Beruflich Dokumente
Kultur Dokumente
Industry Barometer
More than half of respondents Participants believe that there will Almost half of investment
agree it is a legitimate only be limited arrest among professionals who responded to
business in need of some investment advisers and banks; the survey believe investigations
guidance. most arrests will be of those who will have only a limited impact on
divulged material, non-public expert network revenue.
More than two-thirds of information. But this is probably not
participants believe publicly- for lack of trying by investigators. The need to invest in costly
traded corporations should not compliance measures could have
allow employees to collect The industry expects additional the most negative repercussions
fees from expert networks. regulation to follow the current on the industry.
investigation.
Industry participants concur This could be temporary as
that expert networks will need Pressure from nervous clients will managers take time to reassess
more rigorous compliance also prompt expert networks to how expert networks are used
standards. tighten up their compliance and ensure they are in
policies. compliance.
Federal regulators will need to be
careful in weeding out the bad
seeds without unintentionally
outlawing proper research.
Private
Equity/VC
1%