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Journal of Neuro-Oncology (2005) 73: 145–152 Ó Springer 2005

DOI 10.1007/s11060-004-5173-6

Clinical Study

Advances in surgical management of malignancies of the cranial base: the extended trans-
basal approach

James P. Chandler1, Harold J. Pelzer2, Bernard B. Bendok,3 H. Hunt Batjer,3 and Sean A. Salehi3
1
Department of Neurological Surgery, Northwestern University Feinberg School of Medicine and Center for Cranial
Base Surgery; 2Department of Head Neck Oncology and Otolaryngology, Northwestern Memorial Hospital;
3
Department of Neurological Surgery, Northwestern University Feinberg School of Medicine, Chicago, Illinois, USA

Key words: extended frontal, malignancies, orbitonasal osteotomy skull base, transbasal

Summary

The extended transbasal approach combines a bifrontal craniotomy with an orbital nasal and potentially a sphe-
noethmoidal osteotomy to provide excellent access to malignancies of the anterior, middle and posterior skull base.
The approach enables the en bloc resection of tumors within the frontal lobes, orbits, paranasal sinuses and
sphenoclival corridors without brain retraction and may obviate the need for transfacial access. We present our 7-
year experience during which 29 patients underwent surgery with the extended transbasal exposure. In 25 patients
the extended transbasal approach was used alone; in the remaining four it was combined with additional ap-
proaches. With exception of two patients, all lesions were removed en bloc. Reconstruction was accomplished with
the use of pericranium and in some instances a temporalis muscle pedicle or a gracilis microvascular free flap. There
were no mortalities associated with this approach. Seven patients experienced infections, four patients experienced
cerebral spinal fluid (CSF) leakage, two patients who had received adjuvant radiation experienced scalp necrosis,
three patients experienced pneumocephalus, and 29 patients experienced cranial neuropathies, the majority of which
were loss of olfaction. The average follow-up for our patients was 34 months with a range of 2–62 months.

Introduction tients received postoperative radiation and seven pa-


tients received chemotherapy.
Malignancies of the sphenoclival corridor represent a
unique surgical challenge to the cranial base surgeon. Preoperative evaluation
Historically, the approaches utilized to access this region
have resulted in incomplete resections, cosmetic defor- Extensive imaging studies were performed on all pa-
mities, and significant morbidity and mortality [1–7]. tients including computerized tomography (CT) with
Recent technological advances including sophisticated bone windows and in some instances three-dimensional
head and neck imaging, neuronavigational systems, and reconstructions and magnetic resonance imaging (MRI)
improved surgical instrumentation have resulted in a of the brain and face. The carotid artery anatomy and
better understanding of cranial base anatomy and patency were established by means of CT angiography
opened the door to a variety of new approaches to the in three patients, MR angiography in eight patients, and
cranial base. The extended transbasal approach and its four patients underwent conventional cerebral angiog-
modifications have been previously described by several raphy. In two patients, partial embolization was per-
authors [1,8–23]. In this report, we detail the manner in formed in advance of surgical resection. All patients
which we have utilized this approach to successfully who had tumors encroaching on the optic apparatus
resect lesions occupying the anterior, middle, and pos- underwent visual field examination. The patients with
terior cranial base with minimal morbidity and no frontal lobe extension of tumor underwent a standard
mortality. battery of neuropsychological testing.

Materials and methods Operative technique

Between January of 1996 and March of 2004, 29 pa- Following a standard endotracheal anesthetic technique,
tients with tumors occupying the anterior, middle and the head is positioned neutrally and secured in Mayfield
posterior skull base underwent surgery utilizing the ex- 3-point fixation. If appropriate, cranial nerve, somato-
tended transbasal approach. Patients ranged in age from sensory evoked responses, and brainstem auditory
14 to 69. Nineteen of the patients were male and 10 evoked responses are monitored. In situations where
female. Table 1 shows the histopathology of the surgi- there are significant risks of carotid sacrifice, electroen-
cally resected lesions. Eleven of the tumors were high- cephalography is available. In our early cases in which
grade malignancies and 18 were low grade. Nine pa- we anticipated dural section, a cerebrospinal fluid drain
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Table 1. Tumor Pathology and Survival create a window through which the nerves can be
mobilized forward with the scalp flap. The periorbita is
Diagnosis # of Status
Cases dissected superiorly from the orbital roof to a depth of
Alive Dead approximately 2–2.5 cm, laterally to the point of the
inferior orbital fissure and medially to the anterior eth-
Low-Grade Malignancies moidal foramina.
Atypical meningiomas 3 2 (42) 1 (36)
A series of burr holes are placed adjacent to the sag-
Adenoid cystic carcinoma 3 3 (34)
Chordoma 4 3 (20) 1 (15)
ittal sinus anteriorly and posteriorly just adjacent to the
Chondrosarcoma 2 2 (24) coronal suture. The bone flap should extend from the
Esthesioneuroblastoma 5 3 (37) 2 (16) coronal suture to as far frontal as can be achieved. In
pituitary adenoma 1 1 (48) some instances the frontal sinus may be deep necessi-
Subtotal 18 tating osteotomes or a Gigli saw to take down its pos-
High-Grade Malignancies terior wall. With the bone flap removed, the next step is
Aadenocarcinomas 7 3 (26) 4 (8) to perform the orbitonasal osteotomy and potentially a
Squamous cell carcinoma 3 1 (32) 2 (11) sphenoethmoidal osteotomy depending on the tumor’s
Undifferentiated carcinoma 1 1 (28) epicenter.
Subtotal 11
Total 29
Orbitonasal and sphenethmoidal osteotomies
Number in parenthesis denotes follow-up in months. Resection of tumors with epicenters within the anterior
cranial fossa, including the orbitonasal and perinasal
sinuses, oftentimes are enhanced with the addition of an
was placed prior to final positioning. All patients re-
orbitonasal osteotomy. After dissection of the perior-
ceived broad-spectrum antibiotic prophylaxis. Mannitol
bita, the frontal dura (Figure 1) is elevated from the
and corticosteroids is administered in cases where sig-
orbital roof working laterally towards the midline. In
nificant brain infiltration and edema are present.
the midline, the dura will be tethered to the crista galli
A bicoronal incision is performed from tragus to
and cribriform plate (Figure 2a). The crista galli can be
tragus and potentially more laterally if a zygomatic os-
removed with a narrow bone rongeur and the dura in-
teotomy is anticipated. In general, the incision is placed
cised along the base of the cribriform plate with man-
behind the hairline or approximately 12 cm posterior to
datory transection of anterior and posterior ethmoidal
the glabella. This generally allows for sufficient frontal
arteries and olfactory fibers. The dissection is carried
lobe exposure and the development of an adequate
posteriorly to expose the planum sphenoidale and tu-
pericranial flap for purposes of reconstruction at the end
berculum sella (Figure 2b). Working laterally, the dura
of the case. The length of the pericranial flap can be
overlying the optic foramina is exposed. The incised
increased with the use of traction posteriorly at the time
midline dura is primarily repaired in a meticulous
of skin incision. The scalp flap is mobilized forward with
fashion to eliminate the possibility of cerebrospinal fluid
the pericranium and swept above the temporalis fascia
leakage (CSF). The preservation of olfactory fibers has
bilaterally to expose the frontozygomatic processes lat-
been described [23,24]; however, we have found this
erally and the superior orbital rim and nasion medially.
maneuver to hinder our approach and not result in
If the supraorbital nerves and vessels complex resides in
clinically significant preservation of olfaction. A recip-
a foramen, a fine osteotome or Karresin punch is used to
rocating saw is then used to perform strategic cuts on

Figure 1. Schematic depicting exposure following bifrontal craniotomy, orbitonasal osteotomy. The upper quarter of the clivus remains on blind
spot.
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Figure 2. Orbital frontal dura dissection with sectioning of olfactory fibers and ethmoidal vessels. (a) Dissection exposing planum sphenoidale.
(b) (Cadaveric dissection demonstrating) Orbitonasal osteotomy complete (c).

the exposed orbitonasal bar. The first cuts are per- 3 mm cutting burr is used to drill through the planum
formed across the supraorbital rim and orbital roof just sphenoidale medially to expose the sphenoid sinus and
medially to the supraorbital foramina. Approximately then more laterally to enter the ethmoid sinuses. Sinus
2.5 cm of the orbital roof should be included in this cut trabeculations and mucosa are removed with a narrow
so as to minimize the possibility of a postoperative en- pituitary rongeur. The optic nerves can then be unroo-
ophthalmos. For more broad-based tumors these cuts fed utilizing a 2–3 mm diamond burr and microdissec-
may be expanded to include the frontal zygomatic pro- tors. Continuous irrigation is critical to minimize a
cess and for lesions extending laterally into the infra- thermal optic nerve injury (Figure 3a). At this point the
temporal fossa, a zygomatic osteotomy may be orbital apex contents are completely exposed. With
considered. The next cut is across the superior aspect of further drilling through the posterior wall of the sphe-
the nasion just adjacent to the frontal nasal suture. noid cavity, sella dura is revealed. Working more cau-
Here, the saw is angled parallel to the plane of the dally, the cancellous bone of the clivus can be
cribriform plate and is directed towards the anterior progressively removed to expose clival dura from
ethmoidal foramina bilaterally. A narrow osteotome is approximately 5–10 mm inferior to the posterior cli-
then used to perform a linear cut across the floor of the noids to the foramen magnum. In the depths of this
anterior cranial fossa inclusive of the midline cribriform exposure the hypoglossal nerves may be skeletonized as
plate. This same osteotome can then be used to gently they course through the hypoglossal canal of the fora-
displace the orbitonasal bar. Once complete, pathology men magnum and occipital condyle (Figure 3b).
within the frontal lobes, orbits, midline nasal cavity and,
potentially the maxillary sinus are completely accessible
(Figure 2c). Resection and reconstruction
For lesions based more posteriorly and medially Dural defects are closed primarily, or if necessary a
within the sphenoclival region, the addition of a sphe- pericranial or fascia lata graft may be employed to en-
noethmoidectomy should be considered. On completion sure a water-tight closure. Larger defects may require
of the orbital nasal osteotomy, the microscope is cadaveric dura or bovine pericardium for reconstruc-
brought into the field and the high-speed air drill with a tion. Exposed mucosa from the frontal, ethmoidal, and
148

Figure 3. Sphenoethmoidectomy complete, optic nerves skeletonized (a); : Completed dissection with exposure to foramen magnum (b).

sphenoid sinus is exonerated. Small portions of fat, complex. The dead space is then filled with fat and fibrin
typically harvested from the abdomen are then packed glue or equivalent. More substantial defects which
into the above-mentioned sinus cavities. A generous cannot be adequately covered with pericranium due to
pericranial flap is then harvested and insinuated into the prior operations or poor tissue quality may require a
depths of the exposure as far caudal as the margins of temporalis, a muscle rotational flap, or a vascularized
the bone resection. This flap serves as a barrier between free flap. We have had success utilizing gracilis and
the sinus cavities and the brain, minimizing the risk of rectus abdominus muscle for this purpose [25]. The
post-operative infection or spinal fluid leakage. Care orbitonasal bone flap may then be secured with titanium
should be taken to preserve blood supply of the flap, plates followed by replacement of the bifrontal crani-
which typically arises from the supraorbital vessel otomy. Central dural tack-ups are helpful in minimizing

Figure 4. Case 1. Preoperative frameless navigational axial, sagittal, and coronal T1-weighted MRI with gadolinium. Tumor extends onto right
temporal lobe, infratemporal fossa, and paranasal sinuses and is obstructing this patient’s nasopharynx. Right eye was blind at presentation.
149

Figure 5. Case 1. Frontal orbitotemporal exposure with extensive pericranial flap (a). Orbitonasal zygomatic osteotomy complete. Spheno-
ethmoidal region tumor excision. Note exposure of optic nerves (b).

postoperative pneumocephalus and epidural hemato- of this lesion (Figure 6). Subsequent to the operation the
mas. A subgaleal drain to gravity is left in place 48 h. patient received radiation and chemotherapy. Four weeks
following the surgery he experienced a superficial wound
Illustrative cases infection, which responded to intravenous antibiotics.
Twelve months postoperatively he developed a recurrence
Case 1: Extensive cranial base esthesioneuroblastoma and expired 18 months following his initial operation.
This 16 year-old male presented with severe headaches,
progressive right visual loss, a palpable right facial mass, Case 2: Extensive clival chordoma
and airway obstruction (Figure 5). He underwent a This 41 year-old male presented to the emergency room
transnasal biopsy of the intranasal portion of his tumor, with the worst headache of his life following blowing his
which confirmed for diagnosis of esthesioneuroblastoma. nose. A CT of the brain performed at that time dem-
Given the apparent encasement of both carotid arteries onstrated diffuse intracranial air and a very large sphe-
and the extremely vascular appearance of the lesion on noclival mass generating significant brain stem
MRI, an angiogram and embolization procedure were compression and encasing both the basilar and bilateral
performed. An extended transbasal approach with the carotid arteries (Figure 7a and b). He was treated with
addition of an orbitozygomatic osteotomy and temporal a transbasal approach with the addition of sphenoeth-
craniotomy was utilized to achieve a gross total resection moidectomy. The soft nature of the tumor facilitated a

Figure 6. Postoperative day 2 CT of brain.


150

Figure 7. Case 2. Admission computerized tomography (CT) scan demonstrating marked pneumocephalus (a). T1-weighted magnetic MRI
following gadolinium administration revealing large nonenhancing sphenoclival mass with brainstem compression (b). T2-weighted MRI image
demonstrating cavernous carotid encasement and erosion of right petrous apex and clivus (c). Postoperative axial T1-weighted MRI with
gadolinium (d).

gross total resection. Clival dura from the foramen Complications


magnum to mid pons was resected (Figure 7c and d).
The vertebral-basilar complex and abducens nerves were Postoperative complications are listed in Table 2. Four
preserved with the resection. Postoperatively, the patient patients experienced cerebral spinal fluid leakage, one in
experienced a small amount of CSF rhinorrhea, which the immediate postoperative and the remaining in a
persisted despite attempts of resolution with lumbar delayed fashion. In two instances spinal fluid leak was
drainage and ultimately required a ventricular perito-
neal shunt. He remains disease-free 8 months postop-
eratively. Table 2.

Complications # of Cases

CSF leak 4 (14%)


Results Partial flap necrosis 2 (7%)
Infections
Superficial wound 4 (14%)
The patients in this series were followed for an average Cerebritis 1 (3%)
of 34 months with the range of 2–62 months. The Epidural abcess 2 (7%)
malignancies treated in the disease status at follow-up Cranial nerve dysfunction
are indicated in Table 1. There were 18 patients (62%) Olfactory 29 (100%)
with low-grade malignancies and 11 (38%) with high- Optic 2a (7%)
grade malignancies. At the most recent follow-up, 15 Abduces 0 (0%)
Pneumocephalus 3 (10%)
patients (83%) with low-grade malignancies and 5
patients (45%) with high-grade malignancies were a
One patient presented with visual loss which persisted postopera-
disease-free or with stable disease. The postoperative tively, and the second underwent anucleation due to the extent of
hospitalization ranged from 3–14 days. orbital involvement.
151

controlled with 4–5 days of lumbar drainage. All of the mies to gain better access to tumors and fractures of the
patients experiencing CSF leak had significant intra- cranial base [1,3,6,8,14,17,18,21,23,27–29]. In particular,
dural extent of their tumor, necessitating primary dural Raveh et al. have authored reports in the literature
repair or grafting. In one instance due to the low clival detailing his anterior subcranial approach for skull base
position of our dural resection, a primary closure could tumors and fractures without the addition of a bifrontal
not be achieved. This patient ultimately required a craniotomy [17,18]. Sekhar was the first to introduce the
ventricular peritoneal shunt. In our early experience, concept of a bifrontal craniotomy with addition of
lumbar drains were routinely placed in many patients at orbital nasal and sphenoid ethmoidal osteotomies [21].
risk for CSF leakage; however we found this strategy to All of these techniques are relatively similar and must be
result in an increased incidence of pneumocephalus and tailored to the epicenter of the lesion and the surgeon’s
neurologic changes secondary to overdrainage. We now experience. The ultimate goal in cranial base surgery for
only place drains in patients demonstrating CSF leakage malignant disease is appropriate access to achieve gross
postoperatively. total resection with minimal damage to neural vascular
There were seven patients who developed wound structures. In some instances this may require the
infections. In each of these instances, the tumors were addition of a transfacial or subtemporal infratemporal
quite large and the operations long. Four patients approach to the extended transbasal approach as de-
experienced superficial wound infections, which were tailed in this report [11,20,28].
effectively treated with local wound care and intrave- Until more recently, aggressive approaches to anterior
nous antibiotics. Two patients experienced epidural cranial base lesions were treated primarily with transfa-
abscesses and required surgical evacuation, irrigation, cial and transmaxillary approaches which while providing
and debridement. The bone flaps, both craniotomy and for reasonable surgical access, may be associated with a
osteotomy, were not removed and the patients were high incidence of postoperative infection, CSF leakage,
treated with a six to eight week course of appropriate cosmetic deformity, and unacceptable mortality [2,4,7,
IV and oral antibiotic therapy. In one case of a giant 11,12]. The extended transbasal approach is specifically
esthesioneuroblastoma infiltrating the frontal lobes, well suited for lesions with epicenters in the sphenoclival
there were clinical and radiographic findings suspicious region extensive into the frontal lobe paranasal sinus and
for cerebritis. This was not confirmed by tissue sam- orbits. It is a cosmetically sound approach yielding
pling; however, it was treated with a 6-week course of excellent visualization of the anterior cranial fossa con-
intravenous antibiotics. The patient responded favor- tents without brain retraction and creates an excellent
ably both clinically and radiographically. window for primary dural repair or reconstruction if
Cranial nerve injuries may occur with this operation warranted [29]. Malignancies in the nasal and paranasal
[21]. All patients undergoing a true transbasal approach sinuses can be accessed through this approach; however,
will experience loss of olfaction. In the vast majority of the lesions confined to these sinus cavities may be more
cases olfaction had been lost preoperatively. There was appropriately treated by transmaxillary or transfacial
one patient who presented with right eye blindness, which approaches. Similarly, lesions confined to the sphenoid
persisted postoperatively, and another patient with sinus or clivus may be better accessed through a trans-
squamous cell carcinoma who underwent an anucleation sphenoidal or transoral route [1–3,12,22]. When appro-
procedure as a significant tumor burden within the orbit priate, the wide exposure offered by the extended
was encountered at the time of surgery. transbasal approach affords the safest opportunity for
Significant pneumocephalus was apparent in three pa- preservation of the carotid arteries, optic, and abducens
tients. All were treated successfully with cessation of nerves.
lumbar drainage in one patient and flatbed rest with Bilateral loss of olfaction is a mandatory consequence
oxygenation in two others. Oftentimes pneumocephalus of this approach. Patients must be counseled carefully
occurs in combination with CSF leak. This was noted to preoperatively as loss of olfaction is oftentimes associ-
be the case in two of our patients. ated with transient disturbances in taste and can in fact
significantly affect the patient’s lifestyle. In two patients
we attempted to preserve olfaction as described by
Discussion Spetzler et al. [23,24]; however, postoperatively the pa-
tients reported anosmia. The majority of the patients
Malignancies along the sphenoclival corridor and asso- with lesions amenable to this particular approach have
ciated nasal sinuses represent a unique surgical chal- lost all or a substantial part of olfaction prior to surgery.
lenge. Oftentimes these tumors may extend into the Despite appropriate antibiotic prophylaxis, infection
brain or brainstem. Standard anterior approaches, did occur in our patients. The risk factors for infection
including the transfacial, transmaxillary, transsphenoi- include prolonged operative time, exposure of nasal and
dal, and transoral may fail to yield enough exposure to paranasal sinuses to exposed brain and prior radiation.
achieve gross total resection. The concept of gaining All of our patients received either unasyn or combina-
better access to these lesions through removal of the tion Vancomycin and Gentamicin prior to incision.
orbital rims was introduced initially by Frazier in 1913 Antibiotics were continued for a minimum of 72 h or
[26]. In 1972 Derome et al. described the transbasal longer if drains remained in place. We found the risk of
approach for removal of sphenoid ethmoidal tumors infection could be minimized by first resecting extra-
[13]. Since that time there have been several reports from dural disease and then, following a complete instrument
a variety of authors detailing the addition of osteoto- change, preceding forward with intradural tumor
152

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