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Behaviour Research and Therapy 46 (2008) 1230–1237

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Behaviour Research and Therapy


journal homepage: www.elsevier.com/locate/brat

Emotion-regulation skills as a treatment target in psychotherapyq


Matthias Berking a, *,1, Peggilee Wupperman b, Alexander Reichardt c, Tanja Pejic d,
Alexandra Dippel e, Hansjörg Znoj c
a
University of Washington, Department of Psychology, P.O. Box 351525, Seattle, WA 98195, USA
b
Department of Psychiatry, Yale University, USA
c
Department of Psychology, University of Bern, Switzerland
d
Department of Psychology, University of Giessen, Germany
e
Vogelsberg Clinic, Germany

a r t i c l e i n f o a b s t r a c t

Article history: Background: Deficits in emotion-regulation skills have been shown to be integral to the development
Received 27 March 2008
and maintenance of a wide range of mental disorders.
Received in revised form 15 August 2008
Accepted 21 August 2008 Aim: To evaluate the importance of these skills as a treatment target in psychotherapeutic interventions.
Method: Nine specific emotion-regulation skills were assessed in a sample of 289 inpatients before and
Keywords: after cognitive-behavioural treatment. Self-reports of success in pretreatment skills application were first
Emotion regulation compared to those of 246 non-clinical controls. Pretreatment skills application and change in skills
Emotion-regulation skills application during therapy were then related to a variety of outcome measures. Finally, the effects of
Skills training integrating a brief training of general emotion-regulation skills into the CBT-based treatment were
Mental health evaluated in a controlled trial.
Psychotherapy
Results: Uni- and multivariate analyses identified the skills of acceptance, tolerance, and active modifi-
cation of negative emotions as particularly important for current mental health and treatment outcome.
Replacing parts of the standard CBT treatment with the emotion-regulation training enhanced the effects
of the CBT treatment on skills application and on other measures of mental health.
Conclusion: Incorporating interventions that directly target general emotion-regulation skills may
improve the effectiveness of psychotherapeutic interventions.
Ó 2008 Elsevier Ltd. All rights reserved.

Introduction can enhance these skills; and (c) incorporating these interventions
into treatment packages that also contain disorder-specific
Throughout the past two decades, the development and evalu- components (for similar ideas, see Moses & Barlow, 2006).
ation of disorder-specific treatments has been one of the most According to Thompson (1994), emotion regulation has been
prosperous fields in psychotherapy research. But despite the defined as ‘‘the extrinsic and intrinsic processes responsible for
notable progress, these treatments are not yet as effective as we monitoring, evaluating, and modifying emotional reactions, espe-
would like (e.g., Barlow, 2002; Westen & Morrison, 2001). Given cially their intensive and temporal features, to accomplish one’s
that difficulties in emotion regulation are common among a broad goals’’ (pp. 27–28). Building on this definition and synthesizing
range of mental disorders (Gross & Muñoz, 1995; Thoits, 1985), we established emotion-regulation theories (e.g., Gratz & Roemer,
propose that the effectiveness of current psychological interven- 2004; Gross, 1998; Larsen, 2000; Saarni, 1999), Berking (2007) has
tions for mental disorders can be improved by: (a) identifying proposed a model that conceptualizes adaptive emotion regulation
general emotion-regulation skills that are integral to the develop- as the interaction of nine specific emotion-regulation skills. Based
ment, maintenance, and treatment of a broad range of mental on the available literature, the following skills are considered
disorders; (b) developing non-disorder-specific interventions that important: The ability to (a) consciously process emotions/be

q Preparation of this paper was supported by Grant PA001-113040 from the Swiss National Science Foundation to Matthias Berking.
* Corresponding author. Tel.: þ1 206 616 0487; fax: þ1 206 616 1513.
E-mail address: matthias.berking@psy.unibe.ch (M. Berking).
1
Present address: Department of Clinical Psychology and Psychotherapy, University of Bern, Gesellschaftsstrasse 49, CH-3012 Bern, Switzerland. Tel.: þ41 31 631 54 17;
fax: þ41 631 41 55. E-mail: matthias.berking@psy.unibe.ch.

0005-7967/$ – see front matter Ó 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.brat.2008.08.005
M. Berking et al. / Behaviour Research and Therapy 46 (2008) 1230–1237 1231

aware of emotions (e.g., Lischetzke & Eid, 2003), (b) identify and might be important mechanisms of change in psychological inter-
label emotions (e.g., Bagby, Parker, & Taylor, 1994; Feldman-Barrett, ventions. For example, emotion regulation is a core skill taught in
Gross, Christensen, & Benvenuto, 2001), (c) interpret emotion- dialectical behaviour therapy (DBT; Linehan, 1993), which has dis-
related body sensations correctly (e.g., Damasio, 1994; Marchesi, played effectiveness in the treatment of borderline personality
Fontò, Balista, Cimmino, & Maggini, 2005), (d) understand the disorder (BPD; for review see Lynch, Trost, Salsman, & Linehan,
prompts of emotions (e.g., Southam-Gerow & Kendall, 2002), (e) 2007) and has amassed at least preliminary evidence indicating
support oneself in emotionally distressing situations (e.g., Gilbert, effectiveness in the treatment of substance abuse (Linehan et al.,
Baldwin, Irons, Baccus, & Clark, 2006; Leahy, 2002), (f) actively 2002), eating disorders (Safer, Telch, & Agras, 2001; Telch, Agras,
modify negative emotions in order to feel better (e.g., Catanzaro & Linehan, 2001), and depression in older adults (Lynch, Morse,
& Greenwood, 1994; Salovey, Mayer, Goldman, Turvey, & Palfai, Mendelson, & Robins, 2003). Further examples of promising
1995), (g) accept emotions (e.g., Greenberg, 2002; Hayes, Strohsal, treatments that focus on emotion-regulation skills include treat-
& Wilson, 1999; Leahy, 2002), (h) be resilient to /tolerate negative ments for binge eating (Clyne & Blampied, 2004), PTSD related to
emotions (e.g., Kabat-Zinn, 2003; Kobasa, Maddi, & Kahn, 1982), childhood abuse (Cloitre, Koenen, Cohen, & Han, 2002), and
and (i) confront emotionally distressing situations in order to attain generalized anxiety disorder (Mennin, Heimberg, Turk, & Fresco,
important goals (e.g., Hayes, Wilson, Gifford, Follette, & Strohsal, 2002), as well as an acceptance-based emotion-regulation training
1996; Margraf & Berking, 2005). An important assumption of the for BPD (Gratz & Gunderson, 2006).
model is that the abilities to modify emotions in a desired direction However, although extensive data suggest that deficits in
and/or accept and tolerate undesired emotions are integral for general emotion-regulation skills are involved in the development,
mental health. In contrast, the other skills are only assumed to be maintenance, and treatment of a variety of mental disorders,
relevant to the extent that they facilitate the application of the several limitations in current research make it difficult to use this
pivotal skills of modification and/or acceptance/tolerance (for knowledge to improve psychological interventions. First, most
further details see Berking, 2007). studies have focused exclusively on one or two specific skills. Since
General emotion-regulation skills (i.e., skills that can be applied these studies usually differ in methodology, it is difficult to
to successfully regulate a wide range of emotions) are important for compare results and clarify which skills are most strongly associ-
several reasons: First, negative emotions that are not necessarily ated with mental health. Second, at this point we have little
mentioned in the diagnostic criteria of a particular disorder often information about which (of the above) emotion-regulation skills
cue behaviour patterns associated with the disorder (e.g., anger must be enhanced in order to improve outcome of psychological
cues binge eating; sadness cues substance abuse). Second, negative interventions. Third, we do not know whether certain emotion-
emotions not necessarily mentioned in diagnostic criteria often regulation skills are more likely to be improved by specific types of
severely interfere with effective coping and implementation of treatment. Fourth, there is a striking lack of studies that system-
strategies learned in treatment (e.g., anxiety impedes depressed atically vary the amount of training in emotion-regulation skills
patients from active problem solving; depressed mood and feelings during treatment. Finally, there is not yet one empirical study that
of hopelessness impede anxious patients from engaging in feared investigates the effectiveness of an emotion-regulation interven-
situations). Finally, many patients suffer from more than one tion that can be added to a variety of empirically based treatments
disorder (Krueger & Markon, 2006), which could be explained at and can target emotion-regulation deficits in a broad range of
least partly by general emotion-regulation deficits (e.g., inability to mental disorders. This final limitation is particularly problematic, as
accept one’s feelings likely will lead to a variety of responses, such such an intervention could be applied more economically and
as avoidance or rumination, that eventually lead to multiple disseminated more easily than a series of disorder-specific
disorders, such as anxiety and depression). Thus, the enhancement emotion-regulation trainings. Therefore, the aim of this pilot study
of skills that are applicable to more than one emotion can target the is to clarify the importance of general emotion-regulation skills as
essence of a patient’s problems. Especially with patients high in a treatment target by addressing the following questions:
comorbidity, a focus on general emotion-regulation skills as
adjunctive to disorder-specific interventions may enhance efficacy 1 Which emotion-regulation skills are particularly associated
and efficiency of these interventions. with sound mental health?
There is ample empirical evidence that emotion-regulation skills 2 For which emotion-regulation skills is skill-enhancement
are involved in the development, maintenance, and treatment of during treatment particularly associated with treatment
mental disorders. For example, cross-sectional studies have shown outcome?
psychopathology to be associated with deficits in various emotion- 3 Can the effects of a CBT-based treatment be improved by
regulation skills (Levine, Marziali, & Hood, 1997; Novick-Kline, Turk, incorporating a non-disorder-specific intervention that
Mennin, Hoyt, & Gallagher, 2005). Longitudinal studies have also specifically targets general emotion-regulation skills?
demonstrated that emotion-regulation skills predict status of
mental health at later points in time (Kraaij, Pruymboom, & Gar-
nefski, 2002; Seiffge-Krenke, 2000). In addition, neuroimaging Method
studies indicate that successful emotion regulation involves brain
areas that have been found to be functionally impaired in subjects Study participants
suffering from mental-health problems (for reviews see Grawe,
2006, or Ochsner & Gross, 2008). Finally, mediational and experi- The primary sample of this study consisted of 289 inpatients
mental studies have demonstrated that emotion-regulation skills treated for a variety of mental disorders in a mental-health hospital
mediate the effects of a stressor on the development of psycho- in Germany. Recruitment occurred between January and April
pathological symptoms (Sim & Zeman, 2005) and influence 2006. Patients were eligible for the study if they were at least 18
emotional responses toward experimentally induced emotions and/ years of age, met criteria for a mental disorder according to ICD-10
or components of emotions (Campbell-Sills, Barlow, Brown, (Dilling, Mombour, & Schmidt, 1991), were German-speaking, and
& Hofmann, 2006; Feldner, Zvolensky, Stickle, Bonn-Miller, & Leen- were scheduled for 6 weeks of inpatient treatment. In order to
Feldner, 2006; Rusting & Nolen-Hoeksema, 1998). maximize the clinical realism and ensure that the sample was
Additionally, the effectiveness of treatments that focus on representative of patients treated in routine clinical practice, there
enhancing emotion-regulation skills suggests that these skills were no further exclusion criteria. The most common primary
1232 M. Berking et al. / Behaviour Research and Therapy 46 (2008) 1230–1237

disorders, as diagnosed during the standard intake interview by Worall, & Keller, 1995). Positive and negative affect was assessed
senior clinicians (all with masters degrees or greater in medicine or with the German version of the Positive and Negative Affect
psychology) according to ICD-10 criteria, were major depressive Schedule (PANAS; German: Krohne, Egloff, Kohlmann, & Tausch,
episode (25%), recurrent depressive disorder (23%), adjustment 1996), referring to the last week before assessment in order to cover
disorders (22%), panic disorder (5%), posttraumatic stress disorder the same time period as the ERSQ. All above measures are widely
(3%), somatoform pain disorder (3%), and dysthymia (2%). used in clinical research and have been shown to be reliable and
A significant proportion of patients met ICD-10 criteria for more valid (Franke, 2002; Hautzinger, Bailer, Worall, & Keller, 1995;
than one F-diagnosis (41%). Average age of participants was 47 Krohne, Egloff, Kohlmann, & Tausch, 1996).
years (SD ¼ 9.0; 20–78); the majority were women (77%); and all
were Caucasian. Five patients (three patients invited to participate Treatments
in emotion-regulation training and two patients not invited)
dropped out of treatment due to private or work-related reasons CBT-based treatment as usual (TAU)
and were consequently excluded from the study. All patients in the clinical sample received psychotherapeutic
In order to compare emotion-regulation skills in patients versus inpatient treatment. The inpatient treatment lasted 6 weeks and
non-clinical controls, a community-based sample of 246 controls consisted mainly of cognitive-behavioural therapy (CBT), which
was recruited by research assistants and students at the Universi- included techniques such as behaviour analyses, contingency
ties of Bern, Freiburg (Switzerland), and Bochum (Germany) management, cognitive restructuring, role play, relaxation train-
through people approached during street fairs. Subjects were ings, etc. (see Dobson, 2001). Therapists were free to use techniques
excluded from the sample if they reported current involvement in from other evidence-based approaches (e.g., interpersonal and
psychotherapeutic treatment. Subjects were not matched to the experiential) if deemed necessary and if integrated into the CBT-
clinical sample in a systematic way. Average age in the community- concept according to Grawe’s (2006) rationale of common-factor-
based sample was 29.9 years (SD ¼ 11.6; 18–76). The majority of based treatment. Patients received one session of individual
participants were female (63%); all were Caucasian. Regarding therapy and an average of six sessions of group therapy per week.
maximum years of education completed; 6% reported 10 years, 72% Interventions were supplemented with sports therapy and phys-
reported 12 years, and 22% reported master degrees. iotherapy, as well as medical treatment when necessary. Treatment
was delivered by 13 experienced therapists and 6 therapists in
Measures training. Adherence was ensured via weekly supervision of all
therapists by licensed senior therapists.
General emotion-regulation skills were assessed with the Fra-
gebogen zur Selbsteinschätzung Emotionaler Kompetenzen (SEK; Training of emotion-regulation skills
Emotion Regulations Skills Questionnaire, ERSQ; Berking & Znoj, A randomly selected subgroup of patients was offered the
2008). The ERSQ is a 27-item self-report measure that assesses option to replace 1.5 h per day of the CBT-based treatment as usual
application of emotion-regulation skills during the previous week (TAU) with an abbreviated version of the Training Emotionaler
on a five-point Likert-type scale (‘‘not at all’’ to ‘‘almost always’’). It Kompetenzen (Integrative Training of Emotional Competencies
contains nine scales that correspond to the nine emotion-regula- [ITEC]2; Berking, 2007) during the last week of treatment. The core
tion skills previously discussed. Items are preceded by the stem, of this group-based intervention consists of a set of general
‘‘Last week.’’ and include ‘‘I paid attention to my feelings’’; ‘‘my emotion-regulation skills that are practiced as often and intensely
physical sensations were a good indication of how I was feeling’’; ‘‘I as possible. The training utilizes techniques from cognitive-
was clear about what emotions I was experiencing’’; ‘‘I was aware of behavioural therapy (Dobson, 2001), dialectical behavioural
why I felt the way I felt’’; ‘‘I was able to accept my negative feel- therapy (Linehan, 1993), mindfulness-based interventions (Kabat-
ings’’; ‘‘I felt strong enough to tolerate even negative emotions’’; ‘‘I Zinn, 2003), empathy trainings (Gilbert et al., 2006), emotion
supported myself in emotional distressing situations’’; ‘‘I could do focused therapy (Greenberg, 2002), and problem-solving therapies
what I intended to do despite of my negative feelings’’; and ‘‘I was (e.g., Nezu, D’Zurilla, Zwick, & Nezu, 2004). As shown in Table 1, the
able to influence my negative feelings.’’ training begins with a thorough outline of the origins, functions,
Results from validation studies (Berking & Znoj, 2008) indicate mechanisms, and possible risks and benefits of emotional reactions.
that both the total score and the subscales of the ERSQ have good Integrating findings and pictures from the affective neurosciences,
internal consistencies (Cronbach’s a ¼ 0.90, and 0.68–0.81, respec- seven neural ‘‘vicious circles’’ are presented that are deemed
tively) and adequate retest-reliability (rtt ¼ 0.75 and 0.48–0.74, important for long-term maintenance of negative emotions (e.g.,
respectively). All scales have demonstrated convergent and activation of the amygdala can increase muscle tension and vice
discriminate validity, including strong positive correlations with versa). For each vicious circle, a technique is presented that is
constructs related to emotion regulation (Berking & Znoj, 2008). designed to interrupt the circle (see Table 1). Each of these skills is
Sensitivity to change has been demonstrated in several samples of first practiced in a long version (approximately 20 min per skill).
patients undergoing psychotherapeutic treatment (Berking & Znoj, Subsequently, patients are trained to apply each skill in a shorter
2008). Moreover, in two recent studies with 1081 total participants, period of time (5 s to 5 min). These abbreviated methods of skills
the ERSQ was shown to predict subsequent indicators of emotional application are then combined into what is called the ITEC
adjustment over and above previous adjustment, whereas indica- Sequence, and patients are trained to apply the entire sequence of
tors of emotional adjustment did not predict subsequent ERSQ skills to emotions they have difficulty regulating. To facilitate skills
scores (Berking, Orth, Wupperman, Meier, & Caspar, in press). These application in distressing situations, ITEC strongly emphasizes the
findings suggest that the skills assessed with the ERSQ do not need for a regular practice. Patients are taught a specific set of skill-
merely represent a symptom of mental-health problems. building exercises; they develop their own training regiment to
Mental-health problems were operationalized as the severity of practice the skills; they are provided audio-CDs that guide them
psychopathological symptoms, the intensity of negative affect (NA), through skill-building exercises; and they can choose to receive
and the absence of positive affect (PA). Psychopathological symp-
toms were assessed using the German versions of the Symptom
Checklist-90-Revised (SCL-90-R; German: Franke, 2002) and the 2
A preliminary English version of the ITEC manual can be obtained from the first
Beck Depression Inventory (BDI; German: Hautzinger, Bailer, author.
M. Berking et al. / Behaviour Research and Therapy 46 (2008) 1230–1237 1233

Table 1 treatment as usual. There was no evidence suggesting that the


Overview of ITEC three ITEC therapists had superior skills and/or more experience
Sessiona Topic/Skill Content compared with the other therapists who exclusively delivered the
1&2 Psycho-education (1) Illustration of biological and psychological CBT-based treatment.
origins, functions, mechanisms, and possible risks
and benefits of emotional reactions; Procedures
(2) deduction of basic skills from
neuropsychological ‘‘vicious circles’’; and
(3) explanation of importance Subjects of the community-based sample anonymously
of regular practice. completed the ERSQ, as well as additional measures which are not
3 PMR þ breathing Introduction to progressive muscle relaxation a focus of the current study. Subjects of the clinical sample
relaxation (Jacobson, 1938) and slow exhalation in order to completed paper-and-pencil measures of emotion-regulation skills
reduce psychophysiological arousal.
4&5 Non-judgmental Learning to be aware of emotions and the
and mental health on the first and last days of inpatient treatment.
awareness antecedents of emotions (sensations, cognitions, Questionnaires were administered and entered by administrative
motivational impulses), as well as labeling staff that was blind to treatment condition. One day after admis-
emotions without judgment and without giving sion, a randomly selected sub-sample of new arrivals (alternating
into emotion-induced action tendencies
upper versus lower two-thirds of new arrivals per week, according
(e.g., Kabat-Zinn, 2003).
6 Acceptance and (1) Setting acceptance as a goal; to ranked dates of applications for treatment) was introduced to the
tolerance (2) providing a justification for this goal; goals and content of ITEC. These patients were offered the option of
(3) viewing emotions as allies that can deliver participating in the training during the last week of treatment or
important messages and suggest potentially continuing with treatment as usual. In the final analyses, we
helpful actions;
(4) becoming aware of one’s capacity to
compared treatment effects for patients who had not been invited
tolerate negative emotions; and to participate in the training (TAU; N ¼ 114) and patients who had
(5) realizing that emotions are not permanent. been invited and had chosen to participate in the training
7&8 Effective self-support (1) Visualizing oneself in the distressing situation; (TAU0 þ ITEC; N ¼ 90). All potential participants were informed that
(2) activating an empathetic mind set; and
participation in the study was voluntary and that information
(3) approaching, encouraging, and soothing
oneself in the imagined scene. would be kept confidential.
9 Analysis Understanding the cues of the present emotion
by applying a schema that addresses: Statistical analyses
the objective situation; present needs, wishes,
goals, and expectations; cognitive appraisals;
old schemata affecting appraisals;
Analysis of Covariance (ANCOVA) models were used to assess
primary emotions; secondary emotions; differences in successful skills application in non-clinical controls
action tendencies; and actions taken. versus patients. As emotion-regulation skills have been shown to
10 Modification Modification of quality and/or quantity of an be significantly correlated (Berking & Znoj, 2008), stepwise logistic
emotional reaction with the help of a five-step
regression was used to identify skills that best discriminated
emotion modification plan, which is based on the
general problem-solving model and includes: between the two groups when the influence of other skills was
(1) setting a specific and realistic goal of how one controlled. For these multivariate analyses, significance levels of
wants to feel; p ¼ 0.05 were required to include a variable in the equation, and
(2) brainstorming possible ways of levels of p ¼ 0.10 for that variable to be retained. To address the
changing the antecedents of the emotion;
(3) choosing a strategy;
inherent unreliability in standard stepwise approaches, we repli-
(4) making a specific plan; and cated the analyses more than 1000 times by sampling with
(5) evaluating progress, including reinforcement replacements from the original sample, and we retained only those
of successful efforts or change of plan/goal predictors that were significant more than half of the time (boot-
if necessary.
strap re-sampling; Mick & Ratain, 1994; Sauerbrei, 1999). A final
a
Note. 45 min per session. PMR ¼ Progressive Muscle relaxation. For further stepwise model was implemented with candidate predictors
details see Berking (2007). determined from the boot-strap process. Spearman correlations
were used to assess univariate associations between pretreatment
successful skills application and outcome measures, and between
text messages or emails that suggest a variety of short exercises. change in successful skills application and change in outcome
ITEC is designed as a stand-alone or adjunctive intervention that measures. Additionally, we used stepwise multiple regression in
can be added to any form of empirically validated treatment in order to determine which skills best predicted outcome measures
order to enhance general emotion-regulation skills in clinical or at- for both pretreatment and gain scores while controlling for asso-
risk populations. The standard training consists of 12 modules, each ciations between skills. For these analyses, we used the same alpha-
lasting for 1.5 h, scheduled on three separate days with 2 weeks of levels as in the logistic regression and the boot-strapping procedure
autonomous practice between each training day. described above to enhance reliability of the analyses.
In this study, the standard ITEC had to be modified to match the To evaluate the impact of CBT-based treatment and the addi-
therapeutic resources of the setting. The adapted version differed tional impact of the emotion-regulation training, repeated
from the standard in that the training was offered during the last measurement analyses of covariance (ANCOVA) were used. These
week of treatment for 1.5 h per day, resulting in 7.5 h of group- analyses were performed with time and time  treatment as inde-
based training in five days, as opposed to 18 h of group-based pendent variables, and with the ERSQ total score, the ERSQ
training in 6 weeks. Moreover, the text-message coaching was subscales, and measures of mental health as dependent variables.
offered to patients only after they had left the clinic; thus, assess- A power analysis estimated that 102 participants were required in
ment of possible effects took place before this part of the training each group for a power of 80% with a small-to-medium effect size
was delivered. ITEC groups consisted of 8–10 participants and were and a set at 0.05, one-tailed. As sex and age have been found to be
conducted by three ITEC-trained therapists. These therapists were associated with methods of dealing with emotions (e.g., Blanchard-
supervised by a senior therapist to ensure adherence to the ITEC Fields, Stein, & Watson, 2004; Nolen-Hoeksema, & Morrow, 1991),
manual. They were also involved in delivering the CBT-based these variables were included as covariates in the correlation and
1234 M. Berking et al. / Behaviour Research and Therapy 46 (2008) 1230–1237

regression analyses, as in the group comparisons if groups differed resilience showed the highest correlations (Mdn ¼ 0.52 and 0.51).
on these variables. Group differences with regard to sex, age, and When negative affect was controlled, the effect sizes for the total
baseline outcome scores were tested with simple t- and c2-tests. As score continued to range between 0.36 and 0.47 (Mdn ¼ 0.41). As
the intensity of negative affect is likely to be both a cause and an before, awareness of emotions and awareness of emotion-related
effect of success in skills application, we repeated primary analyses sensations showed the lowest correlations (Mdn ¼ 0.19 and 0.20),
while controlling for negative affect as assessed by the PANAS. SPSS while resilience and modification showed the highest (Mdn ¼ 0.40
(version 14.0) was used for all analyses. and 0.38).
The overall pattern of results for the stepwise multiple regres-
sion of pretreatment scores was largely consistent with the results
Results from the univariate analyses. In the boot-strapping procedure, only
modification and resilience were reliably identified as significant
Pretreatment emotion regulation and mental health predictors of pretreatment measures of mental health (over and
above the effects of sex and age). In the final regression analyses,
The clinical and community-based samples differed with regard modification was identified as the strongest predictor of all
to age and sex (t[446] ¼ 18.96, p < 0.001; c2[1, N ¼ 535] ¼ 93.96, measures over and above sex and age (GSI: b ¼ 0.53, DR2 ¼ 0.28,
p < 0.001); thus these variables were included as covariates. As F ¼ 107.42, p < 0.001; BDI: b ¼ 0.32, DR2 ¼ 0.28, F ¼ 104.09,
shown in Table 2, internal consistency of the ERSQ subscales was p < 0.001; PAPANAS: b ¼ 0.44, DR2 ¼ 0.34, F ¼ 140.08, p < 0.001;
adequate-to-good in both samples. Correlations between ERSQ NAPANAS: b ¼ 0.27, DR2 ¼ 0.18, F ¼ 58.89, p < 0.001). Resilience
subscales ranged from r ¼ 0.24–0.61 (Mdn ¼ 0.44) in the clinical significantly predicted all measures of mental health except the GSI
sample and r ¼ 0.05–0.63 (Mdn ¼ 0.36) in the control sample. over and above (sex, age and) modification (BDI: b ¼ 0.31,
Also shown in Table 2, ERSQ total scores were significantly lower DR2 ¼ 0.05, F ¼ 20.08, p < 0.001; PAPANAS: b ¼ 0.22, DR2 ¼ 0.03,
in the clinical sample than in the control sample, indicating that F ¼ 11.09, p < 0.001; NAPANAS: b ¼ 0.23, DR2 ¼ 0.03, F ¼ 9.33,
individuals in the clinical sample reported less mastery of emotion- p < 0.01). When NAPANAS was used as a covariate the overall pattern
regulation skills. For the subscales, the greatest differences occurred of results did not change, except for resilience (BDI: b ¼ 0.21,
for acceptance, resilience and understanding. This finding did not DR2 ¼ 0.10, F ¼ 41.01, p < 0.001; PAPANAS: b ¼ 0.19, DR2 ¼ 0.02,
change when the negative affect scale of the PANAS was included as F ¼ 7.74, p < 0.01) being identified as the strongest and modification
an additional covariate (acceptance: F[1,507] ¼ 41.88, h2 ¼ 0.08, (GSI: b ¼ 0.31, DR2 ¼ 0.08, F ¼ 43.15, p < 0.001; BDI: b ¼ 0.21,
p < 0.001; resilience: F[1,507] ¼ 29.97, h2 ¼ 0.06, p < 0.001; under- DR2 ¼ 0.02, F ¼ 11.19, p < 0.01; PAPANAS b ¼ 0.39, DR2 ¼ 0.21,
standing: F[1,508] ¼ 54.79, h2 ¼ 0.10, p < 0.001). The same skills F ¼ 89.62, p < 0.001) as the second strongest predictor for the BDI in
were also identified in the stepwise logistic regression with boot- the final regression analyses.
strap re-sampling as significant predictors of group status
(ORs ¼ 0.46, 0.51, and 0.44; CIs ¼ 0.29–0.74, 0.34–0.77, and 0.30–0.65; Change in emotion regulation during treatment and treatment
p < 0.001 in all cases; Chi-square goodness-of-fit tests for the whole outcome
model: c2[6, N ¼ 535] ¼ 371.82, p < 0.001). Unexpectedly, self-support
was associated with a higher likelihood of belonging to the group of As also shown in Table 3, change in the ERSQ total score during
patients (OR ¼ 1.84; CI ¼ 1.21–2.81; p < 0.01). Additional analyses treatment was significantly related to change in all other outcome
indicated that these results did not change notably when measures, with correlations ranging from 0.40 to 0.49
NAPANAS was included as a covariate (ORs ¼ 0.55, 0.62, 0.40 and (Mdn ¼ 0.45). The subscales awareness of emotion-related sensa-
1.86; CIs ¼ 0.33–0.91, 0.40–0.94, 0.27–0.60, and 1.20–2.87; tions, awareness of emotions, and clarity showed the lowest corre-
p < 0.01 in all cases; c2[7, N ¼ 535] ¼ 392.83, p < 0.001). lations with other outcome measures (Mdn ¼ 0.16, 0.20, and 0.23),
The following analyses refer to the clinical sample only. As dis- whereas modification, acceptance, and resilience, showed the high-
played in Table 3, the pretreatment ERSQ total score was signifi- est correlations (Mdn ¼ 0.47, 0.46, and 0.42). When negative affect
cantly associated with measures of psychopathologic symptoms, was controlled, correlations decreased and ranged between 0.27
depression, positive affect and negative affect. Correlations ranged and 0.38 for the ERSQ total score (Mdn ¼ 0.35). Awareness of
from 0.37 to 0.55 (Mdn ¼ 0.51). Subscales of the ERSQ differed in emotion-related sensations, self-support, and readiness to confront
their strength of associations with the other measures. Awareness of situations that trigger negative emotions demonstrated the lowest
emotions and awareness of emotion-related sensations showed the correlations (Mdn ¼ 0.13, 0.15, and 0.16), whereas acceptance,
lowest correlations (Mdn ¼ 0.20), whereas modification and resilience, and modification demonstrated the highest (Mdn ¼ 0.31,
0.30, and 0.30).
The boot-strapping multiple regression process identified the
Table 2
Group comparisons on ERSQ scales following skills as reliable predictors (over and above sex and age):
modification for all outcome measures, resilience for all outcome
Scale Patients Controls F(1,511) h2
measures except PAPANAS, acceptance for the BDI and PAPANAS, and
a M SD a M SD awareness for NAPANAS. In the final regression analyses, change in
Awareness 0.81 2.03 0.94 0.83 2.69 0.90 34.67* 0.06 modification was the strongest predictor of change in the GSI
Sensations 0.74 2.42 0.92 0.74 2.79 0.80 16.54* 0.03 (b ¼ 0.29, DR2 ¼ 0.20, F ¼ 63.28, p < 0.001), PAPANAS (b ¼ 0.36,
Clarity 0.79 2.35 0.94 0.78 2.91 0.83 45.95* 0.08
Understanding 0.77 2.10 0.95 0.66 2.92 0.69 85.51* 0.14
DR2 ¼ 0.27, F ¼ 92.79, p < 0.001) and NAPANAS (b ¼ 0.39, DR2 ¼ 0.17,
Acceptance 0.72 1.91 0.88 0.64 2.83 0.72 95.73* 0.16 F ¼ 53.21, p < 0.001), the change in modification predicted change in
Resilience 0.84 1.63 0.99 0.76 2.62 0.81 80.67* 0.14 the BDI over and above the effects of resilience and acceptance
Self-support 0.81 2.11 0.96 0.71 2.64 0.77 18.58* 0.04 (b ¼ 0.17, DR2 ¼ 0.02, F ¼ 5.21, p < 0.05). Change in resilience was
R. to confront 0.85 2.12 1.03 0.79 2.60 0.93 21.81* 0.04
the strongest predictor of change in the BDI (b ¼ 0.24, DR2 ¼ 0.22,
Modification 0.76 1.57 0.83 0.72 2.25 0.81 55.28* 0.10
ERSQtotal 0.94 2.03 0.71 0.90 2.70 0.52 90.58* 0.15 F ¼ 71.73, p < 0.001). Change in resilience also predicted change in
the GSI over and above modification (b ¼ 0.26, DR2 ¼ 0.04,
Note. All comparisons with sex and age as covariates; a ¼ Cronbach’s Alpha;.
ERSQ ¼ Emotion Regulation Skills Questionnaire; R. to confront ¼ readiness to
F ¼ 14.29, p < 0.001) and change in NAPANAS over and above modi-
confront situations that cue negative emotions. fication and awareness (b ¼ 0.21, DR2 ¼ 0.03, F ¼ 8.86, p < 0.01).
*p < 0.001. Change in acceptance predicted change in the BDI over and above
M. Berking et al. / Behaviour Research and Therapy 46 (2008) 1230–1237 1235

Table 3
Spearman correlations of ERSQ scores and indicators of mental health (clinical sample)

Scale Pretreatment scores Gain scores

GSI BDI PAPANAS NAPANAS GSI BDI PAPANAS NAPANAS


Awareness 0.19** 0.21*** 0.30*** 0.10(*) 0.16** 0.24*** 0.30*** 0.09(*)
Sensations 0.17** 0.23*** 0.26*** 0.12** 0.15* 0.16** 0.23*** 0.10*
Clarity 0.33*** 0.36*** 0.34*** 0.20*** 0.20** 0.26*** 0.27*** 0.17**
Understanding 0.32*** 0.33*** 0.33*** 0.19** 0.25*** 0.31*** 0.30*** 0.23***
Acceptance 0.45*** 0.45*** 0.45*** 0.40*** 0.46*** 0.47*** 0.46*** 0.38***
Resilience 0.50*** 0.53*** 0.52*** 0.40*** 0.44*** 0.45*** 0.39*** 0.36***
Self-support 0.43*** 0.44*** 0.44*** 0.36*** 0.29*** 0.27*** 0.28*** 0.31***
R. to confront 0.41*** 0.43*** 0.46*** 0.33*** 0.24*** 0.26*** 0.32*** 0.27***
Modification 0.53*** 0.51*** 0.58*** 0.41*** 0.48*** 0.46*** 0.49*** 0.46***
ERSQtotal 0.50*** 0.52*** 0.55*** 0.37*** 0.44*** 0.47*** 0.49*** 0.40***

Note. N ¼ 247–280. All correlations control for sex and age. ERSQ ¼ Emotion Regulation Skills Questionnaire; GSI ¼ SCL 90-R Global Severity Index; BDI ¼ Beck Depression
Inventory; R. to confront ¼ readiness to confront situations that cue negative emotions; PAPANAS ¼ Positive Affect Subscale from PANAS; NAPANAS ¼ Negative Affect Subscale
from PANAS.
(*)p < 0.10; *p < 0.05; **p < 0.01; ***p < 0.001.

resilience (b ¼ 0.20, DR2 ¼ 0.05, F ¼ 15.86, p < 0.001) and change in differences with regard to the GSI. When changes in NAPANAS were
PAPANAS over and above modification (b ¼ 0.25, DR2 ¼ 0.04, included as a covariate, the effects of condition on outcome were
F ¼ 12.88, p < 0.001). Finally, change in awareness predicted change reduced to a trend for the ERSQtotal score (F[1,176] ¼ 3.49, h2 ¼ 0.02;
in NAPANAS over and above modification (b ¼ 0.20, DR2 ¼ 0.03, p ¼ 0.063), were no longer significant for PAPANAS (F[1,176] ¼ 1.44,
F ¼ 8.08, p < 0.01). When negative affect was included as a covariate h2 ¼ 0.01; p ¼ 0.23), and were still significant for the BDI
resilience and modification were identified as reliable predictors for (F[1,176] ¼ 4.21, h2 ¼ 0.02; p ¼ 0.042).
the GSI (b ¼ 0.16, DR2 ¼ 0.05, F ¼ 21.24, p < 0.001; b ¼ 0.15, Additional exploratory analyses demonstrated that within the
DR2 ¼ 0.01, F ¼ 5.86, p < 0.05), acceptance and resilience for the BDI CBT condition the subscale modification demonstrated the greatest
(b ¼ 0.20, DR2 ¼ 0.09, F ¼ 35.90, p < 0.001; b ¼ 0.20, DR2 ¼ 0.02, gain (h2 ¼ 0.31). The subscales awareness of emotions, under-
F ¼ 9.35, p < 0.01), and modification and acceptance for the PAPANAS standing, acceptance, and resilience also showed notable improve-
(b ¼ 0.25, DR2 ¼ 0.11, F ¼ 43.33, p < 0.001; b ¼ 0.20, DR2 ¼ 0.02, ments (h2 ¼ 0.26, 0.24, 0.22 and 0.21). This pattern changed slightly
F ¼ 9.43, p < 0.01). when NAPANAS was controlled (h2 ¼ 0.12, 0.18, 0.15, 0.06 and 0.06).
Compared with the CBT condition, larger gains in the TAU0 þ ITEC
condition were found with regard to awareness of emotions,
Treatment effects acceptance, and resilience (h2 ¼ 0.06, 0.04 and 0.02). The latter were
notably decreased when negative affect was controlled (h2 ¼ 0.05,
There were no significant differences between the TAU condi- 0.02 and 0.00).
tion and the TAU0 þ ITEC condition with regard to age (t[202] ¼ 1.12,
p ¼ 0.90), sex (c2[1, N ¼ 204] ¼ 2.8, p ¼ 0.09) and prescores of
emotion-regulation and mental-health measures (ERSQtotal: Discussion
t[190] ¼ 1.6, p ¼ 0.11; GSI: t[194] ¼ 0.1.09, p ¼ 0.28; BDI:
t[197] ¼ 0.11, p ¼ 0.92; PAPANAS: t[190] ¼ 0.63, p ¼ 0.53; NAPANAS: The goal of this study was to evaluate the importance of tar-
t[190] ¼ 0.64, p ¼ 0.53). As can be seen in Table 4, all outcome geting general emotion-regulation skills in psychological inter-
measures significantly improved in both treatment conditions. ventions. To this end, we assessed self-reports of skills application
Significant interaction terms and small-to-moderate effect sizes in a sample of 289 inpatients pre- and posttreatment, as well as in
indicated that, compared with the CBT condition, treatment gains a sample of 246 controls. Results show that psychotherapy patients
were slightly larger in the TAU0 þ ITEC condition for the ERSQ total report fewer emotion-regulation skills than non-clinical controls.
score, the BDI, and both scales of the PANAS. There were no group Additionally, pretreatment emotion-regulation skills were

Table 4
Effects of CBT-based treatment on ERSQ scales (ANOVA)

Source Condition Pre Post Time Time  condition

M SD M SD F(1,78–101) h2 F(1,177–183) h2
ERSQtotal TAU 2.08 0.74 2.51 0.75 39.20*** 0.28 6.37* 0.04
TAU0 þ ITEC 1.91 0.62 2.59 0.63 108.58*** 0.58

GSI TAU 1.10 0.67 0.70 0.64 59.82*** 0.37 0.79 0.00
TAU0 þ ITEC 1.03 0.51 0.57 0.50 142.07*** 0.63

BDI TAU 18.45 10.46 11.93 10.22 68.97*** 0.41 7.66** 0.04
TAU0 þ ITEC 18.96 8.36 9.33 8.72 150.41*** 0.65

PAPANAS TAU 1.49 0.77 2.21 0.93 51.63*** 0.34 4.33* 0.02
TAU0 þ ITEC 1.39 0.72 2.41 0.75 99.18*** 0.56

NAPANAS TAU 1.61 0.79 1.02 0.80 47.80*** 0.33 5.11* 0.03
TAU0 þ ITEC 1.69 0.73 0.83 0.62 105.44*** 0.58

Note. ERSQ ¼ Emotion Regulation Skills Questionnaire; TAU ¼ CBT-based treatment as usual; ITEC ¼ Integrative Training of Emotion-Regulation Competencies.
*p < 0.05; **p < 0.01; ***p < 0.001.
1236 M. Berking et al. / Behaviour Research and Therapy 46 (2008) 1230–1237

significantly associated with measures of mental health and well- and focus on modification, acceptance, and resilience (e.g., Green-
being in the clinical sample. Thus, results are consistent with the berg, 2002; Linehan, 1993). Finally, the findings do not provide the
assumption that deficits in emotion-regulation skills contribute to same support for treatment rationales that focus exclusively on
the development and maintenance of psychopathology. For both awareness of feelings (and emotion-related sensations) as an end in
findings, the relationship is only partly moderated by the intensity itself.
of negative affect. Thus, the findings do not simply reflect the After a 6-week CBT-based inpatient program, patients reported
impact of negative affect on the ability to cope with negative increased successful skills application. The effect size is large for the
emotions. The ERSQ subscales most strongly and consistently ERSQ total score. This supports the assumption that CBT treatments
related to mental health are modification, resilience, and acceptance enhance general emotion-regulation skills. Patients who partici-
of negative emotions. This finding supports theories that focus on pated in a modified CBT treatment which incorporated a specific
emotion-related self-efficacy and theories that focus on the training of emotion-regulation skills (TAU0 þ ITEC) demonstrated
acceptance and tolerance of negative emotions as fundamental for significantly greater gains in self-reports of successful skills appli-
mental health (Catanzaro & Greenwood, 1994; Hayes et al., 1996; cation. Moreover, patients in the TAU0 þ ITEC condition demon-
Hayes et al., 2004; Kobasa et al., 1982; Salovey et al., 1995). strated a greater reduction in depression and negative affect and
However, the strongest support is provided for theories that focus a greater increase of positive affect. These findings provide
on both acceptance/resilience and on active modification as equally preliminary support for the utility of incorporating an intensive
essential for mental health (Greenberg, 2002; Linehan, 1993). emotion-regulation training to enhance the effectiveness of CBT-
In contrast, theories emphasizing the importance of awareness based treatments. For a correct interpretation of the small effect
of emotions, awareness of emotion-related sensations, and clarity sizes, it has to be considered that the abbreviated version of ITEC
about emotions (Bagby et al., 1994; Feldman-Barrett et al., 2001; consisted of only five 90-min sessions and allowed only 1 week of
Marchesi et al., 2005) are only supported in part. These skills do not autonomous skills training; thus, the effects of the training had to
contribute significantly to the prediction of mental health in the compete with the ‘‘noise’’ created by (a) the CBT-based therapeutic
multivariate analyses. These findings, combined with the moderate interventions, which were administered during the first 5 weeks of
effect sizes in the univariate analyses, provide preliminary support treatment and (b) those times during the last week that partici-
for the hypothesis that these skills are important, but possibly only pants did not spend in separate treatment conditions.
to the extent that they facilitate the application of the crucial skills Strengths of this study include: the simultaneous assessment of
of modifying, accepting, and tolerating. a broad range of potentially relevant emotion-regulation skills; the
Finally, the subscale self-support in distressing situations was use of a fairly large sample of patients treated in a naturalistic
a significant predictor of belonging to the patient group. One partial setting; and the combination of cross-sectional analyses, gain-score
explanation for this finding may be that, after controlling for analyses, and a quasi-experimental design. Major limitations of this
important beneficial aspects of emotion regulation (such as study include the assessment of emotion-regulation skills and
acceptance), this scale assessed an increased self-focused attention mental-health outcomes solely by self-reports, the lack of matching
that is typically associated with mental-health problems (Mor & between the community-based and clinical samples, the lack of
Winquist, 2002). structured adherence coding, and the lack of a long-term follow-up.
The strong correlations of change in ERSQ total score with In addition, as patients were not randomized to conditions, we
changes in other outcome measures support the hypothesis that cannot equivocally declare that the superior performance of the
enhanced emotion-regulation skills facilitates treatment gains in TAU0 þ ITEC condition was not caused by selection effects. Many
other areas. In addition, many of the effects sizes remain moderate patients who declined to participate in ITEC reported that they
and most remain significant even when negative affect was were quite satisfied with the treatment they were getting and did
controlled, thus providing further support for the assumption that not want to make any change in the treatment plan. On the other
success in skill application is not merely a symptom of mental well- hand, patients who participated in ITEC often indicated that they
being. The (limited) effects of negative affect as a covariate may be considered themselves in need of better emotion-regulation skills.
explained by assuming that the enhancement of emotion-regula- Thus, patients in the TAU0 þ ITEC condition may have had a stronger
tion skills has two effects: (a) Automatic responses toward motivation for change. Future studies need to replicate these
emotionally relevant stimuli are modified in a way that impedes findings while utilizing a true experimental design, incorporating
the development of negative emotions and (b) emotion-regulation additional and possibly more-objective measures of emotion
skills enable individuals to deal with the negative emotions that do regulation and mental-health outcomes, and assessing possible
develop in a more-adaptive method that is less likely to lead to long-term effects of emotion-regulation skills. Moreover, future
mental-health problems. However, additional research is necessary studies should clarify whether a focus on emotion-regulation skills
to provide equivocal evidence of the proximal effects of emotion- provides greater benefits for some disorders than for others, as well
regulation on well-being. as whether some forms of treatment profit more strongly from
With regard to differences between skills, results indicate that adding a specific emotion-regulation training than do others.
improvements in the abilities to modify, accept, and tolerate
negative emotions are the strongest and most consistent predictors
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