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Am J Clin Nutr 2016;104:1433–40. Printed in USA. Ó 2016 American Society for Nutrition 1433
1434 MENDONÇA ET AL.
and adults (7, 8). A study of children aged 3–8 y in a low-income consumption were measured in 9 categories (ranging from never or
community in Brazil showed that ultraprocessed food con- almost never to .6 servings/d), and the FFQ included a typical
sumption was an important predictor of the increase in total portion size for each item. Daily food consumption was estimated by
cholesterol and LDL cholesterol (9). On the other hand, a study multiplying the portion size by the consumption frequency for each
with data from the 2008–2012 United Kingdom National Diet food item.
and Nutrition Survey showed no association between ultra- The foods were classified according to NOVA (2) based on the
processed food consumption and body weight. However, diets extent and purpose of applied food processing. There are 4
with smaller quantities of ultraprocessed foods have better nu- groups in this classification scheme. The first group includes
tritional quality (10). foods that are fresh or processed in ways that did not add sub-
Studies have shown an association between specific types of stances such as salt, sugar, oils, or fats and infrequently contain
ultraprocessed foods, such as soft drinks, and being overweight or additives. Processes used are aimed to extend life, allow storage
obese. However, no prospective cohort study to our knowledge for long use, and facilitate or diversify preparation (freezing,
has been performed to evaluate the association between all drying, and pasteurization). Examples are fruits and vegetables,
Statistical analyses and following a special diet. Total energy intake was not included
Differences in baseline characteristics of participants according as a covariate because it may plausibly mediate the association of
to ultraprocessed food consumption quartiles were evaluated with ultraprocessed foods and overweight and obesity. We evaluated
ANOVA and adjusted for sex and age. To evaluate the relation the interaction between exposure, sex, and BMI with the use of
a likelihood ratio test that compared the fully adjusted Cox re-
between ultraprocessed food consumption at baseline and the
gression model and the same model with interaction product
subsequent risk of the development of overweight and obesity
terms (3 df). Nelson-Aalen cumulative hazards estimates were
during follow-up, we used Cox proportional hazards models, and to
plotted for overweight and obesity incidence according to
estimate HRs and 95% CIs we used the lowest quartile as the
ultraprocessed food consumption quartiles at baseline. We used
reference category. inverse probability weighting to adjust the Nelson-Aalen curves
The follow-up period was defined as the interval between the for baseline potential confounders.
date of recruitment and date of the return of the follow-up To test the proportional hazard assumption, we calculated a Cox
questionnaire in which the participant was classified as overweight regression with the exposure as a continuous time-varying covariate
or obese for the first time (for incident cases). The date of death or to check that the HR did not vary over time, obtaining a non-
of the last questionnaire was used for noncases. significant result, suggesting that the proportionality assumption was
Tests for linear trends were conducted by assigning medians of met. We also checked the proportionality of hazards model with the
ultraprocessed food consumption to each category and treating use of a Grambsch-Therneau test of the scaled Schoenfeld residuals
this variable as a continuous variable in the respective Cox re- from a Cox model on the 3 dummy variables of the upper ultra-
gression model. We fitted a first model without any adjustment processed quartiles (19). The P value of the global test was 0.72.
(crude), a second model adjusted for age and sex, and a third To determine the contribution of each food item to the between-
multivariable-adjusted model adjusted for age, sex, marital sta- person variance in ultraprocessed food consumption (13), we
tus, educational status, baseline BMI, physical activity, television constructed a series of nested least-squares linear regression
watching, siesta sleep, smoking status, snacking between meals, models after stepwise-selection regression analyses. The additional
1436 MENDONÇA ET AL.
contribution of a given food item was reflected in the change in All analyses were performed with Stata version 12.1 (Stata-
the cumulative R2. Corp LP). P , 0.05 was considered significant.
Sensitivity analyses were conducted by repeating the multivariable-
adjusted Cox regression models with the following changes: 1) ad-
ditional adjustment excluding fruit and vegetable consumption, 2) RESULTS
exclusion of those participants under the 5th percentile and over the
A total of 2967 (35.1%) men and 5484 (64.9%) women were
95th percentile of total energy intake, 3) additional adjustment for total
included in this analysis, and the mean 6 SD age of the par-
energy intake, 4) additional adjustment for family history of obesity, ticipants was 37.6 6 11.0 y. The main baseline characteristics of
5) additional adjustment for weight gain .3 kg in the 5 y before participants according to quartiles of total ultraprocessed food
entering the cohort, 6) exclusion of participants who were early consumption are presented in Table 1. Participants in the fourth
incident cases of overweight (those who became overweight after quartile of ultraprocessed food consumption had the highest
only 2 y of follow-up), and 7) inclusion of subjects with prevalent BMI, were more likely to be current smokers, watched more
TABLE 1
Baseline characteristics of participants according to their consumption of ultraprocessed foods1
Quartile
Characteristics 1 2 3 4 P
TABLE 3
Cox proportional HRs and 95% CIs for incident overweight and obesity according to baseline consumption of
ultraprocessed foods1
Quartile
1 2 3 4 P-trend
The sales of ultraprocessed foods increased between 2000 and food consumption and a diet with a high energy density and intake
2013. Despite the United States being the largest buyer, sales of of sugars, sodium, and total and saturated fats and an inverse as-
these products in Spain grew 18.5%, followed by Canada, sociation with fiber intake (3, 21). Moreover, a study from Brazil
Germany, and Mexico (5). In a longitudinal study of food and that examined data from a national household food budget survey
beverage consumer packaged goods purchased by US house- showed that higher ultraprocessed food consumption was associ-
holds, the 2000–2012 Nielsen Homescan Panel showed that 61% ated with the lowest intakes of vitamin B-12, vitamin D, niacin,
of the energy in purchases by US households in 2012 was derived iron, selenium, and magnesium (26).
from ultraprocessed foods (25). The 2008–2012 United Kingdom We believe that ultraprocessed food consumption may increase
National Diet and Nutrition Survey, a large national cross-sectional the risk of overweight and obesity by increasing the total intake of
study of diet, showed that diets with a higher intake of minimally calories, added and free sugars, and fats and providing an in-
processed foods and lower intake of ultraprocessed foods are as- adequate relation of nutrients potentially involved in the genesis
sociated with a more healthy food profile, but this was not asso- of the accumulation of body fat (1, 3, 21–24, 26). A cross-
ciated with body weight (10). Studies from Canada and Brazil, sectional study from the United States with data from NHANES
conducted with data from national household food budget surveys, 2009–2010 showed that ultraprocessed food represented 57.9%
have also demonstrated a direct association between ultraprocessed of energy intake and that w90% of this amount was derived
TABLE 4
Sensitivity analyses of HRs (95% CIs) for incident overweight and obesity according to quartiles of consumption of ultraprocessed foods1
Quartile
Cases/person-years, n 1 2 3 4 P-trend
Overall 1939/66,625 1.00 (reference) 1.15 (1.01, 1.32) 1.24 (1.09, 1.43) 1.26 (1.10, 1.45) 0.001
Excluding adjustment for fruit and vegetable 1939/66,625 1.00 (reference) 1.15 (1.01, 1.32) 1.25 (1.09, 1.43) 1.26 (1.10, 1.35) 0.001
consumption
Further adjusted for energy total intake 1939/66,625 1.00 (reference) 1.15 (1.01, 1.32) 1.25 (1.09, 1.44) 1.27 (1.09, 1.49) 0.003
Further adjusted for family history of obesity 1939/66,625 1.00 (reference) 1.16 (1.01, 1.33) 1.25 (1.10, 1.44) 1.27 (1.11, 1.45) 0.001
Further adjusted for weight gain .3 kg in the 1939/66,625 1.00 (reference) 1.15 (1.00, 1.32) 1.24 (1.09, 1.42) 1.26 (1.10, 1.44) 0.001
5 y before entering the cohort
Inclusion of prevalent cancer, diabetes, or 2073/70,617 1.00 (reference) 1.14 (1.00, 1.29) 1.20 (1.06, 1.37) 1.24 (1.09, 1.41) 0.002
cardiovascular disease
Exclusion of early incident cases of overweight 1293/65,030 1.00 (reference) 1.17 (0.99, 1.38) 1.14 (0.97, 1.35) 1.32 (1.12, 1.56) 0.002
(until 2 y of follow-up)
Energy limits between 5th and 95th percentiles 1828/63,401 1.00 (reference) 1.21 (1.06, 1.39) 1.21 (1.05, 1.39) 1.28 (1.12, 1.47) 0.002
1
All values are HRs (95% CIs) unless otherwise indicated. Analyses were adjusted for sex, age, marital status, educational status, physical activity,
television watching, siesta sleep, smoking status, snacking between meals, following a special diet at baseline, baseline BMI, and consumption of fruit and
vegetables.
ULTRAPROCESSED FOODS AND OVERWEIGHT AND OBESITY RISK 1439
from added sugars (23). The participants in our cohort with risk between ultraprocessed food consumption and excess weight
a higher daily consumption of ultraprocessed foods had a higher may be even greater in the general population. Conversely, the
consumption of total calories and fat, a lower consumption of participants have a higher educational status and are capable of
proteins and fibers, and a lower adherence to the Mediterranean providing better quality self-reported data, thus reducing the
dietary pattern. potential for misclassification bias. Nevertheless, we must be
The Nurses’ Health Study showed a strong association be- cautious with regard to the generalization of the results because
tween the percentage of calories from saturated and trans fats they do not depend on the statistical representativeness of the
and weight gain (27). Results from the Nurses’ Health Study II sample but on the biological mechanisms underlying the ob-
also showed that an increase in dietary energy density was a risk served association.
factor for obesity (28). A meta-analysis of cohort studies and The main strengths of this study are its prospective design, the
randomized clinical trials has provided evidence of the relation use of validated methods (15, 16), the relatively large sample size,
between the intake of sugar and the development of overweight and the long follow-up period. In addition, this is one of the first
and obesity (29). On the other hand, the consumption of natural longitudinal studies to our knowledge to evaluate the relation