Bizhub C258 Codes CXXXX PDF

EL]KXE&&& .7528%/(6+227,1*!
7528%/(&2'(
7528%/(&2'(
'LVSOD\SURFHGXUH
7KHPDFKLQH¶V&38SHUIRUPVDVHOIGLDJQRVWLFVIXQFWLRQWKDWRQGHWHFWLQJDPDOIXQFWLRQJLYHVWKHFRUUHVSRQGLQJPDOIXQFWLRQFRGHRQWKH
FRQWUROSDQHO

7URXEOHUHVHWWLQJSURFHGXUH
'LIIHUHQWPDOIXQFWLRQUHVHWWLQJSURFHGXUHVDSSO\GHSHQGLQJRQWKHUDQNRIWKHWURXEOHFRGH
/LVWRIPDOIXQFWLRQUHVHWWLQJSURFHGXUHV
7URXEOHFRGHUDQN 5HVHWWLQJSURFHGXUHV
5DQN$ 7URXEOHUHVHW5HIHUWRWKH7URXEOHUHVHWWLQJSURFHGXUHE\7URXEOH5HVHWNH\
5DQN% 2SHQLQJFORVLQJWKHIURQWGRRU
7URXEOHUHVHW
:KHQWKH>LQWHUQDOHUURUDXWRFDQFHO@IRUUDQN%LVVHWWR³<HV´DIWHUWKHVHWSHULRGRIWLPHWURXEOHLV
DXWRPDWLFDOO\FOHDUHG
5DQN& 7XUQLQJPDLQSRZHUVZLWFK2))21
7URXEOHUHVHW
:KHQWKH>LQWHUQDOHUURUDXWRFDQFHO@IRUUDQN&LVVHWWR³<HV´DIWHUWKHVHWSHULRGRIWLPHWURXEOHLVUHVWDUWHG
DQGFOHDUHG

7URXEOHUHVHWWLQJSURFHGXUHE\7URXEOH5HVHWNH\
8VH
,IWKHDOOWURXEOHVRFFXUDQGWKHVWDWXVZRXOGQRWEHFOHDUHGE\WXUQLQJPDLQSRZHUVZLWFK2))DQG21DJDLQRURSHQLQJDQGFORVLQJWKH
IURQWGRRUFOHDUWKHVWDWXVRIWKHPDFKLQH
7REHXVHGZKHQWKHVWDWXVZRXOGQRWEHFOHDUHGE\WXUQLQJPDLQSRZHUVZLWFK2))DQG21DJDLQRURSHQLQJDQGFORVLQJWKHIURQWGRRU
LQFDVHRIDWURXEOH

3URFHGXUH
7XUQ2))WKHPDLQSRZHUVZLWFK
7XUQPDLQSRZHUVZLWFK21ZKLOHSUHVVLQJWKH5HVHWNH\
7RXFK>7URXEOH5HVHW@
&KHFNWRPDNHVXUHWKDW>2.@LVGLVSOD\HGDQGLWKDVEHHQUHVHW
$IWHUWXUQLQJRIIWKHPDLQSRZHUVZLWFKWXUQLWRQDJDLQPRUHWKDQVHFRQGVDIWHUDQGFKHFNLIWKHPDFKLQHVWDUWVFRUUHFWO\

7URXEOHUHVHWWLQJSURFHGXUHE\WKHDXWRFDQFHOIXQFWLRQ
8VH
:KHQUDQN%RU&WURXEOHRFFXUVPDLQERG\DXWRPDWLFDOO\FOHDUVWURXEOHDQGPDNHVWKHPDLQERG\UHDG\IRUXVH
:KHQWKHWURXEOHDXWRFDQFHOIXQFWLRQLVHQDEOHGXSRQWKHRFFXUUHQFHRIWURXEOHWREHDXWRPDWLFDOO\FOHDUHGWKHWURXEOHGHWHFWLRQ
PHVVDJHLVGLVSOD\HGRQWKHVFUHHQDQGWKHWURXEOHLVDXWRPDWLFDOO\FOHDUHG,IWKHWURXEOHUHPDLQVDIWHUSHUIRUPLQJWKHDXWRFDQFHO
RSHUDWLRQWLPHVWKHQRUPDOWURXEOHFRGHGLVSOD\VFUHHQDSSHDUV

3URFHGXUH
6HOHFW><HV@IRUWKHWURXEOHUDQNWRZKLFKWKHWURXEOHDXWRFDQFHORSHUDWLRQLVDSSOLHGLQ>6HUYLFH0RGH@!>6\VWHP@!> @!>,QWHUQDO
(UURU$XWR&DQFHO@7KHGHIDXOWVHWWLQJIRUUDQN%DQGUDQN&DUHVHWWR><HV@
7RXFK>2.@DQGWXUQLQJPDLQSRZHUVZLWFK2))DQG21DJDLQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHUHVHWWLQJSURFHGXUHE\UHPRWHRSHUDWLRQ
8VH
7URXEOHFDQEHFOHDUHGE\UHPRWHRSHUDWLRQXVLQJWKHDSSOLFDWLRQVRU&65HPRWH&DUHV\VWHP
7KHFRPELQDWLRQVRIWKHDSSOLFDWLRQVWREHXVHGDQGWKHUDQNVRIWURXEOHWREHFOHDUHGDUHVKRZQEHORZ
7URXEOHFRGHUDQN 5DQN$ 5DQN% 5DQN&
$SSOLFDWLRQ
3DJH6FRSH:HE&RQQHFWLRQ &DQQRWEHFOHDUHG &DQEHFOHDUHG &DQEHFOHDUHG
2SHQ$3,3DJH6FRSH(QWHUSULVH &DQQRWEHFOHDUHG &DQEHFOHDUHG &DQEHFOHDUHG
6XLWH
&65HPRWH&DUH([FOXGLQJ &DQEHFOHDUHG &DQEHFOHDUHG &DQEHFOHDUHG
FRPPXQLFDWLRQVE\ID[PRGHP

3URFHGXUH
D 3DJH6FRSH:HE&RQQHFWLRQ
$FFHVVWKH3DJH6FRSH:HE&RQQHFWLRQRIWKH0)3ZKHUHWURXEOHRFFXUV
7KHVFUHHQIRUORJJLQJLQWR$GPLQLVWUDWRU0RGHDSSHDUV
&KHFNWKHIROORZLQJPHVVDJHDSSHDUV³$QHUURUKDVRFFXUUHG'R\RXZDQWWRFOHDUWKHHUURU"´&OLFN>7URXEOH5HVHW@
&OLFN>7URXEOH5HVHW@DJDLQLQWKHFRQILUPDWLRQVFUHHQ
&KHFNWKDWWKH0)3VWDUWVQRUPDOO\

E 2SHQ$3,3DJH6FRSH(QWHUSULVH6XLWH
$FFHVV3DJH6FRSH(QWHUSULVH6XLWH
6HOHFW>'HYLFH/LVW@!>'HYLFH0DQDJHPHQW@!>'HYLFH/LVW@!>'HYLFH/LVW@!>'HYLFH@
)RUUDQN%WURXEOHFOLFN>7URXEOH5HVHW@)RUUDQN&WURXEOHFOLFN>5HVHW@
)RUUDQN%WURXEOHFOLFNWKH>([HFXWH@EXWWRQ
)RUUDQN&WURXEOHFOLFNWKH>([HFXWH@EXWWRQLQ>'HYLFH5HVHW@
&KHFNWKDWWKH0)3VWDUWVQRUPDOO\

F &65HPRWH&DUH
5HIHUWRWKH&65HPRWH&DUH&HQWHUPDQXDO

7URXEOHLVRODWLRQIXQFWLRQ
7KHWURXEOHLVRODWLRQIXQFWLRQHQDEOHV\RXWRFRQWURO0)3WHPSRUDULO\LVRODWLQJIDXOW\XQLWVDQGRSWLRQVZKHUHWKHWURXEOHLVRODWLRQIXQFWLRQ
FDQEHDSSOLHGZKHQWURXEOHRFFXUV7KLVDOORZV\RXWRFRQWLQXHXVLQJWKHRWKHUXQLWVWKDWDUHQRWDIIHFWHGDQGUHGXFHGRZQWLPHWKDW
FRQWLQXHVXQWLO&(UHVROYHVWKHSUREOHP
7KLVIXQFWLRQFDQEHVHOHFWHGIRUWKHIROORZLQJXQLWVDQGRSWLRQV
7UD\
7UD\
7UD\
7UD\
/&7
0DQXDO
&HQWHU6WDSOLQJ
+DOI)ROG
7UL)ROG
3XQFK
6WDSOLQJ
6FDQQHU
$')
([SDQVLRQ)XQFWLRQ+''
,IDSUREOHPRFFXUVZLWKWKHXQLWVZKHUHWKHWURXEOHLVRODWLRQIXQFWLRQFDQEHDSSOLHGWKHFRQWUROSDQHOGLVSOD\VDWURXEOHFRGHDQGDNH\
ZLWKZKLFK\RXGHFLGHZKHWKHUWRFRQWLQXHXVLQJWKH0)3:KHQ\RXSUHVVGRZQWKHNH\WKHFRQWUROSDQHOGLVSOD\VWKHXQLWVWKDWZLOOEH
LVRODWHGDVZHOODVWKHQH[WFRQILUPDWLRQNH\ZLWKZKLFK\RXGHFLGHWRFRQWLQXH
:KHQ\RXSUHVVGRZQWKHFRQILUPDWLRQNH\WKHPHVVDJHRQWKHFRQWUROSDQHODVNV\RXWRWXUQ2))DQG21WKHPDLQSRZHUVZLWFK
$IWHUWXUQLQJ2))DQG21WKHPDLQSRZHUVZLWFKWKH0)3VWDUWVRSHUDWLQJLVRODWLQJWKHIDXOW\XQLWV7KHPHVVDJHRQWKHFRQWUROSDQHODOVR
WHOOVWKDWWKH0)3LVZRUNLQJLVRODWLQJWKHIDXOW\XQLWV
7RWHPSRUDULO\LVRODWHIDXOW\XQLWVDQGFRQWLQXHXVLQJWKH0)3ZLWKWKHWURXEOHLVRODWLRQIXQFWLRQEHVXUHWRPDNHWKHDERYHPHQWLRQHG
FRQWUROSDQHORSHUDWLRQ7KHIDXOW\XQLWVFDQQRWEHDXWRPDWLFDOO\LVRODWHG
127(
7KHPDOIXQFWLRQGHWHFWLRQPHFKDQLVPLVQRWDSSOLHGWRXQLWVDQGRSWLRQVWKDWDUHEHLQJLVRODWHG

/LVWRIWKHWURXEOHFRGH
&RGH ,WHP 5DQN
& 3DSHUIHHGFRPPXQLFDWLRQHUURU &
& 7UD\/&&SDSHUIHHGPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3&3&RU %
3&LVLQVWDOOHG
& 7UD\/&&YHUWLFDOWUDQVSRUWPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3& %
3&RU3&LVLQVWDOOHG
& 7UD\SDSHUIHHGPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3&LVLQVWDOOHG %
& 7UD\YHUWLFDOWUDQVSRUWPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3&LVLQVWDOOHG %
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RGH ,WHP 5DQN

& 7UD\IHHGHUXSGRZQDEQRUPDOLW\ %
& 7UD\IHHGHUXSGRZQDEQRUPDOLW\ %
& 7UD\OLIWXSIDLOXUH:KHQ3&RU3&LVLQVWDOOHG %
& 7UD\OLIWXSIDLOXUH:KHQ3&LVLQVWDOOHG %
& /&&OLIWIDLOXUH:KHQ3&LVLQVWDOOHG %
& 0DQXDOIHHGXSGRZQDEQRUPDOLW\ %
& /&&VKLIWIDLOXUH:KHQ3&LVLQVWDOOHG %
& /&7XSGRZQDEQRUPDOLW\:KHQ/8LVLQVWDOOHG %
& )16FRPPXQLFDWLRQHUURU:KHQ)6)6)66'RU-6LVLQVWDOOHG &
& 6'FRPPXQLFDWLRQHUURU:KHQ)66'LVLQVWDOOHG &
& 0DLQWUD\XSGRZQPRWRUGULYHPDOIXQFWLRQ:KHQ)6)6RU)66'LV %
LQVWDOOHG
& $OLJQPHQWSODWHPRWRU)UPDOIXQFWLRQ:KHQ)6)6RU)66'LV %
LQVWDOOHG
& %XQGOHHMHFWPRWRUGULYHPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG %
& 6WDSOHUPRYHPHQWPRWRUPDOIXQFWLRQ:KHQ)6)6RU)66'LV %
LQVWDOOHG
& 6WDSOHUPRWRUGULYHPDOIXQFWLRQ:KHQ)6)6RU)66'LVLQVWDOOHG %
& 6WDSOHUPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
& &HQWHUVWDSOHOHDGHGJHVWRSSHUPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
& &HQWHUVWDSOHIURQWDGMXVWGULYHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
& &HQWHUVWDSOHNQLIHGULYHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
& 3XQFKGULYHPRWRUPDOIXQFWLRQ:KHQ)63.)63.RU %
)66'3.LVLQVWDOOHG
& $OLJQPHQWSODWHPRWRU5UPDOIXQFWLRQ:KHQ)6)6RU)66'LV %
LQVWDOOHG
& 3DGGOHPRWRUGULYHPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG %
& 3UHHMHFWGULYHPRWRUPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG %
& 7UDLOLQJHGJHVWRSSHUPRWRUPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG %
& 6'SDGGOHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
& 6KLIWPRWRUGULYHPDOIXQFWLRQ:KHQ-6LVLQVWDOOHG %
& 3DSHUGLVFKDUJHFRQWUROPRWRUPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG %
& 3DSHUGLVFKDUJHFRQWUROPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
& &HQWHUIROGUROOHUPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
& 7ULIROGLQJJXLGHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG %
&$ ([LWUROOHUSUHVVXUHUHWUDFWLRQPDOIXQFWLRQ:KHQ)6LVLQVWDOOHG %
&$ $FFRPPRGDWLRQUROOHUSUHVVXUHUHWUDFWLRQPDOIXQFWLRQ:KHQ)6RU)66' %
LVLQVWDOOHG
&( 3DSHUH[LWVZLWFKLQJGULYHPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG %
& )6QRQYRODWLOHPHPRU\HUURU:KHQ)6LVLQVWDOOHG &
& 7UDQVIHUEHOWIDXOWDWLQLWLDOSRVLWLRQUHWXUQ %
& 7UDQVIHUEHOWVSDFLQJIDXOWDW.SUHVVXUHVZLWFKLQJ %
& 7UDQVIHUEHOWFRQWDFWIDXOWDWDOOSUHVVXUHVZLWFKLQJ %
& 7UDQVIHUEHOWFRQWDFWIDXOWDIWHU.SUHVVXUHHVWDEOLVKHG %
& 7UDQVIHUEHOWVSDFLQJIDXOWDIWHUDOOSUHVVXUHHVWDEOLVKHG %
& 3&PRWRUIDLOXUHWRWXUQ %
& 3&PRWRUWXUQLQJDWDEQRUPDOWLPLQJ %
& 'HYHORSLQJPRWRUIDLOXUHWRWXUQ %
& 'HYHORSLQJPRWRUWXUQLQJDWDEQRUPDOWLPLQJ %
& 7UDQVIHUEHOWFOHDQHUFRROLQJIDQIDLOXUHWRWXUQ %
& 'HYHORSLQJXQLW&QHZDUWLFOHUHOHDVH %
& 'HYHORSLQJXQLW0QHZDUWLFOHUHOHDVH %
& 'HYHORSLQJXQLW<QHZDUWLFOHUHOHDVH %
& 'HYHORSLQJXQLW.QHZDUWLFOHUHOHDVH %
& $EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHGF\DQ7&5VHQVRU %
& $EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHGF\DQ7&5VHQVRU %
& $EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHGPDJHQWD7&5VHQVRU %
& $EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHGPDJHQWD7&5VHQVRU %
& $EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHG\HOORZ7&5VHQVRU %
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RGH ,WHP 5DQN

& $EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHG\HOORZ7&5VHQVRU %
& $EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHGEODFN7&5VHQVRU %
& $EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHGEODFN7&5VHQVRU %
& &\DQ7&5VHQVRUDGMXVWPHQWIDLOXUH %
&$ 0DJHQWD7&5VHQVRUDGMXVWPHQWIDLOXUH %
&% <HOORZ7&5VHQVRUDGMXVWPHQWIDLOXUH %
&& %ODFN7&5VHQVRUDGMXVWPHQWIDLOXUH %
& &\DQ7&5VHQVRUIDLOXUH %
& 0DJHQWD7&5VHQVRUIDLOXUH %
& <HOORZ7&5VHQVRUIDLOXUH %
& %ODFN7&5VHQVRUIDLOXUH %
& 0DLQEDFNXSPHGLDDFFHVVHUURU &
&$ 'UXPXQLW&QHZUHOHDVHIDLOXUH %
&$ 'UXPXQLW0QHZUHOHDVHIDLOXUH %
&$ 'UXPXQLW<QHZUHOHDVHIDLOXUH %
&$ 'UXPXQLW.QHZUHOHDVHIDLOXUH %
&$ 7RQHUFDUWULGJH&QHZUHOHDVHIDLOXUH &
&$ 7RQHUFDUWULGJH0QHZUHOHDVHIDLOXUH &
&$ 7RQHUFDUWULGJH<QHZUHOHDVHIDLOXUH &
&$ 7RQHUFDUWULGJH.QHZUHOHDVHIDLOXUH &
& 3UHVVXUHUROOHUSUHVVXUHIDLOXUH %
& 3UHVVXUHUROOHUUHOHDVHIDLOXUH %
& )XVLQJPRWRUIDLOXUHWRWXUQ %
& )XVLQJPRWRUWXUQLQJDWDEQRUPDOWLPLQJ %
& 3DSHUFRROLQJIDQIDLOXUHWRWXUQ %
& )XVLQJZDUPXSWURXEOH $
& )XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ(GJHRIWKHKHDWLQJUROOHU $
& )XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ0DLQRIWKHKHDWLQJVLGH $
& )XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ&HQWHURIWKHKHDWLQJVLGH $
& )XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ+DUGSURWHFWRU $
& )XVLQJDEQRUPDOO\ORZWHPSHUDWXUHGHWHFWLRQ0DLQRIWKHKHDWLQJUROOHU $
& )XVLQJDEQRUPDOO\ORZWHPSHUDWXUHGHWHFWLRQ&HQWHURIWKHKHDWLQJUROOHU $
& )XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ(GJHRIWKHKHDWLQJUROOHU $
& )XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ0DLQRIWKHKHDWLQJUROOHU $
& )XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ&HQWHURIWKHKHDWLQJUROOHU $
&$ +HDWLQJUROOHUWHPSHUDWXUHVHQVRUFRQWDPLQDWLRQ0DLQRIWKHKHDWLQJUROOHU $
&% )XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ&HQWHURIWKHKHDWLQJUROOHU $
& ,)FRPPXQLFDWLRQHUURU &
&$ 0HFKDQLFDOFRQWUROOHUVXE&38FRPPXQLFDWLRQHUURU &
&$ 0HFKDQLFDOFRQWUROOHU3)FRPPXQLFDWLRQGDWDHUURU &
&$ 0HFKDQLFDOFRQWUROOHU3)WUDQVPLVVLRQWLPHRXW &
&$ 0HFKDQLFDOFRQWUROOHU3)FRPPXQLFDWLRQSXOVHHUURU &
& 3RO\JRQPRWRUURWDWLRQWURXEOH %
& /DVHUPDOIXQFWLRQ %
& 7UDQVSRUWPRWRUIDLOXUHWRWXUQ %
& 7UDQVSRUWPRWRUWXUQLQJDWDEQRUPDOWLPLQJ %
& 3RZHUVXSSO\FRROLQJIDQPRWRUIDLOXUHWRWXUQ %
& 7RQHUFDUWULGJHFRROLQJIDQIDLOXUHWRWXUQ %
& &OHDQXQLWIDQIDLOXUHWRWXUQ:KHQ&8LVLQVWDOOHG %
& 5HDUVLGHFRROLQJIDQIDLOXUHWRWXUQ &
& $&VLJQDODEQRUPDOLW\ &
& (QJLQHFRQWUROPDOIXQFWLRQ &
& )URQWVLGHFRPPXQLFDWLRQHUURU &
& 3+FRQILJXUDWLRQIDXOW &
& (QJLQHFRPPXQLFDWLRQGDWDHUURU &
& (QJLQHWUDQVPLVVLRQWLPHRXW &
& 3+/'GULYHFRPPXQLFDWLRQHUURU &
& 3+((3520FRPPXQLFDWLRQHUURU &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RGH ,WHP 5DQN

& ')UHODWHGFRQILJXUDWLRQHUURU &
& ')UHODWHGFRQILJXUDWLRQHUURU &
& 'ULYHV\VWHPKRPHVHQVRUPDOIXQFWLRQ %
& 6OLGHURYHUUXQQLQJ %
& %DFNVLGHFOHDQLQJKRPHVHQVRUDEQRUPDOLW\LQLWLDO:KHQ')LVLQVWDOOHG %
& %DFNVLGHFOHDQLQJKRPHVHQVRUDEQRUPDOLW\QRUPDO:KHQ')LVLQVWDOOHG %
& ,PDJHLQSXWWLPHRXW &
& &&'FODPSJDLQDGMXVWPHQWIDLOXUH %
& $6,&FORFNLQSXWHUURUIURQWVLGH &
& $6,&FORFNLQSXWHUURUEDFNVLGH:KHQ')LVLQVWDOOHG &
& &,6FODPSDGMXVWPHQWIDLOXUH:KHQ')LVLQVWDOOHG %
& &,6JDLQDGMXVWPHQWIDLOXUH:KHQ')LVLQVWDOOHG %
& &&'SRZHUVXSSO\YROWDJHPDOIXQFWLRQ &
& '6&ERDUGPRXQWIDLOXUH:KHQ6&LVLQVWDOOHG &
& '6&ERDUGEXVFKHFN1*:KHQ6&LVLQVWDOOHG &
& '6&ERDUGEXVFKHFN1*:KHQ6&LVLQVWDOOHG &
& '6&ERDUGPRXQWIDLOXUH:KHQ')6&LVLQVWDOOHG &
& '6&ERDUGEXVFKHFN1*:KHQ')6&LVLQVWDOOHG &
& '6&ERDUGEXVFKHFN1*:KHQ')6&LVLQVWDOOHG &
&) 6FDQQHUVHTXHQFHWURXEOH &
&)'& 6FDQQHUVHTXHQFHWURXEOH'& %
&)'' 6FDQQHUVHTXHQFHWURXEOH'' %
& %HIRUHUHDGLQJSUHVVXUHZHOGLQJDOLHQDWLRQPHFKDQLVP:KHQ')RU')LV %
LQVWDOOHG
& *ODVVFOHDQLQJPHFKDQLVPWURXEOH:KHQ')RU')LVLQVWDOOHG %
& &RROLQJIDQWURXEOH:KHQ')RU')LVLQVWDOOHG %
& 'DWDIODVKIDLOXUH &
& ([SRVXUH/('OLJKWLQJIDLOXUH $
& ([SRVXUH/('OLJKWLQJDEQRUPDOO\ $
& &,6/('OLJKWLQJIDLOXUH:KHQ')LVLQVWDOOHG $
& &,6/('OLJKWLQJDEQRUPDOO\:KHQ')LVLQVWDOOHG $
&$ 6WDQGDUGFRQWUROOHUFRQILJXUDWLRQIDLOXUH &
&$ &RQWUROOHUKDUGZDUHHUURU &
&$ &RQWUROOHUVWDUWIDLOXUH &
&% )$;ERDUGHUURU &
&% )$;ERDUGHUURU &
&% )$;ERDUGHUURU &
&% )$;ERDUGPRXQWIDLOXUHOLQH &
&% )$;ERDUGPRXQWIDLOXUHOLQH &
&% ,QVWDQFHJHQHUDWLRQHUURURUREVHUYHUUHJLVWUDWLRQHUURU &
&% &RQILJXUDWLRQVSDFHLQLWLDOL]DWLRQ1* &
&% 6HPDSKRUHDFTXLVLWLRQUHOHDVHHUURU &
&% 6HTXHQFHHUURUDPRQJPDLQERG\WDVNV &
&% 0HVVDJHTXHXHFRQWUROHUURU &
&% 0DLQERG\VHTXHQFHHUURUDPRQJ)$;ERDUGV &
&% )$;ERDUGQRQUHVSRQVH1RQUHVSRQVHDIWHULQLWLDOL]DWLRQ &
&% $&.ZDLWLQJWLPHRXWHUURU &
&% 5HFHLYLQJXQGHILQHGIUDPH &
&% '0$WUDQVIHUHUURU &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RGH ,WHP 5DQN

&% -&VRIWHUURU &
&% 'HYLFHHUURUPRGHP'$$LQLWLDOL]DWLRQHUURU &
&% 'HYLFHHUURUPRGHP'$$SRZHUVDYHUHFRYHU\HUURU &
&% ,6:IDLOXUHRI6XE&38 &
&% 7LPHRXWHUURUGXHWRQRQUHVSRQVHIURP'&GXULQJVXVSHQVLRQSURFHVV &
&% 7LPHRXWHUURUGXHWRQRQUHVSRQVHIURP&&GXULQJVXVSHQVLRQSURFHVV &
&% 7LPHRXWHUURUGXHWRQRQUHVSRQVHIURP/,1(GXULQJVXVSHQVLRQSURFHVV &
&% 7LPHRXWHUURUGXHWRQRQUHVSRQVHIURP63,WDVNVGXULQJVXVSHQVLRQSURFHVV &
&% 'ULYHUVRIWHUURU &
&% 5HFHSWLRQIUDPHOHQJWKHUURUIURPPDLQ &
&% 5HFHSWLRQIUDPHKHDGHUHUURUIURPPDLQ &
&% &LIVHTXHQFHHUURU &
&% '35$0LIVHTXHQFHHUURU &
&% '35$0&7/67/UHJLVWHUHUURU &
&% $&.ZDLWLQJWLPHRXW &
&% '35$05(6(7UHFHSWLRQ &
&% 1RPRGHPUHVSRQVHGXULQJH[HFXWLRQRIYRLFHUHVSRQVH &
&% 06*,)(UURUZLWK-& &
&% ,)HUURUZLWKGULYHU &
&% 8QGHILQHGFRPPDQGUHFHSWLRQ &
&% &RPPDQGIUDPHOHQJWKHUURU &
&% &RPPDQGSDUDPHWHUOHQJWKHUURU &
&% 8QGHILQHGSDUDPHWHU &
&% &RPPDQGUHVSRQVHVHTXHQFHHUURU &
&% ([WHUQDOFODVVLQVWDQFHDFTXLVLWLRQHUURU &
&% -REVWDUWHUURU6WDUWLQJMRESDUDPHWHUHUURUFKLOGMREJHQHUDWLRQHUURU &
&% 'RFDFFHVVHUURU5HSRUWEXIDFFHVVHUURU &
&% 5HVSRQVHZDLWWLPHRXWIURPH[WHUQDOWDVN &
&% ,QWHUQDOTXHWDEOHFRQWUROHUURUFUHDWHHQTXHGHTXH &
&% ,QVWDQFHJHQHUDWLRQHUURU &
&% 7LPHRXWHUURU &
&% ,QWHUIDFHHUURU &
&% 0HVVDJHTXHFRQWUROHUURU &
&% 2EVHUYHUUHJLVWUDWLRQHUURU &
&% 5HFHSWLRQUHVRXUFHFKHFNHUURU &
&% 'HSOR\PHQWHUURURIVHQGLQJLPDJHLQIRUPDWLRQ &
&% 6HULDOL]DWLRQHUURURIUHFHLYLQJLPDJH &
&% $FFHVVHUURUWRTXLFNPHPRU\GDWD &
&% ,QWHUQDOTXHWDEOHFRQWUROHUURUFUHDWHHQTXHGHTXH &
&% ,QVWDQFHJHQHUDWLRQHUURU &
&% 7LPHRXWHUURU &
&% ,QWHUIDFHHUURU &
&% 2EVHUYHUUHJLVWUDWLRQHUURU &
&% 8QDEOHWRFKHFN77,GRPDLQ &
&% (UURUUHWXUQIURP77,UDVWHUL]HU &
&% 5HFHLYLQJMREJHQHUDWLRQHUURU &
&% 6HTXHQFHFRQWUROHUURU &
&% $FFHVVHUURUWRTXLFNVHQGLQJPHPRU\GDWD &
&% %ORFN%XIIDFTXLVLWLRQHUURU &
&% 6HQGLQJEORFNLPDJHHUURU5HTUHVWRUH &
&% 5HFHLYLQJEORFNLPDJHHUURU5HTVWRUH &
&% 6WRUDJHHUURURIUHFHLYLQJLPDJHLQIRUPDWLRQ &
&% 5HFHLYLQJGDWDVL]HORJLFHUURU5HFHLYLQJGDWDDUHQRWPXOWLSOHVRIGRWOLQH &
&% ,PDJHEXIDFTXLVLWLRQDOORFHUURU &
&% (UURUUHWXUQIURPFRPSUHVVRU &
&% %DQG%XIFRQWUROHUURUQHZ,QVWDQFHJHWIUHH &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RGH ,WHP 5DQN

&% 86%,)HUURU26QRWLILHVDQHUURUGXULQJFRQILJXUDWLRQVHWWLQJDIWHUUHFRYHU\IURPWKH &
VOHHSRUDWWDFK
&% 86%,)HUURU(QG3RLQW%XON2XWFRPPDQGWUDQVPLWWHGLPDJHGDWDHUURUUHWU\ &
PLQWLPHRXW
&% 86%,)HUURU(QG3RLQW%XON,QUHVSRQVHUHFHLYHGLPDJHGDWDHUURUUHWU\VHF &
WLPHRXW
&% 86%,)HUURU(QG3RLQW,QWHUUXSW,QID[ERDUGVWDWXVHUURUUHWU\PLQWLPHRXW &
&% 86%,)HUURU(QG3RLQW%XON2XWPDLQERG\VWDWXVHUURUUHWU\VHFWLPHRXW &
&% 86%,)HUURU$WWDFKQRWGHWHFWHGIRUPLQDIWHUUHFRYHU\IURPVOHHS &
&% 86%,)HUURU'HWDFKQRWGHWHFWHGIRUPLQDIWHUUHFRYHU\IURPVOHHS &
&& 7URXEOHUHODWHGWRVHFXULW\ &
&& 520FRQWHQWVHUURUXSRQVWDUWXS06& &
&& 520FRQWHQWVHUURUXSRQVWDUWXS,5 &
&& )LQLVKHU520HUURU:KHQ)6)6)66'RU-6LVLQVWDOOHG &
&& ')520HUURU:KHQ')RU')LVLQVWDOOHG &
&& 520FRQWHQWVHUURUXSRQVWDUWXS'6& &
&&$ 520FRQWHQWVHUURUXSRQVWDUWXS'6& &
&&% )ODVK520HUURUVDGGOH:KHQ)66'LVLQVWDOOHG &
&&& (QJLQH)ODVK520ZULWLQJHUURU &
&& 520FRQWHQWVHUURU357 &
&& 520FRQWHQWVHUURU06& &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ$3 &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ/'5 &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ,%5 &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ,,' &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ,3) &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ,0< &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ63) &
&& '\QDPLFOLQNHUURUGXULQJVWDUWLQJ2$3 &
&& 2XWOLQHIRQWORDGHUURU &
&& 6HWWLQJSDUDPHWHUORDGHUURU/'5 &
&& $XWKHQWLFDWLRQGHYLFHJHQHUDOHUURU &
&& 8VHUYDOLGDWLRQHUURU &
&& 8VHUUHJLVWUDWLRQHUURU&DUGLQIRUPDWLRQVHWWLQJHUURU &
&& 8VHULQIRUPDWLRQGHOHWLRQHUURU &
&& $FTXLVLWLRQIDLOXUHRIWKHQXPEHURIWULDOV,QLWLDOL]HHUURURIQXPEHURIDXWKHQWLFDWLRQ &
&' -2%5$0VDYHHUURU &
&' +DUGGLVNDFFHVVHUURUFRQQHFWLRQIDLOXUH &
&') +DUGGLVNGDWDWUDQVIHUHUURU &
&' +DUGGLVNXQIRUPDW &
&' +DUGGLVNRXWRIVSHFLILFDWLRQVPRXQWHG &
&' 0RXQWHUURUGXHWRKDUGGLVNEHLQJXQIRUPDWWHG &
&' +''PLUURULQJHUURUPDVWHU $
&' +''PLUURULQJHUURUVODYH $
&' +''PLUURULQJHUURUPDVWHUVODYH $
&' +''PLUURULQJHUURUPDVWHUUHEXLOG $
&' +''PLUURULQJHUURUVODYHUHEXLOG $
&' +DUGGLVNYHULI\HUURU &
&' +DUGGLVNPDQDJHPHQWLQIRUPDWLRQUHDGLQJHUURU &
&' +''FRPPDQGH[HFXWLRQHUURU &
&' &
&' &
&' &
&' &
&' &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RGH ,WHP 5DQN

&' +''6&6,OLEUDU\HUURU &
&' &
&' &
&'$ &
&'% &
&' +DUGGLVNUHFRYHU\WLPHRXW &
&' :LUHOHVV/$1GHVWLQDWLRQLQLWLDOL]DWLRQHUURU &
&' )LOHPHPRU\PRXQWLQJHUURU &
&' 0HPRU\FDSDFLW\GLVFUHSDQF\ &
&' 0HPRU\FDSDFLW\GLVFUHSDQF\ &
&' 3&,6'5$0'0$RSHUDWLRQIDLOXUH &
&' &RPSUHVVLRQH[WUDFWLRQWLPHRXWGHWHFWLRQ &
&' (QFU\SWLRQ$6,&VHWWLQJHUURU &
&' (QFU\SWLRQ$6,&PRXQWLQJHUURU &
&' 1RUHOD\FLUFXLWERDUGVIRU,&PRXQWLQJDW,&PRXQWVHWWLQJ &
&' 86%KRVWERDUGIDLOXUH &
&' ([WHQVLRQQHWZRUNDGDSWHULQVWDOODWLRQHUURU &
&' L2SWLRQDFWLYDWHGDQGDGGLWLRQDOPHPRU\QRWLQVWDOOHG &
&' L2SWLRQDFWLYDWHGDQGDGGLWLRQDOPHPRU\DQG+''QRWLQVWDOOHG &
&' 1RQYRODWLOHGDWDFKHFNVXPHUURU &
&' 1RQYRODWLOHGDWDVDYHHUURUH00&
&' 1RQYRODWLOHGDWDVDYHHUURU((3520 &
&'$ &RXQWHUHUURU &
&' 1$&.FRPPDQGLQFRUUHFW &
&' $&.FRPPDQGLQFRUUHFW &
&' &KHFNVXPHUURU &
&' 5HFHLYLQJSDFNHWLQFRUUHFW &
&' 5HFHLYLQJSDFNHWDQDO\VLVHUURU &
&' $&.UHFHLYLQJWLPHRXW &
&' 5HWUDQVPLVVLRQWLPHRXW &
&' 7RXFKSDQHOERDUGHUURU &
&' 7RXFKSDQHOW\SHPLVPDWFK &
&' (OHFWURVWDWLFWRXFKSDQHORSHUDWLRQPRGHHUURU &
&' 7URXEOHUHODWHGWRVHFXULW\
&'
&'
&' 0HFKDQLFDOFRQWUROOHUIODVK520ZULWLQJHUURU &
&' 0HFKDQLFDOFRQWUROOHUIODVK520GHYLFHHUURU &
&' ):GRZQORDGFRPPXQLFDWLRQIDXOW &
&' )LQLVKHU)ODVK520GHYLFHHUURU:KHQ)6)6)66'RU-6LV &
LQVWDOOHG
&' 0HFKDQLFDOFRQWUROOHUVXE&38IODVK520GHYLFHHUURU &
&' 0HFKDQLFDOFRQWUROOHUVXE&38IODVK520HUURU &
&'& 7URXEOHUHODWHGWRVHFXULW\
&') $6,&LPDJHYHUVLRQIDLOXUH &
&') $6,&LPDJHYHUVLRQIDLOXUHEDFNVLGH:KHQ')LVLQVWDOOHG &
&') $6,&LPDJHDFFHVVIDLOXUH &
&') $6,&LPDJHDFFHVVIDLOXUHEDFNVLGH:KHQ')LVLQVWDOOHG &
&')$ $6,&LPDJHHUURU &
&')$ $6,&LPDJHHUURUEDFNVLGH:KHQ')LVLQVWDOOHG &
&( $EQRUPDOPHVVDJHTXHXH &
&( 0HVVDJHDQGPHWKRGSDUDPHWHUIDLOXUH &
&( 7DVNHUURU &
&( (YHQWHUURU &
&( 0HPRU\DFFHVVHUURU &
&( +HDGHUDFFHVVHUURU &
&( ',00LQLWLDOL]HHUURU &
&( %URZVHUILQLVKGHWHFWHG &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RGH ,WHP 5DQN

&( 7UDQVPLVVLRQRSHUDWLRQORJVWRUDJHIDXOW &
&( 5HIHUULQJLQFRUUHFWPHPRU\ &
&( ,QFRUUHFWFRPPDQG &
&( )LQLVKHGGXHWRHUURULQVLGH4WOLEUDU\ &
&( )LQLVKHGGXHWRHUURURXWVLGH4WOLEUDU\ &
&( 3URJUDPIRUFHGWRVWRS &
&(' 7KHDXWKHQWLFDWLRQDSSOLFDWLRQLQIRUPDWLRQGRHVQRWH[LVWLQWKHKDUGGLVNH00& &
ERDUGLQWKHHQKDQFHGVHUYHUDXWKHQWLFDWLRQVWDWH
&((( 0)3ERDUG06&PDOIXQFWLRQ &
&((( 6FDQQHUVHFWLRQPDOIXQFWLRQ $
&((( 0)3ERDUG(1*PDOIXQFWLRQ $
&) 7URXEOHFRGH&)LVUHIHUUHGWRDVDERUWFRGH &
)RUGHWDLOVRIDERUWFRGHUHIHUWR³.$%257&2'(´

&
&
&RQWHQWV
7URXEOHW\SH &3DSHUIHHGFRPPXQLFDWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
:KHQWKH0)3ERDUG0)3%LVUHFHLYLQJGDWDDFRPPXQLFDWLRQHUURULVGHWHFWHG
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 0)3ERDUG0)3%
3&FRQWUROERDUG3&&%

3URFHGXUH
7XUQ2))WKHPDLQSRZHUVZLWFKGLVFRQQHFWDQGWKHQFRQQHFWWKHSRZHUFRUG:DLWIRUVHFRUPRUHDIWHUFRQQHFWWKHSRZHUFRUG
DQGWXUQ21WKHPDLQSRZHUVZLWFK
&RUUHFWRUUHSODFHWKHKDUQHVVFRQQHFWLRQEHWZHHQWKHPDLQERG\DQGWKHSDSHUIHHGFDELQHWLIIDXOW\
5HZULWHWKHILUPZDUH
5HSODFH3&&%3&3&3&
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&

&
&RQWHQWV
7URXEOHW\SH &7UD\/&&SDSHUIHHGPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3&3&RU3&LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHPRWRUORFNVLJQDOUHPDLQV+,*+IRUDSUHGHWHUPLQHGFRQWLQXRXVSHULRGRIWLPHZKLOHWKHPRWRULVWXUQLQJ
FRQGLWLRQ 7KHPRWRUORFNVLJQDOUHPDLQV/2:IRUDSUHGHWHUPLQHGFRQWLQXRXVSHULRGRIWLPHZKLOHWKHPRWRUUHPDLQV
VWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV :KHQ3&RU3&LVLQVWDOOHG!
7UD\SDSHUIHHGPRWRU0
3&FRQWUROERDUG3&&%
:KHQ3&LVLQVWDOOHG!
3DSHUIHHGPRWRU0
3&FRQWUROERDUG3&&%

3URFHGXUH
D :KHQ3&RU3&LVLQVWDOOHG
&KHFNWKHFRQQHFWRUEHWZHHQ03&&%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRURI0IRUSURSHUGULYHFRXSOLQJDQGFRUUHFWDVQHFHVVDU\
0RSHUDWLRQFKHFN
&RQWUROVLJQDO3&&%&1&:&&:
/RFDWLRQRIHOHFWULFDOFRPSRQHQW3&3&&
5HSODFH0
5HSODFH3&&%
127,&(
/LQNWRWKHZLULQJGLDJUDP13&
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH63&3&

.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
E :KHQ3&LVLQVWDOOHG
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW3&-
5HSODFH0
5HSODFH3&&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7UD\/&&YHUWLFDOWUDQVSRUWPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3&3&RU3&LV
LQVWDOOHG
5DQN %
VWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV :KHQ3&RU3&LVLQVWDOOHG!
7UD\YHUWLFDOWUDQVSRUWPRWRU0
3&FRQWUROERDUG3&&%
:KHQ3&LVLQVWDOOHG!
9HUWLFDOWUDQVSRUWPRWRU0
3&FRQWUROERDUG3&&%

3URFHGXUH
D :KHQ3&RU3&LVLQVWDOOHG
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW3&3&WR&
5HSODFH0
5HSODFH3&&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH63&3&

E :KHQ3&LVLQVWDOOHG
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH3&&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7UD\SDSHUIHHGPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3&LVLQVWDOOHG
5DQN %
VWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 7UD\SDSHUIHHGPRWRU0
3&FRQWUROERDUG3&&%

3URFHGXUH
0RSHUDWLRQFKHFN
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
/RFDWLRQRIHOHFWULFDOFRPSRQHQW3&.
5HSODFH0
5HSODFH3&&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7UD\YHUWLFDOWUDQVSRUWPRWRUWXUQLQJDWDEQRUPDOWLPLQJ:KHQ3&LVLQVWDOOHG
5DQN %
VWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 7UD\YHUWLFDOWUDQVSRUWPRWRU0
3&FRQWUROERDUG3&&%

3URFHGXUH
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH3&&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7UD\IHHGHUXSGRZQDEQRUPDOLW\
5DQN %
7URXEOHGHWHFWLRQ 7KHWUD\XSSHUOLPLWVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHG
FRQGLWLRQ DIWHUWKHSDSHUOLIWXSRSHUDWLRQIRUWKHGUDZHUEHJDQ
7URXEOHLVRODWLRQ 7UD\
5HOHYDQWHOHFWULFDOSDUWV 7UD\OLIWXSPRWRU0
7UD\XSSHUOLPLWVHQVRU36
0)3ERDUG0)3%

3URFHGXUH
5HPRYHWKHWUD\DQGFKHFNWRVHHLIDSLHFHRISDSHULVQRWOHIWLQVLGHWKHPDFKLQH
&KHFNWKHFRQQHFWRUEHWZHHQ00)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ36UHOD\&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
36,2FKHFNVHQVRUFKHFN
&RQWUROVLJQDO0)3%&1(21
/RFDWLRQRIHOHFWULFDOFRPSRQHQW&
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(0
5HSODFH0
5HSODFH0)3%
127,&(
/LQNWRWKHZLULQJGLDJUDP1EL]KXE&&&

&
&RQWHQWV
7URXEOHW\SH &7UD\IHHGHUXSGRZQDEQRUPDOLW\
5DQN %
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
0)3ERDUG0)3%

3URFHGXUH
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(0
5HSODFH0
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7UD\OLIWXSIDLOXUH:KHQ3&RU3&LVLQVWDOOHG
5DQN %
3&FRQWUROERDUG3&&%
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ36UHOD\&13&&%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO3&&%&121
0RSHUDWLRQFKHFN
&RQWUROVLJQDO3&&%&1WR
5HSODFH0
5HSODFH3&&%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7UD\OLIWXSIDLOXUH:KHQ3&LVLQVWDOOHG
5DQN %
3&FRQWUROERDUG3&&%
0)3ERDUG0)3%

3URFHGXUH
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH3&&%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &/&&OLIWIDLOXUH:KHQ3&LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHPDLQWUD\XSSHUOLPLWVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDV
FRQGLWLRQ HODSVHGDIWHUWKHSDSHUOLIWXSRSHUDWLRQIRUWKHGUDZHUEHJDQ
7KHVKLIWHUVWRSORZHUOLPLWSRVLWLRQVHQVRU36LVQRWWXUQHG2))XQEORFNHGHYHQDIWHUWKHVHWSHULRG
RIWLPHKDVHODSVHGDIWHUWKHSDSHUOLIWXSRSHUDWLRQIRUWKHGUDZHUEHJDQ
7KHPDLQWUD\XSSHUOLPLWVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDV
HODSVHGDIWHUWKHSDSHUOLIWXSRSHUDWLQJ
7KHPDLQWUD\XSSHUOLPLWVHQVRU36LVQRWWXUQHG2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDV
HODSVHGDIWHUWKHSDSHUOLIWGRZQRSHUDWLRQEHJDQ
7KHVKLIWHUVWRSORZHUOLPLWSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRI
WLPHKDVHODSVHGDIWHUWKHSDSHUOLIWGRZQRSHUDWLRQEHJDQ
7URXEOHLVRODWLRQ /&7
5HOHYDQWHOHFWULFDOSDUWV 0DLQWUD\XSSHUOLPLWVHQVRU36
6KLIWHUVWRSORZHUOLPLWSRVLWLRQVHQVRU36
(OHYDWRUPRWRU0
3&FRQWUROERDUG3&&%

3URFHGXUH
0RSHUDWLRQFKHFN
5HSODFH0
35&%,&3FRQGXFWLRQFKHFN
5HSODFH3&&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &0DQXDOIHHGXSGRZQDEQRUPDOLW\
5DQN %
7URXEOHGHWHFWLRQ 3DSHULVQRWWXUQHG2))XQEORFNWKHE\SDVVOLIWXSSRVLWLRQVHQVRU36HYHQDIWHUWKHWUDQVSRUWPRWRU
FRQGLWLRQ 0URWDWHVIRUDJLYHQSHULRGRIWLPHDIWHUWKHSRVLWLRQLVVZLWFKHGIURPVWDQGE\SRVLWLRQDWOLIWXSSODWHWR
WKHIHHGSRVLWLRQ
7KHE\SDVVOLIWXSSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHWUDQVSRUWPRWRU0
URWDWHVIRUDJLYHQSHULRGRIWLPHDIWHUWKHSRVLWLRQLVVZLWFKHGIURPVWDQGE\SRVLWLRQDWOLIWXSSODWHWRWKH
IHHGSRVLWLRQ
7URXEOHLVRODWLRQ 0DQXDO
5HOHYDQWHOHFWULFDOSDUWV 7UDQVSRUWPRWRU0
%\SDVVSLFNXSVROHQRLG6'
%\SDVVOLIWXSSRVLWLRQVHQVRU36
0)3ERDUG0)3%

3URFHGXUH
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&KHFNWKHFRQQHFWRUEHWZHHQ6'UHOD\&1UHOD\&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
/RFDWLRQRIHOHFWULFDOFRPSRQHQW-
6'RSHUDWLRQFKHFN
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(00)3%&1(/2&.
5HSODFH0
0)3%,&3(FRQGXFWLRQFKHFN
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &/&&VKLIWIDLOXUH:KHQ3&LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHVKLIWHUVWRSORZHUOLPLWSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRI
FRQGLWLRQ WLPHKDVHODSVHGDIWHUWKHVKLIWRSHUDWLRQEHJDQVKLIWWRWKHULJKW
7KHVKLIWHUKRPHVHQVRU36LVQRWWXUQHG2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHG
DIWHUWKHVKLIWRSHUDWLRQEHJDQVKLIWWRWKHULJKW
7KHVKLIWHUVWRSORZHUOLPLWSRVLWLRQVHQVRU36LVQRWWXUQHG2))XQEORFNHGHYHQDIWHUWKHVHWSHULRG
RIWLPHKDVHODSVHGDIWHUWKHUHWXUQRSHUDWLRQEHJDQVKLIWWRWKHOHIW
7KHVKLIWHUKRPHVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHG
DIWHUWKHUHWXUQRSHUDWLRQEHJDQVKLIWWRWKHOHIW
5HOHYDQWHOHFWULFDOSDUWV 6KLIWHUVWRSORZHUOLPLWSRVLWLRQVHQVRU36
6KLIWHUKRPHVHQVRU36
6KLIWHUPRWRU0
3&FRQWUROERDUG3&&%

3URFHGXUH
0RSHUDWLRQFKHFN
5HSODFH0
35&%,&3FRQGXFWLRQFKHFN
5HSODFH3&&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &/&7XSGRZQDEQRUPDOLW\:KHQ/8LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHXSSHUOLPLWVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKH
FRQGLWLRQ SDSHUOLIWXSRSHUDWLRQIRUWKHGUDZHUEHJDQ
5HOHYDQWHOHFWULFDOSDUWV 8SSHUOLPLWVHQVRU36
/LIWXSPRWRU0
/8GULYHERDUG/8'%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ0/8'%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&KHFNWKHFRQQHFWRUEHWZHHQ36UHOD\&1/8'%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO/8'%&121
/RFDWLRQRIHOHFWULFDOFRPSRQHQW/8*
0RSHUDWLRQFKHFN
&RQWUROVLJQDO/8'%&121
/RFDWLRQRIHOHFWULFDOFRPSRQHQW/8*
5HSODFH0
5HSODFH/8'%
127,&(
/LQNWRWKHZLULQJGLDJUDP1/8

&
&
&RQWHQWV
7URXEOHW\SH &)16FRPPXQLFDWLRQHUURU:KHQ)6)6)66'RU-6LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ :KHQ)6)6RU)66'LVLQVWDOOHG!
FRQGLWLRQ :KHQWKH)6FRQWUROERDUG)6&%LVUHFHLYLQJGDWDDFRPPXQLFDWLRQHUURULVGHWHFWHG
:KHQ-6LVLQVWDOOHG!
:KHQWKH-6FRQWUROERDUG-6&%LVUHFHLYLQJGDWDDFRPPXQLFDWLRQHUURULVGHWHFWHG
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV :KHQ)6)6RU)66'LVLQVWDOOHG!
)6FRQWUROERDUG)6&%
:KHQ-6LVLQVWDOOHG!
-6FRQWUROERDUG-6&%

3URFHGXUH
D :KHQ)6)6RU)66'LVLQVWDOOHG
5HZULWHWKHILUPZDUH
5HSODFH)6&%)6)6)66'

E :KHQ-6LVLQVWDOOHG
5HZULWHWKHILUPZDUH
5HSODFH-6&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&&'

&
&RQWHQWV
7URXEOHW\SH &6'FRPPXQLFDWLRQHUURU:KHQ)66'LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ :KHQDFRPPXQLFDWLRQHUURULVGHWHFWHGEHWZHHQWKH)6FRQWUROERDUG)6&%DQGWKH6'FRQWUROERDUG
FRQGLWLRQ 6''%
7URXEOHLVRODWLRQ &HQWHU6WDSOLQJ+DOI)ROG7UL)ROG
5HOHYDQWHOHFWULFDOSDUWV 6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH6''%
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &0DLQWUD\XSGRZQPRWRUGULYHPDOIXQFWLRQ:KHQ)6)6RU)66'LVLQVWDOOHG
5DQN %
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHGHWHFWLRQ :KHQ)6LVLQVWDOOHG!
FRQGLWLRQ :KLOHWKHH[LWWUD\LVEHLQJOLIWHGWKHSDSHUH[LWWUD\KRPHVHQVRU36LVQRWWXUQHG2))XQEORFNHGDIWHU
WKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKHWUD\OLIWXSPRWRU0LVWXUQHG21
:KLOHWKHH[LWWUD\LVEHLQJORZHUHGWKHSDSHUH[LWWUD\KRPHVHQVRU36LVQRWWXUQHG21EORFNHGDIWHU
WKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKHWUD\OLIWXSPRWRU0LVWXUQHG21
:KHQ)6RU)66'LVLQVWDOOHG!
:KLOHWKHH[LWWUD\LVEHLQJOLIWHGWKHPDLQWUD\XSSHUSRVLWLRQVHQVRU3636LVQRWWXUQHG21EORFNHG
DQGWKHPDLQWUD\XSSHUSRVLWLRQGHWHFWVZLWFK6:LVQRWWXUQHG21HYHQDIWHUWKHPDLQWUD\XSGRZQ
PRWRU0WXUQVE\WKHVHWQXPEHURIWLPHV
:KLOHWKHH[LWWUD\LVEHLQJORZHUHGWKHPDLQWUD\IXOOGHWHFWLRQVHQVRU36LVQRWWXUQHG21EORFNHG
DIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKHPDLQWUD\XSGRZQPRWRU0LVWXUQHG21
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV :KHQ)6LVLQVWDOOHG!
7UD\OLIWXSPRWRU0
3DSHUH[LWWUD\KRPHVHQVRU36
)6FRQWUROERDUG)6&%
0DLQWUD\XSGRZQPRWRU0
0DLQWUD\XSSHUSRVLWLRQVHQVRU536
0DLQWUD\XSSHUSRVLWLRQVHQVRU)36
0DLQWUD\IXOOGHWHFWLRQVHQVRU36
0DLQWUD\XSSHUSRVLWLRQGHWHFWVZLWFK6:
)6FRQWUROERDUG)6&%

3URFHGXUH
D :KHQ)6LVLQVWDOOHG
&KHFNWKHFRQQHFWRUEHWZHHQ0)6&%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO)6&%&1
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6'WR(
0RSHUDWLRQFKHFN
&RQWUROVLJQDO)6&%&1
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6(
5HSODFH0
)6&%&3FRQGXFWLRQFKHFN
5HSODFH)6&%
127,&(
/LQNWRWKHZLULQJGLDJUDP1)6
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6)6

E :KHQ)6RU)66'LVLQVWDOOHG
&KHFNWKHPRWRUVHQVRUDQGVZLWFKFRQQHFWRUVIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO)6&%-$!21
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6&
&RQWUROVLJQDO)6&%-%!21
6:RSHUDWLRQFKHFN
&RQWUROVLJQDO)6&%-WR
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6.
0RSHUDWLRQFKHFN
&RQWUROVLJQDO)6&%-$!WR
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6&WR'
5HSODFH0
5HSODFH)6&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6)6)66'

&
&RQWHQWV
7URXEOHW\SH &$OLJQPHQWSODWHPRWRU)UPDOIXQFWLRQ:KHQ)6)6RU)66'LVLQVWDOOHG
5DQN %
FRQGLWLRQ 7KHDOLJQPHQWSODWHKRPHVHQVRU)36LVQRWWXUQHG2))XQEORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV
HODSVHGDIWHUWKHSODWHGULYHVWDUWVIURPWKHKRPHSRVLWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7KHDOLJQPHQWSODWHKRPHVHQVRU)36LVQRWWXUQHG21EORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV

HODSVHGDIWHUWKHDOLJQPHQWPRWRU)0LVWXUQHG21WRUHWXUQWKHSODWHWRWKHKRPHSRVLWLRQ
7KHDOLJQPHQWSODWH)KRPHVHQVRU36LVQRWWXUQHG2))XQEORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV
7KHDOLJQPHQWSODWH)KRPHVHQVRU36LVQRWWXUQHG21EORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV
HODSVHGDIWHUWKHDOLJQPHQWPRWRU)URQW0LVWXUQHG21WRUHWXUQWKHSODWHWRWKHKRPHSRVLWLRQ
7KHDOLJQPHQWSODWH)GRHVQRWUHDFKWKHVSHFLILHGSRVLWLRQZLWKLQWKHVHWSHULRGRIWLPH
7URXEOHLVRODWLRQ
$OLJQPHQWPRWRU)0
$OLJQPHQWSODWHKRPHVHQVRU)36
)6FRQWUROERDUG)6&%
$OLJQPHQWPRWRU)URQW0
$OLJQPHQWSODWH)KRPHVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
D :KHQ)6LVLQVWDOOHG
&RQWUROVLJQDO)6&%&1
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6-
0RSHUDWLRQFKHFN
&RQWUROVLJQDO)6&%&1
5HSODFH0
5HSODFH)6&%
127,&(

&KHFNWKHFRQQHFWRUEHWZHHQ0)6&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &%XQGOHHMHFWPRWRUGULYHPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHJULSSHUKRPHSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDV
FRQGLWLRQ HODSVHGDIWHUWKHJULSSHUSRVLWLRQGHWHFWLRQVHQVRU36LVWXUQHG2))XQEORFNHG
7KHJULSSHUSRVLWLRQGHWHFWLRQVHQVRU36LVQRWWXUQHG2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPH
KDVHODSVHGDIWHULWLVWXUQHG21EORFNHG
7KHJULSSHUSRVLWLRQGHWHFWLRQVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDV
HODSVHGDIWHUWKHJULSSHUKRPHSRVLWLRQVHQVRU36LVWXUQHG2))XQEORFNHG
7KHJULSSHUKRPHSRVLWLRQVHQVRU36LVQRWWXUQHG2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDV
HODSVHGDIWHUWKHEXQGOHHMHFWPRWRU0LVHQHUJL]HG
7KHJULSSHUKRPHSRVLWLRQVHQVRU36DQGWKHJULSSHUSRVLWLRQGHWHFWLRQVHQVRU36LVWXUQHG21
EORFNHGDWWKHVDPHWLPH
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV %XQGOHHMHFWPRWRU0
*ULSSHUKRPHSRVLWLRQVHQVRU36
*ULSSHUSRVLWLRQGHWHFWLRQVHQVRU36
)6FRQWUROERDUG)6&%
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
3URFHGXUH
&KHFNWKHPRWRUDQGVHQVRUFRQQHFWRUVIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO)6&%-21
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &6WDSOHUPRYHPHQWPRWRUPDOIXQFWLRQ:KHQ)6)6RU)66'LVLQVWDOOHG
5DQN %
FRQGLWLRQ 7KHVWDSOHUKRPHVHQVRU36LVQRWWXUQHG2))XQEORFNHGDIWHUWKHODSVRIJLYHQWLPHDIWHULWVWDUWHG
RSHUDWLQJIURPWKHKRPHSRVLWLRQ
7KHVWDSOHUKRPHVHQVRU36LVQRWWXUQHG21EORFNHGDIWHUWKHODSVRIJLYHWLPHDIWHUWKHVWDSOHU
PRYHPHQWPRWRU0WXUQHG21ZKHQLWUHWXUQHGWRWKHKRPHSRVLWLRQ
7KHVWDSOHUKRPHSRVLWLRQVHQVRU5HDU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHU
WKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKHVLGHVWDSOHUPRYHPHQWPRWRU0WXUQHG21
7KHVWDSOHUGRHVQRWUHDFKWKHVSHFLILHGSRVLWLRQZLWKLQWKHVHWSHULRGRIWLPH
7URXEOHLVRODWLRQ 6WDSOH
6WDSOHUPRYHPHQWPRWRU0
6WDSOHUKRPHVHQVRU36
6WDSOHUUHOD\ERDUG675(<%
)6FRQWUROERDUG)6&%
6LGHVWDSOHUPRYHPHQWPRWRU0
6WDSOHUKRPHSRVLWLRQVHQVRU5HDU36
)6FRQWUROERDUG)6&%

3URFHGXUH
D :KHQ)6LVLQVWDOOHG
&KHFNWKHFRQQHFWRUEHWZHHQ0675(<%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO)6&%&1
0RSHUDWLRQFKHFN
&RQWUROVLJQDO675(<%&1WR
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6/
5HSODFH0
5HSODFH675(<%
5HSODFH)6&%
127,&(

&KHFNWKHFRQQHFWRUEHWZHHQ0UHOD\&1)6&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
0RSHUDWLRQFKHFN
5HSODFH0
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &6WDSOHUPRWRUGULYHPDOIXQFWLRQ:KHQ)6)6RU)66'LVLQVWDOOHG
5DQN %
FRQGLWLRQ 7KHVWDSOHUKRPHVHQVRU36LVQRWWXUQHG21EORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHG
DIWHUWKHVWDSOHUPRWRUWXUQHG21
7KHVWDSOHUKRPHSRVLWLRQVHQVRU5HDU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHU
WKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKHVWDSOHUPRWRU0WXUQHG21
7KHVWDSOHUSRVLWLRQVHQVRU&HQWHU36LVWXUQHG21EORFNHGZKHQWKHVWDSOHUPRWRU0LVUXQQLQJ
6WDSOHUKRPHVHQVRU36
6WDSOHUXQLW
6WDSOHUUHOD\ERDUG675(<%
)6FRQWUROERDUG)6&%
6WDSOHUKRPHSRVLWLRQVHQVRU5HDU36
6WDSOHUXQLW
6WDSOHUSRVLWLRQVHQVRU&HQWHU36
)6FRQWUROERDUG)6&%

3URFHGXUH
D :KHQ)6LVLQVWDOOHG
&KHFNWKHFRQQHFWRUEHWZHHQWKHVWDSOHUXQLW675(<%&1DQG&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRURIWKHVWDSOHUXQLWIRUSURSHUGULYHFRXSOLQJDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO)6&%&1
5HSODFHWKHVWDSOHUXQLW
5HSODFH675(<%
5HSODFH)6&%
127,&(

&KHFNWKHFRQQHFWRUEHWZHHQWKHVWDSOHUXQLWUHOD\&1)6&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRURIWKHVWDSOHUXQLWIRUSURSHUGULYHFRXSOLQJDQGFRUUHFWDVQHFHVVDU\
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6WR&
5HSODFHWKHVWDSOHUXQLW
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &6WDSOHUPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHVWDSOHUKRPHVHQVRULVQRWWXUQHG21HYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGZKLOHWKHVWDSOHU
FRQGLWLRQ PRWRULVHQHUJL]HG
7KHVWDSOHUKRPHVHQVRULVQRWWXUQHG2))HYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKHVWDSOHU
KRPHVHQVRULVWXUQHG21
&HQWHU6WDSOLQJ+DOI)ROG7UL)ROG
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HOHYDQWHOHFWULFDOSDUWV 6WDSOHXQLW
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQWKHVWDSOHXQLW6''%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRURIWKHVWDSOHXQLWIRUSURSHUGULYHFRXSOLQJDQGFRUUHFWDVQHFHVVDU\
5HSODFHWKHVWDSOHXQLW
5HSODFH6''%
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &&HQWHUVWDSOHOHDGHGJHVWRSSHUPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHVWRSSHUKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPH
FRQGLWLRQ KDVHODSVHGDIWHUWKHVWRSSHUGULYHPRWRU0LVWXUQHG21
&HQWHU6WDSOLQJ+DOI)ROG7UL)ROG
5HOHYDQWHOHFWULFDOSDUWV 6WRSSHUGULYHPRWRU0
6WRSSHUKRPHVHQVRU36
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ06''%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO6''%-21
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6'*
0RSHUDWLRQFKHFN
&RQWUROVLJQDO6''%-WR
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6'WR)WR*
5HSODFH0
5HSODFH6''%
5HSODFH)6&%
127,&(
/LQNWRWKHZLULQJGLDJUDP1)66'

&
&RQWHQWV
7URXEOHW\SH &&HQWHUVWDSOHIURQWDGMXVWGULYHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHDOLJQPHQWKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRI
FRQGLWLRQ WLPHKDVHODSVHGDIWHUWKHDOLJQPHQWPRWRU0LVWXUQHG21
5HOHYDQWHOHFWULFDOSDUWV $OLJQPHQWPRWRU0
$OLJQPHQWKRPHVHQVRU36
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ0UHOD\&16''%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6')
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6')WR*
5HSODFH0
5HSODFH6''%
5HSODFH)6&%
127,&(
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(

&
&RQWHQWV
7URXEOHW\SH &&HQWHUVWDSOHNQLIHGULYHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHFHQWHUIROGNQLIHKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHW
FRQGLWLRQ SHULRGRIWLPHKDVHODSVHGDIWHUWKHFHQWHUIROGNQLIHPRWRU0LVWXUQHG21
5HOHYDQWHOHFWULFDOSDUWV &HQWHUIROGNQLIHPRWRU0
&HQWHUIROGNQLIHKRPHVHQVRU36
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6'WR%
5HSODFH0
5HSODFH6''%
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3XQFKGULYHPRWRUPDOIXQFWLRQ:KHQ)63.)63.RU)66'3.LV
LQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ :KHQ)63.LVLQVWDOOHG!
FRQGLWLRQ 7KHSXQFKHUGULYHFDPVHQVRU36RUSXQFKHUKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))
XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGZKLOHWKHSXQFKPRWRU0LVHQHUJL]HG
7KHSXQFKPRWRUVHQVRU36LVQRWWXUQHG21ZKHQWKHSXQFKPRWRU0GULYHQ
7KHKROHVZLWKRWKHUPDUNHWLQJDUHDLVVHWLQ>6HUYLFH0RGH@!>)LQLVKHU@!>3XQFK2SWLRQ6HWWLQJ@
:KHQ)63.RU)66'3.LVLQVWDOOHG!
7KHSXQFKKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRI
WLPHKDVHODSVHGZKLOHWKHSXQFKGULYHPRWRU0LVHQHUJL]HG
7KLFNSDSHULVORDGHGDQGDSXQFKRSHUDWLRQLVSHUIRUPHGZLWK>3ODLQ3DSHU@OHIWVHWIRUWKHSDSHUW\SH
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV :KHQ)63.LVLQVWDOOHG!
3XQFKPRWRU0
3XQFKPRWRUVHQVRU36
3XQFKHUGULYHFDPVHQVRU36
3XQFKHUKRPHVHQVRU36
3.FRQWUROERDUG3.&%
)6FRQWUROERDUG)6&%
:KHQ)63.RU)66'3.LVLQVWDOOHG!
3XQFKGULYHPRWRU0
3XQFKKRPHVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
D :KHQ)63.LVLQVWDOOHG
&KHFNWKHQXPEHURIWKHKROHVLQ>6HUYLFH0RGH@!>)LQLVKHU@!>3XQFK2SWLRQ6HWWLQJ@
&KHFNWKHFRQQHFWRUEHWZHHQ03.&%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO3.&%&1
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)63.&
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&RQWUROVLJQDO3.&%&1
&RQWUROVLJQDO3.&%&1
0RSHUDWLRQFKHFN
&RQWUROVLJQDO3.&%&1WR
5HSODFH0
3.&%)FRQGXFWLRQFKHFN
5HSODFH3.&%
5HSODFH)6&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6)63.

E :KHQ)63.RU)66'3.LVLQVWDOOHG
&KHFNWKDWWKHFRUUHFWSDSHUW\SHLVVHW
7RSULQWRQWKLFNSDSHUFKDQJHWKHSDSHUW\SHWR>7KLFN@
,IWKHWURXEOHRFFXUVHYHQZKHQ>3DSHU7\SH@LVVHWWRWKHFRUUHFWSDSHUW\SHVHOHFW>6HUYLFH0RGH@!>6HFXULW\6HWWLQJV@!>(QJLQH):
'LS6:@DQGIOLS6:1RWRWKH21
127(
&KDQJLQJWKHVHWWLQJRI(QJLQH):'LS6:UHVXOWVLQDORQJHUSHUIRUDWLQJWLPHDQGJUHDWHUSXQFKSHUIRUDWLQJQRLVH
UHJDUGOHVVRIWKHSDSHUW\SH

/RFDWLRQRIHOHFWULFDOFRPSRQHQW)63..
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)63..
5HSODFH0
5HSODFH)6&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6)63.)66'3.

&
&RQWHQWV
7URXEOHW\SH &$OLJQPHQWSODWHPRWRU5UPDOIXQFWLRQ:KHQ)6)6RU)66'LVLQVWDOOHG
5DQN %
FRQGLWLRQ 7KHDOLJQPHQWSODWHKRPHVHQVRU536LVQRWWXUQHG2))XQEORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV
7KHDOLJQPHQWSODWHKRPHVHQVRU536LVQRWWXUQHG21EORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV
HODSVHGZKLOHWKHDOLJQPHQWPRWRU50LVHQHUJL]HGZKHQWKHSODWHUHWXUQVWRWKHKRPHSRVLWLRQ
7KHDOLJQPHQWSODWH5KRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHW
SHULRGRIWLPHKDVHODSVHGZKLOHWKHDOLJQPHQWPRWRU5HDU0LVHQHUJL]HG
7URXEOHLVRODWLRQ
$OLJQPHQWPRWRU50
$OLJQPHQWSODWHKRPHVHQVRU536
)6FRQWUROERDUG)6&%
$OLJQPHQWPRWRU5HDU0
$OLJQPHQWSODWH5KRPHVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
D :KHQ)6LVLQVWDOOHG
&RQWUROVLJQDO)6&%&1
0RSHUDWLRQFKHFN
&RQWUROVLJQDO)6&%&1
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HSODFH0
5HSODFH)6&%
127,&(





0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6WR&WR'
5HSODFH0
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3DGGOHPRWRUGULYHPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHXSSHUSDGGOHKRPHSRVLWLRQGHWHFWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQ
FRQGLWLRQ DIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGZKLOHWKH)16SDGGOHPRWRU0LVWXUQLQJ
5HOHYDQWHOHFWULFDOSDUWV )16SDGGOHPRWRU0
8SSHUSDGGOHKRPHSRVLWLRQGHWHFWLRQVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH




0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3UHHMHFWGULYHPRWRUPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHSUHHMHFWKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRI
FRQGLWLRQ WLPHKDVHODSVHGDIWHUWKHSUHHMHFWGULYHPRWRU0LVWXUQHG21
7KHSUHHMHFWDZD\VHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRI
WLPHKDVHODSVHGDIWHUWKHSUHHMHFWGULYHPRWRU0LVWXUQHG21
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 3UHHMHFWGULYHPRWRU0
3UHHMHFWKRPHVHQVRU36
3UHHMHFWDZD\VHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ0UHOD\&1$!)6&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ36UHOD\&1UHOD\&1%!)6&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ36UHOD\&1UHOD\&1%!)6&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7UDLOLQJHGJHVWRSSHUPRWRUPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHWUDLOLQJHGJHVWRSSHUKRPHSRVLWLRQGHWHFWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHG
FRQGLWLRQ HYHQDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKHWUDLOLQJHGJHVWRSSHUPRWRU0LVWXUQHG21
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 7UDLOLQJHGJHVWRSSHUPRWRU0
7UDLOLQJHGJHVWRSSHUKRPHSRVLWLRQGHWHFWLRQVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &6'SDGGOHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHSDGGOHKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPH
FRQGLWLRQ KDVHODSVHGZKLOHWKH6'SDGGOHPRWRU0LVHQHUJL]HG
5HOHYDQWHOHFWULFDOSDUWV 6'SDGGOHPRWRU0
3DGGOHKRPHVHQVRU36
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6'WR*
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH6''%
5HSODFH)6&%
127,&(
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&
&RQWHQWV
7URXEOHW\SH &6KLIWPRWRUGULYHPDOIXQFWLRQ:KHQ-6LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHWUD\VKLIWKRPHVHQVRU36LVQRWWXUQHG21EORFNHGDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKH
FRQGLWLRQ WUD\VKLIWPRWRU0LVWXUQHG21VWDUWRIPRYLQJWRWKHKRPHSRVLWLRQ
7KHWUD\VKLIWKRPHVHQVRU36LVQRWWXUQHG2))XQEORFNHGDIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGDIWHU
WKHWUD\VKLIWPRWRU0LVWXUQHG21VWDUWRIPRYLQJWRWKHVKLIWSRVLWLRQ
5HOHYDQWHOHFWULFDOSDUWV 7UD\VKLIWPRWRU0
7UD\VKLIWKRPHVHQVRU36
-6FRQWUROERDUG-6&%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ0-6&%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ36-6&%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO-6&%&121
/RFDWLRQRIHOHFWULFDOFRPSRQHQW-6&
0RSHUDWLRQFKHFN
&RQWUROVLJQDO-6&%&1'59
/RFDWLRQRIHOHFWULFDOFRPSRQHQW-6WR&
5HSODFH0
-6&%,&3FRQGXFWLRQFKHFN
5HSODFH-6&%
127,&(
/LQNWRWKHZLULQJGLDJUDP1-6

&
&RQWHQWV
7URXEOHW\SH &3DSHUGLVFKDUJHFRQWUROPRWRUPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHSDSHUGHOLYHU\FRQWUROVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHW
FRQGLWLRQ SHULRGRIWLPHKDVHODSVHGZKLOHWKHSDSHUUHFHLYLQJFRQWUROPRWRU0LVHQHUJL]HG
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 3DSHUUHFHLYLQJFRQWUROPRWRU0
3DSHUGHOLYHU\FRQWUROVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6WR&
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3DSHUGLVFKDUJHFRQWUROPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHFXUOFRYHUGHWHFWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRG
FRQGLWLRQ RIWLPHKDVHODSVHGDIWHUWKHSDSHUGLVFKDUJHFRQWUROPRWRU0LVWXUQHG21
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HOHYDQWHOHFWULFDOSDUWV 3DSHUGLVFKDUJHFRQWUROPRWRU0
&XUOFRYHUGHWHFWLRQVHQVRU36
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ0UHOD\&1UHOD\&16''%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ36UHOD\&1UHOD\&16''%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6'%
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6'%
5HSODFH0
5HSODFH6''%
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &&HQWHUIROGUROOHUPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHJXLGHKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHWSHULRGRIWLPH
FRQGLWLRQ KDVHODSVHGDIWHUWKHFHQWHUIROGUROOHUPRWRU0LVWXUQHG21
5HOHYDQWHOHFWULFDOSDUWV &HQWHUIROGUROOHUPRWRU0
*XLGHKRPHVHQVRU36
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW6'WR)WR*
5HSODFH0
5HSODFH6''%
5HSODFH)6&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7ULIROGLQJJXLGHPRWRUPDOIXQFWLRQ:KHQ)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHWULIROGLQJJDWHKRPHVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHW
FRQGLWLRQ SHULRGRIWLPHKDVHODSVHGZKLOHWKHWULIROGLQJJXLGHPRWRU0LVHQHUJL]HG
5HOHYDQWHOHFWULFDOSDUWV 7ULIROGLQJJXLGHPRWRU0
7ULIROGLQJJDWHKRPHVHQVRU36
6'GULYHERDUG6''%
)6FRQWUROERDUG)6&%

3URFHGXUH
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH6''%
5HSODFH)6&%
127,&(

&$
&RQWHQWV
7URXEOHW\SH &$([LWUROOHUSUHVVXUHUHWUDFWLRQPDOIXQFWLRQ:KHQ)6LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHSLFNXSUROOHUSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHW
FRQGLWLRQ SHULRGRIWLPHKDVHODSVHGDIWHUWKHH[LWUROOHUOLIWXSPRWRU0LVWXUQHG21
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV ([LWUROOHUOLIWXSPRWRU0
3LFNXSUROOHUSRVLWLRQVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
&RQWUROVLJQDO)6&%&1
0RSHUDWLRQFKHFN
&RQWUROVLJQDO)6&%&1
5HSODFH0
5HSODFH)6&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&$

&$
&RQWHQWV
7URXEOHW\SH &$$FFRPPRGDWLRQUROOHUSUHVVXUHUHWUDFWLRQPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ 7KHUHFHLYLQJUROOHUUHWUDFWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQDIWHUWKHVHW
FRQGLWLRQ SHULRGRIWLPHKDVHODSVHGDIWHUWKHUHFHLYLQJUROOHUUHWUDFWLRQPRWRU0LVWXUQHG21
5HOHYDQWHOHFWULFDOSDUWV 5HFHLYLQJUROOHUUHWUDFWLRQPRWRU0
5HFHLYLQJUROOHUUHWUDFWLRQVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH)6&%
127,&(

&(
&RQWHQWV
7URXEOHW\SH &(3DSHUH[LWVZLWFKLQJGULYHPDOIXQFWLRQ:KHQ)6RU)66'LVLQVWDOOHG
5DQN %
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHGHWHFWLRQ 7KHH[FKDQJHIROGHGNQLIHKRPHSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQ

FRQGLWLRQ DIWHUWKHVHWSHULRGRIWLPHKDVHODSVHGDIWHUWKH)16HQWU\WUDQVSRUWPRWRU0LVWXUQHG21
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV )16HQWU\WUDQVSRUWPRWRU0
([FKDQJHIROGHGNQLIHKRPHSRVLWLRQVHQVRU36
)6FRQWUROERDUG)6&%

3URFHGXUH
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW)6WR%WR&
5HSODFH0
5HSODFH)6&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&(

&
&RQWHQWV
7URXEOHW\SH &)6QRQYRODWLOHPHPRU\HUURU:KHQ)6LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ :KHQWKHPDLQSRZHUVZLWFKLVWXUQHG21PDOIXQFWLRQLQJRIWKHQRQYRODWLOHPHPRU\RQWKH)6FRQWUROERDUG
FRQGLWLRQ )6&%LVGHWHFWHG
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV )6FRQWUROERDUG)6&%

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH)6&%
127,&(

&
&&&&&
&RQWHQWV
7URXEOHW\SH &7UDQVIHUEHOWIDXOWDWLQLWLDOSRVLWLRQUHWXUQ
&7UDQVIHUEHOWVSDFLQJIDXOWDW.SUHVVXUHVZLWFKLQJ
&7UDQVIHUEHOWFRQWDFWIDXOWDWDOOSUHVVXUHVZLWFKLQJ
&7UDQVIHUEHOWFRQWDFWIDXOWDIWHU.SUHVVXUHHVWDEOLVKHG
&7UDQVIHUEHOWVSDFLQJIDXOWDIWHUDOOSUHVVXUHHVWDEOLVKHG
5DQN %
7URXEOHGHWHFWLRQFRQGLWLRQ &7KHVWWUDQVIHUSUHVVXUHVHQVRU36LVXQDEOHWRGHWHFWVZLWFKIURPUHWUDFWLRQWR
SUHVVXUHRUVZLWFKIURPSUHVVXUHWRUHWUDFWLRQZLWKLQDJLYHQSHULRGWLPHDIWHUWKHVWWUDQVIHU
SUHVVXUHFOXWFK&/KDVVWDUHGHQJDJHPHQWGXULQJDQLQLWLDOSRVLWLRQUHWXUQ
&7KHVWWUDQVIHUSUHVVXUHVHQVRU36GRHVQRWGHWHFW³VZLWFKIURPSUHVVXUHWRUHWUDFWLRQ´
ZLWKLQDJLYHQSHULRGWLPHDIWHUVWWUDQVIHUSUHVVXUHFOXWFK&/KDVVWDUHGHQJDJHPHQW
&7KHVWWUDQVIHUSUHVVXUHVHQVRU36GRHVQRWGHWHFW³VZLWFKIURPUHWUDFWLRQWRSUHVVXUH´
ZLWKLQDJLYHQSHULRGWLPHDIWHUVWWUDQVIHUSUHVVXUHFOXWFK&/KDVVWDUHGHQJDJHPHQW
&7KHVWWUDQVIHUSUHVVXUHVHQVRU36LVEORFNHGDIWHUWKHODPSVRIJLYHQWLPHDIWHUWKHVW
WUDQVIHUSUHVVXUHFOXWFK&/WXUQHG2))ZKHQWKHUHOHDVHRSHUDWLRQLVILQLVKHG
&7KHVWWUDQVIHUSUHVVXUHVHQVRU36LVXQEORFNHGDIWHUWKHODSVRIJLYHQWLPHDIWHUWKHVW
WUDQVIHUSUHVVXUHFOXWFK&/WXUQHG2))ZKHQWKHSUHVVLQJRSHUDWLRQLVILQLVKHG
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV )XVLQJPRWRU0
VWWUDQVIHUSUHVVXUHFOXWFK&/
VWWUDQVIHUSUHVVXUHVHQVRU36
0)3ERDUG0)3%

3URFHGXUH
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&KHFNWKHFRQQHFWRUEHWZHHQ36UHOD\&10)3%&1(%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ&/UHOD\&10)3%&1($IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO0)3%&1(%21
&/RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1($21
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(00)3%&1(/2&.
5HSODFH0
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&&&

&&
&RQWHQWV
7URXEOHW\SH &3&PRWRUIDLOXUHWRWXUQ
&3&PRWRUWXUQLQJDWDEQRUPDOWLPLQJ
5DQN %
7URXEOHGHWHFWLRQ &7KHPRWRUORFNVLJQDOUHPDLQV+,*+IRUDSUHGHWHUPLQHGFRQWLQXRXVSHULRGRIWLPHZKLOHWKHPRWRULV
FRQGLWLRQ WXUQLQJ
&7KHPRWRUORFNVLJQDOUHPDLQV/2:IRUDSUHGHWHUPLQHGFRQWLQXRXVSHULRGRIWLPHZKLOHWKHPRWRU
UHPDLQVVWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 3&PRWRU0
0)3ERDUG0)3%

3URFHGXUH
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(00)3%&1(/2&.
/RFDWLRQRIHOHFWULFDOFRPSRQHQWWR&
5HSODFH0
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&

&&
&RQWHQWV
7URXEOHW\SH &'HYHORSLQJPRWRUIDLOXUHWRWXUQ
&'HYHORSLQJPRWRUWXUQLQJDWDEQRUPDOWLPLQJ
5DQN %
FRQGLWLRQ WXUQLQJ
UHPDLQVVWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJPRWRU0
0)3ERDUG0)3%

3URFHGXUH
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(00)3%&1(/2&.
5HSODFH0
5HSODFH0)3%
127,&(
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&
&RQWHQWV
7URXEOHW\SH &7UDQVIHUEHOWFOHDQHUFRROLQJIDQIDLOXUHWRWXUQ
5DQN %
7URXEOHGHWHFWLRQ
7KHIDQORFNVLJQDOUHPDLQV+,*+IRUDSUHGHWHUPLQHGFRQWLQXRXVSHULRGRIWLPHZKLOHWKHIDQLVWXUQLQJ
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 7UDQVIHUEHOWFOHDQHUFRROLQJIDQ)0
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ)0UHOD\&1UHOD\&10)3%&1(%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHIDQIRUSRVVLEOHRYHUORDGDQGFRUUHFWDVQHFHVVDU\
)0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(%5(00)3%&1(%/2&.
5HSODFH)0
5HSODFH0)3%
127,&(

&&&&
&RQWHQWV
7URXEOHW\SH &'HYHORSLQJXQLW&QHZDUWLFOHUHOHDVH
&'HYHORSLQJXQLW0QHZDUWLFOHUHOHDVH
&'HYHORSLQJXQLW<QHZDUWLFOHUHOHDVH
&'HYHORSLQJXQLW.QHZDUWLFOHUHOHDVH
5DQN %
7URXEOHGHWHFWLRQ
7KHVWDWXVZLWKWKHQHZXQLWLVQRWFOHDUHGDIWHUWKHQHZGHYHORSLQJXQLWLVVHW
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJXQLW
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
5HLQVWDOOGHYHORSLQJXQLW
&KHFNWKHFRQQHFWRUEHWZHHQWKHGHYHORSLQJXQLW)5%&1&&1&&1&&1&IRUSURSHU
FRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ)5%&1&10)3%&1(&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFHWKHGHYHORSLQJXQLW
5HSODFH)5%
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&

&&&
&RQWHQWV
7URXEOHW\SH &$EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHGF\DQ7&5VHQVRU
&$EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHGPDJHQWD7&5VHQVRU
&$EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHG\HOORZ7&5VHQVRU
5DQN %
7URXEOHGHWHFWLRQ :KHQVDPSOLQJGDWDLVGHWHUPLQHGLQ7&UDWLRFDOFXODWLRQFRQWURO7&5VHQVRURXWSXWLVKLJKHUWKDQD
FRQGLWLRQ SUHGHWHUPLQHGYDOXHIRUDSUHGHWHUPLQHGQXPEHURIWLPHVLQDURZHYHQWKRXJKWKHUHLVWRQHULQWKHVXE
KRSSHU
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJXQLW&0<
7RQHUFDUWULGJH&0<
7RQHUHPSW\VHQVRU<36
7RQHUHPSW\VHQVRU036
7RQHUHPSW\VHQVRU&36
7RQHUFDUWULGJHPRWRU<0&0
7RQHUVXSSO\PRWRU<0
7RQHUVXSSO\PRWRU00
7RQHUVXSSO\PRWRU&0
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
3HUIRUPLPDJHWURXEOHVKRRWLQJSURFHGXUHLILPDJHGHQVLW\LVORZ
5HLQVWDOOWRQHUFDUWULGJH
&KHFNWKHFRQQHFWRUEHWZHHQWKHGHYHORSLQJXQLW)5%&1&&1&&1&IRUSURSHUFRQQHFWLRQDQGFRUUHFW
DVQHFHVVDU\
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(WR
000RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(WR00)3%&1(WR00)3%&1(WR0
/RFDWLRQRIHOHFWULFDOFRPSRQHQW&00&0
,IWKHWRQHUHPSW\VHQVRUDQGLWVVXUURXQGLQJVLQVLGHWKHVXEKRSSHUDUHGLUWLHGZLWKWRQHUFOHDQWKHP
5HSODFH)5%
5HSODFH0)3%
127,&(

&&&&
&RQWHQWV
7URXEOHW\SH &$EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHGF\DQ7&5VHQVRU
&$EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHGPDJHQWD7&5VHQVRU
&$EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHG\HOORZ7&5VHQVRU
&$EQRUPDOO\KLJKWRQHUGHQVLW\GHWHFWHGEODFN7&5VHQVRU
5DQN %
7URXEOHGHWHFWLRQ 7KH7&UDWLRRIWKHWRQHUGHWHUPLQHGE\WKHWRQHUUHSOHQLVKPHQWFRQWUROLVGHWHFWHGWREHWKHSUHGHWHUPLQHG
FRQGLWLRQ YDOXHRURYHUIRUFRQVHFXWLYHWLPHV
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJXQLW&0<.
7RQHUFDUWULGJH&0<.
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
5HLQVWDOOWRQHUFDUWULGJH
5HSODFH)5%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &$EQRUPDOO\ORZWRQHUGHQVLW\GHWHFWHGEODFN7&5VHQVRU
5DQN %
7URXEOHGHWHFWLRQ :KHQVDPSOLQJGDWDLVGHWHUPLQHGLQ7&UDWLRFDOFXODWLRQFRQWURO7&5VHQVRURXWSXWLVKLJKHUWKDQD
FRQGLWLRQ SUHGHWHUPLQHGYDOXHIRUDSUHGHWHUPLQHGQXPEHURIWLPHVLQDURZHYHQWKRXJKWKHUHLVWRQHULQWKHVXE
KRSSHU
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJXQLW.
7RQHUFDUWULGJH.
7RQHUHPSW\VHQVRU.36
7RQHUFDUWULGJHPRWRU.0
7RQHUVXSSO\PRWRU.0
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
3HUIRUPLPDJHWURXEOHVKRRWLQJSURFHGXUHLILPDJHGHQVLW\LVORZ
5HLQVWDOOGHYHORSLQJXQLW.
5HLQVWDOOWRQHUFDUWULGJH.
&KHFNWKHFRQQHFWRUEHWZHHQWKHGHYHORSLQJXQLW.)5%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
0RSHUDWLRQFKHFN
0RSHUDWLRQFKHFN
,IWKHWRQHUHPSW\VHQVRUDQGLWVVXUURXQGLQJVLQVLGHWKHVXEKRSSHUDUHGLUWLHGZLWKWRQHUFOHDQWKHP
5HSODFHWKHGHYHORSLQJXQLW.
5HSODFH)5%
5HSODFH0)3%
127,&(

&&$&%
&RQWHQWV
7URXEOHW\SH &&\DQ7&5VHQVRUDGMXVWPHQWIDLOXUH
&$0DJHQWD7&5VHQVRUDGMXVWPHQWIDLOXUH
&%<HOORZ7&5VHQVRUDGMXVWPHQWIDLOXUH
5DQN %
7URXEOHGHWHFWLRQ
7&5VHQVRUDXWRPDWLFDGMXVWPHQWGRHVQRWIXQFWLRQSURSHUO\IDLOLQJWRDGMXVWWRDQDSSURSULDWHYDOXH
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJXQLW&0<
7RQHUFDUWULGJHPRWRU<0&0
7RQHUVXSSO\PRWRU<0
7RQHUVXSSO\PRWRU00
7RQHUVXSSO\PRWRU&0
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQWKHGHYHORSLQJXQLW)5%&1&&1&$&1&%IRUSURSHUFRQQHFWLRQDQGFRUUHFW
DVQHFHVVDU\
0RSHUDWLRQFKHFN
000RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(WR00)3%&1(WR00)3%&1(WR0
/RFDWLRQRIHOHFWULFDOFRPSRQHQW&00&0
5HSODFH)5%
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&%

&&
&RQWHQWV
7URXEOHW\SH &&%ODFN7&5VHQVRUDGMXVWPHQWIDLOXUH
5DQN %
7URXEOHGHWHFWLRQ
7&5VHQVRUDXWRPDWLFDGMXVWPHQWGRHVQRWIXQFWLRQSURSHUO\IDLOLQJWRDGMXVWWRDQDSSURSULDWHYDOXH
FRQGLWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJXQLW.
7RQHUFDUWULGJHPRWRU.0
7RQHUVXSSO\PRWRU.0
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
5HLQVWDOOGHYHORSLQJXQLW.
&KHFNWKHFRQQHFWRUEHWZHHQWKHGHYHORSLQJXQLW.)5%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
0RSHUDWLRQFKHFN
0RSHUDWLRQFKHFN
5HSODFHWKHGHYHORSLQJXQLW.
5HSODFH)5%
5HSODFH0)3%
127,&(

&&&&
&RQWHQWV
7URXEOHW\SH &&\DQ7&5VHQVRUIDLOXUH
&0DJHQWD7&5VHQVRUIDLOXUH
&<HOORZ7&5VHQVRUIDLOXUH
&%ODFN7&5VHQVRUIDLOXUH
5DQN %
7URXEOHGHWHFWLRQ $ODUPVLJQDOVIRUHDFK7&5VHQVRULVGHWHFWHGPRUHWKDQWKHSUHGHWHUPLQHGQXPEHURIWLPHV
FRQGLWLRQ 7KLVGHWHFWLRQLVXVHGIRUGHWHFWLQJGLVFRQQHFWLRQRI7&5VHQVRUFRQQHFWRU
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'HYHORSLQJXQLW&0<.
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
5HSODFH)5%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &0DLQEDFNXSPHGLDDFFHVVHUURU
5DQN &
7URXEOHGHWHFWLRQ 7KHUHZULWWHQGDWDZKLFKKDVEHHQUHDGRXWFKHFNHGDQGIRXQGHGDVHUURULVUHDGRXWDJDLQDQGIRXQGDV
FRQGLWLRQ HUURU
7KHHUURUZDVIRXQGZKHQUHDGLQJRXWWKHFRXQWHUYDOXH
7KHPDLQERG\GHWHFWVWKDWWKH((3520LVQRWPRXQWHG
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV ((3520
((3520
0)3ERDUG0)3%

3URFHGXUH
0DNHVXUHWKDW((3520DQG((3520DUHPRXQWHGLQWKHLUUHVSHFWLYHFRUUHFWSRVLWLRQV
&KHFNWRVHHLIWKH((3520LVPRXQWHGLQDUHYHUVHGLUHFWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&KHFNWKHFRQQHFWRUIURP0)3%WR((3520IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH0)3%
5HSODFH((3520DQG((3520
5HSODFHWKHFXUUHQW((3520ZLWKDQHZRQH
5HSODFHWKHIROORZLQJFRPSRQHQWVZLWKQHZRQHV
:KHQWKHWUDQVIHUEHOWXQLWDQGWKHIXVLQJXQLWKDYHEHHQUHSODFHGZLWKQHZRQHVSHUIRUP>1HZ5HOHDVH@LQWKHVHUYLFHPRGH:KHQ
WKHWUDQVIHUUROOHUKDVEHHQUHSODFHGZLWKDQHZRQHSHUIRUP>&RXQWHUFOHDU@
'HYHORSLQJXQLW<0&.
'UXPXQLW<0&.
7RQHUFDUWULGJH<0&.
7UDQVIHUEHOWXQLW
)XVLQJXQLW
7UDQVIHUUROOHU
)HHGUROOHUSLFNXSUROOHUVHSDUDWLRQUROOHULQFOXGLQJRSWLRQV
7XUQ21WKHPDLQSRZHUVZLWFKDQGFKHFNWRVHHWKDWZDUPXSLVVWDUWHG
0DNHVXUHWKDWPDOIXQFWLRQFRGHVRWKHUWKDQ&RULPSURSHU,87&SODFHPHQWLVQRWGHWHFWHG
0DNHWKHVSHFLILHGUHDGMXVWPHQWV
,IWKHDERYHDFWLRQVGRQRWVROYHWKHSUREOHPFRQWDFW.0
127,&(

&$&$&$&$
&RQWHQWV
7URXEOHW\SH &$'UXPXQLW&QHZUHOHDVHIDLOXUH
&$'UXPXQLW0QHZUHOHDVHIDLOXUH
&$'UXPXQLW<QHZUHOHDVHIDLOXUH
&$'UXPXQLW.QHZUHOHDVHIDLOXUH
5DQN %
7URXEOHGHWHFWLRQ
7KHVWDWXVZLWKWKHQHZXQLWLVQRWFOHDUHGDIWHUWKHQHZGUXPXQLWLVVHW
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 'UXPXQLW&0<.
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
&OHDQWKHFRQQHFWLRQEHWZHHQWKHGUXPXQLWDQGWKHPDFKLQHLIGLUW\
5HLQVWDOOWKHGUXPXQLW
&KHFNWKHFRQQHFWRUEHWZHHQWKHGUXPXQLW)5%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFHWKHGUXPXQLW
5HSODFH)5%
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&$&$&$&$

&$&$&$&$
&RQWHQWV
7URXEOHW\SH &$7RQHUFDUWULGJH&QHZUHOHDVHIDLOXUH
&$7RQHUFDUWULGJH0QHZUHOHDVHIDLOXUH
&$7RQHUFDUWULGJH<QHZUHOHDVHIDLOXUH
&$7RQHUFDUWULGJH.QHZUHOHDVHIDLOXUH
5DQN &
7URXEOHGHWHFWLRQ
7KHVWDWXVZLWKWKHQHZXQLWLVQRWFOHDUHGDIWHUWKHQHZWRQHUFDUWULGJHLVVHW
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 7RQHUFDUWULGJH&0<.
0)3ERDUG0)3%

3URFHGXUH
&OHDQWKHFRQQHFWLRQEHWZHHQWKHWRQHUFDUWULGJHDQGWKHPDFKLQHLIGLUW\
&KHFNWKHFRQQHFWRUEHWZHHQWKHWRQHUFDUWULGJHUHOD\&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HLQVWDOOWKHWRQHUFDUWULGJH
&KHFNWKHKDUQHVVIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFHWKHWRQHUFDUWULGJH
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&$&$&$&$
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&
&&
&RQWHQWV
7URXEOHW\SH &3UHVVXUHUROOHUSUHVVXUHIDLOXUH
&3UHVVXUHUROOHUUHOHDVHIDLOXUH
5DQN %
7URXEOHGHWHFWLRQ &
FRQGLWLRQ 7KHHQFRGHUSXOVHGRHVQRWFKDQJHHYHQDIWHUWKHODSVHRIDSUHGHWHUPLQHGSHULRGRIWLPHDIWHUWKHIXVLQJ
SUHVVXUHPRWRU0KDVVWDUWHGURWDWLQJGXULQJSUHVVXUHE\WKHSUHVVXUHUROOHU
7KHIXVLQJSUHVVXUHKRPHVHQVRU36LVQRWEORFNHGHYHQDIWHUWKHODSVHRIDSUHGHWHUPLQHGSHULRGRI
WLPHDIWHUWKHIXVLQJSUHVVXUHPRWRU0KDVVWDUWHGURWDWLQJGXULQJSUHVVXUHE\WKHSUHVVXUHUROOHU
&
7KHHQFRGHUSXOVHGRHVQRWFKDQJHHYHQDIWHUWKHODSVHRIDSUHGHWHUPLQHGSHULRGRIWLPHDIWHUWKHIXVLQJ
SUHVVXUHPRWRU0KDVVWDUWHGURWDWLQJGXULQJUHWUDFWLRQRIWKHSUHVVXUHUROOHU
7KHIXVLQJSUHVVXUHKRPHVHQVRU36LVQRWXQEORFNHGHYHQDIWHUWKHODSVHRIDSUHGHWHUPLQHGSHULRGRI
WLPHDIWHUWKHIXVLQJSUHVVXUHPRWRU0KDVVWDUWHGURWDWLQJGXULQJUHWUDFWLRQRIWKHSUHVVXUHUROOHU
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV )XVLQJXQLW
)XVLQJSUHVVXUHPRWRU0
)XVLQJSUHVVXUHKRPHVHQVRU36
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ00)3%&1($IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQWKHIXVLQJXQLWUHOD\&1&1&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1($WR
5HSODFH0
5HSODFHWKHIXVLQJXQLW
5HSODFH0)3%
127,&(

&&
&RQWHQWV
7URXEOHW\SH &)XVLQJPRWRUIDLOXUHWRWXUQ
&)XVLQJPRWRUWXUQLQJDWDEQRUPDOWLPLQJ
5DQN %
FRQGLWLRQ WXUQLQJ
UHPDLQVVWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV )XVLQJPRWRU0
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHORDGLQJVWDWXVRIWKHIXVLQJXQLWGULYHDQGFRUUHFWWKHHUURUDVQHFHVVDU\
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(00)3%&1(/2&.
5HSODFH0
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3DSHUFRROLQJIDQIDLOXUHWRWXUQ
5DQN %
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 3DSHUFRROLQJIDQ)0
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ)0UHOD\&10)3%&1(%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
)0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(%5(00)3%&1(%/2&.
5HSODFH)0
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &)XVLQJZDUPXSWURXEOH
5DQN $
7URXEOHGHWHFWLRQFRQGLWLRQ 'HWHFWHGWHPSHUDWXUHRIWKHKHDWLQJUROOHUWHPSHUDWXUHVHQVRU7(06GRHVQRWJRXSDJLYHQUDQJH
RIWHPSHUDWXUHHYHQDIWHUDODSVHRIJLYHQSHULRGRIWLPHDWZDUPXS
7KHWHPSHUDWXUHGHWHFWHGE\WKHKHDWLQJUROOHUWHPSHUDWXUHVHQVRU7(06GRHVQRWVKLIWIURPWKH
SUHVWDQGE\VWDWHRUWKHSRVWSULQWFRORUSULQWLQJHQDEOHZDLWVWDWHHYHQDIWHUWKHODSVHRID
SUHGHWHUPLQHGSHULRGRIWLPHDIWHUWKHFRPSOHWLRQRIZDUPXS
7URXEOHLVRODWLRQ
+HDWLQJUROOHUWHPSHUDWXUHVHQVRU7(06
'&SRZHUVXSSO\'&38
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHIXVLQJXQLWIRUFRUUHFWLQVWDOODWLRQZKHWKHULWLVVHFXUHGLQSRVLWLRQ
&KHFNWKHRSHQFORVHRSHUDWLRQRIWKHULJKWGRRU
&KHFNWKHIXVLQJXQLWDQG'&38IRUSURSHUFRQQHFWLRQDQGFRUUHFWRUFKDQJHDVQHFHVVDU\
5HSODFH0)3%
5HSODFH'&38
127,&(

&&&
&RQWHQWV
7URXEOHW\SH &)XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ(GJHRIWKHKHDWLQJUROOHU
&)XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ0DLQRIWKHKHDWLQJVLGH
&)XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ&HQWHURIWKHKHDWLQJVLGH
5DQN $
7URXEOHGHWHFWLRQ &'HWHFWHGWHPSHUDWXUHRIWKHKHDWLQJUROOHUWKHUPLVWRU7+JRHVEH\RQGDJLYHQWHPSHUDWXUHIRUD
FRQGLWLRQ JLYHQSHULRGRIWLPHFRQVHFXWLYHO\
&'HWHFWHGWHPSHUDWXUHRIWKHKHDWLQJUROOHUWHPSHUDWXUHVHQVRU7(06JRHVEH\RQGDJLYHQ
WHPSHUDWXUHIRUDJLYHQSHULRGRIWLPHFRQVHFXWLYHO\
&'HWHFWHGWHPSHUDWXUHRIWKHKHDWLQJUROOHUWKHUPLVWRU7+JRHVEH\RQGDJLYHQWHPSHUDWXUHIRUD
JLYHQSHULRGRIWLPHFRQVHFXWLYHO\
7URXEOHLVRODWLRQ
&+HDWLQJUROOHUWKHUPLVWRU7+
&+HDWLQJUROOHUWHPSHUDWXUHVHQVRU7(06
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHIXVLQJXQLWDQG0)3%IRUSURSHUFRQQHFWLRQDQGFRUUHFWRUFKDQJHDVQHFHVVDU\
5HSODFH0)3%
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&&$

&
&RQWHQWV
7URXEOHW\SH &)XVLQJDEQRUPDOO\KLJKWHPSHUDWXUHGHWHFWLRQ+DUGSURWHFWRU
5DQN $
7URXEOHGHWHFWLRQ
7KHKDUGSURWHFWRUVLJQDOHUURULVGHWHFWHGIRUDJLYHQSHULRGRIWLPHFRQVHFXWLYHO\
FRQGLWLRQ
7URXEOHLVRODWLRQ
+HDWLQJUROOHUWKHUPLVWRU7+
0)3ERDUG0)3%

3URFHGXUH
5HSODFH0)3%
127,&(

&&
&RQWHQWV
7URXEOHW\SH &)XVLQJDEQRUPDOO\ORZWHPSHUDWXUHGHWHFWLRQ0DLQRIWKHKHDWLQJUROOHU
&)XVLQJDEQRUPDOO\ORZWHPSHUDWXUHGHWHFWLRQ&HQWHURIWKHKHDWLQJUROOHU
5DQN $
7URXEOHGHWHFWLRQ &7KHKHDWLQJUROOHUWHPSHUDWXUHVHQVRU7(06FRQWLQXHVWRGHWHFWDWHPSHUDWXUHORZHUWKDQD
FRQGLWLRQ SUHGHWHUPLQHGRQHIRUDSUHGHWHUPLQHGSHULRGRIWLPH
&7KHKHDWLQJUROOHUWKHUPLVWRU7+FRQWLQXHVWRGHWHFWDWHPSHUDWXUHORZHUWKDQDSUHGHWHUPLQHG
RQHIRUDSUHGHWHUPLQHGSHULRGRIWLPH
7URXEOHLVRODWLRQ
0)3ERDUG0)3%

3URFHGXUH
5HSODFH0)3%
127,&(

&&&
&RQWHQWV
7URXEOHW\SH &)XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ(GJHRIWKHKHDWLQJUROOHU
&)XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ0DLQRIWKHKHDWLQJUROOHU
&)XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ&HQWHURIWKHKHDWLQJUROOHU
5DQN $
7URXEOHGHWHFWLRQ &$IWHUDSUHGHWHUPLQHGSHULRGRIWLPHDIWHUWKHZDUPXSVWDJHLVVWDUWHGWKHKHDWLQJUROOHUWKHUPLVWRU
FRQGLWLRQ 7+YROWDJHGRHVQRWGHFUHDVHE\SUHGHWHUPLQHGVWHSVWHPSHUDWXUHULVHZLWKLQDSUHGHWHUPLQHGSHULRGRI
WLPH
&$IWHUDSUHGHWHUPLQHGSHULRGRIWLPHDIWHUWKHZDUPXSVWDJHLVVWDUWHGWKHKHDWLQJUROOHUWHPSHUDWXUH
VHQVRU7(06YROWDJHGRHVQRWLQFUHDVHE\SUHGHWHUPLQHGVWHSVWHPSHUDWXUHULVHZLWKLQDSUHGHWHUPLQHG
SHULRGRIWLPH
&$IWHUDSUHGHWHUPLQHGSHULRGRIWLPHDIWHUWKHZDUPXSVWDJHLVVWDUWHGWKHKHDWLQJUROOHUWKHUPLVWRU
7+YROWDJHGRHVQRWGHFUHDVHE\SUHGHWHUPLQHGVWHSVWHPSHUDWXUHULVHZLWKLQDSUHGHWHUPLQHGSHULRGRI
WLPH
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
0)3ERDUG0)3%

3URFHGXUH
5HSODFH0)3%
127,&(

&$
&RQWHQWV
7URXEOHW\SH &$+HDWLQJUROOHUWHPSHUDWXUHVHQVRUFRQWDPLQDWLRQ0DLQRIWKHKHDWLQJUROOHU
5DQN $
7URXEOHGHWHFWLRQ :KHQWKHPDFKLQHLVLQVWDQGE\PRGHDIWHUDSUHGHWHUPLQHGSHULRGRIWLPHDIWHUWKHZDUPXSVWDJHLVVWDUWHG
FRQGLWLRQ GHWHFWHGWHPSHUDWXUHRIWKHKHDWLQJUROOHUWHPSHUDWXUHVHQVRU7(06KLJKHUWKDQDJLYHQWHPSHUDWXUHIRUD
JLYHQSHULRGRIWLPHFRQVHFXWLYHO\
7URXEOHLVRODWLRQ
0)3ERDUG0)3%

3URFHGXUH
:LSHWKH7(06FOHDQRIGLUWLIDQ\
&OHDQLQJSURFHGXUH!
&OHDUDZD\DGLUWRUDIRUHLJQREMHFWRQWKHVHQVRUZLWKDFRWWRQVZDE
:KHQDGLUWLVOHIWHYHQLI\RXFOHDQHGWKHVHQVRUE\DERYHSURFHGXUHFOHDUDZD\DGLUWRUDIRUHLJQREMHFWRQWKHVHQVRUXVLQJD
FRWWRQVZDEGDPSHQHGZLWKWKHDOFRKRO$QGZLSHRIIWKHVHQVRUZLWKDGU\FRWWRQVZDEDIWHUZDUGV
&KHFNWKH7(06IRULQVWDOOHGSRVLWLRQDQGSURSHUFRQQHFWRUFRQQHFWLRQ
&KHFNWKHFRQQHFWLRQRIWKHIXVLQJXQLW
5HSODFH0)3%
127,&(

&%
&RQWHQWV
7URXEOHW\SH &%)XVLQJVHQVRUZLUHEUHDNVGHWHFWLRQ&HQWHURIWKHKHDWLQJUROOHU
5DQN $
7URXEOHGHWHFWLRQ 7KHGLIIHUHQFHEHWZHHQWKHWHPSHUDWXUHFRUUHFWHGE\WKHKHDWLQJUROOHUWKHUPLVWRU7+DQGWKHWHPSHUDWXUH
FRQGLWLRQ GHWHFWHGE\WKHKHDWLQJUROOHUWKHUPLVWRU7+H[FHHGVDSUHGHWHUPLQHGYDOXH
7URXEOHLVRODWLRQ
0)3ERDUG0)3%

3URFHGXUH
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&%

&
&
&RQWHQWV
7URXEOHW\SH &,)FRPPXQLFDWLRQHUURU
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5DQN &
7URXEOHGHWHFWLRQ &RPPXQLFDWLRQEHWZHHQWKHFRQWUROOHUFRQWUROXQLWDQGWKHHQJLQHFRQWUROXQLWLVQRWFRPSOHWHGHYHQDIWHUWKH
FRQGLWLRQ ODSVHRIDSUHGHWHUPLQHGSHULRGRIWLPH
7URXEOHLVRODWLRQ

3URFHGXUH
5HERRWWKHPDFKLQH
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&$&&&&$&$&&
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&$&$&$&$
&RQWHQWV
7URXEOHW\SH &$0HFKDQLFDOFRQWUROOHUVXE&38FRPPXQLFDWLRQHUURU
&$0HFKDQLFDOFRQWUROOHU3)FRPPXQLFDWLRQGDWDHUURU
&$0HFKDQLFDOFRQWUROOHU3)WUDQVPLVVLRQWLPHRXW
&$0HFKDQLFDOFRQWUROOHU3)FRPPXQLFDWLRQSXOVHHUURU
5DQN &
7URXEOHGHWHFWLRQ
$&38FRPPXQLFDWLRQHUURULVGHWHFWHG
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&
&RQWHQWV
7URXEOHW\SH &3RO\JRQPRWRUURWDWLRQWURXEOH
5DQN %
7URXEOHGHWHFWLRQ 7KHSRO\JRQPRWRUIDLOVWRWXUQVWDEO\HYHQDIWHUWKHODSVHRIDJLYHQSHULRGRIWLPHDIWHUDFWLYDWLQJDQG
FRQGLWLRQ FKDQJLQJURWDWLRQVSHHGWKHSRO\JRQPRWRU
0RWRUORFNVLJQDOGHWHFWV+,*+IRUDJLYHQSHULRGWLPHFRQVHFXWLYHO\GXULQJWKHSRO\JRQPRWRULVURWDWLQJ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 3+XQLW
)URQWVLGHERDUG)5%
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQWKH3+XQLW)5%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFHWKH3+XQLW
)5%IXVHFRQGXFWLRQFKHFN
5HSODFH)5%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &/DVHUPDOIXQFWLRQ
5DQN %
7URXEOHGHWHFWLRQ 626VLJQDOLVQRWGHWHFWHGHYHQDIWHUWKHODSVHRIDJLYHQSHULRGRIWLPHDIWHUVWDUWLQJWKHODVHURXWSXW
FRQGLWLRQ 626VLJQDOLVQRWGHWHFWHGIRUDJLYHQSHULRGRIWLPHGXULQJSULQWLQJRU,'&VHQVRUDGMXVWPHQW
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQWKH3+XQLWUHOD\&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFHWKH3+XQLW
5HSODFH0)3%
127,&(

&
&&
&RQWHQWV
7URXEOHW\SH &7UDQVSRUWPRWRUIDLOXUHWRWXUQ
&7UDQVSRUWPRWRUWXUQLQJDWDEQRUPDOWLPLQJ
5DQN %
FRQGLWLRQ WXUQLQJ
UHPDLQVVWDWLRQDU\
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 7UDQVSRUWPRWRU0
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHORDGLQJVWDWXVRIWKHWUDQVIHUEHOWGULYHDQGFRUUHFWWKHHUURUDVQHFHVVDU\
0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(5(00)3%&1(/2&.
5HSODFH0
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3RZHUVXSSO\FRROLQJIDQPRWRUIDLOXUHWRWXUQ
5DQN %
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 3RZHUVXSSO\FRROLQJIDQ)0
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ)0UHOD\&10)3%&1($IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
)0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1($5(00)3%&1($/2&.
5HSODFH)0
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &7RQHUFDUWULGJHFRROLQJIDQIDLOXUHWRWXUQ
5DQN %
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HOHYDQWHOHFWULFDOSDUWV 7RQHUFDUWULGJHFRROLQJIDQ)0

0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ)0UHOD\&10)3%&1(%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
)0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1(%5(00)3%&1(%/2&.
5HSODFH)0
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &&OHDQXQLWIDQIDLOXUHWRWXUQ:KHQ&8LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV ([KDXVWIDQ)0
([KDXVWIDQ)0
6XFWLRQIDQ)0
&OHDQXQLWGULYHERDUG&8'%
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ&8'%&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ)0&8'%&1)0&8'%&1)0UHOD\&1&8'%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDV
QHFHVVDU\
)0)0)0RSHUDWLRQFKHFN
/RDGFKHFN&KHFNFRGH0XOWLFRGH
&RQWUROVLJQDO&8'%&1)0&8'%&1)0&8'%&1)0
/RFDWLRQRIHOHFWULFDOFRPSRQHQW;
5HSODFHWKHGHIHFWLYHIDQ)0)0)0
5HSODFH&8'%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &5HDUVLGHFRROLQJIDQIDLOXUHWRWXUQ
5DQN &
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 5HDUVLGHFRROLQJIDQ)0
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ)0UHOD\&10)3%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
)0RSHUDWLRQFKHFN
&RQWUROVLJQDO0)3%&1/2&.0)3%&15(0
5HSODFH)0
5HSODFH0)3%
127,&(
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&
&RQWHQWV
7URXEOHW\SH &$&VLJQDODEQRUPDOLW\
5DQN &
7URXEOHGHWHFWLRQ
7KH]HURFURVVVLJQDOLVQRWLQSXWGXULQJIXVLQJSKDVHFRQWURO
FRQGLWLRQ
7URXEOHLVRODWLRQ
'&SRZHUVXSSO\'&38
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHIXVLQJXQLWDQG'&38IRUSURSHUFRQQHFWLRQDQGFRUUHFWRUFKDQJHDVQHFHVVDU\
5HSODFH0)3%
5HSODFH'&38
127,&(

&
&RQWHQWV
7URXEOHW\SH &(QJLQHFRQWUROPDOIXQFWLRQ
5DQN &
7URXEOHGHWHFWLRQ
(QJLQHFRQWUROPDOIXQFWLRQLVGHWHFWHGZLWKSRUWPRQLWRUFRQWURO
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNWKHFRQQHFWRUVRQ0)3%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&
&RQWHQWV
7URXEOHW\SH &)URQWVLGHFRPPXQLFDWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
&RPPXQLFDWLRQHUURULVGHWHFWHGLQIURQWVLGHERDUG
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV )URQWVLGHERDUG)5%
3+XQLW
0)3ERDUG0)3%

3URFHGXUH
5HERRWWKHPDFKLQH
&KHFNWKHFRQQHFWRUEHWZHHQ)5%&13+XQLWIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ)5%&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH)5%
5HSODFHWKH3+XQLW
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3+FRQILJXUDWLRQIDXOW
5DQN &
7URXEOHGHWHFWLRQ
$GLVDJUHHPHQWLQ3+XQLWFRQILJXUDWLRQLVGHWHFWHG
FRQGLWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHLVRODWLRQ
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHW\SHRIWKHLQVWDOOHG3+XQLWDQGUHSODFHLWLILWLVDZURQJRQH
&KHFNWKHFRQQHFWRUEHWZHHQWKH3+XQLW0)3%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH0)3%
127,&(

&&
&RQWHQWV
7URXEOHW\SH &(QJLQHFRPPXQLFDWLRQGDWDHUURU
&(QJLQHWUDQVPLVVLRQWLPHRXW
5DQN &
7URXEOHGHWHFWLRQ
$FRPPXQLFDWLRQHUURULVGHWHFWHGEHWZHHQ&38V
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&
&RQWHQWV
7URXEOHW\SH &3+/'GULYHFRPPXQLFDWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
/'GULYHZULWHGDWDDQGUHDGGDWDGLVDJUHHZLWKHDFKRWKHUDSUHGHWHUPLQHGQXPEHURIFRQVHFXWLYHWLPHV
FRQGLWLRQ
7URXEOHLVRODWLRQ
3+XQLW
0)3ERDUG0)3%

3URFHGXUH
5HERRWWKHPDFKLQH
5HSODFH)5%
5HSODFHWKH3+XQLW
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &3+((3520FRPPXQLFDWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
5HVXOWVRIWZRUHDGLQJVRIWKH((3520GDWDGLVDJUHHZLWKHDFKRWKHU
FRQGLWLRQ
7URXEOHLVRODWLRQ
3+XQLW
0)3ERDUG0)3%

3URFHGXUH
5HERRWWKHPDFKLQH
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HSODFH)5%
5HSODFHWKH3+XQLW
5HSODFH0)3%
127,&(

&
&
&RQWHQWV
7URXEOHW\SH &')UHODWHGFRQILJXUDWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
,QFRQVLVWHQF\LQWKHFRQILJXUDWLRQZLWKWKHLQVWDOOHG')LVGHWHFWHGRQWKHPDLQERG\
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV ')FRQWUROERDUG')&%
'XDOVFDQLPDJHSURFHVVLQJERDUG'6,3%
0)3ERDUG0)3%

3URFHGXUH
&KHFNWKHW\SHRIWKHLQVWDOOHG')DQGUHSODFHLWLILWLVDZURQJRQH
&KHFNWRVHHWKH>6HUYLFHPRGH@!>6\VWHP@!>$')6HWWLQJV@LVFRUUHFW,WFRUUHFWVZKHQDPRGHOLVGLIIHUHQW
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ')&%DQG'6,3%LIIDXOW\
&KHFNWKHFRQQHFWRUEHWZHHQ'6,3%&10)3%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH')&%
5HSODFH'6,3%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &')UHODWHGFRQILJXUDWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
,QFRQVLVWHQF\LQWKHFRQILJXUDWLRQZLWKWKHLQVWDOOHG')LVGHWHFWHGRQWKHPDLQERG\
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNWKHW\SHRIWKHLQVWDOOHG')DQGUHSODFHLWLILWLVDZURQJRQH
&KHFNWKHFRQQHFWRUVRIWKHGXDOVFDQLPDJHSURFHVVLQJERDUG'6,3%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\'LUHFWLRQRIWKH
SRLQWRIFRQWDFWDQGFRQQHFWLRQVWDWHRIWKHIODWFDEOHLQSDUWLFXODU
127,&(

&&
&RQWHQWV
7URXEOHW\SH &'ULYHV\VWHPKRPHVHQVRUPDOIXQFWLRQ
&6OLGHURYHUUXQQLQJ
5DQN %
7URXEOHGHWHFWLRQ &
FRQGLWLRQ 7KHVFDQQHUKRPHVHQVRU36LVXQDEOHWRGHWHFWWKHVFDQQHUORFDWHGDWLWVKRPHSRVLWLRQ
7KHVFDQQHUKRPHVHQVRU36LVXQDEOHWRGHWHFWDVFDQQHUHYHQZKHQWKHVFDQQHUPRWRU0KDV
EHHQGULYHQWRPRYHWKHVFDQQHURYHUWKHPD[LPXPWUDYHOOLQJGLVWDQFH
7KHVFDQQHUKRPHVHQVRU36GHWHFWVWKHVFDQQHUZKHQWKHVFDQQHUKDVPRYHGWKHPD[LPXPWUDYHOOLQJ
GLVWDQFHIURPWKHSRVLWLRQDWZKLFKLWEORFNVWKHVFDQQHUKRPHVHQVRU36
&7KHVFDQQHUKRPHVHQVRU36GHWHFWVWKHVFDQQHUDWLWVKRPHSRVLWLRQGXULQJDSHULRGRIWLPHWKDW
EHJLQVZLWKWKHWLPHZKHQDSUHVFDQFRPPDQGDQGDVFDQSUHSDUDWLRQFRPPDQGDUHH[HFXWHGDQGHQGVZKHQ
DKRPHUHWXUQFRPPDQGLVH[HFXWHG
7URXEOHLVRODWLRQ 6FDQQHU
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HOHYDQWHOHFWULFDOSDUWV 6FDQQHUKRPHVHQVRU36

6FDQQHUPRWRU0
6FDQQHUGULYHERDUG6&'%
0)3ERDUG0)3%

3URFHGXUH
&RUUHFWRUFKDQJHWKHVFDQQHUGULYHSXOOH\JHDUEHOWLILWLVIDXOW\
&RUUHFWWKHVFDQQHUPRWRUVHWVFUHZLIORRVH
$GMXVW>,PDJH3RVLWLRQ/HDGLQJ(GJH@DQG>6XE6FDQ=RRP$GM@
&KHFNWKHFRQQHFWRUEHWZHHQ06&'%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ366&'%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQ6&'%&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO6&'%&121
/RFDWLRQRIHOHFWULFDOFRPSRQHQW3
0RSHUDWLRQFKHFN
&RQWUROVLJQDO6&'%&1WR
/RFDWLRQRIHOHFWULFDOFRPSRQHQW3
5HSODFH6&'%
5HSODFH0)3%
127,&(

&&
&RQWHQWV
7URXEOHW\SH &%DFNVLGHFOHDQLQJKRPHVHQVRUDEQRUPDOLW\LQLWLDO:KHQ')LVLQVWDOOHG
&%DFNVLGHFOHDQLQJKRPHVHQVRUDEQRUPDOLW\QRUPDO:KHQ')LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ &
FRQGLWLRQ 7KH&,6FOHDQLQJVHQVRU36GRHVQRWFKDQJHIURP+WR/HYHQDIWHUWKHODSVHRIDJLYHQSHULRGRIWLPH
DIWHUWKHKRPHSRVLWLRQGHWHFWLQJRSHUDWLRQLVVWDUWHGDWWKHLQLWLDORSHUDWLRQ
7KH&,6FOHDQLQJVHQVRU36GRHVQRWFKDQJHIURP/WR+HYHQDIWHUWKHODSVHRIDJLYHQSHULRGRIWLPH
DIWHUWKHKRPHSRVLWLRQGHWHFWLQJRSHUDWLRQLVVWDUWHGDWWKHLQLWLDORSHUDWLRQ
&$WWKHWLPHRIRSHUDWLRQRWKHUWKDQWKHLQLWLDORSHUDWLRQWKH&,6FOHDQLQJVHQVRU36HUURULVGHWHFWHG
5HOHYDQWHOHFWULFDOSDUWV &,6FOHDQLQJVHQVRU36
&,6FOHDQLQJPRWRU0
')FRQWUROERDUG')&%

3URFHGXUH
&KHFNLIWKHRSHQLQJDQGFORVLQJJXLGHLVILUPO\FORVHG
&KHFNWKHFRQQHFWRUEHWZHHQ0')&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&RQWUROVLJQDO')&%-21
/RFDWLRQRIHOHFWULFDOFRPSRQHQW')*
0RSHUDWLRQFKHFN
&RQWUROVLJQDO')&%-WR
5HSODFH0
5HSODFH')&%
127,&(
/LQNWRWKHZLULQJGLDJUDP1')

&
&RQWHQWV
7URXEOHW\SH &,PDJHLQSXWWLPHRXW
5DQN &
7URXEOHGHWHFWLRQ
,PDJHGDWDLVQRWLQSXWIURPWKHVFDQQHUWRWKH0)3ERDUG0)3%
FRQGLWLRQ
&&'ERDUG&&'%
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
3URFHGXUH
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH$GMXVWPHQW@!>0HPRU\%XV&KHFN@!>6FDQQHU!0HPRU\@DQG
FRQGXFWWKHPHPRU\EXVIXQFWLRQ
&KHFNWKHFRQQHFWRUEHWZHHQ&&'%&10)3%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH0)3%
5HSODFH&&'%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&')&')&')$

&
&RQWHQWV
7URXEOHW\SH &&&'JDLQDGMXVWPHQWIDLOXUH
5DQN %
7URXEOHGHWHFWLRQ 7KHDGMXVWPHQWYDOXHLVRUGXULQJD&&'FODPSDGMXVWPHQW
FRQGLWLRQ 7KHSHDNYDOXHRIWKHRXWSXWGDWDLVRUOHVVGXULQJD&&'JDLQDGMXVWPHQW
5HOHYDQWHOHFWULFDOSDUWV /('H[SRVXUHXQLW
&&'ERDUG&&'%
0)3ERDUG0)3%

3URFHGXUH
&KHFNIRUSRVVLEOHH[WUDQHRXVOLJKWDQGFRUUHFWDVQHFHVVDU\
&OHDQWKHOHQVPLUURUV&&'VXUIDFHDQGVKDGLQJVKHHWLIGLUW\
&RUUHFWUHIOHFWLYHPLUURURIWKHVFDQQHULIIDXOW\RUFKDQJHVFDQQHUPLUURU
5HSODFH&&'%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &$6,&FORFNLQSXWHUURUIURQWVLGH
5DQN &
7URXEOHGHWHFWLRQ :KHQVWDUWLQJWKHPDFKLQHYHULILFDWLRQRQUHDGLQJDQGZULWLQJWKHSUHGHWHUPLQHGYDOXHIRULPDJHSURFHVVLQJ
FRQGLWLRQ $6,&RQ&&'ERDUG&&'%ZDVFRQGXFWHGDQGYHULILFDWLRQIDLOXUHZDVGHWHFWHG
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV &&'ERDUG&&'%
0)3ERDUG0)3%

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQRI&&'%LIIDXOW\
5HSODFH&&'%
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &$6,&FORFNLQSXWHUURUEDFNVLGH:KHQ')LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ :KHQVWDUWLQJWKHPDFKLQHYHULILFDWLRQRQUHDGLQJDQGZULWLQJWKHSUHGHWHUPLQHGYDOXHIRULPDJHSURFHVVLQJ
FRQGLWLRQ $6,&RQGXDOVFDQLPDJHSURFHVVLQJERDUG'6,3%ZDVFRQGXFWHGDQGYHULILFDWLRQIDLOXUHZDVGHWHFWHG
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV &,6PRGXOH&,6
0)3ERDUG0)3%

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ'6,3%&10)3%&1LIIDXOW\
5HSODFH&,6
5HSODFH'6,3%
5HSODFH0)3%
127,&(
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&&
&RQWHQWV
7URXEOHW\SH &&,6FODPSDGMXVWPHQWIDLOXUH:KHQ')LVLQVWDOOHG
&&,6JDLQDGMXVWPHQWIDLOXUH:KHQ')LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ &$IWHUWKHJDLQDGMXVWPHQWLVSHUIRUPHGDWWKHVWDUWXSWKH&,6FODPSDGMXVWPHQWYDOXHLVWRRKLJKRU
FRQGLWLRQ WRRORZ
&$IWHUWKHJDLQDGMXVWPHQWLVSHUIRUPHGDWWKHVWDUWXSWKHSHDNYDOXHRIWKHRXWSXWGDWDLVORZHUWKDQ
DJLYHQYDOXH
&,6SRZHUVXSSO\&,638
0)3ERDUG0)3%

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ&,6DQG'6,3%LIIDXOW\
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ&,6-&,638-LIIDXOW\
&KHFNIRUSRVVLEOHH[WUDQHRXVOLJKWDQGFRUUHFWDVQHFHVVDU\
&OHDQWKHEDFNVLGHUHDGLQJJODVVDQGWKHVKDGLQJVKHHWLIGLUW\
5HSODFH&,6
5HSODFH'6,3%
5HSODFH&,638
5HSODFH0)3%
127,&(

&
&RQWHQWV
7URXEOHW\SH &&&'SRZHUVXSSO\YROWDJHPDOIXQFWLRQ
5DQN &
7URXEOHGHWHFWLRQ 3RZHULVQRWVXSSOLHGWR&&'DIWHUWKHODSVHRIDJLYHQSHULRGRIWLPHDIWHUWKHPDLQSRZHUVZLWFKRUSRZHUNH\
FRQGLWLRQ LVWXUQHG21RUWKHPDFKLQHUHFRYHUVIURPWKHVOHHSPRGH
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV &&'ERDUG&&'%
'&SRZHUVXSSO\'&38

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ&&'%&16&'%&1LIIDXOW\
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ6&'%&1'&38&1LIIDXOW\
5HSODFH&&'%
5HSODFH6&'%
5HSODFH'&38
127,&(

&&&
&RQWHQWV
7URXEOHW\SH &'6&ERDUGPRXQWIDLOXUH:KHQ6&LVLQVWDOOHG
&'6&ERDUGEXVFKHFN1*:KHQ6&LVLQVWDOOHG
&'6&ERDUGEXVFKHFN1*:KHQ6&LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ &:KHQ0)3GHWHFWVWKDW'6&ERDUGIURQWVLGHLVQRWSURSHUO\LQVWDOOHG
FRQGLWLRQ &&:KHQ'6&EXVFKHFNIURQWVLGHGHWHFWVDQHUURU
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV '6&ERDUG'6&%6&
0)3ERDUG0)3%

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQRI'6&%LIIDXOW\
5HSODFH'6&%
5HSODFH0)3%
127,&(
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&&&
&RQWHQWV
7URXEOHW\SH &'6&ERDUGPRXQWIDLOXUH:KHQ')6&LVLQVWDOOHG
&'6&ERDUGEXVFKHFN1*:KHQ')6&LVLQVWDOOHG
&'6&ERDUGEXVFKHFN1*:KHQ')6&LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ &:KHQ0)3GHWHFWVWKDW'6&ERDUGEDFNVLGHLVQRWSURSHUO\LQVWDOOHG
FRQGLWLRQ &&:KHQ'6&EXVFKHFNEDFNVLGHGHWHFWVDQHUURU
7URXEOHLVRODWLRQ
'XDOVFDQLPDJHSURFHVVLQJERDUG'6,3%')
0)3ERDUG0)3%

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQRI'6&%LIIDXOW\
&RUUHFWWKHKDUQHVVFRQQHFWLRQRI'6,3%LIIDXOW\
5HSODFH'6&%
5HSODFH'6,3%
5HSODFH0)3%
127,&(

&)&)&)&)&)&)&)&)&)$&))'&&)''
&RQWHQWV
7URXEOHW\SH &)6FDQQHUVHTXHQFHWURXEOH
&)6FDQQHUVHTXHQFHWURXEOH
&)$6FDQQHUVHTXHQFHWURXEOH
&)'&6FDQQHUVHTXHQFHWURXEOH'&
&)''6FDQQHUVHTXHQFHWURXEOH''
5DQN &))WR&)$&
&)'&&)''%
7URXEOHGHWHFWLRQ 7KHRULJLQDOWUDQVSRUWLQWHUYDOEHFRPHVVKRUWHUWKDQWKHSUHGHWHUPLQHGYDOXHGXHWRDQRULJLQDOWUDQVSRUWFRQWURO
FRQGLWLRQ HUURULQRULJLQDOUHDGLQJLQ')
')FRQWUROERDUG')&%

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQPDLQERG\DQG')LIIDXOW\
5HSODFH')&%')')
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&)&)&)&)&)&)&)&)
&)$&))'&&)''

&
&
&RQWHQWV
7URXEOHW\SH &%HIRUHUHDGLQJSUHVVXUHZHOGLQJDOLHQDWLRQPHFKDQLVP:KHQ')RU')LVLQVWDOOHG
5DQN %
7URXEOHGHWHFWLRQ :KHQ')LVLQVWDOOHG!
FRQGLWLRQ 'XULQJDSUHVVXUHPRWLRQEHLQJSHUIRUPHGWKHGRFXPHQWUHDGLQJVHQVRU36RXWSXWGRHVQRWFKDQJHIURP
+WR/
'XULQJDUHWUDFWLRQPRWLRQEHLQJSHUIRUPHGWKHGRFXPHQWUHDGLQJVHQVRU36RXWSXWGRHVQRWFKDQJHIURP
/WR+
:KHQ')LVLQVWDOOHG!
'XULQJDSUHVVXUHPRWLRQEHLQJSHUIRUPHGWKHGRFXPHQWUHDGLQJVHQVRU36RXWSXWGRHVQRWFKDQJHIURP
+WR/
'XULQJDUHWUDFWLRQPRWLRQEHLQJSHUIRUPHGWKHGRFXPHQWUHDGLQJVHQVRU36RXWSXWGRHVQRWFKDQJHIURP
/WR+
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
5HOHYDQWHOHFWULFDOSDUWV :KHQ')LVLQVWDOOHG!
5HDGLQJUROOUHOHDVHPRWRU0
'RFXPHQWUHDGLQJVHQVRU36
')FRQWUROERDUG')&%
:KHQ')LVLQVWDOOHG!
5HDGLQJUROOHUUHOHDVHPRWRU0
'RFXPHQWUHDGLQJVHQVRU36
')FRQWUROERDUG')&%

3URFHGXUH
D :KHQ')LVLQVWDOOHG
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH')&%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6')

E :KHQ')LVLQVWDOOHG
0RSHUDWLRQFKHFN
5HSODFH0
5HSODFH')&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &*ODVVFOHDQLQJPHFKDQLVPWURXEOH:KHQ')RU')LVLQVWDOOHG
5DQN %
FRQGLWLRQ 7KHGRFXPHQWUHDGLQJJODVVFOHDQLQJVHQVRU36LVQRWWXUQHG21DIWHUWKHVHWSHULRGRIWLPHKDVHODSVHG
DIWHUWKHJODVVFOHDQLQJPRWRU0LVWXUQHG21
:KHQ')LVLQVWDOOHG!
7KHGRFXPHQWUHDGLQJJODVVFOHDQLQJVHQVRU36LVQRWWXUQHG21DIWHUWKHVHWSHULRGRIWLPHKDVHODSVHG
DIWHUWKHGRFXPHQWUHDGLQJJODVVFOHDQLQJPRWRU0LVWXUQHG21
7URXEOHLVRODWLRQ
*ODVVFOHDQLQJPRWRU0
'RFXPHQWUHDGLQJJODVVFOHDQLQJVHQVRU36
')FRQWUROERDUG')&%
:KHQ')LVLQVWDOOHG!
'RFXPHQWUHDGLQJJODVVFOHDQLQJPRWRU0
'RFXPHQWUHDGLQJJODVVFOHDQLQJVHQVRU36
')FRQWUROERDUG')&%

3URFHGXUH
D :KHQ')LVLQVWDOOHG
0RSHUDWLRQFKHFN
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
/RFDWLRQRIHOHFWULFDOFRPSRQHQW')WR%
5HSODFH0
5HSODFH')&%
127,&(

E :KHQ')LVLQVWDOOHG
0RSHUDWLRQFKHFN
/RFDWLRQRIHOHFWULFDOFRPSRQHQW')%
5HSODFH0
5HSODFH')&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &&RROLQJIDQWURXEOH:KHQ')RU')LVLQVWDOOHG
5DQN %
FRQGLWLRQ 7KHORFNVLJQDOFRQWLQXHVWRGHWHFW+GXULQJDJLYHQWLPHZKLOHWKH')FRROLQJIDQPRWRU)0LVVSLQQLQJ
7KHORFNVLJQDOFRQWLQXHVWRGHWHFW/GXULQJDJLYHQWLPHZKLOHWKH')FRROLQJIDQPRWRU)0LVGXULQJKDOWV
:KHQ')LVLQVWDOOHG!
7KHORFNVLJQDOFRQWLQXHVWRGHWHFW+GXULQJDJLYHQWLPHZKLOHWKH')FRROLQJIDQPRWRU)0LVVSLQQLQJ
7KHORFNVLJQDOFRQWLQXHVWRGHWHFW/GXULQJDJLYHQWLPHZKLOHWKH')FRROLQJIDQPRWRU)0LVGXULQJKDOWV
7URXEOHLVRODWLRQ
')FRROLQJIDQPRWRU)0
')FRQWUROERDUG')&%
:KHQ')LVLQVWDOOHG!
')FRROLQJIDQPRWRU)0
')FRQWUROERDUG')&%

3URFHGXUH
D :KHQ')LVLQVWDOOHG
&KHFNWKHFRQQHFWRUEHWZHHQ)0')&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
)0RSHUDWLRQFKHFN
5HSODFH)0
5HSODFH')&%
127,&(

E :KHQ')LVLQVWDOOHG
&KHFNWKHFRQQHFWRUEHWZHHQ)0')&%-IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
)0RSHUDWLRQFKHFN
5HSODFH)0
5HSODFH')&%
127,&(

&
&RQWHQWV
7URXEOHW\SH &'DWDIODVKIDLOXUH
5DQN &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHGHWHFWLRQ
'DWDIODVKGRHVQRWDFFHVVQRUPDOO\
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNWKH')&%FRQQHFWRUIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HZULWHWKHILUPZDUH
5HSODFH')&%')')
127,&(

&
&&
&RQWHQWV
7URXEOHW\SH &([SRVXUH/('OLJKWLQJIDLOXUH
&([SRVXUH/('OLJKWLQJDEQRUPDOO\
5DQN $
7URXEOHGHWHFWLRQ &7KHRXWSXWIURPWKH&&'VHQVRULVDSUHGHWHUPLQHGYDOXHRUOHVVGXULQJ&&'VHQVRUJDLQ
FRQGLWLRQ DGMXVWPHQW
&7KHDYHUDJHRXWSXWYDOXHRIWKH&&'VHQVRUZLWKWKHVFDQQHUDWLWVVWDQGE\SRVLWLRQLVD
SUHGHWHUPLQHGYDOXHRUPRUHDWWKHHQGRIDVFDQMRE
)ODWFDEOH/('H[SRVXUHXQLW
&&'ERDUG&&'%
0)3ERDUG0)3%

3URFHGXUH
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ6&'%&1/8LIIDXOW\
&KHFNWKHFRQQHFWRUEHWZHHQ6&'%&10)3%&1(IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHVWDWXVRIWKHKDUQHVVEHWZHHQ&&'%0)3%DQGUHSODFHDVQHFHVVDU\
5HSODFHWKH/('H[SRVXUHXQLW
5HSODFH&&'%
5HSODFH6&'%
5HSODFH0)3%
127,&(

&&
&RQWHQWV
7URXEOHW\SH &&,6/('OLJKWLQJIDLOXUH:KHQ')LVLQVWDOOHG
&&,6/('OLJKWLQJDEQRUPDOO\:KHQ')LVLQVWDOOHG
5DQN $
7URXEOHGHWHFWLRQ &$WWKH&,6JDLQDGMXVWPHQWWKHPDFKLQHGHWHFWHGWKDWWKHRXWSXWRIWKH&,6/('LVORZHUWKDQWKH
FRQGLWLRQ VSHFLILHGYDOXH
&$IWHUDVFDQMRELVFRPSOHWHGWKHPDFKLQHGHWHFWHGWKDWWKHDYHUDJHRXWSXWRIWKH&,6/('LVJUHDWHU
WKDQWKHVSHFLILHGYDOXH
&,6SRZHUVXSSO\&,638
0)3ERDUG0)3%
&,6FDEOH

3URFHGXUH
&KHFNWKHEDFNVLGHVFDQQLQJVKDGLQJVKDIWIRUDQ\VWDLQDQGFOHDQXSLWDVQHFHVVDU\
&KHFNWKDWWKHEHDULQJRIWKHEDFNVLGHJODVVFOHDQLQJUROOHUXQLWLVRQWKHVWDQGE\SRVLWLRQ
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ&,6DQG'6,3%LIIDXOW\
&RUUHFWWKHKDUQHVVFRQQHFWLRQEHWZHHQ&,6-&,638-LIIDXOW\
0HDVXUHWKHYROWDJHRI&,638-
&RQWUROVLJQDO&,638-'&9
0HDVXUHWKHYROWDJHRI&,6--DQG-
&RQWUROVLJQDO&,6-'&9&,6-'&9&,6-'&9
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
)RUDQ\DEQRUPDOLW\LQWKHPHDVXUHPHQWUHVXOWUHSODFHWKH&,6FDEOH
5HSODFH&,6
5HSODFH&,638
5HSODFH'6,3%
5HSODFH0)3%
127,&(

&$
&$&$&$
&RQWHQWV
7URXEOHW\SH &$6WDQGDUGFRQWUROOHUFRQILJXUDWLRQIDLOXUH
&$&RQWUROOHUKDUGZDUHHUURU
&$&RQWUROOHUVWDUWIDLOXUH
5DQN &
7URXEOHGHWHFWLRQ &$7KHFRQWUROOHURIWKH0)3ERDUG0)3%LVIDXOW\
FRQGLWLRQ &$$FRQWUROOHUKDUGZDUHHUURULVGHWHFWHGLQWKHQHWZRUNLQWHUIDFH
&$$FRQWUROOHUVWDUWIDLOXUHLVGHWHFWHGLQWKHFRQWUROOHULQWHUIDFH
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNWRVHHLIWKHIROORZLQJVHWWLQJKDVEHHQFRUUHFWO\PDGH>6HUYLFH0RGH@!>6\VWHP@!>,PDJH&RQWUROOHU6HWWLQJ@
,IFKDQJLQJWKHVHWWLQJWXUQ2))WKHPDLQSRZHUVZLWFKDQGWXUQLW21DJDLQDIWHUVHFRQGVRUPRUH
&KHFNWKHFRQQHFWRUVRIWKH0)3%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&&
&&
&RQWHQWV
7URXEOHW\SH &&7URXEOHUHODWHGWRVHFXULW\
5DQN &
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV

3URFHGXUH
127(
&RQWDFWWKHUHVSRQVLEOHSHRSOHRI.0EHIRUHWDNLQJVRPHFRXQWHUPHDVXUHV

&&&&
&RQWHQWV
7URXEOHW\SH &&520FRQWHQWVHUURUXSRQVWDUWXS06&
&&520FRQWHQWVHUURUXSRQVWDUWXS,5
5DQN &
7URXEOHGHWHFWLRQ
$IDXOWLVGHWHFWHGLQDVHTXHQFHRI520FRQWHQWVFKHFNRIWKH0)3%GXULQJVWDUWLQJ
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNWKH520YHUVLRQ
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&&
&RQWHQWV
7URXEOHW\SH &&)LQLVKHU520HUURU:KHQ)6)6)66'RU-6LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ
'DWDRIIODVK520RIWKHILQLVKLQJRSWLRQVLVGHWHUPLQHGWREHIDXOW\ZKHQWKHPDLQSRZHUVZLWFKLVWXUQHG21
FRQGLWLRQ
7URXEOHLVRODWLRQ
)6FRQWUROERDUG)6&%
:KHQ-6LVLQVWDOOHG!
-6FRQWUROERDUG-6&%

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH)6&%)6)6)66'

E :KHQ-6LVLQVWDOOHG
5HZULWHWKHILUPZDUH
5HSODFH-6&%
127,&(

&&
&RQWHQWV
7URXEOHW\SH &&')520HUURU:KHQ')RU')LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ
8SJUDGHRIWKHILUPZDUHKDVQRWEHHQVXFFHVVIXO
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH')&%')')
127,&(

&&&&$
&RQWHQWV
7URXEOHW\SH &&520FRQWHQWVHUURUXSRQVWDUWXS'6&
&&$520FRQWHQWVHUURUXSRQVWDUWXS'6&
5DQN &
7URXEOHGHWHFWLRQ
$IDXOWLVGHWHFWHGLQDVHTXHQFHRI520FRQWHQWVFKHFNRIWKH'6&ERDUGGXULQJVWDUWLQJ
FRQGLWLRQ
7URXEOHLVRODWLRQ
'6&ERDUG'6&%6&RQO\ZKHQ')LVLQVWDOOHG

3URFHGXUH
&KHFN'6&%RU'6&%FRQQHFWRUIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HZULWHWKHILUPZDUH
5HSODFH'6&%RU'6&%
127,&(
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&&%
&RQWHQWV
7URXEOHW\SH &&%)ODVK520HUURUVDGGOH:KHQ)66'LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ 'DWDRIIODVK520RIWKHVDGGOHLVGHWHUPLQHGWREHIDXOW\ZKHQWKHPDLQSRZHUVZLWFKLVWXUQHG21
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV 6'GULYHERDUG6''%

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH6''%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&%

&&&
&RQWHQWV
7URXEOHW\SH &&&(QJLQH)ODVK520ZULWLQJHUURU
5DQN &
7URXEOHGHWHFWLRQ 'DWDRIIODVK520RIWKHHQJLQHLVGHWHUPLQHGWREHIDXOW\
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&&
&RQWHQWV
7URXEOHW\SH &&520FRQWHQWVHUURU357
5DQN &
7URXEOHGHWHFWLRQ 7KHZURQJPRGHORIILUPZDUHLVGHWHFWHGLQWKHHQJLQHGXULQJWKHLQLWLDOFRQQHFWLRQWRWKHHQJLQHLVEHLQJ
FRQGLWLRQ FKHFNHG
7URXEOHLVRODWLRQ
((3520
0)3ERDUG0)3%

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127(
:KHQWDNLQJWKHDERYHVWHSVFKHFNZKHWKHU0)3%LVGHIHFWLYHRUQRWZLWKRXWUHSODFLQJWKH((3520
7XUQ2))WKHPDLQSRZHUVZLWFKDQGUHSODFHWKHFXUUHQW0)3%ZLWKDQHZRQH
8SGDWHWKHILUPZDUH
$IWHUFRPSOHWLQJWKHILUPZDUHXSGDWHWXUQ2))DQG21WKHPDLQSRZHUVZLWFKDQGFKHFNWRVHHWKDWZDUPXSLVVWDUWHG
:KHQWKHWURXEOHFDQQRWEHVROYHGUHLQVWDOOWKHUHPRYHG0)3%WRWKHRULJLQDOERDUG
127,&(

&&
&RQWHQWV
7URXEOHW\SH &&520FRQWHQWVHUURU06&
5DQN &
7URXEOHGHWHFWLRQ
7KHZURQJPRGHORIILUPZDUHLVGHWHFWHGLQWKH0)3ERDUGZKHQWKHPDLQSRZHUVZLWFKLVWXUQHG21
FRQGLWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7KHPDFKLQHW\SHLQIRUPDWLRQ0DFKLQH7\SHUHJLVWHUHGWRWKHPDFKLQHGLIIHUVIURPWKHDFWXDOPDFKLQH

W\SH
7URXEOHLVRODWLRQ
H00&ERDUGH00&

3URFHGXUH
&KHFNWKH520YHUVLRQ
&KHFNWKHPDFKLQHW\SHLQIRUPDWLRQUHJLVWHUHGDQGUHHQWHUDVQHFHVVDU\
)RUGHWDLOVWKHPDFKLQHLQIRUPDWLRQVHH³-(QWHULQJWKHPDFKLQHW\SHLQIRUPDWLRQ´
5HZULWHWKHILUPZDUH
5HSODFH0)3%
5HSODFHH00&
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&'$

&&&&&&&&&&&&&&&&&&&&&&&&
&RQWHQWV
7URXEOHW\SH &&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ$3
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ$3
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ/'5
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ,%5
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ,,'
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ,3)
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ,0<
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ63)
&&'\QDPLFOLQNHUURUGXULQJVWDUWLQJ2$3
5DQN &
7URXEOHGHWHFWLRQ $G\QDPLFOLQNHUURURFFXUVLQWKHSURJUDPRQWKH0)3ERDUGGXHWRDQLQVXIILFLHQWPHPRU\VSDFHDYDLODEOHD
FRQGLWLRQ 520IDXOWRURWKHUUHDVRQZKHQWKHPDLQSRZHUVZLWFKLVWXUQHG21
7URXEOHLVRODWLRQ

3URFHGXUH
,IWKHPDOIXQFWLRQFRGH³&&´KDVRFFXUUHGDFFHVV>6HUYLFH0RGH@!>6\VWHP@!>,PDJH&RQWUROOHU6HWWLQJ@DQGFKHFNWRVHHLI
³2WKHUV´LVVHWIRUWKHLPDJHFRQWUROOHU
,IDQ\RIWKHVHLVVHWDFFRUGLQJWRWKHNLQGRIFRQWUROOHUVHOHFW³&RQWUROOHU´RU³&RQWUROOHU´
,IWKHPDOIXQFWLRQFRGH&&KDVRFFXUUHGFKHFNWRLQVWDOOWKHDSSURSULDWHORDGDEOHGHYLFHGULYHUIRUDQDXWKHQWLFDWLRQXQLWZKLFKLV
LQVWDOOHGWRWKH0)3
:KHQWKHDSSURSULDWHORDGDEOHGHYLFHGULYHULVQRWLQVWDOOHGUHLQVWDOOWKHDSSURSULDWHORDGDEOHGHYLFHGULYHU
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&&
&RQWHQWV
7URXEOHW\SH &&2XWOLQHIRQWORDGHUURU
5DQN &
7URXEOHGHWHFWLRQ
$QHUURURFFXUUHGZKLOHORDGLQJWKHRXWOLQHIRQW
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQKDUGGLVN$0)3%&1&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUEHWZHHQKDUGGLVN%0)3%&1&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
)RUPDWWKHKDUGGLVN
5HSODFHWKHKDUGGLVN+''$+''%
5HSODFH0)3%
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&'&'&')&'&'

&&
&RQWHQWV
7URXEOHW\SH &&6HWWLQJSDUDPHWHUORDGHUURU/'5
5DQN &
7URXEOHGHWHFWLRQ 8SRQVWDUWXSWKHSURFHVVLQJRIWKHORDGDEOHGHYLFHGULYHUVHWWLQJGDWDILOHIDLOHG
FRQGLWLRQ 5$0GLVNILOHFUHDWLRQIDLOHG
5HDGLQJIURPWKHIODVK520IDLOHG
$QHUURURFFXUUHGLQ$3,RIWKHDXWKHQWLFDWLRQPRGXOH
7URXEOHLVRODWLRQ

3URFHGXUH
7XUQ2))WKHPDLQSRZHUVZLWFKZDLWIRUVHFWKHQWXUQWKHVZLWFK21
5HLQVWDOOWKHORDGDEOHGHYLFHGULYHU
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&&
&RQWHQWV
7URXEOHW\SH &&$XWKHQWLFDWLRQGHYLFHJHQHUDOHUURU
5DQN &
7URXEOHGHWHFWLRQ :KHQXVLQJWKHDXWKHQWLFDWLRQGHYLFHDXWKHQWLFDWLRQGDWDLVQRWWRPHHWWKHVSHFLILFDWLRQV
FRQGLWLRQ
7URXEOHLVRODWLRQ
$XWKHQWLFDWLRQGHYLFH

3URFHGXUH
&KHFNWKH86%FDEOHIRUSURSHUFRQQHFWLRQ5HFRQQHFWWKH86%FDEOHDVQHFHVVDU\
7XUQ2))WKHPDLQSRZHUVZLWFKZDLWIRUVHFRUPRUHDQGWXUQ21WKHPDLQSRZHUVZLWFK
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&&
&RQWHQWV
7URXEOHW\SH &&8VHUYDOLGDWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ $QHUURURFFXUUHGZKLOHYDOLGDWLQJWKHXVHUDXWKHQWLFDWLRQLQIRUPDWLRQ
FRQGLWLRQ 7KHORDGDEOHGHYLFHGULYHULVQRWVXFFHVVIXOO\LQVWDOOHG
7URXEOHLVRODWLRQ

3URFHGXUH
:KHQWKLVWURXEOHFRGHLVJHQHUDWHGDIWHULQVWDOOLQJWKHORDGDEOHGHYLFHGULYHUFKHFNWRVHHLIWKHUHLVDQ\ILOHRWKHUWKDQORDGDEOHGHYLFH
GULYHULQ86%PHPRU\XVHG
,IWKHUHLVDQ\ILOHUHLQVWDOOWKHORDGDEOHGHYLFHGULYHU
&KHFNWKH86%FDEOHIRUSURSHUFRQQHFWLRQ
5HFRQQHFWWKH86%FDEOHDVQHFHVVDU\
5HUHJLVWHUWKHXVHUDXWKHQWLFDWLRQLQIRUPDWLRQ
5HSODFHDXWKHQWLFDWLRQGHYLFH
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&&
&RQWHQWV
7URXEOHW\SH &&8VHUUHJLVWUDWLRQHUURU&DUGLQIRUPDWLRQVHWWLQJHUURU
5DQN &
7URXEOHGHWHFWLRQ ,&FDUGDGYDQFHGVHWWLQJVGDWDLVQRWFRUUHFWZKHQVWDUWLQJXSWKHDXWKHQWLFDWLRQGHYLFH
FRQGLWLRQ $XWKHQWLFDWLRQLQIRUPDWLRQGDWDLVQRWFRUUHFWZKHQVWDUWLQJXSWKHDXWKHQWLFDWLRQGHYLFH
,&FDUGDGYDQFHGVHWWLQJVGDWDLVQRWFRUUHFWZKHQVHWWLQJWKH,&FDUGDGYDQFHGVHWWLQJV
$XWKHQWLFDWLRQLQIRUPDWLRQGDWDLVQRWFRUUHFWZKHQVHWWLQJWKH,&FDUGDGYDQFHGVHWWLQJV
,&FDUGDGYDQFHGVHWWLQJVGDWDLVQRWFRUUHFWZKHQUHJLVWHULQJWKHDXWKHQWLFDWLRQLQIRUPDWLRQ
$XWKHQWLFDWLRQLQIRUPDWLRQGDWDLVQRWFRUUHFWZKHQUHJLVWHULQJWKHDXWKHQWLFDWLRQLQIRUPDWLRQ
,&FDUGDGYDQFHGVHWWLQJVGDWDLVQRWFRUUHFWZKHQHGLWLQJWKHDXWKHQWLFDWLRQLQIRUPDWLRQ
$XWKHQWLFDWLRQLQIRUPDWLRQGDWDLVQRWFRUUHFWZKHQHGLWLQJWKHDXWKHQWLFDWLRQLQIRUPDWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HVHWWKHDXWKHQWLFDWLRQVHWWLQJVFDUGW\SH,&FDUGDGYDQFHGVHWWLQJVDQGHWF
5HUHJLVWHUWKHXVHUDXWKHQWLFDWLRQLQIRUPDWLRQ
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&&
&RQWHQWV
7URXEOHW\SH &&8VHULQIRUPDWLRQGHOHWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ 7KHGHOHWLRQRIWKHXVHULQIRUPDWLRQLVXQFRPSOHWHG
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&&
&RQWHQWV
7URXEOHW\SH &&$FTXLVLWLRQIDLOXUHRIWKHQXPEHURIWULDOV,QLWLDOL]HHUURURIQXPEHURIDXWKHQWLFDWLRQ
5DQN &
7URXEOHGHWHFWLRQ $QHUURURFFXUUHGGXULQJXVHUDXWKHQWLFDWLRQXVLQJRSWLRQDODXWKHQWLFDWLRQXQLW$8
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HVHWWKHQXPEHURIDXWKHQWLFDWLRQWULDOV
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&'
&'
&RQWHQWV
7URXEOHW\SH &'-2%5$0VDYHHUURU
5DQN &
7URXEOHGHWHFWLRQ
7KHHUURULQVDYHRIMREGDWDWRWKHPHPRU\KDUGGLVNDQGLWVUHDGHUURUDUHGHWHFWHG
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
)RUPDWWKHKDUGGLVN
5HSODFH0)3%
127,&(

&'&')&'
&RQWHQWV
7URXEOHW\SH &'+DUGGLVNDFFHVVHUURUFRQQHFWLRQIDLOXUH
&')+DUGGLVNGDWDWUDQVIHUHUURU
&'+DUGGLVNYHULI\HUURU
5DQN &
7URXEOHGHWHFWLRQ &'8QDEOHWRFRPPXQLFDWHEHWZHHQWKHKDUGGLVNDQG0)3ERDUG0)3%
FRQGLWLRQ &')'DWDWUDQVIHUIURPWKHKDUGGLVNLVIDXOW\
&'7KHGDWDDEQRUPDOLW\LVGHWHFWHGE\WKHKDUGGLVNYHULI\FKHFN
7URXEOHLVRODWLRQ
+DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
5HLQVWDOOWKHKDUGGLVN
5HSODFH0)3%
127,&(

&'
&RQWHQWV
7URXEOHW\SH &'+DUGGLVNXQIRUPDW
5DQN &
7URXEOHGHWHFWLRQ
8QIRUPDWWHGKDUGGLVNLVFRQQHFWHG
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
)RUPDWWKHKDUGGLVN
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&'&(

&'
&RQWHQWV
7URXEOHW\SH &'+DUGGLVNRXWRIVSHFLILFDWLRQVPRXQWHG
5DQN &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHGHWHFWLRQ
$KDUGGLVNWKDWIDOOVRXWVLGHWKHVSHFLILFDWLRQVLVFRQQHFWHG
FRQGLWLRQ
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV +DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
&KHFNWKHKDUGGLVNVSHFLILFDWLRQV
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&'&'&'&'&'&'&'
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'
&RQWHQWV
7URXEOHW\SH &'0RXQWHUURUGXHWRKDUGGLVNEHLQJXQIRUPDWWHG
5DQN &
7URXEOHGHWHFWLRQ 7KHKDUGGLVNLVQRWORJLFDOO\IRUPDWWHGDIWHUWKHZKROHGDWDLQWKHKDUGGLVNKDVEHHQGHOHWHGE\RYHUZULWLQJ
FRQGLWLRQ 7KHKDUGGLVNWKDWKDVUHSODFHGDQROGRQHLVQRWORJLFDOO\IRUPDWWHG
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'

3URFHGXUH
/RJLFDOO\IRUPDWWKHKDUGGLVNDQGWKHQXSJUDGHWKHILUPZDUH
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'&'
&RQWHQWV
7URXEOHW\SH &'+''PLUURULQJHUURUPDVWHU
&'+''PLUURULQJHUURUVODYH
5DQN $
7URXEOHGHWHFWLRQ &'$5:HUURURFFXUVLQWKHPDVWHUGULYHGXULQJPLUURULQJ
FRQGLWLRQ &'$5:HUURURFFXUVLQWKHVODYHGULYHGXULQJPLUURULQJ
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'

3URFHGXUH
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH6WDWXV@DQGLGHQWLI\WKHVSHFLILFKDUGGLVNWKDWKDVGHYHORSHGWKHHUURU
,IDQHUURURFFXUV(UURUDSSHDUVLQWKHVWDWXVFROXPQ
5HSODFHWKHKDUGGLVNWKDWKDVGHYHORSHGWKHHUURUZLWKDQHZRQH+''$+''%
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH$GMXVWPHQW@!>+''0LUURULQJ5HEXLOG@DQGSHUIRUPWKHIXQFWLRQ
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'
&RQWHQWV
7URXEOHW\SH &'+''PLUURULQJHUURUPDVWHUVODYH
5DQN $
7URXEOHGHWHFWLRQ
$5:HUURURFFXUVLQERWKGULYHVGXULQJPLUURULQJ
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'

3URFHGXUH
5HSODFHERWKKDUGGLVN$DQGKDUGGLVN%ZLWKQHZRQHV
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH$GMXVWPHQW@!>)RUPDW@DQGSHUIRUPSK\VLFDOIRUPDW
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH$GMXVWPHQW@!>)RUPDW@DQGSHUIRUPORJLFDOIRUPDW
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
,I+'''DWD%DFNXSKDVSUHYLRXVO\EHHQSHUIRUPHGVHOHFW>6HUYLFH0RGH@!>(QKDQFHG6HFXULW\@!>+'''DWD%DFNXS@!>5HVWRUH@
DQGSHUIRUPWKHIXQFWLRQ
,I+'''DWD%DFNXSKDVQRWEHHQSHUIRUPHGSUHYLRXVO\LQVWDOOYRLFHGDWDHWF
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'
&RQWHQWV
7URXEOHW\SH &'+''PLUURULQJHUURUPDVWHUUHEXLOG
5DQN $
7URXEOHGHWHFWLRQ
$5:HUURURFFXUVLQWKHPDVWHUGULYHGXULQJ+''0LUURULQJ5HEXLOG
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'

3URFHGXUH
,IQRSUREOHPVDUHHQFRXQWHUHG+''0LUURULQJ5HEXLOGLVDXWRPDWLFDOO\SHUIRUPHG
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH$GMXVWPHQW@!>)RUPDW@DQGSHUIRUPSK\VLFDOIRUPDW
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH$GMXVWPHQW@!>)RUPDW@DQGSHUIRUPORJLFDOIRUPDW
,I+'''DWD%DFNXSKDVSUHYLRXVO\EHHQSHUIRUPHGVHOHFW>6HUYLFH0RGH@!>(QKDQFHG6HFXULW\@!>+'''DWD%DFNXS@!>5HVWRUH@
DQGSHUIRUPWKHIXQFWLRQ
,I+'''DWD%DFNXSKDVQRWEHHQSHUIRUPHGSUHYLRXVO\LQVWDOOYRLFHGDWDHWF
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'
&RQWHQWV
7URXEOHW\SH &'+''PLUURULQJHUURUVODYHUHEXLOG
5DQN $
7URXEOHGHWHFWLRQ
$5:HUURURFFXUVLQWKHVODYHGULYHGXULQJ+''0LUURULQJ5HEXLOG
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'

3URFHGXUH
,IQRSUREOHPVDUHHQFRXQWHUHG+''0LUURULQJ5HEXLOGLVDXWRPDWLFDOO\SHUIRUPHG
6HOHFW>6HUYLFH0RGH@!>6WDWH&RQILUPDWLRQ@!>0HPRU\6WRUDJH$GMXVWPHQW@!>+''0LUURULQJ5HEXLOG@DQGSHUIRUPWKHIXQFWLRQ
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'
&RQWHQWV
7URXEOHW\SH &'+DUGGLVNPDQDJHPHQWLQIRUPDWLRQUHDGLQJHUURU
5DQN &
7URXEOHGHWHFWLRQ
7KHPDFKLQHIDLOVWRUHDGDGPLQLVWUDWLYHLQIRUPDWLRQGDWDVDYHGLQWKHKDUGGLVN
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&'&'&'&'&'&'
&RQWHQWV
7URXEOHW\SH &'&'&'&'&'&'+''FRPPDQGH[HFXWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
7KHHUURURFFXUUHGLQVLGHWKHKDUGGLVN
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'

3URFHGXUH
)RUPDWWKHKDUGGLVN
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'&'&'&'$&'%
&RQWHQWV
7URXEOHW\SH &'&'&'&'$&'%+''6&6,OLEUDU\HUURU
5DQN &
7URXEOHGHWHFWLRQ
7KHHUURURFFXUUHGLQVLGHWKHKDUGGLVN
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN%+''%+'

3URFHGXUH
)RUPDWWKHKDUGGLVN
127,&(
&'&'&'&'&'&'&'&'&'&'&'$&'%

&'
&RQWHQWV
7URXEOHW\SH &'+DUGGLVNUHFRYHU\WLPHRXW
5DQN &
7URXEOHGHWHFWLRQ
7KHKDUGGLVNIDLOVWRUHFRYHUIURPWKHSRZHUVDYHPRGHZLWKLQWKHSUHGHWHUPLQHGSHULRGRIWLPH
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
5HLQVWDOOWKHKDUGGLVN
)RUPDWWKHKDUGGLVN
127,&(

&'
&RQWHQWV
7URXEOHW\SH &':LUHOHVV/$1GHVWLQDWLRQLQLWLDOL]DWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ
:KHQDQLQLWLDOL]DWLRQHUURURFFXUUHGRQWKHVHWWLQJVRIWKHZLUHOHVV/$1LQWKHXSJUDGHNLW8.
FRQGLWLRQ
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
3URFHGXUH
&KHFNWKH8.FRQQHFWRUIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HZULWHWKHILUPZDUH
5HLQVWDOOWKH8.

&'&'&'
&RQWHQWV
7URXEOHW\SH &')LOHPHPRU\PRXQWLQJHUURU
&'0HPRU\FDSDFLW\GLVFUHSDQF\
&'0HPRU\FDSDFLW\GLVFUHSDQF\
5DQN &
7URXEOHGHWHFWLRQ &'
FRQGLWLRQ 7KHILOHPHPRU\LVQRWPRXQWHG
7KHILOHKDVDQ\DEQRUPDOLW\
&'
)LOHPHPRU\FDSDFLW\RQWKH0)3ERDUG0)3%LVQRWHQRXJK
)LOHPHPRU\FDSDFLW\QHFHVVDU\IRUGXSOH[SULQWLQJLVQRWHQRXJK
&')LOHPHPRU\FDSDFLW\RQWKH0)3ERDUG0)3%LVQRWHQRXJK
7URXEOHLVRODWLRQ
0HPRU\ERDUG0(0%8.

3URFHGXUH
&KHFNWRVHHLI0(0%RQ0)3%LVLQVWDOOHGFRUUHFWO\
5HSODFH0(0%RQ0)3%
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&'&'&'&'

&'&'
&RQWHQWV
7URXEOHW\SH &'3&,6'5$0'0$RSHUDWLRQIDLOXUH
&'&RPSUHVVLRQH[WUDFWLRQWLPHRXWGHWHFWLRQ
5DQN &
7URXEOHGHWHFWLRQ &'+DUGZDUHUHODWHGWRWKHWUDQVIHURIPHPRU\LPDJHRIWKH0)3ERDUG0)3%IDLOVWRUHVSRQG
FRQGLWLRQ &'+DUGZDUHUHODWHGWRWKH%7&FRPSUHVVLRQIXQFWLRQRIWKH0)3ERDUG0)3%IDLOVWRUHVSRQG
7URXEOHLVRODWLRQ

3URFHGXUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&'&'
&RQWHQWV
7URXEOHW\SH &'(QFU\SWLRQ$6,&VHWWLQJHUURU
&'(QFU\SWLRQ$6,&PRXQWLQJHUURU
5DQN &
7URXEOHGHWHFWLRQ &',QLWLDOL]DWLRQHUURURIWKHHQFU\SWHG$6,&LVGHWHFWHGGXULQJWKHPDFKLQHLVVWDUWLQJ
FRQGLWLRQ &'7KHIDXOW\RIWKHLQVWDOODWLRQRIHQFU\SWHG$6,&LVGHWHFWHGGXULQJWKHPDFKLQHLVVWDUWLQJ
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNWKH0)3ERDUGFRQQHFWRUIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&'
&RQWHQWV
7URXEOHW\SH &'1RUHOD\FLUFXLWERDUGVIRU,&PRXQWLQJDW,&PRXQWVHWWLQJ
5DQN &
7URXEOHGHWHFWLRQ
(),UHOD\FLUFXLWERDUGV9,DUHQRWPRXQWHGZKHQWKH,&LVVHWWRPRXQWVHWWLQJDW6HUYLFH0RGH
FRQGLWLRQ
7URXEOHLVRODWLRQ
(),UHOD\ERDUG9,

3URFHGXUH
,IWKH,&LVQRWPRXQWHGDFFHVV>6HUYLFH0RGH@!>6\VWHP@!>,PDJH&RQWUROOHU6HWWLQJ@DQGFKHFNWRVHHLI³&RQWUROOHU´LVVHWIRU
WKHLPDJHFRQWUROOHU
&KHFNWKH(),UHOD\ERDUG9,FRQQHFWRUIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH(),UHOD\ERDUG9,
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&'
&RQWHQWV
7URXEOHW\SH &'86%KRVWERDUGIDLOXUH
5DQN &
7URXEOHGHWHFWLRQ :KHQDIDLOXUHLVGHWHFWHGLQ86%KRVWERDUGLQFOXGHGLQWKHORFDOLQWHUIDFHNLW
FRQGLWLRQ 1RQVWDQGDUG86%GHYLFHLVFRQQHFWHG
7URXEOHLVRODWLRQ
86%KRVWERDUG(.
86%KRVWERDUG(.

3URFHGXUH
&KHFNWKHRSHUDWLRQZLWKDQRWKHU86%GHYLFH
&KHFNWKH86%KRVWERDUGFRQQHFWRUIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFHWKH86%KRVWERDUG
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&'
&RQWHQWV
7URXEOHW\SH &'([WHQVLRQQHWZRUNDGDSWHULQVWDOODWLRQHUURU
5DQN &
7URXEOHGHWHFWLRQ :KHQWKHQGQHWZRUNFDUGVHWWLQJVLVVHWWR³6HW´EXWWKHXSJUDGHNLW8.LVQRWLQVWDOOHG
FRQGLWLRQ 8SJUDGH.LW8.LVIDXOW\
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNWKHVHWWLQJVRI>6HUYLFH0RGH@!>1HWZRUN6HWWLQJV@!>QG1HWZRUN6HWWLQJ@!>QGQHWZRUNFDUGVHWWLQJV@
&KHFNWKH8.FRQQHFWRUIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HZULWHWKHILUPZDUH
5HLQVWDOOWKH8.

&'
&RQWHQWV
7URXEOHW\SH &'L2SWLRQDFWLYDWHGDQGDGGLWLRQDOPHPRU\QRWLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ
:KLOHWKHL2SWLRQLVDFWLYDWHGWKHDGGLWLRQDOPHPRU\LQFOXGHGLQ8.LVQRWLQVWDOOHG
FRQGLWLRQ
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
0HPRU\ERDUG0(0%8.

3URFHGXUH
&KHFN0(0%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HSODFH0(0%
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&'&'&'&'

&'
&RQWHQWV
7URXEOHW\SH &'L2SWLRQDFWLYDWHGDQGDGGLWLRQDOPHPRU\DQG+''QRWLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ
:KLOHWKHL2SWLRQLVDFWLYDWHGWKHDGGLWLRQDOPHPRU\LQFOXGHGLQ8.DQGWKH+''DUHQRWLQVWDOOHG
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN$+''$
0HPRU\ERDUG0(0%8.

3URFHGXUH
&KHFN0(0%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
$FFHVV>6HUYLFH0RGH@!>6\VWHP@!>+''@DQGFKHFNWRVHHLI³,QVWDOOHG´LVVHOHFWHG
5HSODFH0(0%
5HSODFHWKHKDUGGLVN$
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&'

&'
&RQWHQWV
7URXEOHW\SH &'1RQYRODWLOHGDWDFKHFNVXPHUURU
5DQN &
7URXEOHGHWHFWLRQ
&'FRGHLVQRUPDOO\VKRZQZKHQWKH0)3ERDUGLVUHSODFHGZLWKDQHZRQH
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
:DLWXQWLO³5HFRYHU'DWD´DSSHDUV0)3ZLOOUHERRWPD[LPXPWLPHVE\LWVHOILWPD\WDNHPLQXWHV7RXFKWKH³5HFRYHU'DWD´EXWWRQ
DQGIROORZWKHLQVWUXFWLRQVWKDWDSSHDURQWKHFRQWUROSDQHOWRUHVWRUHEDFNXSGDWD

&'
&RQWHQWV
7URXEOHW\SH &'1RQYRODWLOHGDWDVDYHHUURUH00&
5DQN
7URXEOHGHWHFWLRQ

FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
127(

&'
&RQWHQWV
7URXEOHW\SH &'1RQYRODWLOHGDWDVDYHHUURU((3520
5DQN &
7URXEOHGHWHFWLRQ
7KH((3520LVUHSODFHGZLWKDQHZRQH
FRQGLWLRQ
7URXEOHLVRODWLRQ
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
((3520

3URFHGXUH
5HSODFHWKHIROORZLQJFRPSRQHQWVZLWKQHZRQHV
:KHQWKHWUDQVIHUEHOWXQLWDQGWKHIXVLQJXQLWKDYHEHHQUHSODFHGZLWKQHZRQHVSHUIRUP>1HZ5HOHDVH@LQWKHVHUYLFHPRGH:KHQWKH
WUDQVIHUUROOHUKDVEHHQUHSODFHGZLWKDQHZRQHSHUIRUP>&RXQWHUFOHDU@
'HYHORSLQJXQLW<0&.
'UXPXQLW<0&.
7RQHUFDUWULGJH<0&.
7UDQVIHUEHOWXQLW
)XVLQJXQLW
7UDQVIHUUROOHU
)HHGUROOHUSLFNXSUROOHUVHSDUDWLRQUROOHULQFOXGLQJRSWLRQV
6HWWKHYDULRXVVHWWLQJYDOXHVLQWKHVHUYLFHPRGHDJDLQ
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&'

&'$
&RQWHQWV
7URXEOHW\SH &'$&RXQWHUHUURU
5DQN &
7URXEOHGHWHFWLRQ
7KHWRWDOFRXQWHUYDOXHVSURYLGHGE\WKH0)3ERDUGDQGWKHH00&ERDUGDUHGLIIHUHQW
FRQGLWLRQ
7URXEOHLVRODWLRQ
H00&ERDUGH00&

3URFHGXUH
,IWKLVHUURURFFXUVWHPSRUDULO\GXHWRWKHXVHRIWKHERDUGUHPRYHGIURPDQRWKHUPDFKLQHUHLQVWDOOWKHRULJLQDOERDUG
5HSODFHWKHFXUUHQW0)3%ZLWKDQHZRQH
5HSODFHWKHFXUUHQWH00&ZLWKDQHZRQH
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&&&'$

&'&'&'&'&'&'&'&'&'&'
&RQWHQWV
7URXEOHW\SH &'1$&.FRPPDQGLQFRUUHFW
&'$&.FRPPDQGLQFRUUHFW
&'&KHFNVXPHUURU
&'5HFHLYLQJSDFNHWLQFRUUHFW
&'5HFHLYLQJSDFNHWDQDO\VLVHUURU
&'$&.UHFHLYLQJWLPHRXW
&'5HWUDQVPLVVLRQWLPHRXW
&'7RXFKSDQHOERDUGHUURU
&'7RXFKSDQHOW\SHPLVPDWFK
&'(OHFWURVWDWLFWRXFKSDQHORSHUDWLRQPRGHHUURU
5DQN &
7URXEOHGHWHFWLRQ
:KHQDEQRUPDOLW\LVIRXQGLQWKHFRPPXQLFDWLRQRIFRQWUROOHU
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
&KHFNZKHWKHUWKHUHLVDVWURQJHOHFWURPDJQHWLFQRLVHVRXUFHQHDUWKHPDLQERG\
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&'&'&'
&RQWHQWV
7URXEOHW\SH &'&'&'7URXEOHUHODWHGWRVHFXULW\
5DQN
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHGHWHFWLRQ

FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
7XUQ2))WKHPDLQSRZHUVZLWFKZDLWIRUVHFRUPRUHDQGWXUQ21WKHPDLQSRZHUVZLWFK,IWKHDERYHDFWLRQVGRQRWVROYHWKH
SUREOHPFRQWDFW.0

&'&'&'
&RQWHQWV
7URXEOHW\SH &'0HFKDQLFDOFRQWUROOHUIODVK520ZULWLQJHUURU
&'0HFKDQLFDOFRQWUROOHUIODVK520GHYLFHHUURU
&'):GRZQORDGFRPPXQLFDWLRQIDXOW
5DQN &
7URXEOHGHWHFWLRQ &'$PHFKDQLFDOFRQWUROOHUIODVK520ZULWLQJVHTXHQFHLVLQWHUUXSWHGLQLWVPLGRSHUDWLRQGXHWRIRU
FRQGLWLRQ H[DPSOHSRZHUEHLQJVKXWRII
&'$QHUDVHHUURURURWKHUGHYLFHIDXOWRFFXUVGXULQJPHFKDQLFDOFRQWUROOHUIODVK520ZULWLQJ
&'
,UUHJXODUGDWDLVUHFHLYHGGXULQJ):GRZQORDGLQJ
3ODFHVDUHFKDQJHGLQWKHRUGHURIZULWHFRPSOHWLRQSXOVHV
$ZULWHFRPSOHWLRQSXOVHLVUHFHLYHGIRUDPHPRU\IRUZKLFKELQDU\ZULWLQJLVQRWSHUPLWWHG
)LQDOFKHFNVXPPLVPDWFKLQ):GRZQORDG
7ZRPLQXWHWLPHRXWQRUHVSRQVHIURP&7/WKHQXPEHURIWUDQVIHUGDWDLWHPVOHVVWKDQWKHVSHFLILHG
7URXEOHLVRODWLRQ

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&'
&RQWHQWV
7URXEOHW\SH &')LQLVKHU)ODVK520GHYLFHHUURU:KHQ)6)6)66'RU-6LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ
$QHUDVHHUURURURWKHUGHYLFHIDXOWRFFXUVGXULQJWKHILQLVKHUIODVK520ZULWLQJ
FRQGLWLRQ
7URXEOHLVRODWLRQ
)6FRQWUROERDUG)6&%
:KHQ-6LVLQVWDOOHG!
-6FRQWUROERDUG-6&%

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH)6&%)6)6)66'

E :KHQ-6LVLQVWDOOHG
5HZULWHWKHILUPZDUH
5HSODFH-6&%
127,&(

&'&'
&RQWHQWV
7URXEOHW\SH &'0HFKDQLFDOFRQWUROOHUVXE&38IODVK520GHYLFHHUURU
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&'0HFKDQLFDOFRQWUROOHUVXE&38IODVK520HUURU
5DQN &
7URXEOHGHWHFWLRQ &'$QHUDVHHUURURURWKHUGHYLFHIDXOWRFFXUVGXULQJPHFKDQLFDOFRQWUROOHUVXE&38IODVK520ZULWLQJ
FRQGLWLRQ &'$GDWDHUURULVGHWHUPLQHGWRH[LVWLQWKHPHFKDQLFDOFRQWUROOHUVXE&38IODVK520GXULQJVWDUWLQJ
7URXEOHLVRODWLRQ

3URFHGXUH
5HZULWHWKHILUPZDUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&'&
&RQWHQWV
7URXEOHW\SH &'&7URXEOHUHODWHGWRVHFXULW\
5DQN
7URXEOHGHWHFWLRQ

FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
127(

&')&')&')$
&RQWHQWV
7URXEOHW\SH &')$6,&LPDJHYHUVLRQIDLOXUH
&')$6,&LPDJHDFFHVVIDLOXUH
&')$$6,&LPDJHHUURU
5DQN &
7URXEOHGHWHFWLRQ
&RPPXQLFDWLRQHUURULVGHWHFWHGEHWZHHQWKH0)3ERDUG0)3%DQGWKH&&'ERDUG&&'%
FRQGLWLRQ
7URXEOHLVRODWLRQ
&&'ERDUG&&'%

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ0)3%&1&&'%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HZULWHWKHILUPZDUH
5HSODFH&&'%
5HSODFH0)3%
127,&(

&')&')&')$
&RQWHQWV
7URXEOHW\SH &')$6,&LPDJHYHUVLRQIDLOXUHEDFNVLGH:KHQ')LVLQVWDOOHG
&')$6,&LPDJHDFFHVVIDLOXUHEDFNVLGH:KHQ')LVLQVWDOOHG
&')$$6,&LPDJHHUURUEDFNVLGH:KHQ')LVLQVWDOOHG
5DQN &
7URXEOHGHWHFWLRQ &RPPXQLFDWLRQHUURULVGHWHFWHGEHWZHHQWKH0)3ERDUG0)3%DQGWKHGXDOVFDQLPDJHSURFHVVLQJERDUG
FRQGLWLRQ '6,3%
7URXEOHLVRODWLRQ
'XDOVFDQLPDJHSURFHVVLQJERDUG'6,3%')

3URFHGXUH
&KHFNWKHFRQQHFWRUEHWZHHQ0)3%&1'6,3%&1IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
5HZULWHWKHILUPZDUH
5HSODFH'6,3%
5HSODFH0)3%
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&')&')&')$

&(
&(&(&(&(&(&(
&RQWHQWV
7URXEOHW\SH &($EQRUPDOPHVVDJHTXHXH
&(7DVNHUURU
&((YHQWHUURU
&(0HPRU\DFFHVVHUURU
&(+HDGHUDFFHVVHUURU
&(',00LQLWLDOL]HHUURU
5DQN &
7URXEOHGHWHFWLRQ
0)3ERDUG0)3%LVIDXOW\
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&(
&RQWHQWV
7URXEOHW\SH &(0HVVDJHDQGPHWKRGSDUDPHWHUIDLOXUH
5DQN &
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ
+DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
7XUQ2))WKHPDLQSRZHUVZLWFKDQGWXUQLW21DJDLQDQGFRQGXFWWKHIROORZLQJVHWWLQJ>6HUYLFH0RGH@!>6\VWHP@!>,QLWLDOL]DWLRQ@!
>&OHDU$OO'DWD@
)RUPDWWKHKDUGGLVN
5HSODFH0)3%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&'&(

&(
&RQWHQWV
7URXEOHW\SH &(%URZVHUILQLVKGHWHFWHG
5DQN &
7URXEOHGHWHFWLRQ 7KHEURZVHULVDXWRPDWLFDOO\UHFRYHUHGUHVWDUWHGDIWHUWKHPDLQERG\GHWHFWHGWKDWWKHEURZVHUVHSDUDWH
FRQGLWLRQ SURFHVVKDVVWRSSHGZLWKIDXOW
:KHQWKH³0DOIXQFWLRQILQLVKLVGHWHFWHGRYHUSUHGHWHUPLQHGQXPEHURIWLPHV´RU³WKHEURZVHUWDVNSURFHVVLV
H[FHSWLQLGOHSULQWLQJHWF´
7URXEOHLVRODWLRQ

3URFHGXUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
&(
&RQWHQWV
7URXEOHW\SH &(7UDQVPLVVLRQRSHUDWLRQORJVWRUDJHIDXOW
5DQN &
7URXEOHGHWHFWLRQ :KHQWKHWUDQVPLVVLRQORJVWRUDJHIDLOHGLWUHSHDWVUHWULDOXQWLOWUDQVPLVVLRQRSHUDWLRQORJLVVWRUHG
FRQGLWLRQ 7KHWURXEOHLVGHWHFWHGZKHQWKHUHWULDOIDLOHGIRUSUHGHWHUPLQHGQXPEHURIWLPHV
7URXEOHLVRODWLRQ

3URFHGXUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&(&(&(&(&(
&RQWHQWV
7URXEOHW\SH &(5HIHUULQJLQFRUUHFWPHPRU\
&(,QFRUUHFWFRPPDQG
&()LQLVKHGGXHWRHUURULQVLGH4WOLEUDU\
&()LQLVKHGGXHWRHUURURXWVLGH4WOLEUDU\
&(3URJUDPIRUFHGWRVWRS
5DQN &
7URXEOHGHWHFWLRQ
(UURURFFXUUHGZLWKWKHSURFHVVLQVLGHWKH0)3FRQWUROOHU
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HSODFH0)3%
$FTXLUHWKHGHEXJORJVLQ>6HUYLFH0RGH@!>'HEXJ6HWWLQJV@DQGDQDO\]HWKHP
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&('
&RQWHQWV
7URXEOHW\SH &('7KHDXWKHQWLFDWLRQDSSOLFDWLRQLQIRUPDWLRQGRHVQRWH[LVWLQWKHKDUGGLVNH00&ERDUGLQWKHHQKDQFHG
VHUYHUDXWKHQWLFDWLRQVWDWH
5DQN &
7URXEOHGHWHFWLRQ :LWK³(QKDQFHG6HUYHU$XWKHQWLFDWLRQ´VHWQRDXWKHQWLFDWLRQDSSOLFDWLRQUHJLVWUDWLRQLQIRUPDWLRQLVIRXQGLQWKH
FRQGLWLRQ KDUGGLVNRUWKHH00&ERDUGH00&
7URXEOHLVRODWLRQ
5HOHYDQWHOHFWULFDOSDUWV H00&ERDUGH00&
+DUGGLVN$+''$
+DUGGLVN%+''%+'

3URFHGXUH
7XUQ2))DQG21WKHPDLQSRZHUVZLWFK
&KHFNWKHFRQQHFWRUIURP0)3%WRKDUGGLVNIRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
&KHFNWKHFRQQHFWRUIURPH00&WR0)3%IRUSURSHUFRQQHFWLRQDQGFRUUHFWDVQHFHVVDU\
/RJLFDOO\IRUPDWWKHKDUGGLVN
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&('

&(((&(((
&RQWHQWV
7URXEOHW\SH &(((0)3ERDUG06&PDOIXQFWLRQ
&(((0)3ERDUG(1*PDOIXQFWLRQ
5DQN &
.
EL]KXE&&& .7528%/(6+227,1*!7528%/(&2'(
7URXEOHGHWHFWLRQ
FRQGLWLRQ
7URXEOHLVRODWLRQ

3URFHGXUH
5HSODFH0)3%
127,&(
&&&&&&&&&&&&&&'&'&'&'&'&'&'&'&(&(
&(&(((&(((

&(((
&RQWHQWV
7URXEOHW\SH &(((6FDQQHUVHFWLRQPDOIXQFWLRQ
5DQN $
7URXEOHGHWHFWLRQ
$VFDQQHUSDUWLVIDXOW\
FRQGLWLRQ
7URXEOHLVRODWLRQ
&&'ERDUG&&'%

3URFHGXUH
&RUUHFWWKHFRQQHFWRUFRQQHFWLRQEHWZHHQ&&'%DQG6&'%LIIDXOW\
5HSODFH6&'%
5HSODFH&&'%
127,&(
/LQNWRWKHOD\RXWGUDZLQJVIRUUHODWHGSDUWVE\HDFKWURXEOHFRGH6&(((
.

Bizhub C258 Codes CXXXX PDF

Hochgeladen von

Dokumentinformationen

Originaltitel

Copyright

Verfügbare Formate

Dieses Dokument teilen

Dokument teilen oder einbetten

Freigabeoptionen

Stufen Sie dieses Dokument als nützlich ein?

Sind diese Inhalte unangemessen?

Copyright:

Verfügbare Formate

Bizhub C258 Codes CXXXX PDF

Hochgeladen von

Copyright:

Verfügbare Formate

EL]KXE&&& .7528%/(6+227,1*!

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

7KHDOLJQPHQWSODWHKRPHVHQVRU)36LVQRWWXUQHG21EORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV

7URXEOHGHWHFWLRQ 7KHH[FKDQJHIROGHGNQLIHKRPHSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQ

5HOHYDQWHOHFWULFDOSDUWV 7RQHUFDUWULGJHFRROLQJIDQ)0

5HOHYDQWHOHFWULFDOSDUWV 6FDQQHUKRPHVHQVRU36

7KHPDFKLQHW\SHLQIRUPDWLRQ0DFKLQH7\SHUHJLVWHUHGWRWKHPDFKLQHGLIIHUVIURPWKHDFWXDOPDFKLQH

Das könnte Ihnen auch gefallen

Bizhub C258 Codes CXXXX PDF

Hochgeladen von

Dokumentinformationen

Originaltitel

Copyright

Verfügbare Formate

Dieses Dokument teilen

Dokument teilen oder einbetten

Freigabeoptionen

Stufen Sie dieses Dokument als nützlich ein?

Sind diese Inhalte unangemessen?

Copyright:

Verfügbare Formate

Bizhub C258 Codes CXXXX PDF

Hochgeladen von

Copyright:

Verfügbare Formate

EL]KXE&&& .7528%/(6+227,1*!

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

&RGH ,WHP 5DQN

 7KHDOLJQPHQWSODWHKRPHVHQVRU) 36 LVQRWWXUQHG21 EORFNHG DIWHUWKHVHWSHULRGRIWLPHKDV

7URXEOHGHWHFWLRQ 7KHH[FKDQJHIROGHGNQLIHKRPHSRVLWLRQVHQVRU 36 LVQRWWXUQHG21 EORFNHG RU2)) XQEORFNHG HYHQ

5HOHYDQWHOHFWULFDOSDUWV  7RQHUFDUWULGJHFRROLQJIDQ )0

5HOHYDQWHOHFWULFDOSDUWV  6FDQQHUKRPHVHQVRU 36

 7KHPDFKLQHW\SHLQIRUPDWLRQ 0DFKLQH7\SH UHJLVWHUHGWRWKHPDFKLQHGLIIHUVIURPWKHDFWXDOPDFKLQH

Das könnte Ihnen auch gefallen

EL]KXE&&& .7528%/(6+227,1*!

7KHDOLJQPHQWSODWHKRPHVHQVRU)36LVQRWWXUQHG21EORFNHGDIWHUWKHVHWSHULRGRIWLPHKDV

7URXEOHGHWHFWLRQ 7KHH[FKDQJHIROGHGNQLIHKRPHSRVLWLRQVHQVRU36LVQRWWXUQHG21EORFNHGRU2))XQEORFNHGHYHQ

5HOHYDQWHOHFWULFDOSDUWV 7RQHUFDUWULGJHFRROLQJIDQ)0

5HOHYDQWHOHFWULFDOSDUWV 6FDQQHUKRPHVHQVRU36

7KHPDFKLQHW\SHLQIRUPDWLRQ0DFKLQH7\SHUHJLVWHUHGWRWKHPDFKLQHGLIIHUVIURPWKHDFWXDOPDFKLQH