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dissertation; more so, I feel a sense of gratitude towards all my mentors and well-
indebtedness to my reverted teacher and guide Dr. B.K. Srivastava, Professor and
College and Research Centre, Moradabad, for his sagacious guidance and
and a high sense of professionalism. Above all his inspirational support has
provided just the right impetus for carrying out my library dissertation.
Kothiwal Dental College and Research Centre, Moradabad, from whom I have
obtained guidance and help and have imbedded the importance of detail at work.
Kothiwal Dental College and Research Centre, Moradabad, from whom I have
I extend my thanks to the Principal Dr. Sanjay Singh, Mr. K.K. Misra,
Director, and Mr. Sanjay Sinha, Administrative Officer, Kothiwal Dental College
and Research Center for helping and giving valuable support to utilize the library
Page No.
Introduction 1
Objective 4
Review of Literature 6
Discussion 24
The Cariogram 26
Cariogram Aims 29
Conclusion 73
Bibliography 75
Introduction
During the period of primitive medicine and dentistry, literature was meagre;
so history fails to record with certainty that when and by whom dentistry was
practiced first. In 17th Century, dentistry originated in United States when several
³barber-dentists´ were sent from England. The practice of early dentists consisted
mainly of tooth extraction as dental caries at that time was considered a ³gangrene-
like´ disease.1 The practice of dentistry during the founding years was not based on
clinical dentistry, resulting in practioners who posed and showed intellectual and
scientific curiosity.
Though dental caries has affected human since pre-historic times, the
increase which is strongly associated with dietary changes. It has been considered an
infectious, transmissible and probably the most common chronic disease in the world.
It is an important public health problem. Pain, disability, and handicap from dental
caries are common and the costs of treatment are a major burden to health care
systems. The aetiological factors of dental caries are largely known and although it is
Oral health being an important aspect of human well-being and quality of life,
treatment must be based on the most current scientific and clinical knowledge
available. There is scientific proof that dental caries can be managed and to a large
1
Introduction
necessary.
agent may be unidentified for certain diseases. Where the disease agent is not firmly
established, the aetiology is generally discussed in terms of risk factors. Risk factors
are often suggestive, but absolute proof of cause and effect between a risk factor and
disease is usually lacking. Risk factors may be truly causative, they may be merely
sense. Dental caries is one such disease which is very complex in its nature; several
risk factors for dental caries have been identified and studied. Certain risk factors can
be modified, others cannot be modified. The modifiable risk factors are amenable to
intervention and are useful in the care of the individual. The unmodified or immutable
risk factors are quite challenging to health care professionals. The risk factors should
can be prevented.2
The risk for caries development varies significantly for different age groups,
integrated and must be based on predicted risk. The process of caries risk assessment
enables to identify those persons who will most likely develop caries; hence proper
preventive and maintenance programs must be introduced and must be cost effective.
2
Introduction
disease risk assessment and risk predictions at group, individual and tooth surface
levels.
Now, the question arises, what exactly the caries risk is and how caries risk
assessment may be performed for a patient. It is based on the view that the main
etiological factors for the dental caries are known and that these factors can be
identified and often modified to the benefit of the patient. To illustrate and assess
Cariogram´.
The Cariogram
This new model, the Cariogram, was presented in 1996 by Bratthall D, for
to single out individual risk or resistance factor. The original Cariogram was a circle
divided into three sectors, each representing factors strongly influencing carious
factors and suggests action to be taken. It can be a tool for motivating the patient, and
the model can also serve as a support for clinical decision making while selecting
3
Objective
4
Concept of The Cariogram
Bratthall D in 1996 and was further refined in the year 1997. It is a new approach to
caries risk assessment. It has similarities with Keyes¶ circles but differs in that it is
caries risk scenario. The program contains an algorithm that presents a µweighted¶
analysis of the input data, mainly biological factors. Furthermore, it expresses the
extent to which different etiological factors of caries affect the caries risk for a
For the Cariogram, the patient is examined and the data is collected for some
factors of direct relevance for caries, including bacteria-, diet-, and susceptibility-
predetermined scale and entered in the computer program. According to its built-in
formula, the program presents a pie diagram where µbacteria¶ appears as a red sector,
µdiet¶ as a dark blue sector and µsusceptibility¶-related factors as a light blue sector. In
addition, some µcircumstances¶ are presented as a yellow sector. The four sectors take
their shares, and what is left appears as a green sector and represents the chance of
avoiding caries.
5
Review of Literature
theme caries decline. The complexity of the issue was highlighted, and it was
concluded that there was not one single factor explaining the changes observed.
Actually, in one and the same population, different explanations may be relevant for
different individuals, for different age groups, for different teeth and for different
periods of time. A new model for understanding the interaction of various caries
etiological factors was proposed. The model illustrated how in one situation caries
activity can increase (or decrease) due to one such factor, while in another situation
different factors were more important. As it, in a graphic way, maps the interactions
of relevant factors, the author has chosen to call it a cariogram, and the process of
Petersson and Bratthall (2000)5 conducted a study to use the Cariogram program on
a set of patients, and compared the outcome of its risk evaluation with those made by
patients with detailed information on nine factors generally associated with caries
under the headings of: caries experience, related diseases, diet-contents, diet-
saliva secretion and saliva buffer capacity, were given to the participants. They were
asked to rank the patients according to their ³chance to avoid dental caries´ during the
coming year. The results were compared with the assessments obtained from the
Cariogram. 73.5% of the dental hygienists and 78.5% of the dentists ranked the
patients for caries risk either identically or with only one deviation when compared to
the Cariogram. It was concluded that the 'opinion' of the Cariogram on caries risk was
in agreement with that of the majority of the participants. In addition, the Cariogram
6
Review of Literature
program induced discussions about the relative impact of etiological factors of caries.
It is envisaged that the Cariogram can serve as a tool in the teaching of caries risk.
using the Cariogram and evaluated the program by comparing the caries risk
assessments with the actual caries increment in children over a 2 year period. They
took a study population of 438 individuals of age 10 ± 11 years who lived in and
around the city of Halmstad, situated on the west coast of Sweden. At the baseline the
fluoride exposure. Saliva sampling was done to measure the secretion rate, buffering
capacity and mutans streptococci and lactobacilli counts. DMFT and DMFS were
calculated from records and bite-wing radiographs. These all informations were given
the Cariogram scores on predetermined criteria. These scores were entered in the
Cariogram and caries risk was assessed. Re±examination was done for actual caries
increment for each child after 2 years. The children were divided into 5 groups
according to the assessed caries risk at baseline. The Cariogram predicted a 0 ± 20%
(high risk), 21 ± 40%, 41 ± 60%, 61 ± 80%, 81 ± 100% (low risk) chance of avoiding
new lesions, 8, 35, 42, 73 and 83% respectively, had no new lesions 2 yrs later.
Logistic regression analyses were carried out using DMFS increment (caries/no
caries) during 2 years as the response variable. When the cariogram was included,
only two factors, the Cariogram (p<0.001) and the DMFS at baseline, i.e. past caries
When the Cariogram was excluded, lactobacillus count, mutans streptococci, diet
intake frequency and DMFS at baseline were significantly associated with caries
7
Review of Literature
increment. The cariogram predicted caries increment more accurately than any
Cariogram, by comparing the risk assessment of the program with the actual caries
population consisted of 148 individuals of Sweden on whom the incidence study was
performed on coronal and root caries. The participants were examined and
interviewed at baseline about their general health and dietary habits. Data on oral
hygiene and use of fluoride were obtained and saliva analysis included mutans
streptococci and lactobacilli counts, buffering capacity and secretion rate. DMFT and
DMFS were calculated, both at the baseline and 5 years later by clinical and
predetermined criteria and entered into the Cariogram program to calculate the caries
risk for each individual and to assess the risk for further caries activity and express the
result ³as the chance of avoid caries´. Based on the baseline recordings, the
individuals were divide into 4 risk groups 0 - 20% (high risk), 21 - 40%, 41 ± 60%
and 61 - 100% (low/rather low risk) ³chance of avoiding caries´, according to the
Cariogram. The program predicted 13, 32, 23 and 48% respective to each group, had
no new DFS over 5 years and 18, 40, 72 and 84% respectively had no new lesions at
the 5th year. The mean DMFS increment over 5 years was 12.8 in the high/rather high
risk group (0 - 40% ³chance of avoiding caries´) which included 43% of the
individuals. In the low/rather low risk group (61 ± 100% ³chance of avoiding caries´),
the corresponding value was 5.2 where the group had 21% of the participants. The
mean DMFS increment for the whole group of the elderly individuals was 9.5. In this
8
Review of Literature
study the Cariogram was able to sort the elderly individuals into risk groups that
Abu-Alenain (2003)8 compared the out come of caries risk evaluation made by the
Cariogram program on a set of patients with those made by some clinicians in Jeddah.
working in the public health sector in Jeddah city. Detailed information of nine factors
generally associated with dental caries, under the headings of: caries experience,
program, saliva secretion and saliva buffer capacity were provided for each patient.
The participants were asked to rank the patients according to caries risk starting with
the patient that has the highest chance to avoid cavities. The scores for the different
factors for the five patients were entered into the Cariogram and their "chance to
avoid caries" was calculated. According to the cariogram, case IV showed 94%, case
II 55%, case III 24%, case V l3%, case I 12% chance to avoid new cavities. This
means that the ranking order according to the cariogram was IV, II, III, V, I. The
results showed that 65.7% of the dentists ranked the patients for caries risk identically
as the cariogram with only one deviation to the program. About 25.7% and 8.6% of
dentists ranked only two and one cases, respectively, identical to the cariogram. There
was a significant correlation between the ranking order of the 65.7% of dentists and
the ranking order of the cariogram. While, there was no correlation between the
ranking order of the 25.7% and 8.6% groups of dentists and the ranking order of the
Cariogram. It was concluded that the Cariogram could be a reliable tool in risk
9
Review of Literature
investigate if the program was in line with how colleagues, dental students and dental
hygienists would evaluate a set of cases. The first two studies (Paper I and II)
confirmed that the 'opinion' on the risk profile of the risk assessment program was in
line with the opinions of the majority of the responders in these groups. In the third
study (Paper III), the Cariogram assessments were tested against the "reality" for the
first time. The model was used to assess risk for caries among children and to evaluate
the program by comparing the caries risk assessments of the risk model with the
actual caries increment of the children over a two-year period. The hypothesis was
that the Cariogram should be able to sort the children into caries risk groups according
to the actual caries increment and the results confirmed the theory. It was also
demonstrated that the Cariogram assessed caries increment more accurately than any
included single factor model. Following the evaluation of the program on the children,
the aim of the fourth study (Paper IV) was to evaluate the model for risk assessment
in a group of elderly individuals. Comparing the caries risk assessment of the program
with the actual caries increment over a five-year period showed that the program was
able to arrange this group of elderly individuals into risk groups that reflected the
actual caries incidence. The aim of the fifth study was to compare the risk profiles of
the children with the risk profiles of the elderly. The evaluation of caries risk among
the children showed that 3% was considered having very high caries risk, while 50%
appeared in the low risk group. The corresponding values for the group of elderly
individuals were 26% and 2%. Overall, the risk for caries, as assessed by the
Cariogram, was twice as high for the elderly as for the children (V). The present study
also tries to explore the concept of risk, the terminology and definitions related to risk,
10
Review of Literature
Petersson et al (2004)10 compared the caries risk profiles of children and elderly, in
relation to the actual annual caries increment and the impact of some selected caries
related factors. The risk profiles were created by a computerized risk assessment
program, the Cariogram, which evaluates data and presents the weighted and
summarized result as one figure, illustrating the ³percent chance of avoiding caries´
in the future. The data was originated from two separate longitudinal studies
illustrating the Cariogram's capacity to assess caries risk. One study comprised about
400 children and the other included about 150 elderly patients. At the baseline,
information on past caries experience, diet, oral hygiene and use of fluoride was
buffering capacity and secretion rate. The above information was interpreted into the
Cariogram scores on a predetermined criteria and the caries risk was assessed. After 2
and 5 years respectively, caries was re-evaluated and the incidence was compared
with the predictions. 50% of the children and only 2% of the elderly appeared in the
lowest caries risk group. Of the elderly, 26% belonged to the highest caries risk group
versus 3% of the children. The mean DFS increment per year for the total group of
children was 0.4 ± 0.8 (SD) and 1.2 ± 1.9 for the elderly. Individual factors
contributing significantly to the higher risk profiles for the adults were higher plaque
scores, higher counts of mutans streptococci and lower buffering capacity. Over all,
the risk for caries, as assessed by the Cariogram, was twice as high for the elderly.
model for a multifactorial disease [dental caries] using the Cariogram. The cariogram
was evaluated in two large longitudinal studies in young children and in elderly, by
comparing the risk model with the actual caries increment over a 2 year period for
11
Review of Literature
young children and 5 year period for elderly individuals. The study population
consisted of 438 young children of 10 ± 11 years of age and 208 elderly individuals in
the age groups of 55, 65 and 75 years. The risk assessment consisted of a
questionnaire on dietary habits and fluoride exposure, and saliva samples to measure
saliva secretion rate, buffer capacity, lactobacilli and mutans streptococci counts, and
estimation of oral hygiene and caries experience. Values were entered into the
examination for caries was performed after 2 years for young Children and 5 years for
elderly groups. The mean DMFT value of 438 children at baseline was 0.87 ± 1.35
(SD) and mean DMFT after 2 years follow-up was 1.38 ± 1.97 (SD). Cariogram
prediction showed that individuals in highest risk group showed a mean DMFT
increment of 1.67, while the lowest risk group had 0.23. Cariogram also predicted that
83% of the children in low-risk group had not developed any new caries lesions
whereas in the high risk group, 92% of the children developed new caries lesions. The
mean DMFT at baseline for the elderly group was 23.45 ± 4.19 and the
correspondence value for DMFS was 89.53 ± 25.07. Cariogram prediction showed
that individuals in highest risk group showed a mean DFS increment of 9.54, while
the lowest risk group had 1.74. Cariogram also predicted that 84% of the elders in
low-risk group had no new caries lesions whereas in the high risk group, it was 18%.
In conclusion, in both the studies, the Cariogram was able to sort the individuals into
12
Review of Literature
who were referred for treatment of acute Type-I diabetes to the Pediatric Clinic at the
Country Hospital in Halmstad, Sweden. After diagnosis, the disease was brought
acting insulin for night-time use (Insulatard). Within 2 weeks after the onset of
diabetes, a caries risk assessment was carried out for each individual, with the aid of a
relevance for caries development were given scores according to predetermined scales
and entered into the program, which were compromised general health, past caries
experience, oral hygiene level, fluoride use, unfavorable dietary intake, saliva
secretion rate, salivary mutans streptococci, salivary lactobacilli and salivary buffer
chance of avoiding new caries is expressed as a percent. The patients were grouped
into 4 different Cariogram scores: 1 = low risk (100 ± 76% chance of avoiding caries),
2 = moderate risk (75 ± 51%); 3 = increased risk (26 ± 50%) and 4 = high risk (0 ±
25% chance of avoid caries). The data on the level of metabolic control were
collected from the medical records at the 3-year check-up. Caries increment was
control was found (r = 0.51; p < 0.01), with a sevenfold increased risk of impaired
metabolic control after 3 years in those assessed with high caries risk at onset (OR =
7.3; P < 0.01). When the cariogram was used as a predictor for the metabolic state of
the disease, the sensitivity and specificity was 75% and 71%, respectively. The
13
Review of Literature
people with type-I diabetes. The caries risk assessment at the diagnosis of diabetes
mellitus in children may be a good indicator of overall health care that can provide
Tayanin et al (2005)13 conducted a study to analyze caries risk factors and illustrate
the caries risk profiles of 12 ± 13 year old children living in Laos, using the computer
program, the Cariogram. In their study they took 100 Laotian and 392 Swedish
children, and obtained information regarding diet intake and fluoride use through
questionnaire and they analyzed saliva for mutans streptococci and lactobacilli counts,
secretion rate and buffering capacity. Oral hygiene was assessed using the Silness and
Loe criteria and caries prevalence was recorded according to WHO criteria. The data
were entered into the cariogram to determine each child¶s caries risk, expressed as
³the chance of avoiding carries´. The children were divided in five risk groups. The
mean DMFT level of the Laotian children was 4.61±2.95 and 1.38±1.97 in the
Swedish group. For the risk factors, plaque amount, frequency of food intake, saliva
secretion rate, buffering capacity and fluoride, the Laotian children had significantly
less favorable values compared to the Swedish group. The mean DMFT for the five
cariogram groups was (from low to high risk) 0.00, 3.00, 3.56, 5.66, 6.11 for the Lao
children and 0.31, 1.39, 2.56, 3.03, 2.91 for the Swedish ones. The mean chance of
avoiding caries was 37.3% for the Laotians and 69.2% for the Swedish children (p <
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Review of Literature
Galaviz et al (2005)14 carried out a study to determine risk level for caries
development using the Cariogram. A total of 150 school children from 10-13 years of
age were selected randomly, from an elementary school in the urban zone of
Zacatecas, Mexico. Saliva samples were collected and tested using the
flow rate buffer capacity and clinical evaluation for dental health (DMFT). The
average DMFT was 1.55 ± 1.8. 45% of the population evaluated was caries free.
According to the Cariogram, the caries risk groups, high and moderate were higher in
males than females. For the whole sample, 50% are in low risk for caries development
and 8.66% is located in a high risk, according to the Cariogram. The study concluded
that the Cariogram can be used for prevention in healthy patients and for monitoring
of dental caries in a simple way. This educational interactive program has been
developed for better understanding of the multifactorial aspects of dental caries and to
act as a guide in the attempts to estimate the caries risk. Caries risk is the probability
that an individual will develop carious lesions, reaching a given stage of the disease in
progression during a specified period of time, conditional that the exposure status for
risk factors remains stable during the period in question. For patients with high caries
risk, efforts should be made to increase the "chance" sector and reduce each sector
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Review of Literature
management of dental care for 3 elderly patients in Sweden. They collected patients
relevant information (on the caries experience, related general diseases, diet content,
program, saliva secretion rate and saliva buffering capacity) and then scored
the Cariogram. Based on the cariogram scores for each patient, the program predicted
12%, 22% and 27% ³chance to avoid caries´ in 1st, 2nd and 3rd patient respectively.
The Cariogram software program highlighted both the relevant caries-related factors
and the practical therapeutic interventions for all the 3 elderly patients.
Leous and Tikhonova (2006)17 evaluated the changes of the caries risk and the
weighted impact of different etiological factors on the risk after dental health
instruction in young people using the Cariogram. The study population consisted of
223 dental students aged 18 - 25 years, who were randomly selected and allocated to
experimental and control groups. All subjects were examined for caries risk
assessment at the baseline and after three months, by using the Cariogram. Data
clinical examination comprised the DMFT level and oral hygiene status. The
questionnaire comprised the data on general health, caries incidence, diet and prior
fluoride exposure. The Method of Clinical Caries Rate Prediction (P. Leous 1990)
was used to determine the clinical findings indicating increased caries risk. Each
person of the experimental group was given visual presentation and detailed
information about caries risk factors according to the Cariogram. They were
motivated for the regular and careful oral hygiene, trained for tooth brushing and had
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Review of Literature
a diet counselling. The control group had the same oral hygiene instructions without
visual presentation of the Cariogram. After 3 months the re-examination was done.
The average caries risk at the baseline in experimental and control group was high
(75% and 73% respectively). After three months it decreased to moderate (49%)
among people of experimental group and stayed high (66%) in control group
(p<0.05). The ³Susceptibility´ and ³Diet´ factors (23% and 20% accordingly) ranked
first among weighted impacts on the caries risk at the baseline, ³Bacteria´ factor
(19%) ranked second and ³Circumstances´ factor (12%) ranked third. After 3 months
the Susceptibility factor (14%) among weighted impacts ranked first, "Bacteria" and
"Diet" factors (13% and 12% accordingly) ranked second and "Circumstances" factor
(9%) ranked third. This interactive predictive computer program the Cariogram
showed good results as a tool for revealing and removing caries risk factors.
Amila et al (2007)18 conducted a study to examine caries risk using the Cariogram
study population consists of 109, 12-year-old children from Sarajevo, the capital of
Bosnia and Herzegovina. They were divided in three groups, based on their
background). Baseline data on general health condition, diet frequency and use of
fluoride were obtained. DMFT and plaque scores (Silness and Loe plaque index) were
saliva, saliva secretion and buffer capacity. Scores were entered into the Cariogram
model and risk was calculated for each child. Most of the 12-year-old children had a
medium risk of caries, with a 59.4% chance of avoiding future caries. In the study
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Review of Literature
population the dominant sector, in the average caries risk profile of children was diet,
with 12.5% of risk; the bacteria sector (plaque and mutans streptococci level) was
10.8%; the susceptibility sector (fluoride programme, saliva secretion and buffering
capacity) was 9.7%; and the circumstances sector (caries experience and medical
history) was 7.4%. Caries risk profiles showed that there were differences in the
socioeconomic status of children with significantly greater risk in children with poor
living conditions who also had the most unfavorable caries risk profiles. The study
concluded that the Cariogram model can successfully determine caries risk profiles
by means of the Cariogram software, and examined the relationships between the
different variables used by the Cariogram and risk of caries determined by this
year dental students at the University of Valencia. The data was collected by a
questionnaire on general health and oral hygiene habits like frequency of tooth
brushing and the use of fluoridated toothpaste and mouth washes. Clinical and
radiological examinations were done for calculating DMFT and DMFS. Plaque index
and saliva sampling for saliva buffer capacity, saliva secretion rate, mutans
streptococci and lactobacilli counts were done. The caries risk of each individual was
then obtained by drawing up the Cariogram. The caries risk obtained in each sector
was 6.0% for Diet, 5.75% for Bacteria, 6.65% for Susceptibility and 4.29% for
Circumstances. Overall, the caries risk was 22.81% and the chance to avoid caries
18
Review of Literature
programme and buffer capacity of the saliva were the factors included in the
Cariogram that showed significant correlation with the caries risk determined by the
program. Other factors that the Cariogram does not include directly, such as DMFT,
DMFS and the plaque index, also showed high correlation with risk. Linear regression
analysis makes it possible to draw up more simplified models from the predictive
variables with the highest correlation to caries risk. The predictive variable which
makes the greatest contribution to the model is streptococcus mutans counts, followed
by the DMFT index and the buffer capacity of the saliva. The Cariogram has shown
itself to be a complete method for determining caries risk and identifying the different
factors involved.
preschool children and illustrated their caries risk profiles graphically with an aid of a
computer-based program. All the children aged 2-year-old from a small town in
northern Sweden were invited and 87% (n = 125) accepted to participate. The data
was collected along with a questionnaire concerning the child's normal diet and sugar
consumption. Special care was taken to note the intake of sweet drinks and sugary
frequency with parental help and use of fluorides were also included. The caries
prevalence was recorded with mouth mirror and probe and the level of oral mutans
streptococci was enumerated with a chair-side technique. The obtained data were
each child was constructed. The caries prevalence was 6%, and 18% had detectable
levels of oral mutans streptococci. The sugar consumption was strikingly high with
82% and 97% having ice cream and sweets once a week or more often. In 22% of the
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Review of Literature
families, toothbrushing with parental help was not a daily routine. Of the children,
51% displayed a low chance (0-20%) of avoiding caries in the future. The frequency
of sugar consumption was the most pertinent factor in the children's caries risk
profiles. Half of the subjects exhibited a low chance of avoiding caries in the near
future and the strongest single factor was frequent sugar consumption. Therefore
efforts to limit and reduce the sugar intake in young children are important measures
Sonbul et al (2008)21 evaluated the caries profile in a group of Saudi adults with
Cariogram model. They correlated the Cariogram data expressed as ³the chance of
avoiding caries´, with initial caries lesions (DiS), total initial and manifest caries
lesions (Di+mS), and filled surfaces (FS). The study population consisted of 175
individuals in Saudi Arabia, aged between18 ± 56 years. All of them were interviewed
about their oral health, dietary habits and use of fluorides, and were examined for
factor, including the number of mutans streptococci and lactobacillus, buffer capacity
and secretion rate were obtained using chair side tests. The individuals were divided
according to Cariogram data ³the chance of avoiding caries´ into four risk groups: 0-
20% ³high risk´, 21-40% ³medium risk´, 41-60% ³low risk´ and 61-100% ³very low
risk´. The mean number of teeth, total Di+mMFS, Di+mS and FS were 26.0, 53.8,
19.3 and 22.6 respectively. The mean ³chance of avoiding caries´ was 31%. ANOVA
revealed the statistically significant difference between the high risk group and the
other three risk groups with respect to Di+mS (p < 0.01) and FS (p < 0.05). The
mean DiS of the high risk group differed significantly from that of the low risk group
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Review of Literature
(p < 0.05). The Cariogram model can identify the caries-related factors that could be
the reasons for the estimated future caries risk, and therefore help the dentist or dental
Hanganu and Murariu (2008)22 assessed the dental students caries risk by means of
the Cariogram software and examined the relationships between the caries related
factors and the risk of caries determined by this program. The study population
comprised of 112 dental students from five academic years, from the Faculty of
hygiene habits and fluoride program), saliva sample (consisting of saliva secretion
rate, saliva buffering capacity and mutans streptococci and lactobacilli counts) and by
clinical examination (DMFT, DMFS and Plaque index). These all informations were
assigned a Cariogram score on predetermined criteria which were entered into the
program. For each individual a Cariogram diagram was obtained which showed a pie
chart with five sectors that represented the different groups of factors linked to dental
caries. The caries risk of each individual was expressed as percentage of chance to
avoid caries in the Cariogram model. The caries risk obtained in each sector was 8.0%
for Diet, 7.65% for Bacteria, 9.35% for Susceptibility and 5.22% for Circumstances.
Overall, the caries risk was 28.88% and the chance to avoid caries 71.12%. Past caries
of the saliva were the main factors that showed significant correlation with the caries
risk determined by this software. Other variables that the Cariogram does not include
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Review of Literature
directly, such as DMFT, DMFS and the plaque index, also showed high correlation
with caries risk. Cariogram is a useful pedagogic tool for dentists, dental hygienists
and dental assistants in discussions with patients about their caries risk.
possible impact of a preventive program on the risk profiles and comparing the
individual risk profiles longitudinally. Caries risk was assessed in 125 two-year-old
7 years of age, 103 were available for follow-up, 48 from the former intervention
group and 55 from the control group. At baseline and after 5 years, 7 variables
had significantly higher caries at 7 years of age compared to children with a lower
risk in the control group (p<0.05) but not in the intervention group. Overall predictive
accuracy and precision, however, were moderate in both groups. Less than half of the
children remained in the same risk category at both ages, despite a largely unchanged
consumption pattern of sugar. The majority of the children who changed category
displayed a lowered risk at 7 years. The intervention program seemed to impair the
children was not particularly useful in identifying high caries risk patients in a low-
caries community.
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orthodontic treatment and to use the Cariogram computer program to describe caries
risk profiles at follow-up in these patients. The study population consisted of 100
orthodontic patients aged 12±29 years, with a mean age of 17.5 years from Riyadh,
Kingdom of Saudi Arabia. They were divided into two groups (50 in each) based on
their decayed, filled surfaces index (DFS). High (5 ')6DQGORZ DFS) groups
were created. All patients were examined after debonding in the following order:
radiographs, and intra-oral digital photos. All types of carious lesions in both the
enamel and dentine were diagnosed clinically and radiographically and included in
the DFS index. A paraffin-stimulated whole saliva sample was collected for
estimations of secretion rate, buffer capacity, and number of mutans streptococci and
lactobacilli. The DFS in the high caries group was more than 4 times higher than that
in the low caries group. The low caries group (2 DFS) displayed a statistically
significant difference and low values for the following factors, DFS (P < 0.001),
lactobacilli (P < 0.001), mutans streptococci (P < 0.001), and high Cariogram percent
(P < 0.001). The plaque index displayed very close significance (P = 0.051).
Regarding the Cariogram values, the ³chance of avoiding new cavities´ was 75% in
the low caries group and 42% in the high caries group (P < 0.001). Patients with high
caries. They had significantly higher numbers of mutans streptococci and lactobacilli
and had less chance of avoiding new cavities according to the Cariogram.
23
Discussion
etiology of dental caries proposed by Keyes incorporates the role of Host, Agent,
Environment and Time factors, in causing dental caries. The development of dental
pathologic process occurs on continuous basis, in which any lesion may range from
changes at the molecular level to gross tissue destruction and cavity formation.
Demineralization:
When sugar and other fermentable
carbohydrates reaches the bacteria, they
form acids which start to dissolve the
enamel - an early caries lesion occurs due
to loss of Calcium and Phosphates
Remineralization:
When sugar consumption has ceased,
saliva can wash away sugars and buffer
the acids. Calcium and Phosphates can
again enter the tooth. The process is
strongly facilitated by fluorides.
24
Discussion
Even though facts and figures on the several etiological and resistance factors
of caries have continuously been recorded during the past century, efforts to predict
the disease accurately have been only partly successful.25 During the last few decades,
numerous reports have dealt with the subject of caries risk assessment.26,27,28 Clearly,
to be able to predict which individual would develop cavities in the near future,
Caries risk assessment studies have so far taken either of two major forms:
cross- sectional studies, where various caries related factors are identified, measured
and correlated to the actual caries status of the individual, i.e. to the past caries
experience; or longitudinal studies, where factors are related to the caries increment
Data obtained from these cross-sectional and longitudinal studies are then
analyzed using a variety of statistical methods. In the early studies, researchers often
is to use a specific cut-off value for the factor under investigation and to define a
special outcome of the test, such as a defined number of cavities that should be
present or appear after the selected period of time. However, this kind of approach has
generally not been very successful in presenting the required values for sensitivity and
specificity.
Carolina Caries Risk Assessment Study, where advanced multiple regression analyses
were adopted. In spite of that, the success was only moderate.31 The multi-factorial
etiology of dental caries points to a risk assessment model that would include the
25
Discussion
lesions. Based on this concept, the Cariogram as a risk assessment model has been
proposed.
Many previous studies using the Cariogram have compared the µopinion¶ of
the program with those of dentists, dental instructors, dental hygienists and dental
students on a set of clinical cases. The results showed that the risk assessment
according to the Cariogram was in line with the opinions of the majority of these
groups.5
The idea of using several risk factors together is of course not new.32 The
unique property of the Cariogram is that each factor, in each group, is µweighted¶ for
its cumulative input and not just added. The program contains about 5 million
combinations of factors. Thus, the Cariogram considers the total pattern of risk
factors. For example, if a patient has one unfavorable factor, such as high sucrose
consumption, high mutans counts or poor oral hygiene, the individual is not
considered to have a particularly high caries risk. On the other hand, if all these
factors were unfavorable, the risk would be much higher, and obviously higher than if
the three individual risk values were added. If, then, in addition, saliva problems were
present and/or fluoride was not used, the risk would increase considerably.
Several studies have shown that social factors such as economic status and
education levels are related to caries experience and increment.33,34 These parameters,
The Cariogram
Bratthall D in 1996 and was further refined in the year 1997. It is a new approach to
26
Discussion
first place for discussions within the profession. Later on, the interactive version has
found a place in education of dental staff and for education and discussions with
patients concerning preventive strategies. The Cariogram has similarities with Keyes¶
circles but differs in that it is possible to single out the impact of individual risk
factors. In recent years, Hansel Petersson et al.6,7 has performed a series of studies to
illustrates a possible overall caries risk scenario. The program contains an algorithm
that presents a µweighted¶ analysis of the input data, mainly biological factors (Table
1). Furthermore, it expresses the extent to which different etiological factors of caries
affect the caries risk for a particular individual and provides targeted strategies for
those individuals. The Cariogram does not specify the particular number of cavities
that will or will not occur in the future. It expresses caries risk only. It does not take
into account problems such as fractures of teeth or fillings, discolorations, etc. that
This program cannot replace the personal and professional judgement of caries
risk made by the examiner. However, it may give valuable hints and may even serve
as a basis for discussions with the patient regarding various risk factors and
preventive strategies. In other words, it does not take over the judgement or the
responsibilities of the examiner, but may serve as a valuable tool in the clinical
decision-making.
27
Discussion
Plaque amount Silness-Loe Plaque Index 0: Extremely good oral hygiene, PI <0.4
( PI) 1: Good oral hygiene, PI = 0.4 - 1.0
2: Less than good oral hygiene,
PI=1.1 - 2.0
3: Poor oral hygiene, PI > 2.0
28
Discussion
Cariogram ± aims
,OOXVWUDWHVWKHLQWHUDFWLRQRIFDULHVUHODWHGIDFWRUV.
,OOXVWUDWHVWKHFKDQFHWRDYRLGFDULHV
([SUHVVHVFDULHVULVNJUDSKLFDOO\
5HFRPPHQGVWDUJHWHGSUHYHQWLYHDFWLRQV
&DQEHXVHGLQWKHFOLQLF
&DQEHXVHGDVDQHGXFDWLRQDOSURJUDPPH
The patient is examined and data collected for some factors of direct relevance
for caries, including bacteria-, diet-, and susceptibility-related factors. The various
the computer program. According to its built-in formula, the program presents a pie
diagram where µbacteria¶ appears as a red sector, µdiet¶ as a dark blue sector and
are presented as a yellow sector. The four sectors take their shares, and what is left
29
Discussion
following colours: green, dark blue, red, light blue and yellow indicating the different
The green sector shows an estimation of the µActual chance to avoid new cavities¶.
The green sector is µwhat is left¶ when the other factors have taken their share.
The dark blue sector µDiet¶ is based on a combination of diet contents and diet
frequency.
The red sector µBacteria¶ is based on a combination of amount of plaque and mutans
streptococci.
30
Discussion
The bigger the green sector, the better it is from a dental health point of view.
Small green sector means low chance of avoiding caries = high caries risk. For
the other sectors, the smaller the sector, the better from a dental health point of
view.
In summary, the Cariogram shows whether the patient over all is at high,
intermediate or at low risk for caries. It also shows for every individual examined,
which etiological factors are considered responsible for the caries risk.
31
Discussion
Caries risk
Generally speaking, µrisk¶ is the probability that some harmful event will
occur. Risk is often defined as the probability of an µunwanted¶ event occurring within
a specified period of time. Caries risk is the probability that an individual will develop
carious lesions, reaching a given stage of the disease in progression during a specified
period of time, conditional that the exposure status for risk factors remains stable
during the period in question. Thus, Caries risk relates to the likelihood of a person
32
Discussion
Therefore, the need for predicting the caries risk accurately is obvious, as
targeted preventive actions can be directed to those having a high caries risk, before
cavities could develop. Naturally, if the main etiological factors could be identified,
suitable treatment for that particular individual can be carried out with good results.
)DFWRUV LPPHGLDWHO\ LQYROYHG LQ WKH FDULHV SURFHVV HLWKHU DV µattack¶ or µdefence¶
mechanisms, at the site of the development of the lesion. To this group, on the attack
side, the dental plaque, the presence of various specific micro-organisms in the plaque
(including mutans streptococci) and the diet can be included. On the defence side for
example, the salivary protective systems and the fluoride exposure can be
incorporated. These are key factors determining if a caries lesion will occur or not, at
33
Discussion
)DFWRUV UHODWHG WR WKH RFFXUUHQFH RI FDULHV ZLWKRXW DFWXDOO\ SDUWLFLSDWLQJ LQ WKH
development of the lesion. To this group for example various socio-economic factors
and past caries experience can be added. Such factors can be designated as indicators
The Cariogram is basically built on the first group of factors. This does not
mean that the second group is ignored as these factors indirectly contribute to changes
in the factors in the first group. For example, poor socio-economic factors can affect
Factors, to which the tooth surface is directly exposed and which contribute to
the development of the caries lesion, are dependent on µdose¶, µfrequency¶ and
µduration¶. Each factor therefore has to be considered from this point of view. For
example, a large amount of plaque (high dose) only indicates high risk if present often
The factors included in the Cariogram have been given different µweights¶.
This means that the key factors, which support the development of caries, or resist
caries, have a stronger impact than the less important factors when the program
calculates the µChance to avoid new cavities¶. The factors are also weighted in
relation to each other. Thus, different factors have different µweights¶ in different
situations and the number of combinations of factors is enormous. The given weights
are based on thorough search in the literature and evaluation of results in a large
of use of saliva tests has been incorporated. However, it should be understood that
there are no actual scientific studies available that have evaluated all the factors at the
34
Discussion
same time, for different age groups and for different areas. Caries risk evaluations
with 100 per cent certainty that ³this patient will definitely develop five cavities
during the coming year´. On the other hand, it is possible to say that ³based on
available information it seems very likely that this patient will develop several
cavities during the coming year ± with this combination of caries related factors,
large set of data can be evaluated - based on both science and art.
The µChance to avoid caries¶ (green sector) and caries risk are explanations for
the same process but expressed inversely. When the chance is high, the risk is small
If the Cariogram shows for example, that there was an 80 % chance to avoid caries,
taking into account all the factors, it means an over all 80 % chance in avoiding new
caries in the future. The caries activity will be low provided the patient does not
change his/her behaviour and biological factors on which the judgement was based
on.
The size of the "Chance" sector is determined by the four other factors - it is
³what is left´ when the others have taken their shares, for examples:
35
Discussion
The "Chance" is similar in the three Cariograms above, but the reasons are different.
Again, the "Chance" is similar in the three Cariograms above, but the reasons are
different.
The "Chance" is similar in the three Cariograms, but the reasons are different.
36
Discussion
Right: Circumstances in particular unfavourable - for example, there has been a very
high past caries experience, but due to improvements in the other factors, the situation
has been brought under control.
From the given examples we can understand that different factors have different
"weights".
caries (should the figures appear, it is because of decimal rounding up). Needless to
say, the caries risk assessment is complex and one has to be cautious when
interpreting.
high risk, and it is a risk model identifying the risk factors to facilitate planning of
interventions. A risk model is used when it is important to identify one or more risk
factors for the disease so that likely points for intervention can be planned. A risk
model, therefore, should exclude risk predictors such as past disease, number of teeth,
etc., as such factors do not cause further disease. A prediction model, on the contrary,
No, there are too few studies of that kind to make it possible. Therefore, data
from many other studies and even case reports have affected the final formula. In
addition, the method of using metaanalyses for a multifactorial disease can give
misleading results. For example, the impact (weight) for caries incidence of sugar
when compared with those countries where fluoride toothpaste, plus other fluoride
37
Discussion
exposures, are widely used. The Cariogram algorithm is built on FF&C, in other
words, taking into account µfull facts and circumstances¶. In doing so, one tries to
define the circumstances under which a particular factor should be given high-,
medium- or low-risk input. The algorithm is based on considerations such as, for
if several other factors are unfavourable¶. Thus, the idea is to combine factors that are
Calculating such values demands µcut-off¶ points and the Cariogram does not
have such a point. As risk is defined as the probability that some harmful event will
occur, therefore, risk is expressed as a fraction, without units. It takes values from 0
(absolute certainty that there is no risk, which can never be shown) to 1.0, where there
is absolute certainty that a risk will occur. Values between 0 and 1 represent the
probability that a risk will occur. In other words, the Cariogram expresses a
probability. For example, µ90% chance of avoiding caries¶ means that most people
with that particular combination of risk factors would stay without new cavities. If a
person, anyway developed caries with that probability, the program is not µwrong¶ as
that can be used in the daily routine of the clinic. It illustrates caries-related factors
and suggests actions to take. The tests needed can easily be performed and evaluated
38
Discussion
understand by anyone. It can be a tool for motivating the patient and the model can
also serve as a support for clinical decision making when selecting preventive
Start program
have a colour screen. The Internet Version can be downloaded from this address:
http://www.db.od.mah.se/car/cariogram/cariograminfo.html35
Following the instructions given on that page we can start by clicking the µCariogram¶
symbol.
There are several µhints¶, informative texts, in the program. Point at the related
texts, figures or icons and if there are informative texts behind, they appear after a few
seconds.
Figure-5
39
Discussion
We do not have to click for the hint but just point. These hints are very useful, for
example, in giving scores for the different factors when building a Cariogram.
Functions
By clicking at the icons in the upper left corner of the screen we get
1. 2. 3. 4. 5. 6. 7.
Figure-6
The last two functions do not get activated until a Cariogram appears on the screen.
Also shown in the upper left of the program, just below the icons, are the data
needed (name, identification number, date of examination and name of the examiner)
40
Discussion
Figure-7
Click open the µnotes¶ icon above and enter the information for every patient we
examine. We can also add our own observations in the space given under µcomments¶.
This is only necessary if we would like to maintain records of our patients and to
Figure-8
The details we just entered on the patient will appear on the upper left corner of the
suggested to print the patient information and maintain together with patient's records.
41
Discussion
Figure-9
New screen
To get a fresh new screen after entering data for every patient, we need to
click the µNew¶ icon, which is second in the upper left corner of the screen.
To the left, at the bottom of the screen, we can find the different sectors of the
Cariogram. Each sector, as mentioned already, has its own colour and represents a
group of factors.
Figure-10
Hints appear if we move the cursor to the coloured squares or to the accompanying
text and will give us an explanation as to which factor represents which sector.
42
Discussion
The impact of different caries related factors may differ between different
Figure-11
The examiner may want the Cariogram to continuously express somewhat higher or
lower µChances to avoid cavities¶ than the standard set and could choose for
Country/Area µLow risk¶ or µHigh risk¶ accordingly. Thus, the µChance to avoid
cavities' becomes bigger or smaller respectively, but the relationship between the
A patient may belong to a µgroup¶ with higher or lower caries risk compared to
the general population in the area. For example: Elderly patients with exposed root
surfaces have higher risk and the setting µHigh risk¶ is appropriate.
43
Discussion
Figure-12
to Standard set, Low risk or High risk according to the group we have in mind.
To build a Cariogram, scores for the caries related factors are entered in the
boxes on the right side of the screen. Again, hints appear when the cursor points at the
text or the scores. We can move the cursor to the respective ranges 0-3 or 0-2 and
choose our score (0, 1, 2, or 3) most suitable for our patient. We need to click on the
µarrow¶ to choose the right score (start with upward pointing arrow).
Figure-13
44
Discussion
In order to see a Cariogram develop in the screen, the examiner must give a
score for the different factors, shown in the right hand side of the screen. The
patient. In certain components of the sectors, like saliva and bacteria, further standard
diagnostic test results are needed to give the correct score to build the Cariogram in
the screen. The examiner should have all the relevant information when using this
profile.
Figure-14
45
Discussion
Figures-15
We can enter the relevant scores in the boxes to the right by using µup¶ or
µdown¶ arrows (if no scores in the box, that is if the box is blank, start with µup¶
arrow). If we wish to check as to what exactly the scores mean for the appropriate
factor, a quick reference is shown when we move the cursor to the respective ranges
of 0-3 or 0-2. For all factors, µ0¶ is the best value and µ3¶ (or µ2¶ where 2 is the
maximum) is the most unfavorable score. A Cariogram will appear in the middle of
the screen when at least 7 scores have been entered in the boxes. There are 10 caries
related factors and it is therefore possible to enter 10 scores in this program, but the
Cariogram would already appear when only 7 scores have been entered.
The score for the µClinical Feeling¶ will automatically come up as µ1¶, which
is the standard. This means that the program estimates the caries risk on basis of the
other entered values. Only if the operator finds special reasons to abandon the
46
Discussion
If any score is missing in the boxes, a pre-set value will be used (for the
remaining boxes when seven boxes have been filled). Any unfilled box thus makes
the program less specific. To obtain reliable and accurate results it is therefore best to
program.
The µChance to avoid cavities¶- green sector- will appear as a value between 0
and 100 %. It cannot be negative or more than 100%. It is a favourable situation for
the patient if the green sector (chance to avoid caries) is large. A green sector of 75%
or more would indicate a very good chance to avoid new cavities in the coming year,
if conditions are unchanged. A green sector of 25% or less indicates a very high caries
risk.
A set of suggestions for targeted actions in the form of proposed measures can
be found if we click on the icon µPreliminary interpretation' in the upper left corner. It
should be understood that these are some suggestions only and do not give a full
picture of all possibilities. The responsible examiner must decide if suggested actions,
or other actions, are to be carried out or not. Note that the order of the points is not
The Cariogram also helps us to illustrate and explain the situation to the
patient. For µhigh risk¶ patients we can discuss which of the factors the patient is
willing to change and what measures the dental team could consider. We can use the
Cariogram as an inspiration for the patient to make his/her own efforts and
demonstrate the patient how the caries risk can be reduced, that is to make the green
sector bigger, by just changing scores (to the right) for the different factors.
47
Discussion
Figure-16
Print out
The program has a print-out function in black and white and colour. We can
choose to print:
3UHOLPLQDU\LQWHUSUHWDWLRQDQGSURSRVHGPHDVXUHV
Figure-17
When printing, we should choose if both or only one of the two alternatives
48
Discussion
The patient's registration data (if we have entered it) will also be printed on the
adding the patient's name, identification number and date of examination for every
To print in colour, the colour printer must in advance be set as the standard
printer.
the settings of the printer and its graphical capacity. If the PC has a limited memory
capacity, it may be necessary to do separate print outs, that is do not mark print out
Save
any of our comments under µNotes¶ in the Cariogram, we need to copy them to our
normal word processor (we need to use the following commands: Mark the text, use
Ctrl+c, open page in word processor, insert by Ctrl+v). If we need to hand over the
print out to the patient, it is a good idea to keep a second print out together with our
records of the patient. If we do so, we must remember to enter the patient¶s name,
processor: When the Cariogram is filling up the screen, press µPrint screen¶, then
press µCtrl + c¶, then open a page in the Word program and paste it into a page with
µCtrl + v¶. Of course, the Cariogram is not interactive in this form. (Recommended
49
Discussion
Score Explanation
0 = Caries free and no Completely caries-free, no previous fillings,
fillings no cavities or M-missing teeth due to caries.
1 = Better than normal Better than normal - better status than
normal, for that age group in that area.
2 = Normal for age group Normal status for that age group.
3 = Worse than normal Worse status than normal for age group, or
several new caries-lesions the last year.
The examiner must have an opinion about the caries prevalence in the
country/area where the patient lives to choose the right score. If there is no adequate
actual epidemiological data, we must use the information in the figure-18 for
comparison.
should be recorded. The presence of cavities and fillings, the µcaries prevalence¶ is an
important factor as it illustrates how the balance between resistance factors and caries
inducing factors has been in the past, or may be at present. If the caries prevalence is
high, it means that the patient has been susceptible to the disease during a past period
of time.
DMFT and DMFS are means to numerically express the caries prevalence and
are obtained by calculating the number of Decayed (D), Missing (M) and Filled (F)
It is thus used to get an estimation illustrating how much the dentition so far
50
Discussion
The older the patient is, the more unsafe is the DMF-T as a picture of the
patients caries situation, as several teeth could have been extracted because of reasons
A more detailed index is DMF calculated per tooth surface, DMFS. Molars
and premolars are considered having 5 surfaces, front teeth 4 surfaces. A surface with
both caries and filling is scored as D. Maximum value for DMFS comes to 128 (third
Reference values
different caries prevalence. In using the Cariogram, local epidemiological surveys can
be used. In the next page there is an example from Sweden and from the UK.
Figure-18 DMFT values for different age groups based on the so called Jonkoping¶s
51
Discussion
The blue curve in the middle represents values from the Jonkoping, Sweden,
survey and represents a mean value for different age groups in that area.
,IWKHSDWLHQWKDVD'0)7YDOXHDERYHWKHXSSHUUHGFXUYHLWZLOOEHFODVVLILHGDV
,I WKH SDWLHQW KDV D '0)7 EHORZ WKH ORZHU JUHHQ FXUYH LW ZLOO EH FODVVLILHG DV
though, that with the ongoing dental health improvement the area µnormal¶ will
Example: A 30-year-old man with a DMFT = 11 will be as normal for his age group.
The values given in the diagram represent figures for a country surrounding
and including a medium size city in the middle of South Sweden. This data is
compatible for several Western European countries. However, the DMFT value for
the younger age groups such as 20 and 30 maybe less by about 2 DMFT due to the
Score Explanation
0 = No disease There are no signs of general diseases of importance
related to dental caries. The patient is µhealthy¶.
52
Discussion
caries process, either through affecting saliva formation and composition, through a
For example:
Intake of medicines.
example, poor eye-sight may affect correct oral hygiene measures. Handicapped
Diet, contents
Score Explanation
0 = Very low fermentable Very low fermentable carbohydrate,
Carbohydrate extremely µgood¶ diet from the caries point
of view. Sugars or other caries-inducing
carbohydrates on a very low level. Lowest
lactobacillus class needed to support a zero.
53
Discussion
Diet plays a key role in the development of dental caries, and a correlation
and cooked starches, which can be broken down rapidly by salivary amylase to
fermentable sugars (glucose, maltose and maltotriose). Thus most eating occasions are
potentially cariogenic. However, there are different types of artificial sweeteners and
sugar substitutes such as cyclamate, asparatame, saccharin and sugar alcohols like
A good support for diet counselling is the use of saliva tests, like the
consumption. Retention areas, open cavities or bad fillings could contribute to a high
lactobacillus count. One way of measuring lactobacilli is using the µDentocult® LB¶
Diet, frequency
Score Explanation
0 = Maximum three meals per Very low diet intake frequency, a maximum of
day (including snacks) three times per 24 hour as a mean under a
longer time period.
54
Discussion
1 = Maximum five meals per day Low diet intake frequency, a maximum of five
times per 24 hour, as a mean.
2 = Maximum seven meals per High diet intake frequency, a maximum of
day seven times per 24 hour, as a mean.
3 = More than seven meals per Very high diet intake frequency, a mean of
day more than seven times per 24 hour.
the estimation of caries risk. Even a small snack - a biscuit or a sweet - contributes to
acid production. There are several methods available by which a patient can be
evaluated. For example: intake frequency questionnaire, the interview method (24-h
recall) where we can search for a typical dietary pattern in an ordinary day's intake
and the dietary record method (usually three days record) where the patient writes
down the amount and type of diet for three ordinary days including a weekend day
Plaque, amount
Score Explanation
0 = Extremely good oral hygiene, No plaque, all teeth surfaces are very clean.
Plaque Index, PI < 0.4 Very µoral hygiene conscious¶ patient, uses
both tooth brush and inter- dental cleaning
aids.
55
Discussion
Plaque is the direct and important etiological factor for caries (and
periodontitis). Different indices could be used to estimate the amount of plaque, for
example, to express in per cent how many surfaces are affected. If we use another
criteria other than the Plaque Index used in the table above, then we need to convert
our scores to a scale of four with µ0¶ for the best score and µ3¶ for the most
unfavourable situation.
Mutans streptococci
Score Explanation
0 = Strip mutans class 0 Very low or zero amount of mutans streptococci in
saliva. Only about 5% of the tooth surface
colonised by the bacteria.
development of caries, especially in the early stages of the lesion formation. They
grow on solid surfaces in the mouth, that is teeth or on crowns, bridges or dentures.
56
Discussion
Strip mutans class 0 does not mean exactly that the patient is completely free from
Mutans streptococci are acidogenic and aciduric, meaning that they can produce acids
which can dissolve the tooth substance and that they can survive and even produce
acids in a low pH environment. They can also produce extracellular glucans, which
Fluoride programme
Score Explanation
0 = Receives µmaximum¶ fluoride Fluoride toothpaste plus constant use of
programme additional measures - tablets or rinsings and
varnishes. A µmaximum¶ fluoride program.
available to estimate the fluorides in the mouth which means that the relevant
Score Explanation
0 = Normal saliva secretion Normal saliva secretion, more than 1.1 ml
stimulated saliva per minute.
1 = Low, 0.9 - 1.1 ml stimulated Low, from 0.9 to less than 1.1 ml stimulated
saliva/min saliva per minute.
57
Discussion
2 = Low, 0.5- 0.9 ml saliva/min Low, from 0.5 to less than 0.9 ml stimulated
saliva per minute.
3= Very low, Xerostomia, <0.5 ml Very low saliva secretion, dry mouth, less
saliva/min than 0.5 ml saliva per minute; problem judged
to be long-standing
Estimation of the saliva flow rate (amount of saliva) can be done in the clinic
using simple methods. The patient¶s subjective symptoms of a dry mouth, lack of
saliva, and saliva volumes are not always correct, and an objective test method is
recommended.
If a reduced flow is recorded, one can normally expect that not only the amount but
also the quality of the saliva is changed to the worse. Medication, radiation therapy to
head and neck that affect the salivary glands, salivary stones, anorexia nervosa,
autoimmune diseases and diabetes mellitus are examples of reasons for the low
secretion rate. We must try to judge if the low secretion rate is of a temporary cause or
if it is long-lasting. We must choose the values from the table above so that they can
In measuring saliva flow rate, one can either choose µunstimulated¶ or µstimulated¶
saliva secretion. They are often but not always co-related. If one is uncertain, both
Score Explanation
0 = Adequate, Dentobuff blue Normal or good buffer capacity, Saliva end -
pH > 6.0
1 = Reduced, Dentobuff green Less than good buffer capacity, Saliva end- pH
4.5-5.5
2= Low, Dentobuff yellow Low buffer capacity, Saliva end - pH <4.0
58
Discussion
The saliva has several important protective functions, both for teeth and for
oral mucosal surfaces. In particular, its clearance of food debris, sugars and acids
from the oral cavity is important for caries protection. Several buffer systems try to
keep pH close to neutral. Buffer capacity is one saliva factor that can be measured.
A simple chairside method called Dentobuff ® Strip can be used to measure the saliva
buffering capacity.
Clinical judgement
Score Explanation
0 = More positive than what the The total impression of the caries situation,
Cariogram shows based on including social factors, gives a positive view,
the scores entered more positive than what the Cariogram seems
to indicate. The examiner would like to make
the green sector bigger, i.e. improve the
µChance to avoid caries¶ for the patient.
2= Worse than what the The total impression of the caries situation,
Cariogram shows based on including social factors, points in the direction
the scores entered of increased caries risk. Less than good
compared to what the tests and the other factors
seem to indicate. The examiner would like to
make the green sector smaller, which is to
reduce the µChance to avoid caries¶.
59
Discussion
3 = Very high caries risk, The total impression of the caries situation,
examiner is convinced that including social factors, is very bad. The
caries will develop, examiner is very sure that caries will occur the
irrespective of what the coming year and would want the green sector to
Cariogram shows based on be minimal, irrespective of the Cariogram
the scores entered results. The examiner overrules the program's
inbuilt estimation.
This factor is on a principle that is different from the other factors. It gives an
opportunity for the examiner to express his/her µClinical feeling¶, if the opinion
µClinical judgement¶ is automatically pre-set to score 1. That value will let the
other factors express the µchance to avoid new cavities¶ according to the program. If
we have a reason to believe that the µChances¶ are better or worse, we can change to
If one wishes to change the µclinical feeling¶ (not agree to the normal setting)
it should be done last. In other words, let the Cariogram build-up from the other
factors and then include the score for judgement. Naturally, if there is a valid reason
pointing to disagree (better or worse) with the Cariogram result, scoring accurately for
Reasons that could affect the clinical feeling and motivate for other score than
µ1¶ could be the examiners opinion of the patient¶s interest for preventive actions,
her/his capacity to understand given advice, the examiner¶s opinion of the rightness
of, for example, the diet situation, judgement of clinical examination or if the test
The score µ0¶could be taken into consideration if other preventive actions have
been installed which are not expressed in the factors of the program. The score µ3¶ has
60
Discussion
the greatest input (weight) of all the factors of the program, it means that we actually
do not need the Cariogram, because we overrule the judgement of the program.
At the same time, the possibility to use the score µ3¶ shows that the examiner
has the final responsibility of the total judgement. The score µ0¶ does not have the
corresponding great positive input (weight) because it is not reasonable to believe that
the caries risk could be non-existent if several bad factors are present.
important that the patient is relaxed and calm. The patient should not be sick or unfit.
The tests should not be done in the middle of a treatment procedure for example after
an injection with local anaesthesia or after cavity preparation. The patient should not
Materials needed for the test: Paraffin and measuring cup or glass.
1. The patient should neither eat nor smoke for one hour prior to sampling.
3. A paraffin pellet is given to the patient to chew for 30 seconds, then to spit out the
4. The patient then continues to chew for five minutes, with the accumulated saliva
collected continuously into a measuring glass. Time could be reduced if secretion rate
61
Discussion
5. After 5 minutes, the amount of saliva is measured and the secretion rate calculated.
If all the tests are performed at the same occasion, the practical order should be:
6WULSPXWDQVWHVW
capacity. An indicator system incorporated in the test strip changes colour, clearly
showing the buffer capacity of the saliva. The test is done as following:
1. Place a Dentobuff test strip, test pad facing up, on an absorbent surface like a paper
2. Use the enclosed pipette to apply a drop of stimulated saliva to the test pad, enough
3. After exactly 5-minute reaction time, compare the colour that has developed on the
Figure-19
62
Discussion
When a drop of collected saliva is added to the test pad of the strip, the saliva
starts to dissolve acids which have been dried into the test pad, which also contains
pH sensitive dyes. This test system discriminates between low (yellow), medium
The colour reaction can be uneven or mixed. In that case, evaluate buffer
capacity according to the colour indicating the lowest value. If reaction is difficult to
The method is based on the use of a selective culture broth and the adherence of
Method:
1. Take a bacitracin disc from the vial using a forceps or a needle. Do not forget to
2. Put the bacitracin disc into the culture broth vial and let it stand for at least 15
minutes.
3. Give the patient a paraffin pellet to chew for at least one minute. Chewing results in
4. Take one strip mutans test from the container, touching only the square end. Insert
2/3 of the strip into the patient¶s mouth and rotate it on the surface of the tongue for
about 10 times. The strip should not be rubbed on the tongue, only wetted well.
5. Remove the Strip mutans from the tongue, pulling it between closed lips in order to
63
Discussion
6. Place the Strip mutans in the culture medium. The cap should remain 1/4 open.
7. Fill in the data on the patient label and attach it to the vial.
8. Place the culture vial in an incubator at 35-37 ºC (95-99 ºF) and incubate for 48
hours.
After incubation allow the test strip to dry and evaluate the strip now or later.
0 1 2 3
Figure-20
The so-called Strip Mutans test is based on the ability of mutans streptococci to
grow on solid surface in combination with a selective broth (high sucrose concentration in
combination with bacitracin). As the bacitracin can be added to the broth just before use,
the shelf-life of the test can be prolonged considerably. Colony density, CFU/ml, is then
64
Discussion
Method:
1. Let the patient chew on the enclosed paraffin pellet for at least one minute (if saliva
3. Remove the nutrient medium from the culture vial without touching the agar
surfaces.
4. Pour saliva from the test tube over both agar surfaces, making sure that they are
totally wetted.
5. Allow the excess saliva to drip off, then screw the slide tightly back into the culture
vial.
6. Write the patient's name and date of sampling on the enclosed label and stick it on
7. Place the culture vial in an upright position in an incubator for four days at 35
ºC/95 ºF.
After incubation - remove the nutrient agar slide from the culture vial after
four days. Compare the colony density on the agar surfaces with the densities of the
model chart.
3 4 5 6
10 10 10 10
Figure-21
Other microorganism can grow on Dentocult. Often that is not a big problem if
the slide is incubated in an incubator. If incubated in room temperature, the risk for
65
Discussion
Index, PI, according to Silness and Loe. PI assesses the amount of plaque in the
cervical part of the tooth. Four sites on each tooth are recorded, buccal, lingual and
proximal surfaces.
PI 0= No plaque
PI 1= A film of plaque adhering to the free gingival margin and adjacent area of the
tooth. The plaque may be seen in situ only after application of disclosing
tooth and gingival margin which can be seen with the naked eye.
PI 3= Abundance of soft matter within the gingival pocket and/or on the tooth and
gingival margin.
The Index for the four surfaces is summarized and split by 4, which gives an
index for the tooth. If the index for all teeth are summarized and split by the number
of included teeth, we get the index for the patient. In the original article Silness and
Loe used six teeth: 16, 12, 24 and 36, 32, 44.36
tooth surfaces are covered with plaque, we should try to express the values to a scale
66
Discussion
The case illustrated above has a normal caries experience (given score 2) for his age
group and a disease (handicap) which is considered being of some relevance (score 1)
Diet content of sugars is fairly high (score 2) with a frequency of 7 intakes per day,
Oral hygiene (plaque amount) is fairly good (score 1) but the level of mutans
Fluoride exposure consists of fluoride from toothpaste only (score 2), no extra
supplements. Saliva secretion is very low (Xerostomia, score 3) and saliva buffer
The combination of factors is evaluated as that the risk for new cavities in the coming
year is very high. The low saliva secretion rate in combination with the cariogenic
diet and the high level of mutans streptococci makes it urgent to introduce preventive
measures. The low saliva secretion has a heavy impact - that's why the light-blue
67
Discussion
Example-2 is a case which illustrates a normal caries experience (2) for his age group
and no disease (handicap) which is considered being of relevance (0) for the caries
activity.
Diet content of sugars is fairly high (2) with more than 7 intakes per day, including
Oral hygiene (plaque amount) is less good (score 2) and the level of mutans
Fluoride exposure consists of fluoride from toothpaste only (2), no extra supplements.
Saliva secretion is normal (0) and saliva buffer also normal (Dentobuff Blue, score 0).
The combination of factors is evaluated as that the risk for new cavities in the coming
year is very high, although not as high as in Example 1. The cariogenic diet and the
high level of mutans streptococci in combination with less good oral hygiene makes it
68
Discussion
The case illustrated above has a normal caries experience (2) for his age group and no
disease (handicap) which is considered being of relevance (0) for the caries activity.
Diet content of sugars is fairly high (2) but frequency of intakes rather low, max 5
Oral hygiene (plaque amount) is less good (score 2) and but the level of mutans
Fluoride exposure consists of fluoride from toothpaste only (2), no extra supplements.
Saliva secretion is normal (0) and saliva buffer also normal (Dentobuff Blue, score 0).
The combination of factors is evaluated as that the risk for new cavities in the coming
year is rather low. The fairly low diet frequency is important in combination with low
mutans streptococci levels. Some actions to further decrease the caries risk are
recommended.
69
Discussion
The case illustrated above has less caries experience (1) than what is normal for his
age group and no disease (handicap) which is considered being of relevance (0) for
Diet content of sugars is fairly low (1) and frequency of intakes also rather low, max 5
Oral hygiene (plaque amount) is good (1) and the level of mutans streptococci is low
Fluoride exposure consists of fluoride from toothpaste, plus extra supplements (1).
Saliva secretion is normal (0) and saliva buffer also normal (Dentobuff Blue, score 0).
The combination of factors is evaluated as that the risk for new cavities in the coming
year is very low. The diet is fine from a cariological point of view, oral hygiene is
good in combination with low mutans streptococci levels and there is a supplementary
fluoride program. Actions to decrease the caries risk further are not necessary.
70
Discussion
To reduce the Red sector - the Dental personnel can analyze the
plaque factor - a proper oral situation by identifying sites often
hygiene is needed. covered with dental plaque, and
instruct how to improve the situation
Toothbrushing twice a day there.
can be seen as a minimum
and where indicated, further Further on, it is possible to analyze
measures should be installed the microbial flora to estimate the
after instructions from oral proportions of extra cariogenic
health personnel. microorganisms such as mutans
streptococci and lactobacilli. Advice
Parents can be observant so can be given how to avoid high
their children will have a proportions of such microorganisms.
chance to adopt a low-
cariogenic plaque covering as Dental plaque situation can be
little as possible of the teeth improved by repeated professional
mechanical tooth-cleaning. Where
indicated, various antimicrobial
solutions or varnishes, for example
containing chlorhexidine, can be
applied professionally to reduce
numbers of cariogenic
microorganisms. Patients can be
instructed to follow up the treatment
by proper home care.
71
Discussion
keep the caries disease under control after having received proper instructions. In
more severe cases, professional measures are needed and the degree of risk factors
When the disease comes under control, the professional measures can step by
step be reduced. Saliva samples can often help in deciding when the situation is
significantly improved.
For elderly patients, patients with handicaps or patients with special problems
sometimes life-long.
72
Conclusion
As people are living longer and retaining more natural teeth than was the case
for previous generations, oral health care providers must remain attentive to caries
risk factors and the effective management of caries throughout the lifespan.
Numerous caries risk prediction and evaluation models have been developed
which are all designed to evaluate the caries risk in a patient or a population as
accurately as possible, but none has predominated over the others. The Cariogram, is
considered one of the most reliable model for predicting caries risk in an individual
calculate the data, with results that can be printed out and saved. Another advantage is
caries risk. The pie chart presentation with its different sectors makes it easier for
factors that are having or could have a negative effect on their oral health.
factors and practical therapeutic interventions for the patients. Past caries experience,
saliva are the main factors included in the Cariogram that shows significant
correlation with the caries risk determined by this software. Other variables that the
Cariogram does not include directly, such as DMFT, DMFS and the plaque index,
also shows high correlation with caries risk. The Cariogram show if the patient over
all is at high, intermediate or at low risk for caries. It also shows for every individual
examined, which etiological factors are considered responsible for the caries risk. The
results also indicate where targeted actions to improve the situation will have the best
effect.
73
Conclusion
The Cariogram model has been evaluated in scientific studies of both children
and adults, including elderly persons. It is a useful pedagogic tool for dentists, dental
hygienists and dental assistants in discussions with patients about their caries risk.
Today, the Cariogram program is used in several dental schools in Sweden. Given the
oral health challenges facing people who live in institutions, expansion to the long-
term care setting seems particularly promising. The Cariogram program complements
caries.
targeted preventive actions can be directed to those persons having a high risk for
caries, and scarce resources can be properly utilized. In addition, as dentistry moves
toward earlier detection of lesions and a more preventive, rather than restorative,
orientation, good risk assessment will be essential for improving the predictive values
use of cariogram can be a reliable tool in risk assessment that will give standardized
results between different cases. The use of the program can also serve as a basis for
discussion with colleagues about the relative impact of different caries etiological
factors and preventive strategies. In addition to that, it can give valuable hints and
may serve as a basis for treatment planning of particular patient and preventive
74
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