2008 TAX and

YEAR-END STATEMENT

Recipient's Name and Address: Your Client Advisor:

R.HARRIS/T.KINGSLEY/S.WERNICK
ZOLTAN POZSAR THE EXECUTIVE TOWER
20 PINE ST APT 1703 1399 NEW YORK AVNEUE NW
NEW YORK NY 10005-1417 SUITE 500
WASHINGTON DC 20005
(202) 626-7013
ID: HKW

Account Holder Information:

Account Number : 5XW-870855

General Information:
Making sense of your finances just got simpler-thanks to this consolidated tax and year-end summary.

The following sources of must-have, year-end information are now at your fingertips:

Tax Summary (IRS Form 1099)-containing a detailed summary of your reportable and other non-reportable 2008 brokerage account transactions to assist with tax preparation

Cost Basis Service-featuring a schedule of realized gains and losses for your investments

We hope you will find the information provided by these powerful tools helpful while preparing for the current tax-filing season.

Customer Service Information

Contact Information
Telephone Number: (202) 626-7013
Fax Number: (202) 609-9314

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 Account Number: 5XW-870855 2008 TAX and
Recipient's Identification
YEAR-END STATEMENT
Number: 579-31-5304

Recipient's Name and Address: Your Client Advisor: Payer Information:

R.HARRIS/T.KINGSLEY/S.WERNICK PERSHING, LLC
ZOLTAN POZSAR
THE EXECUTIVE TOWER
20 PINE ST APT 1703
1399 NEW YORK AVNEUE NW Federal Identification
NEW YORK NY 10005-1417
SUITE 500 Number: 13-2741729
WASHINGTON DC 20005
(202) 626-7013
ID: HKW

Summary of Gross Proceeds and Regulated Futures Contracts 2008 1099-DIV Dividends and Distributions OMB No. 1545-0110
Amount Box Amount
Gross Proceeds (Less Commissions and Fees) ............................................................. 83,069.98 * 1a Total Ordinary Dividends ........................................................................................ 1,082.72
Federal Income Tax Withheld - Gross Proceeds ...................................... 0.00 1b Qualified Dividends .................................................................................................. 809.04
Regulated Futures Contracts: 2a Total Capital Gain Distributions ............................................................................. 0.00
Profit or (Loss) Realized in 2008 ....................................................................................... 0.00 2b Unrecaptured Section 1250 Gain ......................................................................... 0.00
Unrealized Profit or (Loss) on Open Contracts - 12/31/2007 ................................... 0.00 2c Section 1202 Gain .................................................................................................... 0.00
Unrealized Profit or (Loss) on Open Contracts - 12/31/2008 ................................... 0.00 2d Collectibles (28%) Gain ......................................................................................... 0.00
3 Nondividend Distributions ..................................................................................... 0.00
Aggregate Profit or (Loss) ................................................................................................... 0.00
4 Federal Income Tax Withheld ........................................................ 0.00
Federal Income Tax Withheld - Reg. Futures Contracts .......................... 0.00
5 Investment expenses ............................................................................................... 0.00
* Details of each Gross Proceeds transaction are reported to the IRS. 6 Foreign Tax Paid ....................................................................................................... 9.91
Refer to the 1099-B section of this statement for these details. 7 Foreign Country or U.S. Possession ..................................................................... Various
8 Cash Liquidation Distributions .............................................................................. 0.00
2008 1099-INT Interest Income OMB No. 1545-0112 9 NonCash Liquidation Distributions ...................................................................... 0.00
Box Amount
1 Interest Income ........................................................................................................ 23.77 Summary of Original Issue Discount
2 Early Withdrawal Penalty ....................................................................................... 0.00 Amount
3 Interest on U.S. Savings Bonds & Treasury Obligations ................................ 0.00 Original Issue Discount (Non-U.S. Treasury Obligations) ...................................... 0.00
4 Federal Income Tax Withheld ....................................................... 0.00 Other Periodic Interest .................................................................................................... 0.00
5 Investment expenses .............................................................................................. 0.00 Federal Income Tax Withheld .............................................................. 0.00
6 Foreign Tax Paid ....................................................................................................... 0.00 Original Issue Discount on U.S. Treasury Obligations ............................................. 0.00
7 Foreign Country or U.S. Possession .................................................................... n/a Investment expenses ....................................................................................................... 0.00
8 Tax-Exempt Interest ................................................................................................. 0.00
9 Specified Private Activity Bond Interest .............................................................. 0.00

This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction
may be imposed on you if this income is taxable and the IRS determines that it has not been reported.

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

Summary Of Transactions We Do Not Report To The IRS (See instructions for additional information)
Amount
Securities Purchased
Net Cost of Securities Purchased .................................................................................................................................................................................................................. 17,201.36
Schedule of Realized Gains and Losses
Total Short Term - Realized Gain/Loss .......................................................................................................................................................................................................................................................................... (3,597.00)
Total Long Term - Realized Gain/Loss ........................................................................................................................................................................................................................................................................... (2,958.69)
Total Short Term and Long Term - Realized Gain/Loss ............................................................................................................................................................................. (6,555.69)

2008 Form 1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS OMB No. 1545-0715
(For individuals, report details on Form 1040; Schedule D; Line 1 or 8.)
This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction
may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
Trade/Process Proceeds Federal Income
Description CUSIP Date (Less Commissions & Fees) Tax Withheld
(Box 7) (Box 1b) (Box 1a) Quantity (Box 2) (Box 4)
ISHARES INC MSCI EMU INDEX FD 464286608 06/10/2008 32 3,451.18
ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 09/05/2008 47 1,898.78
ISHARES INC MSCI GERMANY INDEX FD 464286806 06/10/2008 86 2,742.52
ISHARES TR S&P LATIN AMER 40 INDEX 464287390 06/10/2008 4 1,118.83
FD 09/05/2008 65 2,765.73
------------
3,884.56
ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 09/30/2008 263 16,742.48
ISHARES S&P MIDCAP 400 GROWTH INDEX FD 464287606 06/10/2008 19 1,756.73
09/30/2008 114 8,481.55
------------
10,238.28
ISHARES TR RUSSELL 1000 GROWTH INDEX FD 464287614 06/10/2008 11 641.95
09/30/2008 363 17,413.01
------------
18,054.96
ISHARES TR RUSSELL 2000 VALUE INDEX FD 464287630 09/30/2008 135 8,691.25
ISHARES TR RUSSELL 2000 GROWTH INDEX FD 464287648 09/30/2008 67 4,609.57

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

2008 Form 1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS (Continued)
(For individuals, report details on Form 1040; Schedule D; Line 1 or 8.)
Trade/Process Proceeds Federal Income
Description CUSIP Date (Less Commissions & Fees) Tax Withheld
(Box 7) (Box 1b) (Box 1a) Quantity (Box 2) (Box 4)
ISHARES S&P MIDCAP 400 VALUE INDEX FD 464287705 09/30/2008 132 8,888.83
MARKET VECTORS RUSSIA ETF TR SHS 57060U506 09/05/2008 48 1,689.59
BEN INT
WISDOMTREE TREE INTL REAL ESTATE 97717W331 06/10/2008 55 2,177.98
SECTOR FD
Total 83,069.98 0.00

INTEREST INCOME (Details of Form 1099-INT)

Interest Interest on U.S. Savings Federal Income Investment Foreign
CUSIP/ Income Bonds and Treasury Tax Withheld Expenses Tax Paid
Description Security Type Date Paid (Box 1) Obligations (Box 3) (Box 4) (Box 5) (Box 6)
INSURED DEPOSITS PROGRAM 458997996 23.77
FOR TAX YEAR 2008 U.S. Corp.
Total 23.77 0.00 0.00 0.00 0.00

DIVIDENDS AND DISTRIBUTIONS (Details of Form 1099-DIV)

Total Total Capital Federal
Ordinary Qualified Gain Nondividend Income Investment Foreign Tax
Date Dividends Dividends Distributions Distributions Tax Withheld Expenses Paid
Description Paid (Box 1a) (Box 1b) (Box 2a) (Box 3) (Box 4) (Box 5) (Box 6)
DWS GOVERNMENT CASH 237.01
INST
FOR TAX YEAR 2008
ISHARES INC MSCI 06/30/2008 35.02 35.02 6.27
SOUTH KOREA INDEX FD
FOREIGN % 92.95511
ISHARES TR S&P 06/27/2008 38.03 38.03 3.64
LATIN AMER 40 INDEX
FD
FOREIGN % 100

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

DIVIDENDS AND DISTRIBUTIONS (Details of Form 1099-DIV) (Continued)

Total Total Capital Federal
Ordinary Qualified Gain Nondividend Income Investment Foreign Tax
Date Dividends Dividends Distributions Distributions Tax Withheld Expenses Paid
Description Paid (Box 1a) (Box 1b) (Box 2a) (Box 3) (Box 4) (Box 5) (Box 6)
ISHARES TR RUSSELL 03/28/2008 104.84 104.84
1000 VALUE INDEX FD 07/09/2008 132.98 132.98
09/30/2008 113.31 113.31
------------ ------------
351.13 351.13
ISHARES S&P MIDCAP 03/31/2008 11.53 11.53
400 GROWTH INDEX FD 06/30/2008 12.77 12.77
09/30/2008 8.48 8.48
------------ ------------
32.78 32.78
ISHARES TR RUSSELL 03/28/2008 56.50 56.50
1000 GROWTH INDEX FD 07/09/2008 55.73 55.73
09/30/2008 53.48 53.48
------------ ------------
165.71 165.71
ISHARES TR RUSSELL 03/28/2008 3.61 2.86
2000 VALUE INDEX FD 07/09/2008 34.19 27.05
09/30/2008 35.40 28.01
------------ ------------
73.20 57.92
ISHARES TR RUSSELL 03/28/2008 6.30 4.47
2000 GROWTH INDEX FD 07/09/2008 7.59 5.39
09/30/2008 5.75 4.08
------------ ------------
19.64 13.94
ISHARES S&P MIDCAP 03/31/2008 22.50 19.79
400 VALUE INDEX FD 06/30/2008 53.84 47.35
09/30/2008 53.86 47.37
------------ ------------
130.20 114.51
Dividends - U.S. Corporations ............ 1,012.14 738.46
Dividends - Foreign Corporations ....... 70.58 70.58
Total 1,082.72 809.04 0.00 0.00 0.00 0.00 9.91

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

TRANSACTIONS WE DO NOT REPORT TO THE IRS

SECURITIES PURCHASED
Trade/Process Accrued Interest Purchased
Description CUSIP Date Quantity Net Cost Amount Security Type
ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 06/10/2008 47 2,624.48
ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 06/10/2008 49 3,623.06
ISHARES TR RUSSELL 2000 VALUE INDEX FD 464287630 06/10/2008 56 3,872.40
09/05/2008 46 3,179.06
------------
7,051.46
ISHARES TR RUSSELL 2000 GROWTH INDEX FD 464287648 06/10/2008 2 158.90
ISHARES S&P MIDCAP 400 VALUE INDEX FD 464287705 06/10/2008 14 1,119.30
MARKET VECTORS RUSSIA ETF TR SHS 57060U506 06/10/2008 48 2,624.16
BEN INT
Total 17,201.36 0.00

SCHEDULE of REALIZED GAINS and LOSSES

Disposition Acquisition Closing Security
Date Date Transaction Description Identifier Quantity Cost Basis Proceeds Realized Gain/Loss
Short Term
06/10/08 06/21/07 SELL ISHARES INC MSCI EWG 85.000 2,794.80 2,710.63 (84.17)
GERMANY INDEX FD
06/10/08 01/07/08 SELL ISHARES INC MSCI EWG 1.000 34.73 31.89 (2.84)
GERMANY INDEX FD
06/10/08 06/21/07 SELL WISDOMTREE TREE DRW 55.000 2,777.50 2,177.98 (599.52)
INTL REAL ESTATE
09/05/08 06/10/08 SELL ISHARES INC MSCI EWY 47.000 2,624.48 1,898.78 (725.70)
SOUTH KOREA INDEX FD
09/05/08 06/10/08 SELL MARKET VECTORS RSX 48.000 2,624.16 1,689.59 (934.57)
RUSSIA ETF TR SHS
09/30/08 10/02/07 SELL ISHARES TR RUSSELL IWD 1.272 111.10 81.00 (30.10)
1000 VALUE INDEX FD
09/30/08 01/04/08 SELL ISHARES TR RUSSELL IWD 0.625 49.24 39.78 (9.46)
1000 VALUE INDEX FD

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

TRANSACTIONS WE DO NOT REPORT TO THE IRS (Continued)

SCHEDULE of REALIZED GAINS and LOSSES (Continued)

Disposition Acquisition Closing Security
Date Date Transaction Description Identifier Quantity Cost Basis Proceeds Realized Gain/Loss
Short Term (continued)
09/30/08 06/10/08 SELL ISHARES TR RUSSELL IWD 49.000 3,623.06 3,119.33 (503.73)
1000 VALUE INDEX FD
09/30/08 10/02/07 SELL ISHARES TR RUSSELL IWF 0.780 48.66 37.41 (11.25)
1000 GROWTH INDEX FD
09/30/08 01/04/08 SELL ISHARES TR RUSSELL IWF 0.318 18.94 15.25 (3.69)
1000 GROWTH INDEX FD
09/30/08 06/10/08 SELL ISHARES TR RUSSELL IWN 56.000 3,872.40 3,605.26 (267.14)
2000 VALUE INDEX FD
09/30/08 09/05/08 SELL ISHARES TR RUSSELL IWN 46.000 3,179.06 2,961.46 (217.60)
2000 VALUE INDEX FD
09/30/08 06/10/08 SELL ISHARES TR RUSSELL IWO 2.000 158.90 137.59 (21.31)
2000 GROWTH INDEX FD
09/30/08 10/03/07 SELL ISHARES S&P MIDCAP IJJ 0.444 37.93 29.90 (8.03)
400 VALUE INDEX FD
09/30/08 01/04/08 SELL ISHARES S&P MIDCAP IJJ 0.136 10.49 9.16 (1.33)
400 VALUE INDEX FD
09/30/08 06/10/08 SELL ISHARES S&P MIDCAP IJJ 14.000 1,119.30 942.74 (176.56)
400 VALUE INDEX FD
Total Short Term 23,084.75 19,487.75 (3,597.00)
Long Term
06/10/08 12/01/05 SELL ISHARES INC MSCI EMU EZU 18.000 1,382.89 1,941.29 558.40
INDEX FD
06/10/08 12/27/05 SELL ISHARES INC MSCI EMU EZU 5.000 394.70 539.25 144.55
INDEX FD
06/10/08 04/11/06 SELL ISHARES INC MSCI EMU EZU 9.000 780.26 970.64 190.38
INDEX FD
06/10/08 03/26/07 SELL ISHARES TR S&P ILF 4.000 711.56 1,118.83 407.27
LATIN AMER 40 INDEX
06/10/08 03/17/04 SELL ISHARES S&P MIDCAP IJK 9.000 552.58 832.14 279.56
400 GROWTH INDEX FD
06/10/08 01/14/05 SELL ISHARES S&P MIDCAP IJK 10.000 652.79 924.59 271.80
400 GROWTH INDEX FD
06/10/08 01/14/05 SELL ISHARES TR RUSSELL IWF 11.000 530.11 641.95 111.84
1000 GROWTH INDEX FD

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

TRANSACTIONS WE DO NOT REPORT TO THE IRS (Continued)

SCHEDULE of REALIZED GAINS and LOSSES (Continued)

Disposition Acquisition Closing Security
Date Date Transaction Description Identifier Quantity Cost Basis Proceeds Realized Gain/Loss
Long Term (continued)
09/05/08 03/26/07 SELL ISHARES TR S&P ILF 65.000 2,312.57 2,765.73 453.16
LATIN AMER 40 INDEX
09/30/08 05/06/04 SELL ISHARES TR RUSSELL IWD 16.000 941.99 1,018.55 76.56
1000 VALUE INDEX FD
09/30/08 01/14/05 SELL ISHARES TR RUSSELL IWD 47.000 3,064.33 2,992.00 (72.33)
1000 VALUE INDEX FD
09/30/08 12/01/05 SELL ISHARES TR RUSSELL IWD 28.000 1,968.68 1,782.47 (186.21)
1000 VALUE INDEX FD
09/30/08 12/27/05 SELL ISHARES TR RUSSELL IWD 32.000 2,233.56 2,037.11 (196.45)
1000 VALUE INDEX FD
09/30/08 04/11/06 SELL ISHARES TR RUSSELL IWD 71.000 5,172.13 4,519.83 (652.30)
1000 VALUE INDEX FD
09/30/08 07/05/06 SELL ISHARES TR RUSSELL IWD 16.000 1,175.26 1,018.55 (156.71)
1000 VALUE INDEX FD
09/30/08 03/26/07 SELL ISHARES TR RUSSELL IWD 1.000 88.65 63.66 (24.99)
1000 VALUE INDEX FD
09/30/08 07/06/07 SELL ISHARES TR RUSSELL IWD 1.103 96.96 70.20 (26.76)
1000 VALUE INDEX FD
09/30/08 01/14/05 SELL ISHARES S&P MIDCAP IJK 18.000 1,175.01 1,339.19 164.18
400 GROWTH INDEX FD
09/30/08 12/01/05 SELL ISHARES S&P MIDCAP IJK 5.000 386.45 372.00 (14.45)
400 GROWTH INDEX FD
09/30/08 12/27/05 SELL ISHARES S&P MIDCAP IJK 11.000 841.66 818.40 (23.26)
400 GROWTH INDEX FD
09/30/08 04/11/06 SELL ISHARES S&P MIDCAP IJK 26.000 2,068.88 1,934.39 (134.49)
400 GROWTH INDEX FD
09/30/08 03/26/07 SELL ISHARES S&P MIDCAP IJK 4.000 342.12 297.60 (44.52)
400 GROWTH INDEX FD
09/30/08 06/21/07 SELL ISHARES S&P MIDCAP IJK 50.000 4,524.00 3,719.97 (804.03)
400 GROWTH INDEX FD
09/30/08 01/14/05 SELL ISHARES TR RUSSELL IWF 71.000 3,421.59 3,405.85 (15.74)
1000 GROWTH INDEX FD
09/30/08 12/01/05 SELL ISHARES TR RUSSELL IWF 46.000 2,402.64 2,206.61 (196.03)
1000 GROWTH INDEX FD

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

TRANSACTIONS WE DO NOT REPORT TO THE IRS (Continued)

SCHEDULE of REALIZED GAINS and LOSSES (Continued)

Disposition Acquisition Closing Security
Date Date Transaction Description Identifier Quantity Cost Basis Proceeds Realized Gain/Loss
Long Term (continued)
09/30/08 12/27/05 SELL ISHARES TR RUSSELL IWF 50.000 2,587.00 2,398.49 (188.51)
1000 GROWTH INDEX FD
09/30/08 04/11/06 SELL ISHARES TR RUSSELL IWF 128.000 6,662.28 6,140.12 (522.16)
1000 GROWTH INDEX FD
09/30/08 07/05/06 SELL ISHARES TR RUSSELL IWF 51.000 2,566.22 2,446.46 (119.76)
1000 GROWTH INDEX FD
09/30/08 03/26/07 SELL ISHARES TR RUSSELL IWF 15.000 846.65 719.55 (127.10)
1000 GROWTH INDEX FD
09/30/08 07/06/07 SELL ISHARES TR RUSSELL IWF 0.902 54.40 43.27 (11.13)
1000 GROWTH INDEX FD
09/30/08 03/26/07 SELL ISHARES TR RUSSELL IWN 33.000 2,691.05 2,124.53 (566.52)
2000 VALUE INDEX FD
09/30/08 01/14/05 SELL ISHARES TR RUSSELL IWO 10.000 643.33 688.00 44.67
2000 GROWTH INDEX FD
09/30/08 12/01/05 SELL ISHARES TR RUSSELL IWO 22.000 1,578.66 1,513.59 (65.07)
2000 GROWTH INDEX FD
09/30/08 12/27/05 SELL ISHARES TR RUSSELL IWO 10.000 708.30 688.00 (20.30)
2000 GROWTH INDEX FD
09/30/08 04/11/06 SELL ISHARES TR RUSSELL IWO 21.000 1,635.02 1,444.79 (190.23)
2000 GROWTH INDEX FD
09/30/08 07/05/06 SELL ISHARES TR RUSSELL IWO 2.000 151.36 137.60 (13.76)
2000 GROWTH INDEX FD
09/30/08 05/06/04 SELL ISHARES S&P MIDCAP IJJ 9.000 506.67 606.06 99.39
400 VALUE INDEX FD
09/30/08 01/14/05 SELL ISHARES S&P MIDCAP IJJ 8.000 503.36 538.72 35.36
400 VALUE INDEX FD
09/30/08 12/01/05 SELL ISHARES S&P MIDCAP IJJ 10.000 723.64 673.40 (50.24)
400 VALUE INDEX FD
09/30/08 12/27/05 SELL ISHARES S&P MIDCAP IJJ 11.000 784.63 740.74 (43.89)
400 VALUE INDEX FD
09/30/08 04/11/06 SELL ISHARES S&P MIDCAP IJJ 23.000 1,746.52 1,548.81 (197.71)
400 VALUE INDEX FD
09/30/08 03/26/07 SELL ISHARES S&P MIDCAP IJJ 1.000 88.89 67.34 (21.55)
400 VALUE INDEX FD

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

TRANSACTIONS WE DO NOT REPORT TO THE IRS (Continued)

SCHEDULE of REALIZED GAINS and LOSSES (Continued)

Disposition Acquisition Closing Security
Date Date Transaction Description Identifier Quantity Cost Basis Proceeds Realized Gain/Loss
Long Term (continued)
09/30/08 06/21/07 SELL ISHARES S&P MIDCAP IJJ 55.000 4,804.25 3,703.68 (1,100.57)
400 VALUE INDEX FD
09/30/08 07/09/07 SELL ISHARES S&P MIDCAP IJJ 0.420 37.32 28.28 (9.04)
400 VALUE INDEX FD
Total Long Term 66,540.92 63,582.23 (2,958.69)

Total Short Term and Long Term 89,625.67 83,069.98 (6,555.69)

This section is meant as a general guide and is provided for informational purposes only. The Schedule of Realized Gains and Losses is not reported to the IRS. This Schedule may not reflect all cost basis
adjustments necessary for tax reporting purposes; for example, it does not reflect disallowed losses from wash sale events and differences due to reclassification of income. The Schedule of Realized Gains and
Losses section on this statement and the monthly client brokerage statement will differ when adjustments are made after the closing date of the transaction. When you report your cost basis on your tax return, it
should be verified with your own records. In particular, there may be other adjustments which you need to make and you should consult with your tax advisor in order to properly report your gain or loss for tax
purposes.
There may be differences between the Schedule of Realized Gains and Losses and 1099 reporting. Below are some of the reasons for these differences:
Account Number Changes - If your account number changed during the year, the Schedule of Realized Gains and Losses may have been transferred from the original account to the new account. The new
account will provide you with the complete Schedule of Realized Gains and Losses. However, you will receive a complete 1099 for each account open during the year.

Corporate Actions - For corporate actions, especially cash and stock mergers, the Schedule of Realized Gains and Losses may report the economic gain or loss resulting from the transaction, including the
value of any stock or securities received. Thus, the Schedule of Realized Gains and Losses may report no capital gain, a capital gain equal to the difference between the original cost basis versus the fair
market value of the new security, or a capital gain equal to the cash received, depending on the terms of the corporate action. In all events, however, the 1099 will only report the cash portion of the corporate
action.

Cost Basis Service Enrollment - The Schedule of Realized Gains and Losses will only be displayed for closing transactions during the period the account was enrolled in the cost basis service. However,
proceeds will be reported on the 1099 for the full year.
Cost Basis Service Reenrollment - The Schedule of Realized Gains and Losses provides you with the activity after your account was reactivated in the cost basis service. However, proceeds will be reported
on the 1099 for the full year.
Fixed Income - Maturities and Redemptions for short-term instruments (maturities of less than one year) are included in the Schedule of Realized Gains and Losses. However, this income is reported to the
IRS on Form 1099-INT.
Mortgage-Backed Securities - Each principal paydown is included in the Schedule of Realized Gains and Losses. However, proceeds are reported to the IRS on Form 1099-B only upon the sale or final
redemption of the security.

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 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

TRANSACTIONS WE DO NOT REPORT TO THE IRS (Continued)

SCHEDULE of REALIZED GAINS and LOSSES (Continued)

Options (Assignment) - For the the Schedule of Realized Gains and Losses, the underlying security proceeds are adjusted by the premium paid or received from the options contract. However, if the
assignment of the options constitutes a sale of the underlying securities, the proceeds of the sale are reported to the IRS on Form 1099-B, without taking the premium into account.

Options (Closing Contracts) - The Schedule of Realized Gains and Losses will include options transactions. However, options transactions are generally not reported to the IRS and may not appear on the
1099.
Short Sales - Short sales are reported on the Schedule of Realized Gains and Losses in the year those sales are covered. However, short sales are reported to the IRS on Form 1099-B in the year they are
sold.
The tax rules applicable to the reporting of the transactions reported on the Schedule of Realized Gains and Loss are complex. You should consult your tax advisor for the appropriate tax treatment of your
transactions and the manner in which they should be reported on your tax returns.

Seq.# (5XW 088435)

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 Recipient's Name and Address:
ZOLTAN POZSAR
20 PINE ST APT 1703
Seq.# (5XW 088435)
Account Number: 5XW-870855 2008 TAX and
YEAR-END STATEMENT
Recipient's Identification
Number: 579-31-5304
Page 11 of 13
 Recipient's Name and Address: Account Number: 5XW-870855 2008 TAX and
ZOLTAN POZSAR Recipient's Identification
YEAR-END STATEMENT
20 PINE ST APT 1703 Number: 579-31-5304

Seq.# (5XW 088435)

Page 12 of 13
 Recipient's Name and Address:
ZOLTAN POZSAR
20 PINE ST APT 1703
Seq.# (5XW 088435)
Account Number: 5XW-870855 2008 TAX and
YEAR-END STATEMENT
Recipient's Identification
Number: 579-31-5304
Page 13 of 13