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ORIGINAL ARTICLE
J-F Lemay, AR Herbert, DM Dewey, AM Innes. A rational Une démarche rationnelle pour le pédiatre
approach to the child with mental retardation for the face à l’enfant présentant un retard
paediatrician. Paediatr Child Health 2003;8(6):345-356.
intellectuel
Mental Retardation (MR) is a problem encountered in almost all
Le retard intellectuel (RI) est un trouble observé dans presque toutes les
paediatric clinical settings. The assessment of a child with MR is a
cliniques de pédiatrie. Le RI constitue un diagnostic courant et un
common diagnostic and management dilemma for paediatricians.
dilemme de prise en charge pour le pédiatre. La recherche sur le RI est en
The field of MR research is currently in a state of flux regarding not
effervescence non seulement pour ce qui est de notre compréhension de
just our understanding of the condition, but also in the language and
la pathologie, mais également pour ce qui est du langage et des processus
the processes we use in naming, defining and describing MR. This utilisés pour nommer, définir et décrire le RI. Le présent article permettra
article will provide a better understanding and a rational approach de mieux comprendre le RI et d’utiliser une démarche rationnelle face au
toward MR. Prevalence rates for MR are variable in the literature and RI. Les taux de prévalence du RI sont variables dans la documentation
may be attributable to the variation in major classification systems scientifique et peuvent être attribuables à la variation des divers systèmes
and the diversity in study operation definitions and methodologies. de classification ainsi qu’à la diversité des définitions et des méthodolo-
Etiologies of MR are diverse and include many different influences. gies utilisées pour mener les études. Les étiologies du RI sont diverses et
MR most often presents during infancy or preschool years as develop- incluent de nombreuses influences. La plupart du temps, le RI se présente
mental delay. There is no universally accepted approach to the etio- pendant la première enfance ou l’âge préscolaire sous forme de retard de
logical work-up of mental retardation. The number of medical développement. Il n’existe aucune démarche universelle face au bilan
conditions associated with MR that are completely treatable by med- étiologique du RI. Le nombre de troubles médicaux associés au RI qui sont
ical means remains small. The paediatrician plays a key role estab- entièrement traitables par des moyens médicaux demeure faible. Le
lishing short and long term treatment goals, as well as providing pédiatre joue un rôle de premier plan dans l’établissement des objectifs de
support to families who have children with MR. traitement à court et à long terme, ainsi que dans le soutien aux familles.
Paediatr Child Health Vol 8 No 6 July/August 2003 ©2003 Pulsus Group Inc. All rights reserved 345
Lemay.qxd 24/07/2003 11:46 AM Page 346
Lemay et al
when applying this new definition of MR. First, a valid assess- mates of prevalence across countries and regions may represent
ment should take into account cultural and linguistic differ- some true differences, it is also largely attributable to the vari-
ences in communication and behavioural factors. Second, any ations in the classification of MR and methodologies used by
assessment should focus on an individual’s performance during different studies (1). The most recent literature estimates an
normal daily routines and changing circumstances, and not on incidence of mild MR at 10.6 per 1000 and severe MR at 1.4
the person’s best performance. per 1000 (1). This is consistent with a recent study using a
Though far from perfect, intellectual functioning is still best national survey of 46,000 households in the United States that
represented by intelligence quotient (IQ) scores obtained from found the prevalence of MR in the noninstitutionalized popu-
appropriate assessment instruments. Performance of two SDs lation to be 7.8 people per 1000 (8). MR has been found to
below the mean of a corresponding group of people (for exam- occur more frequently in boys with a male to female ratio of 1.6
ple, in age, culture and context) on an intelligence test is usu- to one supporting the notion that an X-linked pattern of
ally required to make the diagnosis. This correlates to a score of inheritance underlies a significant proportion of cases of MR
less than 68 on the Stanford-Binet, fourth edition (SB: IV) or (9,10). Mild MR tends to be familial or polygenic compared
below 70 on one of the Wechsler tests (ie, Wechsler Preschool with severe MR, which tends to be sporadic. Severe MR has no
and Primary Scale of Intelligence, Revised [WPPSI-R]; socioeconomic, racial or geographic predilection.
Wechsler Intelligence Scale for Children, third edition,
Wechsler Adult Intelligence Scale, third edition). It should be ETIOLOGICAL CONSIDERATIONS
noted, however, that both the SB: IV and WPPSI-R are limit- Etiologies of MR are diverse and include many different influ-
ed in terms of their usefulness in establishing a diagnosis of MR ences. A survey of physicians referring patients with MR to
in children three years of age and younger (5). This is because subspecialists has shown that a high priority is given to deter-
at the earliest year levels of the test, the floor (ie, the lowest mining the cause of MR (11). Determining such etiology can
possible score that can be obtained) results in a higher IQ score be useful in counselling families about prognosis, recurrence
than at the later year levels. For example, on the WPPSI-R, risks and preferred modes of available therapy.
the lowest possible Performance IQ score at three years is 66, Malnutrition is probably the most common cause of mild
and the lowest possible Verbal IQ score is 71, whereas at age MR worldwide, in conjunction with sociocultural deprivation
five years the lowest possible Performance IQ is 47 and the and other problems related to poverty (12). In developed
lowest possible Verbal IQ is 48. As a result, in young, low func- countries, the underlying causes of MR are various and hetero-
tioning children, decreases in IQ on standardized measures geneous and can remain unknown in up to 66% of cases (10).
from three to five years of age may not indicate a serious decre- Gillerot et al (13) identified a subgroup of the population with
ment in functioning. Rather, they may be a reflection of how MR (66% of a sample of 500 children affected by mild MR)
the test was constructed. Therefore, if a young child fails most that was thought to have ‘sociocultural handicap’ due to lack
or all of the items on the SB: IV or the WPPSI-R, further of stimulation in childhood. This suggests that in a significant
assessment of the child’s functional abilities is warranted. proportion of children, mild MR is associated with growing up
Classification of individuals with MR has been divided into in a deprived environment.
‘mild’ (IQ 50 to 55, to 70 to 75), ‘moderate’ (IQ 35 to 40, to 50 Stromme and Hagberg (14) studied 178 children with MR
to 55), ‘severe’ (IQ 20 to 25, to 35 to 40) and ‘profound’ (IQ derived from a population-based series of 30,000 children born
below 20 or 25) (6). When there is significant scatter in the between 1980 and 1985 in Norway. Forty-four per cent of these
subtest scores, the profile of strengths and weaknesses, rather children had severe MR (IQ less than 50) and 56% had mild
than the mathematically derived IQ may be a more accurate MR (IQ 50 to 70) as presented in Table 1. Monogenic and
reflection of the person’s cognitive abilities. chromosomal disorders were more frequent in the severe MR
In this review, we will be presenting information on chil- group, whereas, less specific deficits were associated with mild
dren with mild MR versus children with severe MR. This dif- MR. Prenatal factors were implicated more often than perina-
ferentiation of MR into mild and severe categories may seem tal or postnatal factors combined.
to be somewhat of an artificial separation. However, most of Noteworthy, a study conducted in Atlanta, Georgia, of chil-
the published literature on the epidemiology of MR divides the dren born in the mid-1970s revealed that low birth weight was
population of individuals with MR into these two groups. In associated with a two- to fourfold increased risk for MR (15).
the newest AAMR definition, the classification of severity of Despite substantial changes in neonatal management in the
MR has been replaced by the concept of intensity of support interim, the smallest infants are still at increased risk for devel-
required. Such a classification is thought to be more function- oping mild and severe MR. Finally, a recent longitudinal fol-
al and oriented to service delivery and outcomes (1). low-up study of 242 very low birth weight infants (those
In the following sections of this article, select studies drawn weighing less than 1500 g) born between 1977 and 1979 found
from the clinical and research literature that addressed MR that they had lower mean IQs than controls. Interestingly,
and its diagnosis are presented. Most of the studies referenced approximately 7% to 8% of these very low birth weight infants
have been published during the past decade. Further, none of were found to be within the MR range on IQ testing (16).
these studies relating to the investigation of MR were under-
taken in a primary care setting. SYNDROMES ASSOCIATED WITH MR
There are a number of syndromes that have a particular genet-
EPIDEMIOLOGY ic etiology that typically have associated morphological and/or
A review of 33 studies conducted after 1963, predominantly behavioural phenotypes, and are associated with MR (Table 2).
from western industrialized countries, showed prevalence rates Down syndrome is the most common with an incidence of one
for mild MR ranged from 3.2 to 79.3 per 1000 and for severe in 650 to 1000 live births (17). Some conditions occur pre-
MR from 2.8 to 7.3 per 1000 (7). While this variation in esti- dominantly in boys (eg, Fragile X and Coffin Lowry) (18,19).
Lemay et al
TABLE 2
Common syndromes associated with mental retardation (MR)
Inheritance
and genotype Phenotype Behaviour
Down syndrome Increased maternal age or parental Facial features: upslanting palperbal Language delay
translocation increases risk of recurrence fissure, epicanthal folds, brachycephaly, and Hyperactivity, aggression and impulsivity
Trisomy 21 (95%) Brushfield spots Autistic features rare
Translocation (5%) Fifth finger: hypoplasia of midphalanx with clinodactlyly Early onset Alzheimer disease
Mosaicism (2%–4%) Simian crease
Hypotonia
Cardiac anomalies
Williams syndrome A microdeletion of 7q11.23 Facial features: Periorbital fullness, stellate iris Developmental delay
The minority are inherited, however pattern, long philtrum, full lips and wide mouth Mild MR, but specific profile with higher
the deletion behaves as an autosomal dominant Cardiac anomalies (usually supravalvular verbal scores and lower
Affected patients are at 50% risk for having aortic stenosis) visuospatial scores
affected offspring Hypercalcemia (not mandatory, transient) ‘Over friendly’ personality
Short stature Attention deficit disorder
Generalized anxiety
Noonan syndrome Autosomal dominant inheritance, although Facial features: hypertelorism, ptosis, Learning disability – visual-spatial
25%–75% of cases are new mutations downslanting palpebral fissures problems
At least some cases caused by mutations Low set posteriorly rotated ears Language delay
in PTPN11 on chromosome 12 Micrognathia Clumsy/stubborn/irritable
Clinical genetic testing not yet available Curly woolly hair Psychiatric disturbances
Webbed neck
Valvular pulmonary stensois
Hypotonia
Short stature
Rett syndrome Most cases de novo mutations Normal development followed by reduction or loss Hand stereotypes
Familial cases occasionally described of skills (onset 6 months to 3 years) and Breathing dysfunction (eg, periodic apnea
Gene encoding X-linked methyl-CpG- cessation of head growth when awake and aerophagia)
binding protein 2 (MECP2) Loss of purposeful hand movements and speech Severe language impairment
Located at Xq28 Spasticity/ataxia
Peripheral vasomotor disturbance
Angelman syndrome Usually de novo with low recurrence risk Facial features: large mandible, Language severely impaired or absent
Associated with a variety of molecular open-mouthed expression Excessive laughter
mechanisms resulting in an absent or Hypotonia Autistic features and aggression
nonfunctioning maternal allele on chromosome Jerky arm movements may be seen
15q11-q13 Cheerful and smiling Repetitive/stereotyped behaviour
A smaller proportion of cases (<15%) has mutations
of the maternal copy of UBE3A or other genes on
15q11-q13. Here the recurrence risk may be 50%
Lemay et al
TABLE 4 TABLE 5
Key features of management of mental retardation (MR) Features to suggest a metabolic disorder
Key aim is to improve or maximize quality of life History Consanguinity between parents*
Establish an etiology (helps to provide information to parents about Family history of apparent life-threatening events or SIDS*
recurrence and prognosis). Rarely will the condition be curable or Growth failure*
treatable Recurrent unexplained illness (eg, vomiting)*
Anticipate future medical problems. For example see Management of Chronic gastrointestinal symptoms
Genetic Syndromes (65) Recurrent lethargy or coma*
Intervene early (with appropriate allied health referrals, educational, financial Seizures*
FISH probes exist for such disorders as Williams syndrome, in known syndromes unless there are additional neurological
Velocardiofacial syndrome, Smith-Magenis syndrome and signs not consistent with the diagnosis.
some cases of Prader-Willi and Angelman syndromes. Such Careful analysis of brain neuroimaging, combined with a
microdeletion syndromes represent cytogenetic alterations not detailed history and physical examination, enables clinicians
observed in a routine karyotype. These probes should be con- to establish etiological links and insights into the develop-
sidered when clinically indicated (Table 2). It is important to mental brain problems associated with MR. Recent investiga-
remember that if FISH testing is ordered, you must specify tions have reported that high intensity lesions on
which disorder is under consideration. Direct diagnosis by T2-weighted images and hyperintense lesions on T1-weighted
DNA analysis for Fragile X was described by Rousseau et al images could be disease specific abnormalities for NF-1 (53).
(51). It should be considered in both boys and girls with unex- Although the significance of such lesions and their relation-
plained MR, especially in the presence of a positive family his- ship to clinical features such as MR has not been established,
tory, or a suggestive physical or psychiatric phenotype (50). It this is an example of how imaging techniques are shedding
has been argued that screening for Fragile X in all patients with new insights into conditions associated with MR (54). It
idiopathic MR would result in the detection in 0.6% to 14% of remains controversial, however, whether neuroimaging is
the cases, even if there were no features to suggest the diagno- indicated in all cases of NF-1.
sis (21). There is debate, however, about whether Fragile X It has been argued that routine metabolic screening should
screening can be refined with screening checklists (47,52). be abandoned because of its low yield in the work-up of MR
Neuroimaging should be considered in patients without a (48). Endocrine and metabolic causes of MR accounted for
known diagnosis especially in the presence of focal neurologi- only 0.8% of causes of MR in a survey of children born in
cal abnormalities, cranial contour abnormalities, macro- California (10). This figure is in agreement with a recent
cephaly, or microcephaly (50). Shevell et al (48) found that Australian study that showed the diagnostic yield of urine
imaging studies performed for a specific indication (eg, micro- amino and organic acid screening tests to be 1.1% for patients
cephaly) were more than three times as likely to result in an with ‘developmental delay’ or ‘intellectual disability’ (55). The
etiological yield than when done on a screening basis. The authors of this study (55) argue that despite the low diagnostic
magnetic resonance imaging (MRI) scan is superior to the yield, these investigations should still be strongly considered.
computed tomography (CT) scan because it provides more Specific therapies were available for 69% of the diagnoses and
accurate images of the structures of the posterior fossa and of 87.5% had known Mendelian or mitochondrial inheritance. It
maturational differences in the brain including myelination. A is argued that the expense of these investigations is outweighed
higher rate of abnormality detected by MRI compared with CT by the early diagnosis of inborn errors of metabolism. Such
has been observed in the literature (47). There is also lack of benefits include early therapeutic intervention, assisting cou-
exposure to ionizing radiation. The CT scan is useful, howev- ples in making reproductive decisions and the potential
er, for conditions associated with intracranial calcifications reduced costs to society with respect to the long term super-
and suspected craniosynostosis. Neuroimaging is not required vised care that affected individuals may require as adults.
Lemay et al
one recent study (14). The ability to reach a diagnosis is also these facets will lead to improved quality of life. Inappropriate
likely to increase slowly over time as newer molecular and/or sexual behaviour can often be managed by changes in the
cytogenetic techniques and improved intracranial imaging environment, training of the care givers and behaviour pro-
methods evolve. Evaluating the patient over time also allows a grams. Such behaviour may lead to social isolation and lack of
‘step-wise’ rather than a ‘shotgun’ approach to investigations. opportunity and should be anticipated at the time of puberty.
Prognostic and reproductive counselling is also best done over Restrictions in finances and time, and the lack of a clear
a longer time frame. alternative may add pressure to use medication to resolve the
One challenge for the paediatrician, related to the difficulty behavioural problem (83). While there are some situations
of making a definitive diagnosis of MR in a preschool child, is where medication may result in improvement, there is no sol-
not to miss the ‘window of opportunity’ for early intervention. id research evidence of their benefit (83). Certainly medica-
The family environment can act as a source of strength or tion can be considered when there are unacceptable
alternatively as a source of stress for a child with MR. Strutton restrictions on the person’s lifestyle or stigmatization of that
(71) noted that a family member with MR brings to family person within a community. Such therapeutic options may
members (be it father, mother, grandparent or sibling) different include beta blockers, psychotropics, and serotonin-selective
ways of coping with the changes. Research that has investigat- reuptake inhibitors (SSRIs) (84). Risperidone, a psychotropic
ed parental coping has found that mothers of children with drug, has the advantage of not having the degree of sedation or
MR experience more stress and problems in psychosocial parkinsonian adverse effects of the older psychotropics, but ini-
adjustment than fathers (72-75). In addition, both mothers tial orthostatic hypotension is common (83).
and fathers are at higher risk for depression than parents of typ- Depression may be difficult to diagnose in people with
ically developing children (73). Investigations of siblings of developmental disability making a trial of an SSRI worth con-
children with MR suggest that they experience unique stresses. sidering. Citalopram has been found to be a safe and effective
There is conflicting evidence about whether siblings receive antidepressant in mentally retarded subjects with depressive
less attention and possibly even fewer holidays and outings disorders (85). Aggression may sometimes be due to irritability
than their friends (71). Studies have also suggested that sib- associated with depression. SSRIs may have a beneficial effect
lings of children with MR take on more caretaking responsibil- due to both their antidepressant and anxiolytic effects on
ities in the household than siblings of typically developing aggressive behaviour. Recently, fluoxetine has been found to
children (76,77). Many siblings may be unable to account for modify aggressive behaviour even without proven depression
or understand their parent’s increased level of preoccupation, (86). The response to treatment of any pharmacological treat-
sadness or anger at the realization that a family member has ment should be monitored regularly and weighed against any
MR (71). Further, siblings of children with MR may feel that adverse effects. The temptation to continue increasing doses
their parents favour the disabled children (78). Some siblings, should be avoided at the expense of exploring other possible
however, cope quite well with having a disabled sibling causes and management options of problem behaviours.
(80,81). Exploring the changed relationships that a child with Chemical restraint of such patients should be avoided at all
MR brings to a family should not be neglected and requires costs. Finally, the involvement of child psychiatrists may be
time and expertise. strongly considered especially with these above issues.
Despite the additional stress associated with having a child Most studies investigating stimulant medication in children
with MR, many families take on the responsibility of caring for with attention deficits excluded patients with MR, despite
the child (with MR) with love. Unfortunately, this is not attention deficit and hyperactivity being common clinical
always the case (71). There is evidence to suggest that siblings problems in this group. Approximately 7% of mentally retard-
of children with MR are well adjusted (80). Krauss et al (81) ed children received stimulant medication in one series (87).
found that this continues into adult life with a high level of There have been only a few controlled trials looking at the
contact between siblings with disabilities and siblings without efficacy of stimulant medications in children with MR and
disabilities. In one study, 41% of siblings without disability attention deficit hyperactivity disorder (88). It is thought that
reported in-person visits to their sibling with a disability at children with an IQ between 45 and 75 respond in a similar
least once a week or more, while 58% reported living within a way to children with a normal IQ, with improvements being
30-min drive of each other’s residence. Among the most com- observed in impulsivity, hyperactivity and attention deficits
monly shared activities were going to a restaurant (63%), (88). Only minor effects were observed in social skills and aca-
shopping together (56%) and going to the movies (44%) (81). demic performance. Stimulant response is much lower in chil-
Behaviours associated with self-harm, harm to others, dam- dren between four and five years of age, and is not
age of property should be monitored for, as this will obviously recommended for those younger than three years. A positive
hinder social interaction. Appropriate behavioural modifica- effect of methylphenidate has not been documented in chil-
tion, such as applied behaviour analysis, may assist with such dren with Fragile X syndrome or an IQ less than 45 (88,89).
difficult behaviours(82). Any behaviour modification program Finally, children with MR are at greater risk of developing side
will require a thorough description of the problem behaviours effects, with up to one in five children stopping therapy due to
including possible triggering factors. Behavioural interventions tics and social withdrawal (90). More research is needed in this
are normally developed and implemented by a psychologist. area particularly looking at the efficacy of stimulants combined
The paediatrician can, however, provide support and assis- with a parent’s training program or behavioural modification
tance with the intervention plan. Modifications of such program and the effects of stimulants on the long term course
behaviours will reduce stress on the family, make it easier for of MR.
participation in an educational and/or day program, and ulti- When considering the management of children with MR, it
mately improve the chances of the individual being able to live is also important to consider the important role of preventive
in the noninstitutionalized community in the long term. All medicine. Vaccination against rubella infection can protect
Lemay et al
pregnant women and thus reduce the occurrence of multiple • Being an advocate for the parent(s) or caregiver (s) and
disabilities. Public education about the effects of environmen- helping them to advocate rights for their child.
tal teratogens such as cigarette smoke, alcohol and other sub- This review has sought to provide a definition of MR and its
stance abuse is crucial. Neonatal screening programs can allow severity. The assessment of a child with MR is a common diag-
early treatment of conditions such as PKU and congenital nostic and management dilemma for paediatricians. The
hypothyroidism. Finally, genetic counselling can outline the prevalence of mild MR varies inversely with socioeconomic
risks involved to future children and allow parents to make an status of the family, but moderate-to-severe MR occurs with
informed decision about whether to have any further children. equal frequency across all social classes. Therefore, diagnosis of
MR includes a search for etiology in every case in childhood.
PROGNOSIS A number of etiologies should be strongly considered
An important role for the physician is to assist families in plan- including chromosomal abnormalities, Fragile X syndrome and
ning for the future of their disabled child. This includes the FAS. A thorough and careful delineation of the degree and
transition to adult medical care. The prognosis is in part deter- profile of cognitive deficits and any associated dysfunctions
mined by the underlying diagnosis or syndrome if found (6). should be done in all cases of suspected MR. The sociocultural
Children with mild MR can often acquire social and vocation- and home environment should also be evaluated. There are a
al skills adequate for minimum self-support. They may need number of key points in the history (prenatal factors, family
supervision and assistance, especially when under stress. Most pedigree) and examination (skin, growth parameters, dysmor-
individuals with moderate MR acquire communication skills phisms, neurology) that may help point to a diagnosis or sug-
during the early childhood years. They may learn to travel gest the timing of the insult.
independently to familiar places and in their adult years are A banded karyotype and Fragile X molecular study should
able to perform unskilled or semiskilled work under supervision be strongly considered in all patients, particularly if there is a
in sheltered workshops or the general work force. Those with suggestive family history or no other apparent diagnosis. MRI
severe MR may learn to talk during the school years and can be of the head is the preferred mode of imaging but is not manda-
trained in elementary self-care skills. In the adult years, they tory. However, it should be considered if there is abnormal
can perform simple tasks in closely supervised settings. head size or cranial contour, seizures, neurocutaneous stigmata
Vocational support can provide dignified and productive work or neurological findings. Metabolic screens and EEG are likely
and leisure pursuits. to have a low yield unless there are specific clinical indica-
Most adults with severe MR will live in the community in tions, which were outlined above. The involvement of a sub-
group homes or with their families, unless an associated hand- specialist (genetics, neurology or developmentalist) is likely to
icap requires specialized nursing or other care (91). The provi- augment the above work-up and help with counselling about
sion of community-based residential support for people with prognosis and recurrence.
MR and their families may enable the person to remain a part Repeat assessments are quite beneficial, particularly if the
of his or her community and avoid institutionalization. After diagnosis is not apparent. Anticipating possible medical com-
reviewing the literature, Seltzer and Krauss (91) observed that plications and referral to appropriate agencies (therapy, educa-
most patients with MR (60%) live at home with their families tional, support, financial) early on is key to management. Long
as opposed to in institutions (15%). The important role of rela- term planning, such as vocational training, living arrange-
tionships with siblings and planning for care of adults who no ments and medical care in the adult years, is also best started
longer have family has been noted in the literature (91). sooner rather than later. The paediatrician has a central role
Features that may negatively affect the quality of life of adults in establishing short and long term treatment goals, as well as
who live at home include poor functional and cognitive abili- providing support to families who have children with MR.
ties, more serious behavioural problems and nonparticipation
in a day program. These features make it less likely for the
adult to have friends or a sibling willing to become a caregiver. ACKNOWLEDGEMENTS: We would like to thank Brenda
Adults with no explicit future plan for placement are at risk for Greig for her support and assistance in the preparation of this
emergency placements or placements not consistent with the manuscript.
parents’ wishes.
Individuals with MR who do not have appropriate supports
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