505692196 _ 09/26/2019
PATENT ASSIGNMENT COVER SHEET
Electronic Version v1.1
Stylesheet Version v1.2
EPAS ID: PATS739006
‘SUBMISSION TYPE: NEW ASSIGNMENT
NATURE OF CONVEYANCE: SECURITY AGREEMENT
CONVEYING PARTY DATA
Name
DOMINION VOTING SYSTEMS CORPORATION 09/26/2019
RECEIVING PARTY DATA
Name: HSBC BANK CANADA, AS COLLATERAL AGENT
Street Address: ‘4TH FLOOR, 70 YORK STREET
City: TORONTO
State/Country: CANADA.
Postal Code: MBJ 189
PROPERTY NUMBERS Total: 18
Property Type Number
Patent Number: 8844813,
Patent Number: 8913787
Patent Number: 9202113
Patent Number: 8195505
Patent Number: 9870666
Patent Number: 9710988
Patent Number 9870667
Patent Number: 7141782
Patent Number: 7422151
Patent Number: 10599131
Patent Number: 0521050
Patent Number: 0515619
Patent Number 0521051
Patent Numbei 0537469
Patent Number 8714450
Patent Number: 8910865
Patent Number: 8864026
Patent Number: 8876002
CORRESPONDENCE DATA
PATENT
505692196
REEL: 050500 FRAME: 0236Fax Number:
Correspondence will be sent to the e-mail address first; if that is unsuccessful, it will be sent
using a fax number, if provided; if that is unsuccessful, it will be sent via US Mail.
Phone: 212-655-3327
Email: sschwartz@chapman.com
Correspondent Name: CHAPMAN & CUTLER LLP
Address Line 1: 1270 AVENUE OF THE AMERICAS, 30TH FLOOR
Address Line ATTN: SOREN SCHWARTZ
Address Line 4: NEW YORK, NEW YORK 10020
NAME OF SUBMITTER: ‘SOREN SCHWARTZ
SIGNATURE: Soren Schwartz!
DATE SIGNED: 09/26/2019
Total Attachments: 5
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PATENT
REEL: 050500 FRAME: 0237Form PTO-1595 (Rev. 6-18)
‘OMB No. 0651-0027 (exp. 06/30/2021)
US. DEPARTMENT OF COMMERCE
United States Patent and Trademark Ofice
RECORDATION FORM COVER SHEET
PATENTS ONLY
To the Director ofthe U.S. Patent and Trademark Office: Please record the attached documents or the new address(es) below,
1. Name of conveying party(ies)
Dominion Voting Systems Corporation
's)
Name:_HSBC Bank Canada, as Collateral Agent
Internal Address:
‘Additional name(s) of conveying party(es) attached? [Wes Sno) $$
'3. Nature of conveyance/Execution Date(s): Street Address: _4th Floor, 70 York Street
Execution Date(s)_9/25/19
JAssignment Merger
city, Toronto
[Asecurity Agreement JChange of Name ——
Joint Research Agreement State:_ON
|Government interest Assignment country, Canada Zip:_MS! 189
lExecutive Order 9424, Confirmatory License
JOther. Additional name(s) & address(es) attached? []ves_[¥No
4. Application or patent number(s):
A. Patent Application No.(s)
[This
None
Additional numbers att
5. Name and address to whom correspondence
concerning document should be mailed:
Name:_Chapman & Cutler LLP
Intemal Adgress:_ Attn: Soren Schwartz
document serves as an Oath/Declaration (37 CFR 1.63).
B, Patent No.(s)
See attached U.S. Patents & Applications in
Schedule A of Notice of Security Interest in
Intellectual Property
res
6. Total number of applications and patents
involved:_18.
laches? lo
7. Total fee (37 CFR 1.21(h) &3.41) §,
JAuthorized to be charged to deposit account
Enclosed
Street Address:
1270 Avenue of the Americas, 30th Floor
city; New York
State:_New York Zip:_10020
Phone Number;_212-685.3527
Docket Number:
Email Address:__SSchwartz@chapman.com
9. Signature:
INone required (government interest not affecting tite)
8. Payment Information
Deposit Account Number
Authorized UserName.
Signature
Name of Person Signing
Documents tobe
Date
Total number of pages including cover
sheet, allachments, anddocuments:
.cotded (Including cover sheet) should be faxed to (571) 273-0140, or mali to:
Mail Stop Assignment Recordation Services, Director of the USPTO, P.O.Box 1980, Alexandria, VA 22313-1450
REEL: 050500 FRAME: 0238NOTICE OF SECURITY INTEREST IN INTI
(CTUAL PROPERTY
THIS NOTICE OF SECURITY INTEREST IN
(“Notice”) is dated as of the 25" day of September, 2019
ELLECTUAL PROPERTY
WHEREAS Dominion Voting Systems Corporation, a corporation organized under the
laws of the Province of Ontario (the “Debtor”), whose full address is 215 Spadina Avenue, Suite
200, Toronto, ON MST 2C7, is the owner of the registered intellectual property set forth in
Schedule “A” attached hereto (collectively, the “Intellectual Property”).
AND WHEREAS the Debtor entered into, inter alia, a general security agreement (the
“Security Agreement”) in favour of HSBC Bank Canada, in its capacity as administrative and
collateral agent (the “Agent”), whose full address is 70 York Street, 4" Floor, Toronto, ON MSI
189, by which the Debtor granted to the Agent, inter alia, a security interest and lien in all of its
intellectual property, including the Intellectual Property described in Schedule “A” hereto;
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency
of which are hereby acknowledged, and in accordance with the terms and obligations set forth in
the Security Agreement, the Debtor hereby confirms the granting of a security interest and lien in
the Intellectual Property to the Agent.
THE DEBTOR hereby certifies that the aforementioned information as it relates to the
Debtor is true and accurate.
[Signature page follows]
Noe of Sent at a P
Clea PATENT
REEL: 050500 FRAME: 0239IN WITNESS WHEREOF the Debtor has executed and delivered this Notice with effect
as of the date first written above
DOMINION VOTING SYSTEMS CORPORATION
Per:
Name: Michael MeGee
‘Title: Authorized Signing Officer
{Signature page Natice of Sects Ineerest is IP
PATENT
REEL: 050500 FRAME: 0240US. Patents & Applications
Schedule A
Intellectual Property
Title SERIAL# | FILED PATENT [ISSUE | STATUS
DATE No. DATE
Electronic Correction of Voter-Marked | 13/476836 | 57212012 | 844.813 | 913072014 | Issued
Paper Ballot
Ballot Adjudication in Voting Systems | 13/470,091 | S/I12012__| 8913787 _ | 12/6014 | Issued
Utilizing Ballot Images
Ballot Adjudication in Voting Systems | 14/539,684 | TI/12 2014 | 9,202,113 | 1201s | Issued
Utilizing Ballot Images
(continuation of U.S, Patent 8913787)
‘System, Method and Computer Program | 11/121,997 [3152008 | 8,195,505 | o1s2012 | Issued
for Vote Tabulation with an Electronic
‘Audit Trail
‘System, Method and Computer Program | 13/463,536 | 572012 | 9,870,666 | 1/6/2018 | Tssued
for Vote Tabulation with an Electronic
‘Audit Trail
‘System, Method and Computer Program | 13/525,187 | O71S/2012__| 9,710,988 | T/IS/2017 | Tssued
for Vote Tabulation with an Electronic
Audit Trail
‘System, Method and Computer Program | 13/525,208 [ 6/152012 | 9,870,667 | 1/16/2018 | Issued
for Vote Tabulation with an Electronic
Audit Trail
‘Systems and Methods for Providing ToRI1969 | 380004 | 7,111,782 | 9726/2006 Issued
Security in a Voting Machine
‘Systems and Methods for Providing Ts36 028 | 9RSR006 ‘W008 | Issued
Security in a Voting Machine
Voting Booth 2924281 _| 971072008 TABOO | Issued
‘Voting Terminal and Stand 297209,554 _| 7/15/2008 571672006 _ | Issued
Pair of Enclosure Doors 297209579 | 7715/2008 | D315,619 | 2721/2006 _| Issued
Voting Terminal 297209,556 | 77152004 | D321,051 | 3716/2006 _| Issued
Voting Terminal and Keypad 2954483 | 27232006 | D337.469 | 22772007 _| Issued
‘Systems and Methods for Transactional | 137092,600 [222011 | 8.714450 | S/6/2014 | Issued
Ballot Processing, and Ballot Auditing
Ballot Level Security Features for Optical | 137092,599 [322011 | 8910863 | 12/16/2014 | Issued
‘Scan Voting Machine Capable of Ballot
Image Processing, Secure Ballot Printing,
and Ballot Layout Authentication and
‘Verification
Ballot Image Processing System and 137092,606 [42/0011 | 8,868,026 | 101014 | Issued
Method for Voting Machines
Systems for Configuring Voting 139092,604 | a2 8876002 | TAI01F [Issued
Machines, Docking Device for Voting
Machines, Warehouse Support and Asset
Tracking of Voting Machines
serena
Schedule A Notice of Secuity Interest IP
PATENT
REEL: 050500 FRAME: 0241Ownership of the above-referenced patents has been assigned to Dominion Voting
Corporation
Canadian Patent Application
Title ‘APPLICATION | FILED DATE | STATUS
#
SYSTEM, METHOD AND COMPUTER PROGRANFOR | 2465166, SI5i2004 Pending
VOTE TABULATION WITH AN ELECTRONIC AUDIT.
Dominion Voting Systems is listed in the Canadian Patent Office records as the current owner of
record for the above-referenced patent application, but this application is to be assigned to
Dominion Voting Systems Corporation post-Closing pursuant to the Undertaking
US. Registered Trademarks
‘Trademark Serial# | FileDate | Reg# | RegDate | Status Class
“a sore | Ame
{ id 4174339 | Jul-17-2012 | Registered | 38 37 40 41
DOMINION —|gsyorgry | AUR | . ==
OMINTONT asaorsr0 | MME | ainaaae | sutt72012 | Regisered|9 36 97 40 41
DEMOCRACY mm | AUT sassoon | gumsao | Regine
MOCRACT T asaorray | A082 | aassaos | ums2002 | Regiersd| 9
mmacecast | aso7s | AM [asia | APE [Rcwiaered| 9
aupimmark | ssio7731 | AYE! | apo9144 | Jan-1-2013 | Registered °
Assune | 7aaaoss7 | Jumas2004 | aowors | API [Repiserd | 9
ANC eseaa| aero" oe Rcsrseel sae oe |e
ava xge | 79755022 | sepao-ies | 137300 | May-2-199 [Registered | 9
AVCEDGE — | 7Si01RsR | DeoiI997 | spaT6t6 | uLIs1099 | Repiterd | 9
COFTECH | “73689072 | Oo-15-1987 | 1524218 | Feb4-1980 | Regisered | 9
OFTECH INSIGHT | Ta024ais | Dee2004 | 304815) | fan-17-2006 [Regiversd| 9
Ownership of the above-referenced trademarks has been assigned to Dominion Voting Systems
Corporation.
Schedule A Notice of Secuity Interest IP
anv72497.2 PATENT
RECORDED: 09/26/2019 REEL: 050500 FRAME: 0242