whatever—except for the science of his own economic good!”
436
Penner, “Socrates,” 167: “It may seem odd, and even offensive, to think of a good person as a
person good at getting his or her own happiness.”
437
Penner, “Socrates,” 169.
438
Penner, “Socrates,” 167n8.
439
This claim emerges with particular clarity when the subject is Hp. Mi.; see especially Penner,
“Socrates on Virtue,” 139–143.
338 Chapter 3
cruel arrogance—had in his “true self”440 always known better, and thus had
voluntarily chosen to do wrong.
The question of whether or not it is possible to do wrong voluntarily is
posed in a transitional passage (509d7–510a5) to which it is now necessary
to turn. This passage is found between the Feigned Dialogue (506c6–507c9)
and the Ad hominem Speech (511c4–513c3), and constitutes part of the dis-
cussion of the most important proposition in the dialogue: that it is worse to
do injustice than to suffer it. Since this proposition has two parts, the renewed
discussion of it is likewise divided into two, and the Ad hominem Speech
itself belongs to its second part: Callicles can only prevent himself from suf-
fering injustice by allowing the city’s power-center to master his innermost
being (513b3–6). The transition to suffering injustice begins at 510a6, and
the intervening discussion (510a6–511c3) is therefore preparatory to the
Ad hominem Speech that completes the discussion. In the same way, “the
Choice Passage” (as 509d7–510a5 will hereafter be called)441 completes the
discussion of how to avoid doing injustice, and roughly speaking the passage
preceding it prepares for the Choice Passage the same way that 510a6–511c3
prepares for the Ad hominem Speech.
The passage between the Feigned Dialogue and the Choice Passage—that
is, 507c9–509d7—is quite complicated, and in order to consider the latter in
context, some further analysis of it is requisite. Two of its parts have already
been mentioned: there is the purely monologic coda to the Feigned Dialogue
(507c9–508b3) with its proliferation of verbal adjectives (see §10) and then
the Vlastos Passage (508e6–509a7). Between the two (508b3–e6), Socrates
brings the discussion back to the doing/suffering injustice dyad (i.e. PP-1),
and indeed the phrase “in the preceding speeches [ἐν τοῖς πρόσθεν λόγοις]”
at 508e6 in the Vlastos Passage refers to PP-1. Moreover, the intervening
passage begins with another backwards-pointing reference to another one of
the Platonic Paradoxes:
Socrates: Those former results [τὰ πρόσθεν ἐκεῖνα], Callicles, must all fol-
low, on which you asked me if I was speaking in earnest [particial form of
σπουδάζειν] when I said that it would be necessary to accuse [κατηγορητέον]
both himself and his son or his comrade if he do any wrong, and that it is for
this that rhetoric must be used [χρηστέον]; and what you supposed Polus to be
conceding from shame is after all true—that to do wrong is worse, in the same
440
Cf. Penner, “Desire and Power,” 199: “My account . . . operates without the whole strenuous
Cornford-Gould-Dodds line that Socrates in this passage holds that wish describes what one
‘really’ wants—what some mythical ‘true self’ wants.”
441
For discussion, see Segvic, “No One Errs Willingly,” 17–19. Despite an awareness of “the playful-
ness with which Socrates takes up the question whether it is δύναμις or βούλησις” (18), she makes
the latter “tremendously difficult to have.”
Plato and Gorgias: Socrates’ Touchstone 339
degree as it is baser, than to suffer it, and that whoever means to be the right
sort of rhetorician must really be just and well-informed of the ways of justice,
which again Polus said that Gorgias was only shamed into admitting.442
442
508b3–c1 (Lamb modified).
443
See Dodds, Plato, Gorgias, 343.
340 Chapter 3
Socrates: But what about the doing (of) injustice [τὸ ἀδικεῖν]? Whether
[πότερον] if he should not wish [βούλεσθαι] to do injustice [ἀδικεῖν], this is
sufficient—for he will not do injustice [ἀδικεῖν]—or also in this case it is neces-
sary to provide oneself with a certain capacity [δύναμις] and art [τέχνη] so that
if he should not learn and practice these things, he will do injustice [ἀδικεῖν]?445
444
Cf. Alcibiades Major, where “running to the aid [βοήθεια]” of one’s friends in war, even if this
results in wounds or death, is καλή (Alc. 115b1–9 and 116a6–8).
445
509d7–e2.
Plato and Gorgias: Socrates’ Touchstone 341
Socrates: And what about doing injustice? If [πότερον] a man doesn’t want to
do injustice, will that be enough, because he won’t do injustice? Or [ἤ] for this
too should he equip himself with some power and craft, since if he doesn’t learn
and practice them he’ll do injustice?448
It will be noted that Irwin finds three questions in the same passage where
I translated only two, and since there are no question marks in the ancient
manuscripts, their existence in the text—in this passage as everywhere else—
depends entirely on modern editorial decisions. Irwin chooses to separate one
question beginning with πότερον from another beginning with ἤ, and it is
interesting to note that if he had applied the same logic to the way Socrates
asks about the first part of PP-1, he would have found three questions there,
not two.449 And the question of how many questions there are in the Choice
446
Interesting in the context of the passage’s relationship to SP is David S. Kaufer, “The Influence
of Plato’s Developing Psychology on his Views of Rhetoric.” Quarterly Journal of Speech 64
(1978), 63–78, on 71; see also Austin, “Corpses, Self-Defense, and Immortality,” 40n14: “The
power or craft necessary for acting justly is unnamed.” Plato has prepared us for this pair and the
problems arising from it at Hp. Mi. 375d8–376a3.
447
Cf. Stauffer, “Socrates and Callicles,” 648–649: “Similarly, after Socrates follows this exchange
by giving long speech urging Callicles not to worry so much about safety and protection but
to devote his attention to virtue (511b7–513c3), Callicles acknowledges that he is moved by
Socrates’ exhortation but says that he is not entirely persuaded (513c4–6). Since Socrates’ speech
stresses that virtue is risky and vulnerable to attack, we may surmise that what keeps Callicles
from fully embracing Socrates’ advice is fear.” The attached note (649n23) makes the valuable
point that “Callicles’ ‘love of the demos’ looks less like true love than fear-bred conformism”; this
is exactly what Socrates counts on Callicles to overcome.
448
509d7–e2 in Irwin, Plato, Gorgias, 88.
449
Irwin, Plato, Gorgias, 87–88 (translating 509d2–5): “Socrates: Does he need power or wish? I’m
saying this. Is it [πότερον] by not wishing to suffer injustice that a man will avoid suffering it, or
[ἤ] by equipping himself with some power for not suffering it?”
342 Chapter 3
Where the comma following “Callicles” stands in both Burnet and Irwin,
I would place a question mark, and follow it by a rest. Apart from the previ-
ously mentioned fact that all question marks in the text depend on editorial
decisions like Burnet’s, the philological reasons for adding one here are as
follows: (1) there have just been two other questions introduced by an initial
πότερον (509d3 and 509d7), (2) whether as the aorist ἀπεκρίνω or the imper-
fect ἀπεκρίνου of the manuscripts, the verb refers to past action, that is, to
what Socrates has already asked Callicles, and (3) the demonstrative τοῦτο is
retrospective, and Plato would have written τόδε if it referred to the question
that follows. And since the imperfect refers to “continued or repeated action
in the past,” the question I am adding—roughly “why haven’t you answered
me that, Callicles?”—validates the well-documented ἀπεκρίνου: Socrates
asks it because Callicles has not only not answered it (for which the aorist
would be adequate, as per Irwin’s translation), but in the pause that precedes
the new question—the silence that makes it necessary for Socrates to ask it—
Plato expects us to hear that Callicles is continuing not to answer it:
Socrates: But what about doing injustice? Whether if he should not wish to do
injustice, this is sufficient, for he will not do injustice, or in this case also is it
necessary to provide oneself with a certain capacity [δύναμις] and art [τέχνη] so
that if he should not learn and practice these things, he will do injustice? Why
haven’t you been answering this very thing [αὐτό γε τοῦτο] for me, O Callicles
[τί οὐκ αὐτό γέ μοι τοῦτο ἀπεκρίνου, ὦ Καλλίκλεις]?451
450
Irwin, Plato, Gorgias, 88 (translating 509e2–7).
451
509d7–e3.
Plato and Gorgias: Socrates’ Touchstone 343
is unnecessary, for a sensitive reader can see that even if there is only one
unanswered question here, it deserves an answer from someone. The signifi-
cance of the New Question is primarily pedagogical: Plato is emphasizing the
unanswered question that precedes it—and the combination of αὐτό and γε in
αὐτό γε τοῦτο gives it a doubled emphasis—as unanswered; and I am claim-
ing that he is thereby challenging the reader to answer it, just as Socrates is
challenging Callicles to do so. Callicles won’t, so the question is: will you?
Insofar as you do not do unjust actions, is that because you choose not to
do them or because you have learned and practiced an art or power without
which you would? The Choice Passage is about this very simple choice, and
that means that Plato is doing his best to compel you—the New Question
being as close to this compulsion as he can get as a writer of dialogues—to
make a choice about choice.
At the very least, you need to consider why Callicles does not answer.
Is it, for example, because he would be refuted if he did? Beginning with
Protagoras, this is the usual reason that Socrates’ interlocutors fall silent (cf.
Prt. 360d6) but it is difficult to see that motive in operation here. Is it because
he sees that it would be absurd to answer this question about PP-1 with the
same answer he was so prompt to give in the case of how to prevent suffering
injustice, that is, because it is obvious that it is by choosing not to do injustice
that we don’t do it? Or does he foresee that by answering this question the
same way he answered the other, he will be confirming an SP-basis for the
necessary δύναμις and τέχνη, as the sequel suggests?
Without assuming that you have answered the unanswered question either
for yourself or even for Callicles, it is worthwhile to attend to the answer
Dodds attributes to Plato before offering my own:
The answer to Socrates’ question at 509d7 is surely that the good will is not
enough to save us from wrongdoing; if it were, no one would do wrong, since
we all at bottom will the good. We therefore need a δύναμις and a τέχνη. The
452
509e3–510e5; this brings the Choice Passage to its conclusion.
344 Chapter 3
δύναμις is not a material power but the capacity to understand our true inter-
est; the τέχνη is the Platonic ‘moral science’ which enables us to distinguish
between ‘good’ and ‘bad’ satisfactions (500a6, 503d1). Plato does not in the
Gorgias further expound the content or methods of this τέχνη: it is sufficient for
his purpose to show that a certain kind of τέχνη is required, and that politics, in
the Calliclean sense, is not such a τέχνη.453
453
Dodds, Plato, Gorgias, 343.
454
As on my account it is intended to be; see Plato the Teacher, 147–148.
Plato and Gorgias: Socrates’ Touchstone 345
Academy, continuing through the readers of his dialogues, and—at least for
the present—ending with you. For the first time in the ROPD, Plato really is
concerned with “Plato’s Development” but even here, as always, only with
an eye to our own academic progress. Along the Longer Way, he is going
to place before us the choice to practice Justice by returning to the Cave; he
prepares us for that choice in Gorgias by compelling us to realize that doing
injustice is likewise a choice. It is the choice that Socrates places before Cal-
licles, and Callicles became Plato because he made the right one, and began
making it in the silences on either side of the New Question. Despite Melos,
being unjust is not a law of nature, and not even for a well-born Athenian—
handsome, tall, and brilliant; a kinsman of Critias and Charmides to boot455—
is it anything but a bad and above all an ugly, base, and lowbred choice.
Staged in the context of PP-1, the Choice Passage asks us to reflect on
whether it is by βούλησις or a δύναμις-τέχνη that we avoid doing injustice.
Thanks to the pause that precedes the New Question, and then by the pause
that follows it, we have therefore already been challenged to think about our
own answer before we encounter the one Socrates proposes when he refers
to SP in Penner’s Passage, an answer that Callicles refuses to challenge.
Of course Callicles was not always so compliant: he breaks into the dialogue
demanding to know whether Socrates has been serious or playing around by
proposing PP-4, the passage to which it is now time to turn. In considering
this passage, my ongoing claim will be that Callicles is right to ask his Ques-
tion because Socrates’ purpose in articulating PP-4 is to provoke exactly the
kind of objection he gets. Socrates is serious about provoking a response but
he provokes it by playing around, that is, by the deliberate and provocative
use of falsehood. In the Choice Passage, Plato applies the same technique to
the reader that Socrates uses to provoke Callicles’ Question.
Socrates provokes Callicles’ Question with a series of claims about the
way one should treat one’s enemy, and a list of those claims leaves no doubt
that their combined purpose is to provoke. One must defend one’s enemy by
word and deed as his lawyer would, helping him to avoid being called into
court or, if charged, helping him to secure acquittal (480e7–481a3). Whatever
one’s enemies have acquired through injustice, one must help them to keep
it and then to spend it on themselves and their friends (481a3–5). Not only
must we do our utmost to help our enemy avoid the death penalty, particu-
larly if he deserves it (481a5–6), but we must—shifting from lawyer to doc-
tor—do everything we can to prolong his life as long as possible. And as if
all that were not enough, we must help him to acquire what only a god can
bestow: immortality (481a6–b1). Immunity from prosecution, untrammeled
455
See Plato the Teacher, §15, especially 161–162.
346 Chapter 3
enjoyment of riches unjustly gained, and the longest possible life are the
things Socrates claims we must secure for our enemy, but not because we
love him but because we wish to harm him (κακῶς ποιεῖν at 480e6).
Apart from the claims themselves and thus the well-deserved response
they provoke, there are two other good reasons to think that Socrates is
“playing around [παίζων]” while describing PP-4. The first of these can be
famously found in Republic 1 although introduced, less famously, in Cleito-
phon (Clt. 410a7–b3): there, Socrates will claim that a just man should never
harm his enemy or anyone else (R. 335d12–13). In the argument he uses to
establish this claim (R. 335a6–c7), he will identify “to harm” (βλάπτειν at R.
335a9–b5) as making someone more unjust (R. 335c7), whereas the common
purpose of the claims Socrates makes in PP-4 is to harm (i.e., κακῶς ποιεῖν)
one’s enemy by contriving by any available means (παντὶ τρόπῳ at 480e8)
that he remains unjust with impunity for as long as possible.456 Plato makes
it impossible to overlook this contradiction because the critical phrase κακῶς
ποιεῖν that Socrates uses in PP-4 then appears three times in the argument
with Polus in Republic 1 (R. 332d7, 334d4, and 335a8), and in the third of
these, it is made synonymous with βλάπτειν (R. 335a8–9). The important
point, then, is that Socrates tells us in Gorgias how to do what he tells us no
just man ever does in Republic. This is not a case of “Plato’s Development,”
but of his basanistic pedagogy: we are being challenged to object—as Cal-
licles does with his Question—and we don’t need to have read Republic to
realize that there is something amiss with PP-4 even though it will eventually
confirm that there is.
Gorgias itself provides a second reason for regarding PP-4 as an example
of Platonic “play.” The passage reaches an acme of provocative absurdity
with the discussion of immortality, when Socrates claims that in order to
do the utmost harm to one’s enemy, one must ensure that he lives as long
as possible, preferably forever, with an unjust soul. The problem here is not
inter- but intra-textual: in addition to being farcical on its face, the reasoning
behind this particular kind of κακῶς ποιεῖν contradicts the Final Myth. David
Sedley puts it as follows: “Earlier in the dialogue Socrates has in fact indi-
cated his assumption that the sufferings of the incurably bad end with their
death [the attached note cites 480e5–481b1], an assumption which seems
flatly incompatible with the eschatological myth of the Gorgias.”457 While
456
Cf. Babut, “ΟΥΤΟΣΙ ΑΝΗΡ,” 74.
457
Sedley, “Myth, Punishment and Politics,” 68; the passage continues in the next note. See also
George Kimball Plochmann and Franklin E. Robinson, A Friendly Commentary to Plato’s Gorgias
(Carbondale and Edwardsville: Southern Illinois University Press, 1988), 369–70n18.
Plato and Gorgias: Socrates’ Touchstone 347
After all, at 481a-b he [sc. Socrates] seems to have shown that he thinks
injustice dies with its possessor—which is precisely what the myth suggests it
doesn’t do. (Socrates was arguing back then, however jocularly, that if you are
going to do harm to anyone, one of the things you should do is to make sure, if
they are unjust, that they will live as long as possible.)459
Socrates: in every way it must be provided, both by acting and speaking, how he
[sc. the enemy] should not pay the penalty nor come before the judge [ὁ δικαστής],
or if he does, it must be contrived [μηχανητέον] how the enemy should not pay the
penalty, or if he has stolen much gold, he must not return it, but keeping it, he must
disburse it, unjustly and godlessly [ἀδίκως καὶ ἀθέως], to himself and to those who
are his, and if once again he has done injustice worthy of death, how he shall not
die, preferably never; rather he will be immortal, being villainous, but if not, how
he will live the longest time, being of such a kind.460
Naturally the word δικαστής appears in the Final Myth, and does so repeat-
edly (523b4, 523d1, and 524d8). But the unusual phrase ἀδίκως καὶ ἀθέως
appears there only once (immediately before the return of δικασταί at 523b4),
the only other time it appears in Gorgias:
Socrates: This, then, was a law concerning human beings under Kronos, and
always, even now it is among gods: that whoever among humans, on the one
hand [μέν], justly [δικαίως] having passed his and piously [ὁσίως], when he
would die, departed for islands of the blessed to dwell in complete happiness
[ἐν πάσῃ εὐδαιμονίᾳ] beyond evils [ἐκτὸς κακῶν], but [δέ] the one having done
458
Sedley, “Myth, Punishment and Politics,” 68: “Readers thus face a choice. They can if they wish
take that same assumption to be in play, and thus interpret the description of afterlife punishment
and reward as purely symbolic. Alternatively, looking ahead to Plato’s later dialogues, they can
take the earlier assumption to be not superseded by the myth, so that afterlife punishment and
reward has become part of the myth’s true content. The choice between these two options is, it
seems to me, underdetermined by the text.”
459
Rowe, “A Problem,” 35; cf. Plato and the Art, 152.
460
480e8–481b5.
348 Chapter 3
so unjustly and godlessly [ἀδίκως καὶ ἀθέως] goes to the prison of both punish-
ment and justice [τὸ τῆς τίσεώς τε καὶ δίκης δεσμωτήριον] which indeed they
call “Tartarus.”461
Here then is a flat contradiction in both letter and spirit, and my claim is that
Plato is forcing us to choose between the ostentatious absurdity and moral
bankruptcy of PP-4, on the one hand, and the unknowability of what awaits us
after death—fear-inspiring if we have chosen not to live δικαίως and ὁσίως—
brought vividly to life in the Myth, on the other.
And morally bankrupt PP-4 unquestionably is, and intentionally so, prefig-
uring through antithesis the choice for Justice we will be asked to make on
the Longer Way:
Almost as long as the Golden Sentence, and separated from it only by 480d6–
e4, what makes PP-4 remarkable is how objectionable Plato expects us to find
it. It is not only that no just man would harm another (from κακῶς ποιεῖν to
βλάπτειν), as per Republic 1, or even that no action of ours can prevent an
unjust man from coming face to face—or rather soul to soul (523e2–6)—with
either one δικαστής or two (cf. 523e8–524a7) if the Myth is anything like
true. What makes PP-4 morally bankrupt is that it negates the choice Plato
461
523a5–b4.
462
480e5–481b5. L. P. Gerson, “Platonic Dualism.” Monist 69, no. 3 (July 1986), 352–369, situates
this passage in the context of a univocal vs. a dative-bound “good” on 357–358, beginning with:
“The crucial premise in this argument is the conflation of ‘good’ and ‘good for someone.’ Why
does Plato believe that if an action such as punishment is good then it is good for the person who
happens to experience it? If ‘good’ names a Form, then for Plato ‘good’ is univocal.”
Plato and Gorgias: Socrates’ Touchstone 349
463
On Cicero, De officiis, 1.28, see Altman, Cicero’s Revival of Platonism, 84–87; cf. Sachs, “A
Fallacy,” 142–144.
464
Kahn, Plato and the Socratic Dialogue, 117n20.
350 Chapter 3
Consider PP-1 in the relation to the Good and the Beautiful. With respect
to ἀδικεῖν, Socrates’ position is clear, and he states it succinctly while antici-
pating his trial and death: it will be a villain (πονηρός at 521b5) killing a
good man unjustly, “and if unjustly [ἀδίκως], basely [αἰσχρῶς], and if basely,
badly [κακῶς]” (521c1–2). The ascent to the Beautiful precedes the ascent
to the Good in the ROPD for reasons that Plato allows first Alcibiades and
then Polemarchus to illustrate: even if “good” is construed as what benefits
me, there is no way that committing injustice is beautiful (474c7–8; cf. Alc.
115a6–10). As for the one who refrains from acting unjustly (ἀδίκως), we
can hardly claim that he does so either εὖ—unless the passive sense of εὖ
πράττειν, which requires us to do nothing, is deemed adequately “just”—or
καλῶς, but certainly the latter does not apply.
But what are we to say about ἀδικεῖσθαι, the second half of PP-1? To suffer
injustice cannot be a good thing for us, but can it ever be noble? The answer,
made conspicuous by its negation in PP-4, is obvious: the one who suffers
injustice for the benefit of others acts καλῶς. As for the Good, it is what
breaks us free from the αὐτός we are basanistically enjoined to protect by
εὐλαβητέον in PP-4 (480e6–7), inspiring us to ascend from what is merely
good for us—as suffering injustice can never be shown to be—to the Idea of
the Good, in the light of which we see that the one who acts καλῶς likewise
acts δικαίως, and that only those who do so can be said to εὖ πράττειν.
Given the role εὖ πράττειν plays in Platonic pedagogy, it is important to
make my response to its various meanings absolutely clear. In general, the
difference between the passive and active uses of εὖ πράττειν prepares the
reader for distinguishing the Shorter from the Longer Way. In the eudae-
monist Shorter Way, εὖ πράττειν (passive) is identified as the end in accor-
dance with TEA; right action is the means to securing happiness (“faring
well”), and by exploiting the active/passive ambiguity of the phrase, “doing”
and “faring well” can be made to seem the same.465 But as “right action” or
“doing well,” εὖ πράττειν (active) need not be moral—the great service of
the most radical Socratists is their insistence on just this point—that means
it can only be equated with καλῶς πράττειν by means of deliberate fallacy
(Alc. 116a6–b5).
Introduced in Alcibiades Major as the correct descriptor for courage as
noble-beautiful-admirable (ἀνδρεία as καλή at Alc. 115b5–7) and made vis-
ible there as coming to the aid of friends in war even when that results in
465
Cf. Laszlo Versényi, Socratic Humanism, 81: “It is important to hold on to this identification of
the good with what leads to long-term satisfaction, well-being, or happiness because this gives us
an empirical criterion of the good and because this alone [N. B.] explains the fundamental Socratic
conviction concerning the inseparability of well-doing and well-being (eupraxia in both senses of
the word).” The contextual references to both Smp. and Christianity (80–81) are revealing.
Plato and Gorgias: Socrates’ Touchstone 351
466
If, that is, a universe whose center is “happiness as the good for us” can in fact be called “moral,”
the Shorter Way indicates Plato’s refusal to assert that this is the case.
467
It is the relegation or reservation that helps underwrite the metamorphosis of death; in Alcibiades
Major, Socrates leaves unchallenged the claim that death is κακόν so that incurring death for the
sake of friends can be καλή (Alc. 115e6–7).
468
Cf. Simonides’ epitaph for the soldiers who saved Hellas at Plataea in the Greek Anthology
(7.253): “If to die nobly [τὸ καλῶς θνήσκειν] is the greatest part of virtue, then to us, beyond all
others, chance has allotted this.” Cf. ὁ δὲ [Plato is referring to Dion] πειθόμενος τέθνηκεν καλῶς
(Ep. 334e1) followed by (Ep. 334e1–3): “Thus the striving for the noblest things, both for himself
and for his city, suffering [πάσχειν] whatever he may suffer, is completely right and noble [τὸ
γὰρ τῶν καλλίστων ἐφιέμενον, αὑτῷ τε καὶ πόλει, πάσχειν ὅτι ἂν πάσχῃ, πᾶν ὀρθὸν καὶ καλόν].”
469
Cf. Kahn, “Unity of Virtue,” 34: “It is the philosophic virtue of Socrates that Plato has in mind
throughout, from the Protagoras to the Republic.”
352 Chapter 3
inspire us to recollect it for ourselves. This is why Meno will mediate the path
between Gorgias and Republic.470
Indirectly in PP-4, Plato challenges us to remove “self” from the center of
the moral universe more directly in Gorgias by redefining political activity
as making others better:
Just as Meno will explain the theoretical basis of the kind of pedagogy Plato
is using in Gorgias, so too will it justify Socrates’ claim that he may well
be the only one in Athens “to put my hand [ἐπιχειρεῖν] truly to the political
art [πολιτικὴ τέχνη] and to do the political things [πράττειν τὰ πολιτικά]”472
when he explains there that the only πολιτικός worthy of the name is the
one who is able to make another a πολιτικός (Men. 100a2), and that means
a statesman willing to serve (θεραπεύειν) others, to perform a good deed
(εὐεργεσία) that bestows a benefit (ὄφελος) on them.
In Gorgias, Plato tells the story of how he became a πολιτικός, and thus of
how Socrates made him better. And when read as a school-text, as I am claim-
ing that all the dialogues should be, Gorgias has the same purpose relative to
us that its Socrates has to Callicles, The erotic dimension of Platonic peda-
gogy is never more intimate than when we realize that just as Callicles was
470
In commenting on the refutation of Polus (473d3–475e6), a similar point is made eloquently by
Richard McKim, “Shame and Truth in Plato’s Gorgias” in Charles L. Griswold Jr. (ed.), Platonic
Writings, Platonic Readings, 34–48 (New York: Routledge, 1988), on 48 (last word): “Thus
Plato throws down the gauntlet: of course you can detect logical flaws in the argument—I, Plato,
planted them there for detection—but can you honestly contend that you need logical arguments
for Socrates’ beliefs? Can you honestly deny that, like his answerers, you already share them so
deeply that they beggar the power of logic? Like his protagonist, Plato is certain that we cannot,
and he deploys his dramatic powers to imbue us with the belief that Socratic morality is grounded
so deeply in us that its truth is beyond argument.”
471
513e5–514a3 (Lamb modified).
472
521d6–8; on the translation of ἐπιχειρεῖν, see David Levy, “Technē and the Problem of Socratic
Philosophy in the Gorgias.” Apeiron 38, no. 4 (December 2005), 185–227, on 220–221, and Shaw,
“Socrates and the True Political Craft,” 188–189. On my account, the obvious and literal meaning
of ἐπιχειρεῖν is fully justified: since Plato is the proof that Socrates is the true πολιτικός by the
Meno-standard, “to attempt” will only cease to be appropriate when we are sure that Socrates has
been successful in the case of Callicles, the very thing of which Plato’s eloquent Socrates must
remain unsure in Grg.
Plato and Gorgias: Socrates’ Touchstone 353
the touchstone of Socrates, so too are you now Plato’s touchstone. Regard-
less, however, of whether you will allow yourself to benefitted and chastened,
as Socrates challenged Callicles to be (505c3–4), to πράττειν τὰ πολιτικά in
the Socratic sense means benefiting others in contempt of the implications
this practice has for the politician’s own “pursuit of happiness.”
Socrates: And now, O best of men, since you are yourself just beginning to do
the city’s business [πράττειν τὰ τῆς πόλεως πράγματα] and you are summon-
ing [παρακαλεῖν] me and reproaching me because I am not doing it [πράττειν],
will we not examine one another, as in: who has Callicles already made better
[βελτίω ποιεῖν] among the citizens? Does there exist someone who was previ-
ously villainous [πονηρός], unjust, licentious, and senseless, who through Cal-
licles has become admirable and good [καλός τε κἀγαθός], whether stranger or
citizen, bond or free?473
Socrates: Tell me, if someone examines you in these terms, Callicles, what
will you say? What human being will you claim to have made better [βελτίω
ποιεῖν] by your intercourse [τῇ συνουσίᾳ τῇ σῇ]? Do you shrink from answer-
ing, if there really is some accomplishment of yours [τι ἔργον σὸν] while still in
473
515a1–7 (Lamb modified).
474
Plato introduces the combination of the two with the frontiersman of Euthd. 305c6–d2; see §7.
354 Chapter 3
Socrates: But it is not from contentiousness [φιλονικία] that I ask you this, rather
as truly wishing to know in what manner you think it is necessary to engage in
politics [πολιτεύεσθαι] among us. Or is it, then, from a concern for anything
else regarding us that you are entering upon the city’s business [τὰ τῆς πόλεως
πράγματα] than how we citizens might be the best possible [ὅτι βέλτιστοι οἱ
πολῖται ὦμεν]? Have we not already agreed many times that this is what it is
necessary for the political man [ὁ πολιτικὸς ἀνήρ] to do [πράττειν]? Have we
admitted it or not? Answer [ἀποκρίνου]! We have: I will answer for you.476
Socrates here uses πολιτεύεσθαι as a third way to describe the life to which
Callicles is ostensibly summoning him, that is, to πράττειν τὰ τῆς πόλεως
πράγματα. My claim is that beginning with Protagoras,477 this is the life
which the πολιτικὸς ἀνήρ I call “Plato the Teacher” has been preparing his
students to lead, albeit on the condition that they no longer regard leading
that life as a means to their own good. The philosopher’s life is better than
the active political life, and if we are guided solely by our own pursuit of the
GoodE—seeking to dwell ἐν πάσῃ εὐδαιμονίᾳ ἐκτὸς κακῶν—we would never
475
515a7–b5 (Lamb modified).
476
515b6–c4 (Lamb modified).
477
See Ascent to the Beautiful, §1.
Plato and Gorgias: Socrates’ Touchstone 355
undertake the dangerous task of doing our utmost best to see that οἱ πολῖται
are ὅτι βέλτιστοι.
“‘For the fact is, dear friend,’ said I, ‘if you can discover a better way of
life than office-holding for your future rulers, a well-governed city becomes
a possibility’” (R. 520e4–521a2). Plato’s solution to the problem of which
of these two lives it is necessary to live (500d2–4) is a synthesis of Socrates
and Callicles, and the philosophical evidence for CPH—Gorgias contains the
literary evidence for it by revealing ὁ πολιτικὸς ἀνήρ as Socrates’ ἔργον—is
this great sound-bite from Plato’s Republic. Honoring the φιλονικία of both,
the synthetic solution of the just philosopher’s return to the Cave of political
life—only possible for those whose ascent to the GoodT has allowed them
to transcend the GoodE—allows both Socrates and Callicles to win, and the
violet-crowned city where the helmeted goddess of wisdom holds aloft a war-
rior’s spear therefore wins as well. Whether we too will win depends entirely
on us, but if at the end of Gorgias we are certain that Callicles will remain
obstinate in his unpersuaded and paleo-Nietzschean silence, then Plato,
Socrates, and Athens will have lost along with us.
Not surprisingly, the terms of the win-win compact between Socrates and
Callicles that will produce Plato the Teacher are spelled out most clearly in
the dialogue’s peroration. Accomplished orators reserve for the conclusion
their most compelling arguments, and particularly when we know in advance
that a speech has succeeded, we owe its last words especial scrutiny. The fact
of its success is its existence; such is the interpretive fruit of CPH. While
reviewing the four “Platonic Paradoxes” and explaining what makes the Final
Myth a λόγος, the last page of Gorgias—once again under the aegis of “the
medium is the message”—reveals how Socrates succeeded, and likewise
what his success still means for us.
Since the speech that begins with κατέβην will naturally be his greatest, it
is therefore in the peroration of Plato’s second greatest political speech that
rhetoric is redeemed, and placed in the service of Justice. The capital “J” of
the Longer Way is necessary because it is Justice that resolves the differences
between Callicles and Socrates, not the internal, inactive, and self-absorbed
harmony of the Shorter Way’s justice, anticipated in the Feigned Dialogue.
Justice succeeds in placing the φιλονικία and ἔρως of the one in the active
service of the other. By making philosophy the necessary prerequisite for
πράττειν τὰ τῆς πόλεως πράγματα and thus preparing the reader for the sub-
lime moral of the Cave—that the political life must be chosen in the light of
the GoodT precisely because it is not to the advantage of the philosopher who
chooses it, and therefore does not conduce to SB or securing for oneself the
GoodE—it is in the peroration of Plato’s Gorgias that rhetoric and Justice
become one, and it is in the silence that follows it that Callicles became Plato.
356 Chapter 3
478
Cf. Dodds, Plato, Gorgias, 385.
Plato and Gorgias: Socrates’ Touchstone 357
the Beautiful that Socrates ὁ καλός kindled in him by living and dying in
accordance with Justice.479
Of the six sentences between συμφέρων and Socrates’ final ὦ Καλλίκλεις
(527e7), the first is the longest, and for purposes of discussion it will be
divided into five parts. But despite its complexity, this sentence has a single
purpose—to remind us of all four “Platonic Paradoxes”—and it is worth
quoting it first as a whole in order to make that purpose plain:
Socrates: But among the many statements we have made, while all the rest are
refuted this one alone is unshaken—that doing wrong is to be more carefully
shunned [εὐλαβητέον; cf. PP-4] than suffering it [i.e., PP-1]; and above all for a
man it is necessary to take care not to seem to be good but to be so both in pri-
vate and in public; that if one becomes bad in any respect one must be corrected;
that this is good in the second place, next to being just, to become so and to be
corrected by paying the penalty [i.e., PP-2]; and that every kind of flattery, with
regard either to oneself or to others, to few or to many, it is necessary to flee;
and it is necessary thus to make use of [χρηστέον; cf. PP-3] rhetoric and every
other practice as well: toward the just always.480
While the references to PP-1 and PP-2 are obvious, the allusions to PP-3
and PP-4 are subtler, depending on the two verbal adjectives εὐλαβητέον
and χρηστέον, both appearing here for only the second time in the dialogue.
The latter appeared after the coda to the Feigned Dialogue at 508b7, when
Socrates referred back to what had provoked Callicles’ Question, combin-
ing a claim about how “it is necessary to use” rhetoric with κατηγορητέον,
another verbal adjective meaning “it is necessary to accuse” (508b3–7;
quoted above). The verb χρῆσθαι is also used in PP-3 itself (480d4).
The link between εὐλαβητέον and PP-4 is more direct since 480e7 is the
only other place where is appears. But if more direct, the allusion is also sub-
tler, since it is used to make the opposite point, a contrast that supports my
claim that Plato expected us to recognize the deliberate falsehood to which
it was attached the first time. There, Socrates claimed that suffering injustice
“must be carefully shunned” when oneself (αὐτός at 480e6) is the victim; in
the peroration, it is used in connection with PP-1:
Socrates: But among the many statements [ἐν τοσούτοις λόγοις] we have made,
while all the rest are refuted this one [ὁ λόγος] alone is unshaken—that the
479
Note that it is ἔρως that uniquely connects Socrates and Callicles (481c5–d5), and thus not the
universal desire for happiness that emerges in the Eudaemonist Shortcut (Smp. 205a5–b3); cf.
Thomas L. Pangle, “Plato’s Gorgias as a Vindication of Socratic Education.” Polis 10 (1991),
3–21, on 19: “Socrates makes it clear from the outset that he and Callicles are kindred spirits inas-
much as both are erotic men.” Plato has prepared us to recognize the pedagogigical significance
of ἔρως; cf. Am. 133a1–b6 and Euthd. 300c1–d7.
480
527b2–c4.
358 Chapter 3
Singling out PP-1 as the single unshakeable (or at the very least, the first and
most important) λόγος among such a large number of other λόγοι, and sol-
emnizing its two components with the definite article (τὸ), Socrates reverses
the application of εὐλαβητέον: linked to ἀδικεῖσθαι in PP-4 (480e7), it is now
applied to τὸ ἀδικεῖν. This reversal signals the transition between the Shorter
and the Longer Ways, that is, between advantageous self-regard and a life-
threatening regard for others. This is the first time self-protection as an end in
itself is rejected in the peroration, albeit at first only implicitly. The sentence
continues:
Socrates (cont.): and above all for a man it is necessary to take care [μελετητέον]
not to seem to be good [οὐ τὸ δοκεῖν εἶναι ἀγαθὸν] but to be so [τὸ εἶναι] both in
private and in public [καὶ ἰδίᾳ καὶ δημοσίᾳ];482
The second part of the long first sentence uses μελετητέον to break new
ground: here Plato is not pointing back to what has occurred in Gorgias but
pointing forward to Republic. To be sure there was a hint of the crucial dis-
tinction between “what is” and “what [merely] seems to be” in the run-up to
the doubled four-part analogies (464a3–4), but here, once again solemnized
by the direct article, τὸ εἶναι and τὸ δοκεῖν not only introduce the dyad
around which Republic 1 is constructed,483 but provide the first indication of
Parmenides’ ontology since Symposium.484 More obviously, however, this
passage prepares for the quotation from Aeschylus in Republic 2, where
Glaucon and Adeimantus will withhold the Myth-dependent rewards of the
afterlife (R. 363d6–e3) from the “simple and well-bred man” who would
rather be good than seem to be so (R. 361b5–8). Indeed the claim that we
should choose to be just even though seeming to be unjust, in preference to
seeming to be just while actually being unjust (R. 361c1–d3) might well be
added as a fifth Platonic Paradox.
This man, who will face a formidable array of disadvantageous evils in
Glaucon’s vivid account (R. 361e4–362a2), is the philosopher who returns
to the Cave, already imaged in both Charmides and Gorgias as Doctor
Socrates, shouted down and condemned to death in the latter by his juvenile
481
527b2–5 (Lamb modified).
482
527b5–6 (Lamb modified).
483
Kahn, Plato and the Socratic Dialogue, 342–343; cf. 69. See also Charles H. Kahn, Essays on
Being (Oxford: Oxford University Press, 2009), 197, on Prt. and Smp.
484
Cf. John Palmer, Parmenides and Presocratic Philosophy (Oxford: Oxford University Press,
2009), 334.
Plato and Gorgias: Socrates’ Touchstone 359
δικασταί (522a6–7; cf. 522d8–e1). But apart from the fact that the doctor will
be hauled into the court (δικαστήριον at 522b4) and a passing reference to
“speaking bitter words in either private or public capacity [ἢ ἰδίᾳ ἢ δημοσίᾳ]”
(522b8–9), there is no indication that he is anything but a private citizen; the
way that phrase is modified here (καὶ ἰδίᾳ καὶ δημοσίᾳ) is the first indication
in the peroration that the return to the Cave will require the philosopher to
live the (infinitely inferior) political or public life. As already indicated, it
is the stern requirements of Justice that will create the win-win synthesis of
Socrates and Callicles.
Socrates (cont.): that if one becomes bad in any respect one must be corrected
[κολαστέον]; that this is good in the second place, next to being just [τὸ εἶναι
δίκαιον], to become so [τὸ γίγνεσθαι] and to be corrected by paying the penalty
[διδόναι δίκην];485
The third part of the first sentence returns to the familiar ground of PP-2
but nevertheless continues to point the way forward to Republic. Not since
the discussion of Simonides in Protagoras has there been so clear an allusion
to the difference between Being and Becoming, here suggested (and once
again solemnized) as τὸ γίγνεσθαι and τὸ εἶναι (cf. Prt. 340b4–5). By join-
ing διδόναι δίκην with what it is to be just (τὸ εἶναι δίκαιον), the reader is
prepared for Republic 1, where the subject of justice arises from Cephalus’
myth-inspired fears. But what Cephalus fears will happen there, Socrates
claims must happen here: hence κολαστέον, the third of five verbal adjectives
in the sentence. The fourth (φευκτέον) quickly follows:
Socrates (cont.): and that every kind of flattery [κολακεία], with regard either
to oneself or to others, to few or to many, it is necessary to flee [φευκτέον];486
485
527b7–c1 (Lamb).
486
527c1–3 (Lamb modified).
360 Chapter 3
Socrates (cont.): and it is necessary thus to make use of [χρηστέον] [the practice
of] rhetoric—to point to the just always [ἐπὶ τὸ δίκαιον ἀεί]—and every other
action [πρᾶξις] as well [καὶ τῇ ῥητορικῇ οὕτω χρηστέον ἐπὶ τὸ δίκαιον ἀεί, καὶ
τῇ ἄλλῃ πάσῃ πράξει].488
With χρηστέον as its fifth verbal adjective, the sentence comes to its trium-
phant end, pointing to τὸ δίκαιον as the τέλος not only of rhetoric, but also
of every other πρᾶξις. In the beautiful phrase “toward the just forever [ἐπὶ τὸ
δίκαιον ἀεί],” Plato has created a manifesto, a credo, and a memorable sound
bite, but he is best understood as making use of rhetoric in order to put rheto-
ric in its proper place. The fact that Socrates’ account of justice in Republic
4 will be developed step-by-step, by process of elimination, magisterially,
systematically, and without any ostentatious use of rhetoric, does not give it
greater authority than what we find in Gorgias but rather less. It is because
Justice is both Beautiful and Good—with the latter now beginning the ascent
to its post-eudaemonist form or Idea—that rhetoric must necessarily become
its handmaiden, and that for three reasons. If rhetoric had not been applied to
us, we could not have been persuaded to subordinate self-protection and self-
interest to Justice, and without mastering it ourselves, we could never per-
suade anyone else to do so. And finally, since Justice is political, philosophers
will need rhetoric in the Cave. Gorgias is closer to Justice than the Shorter
Way precisely because its message is mixed, but in ἐπὶ τὸ δίκαιον ἀεί, Plato
is finally giving it to us straight.
487
As in Edmunds, “Whips and Scars,” 178.
488
527c3–4 (Lamb modified).
Plato and Gorgias: Socrates’ Touchstone 361
happy [future of εὐδαιμονεῖν] both living and having died, as this account [ὁ
λόγος] signifies.489
Having made the proper use of persuasion obvious with ἐμοὶ οὖν
πειθόμενος, Plato now leads us to dizzying heights, filling us with confusion
and wonder. For where is the ἐνταῦθα that we have just now reached, and
to what discourse does ὁ λόγος refer? The context suggests that Socrates is
referring back to the previous sentence, where he used ὁ λόγος to review the
Platonic Paradoxes. But the reference to posthumous happiness suggests that
ὁ λόγος here includes the Myth, and if so, are we then to understand ἐνταῦθα
in terms of the “here/there [ἐνθάδε/ἐκεῖ]” distinction, with the future of
εὐδαιμονεῖν pointing to the latter as well? One thing is clear: Plato is no lon-
ger using verbal adjectives to express “what must be done”; with ἀκολούθη-
σον, he shifts to the imperative. Hoping that we will understand where we
now are, let’s first do as he says:
Socrates: And allow [καὶ ἔασον] whoever it might be [τις] to condemn you
[καταφρονεῖν] as a fool and to bespatter you with filth [προπηλακίζειν] if he
chooses; yes, by Zeus, and with you, sir, undaunted [σύ γε θαρρῶν], to smite
you [πατάσσειν] with that dishonorable stroke, for you will suffer [future of
πάσχειν] nothing terrible if in reality [τῷ ὄντι] you should be noble and good
[καλὸς κἀγαθός], practicing virtue [ἀσκεῖν ἀρετήν].490
In response to these riches, the first point to make is perfectly pedestrian: the
presence of ἔασον, a second imperative to match the previous ἀκολούθησον,
coupled with the fact that it follows the conjunction καί, suggests that this is
not, pace Burnet, a separate sentence but rather the continuation of the previ-
ous one. Making this editorial change has the advantage that it allows us to
explicate the meaning of the prior ἐνταῦθα and ὁ λόγος in relation to what is
found here.
As already indicated, the verb προπηλακίζειν is found in the concluding
sentence of the Myth (526e1–527a4), where it is now Callicles who may
well suffer ἐκεῖ the same kind of mistreatment at the hands of some name-
less τις to which Callicles had earlier claimed that Socrates has exposed
himself ἐνθάδε.491 Where does that leave us then? With the future of πάσχειν
now matching the future of εὐδαιμονεῖν, Plato seems to be telling us that
we will be happy there even if we are on the receiving end of καταφρονεῖν,
προπηλακίζειν, and πατάσσειν here, and if so, this commits us to the Myth as
ὁ λόγος, glossing the previous ἐνταῦθα as ἐκεῖ. I propose a sterner alternative,
489
527c4–6 (Lamb modified).
490
527c6–d2
491
Although the verb πατάσσειν is new, it is obviously a synonym for τύπτειν at 527a3.
362 Chapter 3
Socrates: And after thus having practiced [sc. ἀρετή] together [κοινῇ ἀσκεῖν],
then at last [τότε ἤδη], if it should seem to be requisite [ἐὰν δοκῇ χρῆναι], we
will apply ourselves to political things [ἐπιθησόμεθα τοῖς πολιτικοῖς], or what-
ever kind of thing seems [best] to us, then [τότε] we will consult, being better
[able] to consult than now [ἢ νῦν].493
Having used the future tense to describe the consequences of obeying his
two imperatives in the previous sentence(s), Plato now uses a single future
verb to point us forward to the Longer Way. Replacing and indeed reversing
the sequence of an abuse-ridden ἐνθάδε with a placid and rewarding ἐκεῖ,
this sentence perfectly describes the relationship between the Academy and
the political life it is preparing us to lead. Starting from a νῦν of ill-educated
ignorance, we enter Plato’s school in order to ἀσκεῖν ἀρετήν; having done
so—and reading his gymnastic dialogues is how we are presently doing
so—we reach a τότε that will allow us to make the decision at “the crisis of
the Republic,” that is, whether or not “we will apply ourselves to political
things [ἐπιθησόμεθα τοῖς πολιτικοῖς].” In Plato’s sequence, the joyful ἔρως
of philosophy precedes the harder part, and the “then” we have reached at
the end of his ὁ λόγος—that is, the ROPD as a whole—is the ἐνταῦθα from
which we will decide for ourselves, ἐὰν δοκῇ χρῆναι, to return to the Cave.
In Republic, he will show his students why it is necessary to do so, and some
will. But when they do so, it is only because “Plato” has become the Socra-
tized Callicles, and the word κοινῇ is the sign of their synthesis, soon to be
replicated in the union of Plato and his students, “practicing virtue together
[κοινῇ]” in the Academy.
But for Plato himself, embracing the joy of philosophy by making the
Socratic life his own was by no means painless, for it was preceded by a
proud man’s self-accusation, confession, and repentance. Callicles’ ideal of
the politically active καλὸς κἀγαθός will be preserved in Platonic Justice,
where even rhetoric is redeemed ἐπὶ τὸ δίκαιον ἀεί, but Gorgias leaves no
492
Cf. Plato the Teacher, 226n233.
493
527d2–5.
Plato and Gorgias: Socrates’ Touchstone 363
doubt that Socrates is the senior partner in their “higher unity.” To make this
point clear, Plato reverts to the νῦν of the pre-Socratic Callicles—and also of
his own students in the Academy—in the first part of the peroration’s penul-
timate sentence:
Socrates: as a guide, then, let us use [χρησώμεθα] the account [ὁ λόγος] that has
now shown forth [παραφαίνειν], which signifies for us that this is the best way
of life [ὁ τρόπος ἄριστος τοῦ βίου]: both to live and to die practicing [ἀσκεῖν]
both justice [ἡ δικαιοσύνη] and the rest of virtue [ἡ ἄλλη ἀρετή].496
494
527d5–e1.
495
Cf. Alessandra Fussi, “The Myth of the Last Judgment in the Gorgias.” Review of Metaphysics
54, no. 3 (March 2001), 529–552, on 550.
496
527e1–5.
364 Chapter 3
497
See Eric Snider, “The Conclusion of Meno: Socrates on the Genesis of Ἀρετή.” Ancient Philoso-
phy 12 (1992), 73–86, especially 78n8.
498
Cf. Stemmer, “Unrecht Tun,” 522 (last word): “Gelingt er nicht, scheitert der Versuch, zu zeigen,
daß Unrecht Leiden nicht nur unter moralischen Gesichtspunkten, sondern auch unter solchen
des eigenen Wohls dem Unrecht Tun vorzuziehen ist, bleibt also das Ideal der καλοκαγαθία ohne
argumentatives Fundament.” It is this ideal that drives us forward to Thg. and Men. (see follow-
ing note).
Plato and Gorgias: Socrates’ Touchstone 365
Socrates: This then let us follow [ἑπώμεθα], and to this let us summon [παρα-
καλῶμεν] the others; not that to which you trust yourself and summon me [παρα-
καλεῖν], for it is worth nothing, O Callicles.501
499
Cf. Stemmer, “Unrecht Tun,” 520: “im Gorgias finden wir nicht einmal Andeutungen einer
Anamnesislehre.”
500
Cf. Jyl Gentzler, “The Sophistic Cross-Examination of Callicles in the Gorgias.” Ancient Philoso-
phy 15, no. 1 (Spring 1995), 17–43, on 29–30.
501
527e5–7 (Lamb modified).
502
Thanks to the Happy City and the introduction of Plato’s kinsmen in Chrm., the gravitational pull
of R. is first exerted on that dialogue; the gravitational pull of Smp., indicated by Socrates’ heroics
at Delium, extends through the erotic setting of both Ly. and Euthd. as far as La.
Chapter 4
Starting from the premise that Socrates fails to persuade Callicles, “the
insufficiency of reason in Plato’s Gorgias” has become an interpretive
focal point in the Anglo-American reception of this remarkable dialogue.1
A recurrent theme or even commonplace among such interpretations has
linked this (alleged) failure to the emergence of “good-independent” desires
in Plato’s thought, a development that leads, more or less seamlessly, to the
tripartite soul, and thus the abandonment of “Socrates’ moral psychology.”2
There are obviously a number of questionable assumptions built into expla-
nations of this kind, beginning with the radical Socratism of Penner’s Pas-
sage and ending with the possible non-existence of the initial problem they
are designed to explain. Joining the two is the observation that a reformed
Plato could never have depicted Callicles as not only un-persuaded but
un-persuadable—not only unrepentant but incurable, and thus worthy of
eternal punishment—if his wrongdoing had been involuntary, and thus
“exempt from blame.”3
1
The reference is Klosko, “Insufficiency of Reason,” first in the list of articles devoted to “the intrac-
tability of Callicles” in Trivigno, “Paratragedy,” 73n2.
2
See McTighe, “Socrates on Desire for the Good,” 217n55. Cf. Klosko, “Insufficiency of Reason,”
581nn6–7, Scott, “Platonic Pessimism” 29, and Austin, “Corpses, Self-Defense, and Immortality,”
34n3.
3
For criticism of this conception of “involuntary” in McTigue, “Socrates on Desire for the Good,”
230–31, see Roslyn Weiss, “Ignorance, Involuntariness, and Innocence: A Reply to McTighe.”
Phronesis 30, no. 3 (1985), 314–322.
367
368 Chapter 4
4
This is the great merit of the “Conflict Reading” (42) in Austin, “Corpses, Self-Defense, and
Immortality.”
5
See Raphael Woolf, “Callicles and Socrates: Psychic (Dis)Harmony in the Gorgias.” Oxford Stud-
ies in Ancient Philosophy 18, 1–40, especially the distinction between “Callicles I” and “Callicles
II” (2–6).
6
See Kahn, “Drama and Dialectic,” 100 and 107, Saxonhouse, “Unspoken Theme,” 159–162, Kam-
tekar, “Profession of Friendship,” 37, Carone, “Calculating Machines,” and especially Buzzetti,
“Injustice of Callicles,” 31–33.
7
Cf. Stemmer, “Unrecht Tun,” 513–515.
8
Cf. Woolf, “Callicles and Socrates,” 26–27, Jenks, “The Power of Shame,” 380–381, and Tushar
Irani, Plato on the Value of Philosophy: The Art of Argument in the Gorgias and Phaedrus (Cam-
bridge, UK: Cambridge University Press, 2017), 76: “The conflict in his position on my reading
is not between his beliefs, actual and expressed, but within his whole way of life” (emphasis in the
original). Cf. Jenks, “Sounds of Silence,” 208: “The only way he can salvage his position, remain
true to himself, is by refusing to speak.”
9
For the claim that “Socrates and Callicles cannot in the end make dialectical contact” (96), see
James Doyle, “The Fundamental Conflict in Plato’s Gorgias.” Oxford Studies in Ancient Philoso-
phy 30 (Summer 2006), 87–100; for criticism of it, see Schofield, “Callicles’ Return,” 28–29.
10
Cf. Klosko, “Insufficiency of Reason,” 593; also “the failure of philosophy” on 582; also Trivigno,
“Paratragedy,” 87 and 93–97.
11
See Scott, “Platonic Pessimism” and Fussi, “Why Is the Gorgias so Bitter.”
12
Building on Nightingale, Genres in Dialogue, is Trivigno, “Paratragedy,” 77–85; see also Franco
V. Trivigno, “Is Good Tragedy Possible? The Argument of Plato’s Gorgias 502b–503b.” Oxford
Studies in Ancient Philosophy 41 (Winter 2011), 115–138. For illuminating remarks about Socrates
and Euripides, see also Christian Wildberg, “Socrates and Euripides” in Sara Ahbel-Rappe and
Rachana Kamtekar (eds.), A Companion to Socrates (Malden, MA: Blackwell, 2006), 21–35.
13
See Trivigno, “Good Tragedy,” 133–134, Trivigno, “Paratragedy,” and 85–87, and especially
Nightingale, Genres in Dialogue, 85; although she anticipates Trivigno’s identification of the Final
Myth as a deus ex machina on 86, the crucial insight is that Socrates’ encounter with Callicles is
in itself an ἕρμαιον (cf. Grg. 486e3), especially if CPH is true.
Theages and Meno: Socratic Paradoxes 369
Socrates: But now, if [εἰ] we’ve both investigated and were speaking beautifully
[καλῶς] in all of this discourse [πᾶς ὁ λόγος οὗτος], virtue would be neither
natural [φύσει] nor taught [διδάκτον], but comes into being [παραγίγνεσθαι] by
a divine dispensation [θείᾳ μοίρᾳ] without mind [ἄνευ νοῦ] in those for whom
it comes into being [παραγίγνεσθαι], unless [εἰ μή] there should be somebody
among the statesmen [οἱ πολιτικοὶ ἀνδρές] capable of making a another a states-
man [πολιτικός]. And if [εἰ] there should be any such, he might fairly be said
to be among the living what Homer says Teiresias was among the dead—‘He
alone has comprehension; the rest are flitting shades [σκιαί].’ In the same way,
such a one would here [ἐνθάδε] be a true thing among shadows [σκιαί] in rela-
tion to virtue.15
Given that Meno introduces the hypothetical method (see §15), the three
uses of “if [εἰ]” in this passage invite the following three observations: (1) if
Socrates has just made Callicles into a πολιτικός in Gorgias in accordance
with CPH (see §9), then (2) it makes sense that he will soon enough be
revealed as Teiresias,16 intrepid and insightful among the shadows of the
Cave (cf. σκιαί at. R. 515a7 and 515d1). But since we are entitled to doubt
that everything in Meno (i.e., in πᾶς ὁ λόγος οὗτος) has been investigated
and was discussed καλῶς, we can also safely dismiss as strictly hypothetical
(or ironic)17 what Plato knows that most of us are likely to find objectionable
here: (3) virtue’s alleged dependence on θείᾳ μοίρᾳ ἄνευ νοῦ. A genuine
Theages complicates the dismissal of “(3)” while adding support for the
first two.18
14
The connection is discussed in Melanie A. B. Mineo, “Socratic Virtue as Divine ΔΥΝΑΜΙΣ in
the Meno and Theages” in Jay A. Bregman and Mineo (eds.), Platonic Traditions in American
Thoughts, 1–16 (New Orleans, LA: University Press of the South, 2008). Hereafter, all otherwise
unidentified citations in this section will be to Thg.
15
Men. 99e4–100a7 (Lamb modified).
16
Cf. Dominic Scott, Recollection and Experience: Plato’s Theory of Learning and its Successors
(Cambridge, UK: Cambridge University Press, 1995), 49–50. For valuable bibliography, see
Franco Ferrari, “Tiresia, Socrate e il vero politico: A proposito della conclusion del Menone” in
Aleš Havlíček, Chrisoph Horn and Jakub Jinek (eds.), Nous-Polis-Nomos: Festschrift Francisco L.
Lisi, 123–132 (Sankt Augustin: Academia, 2016).
17
See Scott, Recollection and Experience, 43–46. Dominic Scott, Plato’s Meno (Cambridge, UK:
Cambridge University Press, 2005), 192–93 is an improvement. For a useful review of this book,
see Daniel T. Devereux, Meno Re-Examined.” Philosophical Quarterly 58, no. 233 (October
2008), 702–710.
18
Cf. the absence of Theages in Scott, Recollection and Experience, 49n25.
370 Chapter 4
Following the pattern of Laches (see §5), a father concerned about his son’s
education consults in Theages with Socrates, who determines after interview-
ing the boy that he desires to become wise with respect to τὰ πολιτικά (126a10,
126c3, 126c5–6, and 127a3). Anticipating Anytus in Meno (92e4), Socrates
first directs Theages to “the good and the noble [οἱ καλοὶ κἀγαθοί]” (127a3),
but the boy, seconded by his father, seeks the company (συνουσία) of Socrates
himself—not of Protagoras, which Hippocrates sought in Protagoras (Prt.
318a2–3)—rather than that of “the political men [οἱ πολιτικοὶ ἀνδρές]” (126d2
and 127e5–6; cf. 126c5) who cannot even educate their own sons (126d1–7; cf.
Prt. 319d7–320a3). Anticipating his later response to Anytus (Men. 91a6–b8),
Socrates points now to the sophists (127d2–128b6), mentioning both Gor-
gias and Polus (127e8–128a1)—decisive indication of Reading Order on my
account—but the boy is persistent. He tells Socrates—in whose company he
knows that others have become better (128b7–c4)—that “if you wish [ἐὰν σὺ
βούλῃ]” (128c7), the same could happen to him.
With that claim, Theages moves from an inverted version of Protagoras
to Alcibiades Major, where ἐὰν σὺ βούλῃ has already been replaced by “if
god wishes it [ἐὰν θεὸς ἐθέλῃ]” (Alc. 135d3–6). Socrates fulfills an earlier
promise (Alc. 103a6) by then embarking on the fullest account of the Divine
Sign in the dialogues, starting with these words: “For there is a demonic
something [τι δαιμόνιον] by divine dispensation [θείᾳ μοίρᾳ], following me,
beginning from childhood” (128d2–3). After telling some other stories about
it (128d7–129d8), Socrates uses the story of Aristides and Thucydides—
already familiar to us from Laches—to make his apotreptic point: given the
Sign’s omnipotence (τὸ ἃπαν δύναται at 129e3), any future progress Theages
might make thanks to συνουσία with Socrates is, in comparison with those
who are in control of the benefit they provide (130e7–10), a matter of chance
(τύχη at 130e10):
19
130e5–7. Cf. Smp. 212a6.
Theages and Meno: Socratic Paradoxes 371
redounds to his personal credit. Revisiting the Meno passage with this context
in mind, the repetition of θείᾳ μοίρᾳ shows how all three hypotheses apply to
Socrates: he could be the equivalent of Teiresias, doing τὰ πολιτικά in accor-
dance with “the true political art” (Grg. 521d6–8), and thus be the only one
who could even attempt to make another a πολιτικός—successfully in Plato’s
case—while still being dependent on “divine dispensation” in doing so.20
But if the all-powerful Sign interrupts the educational process (129e3–4; cf.
Tht. 151a3–4)—or more mysteriously, fails to promote it (συλλαμβάνεσθαι
at 129e7)—Socrates is powerless, and any potential student, as he assures
Theages, is subject to τύχη or, as he puts in in Meno, to θεία μοῖρα ἄνευ νοῦ.
In the context of Gorgias, this means that Socrates cannot take credit for the
alleged conversion of Callicles (with or without CPH) because it was neither
the result of rational argument nor the fear-inducing rhetoric of the Final
Myth.21
If Socrates can only educate through Recollection—which would seem to
split the difference between knowledge-virtue as διδάκτον (cf. Men. 87b7–
c1) and as already present φύσει (cf. Men. 81c9–d5)—we are under no obli-
gation to dismiss as either hypothetical or ironic the reference to θεία μοῖρα
even if we decide that we cannot accept πᾶς ὁ λόγος οὗτος in its entirety.
But even without Theages, Plato makes it difficult to ignore θεία μορα, ham-
mering it in the dialogue’s last speech: “Therefore from this calculation,
Meno, it is by divine dispensation [to us; translating θείᾳ μοίρᾳ ἡμῖν] that
it appears [to us; translating ἡμῖν φαίνεται] that virtue [ἀρετή] comes into
being [παραγίγνεσθαι] for those it comes into being [παραγίγνεσθαι]” (Men.
100b2–4), and when Socrates uncharacteristically interrupts the discussion
to go elsewhere instead of returning once again to the question of ἀρετή,22
a recent reader of Theages could be forgiven for thinking that Socrates has
just heard the voice of his Sign. In any case, the curious hammering of
παραγίγνεσθαι in the context of ἀρετή (five times between Men. 99e6 and
100b4) recalls Laches (La. 189e3–190b5; cf. Prt. 323c6–7), and Theages
helps us to understand what Plato is doing.
20
See Shaw, “Socrates and the True Political Craft,” and in particular 197–98 for a surprising willing-
ness to connect the missing δύναμις of Grg. 509d8–e2 to divine dispensation.
21
Cf. Snider, “The Conclusion of Meno,” 73.
22
For the continuation of the passage just quoted in the text, see Men. 100b4–c2 (Lamb modified):
“Socrates: but the certainty of this we shall only know when, before asking in what way virtue
comes to be [παραγίγνεσθαι] for mankind, we earlier set about inquiring what virtue is, in and by
itself. But now it is time now for me to go somewhere [νῦν δ᾽ ἐμοὶ μὲν ὥρα ποι ἰέναι], but do you
persuade our friend Anytus of that whereof you are now yourself persuaded, so as to put him in a
gentler mood; for if you can persuade him, you will do a good turn to the people of Athens also.”
Cf. Thompson, Meno of Plato, 231: “It is rare for Socrates to make any excuse for breaking off a
colloquy.”
372 Chapter 4
With their sons taking the lead in Laches, and their grandsons figuring
prominently in Socrates’ last and most important Sign-story in Theages,
Aristides and Thucydides reappear in Meno, replacing Miltiades and Cimon
in its version of the Athens Quartet from Gorgias. Dominic Scott relies on the
difference between the two Quartets to place a more pessimistic Gorgias after
a more positive Meno,23 and he is right that Plato uses connections of this
kind to help us determine the ROPD. Since he naturally ignores Theages in
making his case, Scott overlooks the reason for the substitution, which begins
to emerge when the Gorgias Quartet reappears there as a trio, with Socrates
having deleted Miltiades from the list of “storied men” whose skill in τὰ
πολιτικά has allowed them to rule over willing citizens, and not by force,
as tyrants do (126a5–11). Why has Socrates deleted Miltiades while keep-
ing Themistocles, Pericles, and Cimon? For the same reason that the Meno
Quartet—which Socrates uses to illustrate the inability of the great Athenian
statesmen to pass their virtue along to their sons (Men. 93b2–94e2)—will
drop both Miltiades and Cimon, and since the latter was also Miltiades’ son,
this weakens or rather explodes the point.
Between Gorgias and Meno stands Theages. Just as we have heard and
read Protagoras and Alcibiades Major, so too has Theages already “heard”
Socrates make his point about fathers and sons, and the presence of Miltia-
des at 126a10 would spoil the point the boy is about to make at 126d1–3.
Plato therefore causes Socrates to delete him. But the failure of Aristides
and Thucydides to pass their wisdom along to their sons, first brought to our
attention in Laches, reappears in Theages where their grandsons are identified
with an unusual double patronymic as “Aristides the son of Lysimachus the
son of Aristides” (130a4–5) and “Thucydides the son of Melesias the son of
Thucydides” (130a8–b1). Reintroduced in Theages, they are now ripe for a
proper place in the Meno version of the Athens Quartet.
In short, however apposite Cimon and his father Miltiades may be to
Socrates’ point in Gorgias, they are incompatible with his point in Meno, and
however appropriate may be Aristides’ presence in Meno—and it is worth
noting that his example has prompted his son to seek out Socrates for the sake
of virtue—his laudable resistance to the abuse of power (see §7) would have
made him out of place in the Gorgias Quartet. Just as Miltiades disproves
Socrates’ point about fathers and sons in Meno, Aristides does the same in
Gorgias, and it is no accident that the principal justification for returning
Theages to its rightful place among the dialogues of Plato should be found
somewhere between politics and θεία μοῖρα, snugly situated between Gorgias
and Meno.
23
For a harmonizing solution, see Brian Calvert, “The Politicians of Athens in the Gorgias and
Meno.” History of Political Thought 5, no. 1 (Spring 1984), 1–15.
Theages and Meno: Socratic Paradoxes 373
24
For its application to both Thg. and Clt., see Hans Leisegang, “Platon.” Paulys Realencyclopädie
der classichen Altertumschaft, volume 20, part 2, columns 2342–2537 (Stuttgart: Alfred Drucken-
müller, 1950), on 2366–2367.
25
Cf. John M. Rist, “Plotinus and the Daimonion of Socrates.” Phoenix 17, no. 1 (Spring, 1963),
13–24, on 18.
26
See also Altman, “Reading Order and Authenticity,” sections §2 and §3.
27
See Jacques Bailly, The Socratic Theages; Introduction, English Translation, Greek Text and Com-
mentary (Hildesheim: Georg Olms, 2004), 272–279.
374 Chapter 4
28
Although Phdr. has played a less important role in the authenticity debate thanks to an interven-
tion of the Sign (Phdr. 242b8–d2), it too belongs to the reader’s as yet unknown future in relation
to Thg.
29
See Kurt Lampe, “Rationality, Eros, and Daemonic Influence in the Platonic Theages and the
Academy of Polemo and Crates.” American Journal of Philology 134, no. 3 (Fall 2013), 383–424,
on 395–396.
30
Three sets of teachers and students have grappled with this problem, and they do so by naturalizing
the Sign as ἔρως, with Strauss in particular suggesting that it is the absence of any erotic attraction
to the boy on Socrates’ part that explains his discouraging diffidence; see Leo Strauss, Studies in
Platonic Political Philosophy, with an Introduction by Thomas L. Pangle (Chicago, IL: Univer-
sity of Chicago Press, 1983), 46–47. The documents related to these pairs—Strauss-Benardete,
Benardete-Davis, and Davis-Grewal—are Seth Gabrielito Benardete, “The Daimonion of Socrates:
A Study of Plato’s Theages (M.A. dissertation, University of Chicago, 1952) and Michael Davis
and Gwenda-lin Kaur Grewal, “The Daimonic Soul: On Plato’s Theages” in Christopher Dustin
and Denise Schaeffer (eds.), Socratic Philosophy and its Others, 35–50 (Lanham, MD: Lexington,
2013); for the second pair, see 50n10.
31
See Hermann Gundert, “Platon und das Daimonion des Sokrates; Aus der Festschrift für Max
Pohlenz zum 80. Geburtstag am 30. Juli 1952.” Gymnasium 61 (1954), 513–534, especially
517–520 (on Phdr.), 522–523 (on Euthd.), and 530n16 (on Thg. and Alc.).
Theages and Meno: Socratic Paradoxes 375
32
Which is not to say that it would make a comeback in some other world; see Martin Heidegger,
Parmenides, trans. A. Schuwer and R. Rojcewicz (Bloomington: Indiana University Press, 1992),
40 (translation modified): “No Greek god is a god that commands.” This text (with translation
modified by the authors) is the epigraph of Jeff Love and Michael Meng, “Heidegger’s Radical
Antisemitism.” Philosophy and Social Criticism (2017), 1–21.
33
Vlastos, Socrates, 282.
34
See Rist, “Plotinus and the Daimonion,” 16–17, for a valuable overview of Xenophon’s testimony.
35
Vlastos, Socrates, 282.
376 Chapter 4
Any musical reader of Plato will immediately grasp the problem with this
kind of argument: what Theages or Demodocus say or imply about the Sign
is no indication of what either Plato or his Socrates regard as true.36 More-
over, the if-dependent quotation from Socrates is doubly hypothetical since
Theages is only saying what he thinks they should do if the Sign should
block, as at this point it has not, further intercourse with him. As we know
from Republic, it didn’t, and as we know from Theages, Socrates wouldn’t
have sought to evade it if it had: he obeys the Sign.
But Vlastos forges on, and here the interpretive errors are subtler and more
pernicious:
The mentality of the writer of this curious work is indicated by the fact that a young
man [sc. Aristides as quoted by Socrates] is supposed to make moral progress
simply by being in the same house with Socrates and ‘much greater if {he} sat at
Socrates’ side and most of all when he was sitting next to Socrates, touching him.’37
36
See Vlastos, Socrates, 282n143.
37
Vlastos, Socrates, 282.
38
So too Dorothy Tarrant, “The Touch of Socrates.” Classical Quarterly 8, no. 1/2 (May 1958),
95–98, on 98 (last word).
39
I will leave it to someone else to connect the δύναμις of the Sign to the Choice Passage in Grg.ͅ
For proper emphasis on “il punto di vista di Aristide” (346), see Bruno Centrone, “Il Daimonion di
Socrate nello pseudoplatonico Teage” in Gabriele Giannnantoni and Michel Narcy (eds.), Lezioni
socratiche, 331–348 (Naples: Bibliopolis, 1997).
Theages and Meno: Socratic Paradoxes 377
considering the imminent arrival of “Meno the Thessalian” (see §14). But if
Theages is a genuine work of Plato, Vlastos has made egregious but unfor-
tunately characteristic interpretive errors that call into question his ability to
appreciate “the mentality of the writer of this curious work.”
The primary justification for turning first to Vlastos therefore has little
direct connection to Theages; considered in context, the passage just quoted
is nothing more than a brush-clearing operation in an appendix or “addi-
tional note” (“Socrates’ Daimonion”) to a chapter on “Socratic Piety” in his
Socrates. But there is an indirect connection: Socrates cannot be adequately
understood without reference to his Sign, and as should already be evident,
Vlastos is going to discount or rather ignore the testimony of both Xeno-
phon and Theages in discussing it and its (crucial) part in “Socratic Piety.”
And there is an even more important indirect connection as well: since Vlas-
tos is the founding father of Socratism, his views on Socrates and therefore on
“Socrates’ Daimonion” have been very influential, and discussion of Theages
must always revolve around Socrates’ Sign. Having already identified Joyal
as the foremost critic of Plato’s Theages, this indirect connection can best be
illustrated by quoting the opening words of the lengthy section on the Sign
in the Introduction to his magisterial The Platonic Theages (2000): “Gregory
Vlastos once described Socrates’ divine sign as ‘the gravest of difficulties we
all have to face in our effort to make sense of Socrates,’ and added that ‘Noth-
ing in Socrates has been more perplexing to posterity than his daimonion.’”40
It will turn out that the Sign perplexes Vlastos considerably less than it
should, and as a result, “the gravest of difficulties” tend to melt away in
the warm light of his amiable if grimly persistent rationalism. There are, of
course, grave difficulties with Vlastos’ attempt “to make sense of Socrates”
while dismissing the testimony of Xenophon,41 valorizing the testimony
of Aristotle, and relying on only a few dialogues of Plato, brushing aside
not only the Platonic Meno and the spurious Theages, but even putatively
“Socratic dialogues” like Hippias Major, Lysis, and Euthydemus where the
ἔλεγχος is no longer prominent. But more importantly, it is by no means
clear—even when we restrict ourselves to Plato’s dialogues or indeed to any
one of them—that “to make sense of Socrates” is a primary or even proper
goal. If Vlastos is right that nothing has been more perplexing to poster-
ity than Socrates’ Sign, it once again demonstrates his limited appreciation
40
Mark Joyal, The Platonic Theages; An Introduction, Commentary and Critical Edition (Stuttgart:
Franz Steiner, 2000), 65.
41
It was on this issue that I crossed swords with him in a 1978 seminar paper at the University of
Toronto; when I referred to his SocratesE as “that curious invention,” the amiable Vlastos com-
mented: “I would advise you not to try similar sarcasm on your other teachers: being less fond
of you, they might take offense.” Others have subsequently made many of the same points better,
and certainly more temperately; see Donald Morrison, “Professor Vlastos’s Xenophon.” Ancient
Philosophy 7 (1988), 9–22, and Dorion, “Rise and Fall,” 14–16.
378 Chapter 4
for “the mentality of the writer” to think that Plato did not intend us to be
perplexed by his Socrates, beginning with Protagoras. Even after excising
the Riddle of Theages, there remains plenty of perplexing information about
the Sign in Plato, starting with the brute fact that Socrates repeatedly heard
the voice of such a thing. If pre-Socratic philosophy began with wonder,
Socratic philosophy begins with wondering about Socrates.
The key words in Vlastos’ attempt to tame the Sign are “hunch,” “inter-
pretation,” and “trump.” With respect to the first, Vlastos points to two
passages, one in Theaetetus, and the other in Euthydemus.42 Of Theaetetus
150e1–151a5, where the Sign either forbids, or by its silence allows contin-
ued συνουσία with returning students who thereupon make progress, Vlastos
writes: “He [sc. Socrates] is acting, as we all do often enough in life, on
a ‘hunch’—on grounds we cannot articulate explicitly at the moment, but
which seem nonetheless convincing enough to justify action.”43 Vlastos takes
the same approach to Euthydemus 272e3–4:
He [sc. Socrates] was alone in the palaestra, sitting, and was about to get up,
when ‘the customary divine sign’ checked him so that he sat down. He acted on
just a ‘hunch’ that he had best sit a little longer and he did.44
42
On Vlastos’ third example (Phdr. 242b–c on 1991, 285), see Roslyn Weiss, “For Whom the Dai-
monion Tolls.” Apeiron 38, no. 2 (June 2005), 81–96.
43
Vlastos, Socrates, 284.
44
Vlastos, Socrates, 285.
45
Cf. Euthd. 272e1–4, beginning with κατὰ θεὸν γάρ τινα ἔτυχον.
46
Cf. Gregory Vlastos, “Letter to the Editor,” Times Literary Supplement (January 19–25, 1990), 63:
“the daimonion sometimes vetoes quite trivial, unreflective, actions. Thus when he [sc. Socrates]
is about to stand up in the palaestra the ‘voice’ says ‘Sit’ [importantly false; it sounds—Plato never
implies it speaks in words—when Socrates has decided to stand and is about to do so], and sit he
does. But neither here is there any trumping of rational argument: there is no rational argument
to trump.”
47
See Letter of Vlastos to [Tom] Brickhouse August 27, 1989) in Nicholas D. Smith and Paul B.
Woodruff (eds.), Reason and Religion in Socratic Philosophy (Oxford: Oxford University Press,
2000), 196–97.
48
Vlastos to Brickhouse (August 27, 1989) in Smith and Woodruff, Reason and Religion, 197.
Theages and Meno: Socratic Paradoxes 379
Socrates explicitly recognizes [sc. in the case of the dream in Phd. 60d8–61b2]
that the interpretation he puts on the surface-content of a supernatural sign at a
given time may be in need of revision at a subsequent time, thereby acknowl-
edging the possibility that at the earlier time he may have put the wrong inter-
pretation on its message. There is no reason to suppose it would be different in
the case of the daimonion. What the voice brings him is a message. For the true
interpretation of that message he must rely on his own, highly fallible, human
resources.49
Although the Phaedo dream does sanction the interpretive revision Vlastos
employs here, Socrates’ decision to make music in the popular sense comes at
the expense of his rational and therefore presumably unshakable commitment
to philosophize (Phd. 61a3–8). But the real problem with Vlastos’ attempt to
reclaim the Sign for “Socratic rationalism” by means of “interpretation” is
that it does not speak in the riddling words of an oracle. Instead, its meaning
is transparent and necessarily self-evident to the person who receives it: don’t
do what you were just now having it in mind to do.50
In retrospect, of course, the Sign’s prohibitions can be rationalized, and
this is what happens in the crucial case at Apology of Socrates 31d2–e1:
Socrates: This began when I was a child. A certain voice happens, and when
it happens, it always turns me away from the thing I am about to do [ἀεὶ
ἀποτρέπειν τοῦτο ὃ ἂν μέλλω πράττειν], but it never encourages me [προτρέπ-
ειν] to do anything. This is what opposes me taking part in public affairs [τοῦτ’
ἔστιν ὅ μοι ἐναντιοῦται τὰ πολιτικὰ πράττειν] and I think it was quite right to
oppose [ἐναντιοῦσθαι] me. Be sure, gentlemen of the jury, that if I had long ago
attempted to take part in politics [πράττειν τὰ πολιτικὰ πράγματα], I should have
died long ago, and benefitted [ὠφελεῖν] neither you nor myself.51
And Vlastos responds to this passage with characteristic vigor, playing down
the relevance of τοῦτο twice: the this he intends, decides, resolves, and tries to
do is τὰ πολιτικὰ πράττειν, and the this that opposes him doing so is the Sign:
Does Socrates say he had decided to go into politics, had resolved to do so, and
had tried to do so? No. Not a word to indicate that he had done any of these
49
Vlastos, Socrates, 283.
50
Unduly complicated in Thomas C. Brickhouse and Nicholas D. Smith, Socrates on Trial (Princ-
eton, NJ: Princeton University Press, 1989), 251.
51
Ap. 31d2–e1(Grube modified).
380 Chapter 4
52
Vlastos, Socrates, 286.
53
See Vlastos, Socrates, 286.
54
Unfortunately, the Sign is construed as intrinsically anti-political in Pierre Destrée, “The Dai-
monion and the Philosophical Mission—Should the Divine Sign Remain Unique to Socrates?”
Apeiron 38, no. 2 (June 2005), 63–79, on 79, and Roslyn Weiss, “For Whom the Daimonion Tolls.”
Apeiron 38, no. 2 (June 2005), 81–96, on 95–96.
55
Cf. Mark L. McPherran, “Introducing a New God: Socrates and His Daimonion.” Apeiron 38, no.
2 (June 2005), 13–30, on 29–30.
56
Alexander P. D. Mourelatos, “Gregory Vlastos.” Gnomon 65, no. 4 (1993), 378–382, concluding
with: “In person and in his published writings, Vlastos upheld a superlative standard of intellectual
toughness but also of civility, fairmindedness, and authentic dialogue.”
Theages and Meno: Socratic Paradoxes 381
Let me add a personal comment. If I believed, as you say you do, that whatever
rational reasons Socrates might have for doing (or not doing) X, a sign from
the daimonion could ‘trump’ them, my respect for Socrates would plummet. I
would then have to think of him as a superstitious man who puts higher trust in
the subjective suggestions he gets from signs received through the daimonion
than in reflective rational judgment.61
Although this personal comment speaks for itself, some additional historical
background is required before giving my own response.
The publication of Vlastos’s review of Socrates on Trial had led to a
response from Brickhouse and Smith; there followed an exchange of letters to
the editor comparable to the one between Vlastos and Irwin arising from the
former’s review of Plato’s Moral Theory, likewise appearing in The Times
Literary Supplement (see §1). From the start, the crucial passage from
57
Mourelatos, “Gregory Vlastos,” 382: “Some of today’s most talented and accomplished scholars
in ancient philosophy in North America are Vlastos’ former PhD students: Terence Irwin of Cor-
nell University; David Keyt of the University of Washington; Richard Kraut of the University of
Illinois, Chicago; Edward N. Lee of the University of California, San Diego; Frank Lewis, of the
University of Southern California; Alexander Nehamas of Princeton University; Sandra Peterson
of the University of Minnesota, Twin Cities; Gerasimos Santas of the University of California,
Irvine; Paul Woodruff of The University of Texas at Austin.”
58
Smith and Woodruff, Reason and Religion, 179.
59
Gregory Vlastos, “Brickhouse and Smith’s Socrates on Trial.” Times Literary Supplement (Decem-
ber 15, 1989), 1393.
60
See “Socrates and His Daimonion: Correspondence among the Authors” in Smith and Woodruff,
Reason and Religion, 176–204.
61
Vlastos to Smith (September 5, 1989) in Smith and Woodruff, Reason and Religion, 200. Even
without access to this letter, Centrone strikes exactly the right note in “Il Daimonion di Socrate,”
344n12.
382 Chapter 4
Apology of Socrates about the Sign and active politics figured prominently in
the debate,62 prompting Vlastos to use “so there is no trumping” in the same
context that it would appear a year later in his 1991 Socrates.63 To this Brick-
house and Smith responded forcefully, and they must be quoted at length:
Athens’ best arguer, stayed on principle out of the debates through which public
policy was formed, fateful decisions, sometimes monstrous ones, were reached.
When it was moved in the Assembly that genocide was the right penalty for
62
See Thomas C. Brickhouse and Nicholas D. Smith, “Letter to the Editor.” Times Literary Supple-
ment (January 5–11, 1990), 21.
63
Vlastos, “Letter” (January 19–25, 1990), 63.
64
Thomas C. Brickhouse and Nicholas D. Smith, “Letter to the Editor.” Times Literary Supple-
ment (January 26–February 1, 1990), 80. It deserves mentioning that Socratic rationalism will be
combined with obedience to the Sign in Thomas C. Brickhouse and Nicholas D. Smith, “Socrates’
Daimonion and Rationality.”Apeiron 38, no. 2 (June 2005), 43–62, on 60; they call this “empiricist
interpretation” (58–61) “reliabilist” on 59. So also A. A. Long, “How Does Socrates’ Divine Sign
Communicate witth Him?” in Sara Ahbel-Rappe and Rachana Kamtekar (eds.), A Companion to
Socrates, 63–74 (Malden, MA: Blackwell, 2006), on 73: “its reliability for him made it rational.”
65
Vlastos, “Letter to the Editor” (“The Trial of Socrates”). Times Literary Supplement (February
23–March 1, 1990), 197.
66
Richard Kraut, Socrates and the State (Princeton, NJ: Princeton University Press, 1984).
Theages and Meno: Socratic Paradoxes 383
Mytilene, and then again for Scione, and for Melos (the decision was ‘No’ in the
first, ‘Yes’ in that of the other two), where was Socrates then?67
The answer to this critical question is, of course, that Socrates was obeying
the Sign, for it was not “on principle” but rather in opposition to whatever
principles had persuaded him “on rational grounds that he should get into
politics”68 that he did not πράττειν τὰ πολιτικά. Without mentioning the Sign,
Vlastos quotes Socrates’ justification of its prohibition (Ap. 31d5–e1) before
posing yet another damning question:
But if it is his [sc. Socrates’] special gift [cf. θείᾳ μοίρᾳ?] to enlighten us on our
moral duties, dare he forget that if we did as he did, denying our voice to the
Assembly, our service to the lawcourts and the magistracies, we should be ‘good
for nothing’ and the city would be nothing?69
With this question, Vlastos (1) justifies the philosopher’s return to the Cave,
(2) explains the rational basis for Socrates’ deliberate decision to πράττειν τὰ
πολιτικά, and (3) illustrates the disastrous implications of his own misunder-
standing of the δαιμόνιον. It is only because he denies the Sign the power to
prevent Socrates from doing what he had already decided to do (cf. 128d4
and Ap. 31d4) that Vlastos can criticize him in this way.
Vlastos therefore leaves Socrates in an impossible situation. As indicated
by his poignant “my respect for Socrates would plummet,” he would have
found obedience to the Sign likewise reprehensible, and on the verge of pub-
lishing the culminating book of his distinguished career,70 the noble Vlastos
(1907–1991) simply could not admit the obvious sequence of events that
Plato is describing. In Apology, as distinct from Theages, the Sign could only
block what Socrates himself was about to do, and precisely because he could
give such good reasons for its opposition post facto (Ap. 31d5–e1), it could
67
Gregory Vlastos, “Reasons for Dissidence.” Times Literary Supplement (August 24, 1984), 931–
932, on 932. On Melos and Mytilene in R., see Plato the Teacher, 49–50 and §4, especially 57–58,
61n69, and 63–65; with “the quarries of Syracuse,” cf. the second question Vlastos poses immedi-
ately after the one quoted in the text: “Where was he [sc. Socrates] when the Assembly debated that
expedition to Syracuse, whose colossal folly was to cost Athens more lives and treasure than any
of its public acts before or since?” Once again, the answer implicates the Sign; see Thg. 129c8–d2.
68
Although Brickhouse and Smith, “Socrates on Goods” (1987) cites Vlastos, “Reasons for Dis-
sidence” on 15n21, they don’t use it to validate their position on the Sign.
69
Vlastos, “Reasons for Dissidence,” 932.
70
Cf. Alexander Nehamas, “Voices of Silence: On Gregory Vlastos’s Socrates” (1992) in Nehamas,
Virtues of Authenticity: Essays on Plato and Socrates, 83–107 (Princeton, NJ: Princeton University
Press, 1999), 103: “In pursuing these two traits [sc. ‘the ancients’ fascination with Socrates’ virtue
with the moderns’ concern with his rationality’] it [sc. Vlastos’s Socrates: Ironist and Moral Phi-
losopher] succeeds in exhibiting them itself.”
384 Chapter 4
not, or better, can never be an easy decision for anyone to make; if it were,
we would need to repeal χαλεπὰ τὰ καλά and forget Achilles (Ap. 28b6–d9).71
Nobody knows the rational and eudaemonist basis for avoiding politics
better than Plato.72 And it is precisely because of that knowledge that he
awarded the crown of Justice to those alone who return to the Cave, allow-
ing his brother Glaucon to say of the requirement that the Guardians must
do so: “we will be enjoining just things on the just” (R. 520e1) after offering
the reader the most vivid description of what it really means to return to the
Cave in Republic 2 (361c1–362a2). But Vlastos’s mistake is not primarily
a mistake about Socrates: it is because of the difficult choice that Plato is
provoking us to make for ourselves that the Sign prevents his Socrates from
going into politics. Apart from Socrates’ regrettable failure to speak out
against Athenian wrongdoing during the Peloponnesian War,73 Vlastos may
safely rest in peace with his respect for his Socrates intact; it is rather Plato
whom the author of Socrates: Ironist and Moral Philosopher misunderstands.
My ongoing claim is that any attempt to discover “the philosophy of
Socrates” from some subset of Plato’s dialogues rests on the same kind of
misunderstanding. Since “no one has done more than Gregory Vlastos to
contribute to the robustness of the entire field of Socratic studies,”74 it is easy
to put the blame on him, especially given the narrow subset of dialogues
with which he was working. Excluding “the middle-period” dialogues on
the basis of Aristotle’s testimony, excluding Theages, et al., on the basis
of post-Schleiermacher criticism, and excluding Hippias Major, Lysis, and
Euthydemus on the basis of his own passion for the ἔλεγχος, Vlastos made it
easy for any critic to object that he was tailoring his data-set to yield a pre-
determined outcome, especially since his curt dismissal of Xenophon made it
obvious that “the philosophy of [his] Socrates” rested exclusively on a certain
severely circumscribed conception of Plato’s.
But despite the important points that Brickhouse and Smith scored against
Vlastos in their review of Socrates—on the Sign,75 of course, but also on
71
Or at least to misconstrue him, as in Gómez-Lobo, Foundations of Socratic Ethics, 34–35, where
it is a conventionally heroic τιμή—never mentioned in the passage (Ap. 28c1–d9)—not doing what
is best (Ap. 28d6) and avoiding what is base (τὸ αἰσχρόν at Ap. 28c4 and 28e9) that are “requiring
the hero to give up his own life.”
72
Cf. the passage from Aristotle, Politics, 2.5 quoted in the Introduction.
73
Cf. Theodor Ebert, “Studien zur griechischen Philosophie von Gregory Vlastos.” Philosophische
Rundschau 44, no. 4 (1997), 271–287, on 272: “Bei allem Engagement in der akademischen Welt
war V. im übrigen keineswegs ein Mann nur des akademischen Diskurses; er tritt während des
spanischen Bürgerkrieges öffentlich für die Republik ein und gehört spatter zu den ausdrück-
lichsten Kritikern des Vietnamkrieges.”
74
Thomas C. Brickhouse and Nicholas D. Smith, “Review of Socrates: Ironist and Moral Philoso-
pher.” Ancient Philosophy 13 (1993), 395–410 on 409.
75
See Brickhouse and Smith, “Review of Socrates,” 405–407.
Theages and Meno: Socratic Paradoxes 385
Socrates’ use of deliberate fallacy76—they showed just how widely shared his
misunderstanding had become when they wrote: “Socrates, all scholars agree,
identifies happiness with the good.”77 Since Plato’s Socrates takes the lead in
Republic 7 (cf. R. 516d4–e2) as well as Euthydemus, there is no Plato-based
reason to accept an identification that deletes the Idea of the Good no matter
how widely shared it may have come to be.78 But although those who share it
may well be under his influence, Vlastos is by no means the fons et origo of
this misunderstanding. As indicated in the Introduction, that dubious honor
belongs to Aristotle.79
In turning at last to Joyal’s arguments against an authentic Theages, it is
useful to begin by pointing out that one of the genuine problems any reader
must face with respect to the dialogue, regardless of its authenticity, is why
Socrates goes to such great lengths—especially in the culminating story of
Aristides—to persuade the boy to seek συνουσία elsewhere.80 As already
suggested, another comparison with Protagoras is also useful: when Socrates
reports that Hippocrates “would gladly discover what will happen to him
if he should consort [συνεῖναι; verbal form of συνουσία] with you” (Prt.
318a3–4), Protagoras claims that (“if you consort [συνεῖναι] with me” is
repeated at Prt. 318a7), each day the youth will consistently (ἀεί) “make
progress [ἐπιδιδόναι] to the better” (Prt. 318a9; cf. 318c2–4; and 318d3–4).
It is precisely this kind of guarantee that Socrates withholds in Theages,
recommending those—like Protagoras in Protagoras, but represented here
by Prodicus, Gorgias, and Polus (127e8–128a1), the latter for the purpose
of establishing Reading Order—“who themselves are in control [ἐγκρατεῖς]
of the benefit by which they benefit people rather than doing this by chance
[τύχῃ] through me” (130e8–10).
76
See Brickhouse and Smith, “Review of Socrates,” 397–401, especially on the Simonides-episode
in Prt. (399).
77
Brickhouse and Smith, “Review of Socrates,” 408; cf. Stemmer, Platons Dialektik, 156n16 on
Brickhouse and Smith, “Socrates on Goods,” 26: “A thing is good only in so far as it is conducive
to happiness.”
78
With respect to that consensus, it might be useful to contemplate a possible world—one in which
Germany didn’t lose the First or even the Second World War—in which one could truthfully write:
“Plato, all scholars agree, identifies the Good with the One.”
79
Not least of all as a reader of Plato’s dialogues, as in Aristotle, Eudemian Ethics, 7.14; 1247b15
(J. Soloman translation): “as Socrates [Σωκράτης] said—all the sciences would have been kinds of
good luck [εὐτυχίαι].” On D23, see Deman, Le témoignage, 67.
80
For a good way to approach this problem, especially in the context of Prt., see John I. Beare, “A
New Clue to the Order of the Platonic Dialogues” in E. C. Quiggan (ed.), Essays and Studies Pre-
sented to William Ridgeway on his Sixtieth Birthday (6 August 1913), 27–61 (Cambridge, UK: At
the University Press, 1913), on 45–46: “Not only can Socrates not teach what Theages desires to
learn, but there are not, he thinks, and never have neen, any persons able to teach it [the attached
note cites 128d]. Here we find Plato dealing directly with the peculiar paradox of the Socratic defi-
nition [sc. of virtue, i.e., K]. If ἀρετή=ἐπιστήμη, why cannot Socrates, who so defines—why can no
one—teach it?” For his programmatic statement on K (“a mixture of truth and falsehood”), see 31.
386 Chapter 4
Since Socrates clearly does not think this kind of sophistic guarantee is
appropriate, we must ask why he makes it sound as if those who profess to
be educationally ἐγκρατεῖς (cf. Grg. 449b2–3)—who guarantee that their stu-
dents are going to επιδιδόναι—are preferable to him. But this is not the kind
of question that Joyal asks but rather the kind he sidesteps in order to get to
what he regards as the right question:
To begin with, note the conspicuous absence of the possibility that Socrates
is being ironic in praising the educational hucksters in preference to him,
precisely the kind of irony he will use again at the beginning of Meno
(70c3–71a1) and later in the conversation with Anytus (Men. 91a6–b8).
But the real problem is in Joyal’s description of what “the author recom-
mends,” and more generally in his assumption that he can derive it from what
Socrates quotes Aristides as having said. If “this author’s” Socrates is not
being ironic, he is earnestly recommending the hucksters, and if he is being
ironic, that is, the kind of thing “that can reasonably ascribed to the Platonic
Socrates,” he is, for example, testing the commitment of Theages to the kind
of συνουσία he can offer—dependent as it is on τύχῃ and/or θεία μοῖρα—
by making it sound like “an inferior alternative,” which of course it is not.
But Joyal has posed his question, and now must answer it:
I think it is unlikely: for it is precisely the vicissitudes of τύχη that he [sc. ‘the
Platonic Socrates’] persistently abhors and seeks to eradicate from the lives of
men by advocating the pre-eminence of τέχνη. ‘Virtue is knowledge’ implies
as much, and the superiority of τέχνη is responsible for the value attached
to the hedonistic calculus in Prt. [note 8]; in one striking instance (Euthd.
279c4–280b3) Socrates argues that good fortune (εὐτυχία) is nothing other than
σοφία, and that when one possesses the latter there is no need for the former
(cf. Lg. 709b1–d4) [note 9]. Ultimately this desire to remove contingency and
change leads to the theory of forms.82
81
Joyal, Platonic Theages, 109. The passage that follows will be quoted continuously in what
follows.
82
Joyal, Platonic Theages, 109.
Theages and Meno: Socratic Paradoxes 387
83
Joyal, Platonic Theages, 109n8, which also cites Irwin’s Plato’s Moral Theory, and Crombie,
Plato’s Doctrines.
84
As for the passage Joyal cites from Laws, the Stranger’s response to chance will lead him to request
a tyrannized city later on the same page (Lg. 709e6).
85
Joyal, Platonic Theages,, 32, 60, 72, 89, 92–93, etc.; more commonly “our author.”
86
See Walther Janell, “Ueber die Echtheit und Abfassungszeit des Theages.” Hermes 36, no. 3
(1901), 427–439, on 430, 437n1, and 439.
87
Joyal, Platonic Theages, 72.
88
Joyal, Platonic Theages, 83–87.
388 Chapter 4
δαιμόνιον and ὁ θεός [after having cited Alc. 105d5, 105e5, and 105e6–106a1
in the previous paragraph, the attached note cites 127e5–7, and on its basis Joyal
could also have cited 135d6]; the participatory role of the divine sign (cf. 105e5
μετὰ τοῦ θεοῦ, 106a1 ἐφῆκεν {sc. ὁ θεός}); and the use of the noun δύναμις in
connection with the sign (103a6).89
Since Joyal is proving that Theages cannot be Plato, he must provide it with
a plausible alternative provenance, and he will explain the parallels between
it and Alcibiades Major by the suggestion that both are (later) “products of
a similar philosophical atmosphere.”90 While admitting that “the authenticity
of Alc. I is still hotly debated,” Joyal’s suggestion that his findings constitute
“further evidence against Platonic authorship”91 is an example of circular rea-
soning: it is only on the basis of an initial assumption that Alcibiades Major
is not among “the certainly genuine dialogues of Plato” that he can show
that Theages is exceptional in the cases he regards as crucial for assessing its
authenticity.
Joyal’s pages on the relationship between τὸ δαιμόνιον and ὁ θεός in The-
aetetus must therefore be closely reasoned because disjoining them is crucial
to that assessment:
The importance of this question [sc. ‘but if ὁ θεός is different from τὸ δαιμόνιον,
wherein does the difference lie?’] cannot be overestimated, for if it can be
shown that the author of Thg., who speaks only of τὸ δαιμόνιον in 129d1–130e4,
has manifestly misunderstood the structure of the Tht. passage [sc. ‘the famous
μαιευτική passage in Tht. (esp. Tht. 150c7–151a5, 151b1–6’ on 82] and its refer-
ences to and ὁ θεός and τὸ δαιμόνιον, this must go a very long way towards set-
tling the question of authenticity, which will itself be formally taken up later.92
89
Joyal, Platonic Theages, 98.
90
Joyal, Platonic Theages, 99. In the description of this “atmosphere,” the word “hagiographical”
plays the dominant role: in addition to 95 and 102–103, see Mark Joyal, “Tradition and Innovation
in the Transformation of Socrates’ Divine Sign” in Lewis Ayres (ed.), The Passionate Intellect:
Essays on the Transformation of Classical Traditions; Presented to Professor I.G. Kidd (New
Brunswick, NJ: Transaction, 1995), 39–56.
91
Joyal, Platonic Theages, 99; the note attached to the sentence that includes both of the quoted
phrases in my text sends the reader to 154–155, especially: “Although the evidence is not totally
compelling, I think it is very likely that our author wrote with a knowledge of Alc. I [even this ‘very
likely’ is far too cautious]; at any rate, both dialogues show signs of having been composed within
the same philosophical and literary milieu.” But on the same page (154), he does raise the crucial
question (cf. Ascent to the Beautiful, Introduction) as a question: “Was Plato the author of Alc. I?”
92
Joyal, Platonic Theages, 84; the bracketed question spans 83–84. Although I will focus on Joyal
in this connection, see also Klaus Döring, [Platon], Theages; Übersetzung und Kommentar (Göt-
tingen: Vandenhoeck & Ruprecht, 2004), 57–67.
Theages and Meno: Socratic Paradoxes 389
We must conclude that Thg. 129e1–130a5, while drawing directly upon its cor-
responding passage in Tht., is at fundamental variance with it, and that in all
probability it stands apart from Tht. because of a misunderstanding or disregard
of Plato’s meaning and intention. The consequences of this for assessing the
authenticity of Thg. should be clear enough and will be fully drawn out later.96
93
Joyal, Platonic Theages, 88; cf. 92, especially “deliberate or not.”
94
Joyal, Platonic Theages, 92.
95
Joyal, Platonic Theages, 93.
96
Joyal, Platonic Theages, 89.
390 Chapter 4
97
See William S. Cobb, “Plato’s Theages.” Ancient Philosophy 12 (1992), 267–284.
98
Cf. Kevin Robb, “Asebeia and Sunousia: The Issues Behind the Indictment of Socrates” in Gerald
A. Press (ed.), Plato’s Dialogues: New Studies and Interpretations, 77–106 (Lanham, MD: Row-
man & Littlefield, 1993).
99
If it is true, as the critics of Thg. insist, that its author hunted through the authentic dialogues for
bits and snippets to pillage in order to lend his work the appearance of authenticity, it seems very
strange that he made no reference to the youth’s νοσοτροφία (R. 496c2), i.e., the fact that Theages
is sickly. The reason he did not do so is because “our author” is Plato, and because his dialogues
constitute the ROPD. In this case, he expects his readers, having reached Republic, to reread
Theages in a new way, imagining the boy as dis- or rather differently-abled, taking the imaginary
form of an ancient version of Stephen Hawking perhaps. In my own case, I see in him as a ninth-
grader with muscular dystrophy I taught many years ago in Vermont: a bright and ambitious young
man who dreamed of being “master of the universe” while physically confined to a sophisticated
wheelchair, the motions of which he controlled with his teeth.
100
RPT (see §11) explains why questions concerning the Play of Character multiply in both number
and significance among the post-Smp. dialogues: when we see Prt. again after having read Smp.,
Phaedrus, Eryximachus, Pausanias, and Agathon are no longer mere names, and the linking of the
first pair with Hippias, the second with Prodicus, likewise becomes significant.
Theages and Meno: Socratic Paradoxes 391
101
Cf. Thomas L. Pangle, “On the Theages” in Pangle (ed.), The Roots of Political Philosophy: Ten
Forgotten Socratic Dialogues, Translated with Interpretive Studies, 147–174 (Ithaca, NY: Cornell
University Press, 1987), 167, where Theages is “a headstrong and very unpromising student.”
392 Chapter 4
102
See Döring, [Platon], Theages, 63: “Was Aristeides berichtet, ist in der Tat ‘schwer zu glauben.’
Es ist daher nicht weiter verwunderlich, daß wohl nichts in dem ganzen Dialog die Interpre-
ten so sehr irritiert hat wie dieser Bericht und daß die Deutungen, die er gefunden hat, weit
auseinandergehen.”
Theages and Meno: Socratic Paradoxes 393
Socrates: But the delivery is due to the god and me. And the proof of it is
this: many before now, being ignorant of this fact and thinking that they were
themselves the cause of their success, but despising me, have gone away from
me sooner than they ought, whether of their own accord or because others
persuaded them to do so, and after they have gone away, they have miscarried
thenceforth on account of evil companionship, and the offspring which they had
brought forth through my assistance they have reared so badly that they have
lost it; they have considered impostures and images of more importance than
the truth, and at last it was evident to themselves, as well as to others, that they
were ignorant.105
Socrates: One of these has been Aristides the son of Lysimachus and there
are a great many others: when they come back [πάλιν], seeking my company
[δεόμενοι τῆς ἐμῆς συνουσίας] and doing amazing things [καὶ θαυμαστὰ
δρῶντες], to some of them [μέν] the demonic thing that happens to me [τὸ
γιγνόμενόν μοι δαιμόνιον] prevents [ἀποκωλύειν with us/me understood] to
103
In addition to Plutarch, De Genio Socratis, see Jan Opsomer, “Plutarch’s Defense of the Theages,
in Defense of Socratic Philosophy?” Philologus 141, no. 1 (1997), 114–136, written in response to
Mark A. Joyal, “A Lost Plutarchean Philosophical Work.” Philologus 137, no. 1 (1993), 92–103.
104
J. Pavlu, “Der psedoplatonische Dialog Theages.” Wiener Studien 31 (1909), 13–37.
105
Tht. 150d8–e8 (H. N. Fowler translation).
394 Chapter 4
converse [συνεῖναι; cf. συνουσία], but [δέ] to some it allows, and these again
[πάλιν] make progress [ἐπιδιδόναι].106
It may well be the case that Plato does not use technical vocabulary,107 but
he uses his non-technical vocabulary in a remarkably technical way. As if
the naming of Aristides and the δαιμόνιον were not sufficient for sending
the reader back to Theages, the hammering of συνουσία/συνεῖναι (cf. 120e7)
and πάλιν (cf. 130a3), as well as the use of ἐπιδιδόναι (129e9, 130a3, 130a6,
130d5, and 130e3) and possibly θαυμαστά (cf. 130a2–3) make it certain that
“our author” wished to make the connection between these two passages
obvious, inescapable, and compelling. But amidst all the words that echo the
Aristides Story, there is information provided here that forces us to reexam-
ine that story in a new light, beginning with the phrase δεόμενοι τῆς ἐμῆς
συνουσίας. It is this phrase that confirms my earlier claim that the Story—
when read in the light of the Sentence—depicts Aristides “making a bid” for
renewed συνουσία with Socrates; it didn’t really seem that way in Theages.
But then again it did not seem then that Aristides was one of those who
had “gone away from me sooner than they ought,” “thinking that they were
themselves the cause of their success, but despising me,” who “miscarried
thenceforth on account of evil companionship,” and therefore “considered
impostures and images of more importance than the truth.”
If all of this is true of Aristides—as we now learn that it is, since he
was “one of these”—the participle δεόμενοι also applies: what Socrates
reports Aristides saying in the Story replicates the Argument of the Action
of Theages as a whole, and this explains its important position there. Just
as Demodocus and Theages are attempting to persuade Socrates to συνεῖναι
with the boy, so too Aristides is doing the same, although the double use of
πάλιν (in two different senses) shows that it is now the renewal or restora-
tion of συνουσία that he seeks. But we now can see that if anyone is seeking,
persuading, requiring or even seducing Socrates into granting him συνουσία
with debased motives, it is Aristides, not Theages. We know from Republic
that the Sign did not forbid Socrates to συνεῖναι with Theages, but we do
not know, from either Theages or Theaetetus, what the Sign will signify in
Aristides’ case. Plato has deliberately withheld the punch line, as always
because it is for us to supply it, but we can only learn of its absence when
we look back on Theages from the perspective of a BPA in Theaetetus.
And that’s only the beginning.
106
Tht. 150e8–151a5.
107
It is characteristic of Plato’s humor that the passage always cited to prove this point (R. 533d6–9)
should implicate the word διάνοια (cf. R. 511d3, 511d5, 511d8, 533d6 with Prm. 135b8, 143a7,
158c2, 165a8, 165b6), the closest thing to a technical term in the dialogues.
Theages and Meno: Socratic Paradoxes 395
Like Gorgias and Laches, Theages is a direct dialogue, but while narrating
the Aristides Story, Socrates once again becomes the kind of narrator that he
was in Charmides, Euthydemus, and Lysis. Or does he? If he does, he doesn’t
avail himself of his previous tricks: he makes no revealing observations or
comments, describes no action, and ascribes no motives to either Aristides or
himself. Instead, he merely narrates the words of both in a dialogue—after
the establishment of visual contact, a greeting and some discussion we are not
allowed to hear (130b2–3)—consisting of five exchanges and the notorious
speech with which the Story ends, beginning with “I will tell you, Socrates,
something unbelievable [ἄπιστον], by the gods, but true.”108 It is this denuded
form of narrated dialogue that makes the most important phrase in the The-
aetetus Sentence not δεόμενοι τῆς ἐμῆς συνουσίας, but rather καὶ θαυμαστὰ
δρῶντες. To be sure Aristides says some amazing things, indeed the things
he says are sufficiently amazing that they have brought Theages as a whole
under an authenticity-annihilating suspicion; if the phrase in question were
“and saying amazing things [καὶ θαυμαστὰ λεγόντες],” there would be no
problem. But for the reasons I have mentioned, we are not allowed to see
Aristides doing any amazing things because, despite the Sentence, Plato
doesn’t allow Socrates to describe him doing anything. Or does he?
Mark Joyal is an admirable scholar, and reading his work has been a
delight. In his most recent article, he was kind enough to take critical notice
of my own work, and corrected me on what proves in retrospect to be the
crucial point: I had cited Ion 535a3–5 to show that “holding [ἅπτεσθαι]” need
not be physical; he politely reminded me that it is not Socrates but Aristides
who is doing the holding.109 Having shown that the participle δεόμενοι from
the Sentence helps us to read the Aristides Story in a new light, now consider
how the participle δρῶντες affects the way you visualize what is happening
while, as Socrates reports, Aristides is saying this:
Socrates (quoting Aristides): ‘For I never learned anything from you, as you
know yourself: but I made progress, whenever I was with you, if I was merely
in the same house, without being in the same room, but more progress, when I
was in the same room, and I was seeming to me [to be] much more whenever
I was in the same room, and looked at you as you were speaking, than when I
turned my eyes elsewhere: but most of all and especially was I making progress
whenever next to you yourself I would sit, holding you, and touching you [πολὺ
δὲ μάλιστα καὶ πλεῖστον ἐπεδίδουν ὁπότε παρ᾽ αὐτόν σε καθοίμην ἐχόμενός σου
καὶ ἁπτόμενος]. Now, however,’ he said, ‘all that condition [πᾶσα ἐκείνη ἡ ἕξις]
has flowed out [ἐκ-ῥεῖν].’110
108
How many hapless defenders of Thg. have wished that it were false!
109
See Mark Joyal, “Problems and Interpretation in the Platonic Theages.” Wiener Studien 129
(2016), 93–154, on 128n52.
110
130d4–e4.
396 Chapter 4
What amazing things (θαυμαστά) was Aristides doing while he was say-
ing these things? Was he looking into Socrates’ eyes? Did his gaze waver?
Was there the sound of coquetry in his voice when he said πολὺ δὲ μάλιστα
καὶ πλεῖστον ἐπεδίδουν, as in Lysis, when Socrates tells us that Lysis was
speaking “very flirtatiously and affectionately [μάλα παιδικῶς καὶ φιλικῶς]”
(Ly. 211a3)? Was he not already sitting next to Socrates? And did he not
move even closer, close enough to touch, when he said ὁπότε παρ᾽ αὐτόν σε
καθοίμην? Was he not touching Socrates with his hand as well when he said
ἐχόμενός σου? And in the Era of Trump, are we not entitled to wonder just
how wondrous was the part of Socrates Aristides was touching when he said
ἁπτόμενος?
To a fake dialogue pawned off on Plato by a credulous hagiographer, I am
opposing a corrupt flirt and a boy in a wheelchair. On the basis of the repeated
use of ἁπτόμενος, παρ’ ἐμέ/παρὰ σοί/παρὰ σοῦ, and ῥεῖν at Symposium
175c6–e2, we were already in a position to affirm the truth of Aristides’ most
important claim the first time we read it: “I never learned anything from you”
(130d4). And it is on the basis of Symposium 219b3–d2—where Alcibiades
tells us about “throwing his hands around this truly demonic [δαιμόνιος] and
wondrous man” (Smp. 219b7–c1)—that we are prepared to see what Plato
wants us to imagine when we return to Theages after the BPA in Theaetetus.
Plato’s students are interested in sex, and he repeatedly uses that interest to
his advantage (cf. κίναιδος at Grg. 494e4 and ὁ σὸς ἐραστής at Men. 70b4–5).
In discussing Charmides (see §4), I suggested that Plato is trying to teach
us Socrates’ erotic art, that is, the ability to detect both the lover and the
beloved. He has set himself a similar goal in Theages with respect to the
δαιμόνιον: we don’t need to hear the voice ourselves—or even to be told
that Socrates had heard it (cf. Men. 100b7)—to know that Socrates had no
further συνουσία with Aristides. But we can only know he didn’t because of
three apparently unnecessary words in Theaetetus: καὶ θαυμαστὰ δρῶντες.
For what could those words possibly mean without Theages? Not since
Ion has Plato offered us anything as musical, inspiring in his lovers both the
need and the capacity to discover “many and fine things [πολλὰ καὶ καλά]”
(cf. Tht. 150d7–8 and Ion 534b8, 530d3). By contrast, our characteristically
modern and profoundly unmusical decision to solve the Riddle of Theages
with a wrecking ball reveals a lack of literary imagination as well as a radical
discontent with θεία μοῖρα, especially when it comes to interpreting and prop-
erly praising an inspired writer like Plato (cf. Ion 536b4–d3). It also suggests
a sovereign contempt for both Socrates—except when cut to our own cloth—
and his god (Tht. 150d8), the one who not only stopped him, but who thereby
allowed him to help us (cf. συλλαμβάνεσθαι at 129e7 and παρείκειν at Tht.
150d5). After all, how much could Socrates have benefited any of us if the
Sign had not prevented him from sailing off to Sicily as a battled-hardened
Theages and Meno: Socratic Paradoxes 397
hoplite and youth-steadying veteran in 415,111 when Plato was the same age
as Theages, and Xenophon not much older?
Near the end of his “How to Read a Platonic Prologue: Lysis 203a-207d,”
Francisco J. Gonzalez mentions “the abrupt beginning” of Plato’s Meno:
“Not all [sc. Platonic dialogues] have prologues as rich and complex as that
of the Lysis, and some seem to have no prologue whatsoever: the Meno is
the notorious example (though its abrupt beginning is itself a kind of pro-
logue that needs to be explained).”112 Gonzalez is right: the opening of Meno
“needs to be explained” no less than its equally abrupt ending (see §13), and
my explanation of the former is that thanks to Xenophon’s portrait of “Meno
the Thessalian” in his Anabasis,113 Plato’s Meno actually does have a pro-
logue.114 Although the scoundrel Xenophon describes does not make himself
audible in his opening words—the complex question he poses (70a1–4)115
might invite us to imagine him as a sincere seeker after truth—Plato permits
Socrates to waste no time informing us that Meno is a Thessalian (70a5–b2),
thus establishing the vital link.
The question, then, is whether Plato intended his original readers to find
the missing prologue of his Meno in Xenophon’s Anabasis, or whether it is
only readers like us who can or rather must do so. For one thing is certain:
“from this day forward to the ending of the world” not one scholar will ever
produce a commentary on either Charmides or Meno that does not quote
or cite evidence from Xenophon, just as the testimony of Thucydides will
always figure prominently in scholarly comment on Charmides, Laches, and
Symposium. How much longer, then, is Plato to be the only “expert on Plato”
from whom we withhold the privilege of being intimately familiar with the
immortal works of an older fellow Athenian who predeceased him? Through-
out this study, I have been trying to show the sense in which we are Plato’s
intended readers, and in the chapter devoted to Laches and Charmides, both
Xenophon and Thucydides have played their parts.
111
Bearing witness to the importance of 129c8–d2 are Plutarch, De Genio Socratis, 581d, Life of
Alcibiades, 17.5, and Life of Nicias, 13.9. Cf. Mark Joyal, “Socrates and the Sicilian Expedition.”
L’Antiquite classique 63 (1994), 21–33, and Altman, “Reading Order,” 23n54. For Socrates as
both “battle-hardened veteran” and model soldier, see Monoson, “Socrates in Combat,” 153.
112
Gonzalez, “How to Read,” 44.
113
Xenophon, Anabasis, 2.6.21–29.
114
A number of intertextual connections between Meno and Xenophon’s writings are discussed in
Robert G. Hoerber, “Plato’s Meno.” Phronesis 5, no. 2 (1960), 78–102; see especially 99n1.
115
All otherwise unidentified citations in the rest of this chapter are to Meno.
398 Chapter 4
116
Xenophon, Hellenica, 1.2.6–11.
117
Cf. Burnyeat, “Socratic Midwifery,” 16n20.
118
Xenophon, Anabasis 3.1.5–8; cf. ἐκπλεῖν at 3.1.8 with Thg. 130a7 and 130c2.
119
Providing much needed relief amidst this duress is Michel Narcy, “Enseignement et dialectique
dans le Ménon.” Revue international de Philosophie 23, no. 90 (1969), 474–494. Programmatic
in this regard is Denis O’Brien, “Le paradoxe de Ménon et l’école d’Oxford; Réponse à Dominic
Scott.” Revue philosophique 4 (1991), 643–658, on 652n14: “Pour une approche différente (et à
mes yeux bien plus subtile et bien plus éclairante), voir M. Narcy.”
Theages and Meno: Socratic Paradoxes 399
Meno the Thessalian was clearly [δῆλος ἦν] desiring [ἐπιθυμεῖν] to be terribly
rich, desiring [ἐπιθυμεῖν] to rule in order that he might get as much as possible,
desiring [ἐπιθυμεῖν] to be honored so that he might maximally profit; he wished
[βούλεσθαι] to be a friend to those capable of most [οἱ μέγιστα δυνάσθαι] so
that in committing injustice [ἀδικεῖν] he would not pay the penalty [διδόναι
δίκην].120
Socrates: Let us see, then, if this thing you are saying is true, for perhaps you
may be speaking well [εὖ λέγειν]. You are saying that virtue is being able to
provide oneself with the good things [τἀγαθά]? Meno. I do. Socrates: And are
you not calling ‘good’ things like both health and wealth [πλοῦτον]? Meno: And
gold I am calling [good] and acquiring silver and honors [τιμαί] in the city and
leadership positions [ἀρχαί].122
120
Xenophon, Anabasis, 2.6.21.
121
Beginning with μέγιστον δυνάσθαι at Grg. 466b4; τὸ μέγα δυνάσθαι appears at Grg. 466e3.
122
78c3–7.
400 Chapter 4
With this in mind, let us reexamine what Plato found in the first part of the
first sentence that Xenophon wrote about Meno, using the participial form of
ἐπιθυμεῖν, as it stands in the text—cf. ἐπιθυμῶν τὰ καλά—and bracketing the
Greek infinitives used for the three things Meno desired:
The parallels between the two passages are unmistakable. The primary and
revealing difference is that while Plato preserves what Xenophon informed
him were the objects of Meno’s desire, he suppresses his motives, and to that
extent he makes him look better. But if he presupposes that all of us know
those motives as a result of the Anabasis, he doesn’t need to mention them,
and just in case we miss the crucial point, that is, that he can both follow
and surpass his predecessor, he adds a new blemish to the already damning
portrait Xenophon has painted:
Socrates: But are you calling [just] these the good things [τἀγαθά] rather than
things of this kind? Meno: No, it is all things of this kind I am calling so.
Socrates: So be it. Gold indeed, then, and silver—to provide oneself with these
is virtue, so says Meno the ancestral guest-friend [πατρικὸς ξένος] of the Great
King.124
Aware that the Thessalians supported the Great King in the Persian Wars
thanks to Herodotus, and that Meno made war on the Great King by sup-
porting his younger brother in a failed coup thanks to Xenophon, Plato adds
betrayal to the litany of Meno’s crimes while tipping his hat to his fellow
Athenian by offering an explanation of the special treatment that Xenophon
tells us that the Great King reserved for his traitorous ξένος:
Now when his fellow-generals were put to death for joining Cyrus in his expedi-
tion against the King, he [sc. Meno], who had done the same thing, was not so
treated, but it was after the execution of the other generals that the King visited
the punishment of death upon him; and he was not, like Clearchus and the rest
of the generals, beheaded—a manner of death which is counted speediest—but,
report says, was tortured alive for a year and so met the death of a scoundrel
[πονερός].125
123
Xenophon, Anabasis, 2.6.21.
124
78c7–d3.
125
Xenophon, Anabasis, 2.6.29 (Carleton L. Brownson translation).
Theages and Meno: Socratic Paradoxes 401
Both Plato (76b) and Xenophon (2.6.28) remark on Meno’s physical beauty in
the bloom of his youth, and on his several lovers, both noting in particular that
Meno is the beloved of Aristippus of Larissa. Xenophon adds what he regards as
a curiosity, that the beardless Meno had a bearded beloved, Tharypus. The Meno
is set in early 402, when Meno visits Athens and stays with Anytus before leav-
ing for Persia on the campaign chronicled in Xenophon’s Anabasis from March
401. Plato represents Meno as a wealthy and outspoken young man, attended by
several slaves (82a), and as recently having been under the influence of Gorgias
(70b, 71c), whom Thessaly had especially welcomed.
Naturally Nails doesn’t say that Plato knows about Meno only through
Xenophon, and therefore doesn’t distinguish what he does from the three
pieces additional pieces of information that will persuade some that he
didn’t: Meno’s relationship to the Great King, his patronymic (76e6), and
his teacher. The last is the crucial one: by equipping Xenophon’s Meno with
Gorgianic influence, he once again adds color to the use of “tyrant-teacher
[τυραννοδιδάσκολος]” (Thg. 125a2) while signposting the priority of Gor-
gias to Meno in the ROPD. But it is only because of information supplied by
Xenophon in Hellenica that Nails can equip Meno with a probable dramatic
date,126 and it is from Xenophon’s Apology of Socrates (29–31) that Plato’s
readers would know, even if they had not yet encountered his own Apology of
Socrates in the ROPD, that Anytus was one of Socrates’ accusers.127
Having quoted its beginning and end, there is something to be said for
quoting and commenting on the whole of Xenophon’s Meno passage in
Anabasis 2.6, not only because it was (on my account) in Plato’s mind when
he wrote Meno, but even more importantly because he expected it to be in
his readers’ minds when they read it. But since what is so very obvious to
me seems heretical or even damning to so many others, I will mention only
the salient points. When Xenophon emphasizes with δῆλος ἦν that Meno
was clearly desirous of wealth, honors, and rule, he sounds the Leitmotiv of
126
Nails, People of Plato, 319; cf. 37–38, especially the references to Xenophon.
127
Cf. Hoerber, Plato’s Meno,” 99n2: “Xenophon’s remarks on Anytus in his Apologia Socratis
(29–31) are interesting and may be pertinent to Anytus’ thesis in the Meno.”
402 Chapter 4
the passage, echoed in what follows not only by ἔνδηλος and φανερός (as
in “plain” or “manifest”),128 but also by the amazing “to pride oneself in”
(ἀγάλλεσθαι).129 These words make it obvious that Meno reveled in making
obvious his open and highly visible antics, wicked as they were. This open-
ness allows Xenophon to reveal what Meno must really have kept secret, for
example that it was easier to take advantage of friends than enemies, inad-
vertently confirming the proverbial χαλεπὰ τὰ καλά by taking as his implicit
motto “base things are easiest [ῥᾷστα τὰ αἴσχρα].”130 But the following sen-
tence must be considered more carefully:
Socrates: Then is there anyone who wants to be [βούλεσθαι εἶναι] miserable and
unhappy [κακαδαίμων]? Meno: It does not seem so to me, Socrates. Socrates:
No one, then, Meno, wants bad things, if no one wants to be such an one:
for what is being miserable but both to desire bad things and to obtain them
[ἐπιθυμεῖν τε τῶν κακῶν καὶ κτᾶσθαι]? Meno: You are quite possibly speaking
the truth, Socrates, and nobody wants bad things [οὐδεὶς βούλεσθαι τὰ κακά].132
128
Xenophon, Anabasis, 2.6.23 (Brownson): “Affection he clearly [ἔνδηλος] felt for nobody, and if
he said that he was a friend to anyone, it would become plain [φανερός] that this man was the one
he was plotting against.”
129
Xenophon, Anabasis, 2.6.26: “And just as a man prides himself [ἀγάλλεσθαι] upon piety, truthful-
ness, and justice, so Menon prided himself [ἀγάλλεσθαι] upon ability to deceive, the fabrication
of lies, and the mocking of friends.”
130
Xenophon, Anabasis, 2.6.24: “Neither would he devise schemes against his enemies’ property,
for he saw difficulty [χαλεπόν] in getting hold of the possessions of people who were on their
guard; but he thought he was the only one who knew that it was easiest [ῥᾷστον] to get hold of the
property of friends—just because it was unguarded.”
131
2.6.27.
132
78a6–b2
Theages and Meno: Socratic Paradoxes 403
One might think that such a place is reserved for nouns, but it would seem
not: it is not bad things like the year of torture climaxing with the wretched
Meno’s death at the hands of the Great King that Socrates is claiming nobody
wants, but rather simply “to be [εἶναι] wretched and κακαδαίμων.”133
So what has really happened here? Has Socrates proved once again—in
the teeth of Xenophon’s Meno—that nobody, Meno included, does bad
things willingly (SP), or has he merely proved that nobody wants bad things
to happen to him? To riff on Plato’s improvement of Xenophon—that is,
that Meno’s family connections made him the πατρικὸς ξένος of the Great
King, and thus that he had personally wronged Artaxerxes, and therefore
deserved what he got—are we to imagine that the painful year Meno
devoted to διδόναι δίκην made him, in accordance with PP-2, not more but
less κακαδαίμων (cf. Grg. 473d7–e1)? Certainly Socrates has not proved—
nor has Meno confirmed—that to ἀδικεῖν belongs among τὰ κακά, let alone
that it is worse (κακίον), in accordance with PP-1, to ἀδικεῖν rather than
to suffer it (ἀδικεῖσθαι). Which is not to say that Socrates can’t play “the
justice card” recently brought into the foreground by Gorgias when circum-
stances demand it, as they do when he lays the foundation for destroying the
second part of Meno’s definition:
Socrates: Gold and silver, then—to provide oneself [πορίζεσθαι] with these is
virtue, so says Meno the ancestral guest-friend [πατρικὸς ξένος] of the Great
King. But are you adding to this provisioning [πόρος], dear Meno, a ‘justly
[δικαίως]’ or ‘piously,’ or does it make no difference to you, so that even if
someone provisions himself [πορίζεσθαι] with them unjustly [ἀδίκως], all the
same you are calling them ‘virtue’? Meno: Of course not, Socrates. Socrates:
But rather ‘badness [κακία]’? Meno: Absolutely [πάντως δήπου].134
133
I have translated κακαδαίμων as “unhappy” to make this passage as consistent with TEA as
possible.
134
78d1–7.
135
Cf. Boyarin, Socrates and the Fat Rabbis, 16: “I have felt that (Plato’s) Socrates’ ways of dealing
with his interlocutors involve a great deal of bad faith, of manipulation and exercise of intellectual
power, to mislead those who were not as clever or as quick on their feet as he is.” He goes on to
pose the right question on 17: “how can I criticize Plato for seeming to turn a blind eye to the ethi-
cal flaws of his hero Socrates himself if my own clear vision of those flaws is provided by Plato?”
404 Chapter 4
136
For discussion, see Vassilis Karasmanis, “Definition in Plato’s Meno” in Lindsay Judson and
Vassilis Karasmanis (eds.), Remembering Socrates: Philosophical Essays, 129–141 (Oxford:
Clarendon Press, 2006), especially 136–139.
137
In addition to the parallels mentioned in the text, cf. the lack of infinitives for ἐμαυτῷ ἐδόκουν here
and ἔμοιγε ἐδόκουν at Thg. 130d7. See Bailly, Socratic Theages, 121–124.
138
On all three, see Konrad Gaiser, “Platons Menon und die Akademie.” Philosophy and Phenom-
enological Research 24, no. 4 (June 1964), 241–292.
139
Cf. Kahn, “Plato and Socrates,” 41: “The problem of the unity of virtue is the early or ‘Socratic’
version of the problem of the one-over-many, the problem which in the later dialogues takes on
metaphysical implications.” Cf. Gaiser, “Platons Menon,” 257n27.
Theages and Meno: Socratic Paradoxes 405
Solution have been clarified in the arithmetic section of Republic 7,140 both
will be presupposed and carefully tested in the post-Republic dialogues from
Timaeus straight through to Phaedo,141 especially in Parmenides and Phile-
bus.142 As far as the present is concerned, however, the way Socrates exploits
the Problem in Meno recalls Callicles’ critique, based on nature and conven-
tion, in Gorgias (Grg. 482e2–483a4): whenever Meno gives a definition that
makes virtue One—for example, “the capacity to provision oneself with good
things” (78c1–5)—Socrates promptly refutes him on the basis of the Many
(in this case, the different parts of virtue at 78d4–79a6)143 but when Meno
offers him “a swarm” of virtues (72a6–7; cf. 74a6–10) Socrates famously
objects on the basis of the One.144
Since one of the dialogue’s most important statements about the Problem
(77a5–b1) appears just before the SP-oriented passage (beginning at 77b2), it
must be considered in context. But consider first the interpretive implications
of this juxtaposition: the passage that looks forward to the later dialogues
receives little attention in the current Anglo-American reception while the
one that looks back to the early ones has engrossed that attention. To which
one can only say: what Plato has so obviously joined together, let no man put
asunder, neither on the basis of Anglo-American nor Continental prejudices.
After all, the great problem with Socratism is that it separates (some form
of) Socrates from his biographer, while the partisans of Tübingen downplay
the sheer wonder of Socrates in their pursuit of the archeological One. These
are the Introduction’s two center-crushing bookends, both using Aristotle to
squeeze Plato out of existence from either side, and the current reception of
Meno falls prey to this bifurcation. So even though I’m putting SP at the center
of this section (and “the Meno Doublet” of the First Protreptic at the center of
the next one), my protest is ongoing: this one-sidedness is a scandal.
Socrates: But come, then, you as well: try to fulfill your obligation [ἡ ὑπόσχεσις]
to me, speaking of virtue—what it is—as a whole, and stop making many things
140
Prior attention—beginning in Plato the Teacher, sections §13 and §28 (see also the following two
notes)—must excuse the shorthand being used here, but roughly the Problem (of the One and the
Many) is that if the One had (many) parts it would not be One, and therefore the Solution (to the
Problem of the One and the Many) is an atomic One that cannot be split. The fact that no physi-
cal thing is “One” in this sense is what makes the Problem and the Solution of great pedagogical
importance to Plato: the indivisible and insensible One leads the student to the Ideas.
141
On the latter, see Guardians on Trial, §16. Cf. Lg. 963c5–d2, 964a3–5, and 965b7–e2 for parallel
confirmation based on Order of Composition.
142
See Guardians in Action, §11.
143
Cf. Ferejohn, “Socratic Thought-Experiments,” 108–109.
144
Cf. Paul Woodruff, “Socrates on the Parts of Virtue.” Canadian Journal of Philosophy 6, supple-
mentary volume 2 (1976), 101–116, on 103: “My strategy [in squaring Men. with Prt.] is to intro-
duce a distinction between essence and accident that allows Socrates to hold without contradiction
that the various virtues are both one and many.”
406 Chapter 4
out of the one [πολλὰ ποιῶν ἐκ τοῦ ἑνός, i.e.], which is what the jokesters say
those shattering a thing always do [ὅπερ φασὶ τοὺς συντρίβοντάς τι ἑκάστοτε
οἱ σκώπτοντες], but having kept it whole and hearty, say what virtue is, having
received from me these very models [τὰ δέ γε παραδείγματα].145
Since Meno will straightaway respond with his definition, the juxtaposi-
tion couldn’t be closer. The plural τὰ παραδείγματα is justified not only by
“shape” but also by the pre-Socratic account of color (76c4–e2) that Socrates,
under protest and duress (76a9–c2; 76e3–77a5), gives to the pretty boy as
well. As for the joke, there has been debate about it,146 but I’ve taken my
best shot: if what those who are shattering (οἱ συμτριβόντες at 77a8) were
trying to shatter really was the One (τὸ ἕν at 77a7), they could not do so,
because the single and unitary thing that the One must be (if it actually is
One) precludes it from being (broken into) Many (R. 525d9–e3; cf. 79a9–10).
But even more laughable than making Many out of the One—which is better
done physically, in accordance with the jokesters, than mentally (cf. τῷ λόγῳ
at R. 525d9–e1)—is the far more pervasive, insidious, and ultimately sub-
Platonic error of making a One out of Many (cf. R. 443e1–2; Ti. 68d2–7; Lg.
965b7–c3; and Epin. 992b6–7), the highly addictive narcotic swallowed by so
many philosophers, ancient and modern.147 For this is the Problem that Plato
solved: since there is no One that the Many can be—let alone that all things
can be,148 as Heraclitus and the long train dialectical monists who followed in
his wake would claim—the Solution is the absolutely part-less, indivisible,
atomic One that experts in arithmetic will not let you divide (R. 525d8–e3),149
that is, the first and most important thing that the Guardians need to master in
the five-subject curriculum described in Republic 7.
The joke-generating impossibility of πολλὰ ποιῶν ἐκ τοῦ ἑνός is not the only
or even the principal contribution Meno makes toward preparing the student for
the Shorter Way, and the following section will take up the task of showing how
it does so, and thus (by SW-1) for the Longer Way as well (see §10). But even
though it does not play the principal role—the discussion of the hypothetical
method (86e1–89c6), including the Meno Doublet does that—it is important
to emphasize that the Many-excluding One, the only thing (τι at 77a8) that is
exempt from Socrates’ joke, will ultimately prove to be the principal ἀρχή of
the Second Part of the Divided Line and thus, by SW-4, a critical part of that
145
77a5–b1.
146
Beginning with an ancient scholiast; see Green, Scholia Platonica, 221 (on R. 422e; cf. 422d8–e6);
cf. Thompson, Meno of Plato, 99–100 (on 77a8) and Bluck, Plato’s Meno, 255–256 (on 77a7).
147
See references to Drang nach Einheit in Plato the Teacher, Guardians in Action, and Guardians
on Trial.
148
Heraclitus B50 (DKS): “it is wise to agree that all things are one [ἓν πάντα εἶναι].”
149
Cf. κερματίζειν at R. 524e2 with 79a10 and κατακερματίζειν at 79c2.
Theages and Meno: Socratic Paradoxes 407
preparation.150 Suffice it to say for now that the good news as well as the bad
news about this Many-excluding One—condition for the possibility of Number,
and yet not a Number itself—is that it does not exist as we measure existence,
and hence it leads our souls upwards and away from Becoming toward Becom-
ing (R. 522e5–523a3; 524e5–525a3; 525b1–4; 525d5–8; and 526e7–9). Along
with geometry, the study of this utterly simple aspect of arithmetic “contributes
to seeing more easily the Idea of the Good” (R. 526e2) and “compels the soul to
turn itself toward that place in which is Being’s happiest” (R. 526e3–5). On the
cusp, then, of one of the dialogue’s two Socratist passages, we have crossed an
important threshold in the ascent to the Good.
Meno: Then it seems to me, Socrates that virtue is as the poet says: χαίρειν τε
καλοῖσι καὶ δύνασθαι (‘Both to rejoice in beauties [whether these are beautiful
things, people, or actions is unclear] and to be able [presumably either ‘to get’ or
‘to do them’]). And I say this is virtue: [while] desiring the beautiful [ἐπιθυμῶν
τῶν καλῶν], to be able to provide yourself with them.151
150
Meno is the first giant step toward that ἀρχή since Hp. Ma., where Hippias confirmed, errone-
ously, that “one” is odd (Hp. Ma. 302a4–5) which it could only be if it were a number: although
the ἀρχή of Number, One is not itself included among “the Odd and the Even” (cf. Grg. 451c1–5,
453e2–454a1) except as the condition of their possibility.
151
76b2–5.
152
See Guardians in Action, 186; cf. Smp. 216d2–3.
153
Xenophon, Anabasis, 2.6.28 (Brownson): “From Aristippus [cf. 70b2–5] he secured, while still in
the bloom of youth [ὡραῖος; cf. ἐν ὥρᾳ at 76b8], an appointment as general of his mercenaries;
with Ariaeus, who was a barbarian, he became extremely intimate for the reason that Ariaeus was
fond of beautiful youths [μεικακίοις καλοῖς ἥδεσθαι]; and, lastly, he himself, while still beardless,
had a bearded favorite named Tharypas.” In other words, while prostituting himself for positions
of authority (the ἀρχαί of 78c7; cf. ἄρχειν at 2.6.21), Meno also “took pleasure” in οἰ καλοί,
nominative of Plato’s deliberately ambiguous τῶν καλῶν at 77b4. Naturally I regard all of this
as further proof that Plato wrote Meno for readers who had Anabasis in mind, and therefore must
have had it in his while writing it.
408 Chapter 4
no means clear that Meno is saying the same thing the poet is: his definition of
virtue might be nothing more beautiful than “lusting after good-looking boys
and gaining their sexual favors” while the poet’s might be “taking delight in
beautiful actions and being able to do them yourself,” which to my ears has
the ring of truth to it.
In addition, then, to the emerging Problem of the One and the Many that
bookends it (and which leads to Meno’s eristic question, Recollection, and
beyond) the passage under consideration—let’s call it “Penner and Rowe’s
Meno Passage” in honor of the fact that they linked it to Penner’s (Gorgias)
Passage in their first collaboration (1994)154—has an even broader context,
unfolding as it does in Xenophon’s shadow as well. Finally, and most impor-
tantly, there is a retrospective Platonic context as well as a Problem-based
prospective one, indicated by Socrates first response:
Socrates: Are you saying that the one desiring beautiful things [ὁ ἐπιθυμῶν τῶν
καλῶν] is a desirer [ἐπιθυμητής] of good ones [ἀγαθά]? Meno: Most of all, in
deed.155
154
Terry Penner and C. J. Rowe, “The Desire for Good: Is the Meno Inconsistent with the Gorgias?”
Phronesis 39, no. 1 (1994), 1–25. For critical discussion, see Mariana Anagnostopoulos, “Desire
for Good in the Meno” in Naomi Reshotko (ed.), Desire, Identity and Existence: Essays in Honor
of T. M. Penner, 171–191 (Kelowna: Academic Printing and Publishing, 2003).
155
77b6–7.
Theages and Meno: Socratic Paradoxes 409
Socrates: Is it then [a case] of some who are actually desire bad things [τὰ κακά]
and others good ones? Don’t all, o best of men [ὤριστε], seem to you to desire
good things? Meno: Not to me.158
The negative form will prove to be crucial: the argument’s conclusion
will be that nobody wants bad things—like what will happen to Meno at
the hands of the Great King—to happen to them, and that is true. But it
is not true that it is beyond human nature to advance into bad things (Prt.
358d1–2), nor that, when heroes do so, the good things they prefer must
be good for them, even though in such cases it is for the sake of the Good,
the Just, and the Beautiful.
But why speak of heroes? Meno’s moral compass points to an alternative
North, and Penner’s Passage in Gorgias applies well to him: given how things
turned out, he did not want to join the expedition of Cyrus, and in seeking
156
Cf. 765–766 in Terence Irwin, “Recollection and Plato’s Moral Theory.” Review of Metaphysics
27, no. 4 (June 1974), 752–772.
157
And thus of a conception of virtue based on CA; hence the important passage from Irwin, “Recol-
lection” cited in the previous note begins (765): “like the theory of recollection, the ascent theory
offers an alternative to the Socratic view of knowledge and rational choice embodied in the craft
analogy” (765) and ends on 766 with: “The craft analogy relies on the pattern of rational choice
illustrated in the Lysis; it cannot survive if the Symposium’s view of desire is right. If we have
rightly understood the Meno and Symposium, they reject two aspects of the same Socratic doctrine
of virtue and knowledge.”
158
77b7–c2.
410 Chapter 4
Socrates: But there are some [who are desirous] of bad things [τὰ κακά]? Meno:
Yes. Socrates: Thinking the bad things [τὰ κακά] are good, do you say, or even
knowing that they are bad but all the same they desire them: Meno: Both, they
seem to me [to desire]. Socrates: Then there is someone [τις] who seems to you,
O Meno, while knowing [γιγνώσκων] that the bad things [τὰ κακά] are bad, all
the same desires them? Meno: Most of all.161
At the risk of beating a dead Thessalian horse (cf. 70a6), Meno is resist-
ing Socrates because he is thinking of τὰ κακά not as things that are bad
159
There are, of course, many connections between Men. and Grg., but few are more important than
the connection between PP-4 (Grg. 480e5–7) and his first definition at 71e2–5: “Meno: this is a
man’s ἀρετή: to be capable to do the things of the city, and while doing them, to treat well ones
friends, and badly [κακῶς (ποιεῖν)] one’s enemies, and to be careful [εὐλαβεῖσθαι] lest suffering
such a thing oneself.” The connection is then hammered at 94e3–5, where εὐλαβεῖσθαι is linked
to κακῶς λέγειν.
160
Cf. Xenophon, Anabasis, 2.6.27: ἐπιδεικνύμενος ὅτι πλεῖστα δύναιτο καὶ ἐθέλοι ἂν ἀδικεῖν.
161
77c2–7.
Theages and Meno: Socratic Paradoxes 411
for him,162 but as things that are simply bad or rather things that it is bad,
base, and ignoble to desire—at least by the conventional standards used by
fools163—but which he, “knowing ” (γιγνώσκων) that he is able and willing
to do injustice, has made it clear (thanks to Xenophon) that he was doing so
γιγνώσκων, and was ignorant only to the extent that by doing so, he was, is,
and will be desiring things that are harmful, that is, bad for him.
Plato’s strategy here stands at the center of this book. If he is going to
emancipate our souls from the GoodE and lead us to the Idea of the Good,
that is, the GoodT, he will first show us someone whom all of us recognize
and indeed know only as a notorious criminal, ready and willing to do things
that are actually bad, but who embraces an argument proving that not even
he desires things that are bad for him. By the time that Plato is through with
us, he will have turned all this on its head: it would be unjust for philosophers
to place what is good for them above what Justice demands from them: that
they go back down into the Cave and share with others the love that Plato
the Teacher has showered on us, even if that leads to undeserved torture (cf.
R. 361e1–362a2) in Meno’s well-deserved prison cell. For nothing less is
required from those who would rather be than merely seem to be good (R.
361b7–8), and no less than Meno are Socrates and Plato in search of gold
(Grg. 486d2–4), albeit in the form of golden souls (cf. R. 521a3–4), that is,
those who are still capable of remembering what all of us already know.
In the case of Callicles, Plato created a character he knew better than any-
one else, and tempted the rest of us to find him incorrigible by dramatizing
his (initial) resistance to the eloquent Socrates. Those of us whose souls are
insufficient to play gold-testing βάσανος to Plato’s—as Callicles’ soul played
βάσανος to Socrates’ (Grg. 486d4–487a3)—will project our own incorrigibil-
ity onto him, revealing our sympathy for his pre-Nietzschean trans-valuation
of values. These same readers will now, for much the same reason, prove
more sympathetic to Meno. By borrowing the Thessalian scoundrel from his
friend Xenophon, Plato now uses a character that everybody should know is
and was incorrigible, and shows that he is amenable to semi-Socratic correc-
tion: he will eventually give up his claim that there exists anybody (τις) who
wants bad things, that is, wants to be wretched and κακοδαίμων (78a4–b2).
162
Cf. David Wolfsdorf, “Desire for Good in Meno 77B2–78B6.” Classical Quarterly 56, no. 1 (May
2006), 77–92, on 82: “It is, of course, a question why Meno commits to (c) [sc. ‘some people
desire things that are bad and recognize that these things are bad’]. The answer, simply, seems
to be that at this point in the argument Meno fails to observe that desiring something bad de re
implies desiring something harmful to oneself.” This is at best half of the reason that Meno so
commits.
163
Xenophon, Anabasis, 2.6.22 (Brownson): “Again, for the accomplishment of the objects upon
which his heart was set, he imagined that the shortest route was by way of perjury and falsehood
and deception, while he counted straightforwardness and truth the same thing as folly.”
412 Chapter 4
Plato can take no credit when one of us realizes that it is Meno and not Cal-
licles who is incorrigible. If we have what it takes to accept the argument that
Socrates applies to Callicles, we will know that he could have done the same,
and this acceptance will transform us, allowing us to look our teacher in the
eye even while he turns our lives upside down (Grg. 481c1–4). But we can
accept the argument Socrates applies to Meno at no cost to ourselves whatso-
ever, and if we accept it as paradigmatically Socratic, we prove that we have
learned little about Socrates, less about virtue, and nothing about Plato.164
Among so many ways of proving the latter, excising Theages from the canon
comes to mind, since Plato knows that what divides these two kinds of read-
ers depends entirely on θεία μοῖρα,165 and he wrote three dialogues—joined
just as they are in the ROPD—to prove it.
Socrates: What do you mean by ‘to desire [ἐπιθυμεῖν]’? Is it not ‘to come into
being for him (who desires it) [γενέσθαι αὐτῷ]’? Meno: To come into being; for
what else (could I mean/be saying) [γενέσθαι· τί γὰρ ἄλλο;]? Socrates: Whether
believing the bad things to benefit [ὠφελεῖν] the one for whom they come into
being, or knowing of the bad things that they harm [βλάπτειν] the one for whom
they are present? Meno: There are some [εἰσὶ μὲν οἳ] believing the bad things to
be beneficial [ὠφελεῖν], but [δέ] there are also those knowing that they harm.166
Since Meno knows very well that he does bad things willingly, he contin-
ues to resist SP, so Socrates needs to change the terms of the question. By get-
ting Meno to accept γενέσθαι αὐτῷ as a translation of ἐπιθυμεῖν,167 Socrates
shifts the emphasis from “the bad things” that Meno clearly wants to do, to
what he will derive from experiencing τὰ κακά as they “come into being for
him.” But he can’t get there directly because Meno continues to make room
for himself in the μέν-clause. The real obstacle for Socrates is that Meno is
thinking of himself, although it would be more accurate to say that since Plato
has purposely borrowed a character (i.e., Xenophon’s “Meno the Thessalian”)
164
As in Stemmer, “Grundriss,” 541: “Platon akzeptiert den motivationstheoretischen Grundsatz der
Sophisten: Man hat nur Gründe, das zu tun, was letztlich fur einen selbst gut ist [note 34].” Before
citing Prichard and Adkins for support, sidestepping the post-eudaemonist interpretation of the
return to the Cave (“Ich halte diese Argumentation nicht für richtig”), and reviewing pertinent
comment by Kraut, Cooper, Irwin, and White, this valuable footnote (541n34) begins: “Vgl. z. B.
die Argumentation in Men. 77b6–78b2.”
165
Cf. Dover, Plato, Symposium, 164 (on Xenophon, Memorabilia, 1.2.12–48): “an interesting
admission that argument can influence action only when addressed to those who are well disposed
to its presuppositions [unlike Critias and Alcibiades], and that although Socrates had the power to
enthrall and inspire he did not have the power to keep those who did not wish to stay.”
166
77c7–d4. For a less literal translation of the first exchange (77c7–8), see Lamb’s: “Socrates: What
do you mean by ‘desires’? Desires the possession of it? Meno: Yes; what else could it be?”
167
As the crucial words γενέσθαι αὐτῷ suggest (cf. γενέσθαι αὑτῷ at Smp. 204d7), this “Socratic”
discussion in Meno does not unroll in an interpretive vacuum quite apart from Xenophon’s
Anabasis.
Theages and Meno: Socratic Paradoxes 413
who disproves SP, he is helping us see—with unparalleled clarity for the first
time—the argumentative base of that “doctrine,” enshrined as such by Aris-
totle (see Introduction). It is therefore because Meno thinks or even knows
that doing bad things is going to benefit (ὠφελεῖν) him that Socrates needs
to force him to acknowledge that bad things in general—not the bad things
Meno has it in mind to do, but those that would harm (βλάπτειν) him if they
“came into being” for him—are simply harmful, and that nobody wants to be
harmed. Socrates therefore needs to make Meno to forget about himself just
for a moment, and he does so by exploiting the commonsense connections
that link good things to benefit and bad ones to harm, for who does not know
that bad things are harmful?
Socrates: Then do they seem to you to know of the bad things that they are bad,
those believing that the bad things benefit [ὠφελεῖν]? Meno: Not completely
does this very thing seem so to me [οὐ πάνυ μοι δοκεῖ τοῦτό γε].168
With Meno’s response, the fever breaks: he refuses to deny that he knows
bad things are bad, and that bad things are harmful for the same general
reason that good ones are beneficial. As much as he wants to demonstrate
(δῆλος ἦν) that he wishes to do injustice (ἐθέλειν ἀδικεῖν) because he thinks
doing it will benefit him—and we know that this is so because we’ve read
Xenophon’s Anabasis—he dreads even more to show himself up as ignorant,
especially since nobody knows better than he does that the bad things he is
able and wishes to do really are bad, and that they will harm those to whom
Meno does them. But it is equally true—as Socrates is about to prove—that
Meno does them because he thinks they are good, that is, good for him:
Socrates: Well then, it’s clear that these people {whatever we may go on to say
about the others: μέν} don’t desire τὰ κακά, the people who don’t know them
{i.e., that they are κακά]. Instead {ἀλλά: strongly adversative}, they desire those
things which {we agree} they think good. But these very things {ταῦτά γε} in
fact are {position of ἔστιν} κακά. So, then, {this first group,} those who don’t
know them {τὰ κακά}, and think that they are ἀγαθά, clearly desire τὰ ἀγαθά.
Meno: These indeed probably do so.169
Even if Meno thinks τὰ κακά will benefit him (which of course he does), and
even if those things are really bad (which he knows that they are), he still
desires the good (which he certainly does) and not what is harmful or bad
168
77c4–7.
169
77d7–e4 as translated in Penner and Rowe, “Desire for the Good,” 18–19; the translation of
Meno’s response, however, is mine; they don’t bother with it.
414 Chapter 4
for himself (which he certainly doesn’t), and thus what he desires ever and
always—no matter how bad it really is—is the good, “the real good” for him.
I have used Penner and Rowe’s “Alternative Reading of the Crucial
Passage”170 to illustrate the moral bankruptcy of Socratism in its most radical
form. Engaged in a battle with Santas,171 who thinks desire is for the merely
apparent good, and even with Naomi Reshotko,172 whose Pennerite assimila-
tion of Santas’ position doesn’t preserve the full force of Penner’s own rejec-
tion of it,173 Penner and Rowe argue that the objects of desire, benefit and
happiness, are “real goods.”174 While enough has already been said about the
relationship between MES and K-F to let the passage found in the last note
speak for itself, a footnote to it deserves a place in the text:
We note that our suggestion that the Meno takes desire for something as desire
to possess that thing, and to possess it as a means to benefit and ultimately to
happiness, is well confirmed outside of the Meno and even aside from the Gor-
gias. See Symposium 204e2–205a3 and Euthydemus 280b5–8 with dl-e2. The
Meno, the Euthydemus and the Symposium all construe desire for something in
terms of means-ends hierarchies [the predecessor of MES] of the form: desire
to possess as a means to benefit as a means to happiness.175
Thanks to its Meno Doublet, further comment on the First Protreptic (of
which “Euthydemus 280b5–8 with dl-e2” is a part) can be delayed until §15,
but given the way this book began, a response to the Symposium connection
mentioned here must not be.
The key phrase, used to gloss ἐπιθυμεῖν ατ 77c8, is γενέσθαι αὐτῷ, a clear
and unmistakable echo of γενέσθαι αὑτῷ at Symposium 204d7, marking the
beginning of the Eudaemonist Shortcut. Penner and Rowe’s “the Meno takes
desire for something as desire to possess that thing” is based on 77c8, with
γενέσθαι αὐτῷ translated in terms of possession, as in “to be in the possession
of.” As for “to possess it as a means to benefit and ultimately to happiness,”
this comes from the Shortcut: the substitution of the easy τἀγαθά for the more
difficult τὰ καλά occurs at Symposium 204e1–2. But as we might expect,
Penner and Rowe make no reference to the unanswered question that leads to
the Shortcut, that is, the parallel question about τὰ καλά that Diotima answers
only at the very end. It is only there that she will finally tell us what comes
into being for the one who catches sight of the Beautiful thanks to climbing
170
Penner and Rowe, “Desire for the Good,” 18.
171
See Santas, “Socratic Paradoxes.”
172
See Naomi Reshotko, “The Socratic Theory of Motivation.” Apeiron 25, no. 3 (September 1992),
145–169, on 150n7.
173
Penner and Rowe, “Desire for the Good,” 24–25.
174
See Penner and Rowe, “Desire for the Good,” 22.
175
Penner and Rowe, “Desire for the Good,” 22n33.
Theages and Meno: Socratic Paradoxes 415
‘Or do you not recognize,’ she said, ‘what there will come into being only for
the one [cf. γενέσθαι αὐτῷ] who sees by that which renders the Beautiful vis-
ible: to give birth [τίκτειν] not to false images of virtue [εἴδωλα ἀρετῆς], not
holding on [ἐφάπτεσθαι] to an image false [εἴδωλον] but true, since to the one
holding on [ἐφάπτεσθαι] to the truth; and having brought forth [τίκτειν] true
virtue, and having nourished it, to that one it belongs to become [i.e., γενέσθαι
αὐτῷ] god-loved, and—if indeed to any among mankind—immortal.’176
Penner and Rowe are therefore right on the mark: there is a connection
between “the crucial passage” in Meno and the Eudaemonist Shortcut in
Symposium, clearly flagged by Plato as such. But by ignoring the fact that the
latter is precisely a shortcut—a Shorter (easier, and less satisfactory) Way to
sidestep the as yet unanswered question about τὰ καλά (Smp. 204d4–11)—the
result can only be a false image of virtue, conceived in forgetfulness that the
real object of Plato’s Anabasis is the Beautiful, and therefore of what comes
into being for the one who catches sight of it, just as Xenophon’s Greeks once
caught sight of the Sea. The conclusion reached by Penner and Rowe is con-
genial to Meno, but not to the writer of both Meno and Symposium: “Could
Meno really have intended to suggest that virtue is desire for, and ability to
get, apparently good things? Surely it is clear here too that it is the really
good which is intended.”177 And the note attached to this answer illustrates
perfectly what Diotima called an εἴδωλον ἀρετῆς, flagged as such by Meno’s
approval of it:
Of course, it may be said that Meno is a silly fellow. But Plato surely has a
purpose in having Meno put forward this particular account of virtue [sc. ‘desir-
ing good things and being able to (δύνασθαι, having the power to) get them’ on
10]. Penner has suggested elsewhere that Socrates himself thinks that virtue is
the ability (power, or knowledge) to get good things—even though he refutes
Meno when Meno defends that view (given that Meno thinks that wealth and
high office are good things). If so, then Plato must want us to be considering the
ability to get really good things, not just apparently good things.178
176
Smp. 212a2–7
177
Penner and Rowe, “Desire for the Good,” 16.
178
Penner and Rowe, “Desire for the Good,” 16n21.
416 Chapter 4
In a dialogue about virtue with a scoundrel—“a silly fellow” doesn’t cut it, to
say nothing of a “Meno may be”—Plato introduces the notion that learning
is Recollection, and illustrates directly and indirectly how we will be able
to remember what we have forgotten by means of the proper provocation.
In Penner and Rowe’s “crucial passage”—as well as what precedes and now
in what follows it—Plato uses his Socrates to help us learn in just this way:
Socrates: What then [τί δέ;]? Do those who, as you say, are desiring the bad
things [τὰ κακά], and are believing that bad things harm that man for whom they
come to be [ᾧ ἂν γίγνεσθαι; cf. γενέσθαι αὐτῷ], know that they will be harmed
by them? Meno: Necessarily [ἀνάγκη]. Socrates: But do they not think that
those who are harmed are miserable [ἄθλιος] in proportion [καθ’ ὅσον] to the
harm they suffer? Meno: This too necessarily [ἀνάγκη]. Socrates: And the mis-
erable, are they not unhappy [κακοδαίμονες]? Meno: I indeed think so. Socrates:
And does there exist anyone who [purposively] plans [βούλεσθαι] to be miser-
able and unhappy [κακοδαίμων]? Meno: It does not seem so to me, Socrates.179
179
77e5–78a5.
180
Weiss, Socratic Paradox and its Enemies, 157–161.
181
Brickhouse and Smith, Socratic Moral Psychology, 65–70. See also Kamtekar, “Plato on the
Attribution of Conative Attitudes,” which does not cite Weiss.
182
Brickhouse and Smith, Socratic Moral Psychology, 66.
Theages and Meno: Socratic Paradoxes 417
183
See the last word of Penner and Rowe, “Desire for the Good,” 25.
184
To preserve “the ethical dative,” GTBM should equally be glossed: “good things are beneficial
to/for me.”
185
Cf. Mary Margaret Mackenzie, Journal of Medical Ethics 11, no. 2 (June 1985), 88–91, on 90:
“Plato’s own argument [sc. in R.] does not show how his own benevolent action might be reason-
able on his own terms—how it might be in his own interests. Nor does he allow any other impera-
tive to benevolence. He cannot easily demonstrate how the philosopher can be required to return
to the world of politics, and rule, given that to do so is against his own interests. Plato’s rationalist
egoism cannot justify benevolence.”
186
See Penner, “The Forms,” 226n11 (the second of Penner’s golden footnotes): “I discount here
the ace in the hole of all those who argue that the Republic’s ethics is not based on even an
enlarged self-interest, not even availing themselves of Irwin’s awkward compromise (see next
note) in which we build morality into the very meaning of ‘happiness.’ I refer here to a detail of
Plato’s construction of the ideal state, wherein he speaks of forcing the guardians to abandon their
happiness-producing contemplation of the Forms in order to go back down into the cave, and then
says they do it willingly since they recognize that this compulsion is just.”
187
See Guardians in Action, 27–29.
418 Chapter 4
188
The fact that “SI” might just as plausibly denominate “Socratic Ignorance” as “Socratic Intel-
lectualism” should give us pause; cf. Penner, “What Laches and Nicias Miss,” 22–26, and Rowe,
Plato and the Art, 37–39 and 128–129n24.
189
See Guardians on Trial, 403–405, including 405n237.
190
Christopher Rowe, “Socrates on Reason, Appetite and Passion: A Response to Thomas C. Brick-
house and Nicholas D. Smith, Socratic Moral Psychology.” Journal of Ethics 16, no. 3 (September
2012), 305–324 on 306.
Theages and Meno: Socratic Paradoxes 419
191
Rowe, “Socrates on Reason,” 307.
192
Rowe, “Socrates on Reason,” 307.
193
See Brickhouse and Smith, Socratic Moral Psychology, 5–6.
194
See Rowe, “Socrates on Reason,” 324.
420 Chapter 4
anti-moralism that I have coined “the un-Ethical Dative,” but joking aside,
the crucial point is that Plato counts on us to recognize the moral bankruptcy
of SI-B on our own, and thus that recognition functions as a springboard to
the Idea of the Good.
As a result, I am joining an antithetical alternative, both dialectical and
pedagogical, to the form of SP that Penner so ably defends when he expli-
cates οὐδεὶς βούλεσθαι τὰ κακά. Properly understood, Plato’s pedagogical
purpose is advanced by promoting the false view that nobody goes against
what’s good for them, nobody errs willingly in securing their own real good,
everyone pursues the real good for them, nobody does wrong to themselves
voluntarily, or willingly sacrifices their own happiness. In opposition to
all this, Socrates dies, Plato teaches, and the Guardians return to the Cave
because they prefer acting in accordance with the GoodT to their own happi-
ness, that is, the GoodE. It is precisely because the philosopher’s life is more
conducive to a philosopher’s own happiness than her dangerous decision to
πράττειν τὰ τῆς πολέως, that Plato discovered the secret of “a well-organized
city,” mastered ἡ πολιτικὴ τέχνη (R. 520e4–521a2), used the trial and death
of Socrates to exemplify it, and began the masterpiece for which he has been
preparing us since Protagoras with the word κατέβην.
The synergy between SP’s pedagogical usefulness and Plato’s lack of
commitment to it as a matter of truth arises from the way it emerges in Pro-
tagoras. In the midst of the Simonides exegesis,195 Plato allowed Socrates
“to make something bad willingly [ἑκὼν κακὸν ποῖειν]” (Prt. 345d8), in this
case, a discourse (cf. Prt. 313b4) about a bit of poetic “making” (cf. Prt.
339b9–10) that deliberately distorts the poet’s own intent (cf. Prt. 341b5–
d9), most egregiously by making the claim that he—along with all other
wise men—endorses SP (Prt. 345d6–e4). The context of its introduction
is therefore crucial: while proving that Simonides endorses SP, Plato uses
his Socrates to show that he himself does not: he is erring voluntarily (Prt.
345e1–2). While Protagoras claims that if Simonides contradicts himself in
the poem (Prt. 339b7–10),196 then his poem cannot be beautifully made, Plato
is demonstrating that a discourse that contradicts itself deliberately must be
195
See Ascent to the Beautiful, §4.
196
Among the many other connections between Prt. and Men., there is the discussion of poetry
(95c9–96a4) to be considered; just as Protagoras brought out an involuntary self-contradiction in
Simonides, so too does Socrates here with the elegies of Theognis; cf. 96a3–4 and Prt. 339b9–10.
This connection is preceded by other verbal cues; the reference to the sophists (95b9), the use of
ἐπαγγέλεσθαι (cf. 95b10 and Prt. 319a6–7), and the phrase ποιεῖν δεινούς λέγειν (cf. 95c4 and
Prt. 312d6–e5). Nor should the ambiguity of τὸ κακῶς λέγειν at 95a5 be forgotten: for Anytus, to
κακῶς λέγειν means “to speak badly of” someone (94e3), not “to speak incorrectly” (Prt. 339d9;
cf. Thg. 127b2), and κακῶς ποιεῖν ἢ εὖ means “to do someone harm or good” (94e6), not “to make
something well or badly” (Prt. 339b9; 344b1; and 347a5).
Theages and Meno: Socratic Paradoxes 421
very well made indeed.197 With SP having been introduced in this farcical
and therefore doubt-generating context, Socrates then gives it an apparently
more solid foundation in the GP Equation, and presents it in the form that
PTI would defend against Vlastos. Protagoras is therefore the crucial text
where SP is concerned, both as a matter of allegedly Socratic truth and of
Platonic pedagogy.
On the basis of my hypothesis that Protagoras was repeatedly performed,
or in any case that Plato expected his students to reread it after reading, for
example, Symposium and Meno, I need not argue that he expected any of
them to recognize his own attitude to SP the first time they saw and heard it.
Between that first time and Symposium, he will chip away at our certainty that
Socrates endorses it, especially in Hippias Minor, where he claims that the
one who speaks falsely deliberately is better than the one who does so invol-
untarily, and then proceeds to valorize Odysseus at the expense of Achilles,
which I take to be another example of doing wrong deliberately.198 But thanks
to the Εὖ Πράττειν Fallacy in Alcibiades Major, this “chipping away” begins
even earlier, as we see Socrates make a fallacious argument deliberately
while at the same time undermining our confidence in the GB Equation that
has already turned into the Triple Equation, culminating with the claim that
the Beautiful is the Pleasant at the end of Protagoras. Advancing beyond the
dialogues covered in Ascent to the Beautiful, we are in no doubt that Socrates
has withdrawn the GP Equation that is intertwined with SP in Protagoras
by the time we reach Gorgias, and thus may never have actually endorsed
it. In this context, Meno’s endorsement of something very like SP further
undermines our confidence in it.
Brickhouse and Smith make a crucial point about SP at the end of their
section on “What is Meno’s Moral Psychology” in Socratic Moral Psycho
logy when they describe “Aristotle’s way of understanding Socrates’ denial
of akrasia” as follows: “any compelling case for Aristotle’s understanding of
Socrates’ position, accordingly, will have to rest on the evidence drawn from
the Protagoras.”199 My claim is that Aristotle’s misreading of Protagoras
is the fons et origo of Socratism, which leads to a way of reading Plato’s
dialogues that separates their author from his principal character. Most of
what Aristotle thinks he knows about Socrates than he learned from Plato’s
dialogues, and there is plenty of evidence that he didn’t read them very well
(see Introduction), if only because he was a great philosopher himself, and
with a very different temperament from Plato’s.
197
Cf. Ep. 341c4–d2 and R. 435a1–4; on the self-contradictory connection, see Plato the Teacher,
267–68.
198
See Ascent to the Beautiful, §11.
199
Brickhouse and Smith, Socratic Moral Psychology, 70.
422 Chapter 4
200
Cf. Kahn, “Plato and Socrates,” 35: “even where the characterization [sc. of Socrates by Plato]
may be historical, the conversations are all imaginary. . . . The historicist reading of the Socratic
dialogues [i.e., that at least some of Plato’s dialogues are intended to be historically accurate
depictions of Socrates; cf. 34: ‘I would trace it back to Aristotle, whose account of Socrates is
largely if not entirely drawn from dialogues like the Protagoras’] seems to be due to a kind of
optical illusion produced by Plato’s uncanny [cf. ‘musical’] gift for creating lifelike pictures of
the past.”
201
Following the lead of Dorion, “Rise and Fall,” 19: “it is the Socratic problem that caused an
impoverishment of exegesis because a direct consequence of limiting the scope of Socratic
studies to only the Socratic problem was the exclusion of entire sections of accounts relating to
Socrates—in particular Xenophon’s Socratic works—under the pretext that they did not conform
to what were believed to be the historical Socrates’ ideas.”
202
See Müller, “Philosophische Dialogkunst Platons,” 145–148. Cf. Plato the Teacher, §22 and 259.
Theages and Meno: Socratic Paradoxes 423
511b5). It is to advance Plato’s purpose that these two are deployed, and
my claim is that they are deployed in tandem. Behind both may be what
looks like the original and Socratic form of SP: the vastly more interesting
and paradoxical claim that “nobody does wrong (to others) voluntarily,”
that is, the claim that Meno so vehemently resists. But by way of resist-
ing any attempt, including mine, to cut Socrates down to a usable size, the
most important “Socratic Paradox” from first to last must be recognized as
Socrates himself.203 Whether as “the historical Socrates,” dancing beyond
the literary-historical intersection of Aeschines Socraticus,204 Aristophanes,
Xenophon, and Plato, or as the wondrous fellow with whom Plato confronts
us from Protagoras to Phaedo, Socrates alone is worthy of being called “SP-
1,” and what I have heretofore been calling “SP,” no matter how multiplex
that phenomenon may turn out to be,205 should as a whole be denominated as
nothing more than “SP-2.”
Which brings me to my third and final point about SP: near the center of the
paradox of Socrates himself is the aspect of Socrates that Socratists prefer to
forget: his obedience to the Divine Sign.206 In opposition to this forgetfulness,
I want to suggest that SP-2 operates in tandem with and must be understood
in the context of what I will call “SP-3,” the brute fact of Socrates’ “demonic
thing,” that is, his Divine Sign.207 To efface SP-3 in favor of SP-2, or to
transcend SP-2 in a holy-roller embrace of SP-3—the “crime” of which “the
author of Theages” is accused—are equally detrimental and indeed destruc-
tive of SP-1, he of whom it should not be our purpose “to make sense.”
Socrates confronts us—whether in his historical or various literary forms—as
203
Gregory Vlastos, “Introduction: The Paradox of Socrates” in Vlastos (ed.), The Philosophy of
Socrates: A Collection of Critical Essays, 1–21 (New York: Palgrave Macmillan, 1971), on 4:
“We find a man who is all paradox. Other philosophers have talked about paradox. Socrates did
not. The paradox in Socrates is Socrates.”
204
See Kahn, “Plato and Socrates,” 34n3; the relevant fragments are conveniently translated and
discussed in Trevor J. Saunders (ed. and trans.), Plato, Early Socratic Dialogues; Edited with a
general Introduction (Harmondsworth and New York: Penguin, 1987), 377–380.
205
See Ascent to the Beautiful, §4, for an enumeration, albeit an indirect one.
206
There is a noteworthy passage in W. R. M. Lamb, “General Introduction” to Plato in Twelve
Volumes, volume 2; Laches, Protagoras, Meno, Euthydemus, ix–xix (Cambridge, MA: Harvard
University Press, 1924), on xii. After stating that (the real) Socrates “professed no positive doc-
trine,” Lamb remarks: “there were one or two beliefs which he frequently declared.” He then
proceeds, curiously, to list three of them, the first summarizing Aristotle’s Socrates (“virtue, he
said, is knowledge; for each man’s good is his happiness, and once he knows it clearly, he needs
must choose to ensue it”), the second based on Meno and Theaetetus (“further, this knowledge
is innate in our minds, and we only need to have it awakened and exercised by ‘dialectic,’ or a
systematic course of question and answer”). Bearing in mind, then, Lamb’s “one or two,” consider
the third: “He also believed his mission to be divinely ordained, and asserted that his actions were
guided at times by the prohibitions of a ‘spiritual sign.’” If there can be only one of Lamb’s three,
the last is it.
207
On “the paradoxical nature of this exclusively Socratic experience” (220), see Stefano Jedrkie-
wicz, “Sign, Logos, and Meaning: The Platonic Socrates and his Daemonic Experience.” Mētis 9
(2011), 209–243.
424 Chapter 4
Among the students of Vlastos, Hugh H. Benson has perhaps the best claim
to be considered “post-Vlastosian,”209 and his interest in Cleitophon indicates
why: like Cleitophon himself, Benson is registering his discontent with “the
philosophy of Socrates.” Benson’s discontent focuses on K—arguably the
bedrock of Socratism—and he turns to “Dialectic in Plato’s Meno, Phaedo,
and Republic” in order to show how Plato meets Clitophon’s Challenge:
“How am I to go about acquiring this knowledge which is in some way
208
The fact that Socrates hears the φώνη of a δαιμόνιον τι should be sufficient evidence for rejecting
the suggestion that Socrates is a daimon in Pierre Hadot, What is Ancient Philosophy? Translated
by Michael Chace (Cambridge, MA: Harvard University Press, 2002), 49.
209
Cf. Alexander Nehamas, “Review of Socratic Wisdom by Hugh H. Benson.” Mind 110, no. 439
(July 2001), 717–721, on 718: “From one point of view, Benson’s book is a series of disagree-
ments with Vlastos. . . . From another point of view, however, Socratic Wisdom is a straightfor-
ward continuation of Vlastos’s approach to Plato’s Socratic dialogues.”
Theages and Meno: Socratic Paradoxes 425
210
Benson, Clitophon’s Challenge, 2. For an assessment of Benson’s latest book, see Ravi Sharma,
“Platonic Inquiry.” Polis 34 (2017), 147–155, on 155: “In terms of its imagination, boldness, and
painstaking scholarship, this is an excellent book.”
211
Benson, Clitophon’s Challenge, 23.
212
Benson, Clitophon’s Challenge, 2n3.
213
Cf. the first words of chs. 4–8 in Benson, Clitophon’s Challenge.
214
Benson, Clitophon’s Challenge, 8–9: “Perhaps the most extreme representative of this model is
Gregory Vlastos according to whom the philosophical views expressed in the elenctic dialogues
could not have inhabited the same brain as the brain inhabited by the philosophical views of the
middle or classical dialogues, unless it were the brain of a schizophrenic.”
215
But Benson’s originality in this regard should not be overexaggerated, especially since he fails to
consider Vasiliou Karasmanis, “The Hypothetical Method in Plato’s Middle Dialogues” (D. Phil.
dissertation, Oxford University, 1987); likewise emphasizing the continuity of Plato’s “hypotheti-
cal method” but giving Karasmanis his due is Jane Orton, “Mathematical Reasoning in Plato’s
Epistemology” (PhD dissertation, Edinborough University, 2013), especially on 8, 22–23, and
142–43; on Benson, see 87–88. With respect to originality, consider also Stemmer, Platons Dia
lektik, likewise not cited by Benson, especially §15 (250–270). For a balanced defense of the more
conventional view, see R. W. Sharples, Plato: Meno (Warminster: Aris & Phillips, 1985), 9–14.
216
Benson, Clitophon’s Challenge, 1n1.
217
Benson, Clitophon’s Challenge, 11; as this use of “proleptic” indicates, it is primarily Kahn that
Benson has in mind; see 9n26.
218
See Benson, Clitophon’s Challenge, 9–11, especially “the (rough) pedagogical order in which
Plato intended the dialogues to be read” (10).
219
Especially with respect to Richard Robinson, Plato’s Earlier Dialectic, second edition (Oxford:
Oxford University Press, 1953).
426 Chapter 4
220
Benson, Clitophon’s Challenge, 123.
221
See Benson, Clitophon’s Challenge, 269n84; this important note broaches but does not explore the
way hypotheses are used in Prm., a critical subject: as Benson states: “A major innovation in the
Parmenides is the requirement at 135e8–136a3 to examine/confirm both the hypothesis and [my
emphasis] the negation of the hypothesis.” As far as I’m concerned, this merely makes explicit
what was always present in “the hypothetical method,” i.e., that a hypothesis is intrinsically
“moveable,” “corrigible,” or “provisional.”
222
In chapters 8 and 9 (the last) in Benson, Clitophon’s Challenge; Men. is the subject of chapter 6.
223
See Benson, Clitophon’s Challenge, chapter 4; cf. 116: “Plato does not disparage or otherwise
treat the method of hypothesis as a second-best method for learning—at least for those of us who
remain embodied.” On his curious exemption, see also 111n63.
224
Benson, Clitophon’s Challenge, 238.
225
See Benson, Clitophon’s Challenge, 95–96.
226
Cf. Benson, Clitophon’s Challenge, 265.
Theages and Meno: Socratic Paradoxes 427
227
Benson, Clitophon’s Challenge, 247n27.
228
For Benson’s comments on διάνοια, see Clitophon’s Challenge, 258 and notes.
229
In addition to Penner, “The Forms,” 225n6, see Stemmer, Platons Dialektik, 200–206, likewise in
the overall context of collapsing the GoodT/GoodE distinction. Despite R. 510c3–5, “die Hypoth-
esen sind nicht die Objekte der Mathematik” (201) but rather “propositions” (Sätze on 201–202);
for the origins of this debate, cf. R. M. Hare, “Plato and the Mathematicians” in Renford Bam-
brough (ed.), New Essays on Plato and Aristotle (London: Routledge & Kegan Paul, 1965),
21–38 and C. C. W. Taylor, “Plato and the Mathematicians: An Examination of Professor Hare’s
Views.” Philosophical Quarterly 17, no. 68 (July 1967), 193–203, on which see Guardians on
Trial, 437n349.
230
See especially Plato the Teacher, 318n76, Guardians in Action, 208n31, and Guardians on Trial,
389n212. For the present, the alternatives are neatly summarized in Karasmanis, “Hypothetical
Method,” 219: “the main problem is whether or not the objects of dianoia [sc. in the Divided
Line] are Forms or the mathematical intermediates about which Aristotle speaks in Metaphysics.”
Although he errs in endorsing Taylor’s critique of Hare (214–219; see previous note), he makes
a crucial observation on 227: “nothing prevents us from assuming that Plato thought there could
be ethical dianoia that used similar methods to mathematics.” My claim is that even though the
method described in the Second Part of the Divided Line applies paradigmatically to “the math-
ematical intermediates about which Aristotle speaks in Metaphysics,” it extends to the Shorter
Way and to most of what (numerically speaking) is called “the Theory of Forms.” This extension
explains what Penner claims not to understand in “The Forms,” 225–26n6.
231
See Henry Jackson, “On Plato’s Republic VI 509 D sqq.” Journal of Philology 10 (1882),
132–150.
232
Benson, Clitophon’s Challenge, 254: “Dianoetic seeks knowledge of the Forms by in some way
using or thinking about the things that are images of Forms. Dialectic seeks this knowledge by
thinking about or viewing the Forms directly.” In the context of “the Intermediates,” the reference
to Smith 1996 in the attached note (254n54) is significant; see Guardians on Trial, 389n212.
233
See Benson, Clitophon’s Challenge, 257–259.
428 Chapter 4
234
Cf. Benson, Clitophon’s Challenge, 258: “Plato’s use of dianoia at [R.] 7.533d6 might be thought
to require locating the propaideutic mathêmata in L3 [sc. in the Second Part of the Line]. In nam-
ing the propaideutic mathêmata dianoiai, rather than epistêmai, isn’t Plato explicitly locating
these mathêmata in L3? [‘Yes’ would be my answer] Plato’s general resistance to a technical
vocabulary, underscored by the concluding sentence of 7.533d4–9, tells against a positive answer
to this question.” Cf. 247n27.
235
Cf. Lee Franklin, “Particular and Universal: Hypothesis in Plato’s Divided Line.” Apeiron 44
(2011), 333–358, on “the theoretical progression between the upper levels of the Divided Line,
moving from isolated or loosely connected proofs based in constructions designated by hypoth-
esis, towards systematic arrangement of such proofs in a coherent system, based for the first time
in definitions” (357). It is this progression that leaves room for or even demands “inventing inter-
mediates” in Lee Franklin, “Inventing Intermediates: Mathematical Discourse and its Objects in
Republic VII.” Journal of the History of Philosophy 50, no. 4 (2012), 483–506.
236
See Benson, Clitophon’s Challenge, 259–260. See also Stemmer, Platons Dialektik, 192–194;
with 194n12, cf. Guardians in Action, 251n176.
237
See Guardians on Trial, §16.
238
Cf. Lee Franklin, “Investigation from Hypothesis in Plato’s Meno: An Unorthodox Reading.”
Apeiron 43, no. 4 (2010), 87–116, and consider the role of “properties and their bearers” in
Lee Franklin, “The Structure of Dialectic in the Meno.” Phronesis 46, no. 4 (November 2001),
413–439.
Theages and Meno: Socratic Paradoxes 429
where along with the Big, the Good is treated as hypothetical (Phd. 100b3–7),
that is, the very thing it is not.
It is only in the Line that Socrates clarifies what it is merely implicit in
Meno: the hypothetical method described in its Second Part cannot purge
itself of an inescapable dependence on Hypotheses or Images (R. 511a4–b1).
It does not attain “to a principle [ἐπ’ ἀρχήν]” (R. 511a6) and by contrasting
it with Dialectic (R. 511b2–c2) Socrates shows that it is an error to make
Hypotheses “principles [ἀρχαί]” as opposed to “actual hypotheses [τῷ ὄντι
ὑποθέσεις],” which are to be used merely as “approaches [ἐπιβάσεις]” (or
“springboards”) and “jumping-off points [ὁρμαί]” (R. 511b4–5). Dialectic is
the alternative to this method, not a purification of it, and on my account the
reader’s task is not to create, for example, a purified or dialectical version of
geometry, but rather to identify the use of Images and Hypotheses in contexts
that are not obviously either arithmetical or geometrical.239
As already emphasized, the reader’s ability to recognize Images and
Hypotheses for what they are—particularly when they are not identified as
such—is crucial for seeing how the Second Part of the Divided Line is con-
nected to the Shorter Way. In interpreting Plato’s Republic, then, we must
realize that the City functions as an Image, and that both it and its useful-
ness for persuading Glaucon (and the reader) to choose Justice is grounded-
ungrounded in a series of unquestioned but questionable Hypotheses. In this
context, Meno proves to be the jumping-off point for helping us to take
this critical interpretive step. Moreover, the most important of these in the
ROPD is the Geometrical Problem used to introduce the hypothetical method
(86e4–87b2) before that method is implemented in a discussion of whether
virtue is teachable (87b2–c10).240
What makes this all the more remarkable is that we are being prepared
to recognize that Hypotheses are “provisional” in the dialogue’s most
ostentatiously Socratist passage. And this remarkable juxtaposition justifies
my claim that “the most radical Socratism” is provisionally present in the
ROPD from Protagoras forwards, for in relation to Dialectic, Hypotheses are
not principles in need of confirmation,241 but rather springboards that we are
“making” (ποιούμενος at R. 511b4) and then “doing away with” (ἀναιροῦσα
239
Particularly useful is Benson’s suggestion that the City functions as an Image; see Clitophon’s
Challenge, 252: “The analogue of geometric diagrams in an inquiry concerning the nature of jus-
tice goes as follows: construct, as a thought-experiment, an ideal city and then examine what jus-
tice is in it.” Unfortunately the attached note fails to distinguish διάνοια-based images that serve to
make sensible objects intelligible and those—like the Cave and the Line (“the philosophical ana-
logue of geometric diagrams” at 252n45)—that create sensible analogues for intelligible objects.
240
Cf. Benson, Clitophon’s Challenge, 247n27.
241
As Benson, claims they are: Clitophon’s Challenge, 248.
430 Chapter 4
242
Cf. Benson, Clitophon’s Challenge, 256n61: “I here follow what Mueller (1992, 188) calls the
‘consensus that the only destruction Socrates has in mind is the destruction of the hypothetical
character of mathematical hypotheses through subsumption under an unhypothetical starting
point.’” See also 257n63.
243
This standard English translation of the Hegelian Aufhebung (or rather aufgehoben) suggests that
the Shorter Way corresponds to Hegel’s Verstand, the Longer with Vernunft; in that context, it
might be useful to translate διάνοια as Verstand. See also Plato the Teacher, 144–145, and Guard-
ians in Action, 232–234.
244
Benson does not deny this, but needs to use the GoodT to confirm Hypotheses rather than transcend
them; hence the reference to Ian Mueller, “Mathematical Method and Philosophical Truth” in
Richard Kraut (ed.), The Cambridge Companion to Plato, 170–199 (Cambridge, UK: Cambridge
University Press, 1992), 188 above. Cf. Wolfgang Wieland, Platon und die Formen des Wissens
(Göttingen: Vandenhoeck & Ruprecht, 1982), 216; despite the typical error on the method (“die
Art”) vs. objects (i.e., “seine intelligiblen Gegenstände”) dichotomy in the Divided Line, things
improve with “es mag sein.” Note also the use of “Aufheben” (see previous note).
245
See Plato the Teacher, 127–128.
Theages and Meno: Socratic Paradoxes 431
can be definitively distinguished, that there are four of them not five, and that
a process of elimination can be used to identify justice after having found
wisdom, courage, and temperance.
Meno plays the critical role in preparing the reader to recognize the deliber-
ate inadequacy of “the hypothetical method” even before encountering the Line
in Republic 6, and that preparation is a good illustration of the proleptic ele-
ment in Platonic pedagogy. Not surprisingly, geometry plays an important role
in connecting the two, but the principal lesson arising from that geometrical
connection has been overlooked. Although the gymnastic exercise I will call
“Hunt for Hypotheses” will be emphasized below, that process only begins
when Socrates applies the method of hypothesis to the question of whether vir-
tue can be taught. In order to understand that exercise in context, my first task
is to show that the Geometrical Problem has already established the proleptic
connection between Meno and the Second Part of the Divided Line.
In order to show the pedagogical purpose of that connection, the follow-
ing facts must be emphasized: (1) the Divided Line makes it clear that the
method described in the Second Part of the Line depends on both Hypotheses
and Images (R. 510b4–8), (2) the relevant “Image” in the case of geometri-
cal problems would be a geometrical diagram, (3) there are two geometrical
examples discussed in Meno, the first used to illustrate Recollection, the
second (i.e., the Geometrical Problem) to illustrate the hypothetical method,
(4) thanks to an ancient scholiast, we possess the requisite diagrams for visu-
alizing the first and most famous of these,246 that is, the Slave-Boy’s Square,
but (5) we possess no such diagram in the case of the Problem that introduces
the hypothetical method. Finally (6) the Geometrical Problem and its solu-
tion, including the precise meaning of the various words and phrases that are
used to describe it, remain matters of controversy, and over the centuries has
spawned numerous attempts to explain it.247
If the last is the not the most important of these facts in an absolute sense,
it is the most important of them for my interpretation. As a general matter,
I have found in the course of studying Plato that when a passage in the dia-
logues has generated ongoing controversy over the course of centuries, we
should realize (or at least hypothesize) that Plato intended it to do just that.248
It is on the basis of this interpretive principle, already applied elsewhere in
246
See Greene, Scholia Platonica, 171–73.
247
See Thompson, Meno of Plato, 146–153, especially the Latin on 148, Bluck, Plato’s Meno,
441–461, and Sharples, Plato: Meno, 158–160; more recently, see Wolfsdorf, Trials of Reason:
Plato, 164–173.
248
Consider “the peculiar nature of Plato’s philosophical work, which seems to promote rather than
assuage controversy” in Laszlo Versényi, “The Cretan Plato.” Review of Metaphysics 15, no. 1
(September 1961), 67–80, on 79. Contrast this with Scott, Plato’s Meno, 133–137, ending with:
“So although it is possible that the difficulty of this passage is due to Plato’s failure to explain (or
even understand) the geometry in question, there is a perfectly plausible explanation that permits
a more favorable verdict.”
432 Chapter 4
the corpus,249 that I make the following deductions from these six facts: (a) “(6)”
arises as a direct result of “(5),” (b) since the scholiast’s diagrams in the case of
the Slave-Boy’s Square are unique, Plato is probably responsible for “(4),” (c)
but even if he is not, he is certainly responsible for “(5),” (d) by “(1)” and “(3),”
Plato is therefore also responsible for, and thus both anticipated and provoked
“(6),” and finally (e), Plato intended “(5)” to illustrate the necessary role of
Images as per “(1).” In turning to the text, then, my purpose will therefore not
be to offer another solution to the Geometrical Problem but rather to show that
Plato expected us to understand why no definitive solution will be forthcoming.
This does not mean, of course, that Plato did not expect us to search for
such a solution, and it would be too much to say that the search for one
defeats Plato’s purpose, especially since “(e)” depends on “(1).” What I am
claiming is that Plato will only have fully attained that purpose once we
recognize that he wanted us to know—and know for a certainty—why no
solution is possible.
Socrates: I mean ‘from a hypothesis’ in this way, the way the geometers often
examine, when someone asks them, for example, an area [περὶ χωρίου], whether
it is possible to inscribe this area [τόδε τὸ χωρίον] in this circle [τόνδε τὸν
κύκλον] as a triangle.250
We have barely started and are already faced with insoluble problems cre-
ated by the absence of “Socrates’ Diagram in the Meno of Plato.”251 Does
the word χωρίον in περὶ χωρίου refer to an area or a shape?252 What kind of
angle will that triangle have (cf. R. 510c4–5)? Most importantly, what are we
to imagine that Socrates is doing when he refers to τόδε τὸ χωρίον and τόνδε
τὸν κύκλον?253 The answer is obvious: Socrates is pointing to a diagram that
Plato has deliberately made it impossible for us to see.254
The citations accompanying the foregoing questions could be multiplied,
along with further attempts to explain the Geometrical Problem that begins in
this highly inauspicious way. But no matter how simple any proffered solu-
tion may be,255 it has not yet proved simple enough. As Plato’s students, we
are only one obvious question away from grasping his point, but we are too
249
See Guardians in Action, §3.
250
86e4–87a1; translation by Stephen Menn, “Plato and the Method of Analysis.” Phronesis 47, no.
3 (2002), 193–223 on 209.
251
Cf. A. S. L. Farquharson, “Socrates’ Diagram in the Meno of Plato, pp. 86e–87a.” Classical Quar-
terly 17, no. 1 (January 1923), 21–26.
252
See Wolfsdorf, Trials of Reason, 165–167.
253
J. T. Bedu-Addo, “Recollection and the Argument ‘From a Hypothesis’ in Plato’s Meno.” Journal
of Hellenic Studies 104 (1984), 1–14 on 6.
254
Naoya Iwata, “Plato on Geometrical Hypothesis in the Meno.” Apeiron 48, no. 1 (2015), 1–19
on 13–14.
255
Cf. Robert Sternfeld and H. Zyskind, “Plato’s Meno: 86E-87A: The Geometrical Illustration of the
Argument by Hypothesis.” Phronesis 22, no. 3 (1977), 206–211 on 208.
Theages and Meno: Socratic Paradoxes 433
sure of our own sufficiency to hear him asking it.256 The difficult challenge
his puzzle offers us still remains audible today, and most of us—leaving aside
those who have “a horse in this race”257—would be willing to confess our
inability to meet that challenge effectively with an honest: “I can’t solve the
puzzling problem you have posed for us.”
We therefore only need to imagine Plato asking us in response to this hon-
est and welcome confession: “Why not?” With this question he would be
asking us to reflect not on our own intellectual inadequacy but rather on why
we can’t know what we don’t know, and in the process would be preparing
us for what he will soon enough explain to us in the Divided Line.258 Having
created the puzzle, Plato knows why we can’t solve it: he has not given us
sufficient visual information, but by using like τόδε τὸ χωρίον and τόνδε τὸν
κύκλον—demonstratives that point to nothing—he proves that he has given
us sufficient information to be sure that the information he has given us is
insufficient.259 In short, he has withheld from us the requisite Image.
Having allowed us to imagine Socrates pointing to τόδε τὸ χωρίον and
τόνδε τὸν κύκλον, Plato next presents him doing something even more inter-
pretively opaque: he impersonates a geometer, perhaps for comic effect, by
making a speech for him. What makes parody possible is that Socrates is not
simply speaking as a geometer but rather impersonating the kind of thing that
a geometer would say:
256
Cf. Guardians in Action, 62–63 and 68.
257
See David Ebrey, “Review of Hugh H. Benson, Clitophon’s Challenge.” Notre Dame Philosophi-
cal Reviews (November 21, 2016), n2.
258
For the diagram-based connection between Meno and the Divided Line, see Gregory Vlastos,
“Anamnesis in the Meno; Part I: The Data of the Theory.” Dialogue 4 (1965), 143–167, on
144–145; it is in part because he is trying to defend Plato from Ross and in part because he regards
a dependence on Images as applying only to “the common run of mathematicians, not . . . those
enlightened by his philosophy” (144) that he struggles to purge the passage—even to the extent
of rewriting it (145–148)—of dependence on the visual, despite his awareness that Plato “keeps
Socrates so busy tracing figures in the sand.”
259
Cf. Karasmanis, “Hypothetical Method,” 106: “The problem must be comprehensible to Meno
and not insolvable.” The most elegant solution meeting these criteria relies on the dialogue’s only
diagram; see Judith I. Meyers, “Plato’s Geometric Hypothesis: Meno 86e–87b.” Apeiron 21, no.
3 (Fall 1988), 173–180.
260
87a1–b2 (translation Menn).
434 Chapter 4
In the midst of the controversy that the Geometrical Problem itself has gener-
ated, the dramatic implications of this puzzling performance have escaped
notice: we are not only listening to the words of a geometer as impersonated
by Socrates but being forced to imagine what that geometer is doing while
speaking them (cf. Aristides in §13 ad fin.). As impersonated by Socrates, the
imaginary geometer is not only pointing to what Socrates has already drawn
beforehand—that is, τόδε τὸ χωρίον and τόνδε τὸν κύκλον—but also to what-
ever new figures or lines “he” is now adding to that earlier drawing while say-
ing these words, and in particular, drawing what he calls “the given line of it.”
The Divided Line offers a useful commentary on Socrates’ impersonation
of a geometer, explaining as it does the gap between what the geometer imag-
ines himself to be saying and what we, his auditors, are unable to understand
because we can only hear his words without being able to see what he is doing
while saying them:
‘And do you not also know that they [sc. the mathematicians] further make use
of the visible forms [τὰ ὁρωμενα εἴδη] and make discourses concerning them
[sc. τὰ ὁρωμενα εἴδη], though they are not thinking [διανοεῖν] of them but of
those things of which they are a likeness, making their discourses for the sake
of the square as such [τὸ τετράγονον αὐτό] and of diameter as such [διαμέτρη
αὐτή], but not for the sake of the image of it which they draw, and the others in
the same way: the very things which they mold and draw, which have shadows
and images [εἰκόνες] of themselves in water, these things they treat [χρώμενοι]
in their turn as only images [ὡς εἰκόσιν], but what they really seek is to get
sight of those things themselves [αὐτὰ ἐκεῖνα] which somebody [τις] cannot see
otherwise than by thought [διάνοια].’261
261
R. 510d5–511a2 (Paul Shorey translation modified).
Theages and Meno: Socratic Paradoxes 435
This passage contains the following major ambiguities or obscurities. (1) What
is the χωρίον mentioned at 86e6, 87a3–4? Are we dealing with any area, a rect-
angle, a square, or even the square that had been used at 82cl in the discussion
with the slave-boy (though that was introduced as τετράγωνον χωρίον)? (2)
In the expression παρὰ τὴν δοθεῖσαν αὐτοῦ γραμμήν how should δοθεῖσαν be
taken? Which line is ‘given’? Is this the diameter of the circle? Or a chord? Or
some line associated not with the circle, but with the area/rectangle/square to
be inscribed?262
Although these unanswered questions arise for Lloyd solely on the basis of
Meno, once having arisen, they need to be understood on the basis of the
Line as unanswerable in principle. As a result, it becomes unclear whether
we learn more about the Meno from the Divided Line than we can about the
Second Part of the Line from Meno.
There is, however, one crucial question we can answer by examining these
two passages side by side. When Socrates tells us that the mathematicians are
“making their discourses for the sake of the square as such [τὸ τετράγονον
αὐτό] and of diameter as such” (R. 510d7–8),263 are we to imagine that Plato
believes they are successful in doing so? This question proves to be at the
heart of the problem of Intermediates: if the mathematicians are making
discourses about Platonic Ideas like “the Square as such,” then mathematical
objects cannot be merely “intermediate” between Forms and sensible things.
But what if they cannot make discourses of this kind even when they think
they are doing so? Banishing the Intermediates from Plato’s thought requires
turning mathematicians into Platonists,264 but what Plato expects us to learn
from Meno is that there is no “Platonic geometer” capable of overcoming
either a sub-dialectical dependence on unquestioned Hypotheses or an ines-
capable reliance on visual Images.265 It is therefore no accident that the most
262
G. E. R. Lloyd, “The Meno and the Mysteries of Mathematics.” Phronesis 37, no. 2 (1992), 166–
183 on 167. For an attempt to parley the reference to the coming Mysteries (πρὸ τῶν μυστηρίων
at 76e8–9) into evidence for the Prinzipienlehre, see Gaiser, “Platons Menon, 255–257 and 292;
cf. Krämer, “Retraktationen,” 165n94.
263
An important contribution to the debate about Intermediates in Plato is Moon-Heum Yang, “The
‘square itself’ and ‘diagonal itself’ in Republic 510d.” Ancient Philosophy 19 (1999), 31–35; for
the connection to Men., see 33n4.
264
Or reducing Platonists to geometers, as in Penner, “The Forms,” 204 (“the Forms are precisely
the abstract objects that are the objects of the objective sciences”) and Jürgen Mittelstrass, “Die
geometrischen Wurzeln der Platonischen Ideenlehre.” Gymnasium 92 (1985), 399–418; by deriv-
ing the Ideas from διάνοια (413–414), Mittelstrass misconstrues the process: it was the noetic
vision of the Ideas that made the discovery of the Intermediates possible, and this explains why
the consummate dialectician merely uses the discoveries made by geometers (Euthd. 290b10–c6).
Cf. Kapp, “The Theory of Ideas,” 70.
265
Cf. Kathleen V. Wilkes, “Conclusions in the Meno.” Archiv für die Geschichte der Philosophie
61 (1979), 143–153, on 143–144n4: “Possibly, too, Socrates is using these ‘hypotheses’ to play
a role analogous to the two sketches he drew for the slave: starting points to jog the recollector’s
memory.”
436 Chapter 4
266
See especially Plato the Teacher, 319n76.
267
J. Cook Wilson, “On the Geometrical Problem in Plato’s Meno.” Journal of Philology 28 (1903),
224–240.
268
J. Cook Wilson, “On the Platonist Doctrine of the ἀσύμβλητοι ἀριθμοί.” Classical Review 18, no.
5 (June 1904), 247–260.
269
Cf. Annas, Aristotle’s Metaphysics, 15, Guardians in Action, 203–218, and Guardians on Trial,
375–377.
270
See Wilson, “On the Platonist Doctrine,” 257–259, climaxing with: “the objects of διάνοια are
ἰδέαι, for nothing but an ἰδέα can be object of νοῦς.”
271
Wilson, “On the Platonist Doctrine,” 250.
Theages and Meno: Socratic Paradoxes 437
explains the basis of that unintelligibility in the Divided Line.272 Like Cook
Wilson himself,273 Plato knows that in order to be saying anything meaning-
ful, the geometer must be pointing, as it were, to τόνδε τὸν κύκλον, even
while speaking of—or rather attempting to speak of—“circularity itself.”
Not only did Cook Wilson inadvertently confirm the thought-process
that led Plato to regard mathematical objects as τὰ μεταξύ in Statement
and Inference,274 he offered a perfect illustration of the shortcomings of
the method Socrates describes in the Second Part of the Divided Line in
“On the Geometrical Problem in Plato’s Meno.” First of all, he must supply
the requisite Images,275 and more than a hundred years later, his diagrams
have recently reappeared, now labeled “Cook Wilson I” and “Cook Wilson
II” in a 2008 book by David Wolfsdorf.276 And then there is the embrace of
the ambiguity made possible by the plasticity of the geometer’s Image-less
speech: in order to prove that τόδε τὸ χωρίον is not a rectangle but a paral-
lelogram—and thus that the relevant Hypothesis involves the “reduction” of
one problem to another—Cook Wilson must alternately take χωρίον to mean
first “area” and then “shape.” It is this move that interests Wolfsdorf, and in
a classic example of ignotum per ignotius,277 he is reviving Cook Wilson’s
solution to the Geometrical Problem in order to reconfigure Socrates’ “hypo-
thetical method” in the following discussion of virtue as “reasoning from a
postulate.”278 But Cook Wilson can only reach the destination Wolfsdorf finds
congenial by justifying his claim that the words “its given line” in παρὰ τὴν
δοθεῖσαν αὐτοῦ γραμμήν refer to the diameter of τόνδε τὸν κύκλον on the
basis of an argument that has depended on that merely provisional hypothesis
from the start.279
272
On Ep. 342c2–3, see Plato the Teacher, 265n33.
273
See Wilson, “On the Geometrical Problem,” 345–348, climaxing with: “The statement that ‘tri-
angularity is a universal’ is thus seen to be a linguistic impossibility, which is disguised by the
grammatical form of the abstract noun which is supposed to represent the universal.”
274
Cf. R. Lloyd Beck, “John Cook Wilson’s Doctrine of the Universal.” Monist 41, no. 4 (October,
1931), 552–582 on 564: “On the strength of these difficulties Cook Wilson decides that triangular-
ity cannot be a true universal. The more precise reasons for this conclusion can be reduced to the
following considerations. The universal exists only in particulars. However, if we attempt to define
or explain the universal by itself, we must ipso facto consider it in abstraction from particulars.
But the mind is not able to apprehend the universal except in the apprehension of a particular.”
Note that this analysis applies to Intermediates, not to Beauty, Justice, or the Idea of the Good.
275
Cf. Gaiser, “Platons Menon,” 273–281.
276
Wolfsdorf, Trials of Reason, 166.
277
See Lindsay Judson, “Hypotheses in Plato’s Meno.” Philosophical Inquiry 41, no. 2/3 (Spring/
Summer 2017), 29–39.
278
Wolfsdorf, Trials of Reason, 161.
279
Wilson, “On the Geometrical Problem,” 236: “Further it is much in favor of the interpretation of
ἡ δοθεῖσα γραμμή as the diameter that with it the problem works out so neatly; and that this might
be seen the better, the question of the meaning of ἡ δοθεῖσα γραμμή has been postponed till after
the solution has been worked out.”
438 Chapter 4
The circularity of Cook Wilson’s argument should not surprise us: pre-
cisely this feature of the hypothetical method is described in the Divided Line
(R. 510d2–3). More importantly, the Shorter Way proleptically illustrates
this methodological circularity when the anticlimactic discovery of justice
in Republic 4 (R. 432b3–433c3) merely repeats and confirms an originating
decision for the division of labor made the City’s basis from the start (R.
369e3–370a4; cf. 432d8–433b2).280 A different and indeed antithetical Idea of
Justice will emerge in the light of the Good in Republic 7,281 and the unbridge-
able gulf between the First and Second Parts of the Divided Line will be
embodied in the destruction of the merely provisional hypothesis laid down
at the beginning of the Shorter Way: the voluntary Return to the Cave will
require philosophers to undertake two jobs, for only one of which are they by
nature suited.282 The alternative to the Longer Way can only be a shortcut, and
it is the dependence of διάνοια on Images and merely provisional Hypoth-
eses that will block Benson’s attempt to rehabilitate the hypothetical method.
But Cook Wilson had already taken the crucial misstep:
It follows of course that an object of διάνοια when its full nature is apprehended,
when, that is, its connection with the true ἀρχή is seen, is νοητόν in the higher
sense, i.e. object of νοῦς; and this is exactly what Plato says: καίτοι νοητῶν
ὄντων μετ’ ἀρχῆς. This is a confirmation of the view that the objects of διάνοια
are ἰδέαι, for nothing but an ἰδέα can be object of νοῦς.283
By tracing Benson’s misstep back to Cook Wilson, it becomes easy to see that
it is not Benson’s alone.
For example, after quoting Republic 533b5–c6,284 Ian Mueller refers to a
current consensus that would not exist without Cook Wilson’s influence:
Some later Platonists used this passage to belittle mathematics, and modern
scholars have debated what Socrates could have in mind by destroying the
hypotheses of mathematics. I think it is fair to say that there is now consen-
sus that the only destruction Socrates has in mind is the destruction of the
280
Cf. Plato the Teacher, 44–45.
281
See Plato the Teacher, §17. Not, however, for all readers, as ably explained in Apelt, Platonische
Aufsätze, 211–212.
282
See Plato the Teacher, §22.
283
Wilson, “On the Platonist Doctrine,” 259; for Cook Wilson’s reliance on καίτοι νοητῶν ὄντων
μετ’ ἀρχῆς, see Guardians on Trial, 374–74n180.
284
R. 533b5–c6 (Mueller’s translation): “Geometry and the studies associated with it . . . do appre-
hend something of being, but. . . they are dreaming about it. They cannot have a waking vision
of it as long as they use hypotheses and keep them fixed, unable to give an account of them.
For when the starting point is not known and the finishing point and what comes in between are
woven together out of what is not known, there is no way that such a consistency will ever become
knowledge.”
Theages and Meno: Socratic Paradoxes 439
Socrates does not describe a diorismos, but performs what I have called an
analysis, that is, he reduces the question of establishing that virtue is teachable
to the claim that virtue is knowledge if and only if it is teachable, or at least:
‘Hypothesis-theorem. If virtue is knowledge, then it is teachable.’ But corre-
sponding to the need for a diorismos in the case of the geometric example, the
hypothesis-theorem is of use only if one can establish ‘Hypothesis-lemma. Vir-
tue is knowledge.’ There has been scholarly disagreement as to which of these
two hypotheses Socrates considers to be the hypothesis to which he has reduced
the question of teachability.290
285
Mueller, “Mathematical Method,” 188; cf. Benson, Clitophon’s Challenge, 256n61.
286
Mueller, “Mathematical Method,” 197n25.
287
Mueller, “Mathematical Method,” 180.
288
Mueller, “Mathematical Method, 180.
289
Mueller, “Mathematical Method, 178.
290
Mueller, “Mathematical Method, 178–179.
291
On Richard Robinson, Plato’s Earlier Dialectic (Oxford: Oxford University Press, 1941), see Paul
Friedländer, “Review of Plato’s Earlier Dialectic, by Richard Robinson.” Classical Philology
40, no. 4 (October 1945), 253–259, especially on 255, and Harold Cherniss, “Some War-Time
Publications Concerning Plato.” American Journal of Philology 68, no. 2 (1947), 113–146, on
133–146; see especially 140n38.
440 Chapter 4
292
See Robinson, Plato’s Earlier Dialectic (second edition), 117–119.
293
See Benson, Clitophon’s Challenge, 158–159, especially 159n14. For Benson’s relation to Wolfs
dorf more generally, see 120–123, especially 121n19.
294
Benson, Clitophon’s Challenge, 159; Cf. Weiss, Virtue in the Cave, 131n10, Scott, Plato’s Meno,
221–224, arising from 138 and 175, and Christina Ionescu, Plato’s Meno: An Interpretation (Lan-
ham, MD: Lexington, 2007), 171–176 (“Appendix 2: The Initial Hypothesis in the Meno”). On the
first and last of these—Scott rejects the bi-conditional interpretation—see Debra Nails, “Review
of Christina Ionescu, Plato’s Meno.” Notre Dame Philosophical Reviews (November 15, 2007).
295
Note the word choices in Annas, Introduction, 277; for καταβαίνειν at R. 511b7–c1, see Plato
the Teacher, §17.
296
Cf. Judson, “Hypotheses in Plato’s Meno,” 37, “enquiring by using hypotheses requires just as
much rigor and just as steadfast a refusal to take things for granted as a standard Socratic enquiry
into what X is.”
Theages and Meno: Socratic Paradoxes 441
297
See Plato the Teacher, §13.
298
See Weiss, Virtue in the Cave, 130n8.
299
Weiss, Virtue in the Cave, 131n10.
300
Cf. Prt. 323c5–8 and Euthd. 281c1–4.
442 Chapter 4
negative result has much the same purpose as its apparently more positive
part. Whether in its positive or negative phase, the purpose of the hypo-
thetical method is to provoke dialectic, and if Plato’s students must wait until
Republic 6 to be confirmed in their suspicion that knowledge is not the only
good—that is, that the Hypothesis “there is nothing good or beneficial besides
knowledge” is false—they need only look around the room: the existence of
the Academy in which Plato’s students are presently reading Meno (whether
in Athens or elsewhere) contradicts the negative part of the argument.
Finally, one last aspect of Weiss’s summary deserves preliminary atten-
tion: it appropriately emphasizes the circularity of the argument’s positive
part: “If virtue is knowledge, then it is teachable; there is nothing good or
beneficial besides knowledge; virtue is good and beneficial; hence, virtue is
knowledge.” An argument to the effect that “virtue is knowledge” that begins
with the assumption that “if virtue can be taught it must be knowledge”
illustrates once again a second feature of the method described in the Second
Part of the Divided Line: since the initial Hypothesis remains unquestioned,
we must reach a conclusion that is in accord with it (R. 510d2–3). The indis-
pensability of Images and the inescapability of one’s initial Hypothesis are
therefore both illustrated in Meno before being explained in Republic.
Attention to the argument’s circularity clears up two long-standing inter-
pretive problems, one specific to the Meno passage,301 the other involving
the relationship between the hypothetical method and dialectic in general.302
Part of the resistance to recognizing K as the argument’s (principal) Hypoth-
esis (or at any rate as one of its Hypotheses) is that, as Robinson explained
in 1953: “our [K-affirming] interpretation involves that the reasoning, or
most of it, takes place to the hypothesis and not from it.” When this result is
interpreted in the context of the Line, we need not imagine that “destroying
hypotheses [τὰς ὑποθέσεις ἀναιροῦσα]” (R. 533c9) means destroying their
hypothetical character but only “taking back [ἀνατιθέσθαι]” (89d4) our argu-
mentative commitment to their “incorrigibility.”303
301
As illustrated by Robinson, Plato’s Earlier Dialectic (second edition), 118: “He [sc. Socrates]
presents the proposition that virtue is knowledge [sc. K] first as an hypothesis or premiss from
which to infer a conclusion, and then as itself a conclusion inferred from the prior hypothesis that
virtue is good.”
302
As illustrated by Cherniss, “War-Time Publications,” 143: “each hypothesis as soon as it is
deduced from a ‘higher’ hypothesis ceases to have the character of an hypothesis.”
303
Cf. Robinson, Plato’s Earlier Dialectic (first edition), 164: “mathematics treats propositions as
incorrigible which it ought not to. A beginning, then [Robinson is referring to the word ἀρχή at
R. 511b6], is a proposition that we are fully justified in taking for incorrigible, as an hypothesis
is one that we must maintain only tentatively.” Although it is an error to regard either άρχή as
ὑπόθεσις as propositions—both the Idea of the Good and the One are rather objects, the one of
διάνοια, the other of νοήσις—Robinson’s use of “corrigible” is welcome, especially since it is
more colloquial than “falsifiable.”
Theages and Meno: Socratic Paradoxes 443
But thanks to the fact that we are reading “the Meno Doublet” of an earlier
argument in Euthydemus (see §6), the ramifications of the positive argu-
ment’s circularity are even more significant. In this echo of the First Protrep-
tic in Meno, we discover that (Systematic) Socratism itself is at stake (see §2).
The critical claim in the First Protreptic was that wisdom is (the only) good
and ignorance (the only) bad (Euthd. 281e4–5); Socrates emphasized this
claim’s importance when he told Crito that Cleinias and he had agreed: “noth-
ing else beside a certain knowledge is good” (Euthd. 292b1–2). As already
noted, this principle reappears in Meno (87d4–8)—for the argument from that
point forward depends on the Hypothesis that nothing other than knowledge
can be good—and the multiple references to the First Protreptic that fol-
low (87e5–88e4) will allow Socrates to reach the conclusion that φρόνησις
(alone) “would be the beneficial [τὸ ὠφέλιμον]” (89a1–2).304 Thanks to the
fact that we have already agreed that “virtue is beneficial” (89a2 refers back
to 87e3), K—which first appeared in the telltale company of an initial “if” at
87b5–c1 and 87c5—emerges as a conclusion of an all-too-familiar argument
that we are now being taught to see as fully dependent on a “corrigible”305
Hypothesis or rather on a long series of them: “Virtue then, as a whole or in
part [ἤτοι σύμπασιν ἢ μέρος τι], is wisdom [φρόνησις].”306
The addition of “as a whole or in part” at the moment of the positive argu-
ment’s triumph is significant. At a critical moment in the First Protreptic
(Euthd. 281c6–e2), Socrates deleted justice (cf. Euthd. 279b5 and 281c6) but
implied that what was true of courage was also true of temperance: because
the coward would be less active than the courageous man, an alleged virtue
like courage—and by extension, temperance and justice—would be produc-
tive of more evils (μείζω κακά at Euthd. 281d6) than their opposites, that
is, cowardice, intemperance, and presumably injustice, when not guided by
wisdom and φρόνησις. In the Meno Doublet (88b1–6), Socrates now uses the
distinction between “with mind [σὺν νῷ and μετὰ νοῦ]” (88b5 and 88b7) and
“without mind [ἄνευ νοῦ]” (88b5 and 88b8)—he had used “without φρόνησις
and σοφία” in Euthydemus (281b5–6)—to make a fuller contrast between a
merely mindless kind of boldness (θάρρος τι) and a φρόνησις-based courage
(88b3–4) which alone proves to be beneficial. But this increased clarity is off-
set by the two goods of the soul that will prove to be harmful when not guided
by φρόνησις in the sequel: σωφροσύνη and εὐμαθία (88b6–7). As difficult as
304
On the switch to φρόνησις, see Karasmanis, “Hypothetical Method,” 98n13, citing Jacob Klein, A
Commentary on Plato’s Meno (Chicago, IL: University of Chicago Press, 1965).
305
Well described in Gordon, Plato’s Erotic World, 107: “To reason from hypothesis is both to posit
an idea and, simultaneously, to hold it at arm’s length while exploring it and testing its viability.”
306
89a3–4 (G. M. A. Grube translation).
444 Chapter 4
307
See Lynn E. Rose, “Plato’s Meno, 86–89.” Journal of the History of Philosophy 8, no. 1 (January
1970), 1–8, on 5–6, especially “there may be many hypotheses in the same argument.”
308
Cf. Wilkes, “Conclusions in the Meno,” 148: “We can only conclude that Meno has failed entirely
to see the bearing of the theory of ἀνάμνησις on his original question. Equally clearly, though, we
can see that Plato was fully aware of it, and intended his readers to be so too.”
Theages and Meno: Socratic Paradoxes 445
Socrates: No, for then, I presume, we should have had this result: if good men
were so by nature [φύσει], there would surely be for us [ἡμῖν] those who would
know the good among the youth—their natures [οἳ ἐγίγνωσκον τῶν νέων τοὺς
ἀγαθοὺς τὰς φύσεις]—and with those (youths) having been pointed out, we
[ἡμεῖς] should have taken them over and would be guarding [φυλάττειν] them
in an acropolis [ἐν ἀκροπόλει], having set our mark on them much more than
on our gold [τὸ χρυσίον], so that nobody corrupted them, and that when they
came to be of age, they might be useful to their cities [χρήσιμοι ταῖς πόλεσι].
Meno: Yes, most likely, Socrates. Socrates: Since then the good do not become
good by nature [φύσει from φύσις], is it by learning [μαθήσει from μαθήσις]?309
309
89b1–8 (Lamb modified).
310
Cf. Narcy, “Enseignement et dialectique,” 491–494.
446 Chapter 4
what it is that οἳ ἐγίγνωσκον τῶν νέων τοὺς ἀγαθοὺς τὰς φύσεις actually
know about their natures—is that they will be useful to the rest of us, not
merely concerned with SB, or what merely benefits them. After all, the posi-
tive argument in the Meno Doublet is that since virtue is knowledge, it can
therefore be taught, and that it is knowledge alone that makes it possible for
us to use all other so-called “goods”—including temperance, justice, and
courage (88a7)—in a manner that benefits ourselves. The youth whose good
natures we are guarding ἐν ἀκροπόλει have not yet been corrupted by this
self-benefitting shortcut.
But that doesn’t mean that our golden youth haven’t been exposed to it,
and the Acropolis Treasury is imbedded as a Bridge Too Far in the Hypotheti-
cal Argument because we can only walk the Longer Way by rejecting the
Shorter, and only ascend to the Idea of the Good through Dialectic by reject-
ing the Hypothesis that virtue is good because it is τὸ ὠφέλιμον (89a2).311
Plato will echo this distinction at 98c9 with the words ὠφέλιμοι ταῖς πόλεσι,
where the crucial word ὠφέλιμον will finally receive the dative he has taught
us that it needed from the start (Prt. 333d8–334c6).
Plato reminds us that the hypothetical method is still in play at 96e7–97a1
and 98c5–8 with specific references to the earlier claim that the good are
ὠφέλιμοι (87e1–2). This claim is crucial to the success of the positive argu-
ment once combined with the Hypothesis that virtue is good (87d3), that is,
that it is by virtue that the good are good (87d8–e1) and that virtue is benefi-
cial (87e3 and 89a2). But Socrates now argues that both knowledge and cor-
rect opinion (δόξα) make men equally “beneficial to their cities” (98c8–10)312
before asking whether either one of the two is acquired φύσει (98c10–d2).
When Meno replies that neither of them is (98d3) Socrates reprises the
Academy-denying dilemma (98d4–e9) that leads to the return of θεία μοῖρα
(98e10–100a2) but only after hammering the importance of the Acropolis
Treasury by misplacing it (98d7–8). In Republic 6–7 we will learn that Dia-
lectic is necessary for ascending to the Idea of the Good. A less than obvious
corollary is that it is specifically to the meaning of “good,” “beneficial,” and
the Socratist equation of the two that Dialectic must be applied. What does
it mean to say, as is said three times in Meno (87e1–2, 96e7, and 98c5), that
good men are beneficial?
For anyone wishing to know whether the natures of the young are good
(89b2–3), such a question is invaluable: those who equate the Good with what
is beneficial to themselves will never be ὠφέλιμοι to their cities. In the Meno
Doublet as in the First Protreptic, Socrates can only show that knowledge is
311
Bearing in mind that “the beneficial,” either without the dative or with the (un-)ethical dative “for
us,” connects a UV and K-based virtue to the GoodE by IOV and CA.
312
Specifically with respect to the ROPD, consider Segvic, “No One Errs Willingly,” 8: “The con-
trast between doxa, opinion, and epistēmē, knowledge, is at the heart of the Gorgias as a whole.”
Theages and Meno: Socratic Paradoxes 447
beneficial because without it we are unable to use the other alleged “goods”
to benefit ourselves; this is why the phrase “to benefit us [ὠφελεῖν ἡμᾶς]”
appears in it twice (87e6 and 88a4) while being implied by all eighteen uses
of ὠφελεῖν (4 times), ὠφελεῖσθαι (1), and ὠφέλιμα (13) between 87e2 and
89a2. The same restriction with respect to ὠφελεῖν (cf. 77d1–6) is likewise
responsible for Meno’s acceptance of SP (see §14). It is only on the verge
of pointing out the two equally effective ways of reaching Larisa (97a9–c2)
that we are provoked to remember that good men are ὠφέλιμοι because they
benefit others (96e7–97a5), a recollection made all the easier since it is only
the active sense of εὖ πράττειν that is in play at 96e3.313
Bedeviling every discussion of the hypothetical method in Meno is the
inescapable fact that the only claim that Plato allows Socrates to identify as
a ὑπόθεσις in the passage is the apparent truism that virtue is good (87d3).
The full importance of Plato’s thought-provoking decision to do so only
becomes obvious when Socrates repeats it at 98e10, after having echoed
the Acropolis Treasury’s χρήσιμοι ταῖς πόλεσι with ὠφέλιμοι ταῖς πόλεσι at
98c9. It is only after we have erroneously equated the good with the beneficial
and the beneficial with what “benefits us” that can we bring the proper dialec-
tical objection to this Hypothesis. The only way that we can demonstrate that
we have grasped the true significance of the hypothetical method is by recog-
nizing what makes a given hypothesis ambiguous and therefore corrigible,314
treating it in the process as both springboard and spur (hence ὁρμή at R.
511b5; cf. R. 506e1). Explained fully in Republic 6, the method has already
been implemented in Meno: without our natural awareness of the base and
slavish inadequacy of making “the good for us” the measure of our inner man
(cf. R. 504c1–8), we cannot make the ascent to the Good. Teaching, practice,
and nature will be combined in Platonic pedagogy, and only by repeatedly
exposing us to deliberate falsehood can Plato prepare us to remember what
all of us already know.
On the basis of K, Socrates can make virtue seem desirable because he can
use the CA to show that knowledge benefits us, and that only when φρόνησις
guides the way we use “the things of the soul” will we secure our happiness
(88c1–3). Between Euthydemus and Meno, the brittle foundation upon which
this exhortation depends is being repeatedly exposed by a course in deliberate
313
A further advantage of acknowledging the deliberate ambiguity of εὖ πράττειν is that it prepares
us for the equally ambiguous εὐδοξία at 99b11; to pass from the self-evident claim that certain
famous Athenian statesmen are “well-reputed” to the suggestion that they are therefore “well-
opined,” i.e., blessed with right opinion, depends on the kind of deliberate equivocation for which
we have long since been prepared. For discussion and bibliography, see Robert W. Hall, “Ὀρθὴ
Δόξα and Εὐδοξία in the Meno.” Philologus 108, no. 1 (January 1964), 66–71. For the correct use,
see Mx. 247b7; cf. Mx. 238d3–8.
314
For the necessarily preliminary, provisional, and corrigible character of Hypotheses in Plato, see
Hans-Peter Stahl, “Ansätze zur Satzlogik bei Platon: Methode und Ontologie.” Hermes 88, no. 4
(November 1960), 409–451, especially 438 and 446.
448 Chapter 4
315
For other connections between Alc. and Men., see Harold Tarrant, “Meno 98a: More Worries.”
Liverpool Classical Monthly 14, no. 8 (October 1989), 121–122.
316
See Weiss, Virtue in the Cave, 136–138, and Scott, Plato’s Meno, 157–160, especially 158n18.
Theages and Meno: Socratic Paradoxes 449
317
See Alexander Nehamas, “Meno’s Paradox and Socrates as a Teacher” in Nehamas, Virtues of
Authenticity: Essays on Plato and Socrates, 3–26 (Princeton, NJ: Princeton University Press,
1999), 10–12 (on Prt. 313a1–314c2).
318
Among the enemies of Recollection, a prominent place must be reserved for Theodor Ebert, “‘The
Theory of Recollection in Plato’s Meno’: Against a Myth of Platonic Scholarship” in Michael
Erler and Luc Brisson (eds.), Gorgias-Menon: Selected Papers from the Seventh Symposium
Platonicum (Sankt Augustin: Academia, 2007), 184–198; so intent is he to root out this “myth”
that he manages to disfigure Ebert, “Studien zur griechischen Philosophie von Gregory Vlastos”
with a polemical excursus, replete with an extraneous textual emendation, devoted to his hobby
(281–287), a horse first mounted in Theodor Ebert, Meinung und Wissen in der Philosophie
Platons: Untersuchungen zum Charmides, Menon und Staat (Berlin and New York: Walter de
Gruyter, 1974), 86–104. Not surprisingly, his approach to Meno is anchored in a more general
attack on “die Zweiteilung der Welt” (211)—itself based on distinguishing the First and Second
Parts of the Divided Line only on the basis of an “Erkenntnisprozeß” (181), and thus with predict-
able implications for the Intermediates (183–193). In the end, he blames Aristotle’s misunder-
standing “für den Chorismos der Ideen” since Plato “ist nicht der Begründer der Metaphysik des
Platonismus” (212–213).
450 Chapter 4
Indeed Plato has made the consequences of this revolution difficult to miss
from the very beginning of Socrates’ application of the hypothetical method:
Socrates: In the same way with regard to our question concerning virtue, since
we do not know either what it is or what kind of thing it may be, hypothesizing
it let us examine whether it can be taught or not, speaking as follows: what kind
of thing among the (existent) things concerning the soul must virtue be for it
to be teachable or not teachable? In the first place, then, if it is something dis-
similar or similar to knowledge, is it taught [διδακτόν] or not—or, as we were
saying just now, remembered [ἀναμνηστόν]? Let it make no difference to us
[διαφερέτω δὲ μηδὲν ἡμῖν] which name we should use but (simply): is it taught?
Or is not this evident to everyone—that a human being is taught nothing else
than knowledge? Meno: I agree to that.319
Although Meno evidently fails to grasp that it is our ignorance that we have
repeatedly been taught,320 it is unclear whether Plato’s readers have done
much better, and that goes double for the partisans of K-based Socratism.
Plato is asking us from the start to challenge as corrigible each step of the
argument, and this is why “Hunt for Hypotheses” is the game we are now
playing.
While a tremendous amount of effort has been devoted to discovering the
Hypothesis in this passage, or at the very least the principal Hypothesis on
which the argument that follows depends, the fact that the whole of it depends
on the false claim that it makes no difference whether we regard virtue as
διδακτόν or ἀναμνηστόν has been overlooked or misinterpreted.321 In dia-
logue with Francis M. Cornford, who tried to make the passage that follows
compatible with Recollection by leaving to the reader the task of distinguish-
ing διδακτόν from ἀναμνηστόν,322 Bluck took a step backward by claiming
that διδακτόν must be identified with ἀναμνηστόν from this point forward.323
Scott follows him in this error:
319
87b2–c4.
320
See John Sallis, Being and Logos: Reading the Platonic Dialogues, third edition (Bloomington
and Indianapolis: Indiana Universitry Press, 1996), 83: “The myth shows, in other words, that
Meno is ignorant of the involvement of ignorance in human knowledge; this is the deeper sense in
which, as was already indicated from the outset, Meno’s ignorance is pre-eminently an ignorance
of ignorance.”
321
See Bluck, Plato’s Meno, 20–22 and 324–325, ending with: “Although in much of what follows
[an understatement] διδάσκειν and διδάσκολος are in fact used in the sophistic sense, there is no
reason to suppose [apart, that is, from the fact that the equation of διδακτόν from ἀναμνηστόν
functions as a (necessary) Hypothesis in the illustration of the hypothetical method] that the
‘maieutic’ sense [see 21n2 for a defense (‘I use this expression for convenience’) of the importa-
tion of this term from Tht.] is entirely forgotten [certainly it is not forgotten by Plato’s preferred
reader!] or left out of account [which it is in the text, and deliberately so].”
322
Cf. “disguises,” “deliberately ignored,” and “masked” at F. M. Cornford, edited by W. K. C. Guth-
rie, Principium Sapientiæ: A Study of Greek Philosophical Thought (Cambridge, UK: Cambridge
University Press, 1952), 60n1.
323
Bluck, Plato’s Meno, 20–21.
Theages and Meno: Socratic Paradoxes 451
Socrates first introduces the maieutic sense of teaching into the dialogue at
87b8–c1 where he bids Meno not to quibble about words and treats the words
‘recollectable’ (ἀναμνηστόν) and ‘teachable’ (διδακτόν) interchangeably; thus
‘knowledge is teachable’ is equivalent to ‘knowledge is recollectable.’324
He might indeed, although Tarrant would have done better to emphasize Pla-
to’s agency here. In fact, it makes a great deal of difference to Plato “which
term we use,” for through his Socrates, he really is “a teacher of excellence,”
and it is because he is using basanistic pedagogy that he is recognizable as
Tarrant’s “memory-stimulator.”
In addition to being one of the argument’s hypotheses, the alleged inter-
changeability of διδακτόν and ἀναμνηστόν is therefore better understood as a
deliberate falsehood, and it is misplaced charity to palliate the resulting inco-
herence.327 It is no wonder that those who have followed Aristotle in dividing
Plato from himself have regarded Meno as “transitional” between a Socratic
Socrates and a post-Socratic or Platonic “Socrates,” but Plato has been one
step ahead of this wrong-headed division from the start. Although he is only
324
Scott, Recollection and Experience, 42n16; he cites Bluck at the end of the note. Cf. Daniel T.
Devereux, “Nature and Teaching in Plato’s Meno.” Phronesis 23, no. 2 (1978), 118–126, on 120:
“Shortly after the recollection passage, Socrates says that the terms ‘teachable’ and ‘recollectable’
may be used interchangeably (87b–c). Here he is evidently using ‘teaching’ to designate an activ-
ity compatible with the theory of recollection [for n9, see following note]; i.e., the sort of activity
which is exhibited in the questioning of the slave boy.”
325
Devereux, “Nature and Teaching, 125n9 (for context, see previous note): “I trust that the other
possibility—that Socrates has simply forgotten within the space of a few pages his earlier claim
that there is no such thing as teaching—need not be taken seriously.”
326
Harold Tarrant, Recollecting Plato’s Meno (London: Duckworth, 2005), 39. For discussion of
sophistic teaching, see Erler, Sinn der Aporien, 60–77.
327
Cf. Narcy, “Enseignement et dialectique,” 489: “Considérés dans leur lettre, les propos de Socrate
sont incohérents. Il vient de montrer assez clairement que διδακτόν et ἀναμνηστόν ne sont pas
équivalents, et après l’épisode de la réminiscence, il ne devrait plus être possible de lire que l’on
enseigne (διδάσκεται) la science (ἐπιστήμην).” Hence the claim that Plato’s readers must “try to
claw their way back to the heart of Plato’s message” in Tarrant, Recollecting Plato’s Meno, 54.
452 Chapter 4
now showing his hand, the conclusion of Protagoras has long since set the
stage for the transition we are now being challenged to discover: while main-
taining that virtue is not διδακτόν, Socrates had repeatedly scored against the
famous sophist by showing that it is the kind of thing that Protagoras should
be able to teach (Prt. 361b7–c2) but cannot. It is also the same kind of σοφία
that Cleinias assumes is διδακτόν in Euthydemus.
So let’s not miss the forest for the trees: it is only because of this Recollection-
effacing interchangeability that we can recognize this passage as the Meno Dou-
blet of the First Protreptic. Plato counts on us to link the two passages as indeed
so many have done, but most have failed to learn from the parallel. In looking
back on Euthydemus, we should now be able to see that TEA—dependent as it
is on the Εὖ Πράττειν Fallacy—functions there as the Protreptic’s unquestioned
but in principle corrigible Hypothesis. And if we can avoid the kind of interpre-
tive “charity” that conceals Plato’s provocative use of deliberate falsehood,328
we can learn even more about the Doublet from this backward glance. Without
the alleged interchangeability, Socrates’ argument won’t work. The Bridge
Too Far follows K’s merely circular triumph because we are being reminded
at the end that we have been told to forget Recollection at the beginning, and
indeed the Meno Doublet can only be a doublet if we have done so.
Whatever may be the interpretive imperatives that make so many of us
wish to disjoin Recollection from Plato’s serious concerns, we therefore need
to recognize that the imperative διαφερέτω δὲ μηδὲν ἡμῖν (“let it make no dif-
ference to us” at 87b8) functions here as something even more hypothetical
than a Hypothesis: it is a falsehood disguised as a postulate. If we don’t rec-
ognize that, the Platonic synthesis will be invisible; if we do, we have entered
the Academy. Whether we will do so or not remains unclear, but with the
return of φύσει at 89a6—and it really returns all the way from Protagoras via
Euthydemus329—Plato reminds us that even in the case of inquiries “concern-
ing virtue [περὶ ἀρετῆς],” φύσις was made the basis for Recollection from the
start (81c7–d5) and that Socrates ridiculed Meno for regarding the claim that
learning (μάθησις) could be ἀνάμνησις as διδακτόν (81e3–82a3). But even if
Meno fails to realize that an awareness of our ignorance really is διδακτόν—it
is the very thing Socrates has been teaching us since Protagoras—we should
be prepared to remember it for him.
328
Cf. Scott, Recollection and Experience, 42, and Scott, Plato’s Meno, 143: “To remove any incon-
sistency in his various remarks about teaching and knowledge, we need to distinguish different
conceptions of teaching. I take it that at 87b–c ‘teachable’ means something quite specific: knowl-
edge can be recollected with the aid of questioning. It is only in this sense, where the teacher acts
as a catalyst working with the innate resources of the learner, that knowledge is teachable.” Cf.
Devereux, “Nature and Teaching,” 121.
329
At Euthd. 281c2, ἀπὸ ταὐμάτου (“on its own”) is used as the opposite of διδακτόν—Clinias spares
Socrates the trouble of proving that wisdom is teachable by rejecting this alternative (281c1–8).
Cf. Prt. 323c3–8 where Protagoras links ἀπὸ ταὐμάτου to φύσει and contrasts both with virtue as
διδακτόν and acquired by practice.
Theages and Meno: Socratic Paradoxes 453
Socrates: Since then the good do not become good by nature [φύσις], is it by
learning [μάθησις]? Meno: I think that that is now proved [ἤδη ἀναγκαῖον]; and
it is clear, Socrates, according to the hypothesis, if virtue is knowledge, that
it is teachable [κατὰ τὴν ὑπόθεσιν, εἴπερ ἐπιστήμη ἐστὶν ἀρετή, ὅτι διδακτόν
ἐστιν].330
330
89b9–c4 (Richard Robinson, second edition). Cf. Lamb’s translation: “Socrates: So since it is not
by nature that the good become good, is it by education? Meno: We must now conclude, I think,
that it is; and plainly, Socrates, on our hypothesis that virtue is knowledge, it must be taught.”
331
As in the footnote that prompted Robinson’s Retreat in Cherniss, “War-Time Publications,”
140n38: “the position of ὅτι shows that the sentence means ‘it is clear that it is teachable accord-
ing to the hypothesis if virtue is knowledge.’” See also Bedu-Addo, “Recollection,” 9, and Harold
Zyskind and R. Sternfeld, “Plato’s Meno 89C: ‘Virtue Is Knowledge’ a Hypothesis?” Phronesis
21, no. 2 (1976), 130–134, especially 132. Bedu-Addo is in dialogue throughout with Crombie,
Examination of Plato’s Doctrines, 2.529–48.
332
See Scott, Plato’s Meno, 223–224.
333
See especially Wolfsdorf, Trials of Reason, 162–164.
334
See Wolfsdorf, Trials of Reason, 164: “Let us therefore dismiss the common reading.” Cf.
Ionescu, Plato’s Meno, 176n7.
454 Chapter 4
his objective because Socrates has argued κατὰ τὴν ὑπόθεσιν, Meno never-
theless has no inkling of the lesson that Plato is already expecting us to intuit
from that fact, and which he will spell out for us in the Divided Line: a vic-
tory achieved by circular reasoning is hollow. Meno is fully content because
he has gained his end; Plato’s purpose is to focus our attention on the strictly
hypothetical means by which he has gained it.
Because he understands nothing of this, Meno expresses dismay when
Socrates responds by giving voice to the doubts that will lead to his palinode
on the apparently settled question of whether virtue is διδακτόν:
Socrates: Perhaps, by Zeus: but have we not agreed to this [τοῦτο] inappropri-
ately [οὐ καλῶς]? Meno: Well, it certainly seemed just a moment ago [ἄρτι] to
be said appropriately [καλῶς λέγεσθαι]. Socrates: Yes, but not only a moment
ago [ἐν τῷ ἄρτι] must it [αὐτό] seem to be said appropriately [καλῶς λέγεσθαι],
but also in the present [ἐν τῷ νῦν] and in the hereafter [ἐν τῷ ἔπειτα], if there
will be any of it that is sound.335
335
89c5–10 (Lamb modified).
Theages and Meno: Socratic Paradoxes 455
Meno: Why is that? To what are you looking while disputing it [αὐτό] and
doubting [ἀπιστεῖν] lest virtue should not be knowledge [μὴ οὐκ ἐπιστήμη ᾖ
ἡ ἀρετή]? Socrates: I will tell you, Meno. That it is teachable if indeed it is
knowledge [τὸ μὲν γὰρ διδακτὸν αὐτὸ εἶναι, εἴπερ ἐπιστήμη ἐστίν], this I am not
taking back [άνατιθέσθαι] lest it is said inappropriately [μὴ οὐ καλῶς λέγεσθαι],
but that it is not knowledge [ὅτι δὲ οὐκ ἔστιν ἐπιστήμη], see if I seem to you to
be doubting [ἀπιστεῖν] plausibly [εἰκότως].336
The position from which Robinson conducted his famous Retreat was
that the principal Hypothesis in the positive argument was the one Socrates
refuses “to take back [άνατιθέσθαι]” here: virtue is teachable if it is knowl-
edge, and the echo of εἴπερ ἐπιστήμη ἐστὶν ἀρετή (89c3) with εἴπερ ἐπιστήμη
ἐστίν here (89d4) leaves little doubt that Plato wrote the two passages as he
did in order to force us to compare them. Since my position on the meaning
of ὑπόθεσις in Plato is the opposite of Wolfsdorf’s, I regard the fact that
Socrates refuses to take back the conditional as sufficient proof that Robin-
son’s Retreat was justified: it is the conditional’s protasis (i.e., εἴπερ ἐπιστήμη
ἐστὶν ἀρετή) that is the argument’s Hypothesis, or rather—to state my own
position accurately—that it would be its Hypothesis if it had only one, which
I deny. Instead, it is only one among many.
Socrates’ pointed refusal to apply άνατιθέσθαι to the conditional and only
to the conditional indicates that it alone—among a lush profusion of other
corrigible claims beginning at 87b2—is not hypothetical. Why should it be
when the conditional makes the case? In order to gratify Meno’s misplaced
336
89d1–6.
456 Chapter 4
desire to learn how virtue can be acquired before knowing what virtue is
(86d3–6), Socrates proved that Meno had learned nothing about how knowl-
edge can be acquired by further hypothesizing—having hypothesized K at
87b3–4 as Friedländer and Cherniss claimed—that it is only knowledge that
can be taught (87c2–3).
It is not for nothing that the word “mathematics” is derived from the things
that are paradigmatically learnable, and only a dull student could fail to expe-
rience on encountering geometry something of the excitement that comes
from the lively interplay of easily graspable principles, clarifying diagrams,
and definitive proofs (82b9–85b7). The insight embodied in the Divided Line
is that the acquisition of geometrical knowledge is unlike the acquisition
of virtue in all of these respects, and Plato created the distinction between
διάνοια and νοήσις in order to explain the difference. It would not be entirely
unnatural to refer to both kinds of “knowledge” as ἐπιστήμαι (R. 533c8–d9),
but only νοήσις fully qualifies.
Meno precedes Republic in the ROPD because it will be by means of
νοήσις that we will catch sight of the Idea of the Good (if we do)337 and then,
from it, work our way down to Justice (R. 511b5–c1),338 if, that is, we do not
already believe we have found it on the Shorter Way (cf. Alc. 109e1–110a1).
The provocative dilemma of the Guardians—embodied in the tension
between the injustice of compelling them to return to the Cave (R. 519d8–9)
and the evident excellence of their voluntary decision to do so (R. 520e1)—
depends on our intrinsic and innate capacity to know that the Idea of the
Good is infinitely better than merely our own good, that is, the GoodE. While
readily admitting that no geometrical example in particular could come any-
where close to proving the reality of Recollection—indeed that’s the point of
using mathematics to distinguish διάνοια from νοήσις—the fact remains that
Plato without Recollection is like Socrates without Plato.339
Unfortunately, our current “Tale of Two Platos” has accomplished both
equally undesirable results at one and the same time: up until the moment
that Plato began placing preposterous notions like Recollection in his mouth,
337
Thus there is a pre-established harmony between (1) the reduction of the GoodT to the GoodE
(155–158), (2), the rejection of merely hypothesized mathematical objects (as opposed to proposi-
tions) in the Divided Line (200–202), and (3) the deflationary approach to νοήσις (215–220) in
Stemmer, Platons Dialektik, climaxing with 220–221n116. On the other hand, if he had more
sharply divided the First from the Second Part of the Divided Line, the following observation on
209 would be most welcome: “Das hypothetische Verfahren ist eine Methode, innerhalb der Doxa
[cf. R. 534c2] zu möglichst fundierten, verantwortbaren Ergebnisse zu kommen.”
338
See Plato the Teacher, 183–184.
339
Despite “Plato’s sustained attempts to set him as an authentic philosopher in the sharpest possible
contrast to the ‘sophists’” (293), Socrates is numbered among the latter in André Laks and Glenn
W. Most (eds.), in collaboration with Gérard Journée and assisted by David Lévystone, Early
Greek Philosophy, volume 8, part 1 (Cambridge, MA and London: Harvard University Press,
2016), 293–411; note the reliance on Prt. and Aristotle for “Views on Virtue” (376–397).
Theages and Meno: Socratic Paradoxes 457
340
Cf. Panos Dimas, “Teachers of Virtue.” Ancient Philosophy 27 (2007), 1–23, on 20: “Every
human being has pre-natal knowledge of the truths in which virtue consists [it is not altogether
clear that the plural is appropriate here], all of which are forgotten at birth [although not perhaps
by the one who gives us birth]. As a gift from the gods, some human beings are more liable to
recollect, even without being exposed to the treatment the slave boy was. That is, they can see the
truth about what is beneficial to do [for whom? sophistic selfishness points in one direction, Plato
in the other] in given circumstances when exposed to them, with sufficient consistency for them
to be called good.” If this “beneficial” lacked a dative for the right reason, Dimas would have
remembered that only the Idea of the Good is sufficiently consistent to be called “good.”
341
Gregory Vlastos, “Elenchus and Mathematics: A Turning-Point in Plato’s Philosophical Develop-
ment.” American Journal of Philology 109, no. 3 (Autumn 1988), 362–396.
458 Chapter 4
342
87c1–10 (Lamb modified): “Socrates: Or is not this evident to everyone [τοῦτό γε παντὶ δῆλον]
that a human being is taught nothing else than knowledge? Meno: I agree to that. Socrates: Then
if virtue is a kind of knowledge, clearly it must be taught [εἰ δέ γ᾽ ἐστὶν ἐπιστήμη τις ἡ ἀρετή]?
Meno: Certainly. Socrates: So you see we have made short work of this question—if virtue
belongs to one class of things it is teachable, and if to another, it is not. Meno: To be sure.” For
the division of the argument into two parts, see, for example, Wolfsdorf, Trials of Reason, 162.
343
87c11–d4 (Lamb modified): Socrates: The next question, it would seem, that we have to consider
is whether virtue is knowledge, or other than knowledge [πότερόν ἐστιν ἐπιστήμη ἡ ἀρετὴ ἢ
ἀλλοῖον ἐπιστήμης]. Meno: I should say that is the next thing we have to consider. Socrates: What
then? Do we say that virtue [ἡ ἀρετή] is anything other than good [ἀγαθόν] and this hypothesis
remains for us [καὶ αὕτη ἡ ὑπόθεσις μένει ἡμῖν], that it is good [ἀγαθόν]?
344
With the joke being at the expense of those who, following Aristotle, regard Socrates’ commit-
ment to K as outweighing the complexity of Plato’s testimony.
345
Cf. the repeated use of “on the hypothesis” in Rachana Kamtekar, “Review Article: Socrates and
the Psychology of Virtue.” Classical Philology 107, no. 3 (July 2012), 256–270, on 270: “instead
of thinking, for example, that Plato at one point believes that actions can only be motivated by
beliefs about goodness and badness, but then realizes that this can’t account for akrasia and
animal behavior, we might consider instead that on the hypothesis that virtue is knowledge, all
action would have to be motivated by beliefs about good and bad, but that on the hypothesis that
the soul is partitioned like the city, each part of the soul would have to be capable of initiating
action on its own.”
Theages and Meno: Socratic Paradoxes 459
Meno: Certainly we do. Socrates: Then if there is something good apart and
separable from knowledge [εἰ μέν τί ἐστιν ἀγαθὸν καὶ ἄλλο χωριζόμενον
ἐπιστήμης], perhaps virtue [ἡ ἀρετή] is not a kind of knowledge [ἐπιστήμη τις];
but if there is nothing good that knowledge does not embrace [εἰ δὲ μηδέν ἐστιν
ἀγαθὸν ὃ οὐκ ἐπιστήμη περιέχει], suspecting [ὑποπτεύοντες] it to be some kind
of knowledge we would be suspecting [ὑποπτεύοιμεν] rightly.347
Like the pair εἰκάζοντες/εἰκάζοιμεν that appears at the end of the crucial
passage between the Bridge Too Far and the arrival of Anytus,348 Plato
deploys ὑποπτεύοντες/ ὑποπτεύοιμεν here to expedite our Hunt for Hypoth-
eses.349 Revealing the implicit corrigibility of all the Hypotheses we are
presently ὑποθέμενοι (87b3–4) with the even more suspicious ὑποπτεύοντες,
Plato allows Socrates to emphasize as hypothetical the most corrigible,
falsifiable, and indeed downright false Hypothesis of them all: that there
is no Good beyond knowledge. Embedded as a Hypothesis in a διάνοια-
based argument—for both ὑποθέμενοι and εἰκάζοντες anticipate the Divided
Line (R. 510e2–511b4)—the suspicion that there is no other ἀγαθόν that is
346
The “perhaps” recalls the Santas Circle.
347
87d4–8. For comment on ἄλλο χωριζόμενον ἐπιστήμης, see Maurizio Migliori, “Socrate e Gorgia
di fronte all’insenamento della virtù” in Michael Erler and Luc Brisson (eds.), Gorgias—Meno;
Selected Papers from the Seventh Symposium Platonicum, 162–168 (Sankt Augustin: Academia,
2007), 164.
348
89d6–e9 (Lamb modified): “Socrates: For tell me now: if anything at all, not merely virtue, is
teachable, must there not be teachers and learners of it? Meno: I think so. Socrates: Then also con-
versely, if a thing had neither teachers nor learners, in surmising [εἰκάζοντες] that it could not be
taught we would be surmising [εἰκάζοιμεν] appropriately? Meno: That is so: but do you think there
are no teachers of virtue? Socrates: I must say I have often inquired whether there were any, but
for all my pains I cannot find one. And yet many have shared the search with me, and particularly
those persons whom I regard as best qualified for the task.” The arrival of Anytus (89e9–90a1)
follows Socrates’ reprise of Protagoras; cf. 90d2–92a6.
349
Cf. Judson, “Hypotheses in Meno,” 32.
460 Chapter 4
350
The argument of the Doublet is usefully reduced to two syllogisms—(1) “Tugend ist gut / Was
gut ist, ist Wissen // Tugend ist Wissen” (264) and (2) “Tugend ist Wissen / Wissen ist lehrbar //
Tugend is lehrbar (263; cf. 266)—in Ernst Heitsch, “Platos hypothetisches Verfahren im Menon.”
Hermes 105, no. 3 (1977), 257–268; cf. Heitsch’s discussion of the inductive argument that is used
to establish “was gut is, ist Wissen,” and then to overthrow it (265–268). See also Ernst Heitsch,
Erkenntnis und Lebensführung: eine Platonische Aporie (Stuttgart: Franz Steiner, 1994), 11–13.
Building on Heitsch and even more useful is Norbert Blössner, “The Unity of Plato’s Meno.”
Philologus 155, no. 1 (2011), 39–68, on 53–57, climaxing with: “The wrongness of premise B2
(‘Whatever is good, is knowledge’) implies that Socrates was wrong when he tried to prove this
premiss in 87e5–89a5 [note that both Blössner and Heitsch think that Socrates is wrong because
δόξα is equally “good,” not because the Idea of the Good alone is]. This passage, then, belongs to
a type that is not so rare in Plato’s dialogues: passages where Socrates makes mistakes which are
later detected as mistakes by Plato’s characters (or can be detected as mistakes by the reader).”
351
Cf. Gail Fine, “Knowledge and True Belief in the Meno.” Oxford Studies in Ancient Philosophy
27 (2004), 41–81, on 44: “Since the Meno allows knowledge and belief about at least some of
the same things, it is incompatible with this version of the Two Worlds Theory [sc. ‘there are no
beliefs about forms, and there is no knowledge of sensibles’]. Indeed, if Plato is speaking literarly
in saying that only the traveller can know the way to Larissa (rather than providing an analogy to
illustrate the, or a, difference between knowledge and mere true belief), he explicitly countenances
knowledge of sensible particulars.” Not surprisingly, her approach is informed (see 44n6) by her
earlier “Knowledge and Belief in Republic 5.” Archiv für Geschichte der Philosophie 60 (1978),
121–139, an important landmark in the Owenite attack on Platonism thanks to its last word: “The
price of ascribing to Plato a valid argument whose premises are noncontroversial is the loss of the
two worlds theory. It is a price I am quite willing to pay.”
352
In dialogue with Fine throughout (see previous note) is Whitney Schwab, “Explanation in the
Epistemology of the Meno.” Oxford Studies in Ancient Philosophy 48 (2015), 1–36; consider
especially 8n14: “Intense debate surrounds the question whether Socrates takes ἐπιστήμη to be a
privileged kind of δόξα.”
Chapter 5
1
See Friedländer, Plato 2, 305–6n1. I cite Friedländer primarily for the reader’s convenience: for
an even more valuable note, covering the same material with more insight, see Luigi Stefanini,
Platone, second edition, two volumes (Padua: A. Milani, 1949), 1.203–206n3.
2
See Schleiermacher, Über die Philosophie Platons, 335–336.
3
On Kahn, “Proleptic Composition in the Republic,” see Plato the Teacher, 90–91.
4
Friedländer is a proponent of an independent Thrasymachus; in addition to Plato 2, 50–66, see also
244: “In the Gorgias [thus begins the first sentence in the chapter devoted to that dialogue], Plato
returns to the Thrasymachus, raising both form and content of the earlier work to a new creative
level.”
461
462 Chapter 5
5
Cf. Christopher Rowe, “What Might We Learn from the Clitophon about the Nature of the Acad-
emy?” in Klaus Döring, Michael Erler, and Stefan Schorn (eds.), Pseudoplatonica: Akten des Kon-
gresses zu den Pseudoplatonica vom 6.-9. Juli 2003 in Bamberg, 213–224 (Stuttgart : Franz Steiner,
2005), 214: “Before Slings’s 1999 [on which more below], I had always thought the Clitophon to be
obviously non-Platonic (and still think it so); yet here was someone who, after living with the little
piece—not much more than four Stephanus pages in length—for twenty years, had decided that it
could declared not merely Platonic, but actually Plato’s.” Cf. S. R. Slings, Plato, Clitophon; Edited
with Introduction, Translation, and Commentary (Cambridge, UK: Cambridge University Press,
1999); before announcing his verdict (“although not without hesitation, I accept the Clitophon as
a genuine work of Plato” on 233–234), Slings himself refers to “the opinion of someone who has
lived with this little work on and off for the past thirty years” (233).
6
F. Dümmler, Zur Komposition des platonischen Staates (Basel: Reinhardt & Sohn, 1895).
7
Cf. Slings, Plato, Clitophon, 234n409.
8
His doctoral dissertation was published as S. R. Slings, A Commentary on the Platonic Clitophon
(Amsterdam: Academische Pers, 1981). Mention should also be made of H. Kesters, “De authen-
ticiteit van den Kleitophoon.” Philologische Studien 6, no. 6 (1934–1935), 161–189; for a tribute,
see Slings, Plato, Clitophon, 98.
9
Rowe, “What Might We Learn,” 213n2: “His monument will surely be his fine new edition of the
Republic, published by Oxford University Press in 2003 to replace Burnet’s of a century before; it
is no mean task to have improved on Burnet, which he undoubtedly has.”
10
Cf. Denyer on Prt. and Alc., Rowe on Smp. and Ly., Sprague on Euthd., La., and Chrm., Hackforth
on Phdr. and Phlb., and (less tenuously than the last example) Sedley on Cra. and Tht.
Before and After Cleitophon 463
between the publication of Republic 1 and that of Republic 2–10, was first
put forward by H. Oldenberg [1875; subsequent citations will be deleted] and
adopted among others by [Rudolf] Kunert, [G. M. A.] Grube, Friedländer, Julia
Annas and, with some reservations, [Konrad] Gaiser.11
Thus, the little dialogue [sc. Clt.] presupposes the first book of the Republic—
and this applies to the very details of the discussion. Yet the Clitophon rules
out the other books of the Republic on this ground: the reason for Kleitophon’s
taking sides against Socrates is that the latter is conversant only with ‘protreptic’
and has nothing positive to teach.19
11
Slings, Plato, Clitophon, 204–205.
12
Slings, Plato, Clitophon, 207: “it is certain that Plato himself did not divide the Republic into
books.”
13
Slings, Plato, Clitophon, 204n370.
14
H. Oldenberg, De sacris fratrum Arvalium quaestiones (Berlin, 1875), 53: “I judge Plato to have
published the first book of Republic separately, which having been published—and before the other
books appeared—the pseudo-Platonic Cleitophon was written.”
15
Ulrich von Wilamowitz-Moellendorff, Platon, two volumes, second edition (Berlin: Weidmann,
1920), 1.490–91n5: “The author has not made the effort to read Republic through, for what inter-
ests him is only practical morality [die praktische Moral].”
16
Rudolfus Kunert, “Quae inter Clitophontem dialogum et Platonis Rempublicam intercedat neces-
situdo” (Greifswald, 1881), 20: “It has therefore been demonstrated that Cleitophon was written
once the first book of Republic had been published, then its remaining books appeared; whether all
or only part of them, we will consider below.”
17
See William Musgrave Calder III, “The Credo of a New Generation: Paul Friedländer to Ulrich von
Wilamowitz-Moellendorff.” Antike und Abendland 26 (1980), 90–102.
18
Friedländer, Plato 2, 50: “Perhaps there is even external evidence for this view—namely the
strange little dialogue called Clitophon.”
19
Friedländer, Plato 2, 50–51.
464 Chapter 5
From the first (409c1–3;20 cf. R. 336c6–d4) and third definitions of justice
(410a7–b1),21 to the ongoing theme of justice itself (beginning at 407b1–8), it
is difficult to see how Plato could have made the connection between Cleito-
phon and Republic 1 more obvious, quite apart from Thrasymachus (406a3
and 410c7), Lysias (406a2, 406a6, and 410e4), and Cleitophon himself (R.
328b7–8 and R. 340a3–b8). And as Wilamowitz’s “careless reader” theory
indicates,22 it is little less obvious that whatever valid self-criticism there may
be in Cleitophon with respect to an independent Thrasymachus—or indeed to
“the Socrates of early dialogues such as the Gorgias, the Laches, etc.”23—it
is not germane to the rest of Republic.24 It is therefore easy to see why Grube,
who unlike Friedländer defends Plato’s authorship,25 nevertheless wrote:
“We are thus led to a first conclusion, that the Cleitophon cannot have been
written later than the bulk of the Republic.”26 But perhaps the most delicious
moment in Grube’s groundbreaking paper—for he was the first to combine
the Thrasymachus-Response Theory with an authentic Cleitophon—is his
negative response to both of the historical objections made in the following
passage:
20
All otherwise unidentified references in this chapter are to Cleitophon; for this choice of spell-
ing—Clitophon and Kleitophon have better claims—see Altman, “Reading Order and Authentic-
ity,” 1n2.
21
For analysis based on the dialogue’s three definitions of justice, see Slings, Plato, Clitophon, II.
5. 1–3 (180–209). The second definition (“Friendship in cities,” 185–193) will receive attention
in §17.
22
Slings, Plato, Clitophon, 207–208: “it is out of the question that the second half of the Clitophon is
meant as an attack on the Republic, unless one resorts with Wilamowitz to the slightly absurd view
that ‘der Verfasser hat sich die Mühe nicht gemacht, den Staat durchzulesen’ (Platon, 1.386n1 [he
is using a later edition; this passage is translated above]) we must apparently suppose that he wrote
for a public as lazy as himself. As I have stressed repeatedly, our author understands quite well
what Plato’s dialogues are all about; he also knows Plato’s conception of justice (section II. 4. 1)
and how could he have acquired that knowledge unless it was (and this is the minimum require-
ment) by reading the Republic, and the Gorgias besides?” Cf. Rowe, “What Might We Learn,” 223:
“the more reference there turns out to be in Clitophon to the argument of the Republic as a whole
(i.e. outside the aporetic Book I), the harder, I take it, it will be to sustain Slings’s thesis about the
author’s purpose, and so also his identity.”
23
G. M. A. Grube, “The Cleitophon of Plato.” Classical Philology 26, no. 3 (July 1931), 302–308,
on 303. Cf. 307 (a claim which will receive further attention in §17): “To sum up: The Cleitophon
expresses a criticism of Socrates as he appears in the early dialogues of Plato which is not unde-
served, and expresses a dissatisfaction which, in the nature of things, Plato himself must at one
time have felt.”
24
Grube, “Cleitophon of Plato,” 303: “In the later books of the Republic, on the other hand, Socrates
does give practical guidance; the development of the theory of ideas, the whole scheme of educa-
tion, would give Cleitophon exactly the kind of help he is asking for . . . So that, whoever the
author, Cleitophon’s objections are nothing short of ludicrous if formulated after the appearance
of the whole Republic.” In the ellipsis and after the quoted passage, Grube refers to Tht. “and later
works.”
25
Cf. Friedländer, Plato 2, 306n2.
26
Grube, “Cleitophon of Plato,” 304.
Before and After Cleitophon 465
Ptolemaeus was far from the mark when he suggested that Cleitophon’s tirade
did not deserve an answer, but, on the other hand, I do not agree with Grote
that the case is so well put that Plato himself could not have finished the
Cleitophon.27
Grube is right on both counts: Cleitophon deserves an answer and Plato was
perfectly capable of giving it one: he “finished” it in Republic.
But before setting about to substantiate that claim in the rest of this section,
it is worth considering what makes the Thrasymachus-Response Theory valu-
able quite apart from both Grube’s use of Order of Composition to explain
how Plato could have written Cleitophon, and Friedländer’s (actually Olden-
berg’s) problematic hypothesis of an anti-Platonic writer to explain why he
didn’t: it establishes a connection between the hypothesis passage in Meno
(see §15) and the Shorter Way that begins in Republic 2. Socrates turns to the
hypothetical method because Meno insists on pursuing the inquiry regard-
ing the acquisition of virtue before knowing what virtue is (Men. 86d3–e1);
this recreates the situation at the end of Thrasymachus (R. 354b4–6). After
all, a ROPD-based defense of an authentic Cleitophon must not only show
how it introduces Republic, but how it mediates between Meno and Plato’s
masterpiece.
Consider Grube’s brilliant response to George Grote, who regarded the
speech of Cleitophon as unanswerable: “let us imagine that the Republic
broke off after the speeches of Glaucon and Adeimantus in the second
book . . . would they too not have seemed unanswerable?”28 Thanks to the
structural parallel between the unanswered Cleitophon and the speeches of
Glaucon and Adeimantus (the latter ending at R. 367e4), the obvious connec-
tion between Cleitophon and Republic 1—which ends at the same point that
Meno has reached before Socrates resorts to the hypothetical method—helps
us to understand what he does next (R. 368c8–370b7): to answer the broth-
ers, Socrates first introduces the City as a diagram (beginning with γράμματα
at R. 368d2–5) or Image,29 after justifying its relevance to his answer with
one Hypothesis (R. 368e2–3) before building the City itself on another (R.
369e3–370b7).30
27
Grube, “Cleitophon of Plato,” 303.
28
Grube, “Cleitophon of Plato,” 303.
29
See Plato the Teacher, 137–139 and 123n23. Cf. Rachana Kamtekar, Plato’s Moral Psychology:
Intellectualism, the Divided Soul, and the Desire for the Good (Oxford: Oxford University Press,
2017), 20: “My proposal is that the city in the Republic functions as would a diagram in a math-
ematical hypothesis.”
30
See Plato the Teacher, 122–123 and 113.
466 Chapter 5
“For I will say this, Socrates [naturally Cleitophon is the speaker], that while
you’re worth the world to someone who hasn’t yet been converted to the pur-
suit of virtue [literally ‘to the person who has not been converted’; ‘the pursuit
of virtue’ is (at best) implied], to someone who’s already been converted you
rather get in the way of his attaining happiness by reaching the goal of virtue
[ἀρετή].”33
31
Thompson, Meno of Plato, 57–58 (commenting on Meno 70a1–2, ἆρα διδακτὸν ἡ ἀρετή): “Cp.
also Clitophon 407b [Thompson has just cited passages from Prt. and Euthyd.; see below]. (This
dialogue, if genuine, as it probably is, must be regarded as an introduction to the Republic [note
that this is very different from the Thrasymachus-Response Theory], left for some reason unfin-
ished [for this claim, however, Thompson cannot be praised]. As the Meno is also in a manner
introductory to the Republic [but he’s back on track here], correspondencies between the Clitophon
and the Meno are worth noting.) In Clit. l.c. [407b3–7] we read τῶν δ’ ὑέων ἀμελεῖτε, καὶ οὔτε
διδασκάλους αὐτοῖς εὑρίσκετε τῆς δικαιοσύνης [as noted earlier, this is the first mention of justice
in the dialogue], εἴπερ μαθητόν· εἰ δὲ μελετητόν τε καὶ ἀσκητόν [on 58, on the word ἀσκητόν,
Thompson notes: ‘The word appears to occur in this sense only here and in Clit. l.c.’], οἵτινες
[on my reading, this is self-referential, with the apparently unfinished Cleitophon itself being an
‘exercise’ in justice] ἐξασκήσουσι καὶ ἐκμελετήσουσιν ἱκανῶς.” The fact that Thompson cites
Prt. 361a–b, Euthd. 282b–c (where Cleinias spares Socrates the trouble of proving that σοφία is
διδακτόν), and Clt. in this note makes sense not only because the latter immediately follows Men.
in the ROPD, but because of the six-dialogue series that joins Men. to Euthd. (see §5), and the RPT
that places the third performance of Prt. between Meno and Clt. (see §11). There will be more on
this last point in the final section.
32
The first problem (see §15) being Benson’s (related) attempt to seamlessly connect the hypothetical
method to dialectic by collapsing the difference between the first two parts of the Divided Line, and
thus to bridge the gulf that separates the Shorter Way—dependent as it is on Images and Hypoth-
eses—from the Longer, which ascends, by dialectic, to the un-hypothetical precisely by treating
Hypotheses as τῷ ὄντι ὑποθέσεις (R. 511b4).
33
Benson, Clitophon’s Challenge, 1; the non-textual “the pursuit of virtue” is in Gonzalez’s transla-
tion (Cooper and Hutchinson, Plato, Complete Works, 970).
Before and After Cleitophon 467
that the second time Benson quotes it, he does so with supplementary brack-
ets as follows:
34
Benson, Clitophon’s Challenge, 47.
35
See Benson, Clitophon’s Challenge, 47, beginning with: “We would do well, then, to take Clito-
phon’s challenge seriously.”
36
Note the lingering if negative influence here of the distinction between “knowledgeC” and “knowl-
edgeE” (i.e., “elenctic knowledge” as opposed to “what we know with certainty”) in Gregory
Vlastos, “Socrates’ Disavowal of Knowledge.” The Philosophical Quarterly 35, no. 138 (January
1985), 1–31, on 18. Cf. Benson, Clitophon’s Challenge, 14–17n55.
37
See Benson, Clitophon’s Challenge, 158–159.
38
For the Santas Circle, see §2.
468 Chapter 5
(408e2–3), the crucial distinction Plato causes him to make (for our benefit)
between that which is τεχνή-taught (409a7–b6, culminating with δίδαγμα)
and the product, result, or action of justice (its ἔργον at 409b6) is what pre-
pares us to make our own personal choice to return to the Cave once having
exited it.39 We do this only after we realize that the only knowledge that could
be the good is knowledge of the Good (R. 505b8–11), and that is why virtue
(or better yet Justice) is not “virtue-knowledge” or even knowledge simple-
ment: it is better understood as activity (qua ἔργον) in accordance with noetic
knowledge of the Idea of the Good.40
But when Cleitophon asks what exactly it is that is the ergon (‘product,’ ‘out-
come’) of justice, the first set of substantive answers turns out to consist of
the ones which Thrasymachus rules out at Republic 336c-d [i.e., τὸ δέον, τὸ
ὠφέλιμον, τὸ λυσιτελοῦν, τὸ κερδαλέον, and τὸ συμφέρον], and which Socrates
plays at accepting; the Cleitophon now gives the kind of argument that Thra-
symachus might have used, and thus becomes a kind of commentary on the
Republic.41
39
Cf. Vasiliou, Aiming at Virtue, 38: “Cleitophon’s complaint is not that Socrates says anything
contradictory; it is simply frustrating for the purpose of serving as a guide to action.” So also 213:
“But Cleitophon’s puzzle still remains: which actions are virtuous/just? An answer to that is sup-
plied by the middle books of the Republic.”
40
See Plato the Teacher, 100, 204, and 236 for Justice as “the maxim of the action” generalized in
the Allegory of the Cave.
41
Christopher Rowe, “Cleitophon and Minos” in Christopher Rowe and Malcolm Schofield (eds.),
in association with Harrison and Lane, The Cambridge History of Greek and Roman Political
Thought, 303–309, on 305. This piece was written before Rowe had a chance to read Slings,
Plato, Clitophon (see Rowe, “What We May Learn,” 213n7) but in between the two is a third:
Christopher Rowe, “Plato and Socrates.” Phronesis 45, no. 2 (May 2000), 159–173; 159–163 is
a brief but valuable review of Slings, part of which is recycled as an appendix to “What We May
Learn” (222–224).
42
For an indication of the international rehabilitation of Clt., see the first Portuguese translation in
José Colen, “O Clitofonte de Platão. São os Filósofos inúteis no Ensino da Justiça? Estudo e Tra-
ducão.” Revista da Faculdade de Letras—Série de Filosofia 29 (2012), 17–29.
43
Rowe, “Plato and Socrates,” 162.
44
Rowe, “Plato and Socrates,” 162–163; although softened, one can still find a trace of der Verfasser
hat sich die Mühe nicht gemacht, den Staat durchzulesen, or at least to have read it well.
45
Rowe, “What Might We Learn,” 219.
Before and After Cleitophon 469
Here Rowe is claiming that since “the kind of argument that Thrasymachus
might have used”46 is placed in the mouth of an unnamed contemporary of
Socrates by Cleitophon (409c1–3),47 it therefore reflects the notion that “the
Cleitophon now gives” it. To put it another way, by attributing everything
that is said in the dialogue not to its first- or second-order characters, but to
what he calls “the Cleitophon,” Rowe is guilty of misreading Cleitophon in
the same way that his “unidentifiable member of the Academy” has misread
Republic. For Rowe, the fact that Cleitophon—the character, not the dia-
logue—attributes “to Socrates the idea of justice as doing good to friends
and harm to enemies”48 (this is the third definition of justice as analyzed by
Slings) proves the following:
46
See Slings, Plato, Clitophon, 182, on the order of R. 336d1–2 in comparison with 409c2–3: “The
first three terms occur, in identical order [sc. τὸ δέον, τὸ ὠφέλιμον, and τὸ λυσιτελοῦν], in the
Clitophon; τὸ κερδαλέον is absent, and τὸ συμφέρον opens the series instead of closing it.”
47
Rowe, “What We May Learn,” offers two “features” that indicate the dialogue’s inauthenticity, and
the second will be considered in the text below. The first, which for Rowe proves that the author’s
is “the kind of external reading of the dialogues I have described” (220), depends on Cleitophon’s
reference to “your contemporaries (/people your age)” at 408c6–7, on which he comments (219):
“By and large, looked at from within the dialogues [sc. an ‘internal’ as opposed to what Rowe calls
‘external reading’], Socrates’ interlocutors are not for the most part his ἡλικιῶται [i.e., those of his
own age].” Rowe’s take on what “the author” must mean by this must be seen to be believed, but
his “internal” point is refuted not only by Crito (in Euthd.) and Chaerephon (in Chrm.-Grg.) but
more importantly by those twin darlings of the KGB-Socratist reading of Chrm. and La.: Nicias
and Critias. It is particularly easy to imagine the latter offering Cleitophon some of the cleverest
answers (cf. 408d2–6).
48
Rowe, “What We May Learn,” 219 (emphasis in original).
49
Rowe, “What We May Learn,” 220. Note the valuable admission that it is only recently that “we
modern readers” have begun attending to the Play of Character and the dialogue-form; thanks to
the influence of the students of Strauss, Victor Gourevitch in particular, I was doing so from the
start, hence my initial reservations about Vlastos.
470 Chapter 5
Cleitophon: That’s why at long last, Socrates, I asked you the questions your-
self, and you told me that it was a typical property of justice to harm enemies
and benefit friends. Later, however [ὕστερον δέ], it turned out that the just man
[ὁ δίκαιος] never harms anyone [this, of course, we will hear him say, but not
what follows:], as all he does to everybody is to their benefit [πάντα γὰρ ἐπ᾽
ὠφελίᾳ πάντας δρᾶν].54
It is characteristic of the teacher I love that the same text that led Schlei-
ermacher to expunge his Cleitophon proves a moment later (ὕστερον δέ) that
50
For discussion of the alternative, see Plato the Teacher, 32n98.
51
Cf. Rowe, “What We May Learn,” 220 (emphases in original): “I am unable to think of any reason
why Plato should have made Socrates the author, in the Clitophon, of a view which he is evidently
at pains to say is not Socrates,’ not only in Republic, but in Crito and elsewhere [the attached note
cites no others]. Thus what Slings himself says has been the main reason for athetizing the Cli-
tophon since Schleiermacher [‘beginning with Schleiermacher’ would be more accurate]—that it
would have Plato attacking Socrates (and himself)—will in a way [Rowe takes some pains here to
distance himself from what I called ‘the German manner’ even while confirming his proximity to
it] continue to be the chief reason for ‘athetizing’ the piece; only not for the general reason (easily
countered by Slings) that Plato is incapable of attacking himself, or Socrates (as Parmenides shows
[see Grube, “Cleitophon of Plato,” 303 and 308]), but because he could not, surely, have attacked
himself in this way.”
52
Slings, Plato, Clitophon, 193: “There can be no reasonable doubt that Plato was the first Greek
writer to attack the traditional Greek idea that it is right and just to benefit one’s friends and harm
one’s enemies. Even in the fourth century this maxim is a solidly embedded rule of conduct.”
53
See Slings, Plato, Clitophon, 194: “At least two Socratics felt no compunction in adopting this rule
of life: the anonymous author of the dialogue of which is an extract, and Xenophon, who states
this rule of life quite often [citations in n351] although he also says of Socrates δίκαιος δὲ ὥστε
βλάπτειν μὲν μηδὲ μικρὸν μηδένα, ὠφελεῖν δὲ τὰ μέγιστα τοὺς χρωμένους αὐτῷ [‘so just that he
did no injury, however small, to any man, but conferred the greatest benefits on all who dealt with
him’ (E. C. Marchant translation)] (Mem. 4.8.11).”
54
410a7–b3 (S. R. Slings translation).
Before and After Cleitophon 471
only Plato could have written it, for who else could have made the ἔργον of
ὁ δίκαιος: “to do all things for the benefit [ὠφελία] of all?”55 Not only is the
presence of this other-benefitting ὠφελία crucial in the dialogue’s third defi-
nition, so too is the presence of τὸ ὠφέλιμον in the first: having just encoun-
tered it in the company of τὸ συμφέρον and τὸ λυσιτελοῦν (409c2–3), we
naturally assume—in accordance with the paradigmatic Socratist protreptic
(Euthd. 280b5–c1 and Men. 87e5–88a4), corresponding here to what came
before ὕστερον δέ—that it means “beneficial for us,” not beneficial for every-
one else in all that we do. Indeed the most radical Socratists must claim that
what I will call “the un-Ethical Dative” also applies to the Idea of the Good
(ὠφέλιμα at R. 505a5).56 Hence the beauty of Rowe’s opposition to Slings:
when Cleitophon describes Socrates’ speeches as both “most protreptic and
most beneficial [ὠφελιμώτατοι]” (408c2–3), he clearly did not mean that they
were most beneficial to Socrates but to his auditors (cf. Xenophon, Memora-
bilia, 4.8.11)57 and thus to all the rest of us.
Since I am embarked on this book’s final chapter, it may be beneficial to
review the reasons why this passage is crucial to the interpretive architecture
that places Ascent to the Good after Ascent to the Beautiful. In Alcibiades
Major, Socrates extracts from Alcibiades the admission that the just is τὸ
συμφέρον (Alc. 113d1–116e1); since incurring wounds and death for the ben-
efit of others is unquestionably καλόν but by no means obviously “good”58 —
especially in the sense of good or advantageous for me—he can only do this
by means of the GB Equation and the Εὖ Πράττειν Fallacy (Alc. 116b2–5).
Although the transcendent Idea of Beauty comes into sight in Symposium,
55
I take this sublime phrase to contain the truth of the crucial phrase εὖ πράττειν: Plato has defined
what it means “to do well,” and he exhorts us to do it (εὖ πράττωμεν at R. 621d2–3) in perfect
disregard for whether by doing so we will “fare well.”
56
See Penner, “The Good, Advantage, Happiness,” 118, and Rowe, “The Form of the Good and the
Good,” 143–144: “But beyond all of this intertextuality [he has just cited (predictable) passages
from Prt., Chrm., Euthyd., and Grg.], what stands out from the exchange is the way that the good—
and so, by implication, the form of the good—is treated as something practicable and achievable;
that is, as something practicable and achievable within a human life. Or, to put it more precisely,
the good (the form of the good) is here being treated as if it were virtually identical with the human
good. (If we ask how this can be, the simple answer is that the pre-Republic dialogues show us at
least one way: each of us needs to know what is good for himself or herself [my emphasis], which
will bear some sort of generic relationship to what is good for each of the rest of us.” Cf. Stemmer,
“Grundriss,” 567–569.
57
Cf. χρήσιμα (linked with ὠφέλιμα at R. 505a4) with Xenophon’s ὠφελεῖν δὲ τὰ μέγιστα τοὺς
χρωμένους αὐτῷ (translated above).
58
Cf. Rowe, Plato and the Art, 73: “don’t Greek terms like kalon and aischron (‘fine’, ‘noble’, ‘beau-
tiful’; ‘shameful’, ‘ignoble’, ‘ugly’), which are scattered all over Plato’s text, bring in a specifically
moral value and the lack of it? So they may do, I respond, in ordinary language contexts; but Plato
himself wants to reduce the ‘fine and noble,’ or the ‘fine-and-good’ (kalon te kai agathon), to the
good.” Naturally by the latter he means what he writes, as a Pennerite, at 70n16: “The good and
bad things in question are clearly meant to be understood as things good or bad for us, i.e. for the
agent.”
472 Chapter 5
the GB Equation, the Eudaemonist Shortcut (Smp. 204e1–7), and the first
“assertion” of TEA in the dialogues (note δοκεῖ at Smp. 205a2–4) beckon,
and always ready to hand in the dialogues that follow is the further equation
of the Good and τὸ ὠφέλιμον, with the latter implicitly completed by the un-
Ethical Dative. As Rachel Barney has shown,59 Beauty takes no dative; that’s
why we ascend to it first, alone by itself and eternal (Smp. 211b1–2). But once
equated with “the beneficial,” the Good—which could be nothing more than
the GoodE—invites us to follow the path of Penner and Rowe. In this study
I have tried to show that Plato is always one step ahead of them because the
GoodT is his actual goal for us. Albeit carefully prepared in Cleitophon, he
will take the most important step toward that τέλος (cf. Smp. 205a3) with
κατέβην, the first word of his Republic, understood as the ἔργον of justice.
“The Guardians’ return to the Cave has always been recognized as a major
problem in the Republic,”60 and for Julia Annas, the solution is to get rid of
the dative entirely:
They do not go down because it is better for them; they would be happier and
better off doing philosophy. Nor do they sacrifice themselves altruistically for
the others; the others do benefit by their rule, but so do they, for under any other
rule they would suffer, deprived of their appropriate role of organizing society
for the best. They go down because they realize that that is best—simply best,
not best for any particular group of people. They know what is really good, not
good relative to the interests or situation of anyone. And it demands their return;
so they go.61
There are good things here: in addition to her “simply best,” and thus the
elimination of the dative, there is also the abrogation of TEA, since “they
would be happier and better off doing philosophy.” But there are weaknesses
as well: she does not identify the “it” that “demands their return” as Justice.
And weaker still is the claim—which she will repeat ad nauseam as if to
make it true—that there is no sacrifice,62 or altruism involved.63 And it will
ultimately get even worse: in a chapter called “Plato’s Moral Theories,” she
59
Cf. Barney, “Notes,” 367: “In traditional Greek usage, kalon and agathon are the two most central
and powerful terms of approbation, and the overlap between them is considerable. But there is one
striking contrast between the two. This is that while it is common to speak of what is agathon for
someone, using the dative of interest, the same construction is awkward and rare, if not impossible,
with kalon. This is because what is good is standardly so by being good for some-body or other;
but what is fine, generally speaking, is just plain fine.”
60
Annas, Introduction, 269.
61
Annas, Introduction, 266–267.
62
With the quoted “sacrifice” as the first, there are six more uses of the word—all to the same
effect—at Annas, Introduction, 268–269, with two uses in one sentence on 268. This is why
Annas’s position is classified as “neutralist” in Plato the Teacher, 227–228.
63
In addition to the passage quoted above, see Annas, Introduction, 331.
Before and After Cleitophon 473
will contrast the Longer with the Shorter Way (what she calls “the main argu-
ment”) to the detriment of the former:
It will also be clear to the reader by now that I think that the main argument,
often summed up as the argument that ‘justice pays,’ is a forceful moral argu-
ment, and that the central books’ insistence on the impersonality of justice’s
requirements [i.e., the Longer Way] is a mistake. But is this not a paradoxical
position? Surely the demand that justice be shown to be in my interests is a
demand that I be given a non-moral reason for being just—or even an immoral
one? For is it not giving me a self-interested, egoistic reason to be just?64
I have stressed the way in which the absolute nature of justice’s requirements in
the central books [this is her formula for what I am calling ‘the Longer Way’]
undermines the kind of justification offered in the main argument. It will be
clear by now to the reader that I take the developments of the central books
64
Annas, Introduction, 322–323.
474 Chapter 5
actually to conflict with the course of the main argument. For if justice must
be grasped as absolutely and unqualifiedly good [of course only the Idea of
the Good could be that], the requirements of justice [its ‘challenge’ would be
preferable] will hold regardless of any personal points of view or interests; but
Socrates undertook [in the Shorter Way] to show that justice was in the agent’s
interests, and Books 2–4 and 8–9 in fact try to show that it is something which
is worth having [my emphasis:] for the agent.65
The justification for quoting Annas at length is and will continue to be that
Cleitophon not only serves as an introduction to Republic, but also prepares
the reader to draw from it affirmative answers to Annas’s Three Questions.
It does so by anticipating or rather demanding an answer to the ques-
tion—I called it “Cleitophon’s Question” in Plato the Teacher66—that will
only be forthcoming when Plato challenges the philosopher to act in accor-
dance with Justice by returning to the Cave at “the crisis of the Republic.”67
Keep in mind that Annas entered this section in the context of the Thrasy-
machus-Response Theory,68 and that unlike Rowe she sees no good reason to
reject it as spurious.69 Here is Annas’s apt summary of what Cleitophon does
in Cleitophon (emphases mine):
he complains to Socrates that, although he would prefer to go to him for instruc-
tion, he is thrown back upon Thrasymachus, because at least the latter has defi-
nite and helpful views about what justice actually is, whereas Socrates is merely
negative: he knocks down other people’s accounts of justice, and implores them
with great passion to live the life of real justice, but offers them no help at all
about what this real justice actually comes down to; they are left baffled as to
what the first steps in living the good life could be. Now this makes no sense at
all as a reaction to the complete Republic; but it does make sense as a reaction
to Book 1 on its own.70
It “comes down to” the Cave, and its “first steps” lead to the Piraeus with Glau-
con. Although Annas clearly believes that Cleitophon could not be a response
to “the kind of justification offered in the main argument,” the real reason she
is right to claim that it “makes no sense at all as a reaction to the complete
Republic” is only because of “the absolute nature of justice’s requirements in
the central books,” that is, the Longer Way. It is only there that Socrates expects
Cleitophon and the rest of us to learn “what this real justice actually comes
down to.”
65
Annas, Introduction, 322.
66
See Plato the Teacher, 29–35.
67
See Plato the Teacher, 38, 45, and §16.
68
See Annas, Introduction, 17.
69
Annas, Introduction, 17: “(usually labeled spurious, but for no very good reasons).”
70
Annas, Introduction, 17.
Before and After Cleitophon 475
Cleitophon: These speeches and others of the kind, so numerous and so beauti-
fully formulated, that virtue can be taught [ὡς διδακτὸν ἀρετή] and that of all
things one should care most for oneself, I don’t think I’ve ever said a word
against them, nor will I in the future, I suppose. I regard them as both most pro-
treptic and most beneficial [προτρεπτικώτατοι τε καὶ ὠφελιμώτατοι]—they sim-
ply wake us up from our sleep. So I paid close attention in the hope that I would
hear what was coming next [τὸ μετὰ ταῦτα]; I did not put my questions [ἐπαν
ερωτᾶν] to you first, Socrates, but to some of your contemporaries [ἡλικιῶται]
and your fellow-aspirers or comrades or whatever that sort of relationship to
you is to be called.72
With ὠφελιμώτατοι having already been discussed, and with Meno hav-
ing just offered us a full explanation of the brittle foundations upon which
a Socratic protreptic to the effect (that) ὡς διδακτὸν ἀρετή depends, the
71
Among which Annas’s Three Questions should be included.
72
408b5–c7 (Slings modified).
476 Chapter 5
important thing here is τὸ μετὰ ταῦτα: “the thing after these things.”73 I take
the τὸ in τὸ μετὰ ταῦτα to refer to Plato’s Republic, and more specifically to
what Annas calls its “central books.” Plato will hammer the phrase in what
Cleitophon says next:
Cleitophon: Those among them who you think are really something I questioned
first, and I asked them what might be the discourse after these [τίς ὁ μετὰ ταῦτ᾽
εἴη λόγος]; I imitated you, after a fashion, in hinting at the answer. ‘My excel-
lent friends,’ I said, ‘now, in what way do we understand the exhortation to vir-
tue that Socrates is addressing to us [ἡ Σωκράτους προτροπὴ ἡμῶν ἐπ᾽ ἀρετήν]?
Is it all there is, and is it impossible to pursue the matter any further and grasp
it completely? Is it to be our lifelong task [ἔργον] to exhort those who have not
yet been persuaded by exhortation and theirs in turn to exhort others?74
Although τίς ὁ μετὰ ταῦτ᾽ εἴη λόγος could easily be construed as “what
might be the discourse that comes after these?,” we have not yet reached
Cleitophon’s Question which directly follows the three he has posed here.
After all, it was obvious to Thrasyllus, and should be so to us, that where
Cleitophon is concerned, Republic is ὁ μετὰ ταῦτα λόγος, and although it is
less obvious, the phrase ἡ Σωκράτους προτροπὴ ἡμῶν ἐπ᾽ ἀρετήν looks back-
wards to the First Protreptic and its Meno Doublet (see §18). Cleitophon’s
Question therefore follows these:
73
The meaning of Cleitophon’s ταῦτα will be the subject of the following section, but it can do no
harm to make it perfectly plain now that I take it to mean the dialogues that precede Cleitophon-
Republic in the ROPD.
74
408c7–d6 (Slings modified).
75
408d7–e2.
76
Cf. Slings, Plato, Clitophon, 18 (emphases in original): “What is more, there is elenchos in the
Clitophon, but it is directed against Socrates and his companions, and Clitophon is the one who
uses it (section II.4).” See also 51–53.
Before and After Cleitophon 477
77
See Plato the Teacher, 42.
78
Cf. Plato the Teacher, 240–242.
79
See P. J. Rhodes, A Commentary on the Aristotelian Athenaion Politeia (Oxford: Clarendon Press,
1981), here on 3.
478 Chapter 5
80
See F. G. Kenyon (ed.), Aristotle on the Constitution of Athens, second edition (Oxford: Clarendon
Press, 1891).
81
[Aristotle], Constitution of the Athenians, 29.2–3 and 34.3. For recent comment, see P. J. Rhodes
(ed.), Aristotele, Costituzione degli Ateniesi (Athenaion Politeia). Traduzione di A. Zambrini, T.
Gargiulo e P. J. Rhodes (Milano: Fondazione Lorenzo Valla, Mondadori, 2016), 261 and 285.
82
[Aristotle], Constitution of the Athenians, 28.3 (translation by P. J. Rhodes): “Cleon, it seems, more
than anyone else corrupted the people by his wild impulses, and was the first man who, when on
the platform, shouted, uttered abuse and made speeches with his clothes hitched up, while everyone
else spoke in an orderly manner. Next, after them, Theramenes son of Hagnon was champion of
the others and Cleophon the lyre-maker champion of the people.”
83
[Aristotle], Constitution of the Athenians, 28.5 (Rhodes translation): “It appears that the best of the
Athenian politicians after the older ones were Nicias, Thucydides and Theramenes.” Cf. Plutarch,
Life of Nicias, 2.
84
See Kenyon, Aristotle on the Constitution, 79–80: “This judgment shows with some clearness the
political prepossessions of Aristotle; but his statement that nearly everyone was of one mind as to
the merits of Nicias and Thucydides is somewhat noticeable. As to Theramenes, it is clear from
Aristotle’s own defense of him that he was simply an Opportunist with aristocratical sympathies.”
85
Diogenes Laertius, Lives of the Philosophers, 9.40; see Riginos, Platonica, 166–167.
86
Cf. “the ‘Four Men’” in Slings, Plato, Clitophon, 123n228.
87
Thucydides, book 8: 64.4, 89.2, 90.3, 911–2, 92.2–3, 6, 9–10 and 94.1. Xenophon, Hellenica,
1.1.12 and 22, 1.6.35. 1.7.4, 8, 17, and 31; 2.2.16–23, and 2.3, which includes a speech (2.3.35–49).
Before and After Cleitophon 479
Critias in Hellenica 2 makes his absence in Plato all the more remarkable.88
Popularly described as “a moderate oligarch,”89 he was associated with a
polity famously praised as “a moderate blending of the Few and the Many”
in Thucydides,90 and depicted as the last bulwark against—and therefore
the paradigmatic victim of—the tyranny of Critias in Xenophon.91 Given
the position of “the Age of Heroes” in Republic 8,92 there is some reason to
think that if Plato had found any politician he could admire after Aristides, it
would have been Theramenes, and in the Era of Trump, it is only too obvious
that if our republic survives this crisis, we will probably have “a moderate
oligarch” to thank. But the closest Plato comes to expressing admiration for
Theramenes is that he named one of his dialogues Cleitophon.93
Before the rediscovery of the Ἀθηναίων Πολιτεία, the only thing we knew
about Cleitophon apart from Cleitophon-Republic was that Aristophanes had
coupled him with Theramenes in Frogs.94 We would now learn much more
about Cleitophon, all of it consistent with that coupling. In the oligarchical
revolution of 411, Cleitophon offered an amendment,95 the purpose of which
has kept scholars guessing.96 Later, in the context of the Thirty, he is men-
tioned in connection not only with Theramenes, but Anytus.97 And archeology
88
For Theramenes’ death, see Xenophon, Hellenica, 2.3.56.
89
“Theramenes,” Wikipedia (accessed August 8, 2017): “A moderate oligarch, he often found
himself caught between the democrats on the one hand and the extremist oligarchs on the other.”
90
Thucydides, 8.97.2.
91
Cf. Victoria Wohl, Law’s Cosmos: Juridical Discourse in Athenian Forensic Oratory (Cambridge,
UK: Cambridge University Press, 2010), 239: “Theramenes emerges as a hero in Xenophon’s
account (sympathetic as it is to oligarchic principles), an advocate of a just and lawful oligarchic
government whose conflict with Critias is the central drama of the narrative (2.3.23–56) and whose
unlawful death-sentence represents a tragic turning point in the oligarchic regime.”
92
See Plato the Teacher, §30.
93
See Nails, People of Plato, 102–103.
94
Aristophanes, Frogs, 965–967; see Kenneth Dover (ed.), Aristophanes, Frogs; Edited with Intro-
duction and Commentary (Oxford: Clarendon Press, 1993), 313–314.
95
[Aristotle], Constitution of the Athenians, 29.3 (Rhodes): “Clitophon moved that in other respects
Pythodorus’s proposal should be followed, but that the men elected should also search out the
traditional laws [οἱ πάτριοι νόμοι] which Cleisthenes had enacted when he set up the democracy,
so that they might consider these too and deliberate for the best—his point being that Cleisthenes’
constitution was not populist but very much like Solon’s.”
96
See Martin Ostwald, From Popular Sovereignty to the Sovereignty of Law: Law, Society, and
Politics in Fifth-Century Athens (Berkeley: University of California Press, 1987), 371; his analysis
shows very little sympathy for Cleitophon: by invoking Cleisthenes—whose constitution was
δημοτική regardless of how Cleitophon chose to present it to the more extreme oligarchs, like
Pythodorus, whom he was opposing—he was in fact moderating their pseudo-Solonic “return” to
the Council of 400 as ἡ πάτριος πολιτεία (see following note).
97
[Aristotle], Constitution of the Athenians, 34.3 (Rhodes): “The democrats tried to preserve the
democracy; of the notables those who belonged to the clubs and the exiles who had returned after
the peace treaty were eager for oligarchy; those who did not belong to any club and who in other
respects seemed inferior to none of the citizens had as their objective the traditional constitution [ἡ
πάτριος πολιτεία]: these last included Archinus, Anytus, Clitophon, Phormisius and many others,
but their particular champion was Theramenes.”
480 Chapter 5
98
H. C. Youtie and R. Merkelbach, “Ein Michigan-Papyrus über Theramenes.” Zeitschrift für Papy-
rologie und Epigraphik 2 (1968), 161–169.
99
See especially A. Andrewes, “Lysias and the Theramenes Papyrus.” Zeitschrift für Papyrologie
und Epigraphik, 6 (1970), 35–38.
100
Fr. 32.26 (C. Scheibe); on this and more, see Slings, Plato, Clitophon, 56–58.
101
See Jacqueline Bibauw, “L’amendement de Clitophon (Aristote, Athenaian Politeia, 29,3).”
L’Antiquité Classique 34, no. 2 (1965), 464–483, following Paul Foucart [1836–1926], “Le Poète
Sophocle et l’oligarchie des Quatre Cents.” Revue Philologique 17 (1893), 1–10.
102
James Adam, The Republic of Plato, edited with Critical Notes, Commentary and Appendices, two
volumes (Cambridge: At the University Press, 1905), 1.345–355.
103
See Adam, Republic, 2.9 (on ναύκληρον κτλ.).
104
See Nightingale, Genres in Dialogue, especially chapter 5.
105
Note the reference to Frogs at R. 488a6, right before the allusion to the deafness of Demos in
Knights (R. 488b1). On τραγέλαφοι, see Adam, Republic, 2.9; note the proximity of Frogs 937
and 967, where Cleitophon and Theramenes are mentioned.
106
And of course Sannio and Thrasyllus in Theages (see §13); nor should “Meno the Thessalian”
from Xenophon’s Anabasis be forgotten (see §14).
107
See Ascent to the Beautiful, §13.
Before and After Cleitophon 481
108
See Plato the Teacher, 355–358.
109
Aulus Gellius, Noctes Atticae, 14.3; Athenaeus, Sophists at Dinner, 11.112–114; and Diogenes
Laertius, Lives of Eminent Philosophers, 2.57 and 3.34.
110
See Altman, “Division and Collection,” 110–112.
111
Aulus Gellius Noctes Atticae 14.3, Athenaeus 11.112, and Diogenes Laertius, 3.34.
112
Aulus Gellius, Noctes Atticae 14.3: “For when a certain kind of great inborn ability [ingenia]
for the study of the same thing arises in two or more famous men of either equal or nearly equal
reputation [aut pari sunt fama, aut proxima], strife [contentio] likewise arises among their various
devotees about the extent of their industry and fame. Afterwards, then, the contagion of competi-
tion spreads from this external competition to these men themselves, and the race of those pursu-
ing the same finish-line of virtue [ad eamdem virtutis calcem], when the result is close or doubtful,
descends into suspicions of rivalry no by their own, but rather by the zeal of their supporters.”
113
Aulus Gellius, Attic Nights, 14.3.
114
Following Henri Alline, Histoire du texte de Platon (Paris: E. Champion, 1915), who states as a
certainty on 15 that “la Cyropédie est la contre-partie des quatres premiers livres actuel,” and thus
“il faut donc supposer qu’ Aulu-Gelle se réfère à une autre division que celle de nos manuscrits,”
the theory of an earlier six-book version of Republic has recently been revived by Harold Tarrant,
“The Origins and Shape of Plato’s Six-Book Republic.” Antichthon 46 (2012), 52–78 and David
Sedley, “Socratic Intellectualism in the Republic’s Central Digression” in George Boys-Stones,
Dimitri El Murr, and Christopher Gill (eds.), The Platonic Art of Philosophy, 70–89 (Cambridge
and New York: Cambridge University Press, 2013). Cf. Slings, Plato, Clitophon, 205n378 and
Guardians on Trial, 275–76n240.
482 Chapter 5
If any hold the opinion expressed in some written and spoken criticisms of
Socrates that are based on inference, and think, that though he was consum-
mate in exhorting men to virtue [προτρέψασθαι μὲν ἀνθρώπους ἐπ᾽ ἀρετήν],
he was an incompetent guide to it, let them consider not only the searching
cross-examination with which he chastised those who thought themselves omni-
scient, but his daily talks with his familiar friends, and then judge whether he
was capable of improving his companions [βελτίους ποιεῖν τοὺς συνόντας].116
115
Athenaeus 11.114: ὁ γὰρ δεύτερος [sc. περὶ Ἀλκιβιάδου] ὑπό τινων Ξενοφῶντος εἶναι λέγεται.
116
Xenophon, Memorabilia, 1.4.1 (Marchant): Cf. Slings, Plato, Clitophon, 77–82 and 216: “I think
it very likely that Xenophon refers to the Clitophon, but I see no way of proving it beyond doubt.”
Se also G. M. Bertini, “Saggio sul Clitofonte: Dialogo attribuito a Platone.” Rivista de filologia e
de instruzione classica 1 (1873), 457–480.
117
As in Mark Kremer, Plato’s Cleitophon: On Socrates and the Modern Mind (Lanham, MD: Lex-
ington, 2004); see also Plato the Teacher, 29n83.
Before and After Cleitophon 483
conversation.118 Of course both the first- and even the second-order audi-
ences—that is, Glaucon, Adeimantus, Polemarchus, Thrasymachus, and all
the rest of the dialogue’s characters—are merely secondary in comparison
with its primary or third-order audience: the reader. But Plato’s tacit or at
least veiled address to you, while not entirely inaudible on its own, becomes
much easier to hear when his Republic is read as an answer to Cleitophon’s
Question, not least of all because Socrates takes the first step toward Justice
with his opening word.
This is an important point and deserves further comment. Looking back
over my own reception of Plato, Cleitophon played no role in the way I read
Plato’s Republic except to confirm that reading in retrospect. It is, of course,
difficult to shake free from one’s own experience, but it seems clear that
if more readers understood Republic in the light of the distinction between
the Longer and Shorter Ways from the start, and thus bypassed or rather
climbed past a reading based on the City-Man symmetry of book 4—that
is, Republic as “Plato’s Political Theory”119—in favor of a reading based
on the return to the Cave in book 7, they would be much more inclined to
accept Cleitophon as genuine for same the reason I did: it prepares us for
such a reading.
Sensitivity to the centrality of justice from the start of book 1 and sympathy
with Glaucon’s plight from the start of book 2 is therefore sufficient for making
something like Cleitophon’s Question our own even without Cleitophon, and
when we turn to Republic in order to discover what Justice and its ἔργον really
is,120 we will find it in κατεβατέον (R. 520c1). But given the fact that such a read-
ing is by no means common, let alone the rule, and moreover that the rule is rather
“Plato’s Political Theory,” it begins to look as if Plato was not only generous to
write Cleitophon but that he needed to be so. For despite my own experience,
it is even clearer that if more readers accepted Cleitophon as an introduction to
Republic, they would be much more inclined to find the answer to Cleitophon’s
Question in the Allegory of the Cave: it tells him what to do next. And there is
some reason to think that (the historical) Cleitophon did it.
It would perhaps have been more natural to end this book with a look
forward to its sequel as I have just done; instead it has seemed preferable to
take a less obvious course, and §17 will therefore be retrospective. In part this
is because the Republic-based part of the Cleitophon-authenticity argument
has already been made, but there is more to the decision that needs explana-
tion. In describing the defense of Cleitophon presented in Plato the Teacher,
118
See Plato the Teacher, 31–33, especially “parental storytellers” and 32n98.
119
See Guardians on Trial, §9.
120
See Plato the Teacher, §14, especially 145–148, on the (external) inactivity of the Shorter Way’s
“Harmonious Man.”
484 Chapter 5
121
See Plato the Teacher, 215–217 and 11n34.
122
See especially Guardians in Action, 421–422 and Guardians on Trial, 322, 377, and 382–383.
123
See Cooper, “Owen,” 177.
124
It is worth quoting Penner, “The Forms,” 226n10: “Of course, some philosophers were content
to have Plato hold a view that was entirely absurd in this way [sc. ‘a metaphysically extravagant,
and probably absurd, theory of how it is that all Forms are perfect and all perceptibles deficient’].
My teachers Ryle and Owen certainly were. For Owen, Plato made the mistakes Wittgensteinians
generally expected in metaphysicians, generated from such things as not understanding the gram-
mar of incomplete predicates.”
125
See Guardians on Trial, 64–67.
126
See Annas, Introduction, v.
Before and After Cleitophon 485
127
See my “The Heideggerian Origins of a post-Platonist Plato” in Adam J. Goldwyn and James
Nikopoulos (eds.), Brill’s Companion to Classical Receptions: International Modernism and the
Avant-Garde (Leiden and Boston: Brill, 2016), 220–241.
128
See Malcolm Schofield and Martha Nussbaum, “Introduction” to Schofield and Nussbaum (eds.),
Language and Logos: Studies in ancient Greek Philosophy Presented to G. E. L. Owen, ix–xiii
(Cambridge, UK: Cambridge University Press, 1982), ix; note that all three of Owen’s (edited)
books are about Aristotle (Logos and Language, 339).
129
On Aristotle, Rhetoric, 1398a5 and 1419a8, see Taylor, Varia Socratica, 65–66.
130
See Plato the Teacher, 324n86 and Guardians in Action, 260–261.
131
See Guardians in Action, 424 and Guardians on Trial, 29n47.
132
See Guardians in Action, 20 and 36.
133
See Guardians on Trial, 207–209.
134
See Plato the Teacher, 385–386.
135
Naturally one must cite here Harold Cherniss, Aristotle’s Criticism of Plato and the Academy,
volume 1 (Baltimore, MD: Johns Hopkins University Press, 1944).
486 Chapter 5
the most gifted among them who challenge our views every step of the way.
Those who are so inclined can apply that observation to Aristotle’s relation-
ship with Plato. In any case, Plato’s pedagogy presupposes such students,
and it cannot be effective without them. Cleitophon is a case in point: he is
dissatisfied with what he has heard, and challenges Socrates to come clean; as
I have been suggesting, he does so in Republic, at least up to a point. So how
much cleaner should we imagine that Plato came when and if a youngster
from Stagira challenged him? Rather than simply adding Aristotle or Owen
to Plato’s list of Enemies, then, it is more productive to synthesize all of
them in relation to the single Friend that pervades all of these studies: Plato
the Teacher.
The corollary to my ongoing claim that Plato used his dialogues as the
Academy’s curriculum is that the Academy’s curriculum was based on read-
ing his dialogues. By this I mean to suggest that it may well be a mistake to
imagine Plato baring his soul to his students, communicating to them orally
the inner meaning of his meticulously written literary jewels, or, for that mat-
ter, anything else. Due to the exquisite care with which he wrote, Plato had
every reason—and, as a proud and noble son of famous Athens, he had every
conceivable motivation—to regard his writings as “a possession into eter-
nity,” and if he regarded the dialogues he was planning, writing, and revising
as the Academy’s eternal curriculum, he could best ensure their ongoing
effectiveness by letting them speak for themselves even while he was alive,
just as they would need to do after he was dead. A remarkable fact deserves
emphasis: there are no anecdotes to the effect that Plato explained any of the
mysteries with which his dialogues abound.136 As a result, against Aristotle’s
“many years in the Academy,” I submit that knowing Plato didn’t count for
very much, and that he was no less elusive in person than he shows himself to
be in his writings. The best evidence that he gave hints as to how we should
respond to his questions is in Cleitophon,137 and thanks to Recollection, Meno
gives far better evidence as to why it would have been counterproductive for
him to do so.
Naturally there will be a series of battles that must be fought on the
question of “Plato’s views,” or about (to modify Paul Shorey) “what Plato
thought.”138 But at the center of all these quarrels is the eccentric but never-
theless plausible conception of Plato as a schoolteacher and, more specifi-
cally, of his dialogues as his school’s curriculum. Against the Owenites (and
Aristotle), I read the post-Republic dialogues as pedagogical tests, and against
the Pennerites (and Aristotle), I read the pre-Republic dialogues as preparing
136
Cf. Guardians in Action, 97.
137
See Slings, Plato, Clitophon, 51, 251, and 299–300 on 408d1.
138
Paul Shorey, What Plato Said (Chicago, IL: University of Chicago Press, 1933).
Before and After Cleitophon 487
the reader for embracing the teaching upon which they will thereafter be
tested. Against the Stagirite, I do not read Republic as “Plato’s Political
Theory” or regard the education of the Guardians as extraneous to its pur-
pose.139 As for the schools of Tübingen and the Straussians, the first negates
the ontological basis of that teaching, while the latter usefully negates the
teaching itself. And that teaching—no matter how few have understood it—is
remarkably easy to understand. Indeed it is probably the fact that it is both
easy to understand and difficult to execute that accounts for its unpopularity
among philosophers, who evidently prefer making what is easy to execute
difficult to understand.140
Having ascended to a vision of the Idea of the Good, Justice requires
the philosopher to return to the Cave.141 Although unpacking that sentence
is both possible and necessary, there is really nothing more to it than this,
for Plato joins ontology and ethics indissolubly in a single paradigmatic
ἔργον.142 With respect to ethics, Justice in the light of the Good entails
what one might call “a post-eudaemonist altruism,”143 and as for ontology,
the Allegory of the Cave is based on and illustrates the distinction between
Being and Becoming, the culmination of a series of dualisms that begins
with soul and body and continues through intelligible and visible; the lat-
ter is responsible for the first cut in the Line, the former is introduced in
Alcibiades Major. Since the ascent to the GoodT requires the soul’s eman-
cipation from the sensible world,144 mathematics—and principally the
indivisible and thus non-existent One—plays a necessary, liberating, but
strictly propaedeutic role.145 Indeed Plato’s teaching is so simple and well
taught in the dialogues that a five-year course supervised by an instructor
sympathetic to Plato’s aims could take any given ninth-grader capable of
139
As in Aristotle, Politics, 2.6; 1264b39–1265a1.
140
For Plato’s awareness of the deliberate obscurity of deep thinkers, see Cra. 427d4–8.
141
And does so, pace Strauss, in perfect contempt for the possibility that doing so may well prove
deadly dangerous.
142
Hence the error embodied in Annas, “Plato and Common Morality,” 444: “I think that the Repub-
lic is best read as an attempt to shift the center of gravity of Greek ethics from an act-centered to
an agent-centered type of theory.” This dichotomy, entirely dependent on the Shorter Way, is a
false one: Justice as act finds its center of gravity in the Idea of the Good.
143
Nor, pace the Socratists, is the teaching of even Plato’s early dialogues anything else: the (agent-
centered) GoodE is what Plato is challenging us to overcome, with TEA—following the GP Equa-
tion in Prt.—functioning as the corrigible Hypothesis that it is.
144
Cf. Gaiser, “Platons Menon,” 290: “Durch die im Menon vorgeführte Denkform der Hypothesis
wird offenbar eine systematische Vermittlung zwischen dem Bereich der einzelnen Erscheinungen
und den allgemeinen [but not separate!] Ideen möglich. Der ‘Chorismos’ zwischen der Welt
des Werdens und Vergehens und der Welt des gleichbleibend Seienden kann auf diese Weise
sprachlich, mathematisch, und dialektisch überbrückt werden.” The elimination of the χωρισμός
or Kluft between Being and Becoming—which I regard as unüberbrückbar—constitutes the
destruction of Platonism, and represents “the German side” imaged in the Introduction, corre-
sponding to the “English” hijacking of Vlastosian Socratism by Penner and Rowe.
145
It is therefore, pace Tübingen, not the Good.
488 Chapter 5
Until we reach Republic 7,148 the answer to the last question is “yes” and
that’s why Cleitophon is asking it. In looking forward, then, it is proper to
ask what Plato’s students will have learned by the time they begin their study
of Republic, and the simple answer is: remarkably little, at least with respect
to the positive sense of “what Plato thought.”
Instead, they will have been exercised in a graduated series of texts whose
complexities have forced them to acquire a veritable arsenal of hermeneutic
skills that might best be called “gymnastic,” especially when it comes to
detecting deliberate deception. They will also bring to their encounter with
146
None of which, pace the Owenites, prove that Plato abandoned Platonism.
147
408d1–4 (Slings). Cleitophon’s Question follows at 408e1–2.
148
Cf. “having been more completely educated [τελεώτερον πεπαιδεύμεμοι]” (R. 520b8); six words
later comes κατεβατέον.
Before and After Cleitophon 489
In making her pitch for self-interest, Annas naturally has in mind the dia-
logue’s “main argument,” that is, the Shorter Way, for it is only along the Lon-
ger that some of us will discover Plato’s answer to Cleitophon’s Question.152
But the important thing here is the italicized passage: it is a better example of
149
Cf. Robert G. Hoerber, “Note on the Structure of the Republic.” Phronesis 6, no. 1 (1961), 37–40,
on 39: “Our approach to the Republic, moreover, appears to be corroborated by our recent stud-
ies of several ‘Socratic’ dialogues. The gist of these articles in brief is that Plato’s ‘Socratic’
dialogues, as a Janus-head, contain two facets—philosophic content and literary finesse—neither
of which must be stressed at the expense of the other.” Hoerber was a dedicated student of the
New Testament.
150
Cf. Adam, “Vitality of Platonism,” 28: “Who then, according to Plato, is the true and heaven-born
teacher? He is one who makes it his aim, not to multiply, but to remove those leaden weights, that
the soul may thus obey her native impulse and soar upwards.” Adam died in 1907.
151
Annas, Introduction, 324. Cf. Rowe, Plato and the Art, 72: “I suspect that the majority of modern
readers would prefer a Socrates who put the moral good, and moral knowledge, at the center of
his concerns than one who did not.” And despite the insinuation, this is true not only of modern
readers, and that despite attempts to configure antiquity as Judenfrei.
152
See Penner, “The Forms,” 214–217 on “a longer and broader road or circuit.”
490 Chapter 5
Unlike his more radical successors, the founding father of Socratism wisely
refused to take the bait. Regarding even Euthydemus as transitional, Vlastos
placed Meno beyond the pale as plainly Platonic.154 Coming of age in an
interpretive landscape dominated by Cherniss,155 Vlastos retains a lively
sense of Platonism;156 to an awareness of Recollection’s central role in it, he
adds his own theory that it was Plato’s growing interest in mathematics that
constituted the underlying cause of the “turning point,”157 reflected in the
153
Cf. Penner, “The Forms,” 191: “It can be very tempting indeed to suppose that Plato, in the Repub-
lic, wanted us to see the Form of the Good [there are the article’s opening words] . . . imperson-
ally good (not just good for me, good for you, good for another).” Naturally Penner resists this
temptation; note the repetition of “I do not” on 222. But lest the slave-boy be forgotten, consider
also Gail Fine, “Enquiry and Discovery: A Discussion of Dominic Scott, Plato’s Meno.” Oxford
Studies in Ancient Philosophy 32 (2007), 352–367, on 360: “For though I do not think Socrates
says the slave has any sort of innate knowledge, I understand the temptation to think he says this.”
154
See Vlastos, “Elenchus and Mathematics”; he renews his claims about a transitional Euthydemus
on 372–373, reinforcing them on 385, citing the speech (Euthd. 290b–c) that causes Crito’s Inter-
ruption (see §3).
155
See Ebert, “Studien zur griechischen Philosophie von Gregory Vlastos,” 271. Cf. Penner, “The
Forms,” 226n10: “This absurdity [sc. the ‘metaphysically extravagant, and probably absurd,
theory of how it is that all Forms are perfect and all perceptibles deficient’] also suited a certain
(as one might say) mystical positivism that one could notice in Vlastos’s approach to Plato.”
156
See Guardians on Trial, 108–109.
157
See Vlastos, “Elenchos and Mathematics,” 376.
Before and After Cleitophon 491
geometrical examples used in Meno.158 But it is not difficult to see why the
most radical Socratists abandoned Vlastos’s restraint. Since they were casting
aside his discomfort with SP, it was only natural that its presence in Meno
would suggest Plato’s ongoing allegiance to Socratism, and it is therefore no
accident that the first collaboration of Penner and Rowe would be an attempt
to reclaim Meno 77b-78b for “the philosophy of Socrates” (see §14).159
Despite any traditional reservations, then, the more that a systematic Socra-
tism recognized “the importance of Euthydemus” (see §2), the greater became
the conviction that its Meno doublet—its hypothetical context to the contrary
notwithstanding—indicated the possibility that the dialogue as a whole was
still decisively “Socratic.” Less explicit but more alluring was the fact that
the subject of Meno was simply virtue; there was now no need to reconfigure
individual virtue-dialogues like Laches and Charmides into tacit endorse-
ments of UV (see §6). Thus Meno offered the most radical Socratists irresist-
ible bait: the trifecta of SP, K, and UV, that is, all three “Socratic Paradoxes.”
Consider in this context the way Rowe uses the word “safe” in the following
passage from Plato and the Art of Philosophical Writing:
In other words, the Meno may be treated as ultimately a quite safe piece of
evidence in support of taking Plato’s Socrates to be quite serious in identifying
excellence [i.e., virtue], not with the ‘moral virtues,’160 but with a particular
kind of knowledge (which will nevertheless itself involve a commitment to the
‘virtues’, insofar as these are good things when wisdom is ‘added’).161
158
Including the Image-less example Socrates uses to introduce the hypothetical method, on which
Vlastos, “Elenchos and Mathematics” is well worth quoting (380): “The geometrical example is
ostentatiously technical. To understand its mathematics the reader would have needed consider-
able proficiency in a branch of Greek geometry, the ‘application of areas,’ to which modern his-
tories of mathematics refer as ‘geometrical algebra.’ Plato could certainly have chosen a simpler
example. He is preening himself on his own expertise in geometry, warning his readers that if
they have not already done a lot of work in that science they will be unable to follow him, and
this will be their loss, not his: to keep up with the best he has to offer they must learn geometry.”
159
But see Penner, “Unity of Virtue,” 43, especially “clearly transitional from Socrates to Plato.” Cf.
67n43 on “the recollection theory.”
160
Descended from Penner’s reference to “the popular or ‘demotic’ virtues” in “Unity of Virtue,” 43;
for Rowe’s nod to Pennerism in the passage under consideration, see Plato and the Art, 70n16.
161
Rowe, Plato and the Art, 71.
162
See Rowe, Plato and the Art, 70–71, beginning with “this view of things is most clearly illustrated
by the ‘first protreptic’ in the Euthydemus.”
492 Chapter 5
163
For this argument, see §6; Rowe refers to it again on 73n24, where he notes that the First Protreptic
“denies that even the parts of ‘virtue’ are goods without knowledge, sc. of good and bad.”
164
Rowe, Plato and the Art, 69.
165
Rowe, Plato and the Art, 70: “Appealing to the Euthydemus in this way is safe enough, because
there is a whole range of dialogues that everyone would accept as predating Republic in which
Socrates suggests, or apparently moves in the direction of suggesting, or hints, that excellence,
or one or more of its parts, is knowledge of good things and bad things [sc. KGB]: Charmides,
Gorgias, Hippias Minor, Laches, Lysis, Protagoras—and Meno.” The m-dash indicates the deli-
cacy of this last step.
166
Rowe, Plato and the Art, 71.
167
Rowe, Plato and the Art, 131–134.
168
And not, it should be added, for Rowe alone; see Penner, “Socrates and the Early Dialogues,”
155n21: “the credit for using Meno 87bff against the earlier part of the Meno belongs to Irwin,
Plato’s Moral Theory, 301n57 and 305–306n3.”
169
See Rowe, Plato and the Art, 73n24, quoted above in §16.
170
On which see Rowe, Plato and the Art, 72n19.
171
Cf. Penner, “Unity of Virtue,” 42; that Penner still had much to learn about Pennerism in 1973 is
made crystal clear in 42n11.
Before and After Cleitophon 493
Socrates: But are you adding to this provisioning, dear Meno, a ‘justly
[δικαίως]’ or ‘piously,’ or does it make no difference to you, so that even if
someone provisions himself with them unjustly [ἀδίκως], all the same you are
calling them ‘virtue’?173
172
This point probably deserves more emphasis than I have already given it, but if there is a point to
be hammered it is that the Shorter Way combines the Socratist end (i.e., TEA)—and on this point
note the eleven uses of “happiness” in Annas, Introduction, 267–269—with ostentatiously anti-
Socratic means (i.e., in opposition to a Prt.-based image of Socrates): the four separate virtues,
the opinion-preserving and habit-dependent (i.e., non-K) account of some of them, and the SP-
destroying rehabilitation of ἀκρασία implicit in tripartition. Hence Aristotle’s misunderstanding of
the tripartite soul as characteristic of Plato in distinction to Socrates; it is by preserving the end—in
relationship to which alone the (traditional) Socratic Paradoxes are means—while systematically
undermining those means, that makes it easier to recognize that the Shorter Way is a springboard
by which we ascend to the Idea of the Good; those who try to traverse it on foot will sink.
173
Men. 78d2–6.
174
At 408b3–5; see Slings, Plato, Clitophon, in addition to 169, 171, and 199–203, especially 200
(emphasis mine): “It would seem, therefore, that the author of the Clitophon took his identification
of politics and judication [i.e., δικαστική at 408b4–5; cf. Grg. 520b3, 464b8/464c3 (ap. crit.), and
Dodds, Plato, Gorgias, 227–228] over from the Gorgias, and brought it in as a reference to the
educative role of the politician in that dialogue.”
494 Chapter 5
office had not already been filled by Alcibiades Major—and thus a plausible
challenge to UV.
Of the trifecta of “Socratic Paradoxes” that I have claimed fall under suspi-
cion in Meno (UV, K, and SP), there is no question that K, thanks to its role
in the hypothetical argument, is the most obvious and it will shortly prove to
be by far the most important. But I have reviewed the extraordinary role of
justice in dialogues on either side of Meno to strengthen the suggestion that it
weakens the case for UV as well, and not only because of the anticipation of
the Problem of the One and the Many (see §15). And even though the point
may be obvious, another word on the relationship between justice and UV is
requisite. While the kind of σοφία that causes us to εὖ πράττειν (or φρόνησις
as self-preserving prudence) or even σωφροσύνη as self-control, can easily
defended as simply and even exclusively good for the agent, courage—
especially in wartime—is sufficiently difficult to defend on a self-interested
basis that Plato begins our education with it in Protagoras and Alcibiades
Major. But it is justice that creates the real crisis for an agent-benefitting
conception of virtue: everyone knows that justice is incompatible with ben-
efitting yourself, at least at the expense of others, and decent people know far
more than that. The impossibility of reducing justice to self-interest explains
the revealing necessity of deleting justice in the First Protreptic, and any
self-benefitting basis for UV must stumble on it, leading directly to Annas’s
observation that “the Guardians’ return to the Cave has always been recog-
nized as a major problem in the Republic.”
In that context, one might easily prove that UV remains an unsolved prob-
lem in the dialogues by citing Laws 962d1–964a4,175 but I have something
more immediate in mind. The hypothetical argument begins as follows:
Socrates: In the same way also concerning virtue [περὶ ἀρετῆς], since we know
neither what it is nor what kind of thing [οὔθ’ ὅτι ἐστιν οὔθ’ ὁποῖον τι], hypoth-
esizing it [αὐτό] let us examine whether it is teachable or not teachable.176
Translating ὅτι ἐστιν as “what it is” is both natural and contextual (cf. Meno
86d5–6), but it is not inevitable: as hammered in Charmides, ὅτι can also
mean: “that” (Chrm. 170c9–d3). It is therefore possible that the first (hidden)
Hypothesis in the argument is existential: we are literally hypothesizing it
175
Cf. Daniel Devereaux, “The Unity of the Virtues” in Hugh H. Benson (ed.), A Companion to
Plato, 325–340 (Malden, MA: Blackwell, 2006), especially 337–338 on Laws, ending with: “It
seems that Plato, even at the end of his life, was still puzzled about the nature of virtue because of
what he saw as the lack of unity and heterogeneity of the individual virtues.” See also Guardians
on Trial, 214, 256, and 261–262.
176
Men. 87b2–4; cf. Prt. 361b7–8.
Before and After Cleitophon 495
(αὐτό), that is, that there is a (single) thing virtue that exists.177 Be that as it
may, Vlastos comments on this passage as follows:
The use to which Plato’s new Socrates wants to put this [hypothetical] method
is made clear at once. To continue the citation in T20: T20 Meno 87b2–4: ‘Just
so, let us say about virtue: Since we know neither what it is (ὅτι ἐστιν) nor of
what sort it is (ὁποῖον τι), let us investigate from a hypothesis (ὑποθέμενοι αὐτὸ
σκοπῶμεν) whether or not it is teachable.’ The problematic proposition is p:
Virtue is teachable. The hypothesis to investigate p is h: Virtue is knowledge.
And h we know to be a cardinal Socratic doctrine [n59]. Here Socrates argues
first for h (87d-89c), then against it (96d-98c).178
I have not quoted this passage from Vlastos in order to press the point that
UV—like K (and many others)—functions as a Hypothesis in the ensuing
argument. Nor is it particularly relevant that Vlastos is seconding Robinson’s
Retreat on the hypothetical status of K in the argument, although it is cer-
tainly nice to have this great scholar’s support and even to rest, at the end,
on his authority. It would therefore be more accurate to say that this quota-
tion justifies this book’s dedication to Vlastos: here he hits the nail on the
head. But despite the pellucid analysis of the relationship between the Meno
Doublet and Aristotle’s Socrates, Vlastos misses the fact that Plato hasn’t
changed his mind about K, and he is using his Socrates for the same purpose
in Republic that he used him in Protagoras and everywhere else.
Important and perspicuous as this passage is, then, the broader sweep
of things indicates that note 59 (hereafter, “Vlastos’s Golden Footnote”),
attached to the claim that “we know” something about K and Socrates that
I, for one, have come to doubt was ever the case for Socrates, that is, Plato’s
Socrates, is even more important. My quarrel with Vlastos is that Plato’s
Socrates is the only Socrates relevant to this study, and the salient point of
177
This reading solves three problems: (1) it differentiates ὅτι ἐστιν from ὁποῖον τι (ἐστιν), for if we
merely don’t know what it is, it is redundant to ask what kind of thing it is, (2) it explains the
participle ὄντων in the phrase that immediately follows the one quoted in the text, revealing the
statement to be hypothesizing both ὅτι ἐστιν and ὁποῖον τι: “Socrates: speaking as follows: what
kind of thing [ποῖόν τι] among the existent things concerning the soul [τῶν περὶ τὴν ψυχὴν ὄντων]
is virtue for it to be teachable or not teachable?” (87b5–6), and (3) it explains both the use of ἐστιν
at Men. 88c4 and the parallel to τῶν περὶ τὴν ψυχὴν ὄντων (87b5) just quoted: “Socrates: If then
virtue among the things in the soul [τῶν ἐν τῇ ψυχῇ] is something [τί ἐστιν].” For other relevant
existential assumptions, see Phlb. 15b1–2 (on which see Guardians in Action, 292–294), and more
importantly R. 510c3–5, on which see Plato the Teacher, 131–137, and Lloyd P. Gerson, Aristotle
and Other Platonists (Ithaca, NY: Cornell University Press, 2005), 237: “These hypotheses [sc.
as described in the Divided Line] would seem to be primarily, if not exclusively, existential.” On
this claim turns the question of the Intermediates, that is, whether the Second Part of the Divided
Line is distinguished only by its method or by its objects.
178
Vlastos, Elenchus and Mathematics, 381.
496 Chapter 5
[1] Protagoras 361b: Socrates holds that all the virtues are knowledge, ‘insist-
ing’ on it (or ‘urging it, ὡς σὺ σπεύδεις). [2] Laches 194d: (Nicias speaking) ‘I
have often heard you say that each of us is good in those things in which he is
wise, bad in those in which he is ignorant.’ [3] For Aristotle this is the crux of
Socrates’ moral psychology: Nicomachean Ethics 1145b23–27; Eudemian Eth-
ics 1215b2–9; Magna Moralia 1182a15–26.179
Working backwards (and thus beginning with [3]), it has been this study’s
ongoing claim that while Aristotle is the founding father of Socratism, that
doesn’t mean that either Plato or Plato’s Socrates was ever a Socratist. As a
result, I have been at some pains to explain why Aristotle claimed that K was
“a cardinal Socratic doctrine” and have repeatedly and consistently traced this
claim back to the way he read Protagoras. Thanks to the far greater authority
of his Nicomachean Ethics in comparison with the other two sources, it is
therefore convenient that [3] leads us back to [1], for it is at 1145b23–24 that
Aristotle refers to the final argument in Protagoras, unmistakably paraphras-
ing Prt. 352c1–2. As for [2], Vlastos’s use of Nicias’ authority is particularly
germane in the context of Cleitophon, where it is obvious that Socrates’
companions—especially older and more authoritative contemporaries like
Nicias (cf. 408c5–6 and 409a4)—had but a faint conception of his views,
and could not be relied upon to furnish him or anyone else with authoritative
information regarding “a cardinal Socratic doctrine.” As for [1], the words
Vlastos quotes (ὡς σὺ σπεύδεις at Prt. 361b6) are addressed by Socrates
to himself in order to show K’s inconsistency with his ongoing claim that
virtue is μὴ διδακτόν, while thanks to the use of ὑποθέμενος at Prt. 361b8,
Protagoras has both hypothesized and represented the view that virtue is
διδακτόν.
In addition to emphasizing Aristotle’s role in making K “a cardinal
Socratic doctrine” and indicating the primary literary source upon which he
relied in sustaining that view (and on which others must continue to rely),
Vlastos’s Golden Footnote in context reveals the countervailing literary
evidence against doing so: the antithetical relationship—as deep as the dif-
ference between K as hypothesis and K as cardinal doctrine—between Meno
and Protagoras. It is not, of course, the only difference between them, quite
179
Vlastos, “Elenchos and Mathematics,” 381n59; in addition to adding the bracketed numbers, I
have expanded the abbreviations used for the five works mentioned here.
Before and After Cleitophon 497
apart from the other two Socratic Paradoxes included in what I have sug-
gested is a “Socratist Trifecta.”
More obviously, the emergence of Recollection in Meno points to the reso-
lution of the self-contradictions within the antithetical positions of Socrates
and Protagoras (Prt. 361a6–c2): virtue need not be knowledge in order to be
διδακτόν if Socratic teaching (aided by θεία μοίρα) merely elicits what is
ἀναμνηστόν. It is only when we see Protagoras disprove SP with his reluc-
tant embrace of the GP Equation (cf. Prt. 352c1–d4 and 351c7–d7) in order
to sustain the K-based claim that virtue is teachable (cf. Prt. 328c3–4 and
361b7–8) while revealing in the process that it is rather his conception of vir-
tue—which must leave room for pleasant courage (Prt. 360a2–3) and unwise
justice (Prt. 329e5–6)—that leads to UV, and where the pleasure-pain version
of KGB the sophists unanimously embrace (Prt. 358d4) can only achieve
what is beneficial for the agent; it is only when we see all this, that the delib-
erate and dialectical antithesis between Protagoras and Meno—an antithesis
predicated on their pedagogical unity—has been fully consummated. And this
explains why Meno announces the death of Protagoras (91e6).
Vlastos explains the antithesis between them by means of the Order of
Composition paradigm and “Plato’s Development.” My explanation begins
with the RPT-based observation that we did not see the Socratist Trifecta
implode in Protagoras the first time we saw it. For Vlastos, then, it is Plato
who changes between writing Protagoras and Meno; I am claiming that it
is the reader whose understanding of Protagoras has changed after reading
Laches, Gorgias and Meno. Having reached this point in the ROPD, we are
in a position to see the reversals performed on SP, K,180 and UV in the previ-
ous paragraph only when we see Protagoras again,181 after reading Meno.
As Vlastos proves, we do not need to see them all: the hypothetical role of
K is sufficient to prove the antithesis.
But when we see Protagoras, let alone perform it, immediately after hav-
ing studied Meno, something even more obvious must come into sight: the
GP Equation—on which all the aforementioned reversals depend—functions
180
For an early critique of Vlastos’s approach to K in Prt., see O’Brien, The Socratic Paradoxes,
136–38n21. More recently, see Pangle, Virtue is Knowledge, chapter 4.
181
For a thoughtful discussion of UV in Prt.—in critical dialogue with both Vlastos and Penner—see
Samuel C. Rickless, “Socrates’ Moral Intellectualism.” Pacific Philosophical Quarterly 79 (1998),
355–367. For a Pennerite defense of “RMI” (“Reductive Moral Intellectualism”), see George
Rudebusch, “Socrates, Wisdom and Pedagogy” in Georgios Anagnostopulos (ed.), Socratic,
Platonic and Aristotelian Studies: Essays in Honor of Gerasimos Santas (Dordrecht: Springer,
2011), 165–184; this book’s readers will find his discussion of “False-Lead Pedagogy” (172–173)
amusing: to disarm “Socrates’ part/whole claims” (166), Rudebusch’s Socrates “prompts the
interlocutor with a suggestion that is false” (173; cf. discussion of basanizousin on 172). Justify-
ing my use of “Pennerite,” see George Rudebusch, Socrates, Pleasure, and Value (New York and
Oxford: Oxford University Press), xii, 130n11, 132nn8–9, and 143n17, the latter an attempt to
disarm εὐτυχία in the First Protreptic.
498 Chapter 5
182
Kahn, “Review of Plato’s Progress,” 369.
183
A more “musical” link (see Introduction) is Cleitophon’s resort to Thrasymachus; if Protagoras
were still alive—and Meno has just emphasized that he is not (Meno 91e6–7)—it might just as
easily have been his συνουσία that Socrates had heard from Lysias that Cleitophon was praising
to the skies (406a1–4).
Before and After Cleitophon 499
Plato frequently sets out to prove the Socratic paradox οὐδεὶς ἑκὼν ἁμαρτάνει
(or its implication that no one wishes evil), e.g. Men. 77b6–78b2; Grg.
467c5–468c8; Prt. 352e5–357e8, and his arguments are never very cogent. I am
sorry to make such a claim, which will seem preposterous to many scholars.185
But the most important link between the two is even more basic. It is
because of the antithesis between Meno and Protagoras—when not palli-
ated by the Order of Composition expedient—that Cleitophon has reached
the point of despair that forms the emotional basis or Grundbestimmung of
the dialogue that bears his name. If what seemed to be “a cardinal Socratic
doctrine” proves on inspection not to be, if all we thought we knew about
Socrates beginning from Protagoras,186 and thus if all “we know” about
Socrates as Aristotle has managed to embalm him (and manifestly took him
to be as a student), if all this ultimately emerges as problematic in Meno—as
Vlastos perceptively recognized that it does—then Cleitophon’s confusion,
frustration, and challenge are fully warranted.187 The unanswered Cleitophon
184
Cf. Mx. 247a4–6, where the dead are made to say that if they defeat (νικᾶσθαι) their children “in
virtue [ἀρετῇ],” that victory will be a disgrace, whereas if they are beaten (ἡττᾶσθαι) by them, they
will achieve εὐδαιμονία. In addition to making happiness independent of ante-mortem events (cf.
Herodotus, 1.32.7), note the preceding claim that ἐπιστήμη as a whole (πᾶσα), when “separated
from justice and the rest of virtue [χωριζομένη δικαιοσύνης καὶ τῆς ἄλλης ἀρετῆς]”—which would
be a difficult if not impossible separation to make if ἀρετή were simply ἐπιστήμη, that is, if K
were true—seems to be “wickedness not wisdom [πανουργία οὐ σοφία] (Mx. 246e7–247a2).” The
highly alliterative sentence between these two passages (Mx. 246a2–4) is the rhetorical highpoint
of the speech as a whole, increasing the importance of the context in which it is embedded.
185
Slings, Plato, Clitophon, 285 (on 407d2–e2). The comment continues: “Of course, this commen-
tary is not the place to deal with the gigantic literature on these passages—I have to confine myself
to what seem to me the most important objections. Meno could have answered ‘Yes’ at 78a5 and
besides, Socrates’ question 77d4–6 implies an equivocation: κακός—morally evil: κακός—harm-
ful; Socrates’ question at Grg. 468a5–6 is framed as a dilemma, suggesting that neither end nor
means is evil; again the meaning of ἀγαθόν is not quite clear, cf. Dodds’s note, p. 235 (a); the
argument in Prt. is valid only if ἀγαθόν = ἡδύ and κακόν = ἀνιαρόν, cf. 351b3–d7; 353c9–355a5.”
I have corrected two minor orthographical errors in quoting this passage.
186
Cf. Lloyd, “Meno and the Mysteries,” 179: “by initiation I mean rather the process whereby the
initiates themselves come to see some subject in a quite different light. They may even discover
that what they had been taught, or what they thought they had learnt, at an early stage in the
process, later turns out to be quite false.” Thus “by watching Protagoras” becomes the proper
answer—looking backward, as opposed to forward to Republic in Cleitophon’s Question (408e1–
2), which immediately precedes it—to the question he poses at 408e2–3 (Slings): “Cleitophon:
What do we say is the way to start learning justice?”
187
As Benson perceptively emphasizes; see Clitophon’s Challenge, chapter 1 (1–47).
500 Chapter 5
proves that Socrates’ auditors thought (as many of them continue to think)
that they have been learning his cardinal doctrines in the dialogues under
consideration in Ascent to the Good; instead Plato is teaching them how to
read his mighty Republic.
Of course we can only see this to be true if we read Cleitophon as
genuine, and with that observation, we return to Slings. As indicated by
his attitude toward SP in the comment quoted above, he is neither writing
nor thinking within the Socratist tradition, and it is therefore an eloquent
tribute to his erudition and philological skill that the twin monuments of a
life cut short will have been preserved in publications by the Cambridge
University and Clarendon Press. Before examining his interpretive strategy
for vindicating the authenticity of Cleitophon—a strategy that reaches the
correct conclusion by means that are considerably less persuasive than they
are revealing—some remarks on the tradition to which Slings belongs are
in order. It would be easiest to link his approach to continental scholars like
Gaiser,188 and even more so to Victor Goldschmidt,189 but it is more useful
to think in broader terms.
Working backwards, his greatest modern debt, paradoxically, is to
Schleiermacher: accepting the original athetizer’s premise that Cleitophon
cannot be authentic if it constitutes an attack on Plato himself, Slings’s
interpretive task is to show that it isn’t,190 a project that will require him
to uphold his predecessor’s excision of Alcibiades Major.191 But it is even
188
The influence of Konrad Gaiser, Protreptik und Paränese bei Platon: Untersuchungen zur Form
des platonischen Dialogs (Stuttgart: Kohlhammer, 1959), 140–147 is immense; see especially
146n161.
189
Note the many references to and quotations from Victor Goldschmidt, Les Dialogues de Platon;
structure et méthode dialectique (Paris: Presses universitaires de France, 1947), especially on
52n98, 129n236, and 151–153. For further indication of his “continental” (and thus non-Socratist)
orientation, see the sources cited in 151n286, itself attached to a translated quotation from Emile
de Strycker: “Plato wants to make us understand that we wrongly identified ethical knowledge
with the technician’s skill.” This (warranted) rejection of CA is then linked, appropriately, to (a
τεχνή-based) K (151–152). As noted above in in connection with Thg., Clt. will not make a come-
back as long as Socratism continues to exercise hegemony over the Anglo-American reception of
Plato for reasons that have nothing whatsoever to do with philology.
190
Cf. Rowe, “Plato and Socrates,” 160, on Slings: “Clitophon’s attack is not directed at Plato, or
at Plato’s Socrates (he makes it clear that he [sc. Cleitophon] has absolutely no quarrel with the
basics of Socratic teaching); only at a certain literary Socrates.” In light of this astute comment,
it becomes obvious that another of Slings’s literary debts is to Heinrich Brünnecke, “Kleitophon
wider Sokrates. Ein Beitrag zur Erklärung des nach ersteren benannten Dialoges der platonischen
Sammlung.” Archiv für die Geschichte der Philosophie 26 (1913) 449–478, beginning on 457 with
the ever handy Antisthenes.
191
And do so in unusually apodictic terms; see Slings, Plato, Clitophon, 164: “Plato could never have
written anything like the Alcibiades 1, because he never loses sight of the reader, whom he wishes
to exhort by implication.”
Before and After Cleitophon 501
more productive to trace the roots of his argument back to Xenophon, who
set himself to counter the impression “expressed in some written and spo-
ken criticisms of Socrates that are based on inference, and think, that though
he was consummate in exhorting men to virtue, he was an incompetent
guide to it.”192 Alcibiades Major falls under the ban because it confirms
these criticisms, and Slings needs a non-Platonic example of “philosophical
protreptic” that he can plausibly configure Plato’s Cleitophon as attacking.
Slings depends throughout on the distinction between “explicit” and
“implicit protreptic;”193 he will claim that Cleitophon constitutes an attack
on the former while preserving its author’s ongoing use of the latter, a cat-
egory that includes “the aporetic dialogue”194 but excludes “philosophical
protreptic.”195 What makes this approach less persuasive than revealing is
that it forces Slings to tie himself in knots while discussing Euthydemus.196
Having admitted at the start the obvious point that the First Protreptic is
an example of “explicit protreptic,”197 he must somehow persuade us—
in the light of the aporetic and circular Second Protreptic that builds on
it198—that Euthydemus as a whole,199 including its First Protreptic, must
really be understood as a defense of “implicit protreptic” as advanced in
“the aporetic dialogue.” While undermining a key element in the Socratist
reading of the First Protreptic,200 he confirms my claims about the presence
of fallacy in it,201 and generally leaves no doubt that Plato’s intention in
writing Cleitophon cannot be understood without considering its relation-
ship to Euthydemus. Particularly on this last point, Slings is very persuasive
indeed: it can’t be.
192
Xenophon, Memorabilia, 1.4.1 (quoted in full above); on this passage, see Slings, Plato, Clito-
phon, 1, 45n86, and 77–82.
193
Slings, Plato, Clitophon, 61–62.
194
Slings, Plato, Clitophon, 163: “the aporetic dialogues, and the aporetic parts of other dialogues,
are Plato’s alternative for explicit exhortation, in other words, they are Plato’s [‘implicit’ is under-
stood] protreptic.”
195
Slings, Plato, Clitophon, 60. For a useful summary of Slings’s thesis, see Rowe, “Plato and
Socrates,” 160.
196
See especially Slings, Plato, Clitophon, 148–154 (“Protreptic in the Euthydemus”).
197
Slings, Plato, Clitophon, 62 and 149.
198
See Slings, Plato, Clitophon, 150–153.
199
Slings, Plato, Clitophon, 148: “Euthydemus is not a protreptic dialogue, but a dialogue about
protreptic.”
200
See Slings, Plato, Clitophon, 150–153.
201
Slings, Plato, Clitophon, 61–62: “Socrates starts from the ἔνδοξον that all men desire to be happy
and via various (not always very convincing) steps arrives at the conclusion that in order to be
happy one must try and acquire wisdom, i.e. philosophize. This is explicit protreptic.” Cf. 148–149
and “literary trick” at 109. The excursus on Plato’s use of fallacy—including εὖ πράττειν—in the
context of “play” (159–160) deserves special attention.
502 Chapter 5
First, directly at the beginning of the conversation the σοφία looked for is
assumed implicitly to be a τεχνή (with ἐπιστήμη serving as trait d’union;
288d8–289c8). Introducing the concept of virtue as a τεχνή is a well-known
feature of the early Platonic dialogue; the concept invariably causes the main
aporia, as it does here. Because σοφία is a τεχνή, it must have an ἔργον (291e1);
this ἔργον must be ὠφέλιμον (292a8) and therefore ἀγαθόν (292a11; cf. Comm.
on 407a1 ὠφέλιμον). Now, in the first conversation [sc. the First Protreptic],
it had been proved that σοφία itself is the only ἀγαθόν (281e3–5); conse-
quently, the only ἔργον of σοφία is σοφία (292d8–e1; cf. section i.5.3). The
discussion has resulted in a circular regress (291b8–c1), and therefore in aporia
(292e6–293a1).206
Despite the complexities involved, the important point is that Slings is inad-
vertently showing how Cleitophon can be recognized as an attack on the
202
In addition to Slings, Plato, Clitophon, 297–298 (on 408c4–7), see 31, 110, and 229, where
410b4–6 (considered ad loc. on 325).
203
See Slings, Plato, Clitophon, 105–110.
204
In addition to Slings, Plato, Clitophon, 150–153, see 52–53.
205
Slings, Plato, Clitophon, 61–62, 135n250, and 142; for “walk it back,” see 154.
206
See Slings, Plato, Clitophon, 150–151.
Before and After Cleitophon 503
In each of two long segments of the dialogue he [sc. Socrates in the First and
Second Protreptics] turns his back on them [sc. the Euthydemus and Diony-
sodorus], giving all his attention to Cleinias, a beautiful boy, who hangs on
207
Cf. Stefanini, Platone, 1.203–211, especially 203–206 (on Euthydemus specifically) and 204n3:
“Dopo di aver dimonstrato nel Clitofonte da quale punto di vista il socratismo è sterile agli effi
educativi, Platone compirà l’opera nella Repubblica, porgendo una ben diversa elaborazione dei
postulate fondamentali del maestro e risolvendo da un altro punto di vista il problema educativo.”
208
Cf. Hermann Gundert, “Dialog und Dialektik: Zur Struktur des platonischen Dialogs.” Studium
Generale 21 (1968), 295–379 and 387–449; representative is 313: “Das beliebteste methodische
Mittel, dessen sich die elenktische Destruktion bedient, ist die Analogie der Techne [sc. CA], wie
sie durch die Hypothesis (4) [sc. K], das ‘Tugendwissen,’ nahegelegt ist; denn die Ausdrücke für
Wissen, ἐπιστήμη und weithin auch σοφία, werden primär als Sachverstand und Meisterschaft
in einer Kunst verstanden.” Incidentally, if Leo Strauss, who died in October 1973, was the
author behind L. S., “Review of Dialog und Dialektik. Zur Struktur des platonischen Dialogs
by H. Gundert.” Review of Metaphysics 27, no. 2 (December 1973), 387–388, that would prove
his extensive knowledge of post-War developments in the German Plato-reception; the fact that
Gundert was a Nazi may explain Strauss’s decision for anonymity. For the theoretical connections
between Strauss and Tübingen, see Altman, “Heideggerian Origins,” 225–230.
209
Slings, Plato, Clitophon, 153; cf. 135n250. Cf. Scolnicov, “Plato’s Euthydemus,” 27.
210
Slings, Plato, Clitophon, 163.
211
Slings, Plato, Clitophon, 164.
212
Slings, Plato, Clitophon, 164.
213
Slings, Plato, Clitophon, 164.
214
Beginning with Slings, Plato, Clitophon, 60. So also “two protreptic conversations” at 70n126,
then 75, 93, 149, 149n283, before finally giving way to this at 214–215: “Socrates’ conversations
with Clinias are specimens of explicit protreptic and of elenchos at the same time: the subject-
matter is protreptic, the method elenchos; as explicit protreptic, the conversations fail to reach
their aim, as elenchos they do not (Clinias does not acquire knowledge, but he does make a great
deal of progress).”
504 Chapter 5
his lips. Here for the first time in Plato’s corpus we see Socrates unloading his
philosophizing on the interlocutor in the form of protreptic discourse expounded
in flagrantly non-elenctic fashion as a virtual monologue.215
215
Vlastos, “Elenchos and Mathematics,” 372; cf. Vlastos, Socratic Studies, 30.
216
Slings, Plato, Clitophon, 153.
217
Slings, Plato, Clitophon, 153, cites Euthd. 289c8–290d8.
218
Slings, Plato, Clitophon, 154.
219
Cf. Slings, Plato, Clitophon, 18 and 51–53, ending with the remarkable claim: “The author takes
the trouble to make it clear that this Clitophon is the real Socrates.”
220
On the other hand, greater open-mindedness may well emerge elsewhere; cf. Franco Trabattoni,
“Sull’ autenticità del Teage e del Clitofonte (pseudo)platonici.” Acme 51 (1998), 193–210.
Before and After Cleitophon 505
221
For connections to Men., see Slings, Plato, Clitophon, 29–30 and 110–111.
222
Kahn, Plato and the Socratic Dialogue, i.
223
Cf. Stefanini, Platone, 1.209: “Dopo il Protagora, l’Eutidemo, il Liside e il Carmide, il Clitophone
ne costituisce la conclusione.”
224
Placed after the six-dialogue series, Clt. becomes thereby analogous (by ring-structure) to Ly., the
dialogue that precedes it; this might explain the lyre’s curious intrusion, discussed in Slings, Plato,
Clitophon, 115–117, following Gaiser, Protreptik und Paränese, 143n156.
506 Chapter 5
Against Thrasymachus, Plato the Teacher lived and died in the state-
ment of Socratic faith he immortalized (or at least tried to immortalize) in
his description of the just man in Cleitophon: πάντα γὰρ ἐπ᾽ ὠφελίᾳ πάντας
δρᾶν. In order to regain for that description the immortality it deserves, this
chapter’s purpose has been to prove that Cleitophon is a genuine Platonic
dialogue, not only because it looks forward to, and thus prepares the reader
for, Republic—primarily through Cleitophon’s Question (see §16)—but
also because of the backward-pointing concluding judgment it renders on
the (“Socratic”) dialogues that have preceded it. It reaches that conclusion,
appropriately, only at the end, and an analysis of its last words not only
proves that Cleitophon is complete, but that it completes the pre-Republic
dialogues as a whole, rendering a just verdict on the series of dialogues that
precedes it. Slings translates as follows:
Cleitophon: For I will maintain, Socrates, that for a man who isn’t yet persuaded
by your exhortations [μὴ μὲν γὰρ προτετραμμένῳ σε ἀνθρώπῳ] you are worth
the world [ἄξιον τοῦ πάντος], but for someone who is [προτετραμμένῳ δέ]
you’re actually almost a stumbling-block for reaching complete goodness and
so becoming truly happy [προτετραμμένῳ δὲ σχεδὸν καὶ ἐμπόδιον τοῦ πρὸς
τέλος ἀρετῆς ἐλθόντα εὐδαίμονα γενέσθαι].225
This book will conclude with a discussion of this μέν-δέ sentence, building
on a revised translation of its δέ-clause and a rejection of Slings’s ongoing
(and Schleiermacher-inspired) claim that Cleitophon is not (and could not be)
criticizing any of Plato’s own dialogues. The μέν-clause’s claim—that is, that
for the μὴ προτετραμμένῳ, Socratic protreptic is ἄξιον τοῦ πάντος—certainly
needs to be considered in relation both to Cleitophon’s own version of Socratic
protreptic and to the ongoing protreptic that begins in Alcibiades Major.
But the fact that Plato hammers the word προτετραμμένῳ singles out for
Cleitophon’s criticism what Socrates himself calls “my paradigm [παράδειγμα]
of protreptic discourses” [τὸ ἐμόν παράδειγμα τῶν προτρεπτικῶν λόγων]
(Euthd. 282d4–5),226 that is, the First Protreptic in Plato’s Euthydemus. Iden-
tifying the First Protreptic as the specific target in Cleitophon explains why
the dialogue ends as it does, with the words “to become happy [εὐδαίμονα
γενέσθαι],” and since Slings’s illuminating comment on that phrase constitutes
his own book’s last word, it will be quoted in full, beginning as follows:
e8 εὐδαίμονα γενέσθαι: the word εὐδαίμων is here used for the first and last
time, cf. Intr., section I. 3. 2.”227
225
Slings, Plato, Clitophon, 335.
226
As noted twice (60 and 149) in Slings, Plato, Clitophon with the word “model.”
227
Slings, Plato, Clitophon, 335.
Before and After Cleitophon 507
In that section of his Introduction, Slings meets the objection that Cleitophon
is unfinished, and the relevant passage will be noted.228 But what he writes
next gets quickly to the heart of the matter:
228
Slings, Plato, Clitophon, 13: “the key-word εὐδαίμονα comes as a sort of shock: although in fact
the whole dialogue had been concerned with the way one achieves happiness, the word-group
εὐδαίμων, -μονία etc. was not used before (cf. also Comm. ad loc.); there is besides a clear, though
seemingly artless, antithetical structure [sc. in the last sentence]. Apart from that, the last sentence
is tied up inextricably with the last but one (cf. Comm. on 410e5 γάρ), in which the prologue is
repeated almost word for word.” It is this symmetry that Slings uses to prove that the dialogue’s
completeness.
229
Slings, Plato, Clitophon, 335.
230
Slings, Plato, Clitophon, 335; a parenthetical citation to two passages in Letters follows: “(cf. Ep.
3 315b1–3 and—rather less obvious—Ep. 8 352b3).”
508 Chapter 5
231
As suggested by the next clause in Slings’s comment (Plato, Clitophon, 335): “εὐδαιμονία is also
the central concept of Aristotle’s Protrepticus (but B 52 Düring, not from Iamblichus, Protrep-
ticus, is an adaptation of Plato’s Euthydemus 280b7–d7 as likely as not).” I have expanded the
abbreviations.
232
Cf. Price, Love and Friendship in Plato and Aristotle, 1.
Before and After Cleitophon 509
Cleitophon: but for someone who has been exhorted [προτετραμμένῳ δέ]
you’re actually almost [σχεδόν] an obstacle, blocking one reaching [or ‘who has
reached’] the summit of virtue from becoming happy.233
233
408e7–8.
234
The conclusion of the note at Slings, Plato, Clitophon, 335 is: “above all, it is said to be the effect
of Socrates’ exhortation combined with elenchos in Ap. 36d9–10. Cf. further Smp. 205a1–3 (note
τέλος a3) and Bury’s note; Phdr. 277a3–4.” Cf. Bury, Symposium of Plato, 106 (on Smp. 205a3):
“Because it is recognized that εὐδαιμονία constitutes in itself the ethical τέλος or ‘summum
bonum’; cp. Clit. 410e ἐμπόδιον τοῦ πρὸς τέλος ἀρετῆς ἐλθόντα εὐδαίμονα γενέσθαι.” Bury’s next
citation (Aristotle, Nicomachean Ethics, 1.7; 1097a33–34) is apt; the one that precedes it isn’t.
235
Whatever the merits of his Plato-interpretation, Stemmer proves to be an effective and incisive
interpreter of Aristotle in Peter Stemmer, “Aristoteles’ Glücksbegriff in der Nikomachischen
Ethik: Eine Interpretation von EN I, 7.1097b2–5.” Phronesis 37, no. 1 (1992), 85–110; note that
the Eudaemonist Shortcut is found here as well (106n76).
236
Phdr. 277e4–a4 (H. N. Fowler translation; Slings cites the italicized portion as per the previous
note): “Socrates: Yes, Phaedrus, so it is; but, in my opinion, serious discourse about them [sc. ‘of
both justice and the others’] is far nobler, when one employs the dialectic method and plants and
sows in a fitting soul intelligent words which are able to help themselves and him who planted
them, which are not fruitless, but yield seed from which there spring up in other minds other words
capable of continuing the process for ever, and which make their possessor happy, to the farthest
possible limit of human happiness.”
237
Ap. 36e9–10 (Fowler): “Socrates: For he [sc. the Olympic victor] makes you seem to be happy,
whereas I make you happy in reality.” Note the connection of this passage to εὐεργετεῖν τὴν
μεγίστην εὐεργεσίαν at Ap. 36c4.
510 Chapter 5
our dreams. If there were not a Critias to be stopped and a city to be saved
from tyranny, exhorting others to care for themselves might be enough. But it
doesn’t satisfy Cleitophon or answer his Question, and it didn’t satisfy Plato.
Not merely the δίδαγμα but the ἔργον of Justice is required (409b3–c1),238
and that means to εὐ-εργετεῖν—hence the culminating subjunctive of εὖ
πραττώμεν—whatever the personal cost of doing so may be.
Like everyone who has caught sight of the Beautiful in Symposium, Plato’s
reach exceeded his grasp. But even if he could not perform the required ἔργον
in his lifetime, he could leave behind the discourses that would preserve the
immortal seed from which it would grow in others, not for the sake of his
happiness, not even for ours, but in the light of the Idea of the Good. Using
our self-centered concern for happiness—that is, the GoodE—as nothing
more than a springboard, Plato’s Socrates, “having become both beautiful
and new” (Ep. 314c4), would simultaneously point πρὸς τέλος ἀρετῆς while
being exactly what Cleitophon recognized that he was and had been from the
start: an obstacle to the Eudaemonist Shortcut, the Εὖ Πράττειν Fallacy, and
thus what we would now be offered along the Shorter Way. By giving birth
in the Beautiful to the challenge of the Cave, and thus making imaginable the
very essence of Justice, Plato prompted us to fight ourselves free from the
obstacles that he knew from experience we needed to overcome, and from a
preoccupation with our barely known Self in particular. At the crisis of the
Republic, he would challenge us to εὖ πράττειν—not “to be happy” but “to do
all things for the benefit of all” (410b2–3)239—in the certainty that some of us
would follow the Longer Way, a harder journey back down to the shadows,
and only made possible by our prior Ascent to the Good.
238
Despite the fact that Cleitophon has already started to learn about justice—hence his confusion
about it—and that Cleitophon’s Question asks “where do we go from here,” he is merely seeking
a “Socratic” δίδαγμα, much like what Benson calls “(robust) virtue-knowledge,” rather than what
Socrates will offer him and Plato will offer us: a return to the Cave as its ἔργον (409b6).
239
Cf. Larry Miller on Heather Heyer (May 29, 1985–August 12, 2017): “She was always there for
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abbreviations, xiii-iv. See also virtue/ ambiguity, xxiii, 15, 53, 57, 60, 65–67,
virtues 71, 77, 83–84, 92–93; 95, 97, 99,
Academy, passim; entering, 452; and 102, 168–69, 171, 282, 294, 297,
the Idea of the Good, 323n367; 315, 317, 350, 407, 420, 437, 447;
located in Athens, 268; purpose of, and the dative, 171, 317; detection
286 of, 297; of the Good, xxiii; and
acronyms, 188 Prodicus, 57n255; properly protreptic
Adam, Adela, xl, 70, 322 use of, 84n354; as Vieldeutigkeit, 92;
Adam, James, xl, xliii, 70, 322, 480, of εὐ πράττειν, 77, 168, 171, 294,
489 315, 350, 447; of κακῶς λέγειν, 420;
Adams, Don, 27 of σώφρον, 282; 15; of τῶν καλῶν,
Adeimantus, liii, 50, 269, 358, 465, 483 407; of ὠφέλιμον, 169, 317
Adkins, W. H., 173, 209–11, 282–83, Amompharetus, 194
309–10, 313, 315, 412 Anacreon, 390
Aeschylus, 358 Anagnostopulos, Georgios, 29, 35, 497
Ahbel-Rappe, Sara, xiv, xviii, xx, lv, 3, Anagnostopoulos, Mariana, 408
22, 368, 382 Anderson, Mark, 200, 234
Alain (Daniel Brustlein), xliv-v Andrewes, A., 480
Alain (Émile Chartier), 238, 264 Annas, Julia, xxix-xxx, xxxiii-iv, xlvii-
Alcibiades Major. See Index locorum viii, 19, 29, 34, 41, 48, 52, 93–94,
Alcibiades Minor. See Index locorum 276, 328, 436, 440, 463, 472–76,
Allegory of the Cave, xviii-xx, xxviii, 481, 484, 487, 489, 493–94; Three
xxxiv-v, lxiii, 4, 7, 17, 31, 47–48, Questions of, 473–75
50–51, 186, 213–14, 267, 334, 359, Antisthenes, 500
412, 417, 468, 483, 487; action of Anton, J. P., xlviii, lvii, 67, 92
the maxim in, 221; maxim of the Anytus, 126, 129, 234, 370–71, 386,
action in, 221, 468; and Shorter 401, 420, 444, 459, 479
Way, 344 Apelt, Otto, xvii, 96, 438
Alline, Henri, 481 Apology of Socrates. See Index locorum
549
550 Index
Aristides the Just, 181, 190–93, 202, Austin, Emily, 241, 243, 274, 328–30,
206, 268–70, 372, 478–79 341, 367–68
Aristides the Younger, 121, 372–73, Ayres, Lewis, 388
376, 385–86, 389, 391–96, 398, 404,
434 Babut, Daniel, 276, 346
Aristophanes, 161, 206, 259–60, 423, Bailly, Jacques, 373, 404
479–80 Balansard, Anne, xxi
Aristophanes, Plato’s, 10, 20, 23, 25, Bambrough, Renford, 427
96, 106 Bandini, Michele, xx
Aristotle, xviii-xx, xxviii, xxxix-lxvii, 2, Barbarić, Damir, 273
19, 27–28, 35, 37, 41, 43–47, 49, 53, Barnes, Jonathan, xviii
58, 64, 85, 93–94, 128–29, 133, 137, Barney, Rachel, xxviii-ix, 278, 296–97,
155, 184, 216–17, 256, 268–69, 271, 302, 472
274–75, 286, 293–94, 302, 306, 316, Bartlett, Robert, xxiv, 304
337, 377, 384–85, 387, 405, 413, basanistic pedagogy, xxxvi-vii, xlii,
421–23, 427, 436, 449, 451, 456–58, xlvii, l, 2, 11–12, 32, 41–42, 62–64,
473, 477–79, 484–87, 493, 495–96, 68, 76, 84–85, 92, 114, 116, 145,
499, 508; Athenian Constitution, 155, 198, 208, 221–22, 239, 284,
184, 477–79; Eudemian Ethics, xlv, 299, 346, 422, 451; and secondary
lxvi, 385, 387, 496; Magna Moralia, literature, 155n139
li-iv, lvii, lix, 496; Metaphysics, Beare, John, 385
xxxix-xl, xlv, xlvii, xlix, lix, 427, beautiful things are difficult (χαλεπὰ τὰ
436; Nicomachean Ethics, xxviii, καλά), 317. See also Index verborum
xxxix, xliii, xlv, xlviii-ix, lv-viii, Beck, R. Lloyd, 437
lxvi, 128, 216, 302, 306, 496, 509; Becker, Alexander, 279
Physics, xlvii, l; Poetics, xli; Politics, Bedu-Addo, J., 432, 453
xviii, xliii, l-li, liii, lxvii, 384, 487; Belfiore, Elizabeth, 104
Protrepticus, 508; Rhetoric, xlix, Benardete, Seth, 241, 374
128, 485; Sophistical Refutations, Bénatouïl, Thomas, 243
xxix Benitez, Eugenio, xlii
Arnim, Hans von, 19–20, 23, 53–55, Benson, Hugh, 71, 133, 424–30, 433,
92–93, 156 438–41, 466–68, 494, 499, 510
Artaxerxes, 403 Beresford, Adam, 304
Ascent to the Beautiful, xxin27; why Bertini, G., 482
it precedes Ascent to the Good, 38, Beversluis, John, xxxv, 110, 256
51–52, 71, 295 Bibauw, Jacqueline, 480
Ast, Friedrich, passim Blondell, Ruby, 94, 242
Athenian History, knowledge of (KAH), Blössner, Norbert, 460
186–89, 193, 195, 197–98, 200, 204, Bluck, Richard, 120, 314–15, 317, 406,
209, 223, 235, 237, 258, 260, 321, 431, 450–51
489 Bobonich, Christopher, 128, 146, 255
Athens, passim, 249, 355, 391 Bolotin, David, 53, 99
Athens Quartet, 260–62, 268, 372, 478 Bonitz, Hermann, 239
Aubenque, Pierre, 68 Bordt, Michael von, 53, 58, 86–87
Ausland, Hayden, lv, 116 Bosch-Veciana, Antoni, 92
Index 551
tenses, 173, 179–80; (6) doctors, 476–77, 483, 488–89, 499, 506,
152, 162, 170n208; (7) tyranny, 162; 510; completes the pre-Republic
(8) prophets and prophecy, 161; (9) dialogues, 506; confusion
mutual dependence on Symposium, engendered by, 505; and dialectical
198–201; (9) degree of difficulty, necessity of Socratism, 505; and
xxxiv, 122–23, 208; (10) not called First Protreptic, 501–9; and Gorgias,
Nicias and Critias, 56, 123; (11) 346, 365; as incomplete, 234, 506–7;
Odyssey allusion, 123n15; (12) and Protagoras, 102n401, 497–98;
modeling not defining virtues, 129; and Thrasymachus-Response Theory,
(14) assumes what Laches explains, 463–66, 474, 481; as incomplete,
149; (15) ἀρετή-ὠφέλιμον switch, 234, 506–507; Cleitophon’s Question
166; (16) benefitting, 181n236; (17) in, 474, 476–77, 483, 488–89,
gymnasium setting, xxix, 54; (18) 499, 506, 510; completes the pre-
from Thucydides to Xenophon, 208; Republic dialogues, 506; confusion
Happy City in, 174, 176–77, 182, engendered by, 505; follows
186, 228, 278, 365; as reductio ad Euthydemus-Meno, reasons why/
tyrannidem, 162, 222, 327; Self- indications that: (1) critique of First
Benefitting Doctor in, 176, 181, 327, Protreptic and its Meno Doublet, 466,
364, 505; Socrates’ Dream in, 148, 505; (2) disambiguating ὠφέλιμον,
152, 175–76, 186, 278 470–71; Slings, 505; follows Meno,
Cherniss, Harold, 439, 442, 453, 456– reasons why/indications that: (1)
57, 485, 490 virtue as διδάκτον, 466, 505; (2)
Chernyakhovskaya, Olga, xx virtue as ἀσκητόν, 466; (3) Benson’s
Chion of Heraclea, xii Clitophon’s Challenge, 424–25; (4)
Christianity, 51, 336, 350, 419 Slings, 505n221; Socrates’ Silence
Chroust, Anton-Hermann, xlviii-ix, in, 482
lvii-ix Cobb, William, 390
Chu, Anthony, 29 Coby, Patrick, 322
Cicero, xx, 225–26, 269, 349 Cohen, Maurice, 53, 66–67, 87, 93, 123,
Cimon, 260–61, 372, 478 162, 170
Clay, Diskin, 246 Colen, José, 468
Cleary, J. J., 119 Collobert, Colleen, 328
Cleinias, 35, 55–56, 59–60, 62, 68–69, Cooper, John, xxxiii, lxii-iii, lxvi, 17,
72, 74–76, 78–84, 89, 101–3, 106, 48–49, 273–74, 412, 419, 466, 484
108–9, 111–12, 114–15, 117–18, Copp, David, 29
132–34, 138, 284–85, 443, 452, 455, Corcoran, Clinton, 189
466, 475, 503–5 Corey, David, 57
Cleitophon, historical, 477–480, 483; Cornford, F. M., 13–14, 29, 188, 270,
Cleitophon, Plato’s, xxvii, 223, 424, 338, 450
462, 464–71, 474–77, 482–83, 485, Cossutta, Frédéric, 194
488, 493, 498–500, 502, 504–10; as Costello, Willie, 249
ἔλεγχος-wielding, 476, 504 See also Cotton, Anne, xxiv
Cleitophon’s Question Couvreur, P., 32
Cleitophon. See Index locorum; Crates, 374
Cleitophon’s Question in, 474, Cratylus. See Index locorum
Index 553
Critias, 40, 56, 108–11, 118, 123, 129, deadpan reading (literalism), xlii, xlix,
148, 151–52, 155, 162, 164–70, 172, lxii, lxiv, 37, 39, 41, 43, 53, 75, 88,
174–75, 177–78, 180–86, 188–89, 113, 115, 218, 226, 233, 271, 302,
192, 195, 197, 200, 203–12, 219, 308, 313, 316, 322, 323, 342, 387,
222–25, 227, 239, 246, 253, 258, 430
267, 269, 278, 291, 305, 327, 345, deception, deliberate, xxxvii, xlii, 38,
391, 412, 455, 469, 479–81, 498, 54, 62–63, 231, 302, 488
504–5, 510; abiding influence on deliberate/deliberately, xxiii, xxx,
Plato of, 208 xxxvii, xlii, lvi, lxiii, lxvii, 2–5, 8,
Critias. See Index locorum 12, 18, 38, 41, 51, 52, 65–66, 93–94,
Crito, 55, 57, 84, 106, 114–18, 120–21, 97, 115, 125, 135, 145, 154–55, 184–
124, 134–35, 142, 284–85, 392, 84, 221, 227, 284, 297, 299, 307,
443, 469, 490, 498, 504; as the 315, 321, 324, 333, 345, 357, 383,
philosopher’s friend, 116 389, 394, 407, 420–22, 428, 431–32,
Crito. See Index locorum 447, 449–53, 479–80, 487, 492, 497,
Crombie, I. M., 30, 62, 84, 120, 123, 502, and “logographic necessity,”
308, 315, 328, 387, 453 125. See also fallacy, deliberate use
Cron, Christian, 239 of, deception, deliberate, and self-
Cronos, 329 contradiction, deliberate
Cropsey, Joseph, xxxiv, 17 Deman, Thomas, xlviii-ix, lvii-viii, 385
Ctesippus, 55–59, 61–62, 66, 95, Democritus, 478
101, 106, 108–9, 111–18, 120, Demodocus, 121, 375–76, 390, 394
125, 132, 391, 455, 498; as Iolaus, Demosthenes, 269
114–18; self-control of, 115. See also Denyer, Nicholas, xxi, xxxiii, 10, 27,
Euthydemus, Mystery Interlocutor in 106, 217, 246, 318, 462
Curzer, Howard, 19, 27, 86 Derrida, Jacques, 226
Cyrus the Great, 207, 481 Destrée, Pierre, 17, 255, 328, 380
Cyrus the Younger, 398, 400, Detienne, Marcel, 63
409 Devereux, Daniel, 143–44, 146, 278,
369, 451–52
Dakyns, H. G., 207 dialogue (real) between Plato and
Dalfen, Joachim, 244, 248, 250, 252, student, xxxv
259, 265, 280, 307 Dieterle, Reinhard, 122
Damon, 121 Dimas, Panos, 71, 74, 308, 457
Dancy, Russell, liv, 35, 65, 296 Dionysodorus, 57, 62, 82, 108, 114,
Danzig, Gabriel, 207–8, 211–12 122, 250
Darius, 262–63 Dittenberger, Wilhelm, 65
dative, xxviii, 1, 15, 17, 73, 164, 167, Divine Dispensation. See θεία μοίρα
169–71, 220–21, 229, 245, 296–98, Divine Sign (of Socrates), 127, 199,
317, 332, 348, 408, 417, 420, 446, 227–28, 235, 370, 373, 377–80, 382–
457, 471–73; disambiguating, 245; 84, 386–92, 394, 396, 398, 423–24,
ethical, 17, 417; of interest, 17, 505; as conscience, 424; as Socratic
296–97; of self-interest, 417, 473; Paradox, 423–24; Socratists prefer to
un-ethical, 417, 420, 446, 471–73 ignore, 199, 375, 423; and “Socratic”
Davidson, Donald, 29, 309 theory of motivation, 227
Davis, Michael, 374 Dixsaut, Monique, 234
554 Index
names, 57, 114; future knowledge Lysias, Plato’s, 112, 250, 464, 480, 498
(K-F) introduced in, 142–43; and Lysis, 20, 22–24, 54–55, 57–58,
Lysis, 87–88; Terminal Argument of, 93–102, 104–108, 111–13, 249, 267,
146–47, 150, 153–54, 156, 158, 161. 391, 396, 455, 498; as coquettish
See also Charmides, follows Laches, boy-toy, 97
Future Lysis. See Index locorum; active/
Laks, André, 456 passive φίλον in, 21, 67, 94–95,
Lamb, W. R. M., 70, 75, 79, 90–91, 107; blushing in, 93–95, 97;
103, 106, 109, 122, 126, 136, 138, ἕτερον/ἕτερον doublet, 61; First
151, 153, 159, 165–66, 169–71, 177– Friend in, xxvi, 18–20, 22, 28,
78, 181, 216–17, 236, 242–44, 247, 31–32, 34–35, 40, 52–53, 85–91,
250, 254, 261–62, 266–67, 279, 281, 155, 177, 187, 218; as σοφία,
306–7, 320–21, 339, 352–54, 358– 86–88; as φιλοσοφία, 88–89, 91;
61, 365, 369, 371, 412, 423n206, as the Beautiful or the Idea of the
445, 453–54, 458–59 Good, xxvi, 89; follows Symposium,
Lamm, Julia, xxi reasons why/indications that: (1)
Lampe, Kurt, 374 Lyceum, xxiv-v, xxvii, 54, 125;
Lampert, Laurence, xxiv, 203, 253–54, (2) ἔρως/erotic setting, 23, 30,
305 54–55, 102, 105; (3) μεταξύ-based
Landy, Joshua, 64 Philosophy, 19, 75, 83, 86–87, 90,
Landy, Tucker, 182 156, 475; (4) Diotima of Mantinaea,
Lane, Melissa, 29, 468 21, 23, 107n415; (5) slippery καλόν,
Laws. See Index locorum 21–22; (6) Aristophanes’ Speech, 19,
Lear, Gabriel, xxix 23, 25, 96; (7) parents and children,
Lee, E. N., 39, 381 20, 24, 58, 107n413; (8) Penner and
Leisegang, Hans, 373 Rowe, 18–19, 22; (9) von Arnim
Lesher, J. H., xxix, 3 vs. Pohlenz, 19–20; (10) vision-test
Lesses, Glenn, 27 on τὸ καλόν, xxvi, 22, 25–26, 32,
Letters. See Index locorum 85–86, 89, 96; (11) GB Equation,
Levenson, Carl, 113 21, 23; (12) one thing/one opposite,
Levin, David, 67 21, 24; (13) Diotima on οἰκεῖον,
Levine, David, 203, 331 23; (14) ladders, 22; (15) φιλόν as
Levy, David, 352 loving back, 91–92; (16) First Friend
Lévystone, David, 145, 456 as ἀγαθόν, 31; Penner and Rowe’s
Lidauer, Eva, 114 “package” in, 34–36; silence of Lysis
Liddell, Henry, xv in, 95–97; thought-experiment in,
Lisi, Francisco, 22, 223, 369 86–90
Lloyd, G. E. R., 434–35, 499
Lloyd, Janet, 63 Mabbott, J. D., 7
Lodge, Gonzalez, 263 McAvoy, Martin, 110
Long, A. A., 382 McBrayer, Gregory, xiv, 209
Lopes, Daniel, 274 McCabe, Mary Margaret, 80, 95, 119–
Love, Jeff, 375 20, 131, 134, 141, 173–74, 329
Lycurgus (of Athens), 269 McCoy, Marina, 226
Lysias, 259, 480 MacKenzie, Mary. See McCabe
560 Index
Narcy, Michel, 67–68, 84, 118, 137, Parmenides. See Index locorum
243, 376, 398, 445, 451 Partenie, Catalin, 255
Natali, Carlo, lx Paul, 12
Natorp, Paul, 122 Pausanias (Athenian), 102–4, 106, 111–
Nehamas, Alexander, 10, 381, 383, 424, 12, 115, 304, 392, 498
449 Pausanias (Spartan), 192–93, 202
Neoplatonism, xxxiii, 186–87 Pavlu, Josef, 393
Nicias, 40, 56, 123, 129, 142, 144, 148, Peck, A. L., 62
150, 152–57, 161–62, 166, Pellegrin, Pierre, 7
179–81, 188–90, 192–94, 196–98, Penner, Terry, xxviii-ix, xliii, xlvi, liv-
200, 205, 209, 246, 391, 455, 469, vi, lxiv-v, 3–7, 9–11, 14–15, 17–25,
478, 496, 498, 504–5 27–29, 31–52, 59–60, 65, 73, 80, 83,
Nichols, Mary, 12 86–87, 97–98, 100, 105, 107–108,
Nietzsche, F. W., 209, 234–35, 238, 143, 147, 149, 151–163, 165–66,
240–41, 254, 256, 264, 270, 168–69, 172, 179, 196, 269, 272–73,
335–36, 355, 411 275, 288–89, 301, 310, 326, 328,
Nightingale, Andrea, xviii, 17, 56, 153, 331–39, 345, 367, 399, 408–409,
242, 368, 480 414–20, 422, 427, 435, 471–73, 484,
Nikulin, Dmitri, xlv 286, 489–93, 497; and Christopher
noblesse oblige, 247, 249 Rowe, liv-vi, lxv-vi, 3, 5, 17–19,
Notomi, Noburo, 166, 178 310, 408; and Pennerism, 39–41,
Nussbaum, Martha, 120, 387, 485 172, 326–27, 420; and Penner’s
Nygren, Anders, 12–14 Passage, 272, 331–33, 339, 345,
367, 399; as “most radical Socratist,”
O’Brien, Denis, 398 lxv-vi, 3, 11, 15, 40, 42, 46–47;
O’Brien, Michael, 301, 497 as principal member of PTI, lxiv,
Oldenberg, H., 463, 465 28–29; as student of Owen and Ryle,
Olympiodorus, xxi, xxxii, xli, 219 42–43, 484, 487; Golden Footnotes
O’Meara, Dominic, xxxiii, 278 of, lvi, 46–47, 50, 417; on Allegory
One and the Many, Problem of the, of the Cave, xxix, 4n15, 417n186; on
xlvii, 84, 139, 143, 177, 183, 404–5, morality, xlvi, 40–41, 326, 419–20;
408, 494 on truth of Socratism, 29, 39–40,
Opsomer, Jan, 393 327. See also Rowe, Christopher
O’Rourke, Fran, xl Pennerite/Pennerism, 29, 31, 39–42, 46,
Orton, Jane, 425 51, 82, 158, 272, 326–27, 331, 333,
Ostwald, Martin, 39, 479 414, 418–19, 422, 471, 473, 486,
Owen, G. E. L., 17, 42–43, 120, 131, 493, 497
484–85, 487 Pericles, 123, 185, 260–61, 372, 478
Owenites, 17, 42, 460, 484, 486, 488 Phaedo. See Index locorum
Phaedrus. See Index loco rum
Palmer, John, 280, 358 philosophy, passim; as “between
Palmerston, Lord, xlv knowledge and ignorance,” lix
Pangle, Lorraine, 23, 497 Phocion, 269
Pangle, Thomas, 275, 357, 374, 391 Planeaux, Christopher, 197, 200–202
562 Index
Roochnik, David, 83, 216 Scolnicov, Samuel, xxiv, 69, 73, 139,
Rose, Lynn, 444 207, 503
Rose, Valentin, lx Scott, Dominic, xxxv, 10, 174, 241,
Routh, Martin, 102, 106 263, 367–69, 372, 398, 431, 440,
Rudebusch, George, xix, 29, 194, 196, 448, 450–53, 490
497; as Pennerite, 29 Scott, Gary, xxxiii
Russell, Daniel, 67, 73, 76, 82, 85, 328 Scott, Robert, xv
Ryle, Gilbert, 42, 112, 119, 217, 303, Sedley, David, xiv, xviii, 153, 255, 328,
312, 484, 487; as student of John 330, 346–47, 462, 481
Cook Wilson, 484 Segonds, A., xxi
Segvic, Heda, 6, 272, 293, 338, 446
Sachs, David, 4, 38, 47–48, 50, 277, self-contradiction, deliberate, xlii, 9, 34,
284, 349 52, 222, 299, 307–8, 318, 320, 328,
Salcedo Ortíz, Eduardo, 121 346, 348, 368, 417, 419–22, 441–42,
Sallis, John, 450 449, 460, 497; inadvertent, 146;
Samb, Djibril, 89 performative, 226, 449
Santas Circle/circularity, 35–36, 40, Self, knowledge/ignorance of, 38n169,
49, 64, 80, 82–83, 85, 88, 146, 164, 161, 174, 183, 219, 228, 256–57,
168, 172, 177, 459, 467, 492, 502, 424, 510
505; and εὖ πράττειν, 168n195, 177; Sermamoglou-Soulmaidi, Georgia, 67,
squaring the, 49, 64, 177 69, 74, 82, 84, 132
Santas, Gerasimos, xlvi, 29, 35–40, Sharma, Ravi, 425
48, 52, 56, 122, 147, 173, 196, 318, Sharples, R. W., 425, 431
331, 381, 414, 418–19, 497. See also Shaw, J. Clerk, 241, 269, 301, 308, 352,
Santas Circle 371
Saunders, Trevor, 423 Sheffield, Frisbee, xxix, 3, 25
Saxonhouse, Arlene, 108, 232, 258, Shorey, Paul, 65, 95, 170, 434, 486
262, 368 Simonides, 351. See also Protagoras,
Schaeffer, Denise, 374 fallacious interpretation of Simonides
Schleiermacher, Friedrich, xxi, xxxiii, in,
384, 461, 468, 470, 500, 506 Singpurwalla, Rachel, 30, 163
Schliesser, Eric, 302 Slings, Simon, xix, 462–64, 468–71,
Schmid, Walter, 122–23, 171–72, 178, 475–76, 478, 480–82, 486, 488, 493,
182, 195–96, 207–8, 214 499–509; tribute to, 500
Schneider, Gustav, 96 Smith, Nicholas, lvii, lxi-ii, 44, 68, 71,
Schofield, Malcolm, xiv, 29, 243, 368, 74, 160, 243, 272, 276, 288,
468, 485 330–31, 378, 381–85, 416,
Schorn, Stefan, 462 418–19, 421
Schriftkritik (“the critique of writing” in Smyth, Herbert, 99–100
Phaedrus), xlv, 101, 328 Snider, Eric, 364, 371
Schultz, Anne-Marie, 94, 108, 110, 116 Socrates, passim; and wondering about
Schulz, Walter, 154, 228 Socrates, 378; as (other-regarding)
Schwab, Whitney, 460 doctor, 182n238, 222, 331, 349, 358;
Scodel, Ruth, xiv as narrator, 68, 94, 108, 110–11; as
Index 565
28, 36, 147, 306, 308–19; and PTI, Thompson, E. Seymour, 15, 74, 371,
36, 218, 308; and Santas Circle, 37, 406, 431, 466
52; praised, 315 Thompson, W. H., 124, 270, 282, 283–
Teloh, Henry, 62 84, 291, 307
“Tenses, Sequence of,” 158, 179, 193, Thrasyllus, xix-xxi, xxiii-iv, xxvii,
227–28, 424 xxxiii, 27, 59, 123, 127, 325, 461,
Tessitore, Aristide, 113–14 476
Teixera, João, 147 Thrasyllus (Athenian general), 398, 480
Theaetetus. See Index locorum; Thrasymachus, 50, 108, 170, 223, 229,
Theages. See Index locorum; and 233, 237, 464, 468–69, 474, 483,
Alcibiades Major, 370, 374, 387–88; 498, 505–6
and Apology of Socrates, 373, 376, [Thrasymachus], 219–23, 326–27, 461–
383–84, 389–90; and Charmides, 66, 474, 480–82
374–75, 396; and Euthydemus, 378– Thucydides, xxxvii, 70–71, 100, 118,
79; and Ion, 395 and Laches, 121, 121, 123, 148, 183–85, 188, 190–92,
370, 372; and Protagoras, 370, 372, 194–95, 197, 201–9, 226, 230, 232,
385; and Republic, 373, 376, 390; 258–59, 261–64, 321, 370, 372, 391,
and Socratism, 127; and Symposium, 397–98, 478–79
374, 392, 396; and Theaetetus, 373– Thucydides the Younger, 121, 370, 372,
76, 378, 388–89, 392–96; as riddle, 391
374, 378, 389, 396; authenticity Tigerstedt, E. N., 305
of, 395–96; backwards-pointing Timaeus. See Index locorum
allusions (BPA) in, 373, 389–92, Trabattoni, Franco, 94
394, 396; follows Gorgias, reasons Trivigno, Franco, 241, 367–68
why/indications that: (1) Gorgias Trump, Era of, 254, 396, 477, 479
and Polus, 225, 370, 385; (2) School Tsouna, Voula, 173
of Tyrants, 126, 225; (3) Athens Tübingen School, xx, xliv-v, xlviii, lxi-
Quartet, 372, 478; (4) Trial of ii, lxv, 1, 101, 405, 484, 487, 503
Socrates, 129, 349–50, 389–90; (5) Tuckey, T. Godfrey, 84, 173, 178
War/KAH, 396–98; (6) Mystery of Tulli, Mauro, 22
Theages’ Character, 391; (7) Mystery Tuozzo, Thomas, 178–79, 208
of Callicles’ Conversion, 371; (8) Turner, Chris, 194
Degree of Difficulty, 392; (9) Ring-
Composition, 121; (10) Relief, 123; Umphrey, Stewart, 152
(11) Sequence of Tenses, 375; (12) Unity of Virtue, parallel with the One,
δύναμις vs. ἀδικεῖν, 376n39; won’t xlvi, 84
be returning to canon anytime soon,
375. See also Joyal, Mark Vander Waerdt, P. A., li-iv, 37
Theages, 126, 370–73, 375–76, 385–86, Versényi, Laszlo, 3, 6–7, 87, 350, 431
389–91, 394, 477; and character- Vasiliou, Iakovos, 5, 425, 468
reading, 391 Vidal-Naquet, Pierre, 63
Theramenes, 478–80 virtue/virtues, passim; and craft analogy
Thesleff, Holger, xvi, 54, 110, 217, 303 (CA), 28; and knowledge of the
Thirty Tyrants, 167, 185–86, 192, 202, future (K-F), 157; and means-ends
205, 207–8, 210, 225 structures (MES), 332; and self-
Index 567
benefit (SB), 181, 187, 204, 211, 12–14, 17; and Theages, 375–76;
219, 222–23, 228–29, 233, 244, and Vietnam, 384; and Vlastosians,
246–47, 269–70, 275, 355, 364, 446; lxiii, 20, 55–56, 203, 327, 419, 487;
and Socratic Paradox (SP), 29; as and “what Plato was trying to say,
knowledge (K), xlvi; as knowledge 144; and Xenophon, 44, 261, 375,
of goods and bads (KGB), 28, 40; 377, 384; as closer to Plato, 52; as
courage as part of (CPV), 146; lovable/admirable, 144, 381; favorite
identity of (IV), 143; instrumentality passage of, 287, 327, 338–39;
of (IOV), 16; knowledge necessary Golden Footnote of, 495–97; moral
for (KNV), 40; knowledge sufficient excellence of, 147n100; on the
for (KSV), 40; unity of the (UV), paradox of Socrates, 423n203, 381,
xlvi on self-predication, lxvii; passion for
Vlastos, Gregory, v, xv-xix, xxvi, xlv, the ἔλεγχος of, 384
lvi, lxii-v, lxvii, 4, 11–14, 17, Voegelin, Eric, 256
26–29, 31, 34, 36, 39–40, 43–46, 52, Voigtländer, Hanns-Dieter, xliv
55–56, 58, 73–74, 82–83, 85, 94, Vorwerk, Matthias, 251–52
101, 122, 132, 143–50, 153, 158,
177, 179, 188–89, 194, 196, 200, Wallace, R. W., 121
216, 218, 221, 229, 233, 260–61, Wehrli, Fritz, 254
270–71, 273, 276, 279, 285–87, Weiss, Roslyn, xiv, xlviii, 50, 55, 89,
291, 293, 296–99, 301, 306, 308, 217, 301, 333, 367, 378, 380, 416,
313, 318, 326–27, 338–39, 375–85, 440–42, 448, 453
419, 421, 423–25, 449, 457, 467, Weiss, Yale, 133
469, 487, 490–92, 495–97, 499, White, F. C., 282, 285, 289, 293
503–504, 509; and acronyms, 188; White, Nicholas, 48, 278, 412
and Aristotle, lxiv-v, 43–44, 46, Whittington, Richard, 199
384–85; and Arno Press, 58n259; Wieland, Wolfgang, 162, 430
and author, v, xiii, 85, 287, 377, Wilamowitz-Moellendorff, Ulrich von,
469; and basanistic pedagogy, 238, 305, 463–64, 468,
145; and Charmides, 177n223; 482
and disembodied arguments, 94, Wildberg, Christian, 368
189; and Divine Sign, 375–384; Wilde, Oscar, 331
and Eudaemonist Axiom, xix, lxiii; Wilkes, Kathleen, 435, 444
and Euthydemus, xv, 101, 285–86, Wilson, J. Cook, 5, 42, 417, 436–38,
490, 503–4; and Gorgias, 229, 285, 440, 484
287, 296–99, 327, 338–39; and Wiser, James, 226
Irwin, 26–27, 34, 40, 52, 271, 326; Witte, Bernd, 169–70, 175, 205–6, 208,
and Julius Caesar, 144n77; and 211
Laches, 144–50, 153, 158, 179; and Wohl, Victoria, 479
Lysis, xxvi, 285; and Meno, 101–2, Wolfsdorf, David, xxi, 272, 331, 411,
327, 433, 457, 490–92, 495–97, 431–32, 437, 440, 453, 455,
499; and Platonism, 14n51, 490; 458
and Protagoras, 39, 43, 46, 158, Woodruff, Paul, 139, 298, 317, 378–79,
270–71, 301, 306, 313, 327, 497; and 381, 405
Socraticism, lxiii; and Symposium, Woolf, Raphael, 368
568 Index
ἀεί, 12, 15, 140–42, 252, 360, 362–63, ἅπτεσθαι, 392, 395, 404
379, 385 ἆρα μή, 93, 99, 179–80
ἀγαθόν, xxviii, lii-iii, 1, 5, 12, 14–17, ἀργός, 137–38
31, 64, 80–83, 85–86, 106, 151, ἀρετή, lii-iv, 16, 74–75, 79–80, 82–84,
156, 169, 178–79, 181, 190–91, 91, 106, 121–22, 132–33, 166,
210–12, 229–31, 233, 244–45, 168, 190, 204, 244, 246–47, 281,
247, 256–57, 267–79, 287, 294, 283, 291, 305, 326, 361–64, 371,
296, 298, 306, 309, 311, 314–15, 385, 399, 410, 415, 452–55,
320–21, 353–54, 358, 361–62, 458–59, 466–67, 475–76, 482,
364, 370, 445–46, 458–60, 499, 493–94, 499, 506, 508–10;
502 εἴδωλα ἀρετής, 16, 415
ἀγών, lx-lxi, 110, 312 ἀσκεῖν, 361–65
ἀδικεῖν, 190, 221, 231–32, 262, 340–41, ἀσκητόν, 444, 448, 455, 466
343, 348, 350, 358, 399, 402–3, βάσανος, xxxv, 32, 63, 239–40, 287,
410, 413; ἐθέλειν ἀδικεῖν, 402–3, 411
410, 413 βλαβερόν, 166–67, 169
ἀδικεῖσθαι, 221, 231–32, 348, 350, 358, βλαβερῶς, 167, 171, 176
403, 410 βλάπτειν, 346, 348, 412–13, 469–70
αἴσχιον, 231–32 βοηθεῖν, 230, 232, 339–40
αἰσχρόν, 101–3, 161, 167, 204, 231, βούλησις, 168–69, 338, 340–41, 345
247, 262, 310–13, 363, 384 γενέσθαι αὐτῳ, 412, 414–16
ἀκρασία, xlix, lvii-viii, lxi, 37, 39, 47, δαιμόνιον, 370, 373–74, 383, 388,
52, 279, 302, 473, 493 393–94, 396, 424
ἄλλος τις, 235–36 δέοντα, 170–73, 182, 195, 220, 227,
ἀντιλογικοί, 21, 58 230, 468–69
ἀπάτη, xlii, xlvii, 63, 105, 265 δῆμος, 241–43, 248–49, 260, 267, 279
ἀπατηλός, 63 δημοσίᾳ, 358–59
ἀποκρίνου, 231–32, 354 δημοσιεύειν, 354
ἀπορία, 21, 25, 94, 142, 502 διάγραμμα, 134, 136–37
569
570 Index verborum
573
574 Index locorum
Having been persuaded by Plato’s Republic that Justice requires the philosopher
to go back down into the Cave, William Henry Furness Altman devoted his pro-
fessional life to the cause of public education; since retiring in 2013, he has been
working as an independent scholar on the continuation of Plato the Teacher. Born
in Washington, D.C., where he was educated at the Sidwell Friends School, and
with degrees in philosophy from Wesleyan University, the University of Toronto,
and the Universidade Federal de Santa Catarina, he taught in public high schools
in Vermont, California, Massachusetts, Connecticut, and Virginia; between 1980
and 2013 he taught social studies, history, philosophy, English, drama, and Latin
as well as offered extra-curricular instruction in Ancient Greek. He began pub-
lishing scholarly articles in philosophy, intellectual history, and classics in 2007;
his Plato the Teacher: The Crisis of the Republic, third of a five-volume study
of the reading order of Plato’s dialogues, was published by Lexington Books in
2012; by that reckoning, this book constitutes the second volume with the fourth
and fifth already published by Lexington in 2016 as The Guardians in Action:
The Pre-Republic Dialogues from Timaeus to Theaetetus and The Guardians on
Trial: The Reading Order of Plato’s Dialogues from Euthyphro to Phaedo. With
the publication of Friedrich Wilhelm Nietzsche: The Philosopher of the Second
Reich (Lexington, 2013) he completed “A German Trilogy” that includes Martin
Heidegger and the First World War: Being and Time as Funeral Oration (Lex-
ington, 2012) and his first book, The German Stranger: Leo Strauss and National
Socialism (Lexington, 2011). He subsequently edited Brill’s Companion to the
Reception of Cicero (2015) and The Revival of Platonism in Cicero’s Late Phi-
losophy: Platonis aemulus and the Invention of Cicero (Lexington, 2016). He has
two sons, Philip and Elias, two grandchildren, and is married to Zoraide; they cur-
rently divide their time between Florianópolis, the island capital of Santa Catarina
(Brasil), and Calais, Vermont.
591