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CODE OF PROFESSIONAL RESPONSIBILITY

(Promulgated June 21, 1988) FACTS:


 Atty. Christian Monsod was nominated by Pres. Aquino to the position of
CHAPTER I. THE LAWYER AND SOCIETY Chairman of the COMELEC in a letter received by the Secretariat of the
Commission on Appointments (CoA).
CANON 1 - A LAWYER SHALL UPHOLD THE CONSTITUTION, OBEY THE  Renato Cayetano opposed the nomination because allegedly Monsod
LAWS OF THE LAND AND PROMOTE RESPECT FOR LAW OF AND LEGAL does not possess the required qualification of having been engaged in
PROCESSES. the practice of law for at least 10 yrs.
Rule 1.01 - A lawyer shall not engage in unlawful, dishonest, immoral or  CoA confirmed the nomination. Monsod took his oath and assumed office
deceitful conduct. thereafter,
Rule 1.02 - A lawyer shall not counsel or abet activities aimed at defiance of  Cayetano thus filed this petition praying that the confirmation be declared
the law or at lessening confidence in the legal system. null and void.
Rule 1.03 - A lawyer shall not, for any corrupt motive or interest, encourage any
suit or proceeding or delay any man's cause. ISSUE: WON Monsod can be considered as having been engaged in the
Rule 1.04 - A lawyer shall encourage his clients to avoid, end or settle a practice of law for at least 10 yrs.
controversy if it will admit of a fair settlement.
HELD: YES. Petition of Cayetano is dismissed.
CANON 2 - A LAWYER SHALL MAKE HIS LEGAL SERVICES AVAILABLE IN  Composition and qualifications of Commissioners in the COMELEC are
AN EFFICIENT AND CONVENIENT MANNER COMPATIBLE WITH THE given in the ff provisions:
INDEPENDENCE, INTEGRITY AND EFFECTIVENESS OF THE
PROFESSION. Sec. 1(1), Art. IX-C: There shall be a Commission on Elections
Rule 2.01 - A lawyer shall not reject, except for valid reasons, the cause of the composed of a Chairman and six Commissioners who shall be
defenseless or the oppressed. natural-born citizens of the Philippines and, at the time of their
Rule 2.02 - In such cases, even if the lawyer does not accept a case, he shall appointment, at least thirty-five years of age, holders of a college
not refuse to render legal advice to the person concerned if only to the extent degree, and must not have been candidates for any elective
necessary to safeguard the latter's rights. positions in the immediately preceding elections. However, a
Rule 2.03 - A lawyer shall not do or permit to be done any act designed majority thereof, including the Chairman, shall be members of the
primarily to solicit legal business. Philippine Bar who have been engaged in the practice of law for
Rule 2.04 - A lawyer shall not charge rates lower than those customarily at least ten years.
prescribed unless the circumstances so warrant.
 The SC regrets that there seems to be no jurisprudence as to what
CANON 3 - A LAWYER IN MAKING KNOWN HIS LEGAL SERVICES SHALL constitutes practice of law as a legal qualification to an appointive office.
USE ONLY TRUE, HONEST, FAIR, DIGNIFIED AND OBJECTIVE  But jurisprudence, and other legal sources have defined practice of law in
INFORMATION OR STATEMENT OF FACTS. a rather broad scope.
Rule 3.01 - A lawyer shall not use or permit the use of any false, fraudulent, o In general these sources they state that: The practice of law is not
misleading, deceptive, undignified, self-laudatory or unfair statement or claim limited to the conduct of cases in court. It means any activity, in
regarding his qualifications or legal services. or out of court, which requires the application of law, legal
Rule 3.02 - In the choice of a firm name, no false, misleading or assumed procedure, knowledge, training and experience. (Black’s Law
name shall be used. The continued use of the name of a deceased partner is Dictionary, Land Title Abstract and Trust Co. v. Dworken, Philippine
permissible provided that the firm indicates in all its communications that said Lawyers Association v. Agrava, U.P. Law Center [dimension of
partner is deceased. practice of law are advocacy, counseling and public service], and
Rule 3.03 - Where a partner accepts public office, he shall withdrawal from the Barr v. Cardell)
firm and his name shall be dropped from the firm name unless the law allows o The records of the 1986 Con-Com adopted a liberal interpretation of
him to practice law currently. the term: it does not necessarily refer or involve actual practice of law
Rule 3.04 - A lawyer shall not pay or give anything of value to representatives as long as lawyers who are employed in the CoA are using their legal
of the mass media in anticipation of, or in return for, publicity to attract legal knowledge or legal talent in their respective work within CoA, then
business. they are qualified to be considered for appointment as members or
commissioners.
CANON 4 - A LAWYER SHALL PARTICIPATE IN THE DEVELOPMENT OF o Ironically, the appearance of a lawyer in litigation in behalf of a client is
THE LEGAL SYSTEM BY INITIATING OR SUPPORTING EFFORTS IN LAW at once the most publicly familiar role for lawyers as well as an
REFORM AND IN THE IMPROVEMENT OF THE ADMINISTRATION OF uncommon role for the average lawyer.
JUSTICE. o In several issues of the Business Star are emerging trends in
corporate law practice, a departure from the traditional concept of
CANON 5 - A LAWYER SHALL KEEP ABREAST OF LEGAL practice of law. The corporate lawyer now has to be a stakeholder,
DEVELOPMENTS, PARTICIPATE IN CONTINUING LEGAL EDUCATION involved in decision-making within the corporation, adept in legal
PROGRAMS, SUPPORT EFFORTS TO ACHIEVE HIGH STANDARDS IN managerial capabilities vis-à-vis the managerial mettle of corporations
LAW SCHOOLS AS WELL AS IN THE PRACTICAL TRAINING OF LAW to address a crisis situation, skilled in new programming techniques
STUDENTS AND ASSIST IN DISSEMINATING THE LAW AND that make the systems dynamics principles more accessible to
JURISPRUDENCE. manager—including corporate counsels, skilled in decision analysis—
which can be used to appraise the settlement value of litigation, and
CANON 6 - THESE CANONS SHALL APPLY TO LAWYERS IN more knowledgeable of financial law affecting each aspect of their
GOVERNMENT SERVICES IN THE DISCHARGE OF THEIR TASKS. work.
Rule 6.01 - The primary duty of a lawyer engaged in public prosecution is not  Atty. Monsod, on the other hand is:
to convict but to see that justice is done. The suppression of facts or the o A UP graduate and member of the Philippine bar and has been a
concealment of witnesses capable of establishing the innocence of the dues paying member of the IBP.
accused is highly reprehensible and is cause for disciplinary action. o He has also been paying his professional license fees as lawyer
Rule 6.02 - A lawyer in the government service shall not use his public position for more than 10 yrs
to promote or advance his private interests, nor allow the latter to interfere with o He worked in his fathers law office then worked as an operations
his public duties. officer in the World Bank Group for about 2 yrs in Costa Rica and
Rule 6.03 - A lawyer shall not, after leaving government service, accept Panama, which involved getting acquainted with the laws of the
engagement or employment in connection with any matter in which he had member-countries, negotiating loans and coordinating legal,
intervened while in said service. economic and project work of the Bank
o He returned to the Philippines and worked with the Meralco
Group, served as chief executive officer of an investment bank
CASE #1: and subsequently of a business conglomerate, and since
RENATO CAYETANO, petitioner, vs. CHRISTIAN MONSOD, HON. JOVITO 1986, has render services to various companies as a legal and
R. SALONGA, COMMISSION ON APPOINTMENT, and HON. GUILLERMO economic consultant or chief executive officer.
CARAGUE, in his capacity as Secretary of Budget and Management, o As former Secretary-General (1896) and National Chairman
respondents. (1987) of NAMFREL, Monsod’s work involved being
knowledgeable in election law. He appeared for NAMFREL in and determination of the scope and application of the Patent Law and
its accreditation hearings before the COMELEC. other laws applicable, as well as the presentation of evidence to establish
o In the field of advocacy, Monsod, in his personal capacity and facts involved; that part of the functions of the Patent director are judicial
as former Co-Chiarman of the Bishops Businessmen’s or quasi-judicial, so much so that appeals from his orders and decisions
Conference for Human Dev’t, has worked with the under are, under the law, taken to the Supreme Court.
privileged sectors in initiating, lobbying for and engaging in
affirmative action for the agrarian reform law and lately the CASE #3:
urban land reform bill. B.M. No. 712 July 13, 1995
o He also made use of his legal knowledge as member of the IN THE MATTER OF THE ADMISSION TO THE BAR AND OATH-TAKING
Davide Commission and as a member of the Con-Com and OF SUCCESSFUL BAR APPLICANT AL C. ARGOSINO
Chairman of is Committee on Accountability of Public Officers.
 Interpreted in the light of the various definitions of the term “practice of FACTS:
law”, particularly the modern concept of law practice, and taking into  Petitioner along with 13 other individuals were charged with the crime of
consideration the liberal construction intended by the framers of the homicide in connection with the death of Raul Camaligan.
Constitution, Atty. Monsod’s past work experiences as a lawyer-  Raul Camaligan died through severe physical injuries inflicted upon him
economist, a lawyer-manager, a lawyer-entrepreneur of industry, a in a hazing activity.
lawyer negotiator of contracts, and a lawyer-legislator of both rich  Petitioner and his co-accused pleaded guilty to the lesser offense of
and the poor—verily more than satisfy the constitutional homicide through reckless imprudence which was accepted by the trial
requirement—that he has been engaged in the practice of law for at court.
least 10 years.  Then they filed for probation with the lower court and was granted.
 Less than a month later, petitioner filed a petition to take the Bar
CASE #2: examinations. He disclosed in his petition the fact of his criminal
PHILIPPINE LAWYER'S ASSOCIATION, petitioner, vs. CELEDONIO conviction and his probation status. He was allowed to take the bar.
AGRAVA, in his capacity as Director of the Philippines Patent Office,  He passed the Bar exam but was not allowed to take the lawyer’s oath of
respondent. office.
 Petitioner filed a petition to allow him to take the lawyer’s oath and to be
FACTS: admitted to the practice of law.
 Director Celedonio Agrava issued a circular announcing that he had
scheduled for an examination for the purpose of determining who are ISSUE: WON petitioner can take the lawyer’s oath and be admitted to the
qualified to practice as patent attorneys before the Philippines Patent practice of law.
Office, the said examination to cover patent law and jurisprudence and
the rules of practice before said office. HELD: Yes, but he must prove that he is a different person now.
 According to the circular, members of the Philippine Bar, engineers and  The practice of law is not a natural, absolute or constitutional right to be
other persons with sufficient scientific and technical training are qualified granted to everyone who demands it. Rather, it is a high personal
to take the said examination. privilege limited to citizens of good moral character, with special
 The PLA alleged that having those who passed the Bar take the said educational qualifications, duly ascertained and certified. 2
exam is in excess of his jurisdiction and is in violation of the law.  Mr. Argosino's participation in the deplorable "hazing" activities certainly
 Director stated that the prosecution of patent cases "does not involve fell far short of the required standard of good moral character.
entirely or purely the practice of law but includes the application of  Participation in the prolonged and mindless physical beatings inflicted
scientific and technical knowledge and training, so much so that, as a upon Raul Camaligan constituted evident rejection of that moral duty and
matter of actual practice, the prosecution of patent cases may be handled was totally irresponsible behavior, which makes impossible a finding that
not only by lawyers, but also engineers and other persons with sufficient the participant was then possessed of good moral character.
scientific and technical training who pass the prescribed examinations as  We stress that good moral character is a requirement possession of
given by the Patent Office; which must be demonstrated not only at the time of application for
permission to take the bar examinations but also, and more importantly,
ISSUE: WON the appearance before the Patent Office and the preparation and at the time of application for admission to the bar and to take the
the prosecution of patent applications, etc., constitutes or is included in the attorney's oath of office.
practice of law.  Petitioner must show evidence such as sworn certifications from
responsible members of the community who have a good reputation,
HELD: No. Members of the Philippine Bar, and in good standing, may practice show to the Court how he has tried to make up for the senseless killing,
their profession before the Patent Office, and submit relevant evidence to show that he is a different person now.
 The practice of law is not limited to the conduct of cases or litigation in
court; it embraces the preparation of pleadings and other papers incident
to actions and social proceedings, the management of such actions and
proceedings on behalf of clients before judges and courts, and in
addition, conveying.
 Practice of law under modern conditions consists in no small part of
work performed outside of any court and having no immediate CASE #4:
relation to proceedings in court. It embraces conveyancing, the giving B.M. No. 712 March 19, 1997
of legal advice on a large variety of subjects, and the preparation and
execution of legal instruments covering an extensive field of business and
trust relations and other affairs. Although these transactions may have no
direct connection with court proceedings, they are always subject to
become involved in litigation. They require in many aspects a high degree
of legal skill, a wide experience with men and affairs, and great capacity
for adaptation to difficult and complex situations. These customary
functions of an attorney or counselor at law bear an intimate relation to
the administration of justice by the courts.
 The practice of law includes such appearance before the Patent Office,
the representation of applicants, oppositors, and other persons, and the
prosecution of their applications for patent, their oppositions thereto, or
the enforcement of their rights in patent cases.
 It is reasonable to hold that a member of the bar, because of his legal
knowledge and training, should be allowed to practice before the Patent
Office, without further examination or other qualification.
 In conclusion, we hold that under the present law, members of the
Philippine Bar authorized by this Tribunal to practice law, and in good
standing, may practice their profession before the Patent Office, for the
reason that much of the business in said office involves the interpretation
RE: PETITION OF AL ARGOSINO TO TAKE THE LAWYERS OATH
ISSUE: WON respondents violated the lawyer’s oath by representing
FACTS: conflicting interests and abetting a scheme to frustrate the execution or
 Petitioner Al Caparros Argosino passed the bar examinations held in satisfaction of a judgment which complainant might obtain.
1993. The Court however deferred his oath-taking due to his previous
conviction for Reckless Imprudence Resulting In Homicide. HELD: No. The charge against the two respondents (i.e. representing
 The Court through then Senior Associate Justice Florentino P. Feliciano conflicting interests and abetting a scheme to frustrate the execution or
issued a resolution requiring petitioner Al C. Argosino to submit to the satisfaction of a judgment which Bongalonta and her husband might obtain
Court evidence that he may now be regarded as complying with the against the Abuel spouses) has no leg to stand on.
requirement of good moral character imposed upon those seeking  However, as to the fact that indeed the two respondents placed in their
admission to the bar. appearances and in their pleadings the same IBP No. "246722 dated
 In compliance with the above resolution, petitioner submitted no less than 1-12-88", respondent Atty. Pablito M. Castillo deserves to be
fifteen (15) certifications/letters executed by among others two (2) SUSPENDED for using, apparently thru his negligence, the IBP official
senators, five (5) trial court judges, and six (6) members of religious receipt number of respondent Atty. Alfonso M. Martija
orders.  It is the bounded duty and obligation of every lawyer to see to it that he
 Petitioner likewise submitted evidence that a scholarship foundation had pays his IBP membership dues on time, especially when he practices
been established in honor of Raul Camaligan, the hazing victim, through before the courts, as required by the Supreme Court.
joint efforts of the latter's family and the eight (8) accused in the criminal  The practice of law is not a right but a privilege bestowed by the State on
case. those who show that they possess, and continue to possess, the
qualifications required by law for the conferment of such privilege.
ISSUE: WON petitioner can take the lawyer’s oath.  Atty. Castillo is guilty committing a falsehood in violation of his lawyer’s
oath and the CPR. He is suspended from the practice of law for a period
HELD: Yes. Petitioner is ALLOWED to take the lawyer's oath on a date to be of 6 months with a warning that commission of the same or similar
set by the Court, to sign the Roll of Attorneys and, thereafter, to practice the offense in the future will result in the imposition of a more severe penalty.
legal profession.
 The practice of law is a privilege granted only to those who possess the
strict intellectual and moral qualifications required of lawyers who are CASE #7:
instruments in the effective and efficient administration of justice. MAURICIO C. ULEP, petitioner, vs. THE LEGAL CLINIC, INC., respondent.
 In allowing Mr. Argosino to take the lawyer's oath, the Court recognizes
that Mr. Argosino is not inherently of bad moral fiber. On the contrary, the FACTS:
various certifications show that he is a devout Catholic with a genuine  The Legal Clinic Inc. is a company w/c claims to provide legal support
concern for civic duties and public service. services w/c consist of giving ready info by trained paralegals to laymen &
 We stress to Mr. Argosino that the lawyer's oath is NOT a mere ceremony lawyers. Its advices are non-diagnostic & non-advisory. It makes use of
or formality for practicing law. Every lawyer should at ALL TIMES weigh computers & modern information technology in research & data
his actions according to the sworn promises he makes when taking the gathering, encoding & reproduction of documents & pleadings. It assists
lawyer's oath. If all lawyers conducted themselves strictly according to the laymen in obtaining birth, marriage registrations, info about laws of other
lawyer's oath and the Code of Professional Responsibility, the countries like foreign divorce & other matters that don’t involve
administration of justice will undoubtedly be faster, fairer and easier for representation of clients in court.
everyone concerned.  The Legal Clinic’s proprietor, Atty. Nogales, provided info re the
company’s structure, purpose & operations in an article entitled “Rx for
CASE #5: Legal Problems,” published in the Jan. 13, 1991 issue of Starweek
A.M. No. 93-7-696-0 February 21, 1995 (Philippine Star’s Sunday magazine). In the article Nogales claimed that
In Re JOAQUIN T. BORROMEO, Ex Rel. Cebu City Chapter of the their company can take care of any problem even if it’s as complicated as
Integrated Bar of the Philippines. the Sharon-Gabby domestic situation. He further claimed that they cater
to clients who can’t afford the services of big law firms. They analyze a
CASE #6: client’s problem then they refer it to one of their specialists. Nogales & his
CBD Case No. 176 January 20, 1995 staff of lawyers are specialists in various fields of law. Easier cases are
SALLY D. BONGALONTA vs. ATTY. PABLITO M. CASTILLO and ALFONSO disposed of on a while you wait basis while more complicated ones are
M. MARTIJA dealt w/accordingly.
 Petitioner, a lawyer who claims to be ashamed & offended by the acts of
FACTS: respondents w/c he characterized as champertous, unethical &
 Complainant Sally Bongalonta charged Pablito M. Castillo and Alfonso M. demeaning of the law profession, prays that the Court order:
Martija, members of the Philippine Bar, with unjust and unethical conduct, 1. Respondent to cease & desist from issuing advertisements similar
to wit: representing conflicting interests and abetting a scheme to to the following: promotion of secret marriage, distribution of books
frustrate the execution or satisfaction of a judgment which complainant re Guam divorce and aid in the following services: annulment,
might obtain. immigration problems, visa applications, declaration of absence,
 It is further alleged that in all the pleadings filed in the three (3) remarriage, adoption, etc.
aforementioned cases, Atty. Pablito Castillo and Atty. Alfonso Martija 2. Persons or entities be prohibited from making ads re the exercise of
placed the same address, the same PTR and the same IBP receipt the law profession other than those allowed by law.
number.  Respondent on the other hand claims that he’s not engaged in the
practice of law but only in the rendering of legal support services thru
paralegals. He invokes the US SC’s decision in John R. Bates & Van
O’Steen v. State Bar of Arizona allowing advertisement of legal services.

ISSUE/S:
1) WON respondent’s activities constitute practice of law.
2) WON company is prohibited to engage in the practice of law.
3) WON lawyers should be allowed to advertise their services.

HELD: Atty. Nograles was reprimanded & warned. Repetition of same/similar


acts will be dealt w/more severely.
1) YES. The Legal Clinic’s activities constitute the practice of law.
 Respondents acts of: document search, evidence gathering, assistance
to layman in need of basic institutional services from governmental or
non-governmental agencies like birth, marriage, property or business
registration, obtaining documents like clearance, passports, loc or foreign
visas constitute practice of law.
 3 types of professional activity:
a. legal advice & instructions informing clients of their rights &
obligations
b. preparation for clients of documents requiring knowledge of
leg principles not possessed by laymen
c. appearance for clients before public tribunals w/c posses
power & authority to determine rts of life, liberty & property
accdg to law
 Company creates an impression that it renders legal services due to the
following: its name, advertisements, respondent’s name appears w/the
scales of justice, ads appear w/a picture & name of person being
represented as a lawyer from Guam.
 Ads are meant to induce performance of acts contrary to law, morals,
public order & policy. It advertises divorce w/c is not allowed in the
country save for Muslim divorces. This is in direct violation of Rule 1.02 of
the Code of Professional Responsibility (CPR). It likewise promotes
secret marriages w/c makes light of the FC’s description of marriage as a
special contract of permanent union and as an inviolable social
institution. It is suggestive of immoral publication of applications for
marriage licenses. The mention of the Sharon-Gabby example connotes
that criminal acts such as bigamous marriage are being encouraged.
 Only natural persons can engage in the practice of law so as to subject
members of the Bar to the discipline of the SC. Even if the respondent
uses its business name, the persons & lawyers acting on its behalf are
subject to court discipline. The practice of law is a personal are not limited
to persons who have qualified themselves under the law. Persons acting
for respondent are engaged in unethical law practice.
Solicitation for clients by an attorney by circulars of advertisement is
unprofessional & offenses of this character justify permanent elimination
from the Bar.

2) YES. The company is prohibited from constituting the practice of law.


 The respondent company, aiming to be a one-stop-shop for various legal
problems, provides services w/c are beyond the domain of paralegals &
are exclusive functions of lawyers engaged in the practice of law. It
should be noted that in our country paralegals are not authorized to
engage in the practice of law. Public policy requires that the practice of
law be ltd to those individuals duly qualified in education & character in
order to protect the public, court, client & bar from the
incompetence/dishonesty of unlicensed practitioners.

3) NO. Lawyers should not be allowed to advertise their services.


 CPR provides that a lawyer’s not supposed to use/permit use of false,
fraudulent, misleading, deceptive, undignified, self-laudatory or
unfair statement or claim re his qualifications/legal services nor
shall he pay/give something of value to mass media representatives
in anticipation of or in return for publicity to attract legal business.
Lawyers should not resort to indirect ads (press releases, etc.). Such is
based on the fundamental postulate that the practice of law is a
profession & not a trade. Adopting practices of mercantilism degrades the
lawyer himself & the profession. The most worthy & effective ad would be
the establishment of a well-merited reputation for professional capacity &
fidelity to trust. This can’t be forced but must be the outcome of the
character & conduct.
 Exceptions:
a. publication in reputable law lists – ltd to lawyer’s name, professional
associates, addresses, tel no., cable addresses, branches of law
practiced, date & place of birth & admission to bar, schools attended
w/dates of graduations, educational degrees, public offices, posts of
honor, leg authorship, leg teaching positions, memberships in bar
associations, leg societies/fraternities, references, clients
represented (w/their consent). It can’t be a supplemental feature of
a paper, magazine, trade journal, periodical published for other
purposes.
b. Use of ordinary simple professional car – ltd to name, law firm,
address, phone no. & special branch of law practiced.
c. Publication of simple announcement re opening of new law firm or
changes in partnership.
d. Telephone directory listing.
 Respondent’s ads don’t fall under any of these exceptions considering
that they even contain fees charged.
 Allowing publication of ads would only aggravate the deteriorating public
opinion of the legal profession whose integrity has consistently been
under attack.

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