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The Unified Protocol for Transdiagnostic Treatment of Emotional


Disorders in Adolescents (UP-A) Adapted as a School-Based
Anxiety and Depression Prevention Program: An Initial Cluster
Randomized Wait-List-Controlled Trial
Julia García-Escalera
Rosa M. Valiente
Bonifacio Sandín
Universidad Nacional de Educación a Distancia
Jill Ehrenreich-May
University of Miami
Antonio Prieto
Paloma Chorot
Universidad Nacional de Educación a Distancia

the development of both anxiety and depression using a single


Anxiety and depression are common debilitating conditions protocol. This is the first known controlled study to examine
that show high comorbidity rates in adolescence. The Unified the efficacy of the UP-A adapted as a nine-session universal
Protocol for Transdiagnostic Treatment of Emotional Disor- preventive intervention program delivered in a school setting. A
ders in Adolescents (UP-A; Ehrenreich-May et al., 2018) is one total of 151 students (mean age: 15.05) participated in this
of the few existing resources aimed at applying transdiagnostic randomized wait-list-controlled trial conducted in Madrid,
treatment principles across the core dysfunctions implicated in Spain. An unexpected decline in anxiety and depression levels
from pre- to posttreatment and follow-up was found in both
The authors would like to thank the secondary school that groups (p = .009, d = –0.22), and overall differences between
participated in the study (IES Jaime Vera, Madrid, Spain), its conditions did not reach significance. Exploratory analyses of
teachers, students, the school principal (Dimas Rodríguez), and the
school counselor (María Teresa Andreu). The authors would also
baseline emotional symptom severity as a potential predictor
like to thank Victoria Espinosa, who helped provide the program. trended toward a significantly greater decrease in symptoms of
This work was supported by the Spanish Ministry of Economy, depression for those with greater baseline emotional symptoms
Industry and Competitiveness grant (PSI2013-4480-P) awarded to
RMV, BS, and PC, and by the Spanish Ministry of Education,
in the UP-A group compared to the wait-list-control group.
Culture and Sport grants (FPU13/03315) awarded to JGE and Future trials with larger samples are justified to estimate the
(FPU13/05914) to AP. The funders had no role in study design, data effect of the UP-A adapted as a selective prevention program for
collection and analysis, decision to publish, or preparation of the
manuscript.
anxiety and depression.
The study was granted ethical approval from the Research Ethics
Committee of Universidad Nacional de Educación a Distancia,
Madrid, Spain. The study was registered at Clinicaltrials.gov Keywords: universal prevention; Unified Protocol for Transdiagnostic
(NCT03123991). Treatment of Emotional Disorders; adolescents; anxiety; depression
Address correspondence to Rosa M. Valiente, Ph.D., Facultad de
Psicología, Universidad Nacional de Educación a Distancia, Juan
del Rosal, 10, Madrid, Spain; e-mail: rmvalien@psi.uned.es. DEPRESSION AND ANXIETY DISORDERS are highly
0005-7894/© 2019 Association for Behavioral and Cognitive Therapies. prevalent conditions in children and adolescents
Published by Elsevier Ltd. All rights reserved. (Polanczyk, Salum, Sugaya, Caye, & Rohde, 2015)

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
2 g a r c ı́ a - e s c a l e r a e t a l .

and are associated with increased risk of subse- anxiety symptoms when compared to a control
quent mental health problems in adulthood, edu- condition. The positive effect was stronger at
cational underachievement, and difficulties in posttreatment than at follow-up, although the
relationships with peers (Ahlen, Lenhard, & reduced effect over time could be influenced by a
Ghaderi, 2015). Despite this chronic and concern- loss of statistical power due to smaller samples
ing level of impairment, only a small percentage of being retained over protracted periods. Modest
youth with anxiety or depressive disorders ever effects of universal school-based prevention pro-
receives mental health services (Essau, 2005). grams have also been reported in other recent meta-
One possible way to address this problem is by analyses (Ahlen et al., 2015; Sanchez et al., 2018).
means of early preventive actions. Preventive Anxiety and depression are frequently comorbid in
programs—that is, programs designed to reduce children and adolescents (Axelson & Birmaher, 2001)
the onset of disorders by reducing risk factors and and share vulnerability and maintenance factors, such
promoting protective processes—are commonly as negative affect, trouble tolerating unpleasant
classified into three categories: universal, selective, emotions, and maladaptive emotion regulation strat-
and indicated interventions (Mrazek & Haggerty, egies (Ehrenreich-May et al., 2018). Despite this,
1994). Universal preventive interventions are those school-based universal prevention studies have mostly
applied to all individuals within an identified applied cognitive-behavioral intervention protocols
population regardless of risk. Even though indicat- aimed to target primarily anxiety or depression. For
ed and selective programs tend to yield larger effect example, in the meta-analysis of Werner-Seidler et al.
sizes than universal programs (Sanchez et al., 2018; (2017), only 17 out of the 81 included studies targeted
Werner-Seidler, Perry, Calear, Newby, & Chris- both anxiety and depression. Similarly, in the meta-
tensen, 2017), several meta-analyses have pointed analysis of Ahlen et al. (2015), only 7 studies out of 30
out a number of advantages associated with targeted both disorders.
universal prevention programs, including the fol- However, a transdiagnostic approach may yield
lowing: relatively low dropout rates, avoiding the larger and more long-lasting benefits regarding a
stigma of singling out individuals for intervention, wider range of disorders and symptoms than
removal of the need for screening as well as disorder-specific preventive interventions, since
avoiding current limitations as to how to screen, transdiagnostic interventions target underlying vul-
and enabling a greater reach to children or nerability and maintenance factors across a group of
adolescents who have limited access to treatment commonly comorbid disorders, such as anxiety and
services or who may not have been identified as depression disorders, instead of focusing on risk
needing services (Ahlen et al., 2015; Horowitz & factors specific to only one condition (Bentley et al.,
Garber, 2006; Werner-Seidler et al., 2017). Addi- 2017). Additionally, applying transdiagnostic pre-
tionally, universal prevention programs developed ventive interventions would be more cost-effective
for children and adolescents to help them cope with since it would not be needed to deliver as many
anxiety and depression symptoms can teach rele- consecutive preventive interventions (Bentley et al.,
vant strategies to all individuals, not only the ones 2017). This would especially be of interest for
currently experiencing symptoms or who are at risk schools, which usually lack enough human, finan-
(Ehrenreich-May & Bilek, 2011). cial, and time resources to work on mental health
Employing the school system as the context for promotion and prevention (Cefai & Cavioni, 2015).
implementation of prevention programs is a natural Despite the potential benefits of transdiagnostic
way to provide young people with many of the preventive interventions there are only two trans-
skills and strategies that may protect against the diagnostic theory-driven cognitive-behavioral ther-
onset of emotional problems (Ehrenreich-May & apy (CBT) protocols to prevent anxiety and
Bilek, 2011). Some recent meta-analyses have depression, and both were developed and prelim-
examined the efficacy of school-based prevention inarily evaluated for young children: (a) EMO-
programs on anxiety and depression for children TION: “Coping Kids” Managing Anxiety and
and adolescents (Ahlen et al., 2015; Werner-Seidler Depression (Kendall, Stark, Martinsen, O’Neil, &
et al., 2017), or for children only (Sanchez et al., Arora, 2013) and (b) Super Skills for Life (Essau &
2018), based either on randomized controlled trials Ollendick, 2013). Thus, there is a critical need for
(RCTs) or cluster RCTs. The review of Werner- the development, evaluation, and dissemination of
Seidler et al. (2017) reported data of 81 studies transdiagnostic CBT universal preventive interven-
evaluating targeted or universal prevention pro- tions for anxiety and depression in adolescents.
grams. The authors concluded by stating that The Unified Protocols for Transdiagnostic Treat-
school-based prevention programs have a small ment of Emotional Disorders in Children and
beneficial effect (g ≤ 0.23) on depressive and Adolescents (UP-C and UP-A, respectively;

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
the up-a adapted as a prevention program 3

Ehrenreich-May et al., 2018) are a downward participation in the program was associated with
extension of the Unified Protocol for Transdiag- modest reductions in anxiety (d ≥ –0.41) and no
nostic Treatment of Emotional Disorders (UP; significant results were observed for depressive
Barlow et al., 2018), modified for children and symptoms. However, the uncontrolled nature of
adolescents, and are based, as is the UP, on a the study, its small sample size, and the lack of a
transdiagnostic theoretical model. The UP-A targets follow-up period made it difficult to draw firm
adolescents ages 12–17 presenting with any prima- conclusions on the efficacy of the UP-A adapted as a
ry emotional disorder, which encompasses an array universal school-based prevention protocol.
of anxiety, depressive, obsessive-compulsive, and The first aim of the present study was to examine
stress-related disorders and problem areas. One whether the adapted UP-A was more effective than
might conceptualize the UP-A techniques as com- a wait-list-control group (WLCG) in reducing the
prising the efficacious elements of CBTs (e.g., symptoms of anxiety and depression at posttreat-
emotion education, cognitive reappraisal, behav- ment and 3-month follow-up. According to the
ioral activation, exposure, and relapse prevention), literature, we expected slight beneficial effects of the
along with motivational enhancement and aware- program on depressive and anxiety symptoms at
ness, and mindfulness techniques for emotional postintervention and follow-up. The second aim
disorders in youth. was to conduct exploratory analyses of baseline
As we have previously discussed (García-Escalera et emotional symptom severity as a potential predic-
al., 2019), we believe the UP-A may be particularly tor. Based on reports that have suggested stronger
well suited for adaptation as a universal preventive effects of targeted prevention compared to universal
program for various reasons, apart from the advan- prevention (Sanchez et al., 2018; Werner-Seidler et
tages discussed above in relation to transdiagnostic al., 2017) and on studies that showed significant
preventive interventions: (a) the UP-A is a manualized reductions in anxiety and depression symptoms
treatment protocol that has provided support in only for the most symptomatic participants (Ahlen,
mitigating symptoms of both anxiety and depression Hursti, Tanner, Tokay, & Ghaderi, 2018; Gillham
(Ehrenreich-May et al., 2017; García-Escalera, et al., 2012), we expected greater reductions in
Chorot, Valiente, Reales, & Sandín, 2016; Queen, anxiety and depression in the most symptomatic
Barlow, & Ehrenreich-May, 2014); (b) its emphasis participants of the UP-A group compared to the
on addressing emotion regulation may be especially WLCG. The third and last aim of the study was to
well suited to effectively prevent the onset of and to assess the feasibility and acceptability of imple-
reduce the symptoms of a wide range of psychological menting UP-A in a preventive group format and in a
disorders since deficits in emotion regulation in youth school setting in Spain.
have been found to play a role in the development and
maintenance of numerous psychological disorders, Method
including anxiety, depression, substance use, and
PARTICIPANTS
eating disorders (Sloan et al., 2017); (c) it has a
flexible nature—that is, the clinician is advised to vary The sample consisted of 151 adolescents, 90 in the
the length of any given module based on the needs of UP-A group and 61 in the WLCG, from three ninth-
each particular patient—this flexibility along with a grade classes (3° ESO in the Spanish educational
reduced number of core modules (eight) makes this system) and two tenth-grade classes (4° ESO) from
treatment protocol a good candidate to potentially be an urban secondary school in the city of Madrid,
easily adapted as a universal preventive intervention; Spain. Table 1 presents the sociodemographic
and (d) there is preliminary evidence of the feasibility characteristics broken down per condition. The
of delivering the UP-A as a preventive intervention mean age of the total sample was 15.05 (SD = 1.14),
since the UP-C was initially developed and evaluated and the sample comprised 82 girls (54.3%) and 69
as a universal anxiety and depression prevention boys (45.7%). The inclusion criteria for the
program applied in a summer camp setting participants were (a) both the adolescent and at
(Ehrenreich-May & Bilek, 2011). least one parent or legal guardian provided written,
Due to the lack of school-based transdiagnostic informed consent, and (b) having Spanish profi-
universal programs for the prevention of anxiety ciency based on teacher reporting. No incentives
and/or depression in adolescents, our group recent- were provided for participating in this project either
ly adapted the UP-A as a school-based prevention to the adolescents or the school.
program (García-Escalera et al., 2017) and report-
ed the results associated with an uncontrolled trial PROCEDURE
(García-Escalera et al., 2019). In line with previous Fig. 1 shows a flowchart of the participants through
research, the results of this study showed that each stage of this two-arm cluster RCT with an

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
4 g a r c ı́ a - e s c a l e r a e t a l .

Table 1
Demographic Information for Each Condition at Time 1
Variable UP-A WLCG χ2 p Total
(n = 88) (n = 59) (n = 147)
n (%) n (%) n (%)
Gender a 0.043 .835
Female 50 (55.6%) 32 (52.5%) 82 (54.3%)
Male 40 (44.4%) 29 (47.5%) 69 (45.7%)
Grade 2.548 .110
9 (3°ESO) 59 (67.0%) 31 (52.5%) 90 (61.2%)
10 (4°ESO) 29 (33.0%) 28 (47.5%) 57 (38.8%)
Child’s length of residence in Spain 2.284 .516
Born in Spain 34 (38.6%) 23 (39.0%) 57 (38.8%)
A year or less 19 (21.6%) 10 (16.9%) 29 (19.7%)
2 – 5 years 17 (19.3%) 17 (28.8%) 34 (23.1%)
More than 5 years 18 (20.5%) 9 (15.3%) 27 (18.4%)
Family affluence b 0.767 .682
Low 25 (28.7%) 21 (35.6%) 46 (31.5%)
Medium 39 (44.8%) 24 (40.7%) 63 (43.2%)
High 23 (26.4%) 14 (23.7%) 37 (25.3%)
Note. UP-A = UP-A group; WLCG = Waitlist control group. Family affluence assessed by the Family Affluence Scale.
a
n = 151.
b
n = 146

intervention condition and a WLCG. The trial weekly 55-minute, nine-session universal preven-
included three measurement points along the tive intervention. Each session targeted one of the
2016–2017 school year: Time 1 (T1; November eight UP-A core modules except for Module 5
2016; 1 week before the UP-A group started the (addressing cognitive distortions and problem-
intervention), Time 2 (T2; January 2017; 1 week solving skills), which was targeted in Sessions 5
after the UP-A group finished the intervention), and and 6. The first adaptation to the original treatment
Time 3 (T3; April 2017; 3 months after the UP-A protocol was to reduce the number of sessions per
group finished the intervention and 1 week before module, especially in regard to Module 2 that
the WLCG started the intervention). Times 1, 2, targets psychoeducation about emotions (two or
and 3 assessments and intervention sessions were three suggested sessions), and Module 7 that targets
conducted at the school during school hours. The situational emotion exposures (more than two
WLCG received the intervention after the T3 suggested sessions; Ehrenreich-May et al., 2018).
assessment was completed (results of the program The module “Parenting the Emotional Adolescent”
for these participants can be found in García- was not implemented in this preventive adaptation
Escalera et al., 2019). of the UP-A.
Each participating class (cluster) was randomly Furthermore, some handouts of the UP-A were
allocated 1:1 to the preventive intervention or the adapted from the original treatment model for use
WLCG by a researcher not involved in the current in a universal prevention setting. For instance, the
project, using a computerized random number Weekly Activity Planner handout (Module 3) was
generator and a balanced design, resulting in adapted to plan and report not only enjoyable
approximately the same number of classes in each activities and emotional levels, but also school-
of the preventive intervention groups and the WLCG work. Additionally, some cultural adaptations were
(Fig. 1). Random assignment occurred before the T1 made for application of the UP-A in the Spanish
measurements took place because the research ethics cultural context. For example, some of the activities
committee requested that the parents/guardians and in the “List of Commonly Enjoyed Activities” that
the participants knew whether the student was going are not common in a Spanish context (e.g., playing
to be in the UP-A group or the WLCG when they lacrosse or yard work) were exchanged for others
provided informed consent. that are common in a Spanish context (e.g., going to
the gym or going for a walk). Finally, in this
INTERVENTION preventive adaptation of the UP-A, each session
The school-based intervention was the Spanish began with a short quiz regarding core concepts
version of the UP-A modified for delivery as a learned in the previous session.

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
the up-a adapted as a prevention program 5

Assessed for eligibility (N = 5, n = 157)

Excluded:

• Did not speak fluent Spanish

(N = 0, n = 5)

Randomized (N = 5, n = 152)

Allocated to UP-A group Allocated to control group

(N = 3, n = 90) (N = 2, n = 62)
Allocation

Received allocated intervention Received allocated intervention

(N = 3, n = 90) (N = 2, n = 61)

Did not receive allocated Did not receive allocated

intervention (N = 0, n = 0) intervention (N = 0, n = 1)

Lost to follow up Lost to follow up


Follow up

T1 (N = 0, n = 2); T2 (N = 0, n = 10); T1 (N = 0, n = 1); T2 (N = 0, n = 4);

T3 (N = 0, n = 17) T3 (N = 0, n = 13)

Complete case analysis Participants Complete case analysis Participants


Analysis

with data for: T1 and T2 (N = 3, with data for: T1 and T2 (N = 2,

n = 78); T1, T2 and T3 (N = 3, n = 67) n = 56); T1, T2 and T3 (N = 2, n = 46)

FIG. 1 CONSORT Flow Diagram. N = cluster (classrooms); n = students; T1 = Time 1; T2 = Time 2; T3 = Time 3

The intervention was administered by JGE and a Teachers in the WLCG were instructed to maintain
master’s student in clinical psychology and was their normal class schedules without any planned
supervised by RMV, BS, and PC. The intervention socioemotional focus.
sessions were implemented during “Tutorías,” A detailed description of the content of each UP-A
which are 1-hour weekly sessions intended to session has been comprehensively described elsewhere
address issues taking place within the school (García-Escalera et al., 2017, 2019)—therefore, they
context (e.g., providing academic support). are only briefly outlined here. In the first session, the

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
6 g a r c ı́ a - e s c a l e r a e t a l .

adolescents were introduced to the group rules and tionnaire that assesses the symptoms described in the
provided their three top problems and a goal for each. DSM-IV/DSM-5 for major depressive disorder and
In the second session, the adolescents were taught dysthymic disorder in children and adolescents. The
emotional education, and the “before, during, and CDN comprises 16 items, although in this study the
after” framework (a functional assessment of emo- two items targeting suicidal ideation were not
tional experiences) was introduced. In the third included at the request of school personnel. The
session, the adolescents learned about the cycle of CDN demonstrated good internal consistency at all
avoidance and, after reflecting on their current use of assessment points (α range = .87–.89).
free time, compiled a list of enjoyed activities with
which to engage in opposite actions for sadness. In the Anxiety Scale for Children (Escala de Ansiedad
fourth session, the adolescents learned about physical para Niños; EAN). The EAN (Sandín et al., 2016)
sensations associated with emotions and conducted is a 10-item questionnaire that assesses anxiety
interoceptive exposures in class to demonstrate that symptoms in children and adolescents during the
physiological sensations are normal and harmless. In prior few weeks. In the current sample, the EAN
the fifth session, the concept of cognitive reappraisal scale demonstrated excellent internal consistency at
was introduced, and the adolescents learned how to all assessments (α range = .91–.94).
address thinking traps using detective thinking skills.
Measures Completed at Postintervention Only
In the sixth session, the adolescents learned how to
Satisfaction With the Program Questionnaire.
overcome problems using problem-solving skills and
Program satisfaction was assessed using a question-
reviewed skills learned thus far in the program. In the
naire containing 10 items. A 10-point scale from 1
seventh session, they practiced present-moment
(least or none) to 10 (a lot) was employed for six
awareness skills using nonemotional stimuli. In the
questions, whereas a 2-point scale, with 1 (yes) and 2
eighth session, the cycle of avoidance was reviewed,
(no), was used for another three questions. Last, the
the adolescents were provided with psychoeducation
adolescents were asked an open question (“What did
about emotional exposures, and exposure homework
you like best and worst about the program?”). Six of
was assigned. Finally, in the ninth session, the
the 10 questions were extracted from Rapee et al.’s
adolescents reviewed the strategies learned in the
(2006) Satisfaction Questionnaire (see Table 3) and,
program and created an individualized postprogram
in the current sample, had only fair internal
plan to practice skills.
consistency at T2 (α = .59).
The participants were encouraged to practice the
skills learned in the sessions by completing the
Discipline Problems During Sessions Question-
structured home-learning assignments that were
naire. Due to the large size of the groups, the
discussed at the beginning of each session (with the
students themselves (and not the group leaders)
exception of the first). Session materials included
answered six questions about how often they
PowerPoint slides and handouts.
demonstrated certain behaviors during the sessions
using a 4-point Likert-type scale with scores
MEASURES ranging from 1 to 4. Specific items are shown in
Primary Outcome Measures Table 4 (e.g., “I have talked to my classmates when
Revised Child Anxiety and Depression Scale–30
I should not have”). In the current sample, this
(RCADS-30). The RCADS-30 (Sandín, Chorot,
questionnaire demonstrated only fair internal
Valiente, & Chorpita, 2010) is a self-report consistency at the T2 assessment (α = .68).
questionnaire widely used to measure anxiety and Measures Completed at Postintervention and
depressive symptoms in children and adolescents. Follow-Up
The scale comprises six subscales derived from the Curriculum Knowledge Questionnaire. This
fourth and fifth editions of Diagnostic and Statis- questionnaire consisted of two open-ended ques-
tical Manual of Mental Disorders (DSM-IV and tions and one multiple-choice question with three
DSM-5, respectively) criteria. In the current sample, possible answers (see the “Results” section for
the six individual subscales demonstrated adequate- specific items). It was created to assess the
to-good internal consistency at all assessments (α participants’ knowledge of the core information
range = .66–.86) and on the total anxiety and presented in the program.
depression scale (α range = .92–.93).
Strategies Practiced Outside of the Session Ques-
Depression Questionnaire for Children (Cuestionario tionnaire. We adapted the questionnaire used in a
de Depresión para Niños; CDN). The CDN (Sandín, previous study (Johnson, Burke, Brinkman, &
Chorot, & Valiente, 2016) is a self-reported ques- Wade, 2016). The students were asked at

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
the up-a adapted as a prevention program 7

posttreatment and follow-up how much they scores of RCADS, CDN, and EAN) including a total
practiced each of eight techniques rated on a 5- sample of 148—that is, all the adolescents who
point Likert-type scale from 1 (never) to 5 (three completed the questionnaires at T1 and could be
times or more each week). The specific questions classified as presenting nonelevated or elevated
can be found elsewhere (García-Escalera et al., emotional symptoms at baseline. Post hoc
2017), but a shorter version of them is shown in Bonferroni-adjusted pairwise comparisons were run
Table 5. In the current sample, this questionnaire when significant (alpha level b .05) or marginally
demonstrated adequate-to-good internal consisten- significant (alpha level b .10) three-way interactions
cy at T2 (α = .82) and T3 (α = .85). took place, and Cohen’s d (mean difference between
groups or conditions/standard deviation) was calcu-
STATISTICAL ANALYSES lated for significant post hoc comparisons.
The data were analyzed using the linear mixed- Results
models (LMMs; MIXED) procedure implemented
in SPSS 24.0 with full-information maximum BASELINE EQUIVALENCE
likelihood estimation. This procedure allows for The baseline sociodemographic characteristics of the
the management of complex sample procedures in students who completed the T1 assessment are
which units of observations are nested in a presented in Table 1. The chi-squared test for
hierarchy and allows for the regulation of missing categorical variables revealed no significant differ-
data without eliminating individuals or inputting ences between the groups at T1 in terms of the
scores (Campbell & Walters, 2014). demographic variables. LMMs taking into account
To test whether the program was effective in the clustered nature of the data showed no significant
reducing primary outcome measures, a three-level differences for the primary outcome measures
random intercept hierarchical model (measurement between the groups at T1 either (p N .21). The
time within individual within class) was fitted to average age (years) was 15.00 (SD = 1.20) for the UP-
account for within-subject and within-class corre- A group and 15.13 (SD = 1.03) for the WLCG (t =
lations. Separate LMMs (per test pre-alpha level = 0.70, p = .49). A participant in the UP-A group was
.05) were run on each outcome to maximize the found to be a consistent outlier at T2 in all outcome
likelihood of convergence. The randomized sample measures (he had always answered the first available
size in this study was large enough to detect a answer choice in all questions)—therefore, his data at
Cohen’s d effect of 0.30 with 80% power at the 5% T2 were excluded from the analyses.
level of significance, allowing for an intracluster
correlation coefficient of 0.02 and a 10% partici- INTERVENTION EFFECTS ON ANXIETY AND DEPRESSIVE
pant dropout rate at follow-up. Effect sizes were SYMPTOMS
calculated employing the following formula
pffiffiffiffiffiffiffiffi At a descriptive level (see Table 2), between T1 and
(Hedges, 2007): d = B/(SE n−1Þ. T3, the reported anxiety and depression levels
Additionally, an exploratory analysis was under- declined for both the UP-A group and the WLCG.
taken to explore differential effects of the program Intracluster correlation coefficients (ICCs) for all
as a function of the baseline level of anxiety and outcome measures ranged from 0.04 to 0.14.
depression symptoms. First, RCADS total score at Repeated LMMs measurements found a signifi-
T1 was taken as a continuous predictor (entered as cant main effect of time on the RCADS total score, B
a covariable in the LMMs) and separate analyses = –1.90 (SE = 0.72), p = .009, 95% CI [–3.33, –0.48],
were run to assess the effects of the program both at d = –0.22, and on the following RCADS subscales:
T2 and T3. In addition, given that T scores above Separation Anxiety Disorder (SAD), B = –0.43 (SE
65 are traditionally considered borderline clinical = 0.11), p b .001, 95% CI [–0.65, –0.21], d = –0.32;
or clinical in the literature (Maruish, 2018), we Generalized Anxiety Disorder (GAD), B = –0.50 (SE
transformed the raw RCADS total scores at T1 into = 0.23), p = .031, 95% CI [–0.95, –0.05], d = –0.18;
T scores to define two groups of participants: one and Obsessive Compulsive Disorder (OCD), B = –0.49
with elevated baseline anxiety and depression (SE = 0.19), p = .014, 95% CI [–0.87, –0.10], d = –0.21.
symptoms (n = 16; 9 in the UP-A group) and However, there were no significant Time × Group
another one with nonelevated baseline anxiety and interactions regarding the RCADS total score, B =
depression symptoms (n = 132). –0.88 (SE = 0.93), p = .346, 95% CI [–2.72, 0.96],
A triple interaction term was then added to the d = –0.08; CDN, B = –0.11 (SE = 0.40), p = .784,
above estimated regression models: Group (UP-A, 95% CI [–0.90, 0.68], d = –0.02; or EAN, B = –0.29
WLCG) × Time (T1, T2, T3) × Predictor (elevated or (SE = 0.49), p = .577, 95% CI [–1.26, 0.68], d = –0.05.
nonelevated RCADS total score at T1). Separate Likewise, there were no significant Time × Group
LMMs were run on each dependent variable (total interactions concerning any RCADS subscales: Major

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8 g a r c ı́ a - e s c a l e r a e t a l .

Table 2
Descriptive Statistics for RCADS, CDN and EAN
UP-A group WLCG ICCs
n Mean SD T-scores n Mean SD T-scores
RCADS T1 88 26.39 15.65 49.40 60 28.57 13.61 50.87 0.07
T2 79 23.58 14.70 49.12 57 26.58 13.71 51.22 0.11
T3 73 20.56 14.24 48.73 48 25.06 13.40 51.94 0.13
CDN T1 88 8.63 5.34 49.72 60 9.00 5.51 50.41 0.04
T2 79 8.19 6.04 49.39 57 9.04 5.44 50.85 0.08
T3 73 8.40 5.84 49.85 48 8.60 5.21 50.22 0.11
EAN T1 88 7.61 7.10 49.77 60 8.00 6.16 50.34 0.04
T2 79 6.22 7.09 49.59 57 6.88 6.14 50.57 0.06
T3 73 5.64 6.62 49.09 48 7.10 6.12 51.36 0.14
Note. CDN = Depression Questionnaire for Children; EAN = Anxiety Scale for Children; ICCs = Intracluster Correlation Coefficients; RCADS
= Revised Child Anxiety and Depression Scale-30 Total Score; WLCG = Waitlist-control group.

Depressive Disorder, B = –0.04 (SE = 0.22), p = .845, CDN, F(2, 206.89) = 2.90, p = .057. Post hoc
95% CI [–0.48, 0.39], d = –0.01; Panic Disorder, B = Bonferroni-adjusted pairwise comparisons revealed
–0.03 (SE = 0.21), p = .895, 95% CI [–0.45, 0.39], d = significant decreases for those with elevated symp-
–0.01; SAD, B = –0.20 (SE = 0.15), p = .181, 95% CI toms in the UP-A group between the following time
[–0.49, 0.09], d = –0.11; GAD, B = –0.28 (SE = 0.30), points: T1 and T3 (p = .013, d = 0.96, MT1 = 17.33,
p = .343, 95% CI [–0.87, 0.30], d = –0.08; OCD, B = MT3 = 13.43, n = 9) and T2 and T3 (p = .026, d =
–0.27 (SE = 0.25), p = .281, 95% CI [–0.77, 0.22], 0.88, MT2 = 16.01, MT3 = 13.43, n = 9). However,
d = –0.09; or Social Phobia, B = –0.09 (SE = 0.27), no significant results were found for those with
p = .738, 95% CI [–0.63, 0.45], d = –0.03. elevated symptoms in the WLCG for CDN (MT1 =
14.43, MT2 = 16.86, MT3 = 15.10, n = 7) or for
EXPLORATORY ANALYSES OF BASELINE SEVERITY AS those with nonelevated symptoms regardless of the
A POTENTIAL PREDICTOR group (UP-A or WLCG).
Results including RCADS at T1 as a continuous
predictor showed no significant differences between ACCEPTABILITY
groups neither at T2 nor at T3 for RCADS total The Satisfaction With the Program Questionnaire was
score, CDN or EAN. completed only at T2 by 80 adolescents (88.89% of
Similarly, results using repeated measures LMMs those in the UP-A group). Table 3 shows descriptive
showed no Group (UP-A, WLCG) × Time (T1, T2, statistics regarding satisfaction with the program.
T3) × Predictor (elevated or nonelevated RCADS Regarding “What did you like best about the
total score at T1) interactions for RCADS total program?” the adolescents most often answered
score or EAN. However, there was a marginally “learned to control my emotions,” “learned things
significant Time × Group × Predictor interaction for about my emotions,” and “the activities that we did in

Table 3
Descriptive Statistics for Satisfaction With the Program Questionnaire (Acceptability)
Quantitative questions (range: 1-10) Mean SD
a
How much did you learn in this program? 5.72 2.69
How effective was this program in helping you cope with life in general? a 4.95 2.40
How much did you enjoy doing this program? a 5.29 2.79
What was your ability to cope with emotions before the program? a 4.58 2.35
What was your ability to cope with emotions after the program? a 6.13 2.45
Ability to cope with emotions after the program minus ability before 1.54 2.26
Qualitative questions (Options: Yes or No) n (%) [Yes]
Did this program help you to learn more about emotions and how they work? b 71 (89.9%)
Would you recommend the program to other adolescents your age? a 63 (79.7%)
Being honest with yourself, are you going to make efforts in the future to apply the strategies 59 (74.7%)
that you learnt in this program in your daily life? b
Note. a
Questions from Rapee et al.’s (2006) Satisfaction Questionnaire; b
Questions created for this study.

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the up-a adapted as a prevention program 9

class.” Regarding the question “What did you like the two sessions, four (4.4%) missed three sessions,
least?” most of the adolescents answered “having four (4.4%) missed four sessions, two (2.2%)
homework,” “other classmates interrupting and being missed five sessions, and one (1.1%) missed six
loud when they should not have been,” and sessions. Additionally, in total, 79 (87.8%) partic-
“sometimes the information was repetitive.” ipants achieved completer status (attending at least
seven out of the nine sessions).
FEASIBILITY Regarding Question 1 of the Curriculum Knowl-
Fig. 1 depicts the flow of recruitment and retention edge Questionnaire (“What are the three parts of an
during the trial at both the classroom and individual emotion?”), 58.2% of the participants at T2 an-
adolescent levels. The parent consent forms were swered the question correctly, while 34.2% answered
returned for all the eligible students after 3 weeks. it incorrectly, and the rest (7.6%) answered it partially
One parent of an adolescent randomized to the right. Regarding Question 2 (“What can you do when
WLCG actively requested that the child not take part you are feeling sad or down to feel better?”), most of
in the questionnaire assessments. Baseline data (T1) the participants (75.9%) answered it correctly, while
were collected from 148 of the participants 20.3% answered it partially right, and only 3.8% had
(98.01%). A total of 137 (90.73%) and 121 an incorrect answer. Finally, regarding Question 3
(80.13%) completed the T2 and T3 assessments, (“What is a thinking trap?”), 68.4% answered it
respectively. These retention rates did not signifi- right, while the rest answered it incorrectly. At T3,
cantly differ by study condition. Question 1 was answered correctly by 56.2%,
Additionally, nine (5.96%) of the participants were partially right by 9.6%, and incorrectly by 34.2%.
missing two waves of data, 29 (19.21%) were missing Question 2 was answered correctly by 67.1%,
one wave of data, and 113 (74.83%) completed the partially right by 27.4%, and incorrectly by 5.5%.
T1, T2, and T3 assessments. These retention rates did Question 3 was answered correctly by 64.4% of the
not significantly differ by study condition. LMMs, participants and incorrectly by the rest.
taking into account the clustered nature of the data,
were conducted to examine the potential baseline Participant Engagement
differences in the primary outcome measures at T1 The Discipline Problems During Sessions Question-
between the groups completing one, two, or three naire was completed only at T2. On the one hand,
waves of data. In the WLCG, there were no significant the results (see Table 4) showed that most of the
differences between those groups. In the UP-A group, students reported that they had paid attention to
those who missed two waves of data collection (n = 6) the group leaders in many (46.8%) or almost all
trended toward showing higher levels of anxiety (21.5%) of the sessions. Additionally, 78.5% and
according to the EAN questionnaire,F(2) = 6.91, p = 63.3%, respectively, reported that they had en-
.002 and higher levels of OCD symptoms (according gaged in other schoolwork or received reprimands
to the RCADS OCD subscale) than those who missed in no or almost no sessions. On the other hand,
one or no waves, F(2) = 3.79, p = .027. However, as 45.5% and 56.9% students, respectively, reported
stated above, only six of the participants in the UP-A that they had taken the program seriously or had
group missed two waves of data. tried their best when doing the in-class activities in
Below, we report the results regarding several only some of the sessions or in almost no sessions.
assessed aspects of the program implementation Finally, 48.1% of the students reported that only in
(Bishop et al., 2014)—that is, dosage of intervention some sessions had they talked to their classmates
(attendance to sessions and curriculum knowledge), when they should not have.
participant engagement (discipline during sessions and In relation to the Strategies Practiced Outside of
practice of strategies outside sessions), and adherence Session Questionnaire, Table 5 shows the mean
to the intervention. A total of 88.89% (n = 80) and frequencies of the home practice for each strategy
81.11% (n = 73) of the adolescents in the UP-A group and the number of students who practiced each
completed the questionnaires at T2 and T3 assess- strategy once a week or more both during the
ments, respectively. course (assessed at T2) and after the course
(assessed at T3). On average, the adolescents
Dosage of Intervention practiced the techniques more than once or twice,
Regarding session attendance, the mean of sessions but less than once a week, both during the course (n
missed for the 90 participants in the UP-A group = 79, M = 2.30, SD = 0.79) and after the course (n =
was 0.97 (SD = 1.36), and the average number of 73, M = 2.32, SD = 0.85). The most practiced
sessions attended was 8.03 (SD = 1.36). Specifical- strategies both at T2 and T3 were to plan
ly, 46 (51.2%) participants attended all sessions, 23 schoolwork and pleasant activities, to do pleasant
(25.6%) missed one session, 10 (11.1%) missed

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
10 g a r c ı́ a - e s c a l e r a e t a l .

Table 4
Answers to Discipline Problems During Sessions Questionnaire (n = 79)
In no or almost no Only in some In quite a lot of the In all or almost all
sessions of the sessions of the sessions of the sessions of the
program program program program
1. I have talked to my classmates when I 18 (22.8%) 38 (48.1%) 12 (15.2%) 11 (13.9%)
should not have.
2. I have payed attention to what the girls 6 (7.6%) 19 (24.1%) 37 (46.8%) 17 (21.5%)
delivering the program were saying.
3. I have done things from other subjects 62 (78.5%) 14 (17.7%) 1 (1.3%) 2 (2.5%)
during program sessions.
4. I have been reprimanded for my 50 (63.3%) 18 (22.8%) 8 (10.1%) 3 (3.8%)
behavior.
5. I have taken the program seriously. 14 (17.7%) 22 (27.8%) 27 (34.2%) 16 (20.3%)
6. I have tried to do my best when doing 20 (25.3%) 25 (31.6%) 25 (31.6%) 9 (11.4%)
the in-class activities of the program.

activities when being sad, and to try to focus on the Discussion


present moment. This paper describes the main results of an initial-
Adherence to the Intervention cluster RCT testing the first adaptation of the UP-A
The objectives and specific activities for each as a school-based anxiety and depression preventive
session were detailed in a file accessible to the intervention. The first aim of this study was to
group leaders. Additionally, in all group sessions, a examine whether the adapted UP-A was more
PowerPoint presentation was used to deliver effective than a WLCG in reducing the symptoms
content and increase the fidelity of the implemen- of anxiety and depression at posttreatment and at
tation. The group leaders also completed a the 3-month follow-up.
checklist at the end of each session indicating Contrary to expectations, the results failed to find
whether they had covered each session objective significant effects of the program on the symptoms of
“completely,” “partially,” or “not at all.” The anxiety and depression regarding the entire sample.
objectives included presenting the main contents of The lack of significant effects may be due to several
the UP-A program, assigning homework, and factors. First, there was a higher than expected
engaging in planned activities with the adolescents dropout rate (19.74% when ~ 10% dropout rate at
(such as filling out forms, conducting group follow-up was expected) and higher than expected
exercises, etc.). Combining all the sessions con- ICCs (range between 0.04 and 0.14 when ICCs of
ducted with the adolescents in the UP-A group, the 0.02 were expected) that considerably reduced the
group leaders rated 78.3% of the session objectives study’s power. At T2, the attrition rate (~ 10%) was in
as covered “completely,” 10.7% as “partially,” line with other similar studies (e.g., Ahlen et al.,
and 11% as “not at all.” 2018), whereas at the 3-month follow-up, the

Table 5
Frequency of Strategies Practiced Outside of the Sessions Assessed at Time 2 and Time 3
During course (n = 79) Since course (n = 73)
Meana (SD) n (%) b
Meana (SD) n (%) b

1. Identifying the three parts of an emotion. 2.2 (1.1) 11 (13.9) 2.1 (1.1) 24 (32.9)
2. Plan school work and pleasant activities. 2.8 (1.4) 26 (32.9) 2.8 (1.4) 21 (28.7)
3. Do pleasant activities when being sad. 2.6 (1.2) 19 (24.1) 2.7 (1.3) 22 (30.1)
4. Practice detective thinking. 2.1 (1.7) 12 (15.2) 2.1 (1.1) 10 (13.7)
5. Practice problem solving strategies. 2.1 (1.1) 8 (10.2) 2.2 (1.2) 11 (15.0)
6. Try to focus in the present moment. 2.4 (1.2) 16 (20.3) 2.7 (1.4) 23 (31.5)
7. Meditate. 2.0 (1.2) 10 (12.7) 1.7 (1.2) 9 (12.3)
8. Practice exposure. 2.3 (1.2) 14 (17.8) 2.2 (1.2) 10 (13.7)
Note. a Range: 1 (never practiced), 2 (once or twice in total), 3 (greater than twice in total but less than once a week), 4 (once or twice each
week) and 5 (practiced three times or more weekly). b Practiced the strategy once a week or more.

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Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
the up-a adapted as a prevention program 11

attrition rate was 20%, a higher rate than that of symptomatic adolescents at baseline (a total of 16),
other prevention studies with longer follow-up we believe that schools could especially benefit
assessments (e.g., Gillham et al., 2012, had a 14% from a stepped-care approach in which the UP-A is
dropout rate at the 6-month follow-up). This delivered as a selective or indicated intervention to
discrepancy might have to do with our study those symptomatic adolescents who do not improve
including a high proportion of ethnic-minority with a universal program different from the UP-A.
students (especially Latino youth) since research has Overall, the findings are similar to those of other
shown that these students are less likely to complete prevention studies that showed only significant
the follow-up assessments than other students reductions in anxiety and/or depression symptoms
(Duong et al., 2016; Gillham et al., 2012). Other at posttreatment and/or short-term follow-up for the
reasons for the lack of significant effects might be high-risk, most symptomatic subjects, whereas for the
related to the program itself, such as the intervention whole sample, the symptoms decreased for both the
being significantly shorter than the standard UP-A or intervention and control groups (Ahlen et al., 2018;
a greater focus on psychoeducation and less focus on Gillham et al., 2012). In other words, our preventive
experiential behavioral practice. intervention has only found treatment effects (i.e., a
Furthermore, it might have been challenging for this decline in the level of psychological symptoms relative
adaptation of the UP-A protocol to be true to the to controls) with the most symptomatic participants,
original framework of the protocol—for instance, in which could be explained by the potential floor effects
the UP-A, the strategies are built on a framework of affecting universal studies (Horowitz & Garber,
emotional education, cognitive flexibility, and oppo- 2006) and by the other reasons discussed above.
site action during intense emotions that may have been However, to assess true preventive effects of the UP-A
experienced less frequently within a universal preven- program—that is, a reduction of the expected
tion sample, especially since the size of the groups increase in symptoms in the intervention group
(classes of 30–32 students) made it difficult to provide relative to controls, longer follow-ups (e.g., 12
individual attention to the students. Additionally, the months) are needed (Horowitz & Garber, 2006).
UP-A includes a parental component that is not As a matter of fact, some similar studies have found
present in this adaptation and that could have prevention effects at the 12-month follow-up and not
contributed to the lack of significant effects since at posttreatment or short-term follow-up (Barrett,
previous research has identified family factors as being Lock, & Farrell, 2005; Gillham et al., 2012).
strongly associated with mental health outcomes, In relation to the third aim of this study, some of
especially depressive symptoms (Bond, Toumbourou, the results regarding the feasibility of the program
Thomas, Catalano, & Patton, 2005). implementation suggest that a desired exposure to
Apart from the results failing to find significant the UP-A contents might not have been achieved.
effects of the program on the symptoms of anxiety For instance, concerning dosage of intervention,
and depression regarding the entire sample, an although the mean number of sessions attended
unexpected decline in anxiety and depression levels (8.03 out of 9.00) was similar to other studies
was found in both groups. This could be partially (Johnson et al., 2016), the low percentages of
attributed to the so-called test–retest effect, when correct answers (67.50% at T2 and 62.57% at T3)
the mean change in the scores tended toward less in the Curriculum Knowledge Questionnaire sug-
psychopathology between the two measurements gest that it is possible that the program’s core
without any formal intervention having taken content was not fully assimilated by all participants.
place, which might have contributed to the This result might be related to the apparently low
unexpected decline in the WLCG—however, ad- engagement shown by some adolescents during the
ministering the same tests three times rather than program. First, the behavior of some of the students
two usually nullifies this effect (Arrindell, 2001). during the sessions was not ideal. It seems especially
Additionally, contamination of program contents worrisome that, for instance, only ~ 20% of the
could have taken place between the UP-A group participants reported that in all or almost all
and the WLCG, especially because paper handouts sessions they had paid attention to the group
were supplied to the students in the UP-A group. leaders, or had taken the program seriously. A
Regarding the second aim of the study, adoles- much higher proportion of students reported
cents in the UP-A group with elevated emotional engaging in these desirable behaviors in the
symptoms at baseline trended toward significantly uncontrolled trial with the WLCG participants,
greater decreases in depression symptoms com- probably because the groups were half the size and
pared to the elevated symptoms’ adolescents in the the group leader was able to personalize the
WLCG. Although these results should be inter- intervention content more and incorporate more
preted with caution due to the small sample of active teaching methodologies (García-Escalera et

Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
12 g a r c ı́ a - e s c a l e r a e t a l .

al., 2019). Second, the adolescents practiced the program is more effective than a WLCG in reducing
strategies less than once a week, which is similar to the symptoms of anxiety and depression at posttreat-
the results obtained by Johnson et al. (2016) and by ment and 3-month follow-up. Nevertheless, explor-
the uncontrolled trial with the WLCG participants atory analyses revealed that those adolescents with
(García-Escalera et al., 2019). Interestingly, in both greater baseline emotional symptoms in the UP-A
the latter study and the present study, the most group trended toward a significantly greater decrease
practiced strategies were to plan schoolwork and in symptoms of depression compared to the WLCG.
pleasant activities, to try to focus on the present Given these results, future studies should address
moment, and to do pleasant activities when de- whether the adapted UP-A would be more efficacious
pressed. Future studies might benefit from using and feasible as a selective rather than a universal
focus groups with the students to explore their views prevention program. Additionally, when further
about the usefulness of the different strategies. developed and evaluated, efforts should be made to
Finally, concerning the acceptability of the adapted include larger samples, improve some aspects of the
UP-A, the adolescent rating revealed moderate implementation of the program, and increase the
satisfaction with the program, with the mean ratings dose of behavioral components.
ranging between 4.95 and 5.72 in relation to the Conflict of Interest Statement
questions assessing the amount learned in the Dr. Ehrenreich-May receives royalties from the publication of the
program, the program’s effectiveness in helping cope Unified Protocols for Transdiagnostic Treatment of Emotional
with life in general, and the enjoyment of participating Disorders in Children and Adolescents, as well as compensation
in the program. These results are slightly better than for providing training and consultation on these treatments.
the ones in Rapee et al.’s (2006) study, which obtained
mean ratings ranging between 4.00 and 4.58, and References
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Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003
the up-a adapted as a prevention program 13

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Please cite this article as: J. García-Escalera, R. M. Valiente, B. Sandín, et al., The Unified Protocol for Transdiagnostic Treatment of
Emotional Disorders in Adolescents (UP-A) Adapted as a S..., , https://doi.org/10.1016/j.beth.2019.08.003

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