Date Folio No/Deal Slip No/Insurance Policy no Chq Date Chq No Pan No Client Code

11/2/2020 17718406183 NA NA ASDPS2674P EW571

11/3/2020 16981723/07 NA NA ASDPS2674P EW571
11/3/2020 17721151426 NA NA DPNPS6424H EW027
11/4/2020 77730904195 NA NA ASDPS2674P EW571
11/4/2020 17108859/03 NA NA DPNPS6424H EW027
11/5/2020 77731677926 NA NA ASDPS2674P EW571
11/5/2020 77727040104 NA NA DPNPS6424H EW027
11/6/2020 6101751771 NA NA ASDPS2674P EW571
11/6/2020 16707158/75 NA NA AHKPP2215P EW665
11/10/2020 NA NA NA NA NA
11/11/2020 NA NA NA NA NA
11/9/2020 17718406183 NA NA ASDPS2674P EW571
11/10/2020 16981723/07 NA NA ASDPS2674P EW571
11/10/2020 17721151426 NA NA DPNPS6424H EW027
11/11/2020 77730904195 NA NA ASDPS2674P EW571
11/11/2020 17108859/03 NA NA DPNPS6424H EW027
11/11/2020 16675241/87 NA NA AAOPM7832J EW433
11/12/2020 77731677926 NA NA ASDPS2674P EW571
11/12/2020 77727040104 NA NA DPNPS6424H EW027
11/12/2020 7055096/15 NA NA AAOPM7832J EW433
11/12/2020 10718520822 NA NA AAOPM7832J EW433
11/12/2020 70727369335 NA NA AAOPM7832J EW433
11/13/2020 6101751771 NA NA ASDPS2674P EW571
 Client/Investor Name Trnx Type Sub Trnx Type Asset Class Sub Asset Class
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Debt
Aditya Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Aditya Deep Shahani Purchase Purchase Mutual Fund MF-Debt
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Aditya Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Sushama Shrikant Pradhan Purchase Purchase Mutual Fund MF-Debt
Sushma Pradhan Purchase Purchase Secondary Bond/FD Secondary Bond
Ishwarlal Sharma Purchase Purchase Secondary Bond/FD Secondary Bond
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Debt
Aditya Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Aditya Deep Shahani Purchase Purchase Mutual Fund MF-Debt
Usha B Menon Purchase Purchase Mutual Fund MF-Debt
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Aditya Deep Shahani Purchase Purchase Mutual Fund MF-Equity
Usha B Menon Purchase Purchase Mutual Fund MF-Equity
Usha B Menon Purchase Purchase Mutual Fund MF-Equity
Usha B Menon Purchase Purchase Mutual Fund MF-Equity
Vandana Deep Shahani Purchase Purchase Mutual Fund MF-Equity
AMC Name Scheme Name Mobilization Amt RM Code
Canara Robeco MF Canara Robeco Bluechip Equity Reg-G 3,000 ESSB4400
HDFC MF HDFC Corporate Bond-G 3,000 ESSB4400
Canara Robeco MF Canara Robeco Bluechip Equity Reg-G 3,000 ESSB4400
Mirae Asset MF Mirae Asset Large Cap Reg-G 3,000 ESSB4400
HDFC MF HDFC Corporate Bond-G 3,000 ESSB4400
Mirae Asset MF Mirae Asset Midcap Fund Reg-G 3,000 ESSB4400
Mirae Asset MF Mirae Asset Large Cap Reg-G 3,000 ESSB4400
Sundaram MF Sundaram Large and Mid Cap-G 3,000 ESSB4400
HDFC MF HDFC Corporate Bond-G 1,036,321 ESSB4400
SHRIRAM 10.25% Shriram Transport Finance Company Limited 763,321 ESSB4400
SHRIRAM 10.25% Shriram Transport Finance Company Limited 763,321 ESSB4400
Canara Robeco MF Canara Robeco Bluechip Equity Reg-G 3,000 ESSB4400
HDFC MF HDFC Corporate Bond-G 3,000 ESSB4400
Canara Robeco MF Canara Robeco Bluechip Equity Reg-G 3,000 ESSB4400
Mirae Asset MF Mirae Asset Large Cap Reg-G 3,000 ESSB4400
HDFC MF HDFC Corporate Bond-G 3,000 ESSB4400
HDFC MF HDFC Corporate Bond-G 40,000 ESSB4400
Mirae Asset MF Mirae Asset Midcap Fund Reg-G 3,000 ESSB4400
Mirae Asset MF Mirae Asset Large Cap Reg-G 3,000 ESSB4400
KOTAK MF Kotak Standard Multicap Reg-G 50,000 ESSB4400
Canara Robeco MF Canara Robeco Equity Diversified Reg-G 50,000 ESSB4400
Mirae Asset MF Mirae Asset Large Cap Reg-G 50,000 ESSB4400
Sundaram MF Sundaram Large and Mid Cap-G 3,000 ESSB4400
 RM Name Gross Brokerage% Waiver/Passout% Net Brokerage% Gross Revenue Passout Amount
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% 53,720 -
Aakash Jain 0.00% 0.00% 0.00% 51,385 -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Aakash Jain 0.00% 0.00% 0.00% - -
Waiver Amount Net Revenue CSM Code CSM Name NCA Remarks
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- 53,720 ESSB4379 Nikita Rasal No
- 51,385 ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
- - ESSB4379 Nikita Rasal No
Dec Prospect

Gen. Shelekar 11 Cr 50 L Mutual Fund

Markets & Markets 150 CR 5 Cr Bond
Shrikant Pradhan 25 K Will
Prakash Tukaram 20 K Will
Prakash Tukaram 5 Lac LEAD Top up
Jaydeep Desh mukh Nasik 10 Lacs Bond
Santosh Mandlecha 50 Lac Capital Gain Bond
P V Joshi 5 Acc 2 Cr Shares Transfer
P V Joshi 1 Cr MF Transfer
Amol Shinde 10 Lac Bond
Manesh Maheshwari 20 Lacs Mutual Fund
Balasubramaniam Jayaraman 1 Cr IILF AIF Transfer
C V Subashini 20 Lacs Mutual Fund
Deepak Shah 5 LAc Mutual Fund