Beruflich Dokumente
Kultur Dokumente
No. 2021-1565
v.
SAMSUNG ELECTRONICS CO., LTD., SAMSUNG ELECTRONICS AMERICA, INC.,
AND SAMSUNG RESEARCH AMERICA,
Defendants-Appellants.
Appeal from the U.S. District Court for the Southern District
of Texas, No. 2:20-CV-380, Judge J. Rodney Gilstrap
TABLE OF CONTENTS
Introduction ................................................................................................ 1
Conclusion ................................................................................................. 14
ATTACHMENTS
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INTRODUCTION
injunction after briefing that took nine days from start to finish,
with Samsung ordered to file its opposition on New Year’s Day, and
and Samsung should act quickly. But now that Ericsson has the
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and that the same considerations that warranted extreme haste below
be seen for what they are: delay to extract negotiation leverage in the
wanted from the Eastern District of Texas, Ericsson would like to slow-
walk this appeal, even as it files one patent suit after another around
from enforcing others. The injunction not only prevents the Chinese
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places nearly all the burden of expediting on Samsung and asks the
oral argument. Ericsson gives no reason, and does not suggest that
otherwise.
Practice Note. The district court’s order repeats several times that it is
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just that and that nullify portions of a foreign court order. Attach.A at
Ericsson, however, digresses at length into the merits of the appeal, and
setting process. All agree that the underlying dispute here concerns
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2
Ericsson notes, “U.S. courts can adjudicate whether a global offer
complies with a FRAND obligation,” (Opp. 20 n.4), but ignores that U.S.
courts do not set global FRAND rates without the parties’ consent. E.g.,
Apple, Inc. v. Motorola Mobility, 2012 WL 5943791, at *2 (W.D. Wis.
2012) (dismissing case where Apple did not agree to be bound by rate).
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Court agreed, and the Chinese patent courts followed suit in later cases.
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procedure in China)).
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Motorola, Inc., 696 F.3d 872, 885 (9th Cir. 2012); TCL Commc’n Tech.
(July 10, 2015) (Dkt. 284); Huawei Techs. v. Samsung Elecs. Co., 2018
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Eastern District of Texas action. The district court has now positioned
itself as the nationwide monitor over any actions the Chinese court may
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take relating to any Ericsson activity in any forum in the United States.
(Attach.A at 15). Whatever one thinks of the order, its nationwide scope
goes far beyond protecting its own jurisdiction. That alone warrants
expedited review.
Day, on four days’ notice. Id. Full briefing took nine days from start
But now that Ericsson has the injunction it wanted, its tune has
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Samsung. (Opp.12).
When Ericsson faced the prospect of fines from the Chinese court,
harm” that can always be recovered later. (Opp.14, 18). The schedule
Samsung requests here is far less expedited than the schedule Ericsson
gamesmanship.
Samsung filed its motion for expedited briefing the day after the appeal
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prepare its opening brief is more than cut in half (28 days from
Ericsson notes the transcript is “over 100 pages” (Opp.18). The objection
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under Supreme Court Rule 37.3(a) for merits-stage amici have applied
for decades without any suggestion that amicus practice across the
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injunction appeals, and has even done so after denying an initial motion
placing this appeal on the next available oral argument calendar after
as “jumping the queue” (Opp.1, 11), and opposes based on that rhetoric
alone. The Court should schedule oral argument promptly and enter an
Ericsson’s brief.
CONCLUSION
expedite.
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Respectfully submitted,
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CERTIFICATE OF COMPLIANCE
WITH TYPE-VOLUME LIMITATION
words.
ARBITRATION AGREEMENT
This Arbitration Agreement (also “this Agreement”) is made as of [[Insert Effective Date]] (the
“Effective Date”) by and between TELEFONAKTIEBOLAGET LM ERICSSON (PUBL)
(“Ericsson”), a Swedish corporation having its principle place of business at SE-164 83
Stockholm, Sweden, and SAMSUNG ELECTRONICS CO. LTD (“Samsung”), a Korean
corporation. Hereinafter, Ericsson and Samsung, together with their respective Affiliates, are
each referred to individually as a “Party” and collectively as the “Parties”.
For the purpose of this Agreement, “Affiliates” shall mean any Person that, during the term of
this Agreement or the Final Complete GPLA (as defined below) as applicable, controls, is
controlled by or is under common control with a Party but any such Person shall be deemed to be
an Affiliate only for as long as such control exists. For purposes of defining “Affiliates,” the
term “control” shall mean owning, directly or indirectly, more than fifty percent (50%) of the
voting shares or securities or other equity interests of such Person, or more than 50% of the
ownership interest representing the right to make decisions for such Person, or in the case of a
non-corporate entity, an equivalent interest, representing the right to make decisions for such
Person. “Person” means any individual, corporation, association, business trust, partnership,
joint venture, trust, unincorporated organization, or other legal entity.
1. Agreement to Arbitrate
The Parties have agreed to enter into a global patent license agreement (a “GPLA”) for
certain of each Parties’ products (“Licensed Products”) on terms which are Fair, Reasonable and
Non-Discriminatory (“FRAND”). Licensed Products shall mean any complete and ready to use
Infrastructure Equipment and User Equipment that are compliant with 4G and/or 5G/NR
standards. Licensed Products shall expressly exclude any intermediate products including but
not limited to platforms, chipsets, modules, printed circuit boards, integrated circuits, and
semiconductor devices.
This Agreement provides a contractually binding process and timetable to resolve the
FRAND terms and conditions of the GPLA and the Parties agree, subject to license terms and
conditions agreed and as set forth in Appendix 1 (the “Agreed Terms”), to submit to a neutral
arbitral tribunal to determine the FRAND terms of the GPLA in accordance with this Agreement
2. Determination of the Disputed Terms, etc.
Prior to commencing arbitration, the Parties shall negotiate in good faith the terms and
conditions of the GPLA, with the aim to identify the Disputed Terms (as defined below) to be
submitted to arbitration. For avoidance of doubt, the Agreed Terms are agreed between the
Parties and the Disputed Terms are not to contradict the Agreed Terms or anything agreed upon
in this Agreement.
The Disputed Terms will be determined as follows:
Within thirty (30) days of the Effective Date, Ericsson and Samsung shall meet in
person or otherwise as mutually agreed by the Parties at convenient times and places
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“Rules”) by three (3) arbitrators appointed in accordance with the said Rules. The language of
the arbitration shall be English, and the seat of the Arbitration shall be (select one of the
following):
Singapore
The Parties agree that, in addition to any other requirements set forth by the Rules, the
arbitrators shall be of a nationality other than those of the parties.
Ericsson shall be entitled to commence the arbitration on or after [[DATE THAT IS 30
DAYS AFTER EFFECTIVE DATE]]. It is the Parties’ intention that the Arbitral Tribunal shall
render the final award no later than December 31, 2022, and the Parties agree to advise the
Arbitral Tribunal of this intention for purposes of setting a schedule for the Arbitration;
provided, however that the Arbitral Tribunal shall have discretion to extend the date for
rendering the final award. The Parties agree to instruct the Arbitral Tribunal accordingly for
purposes of setting a schedule for the arbitration to achieve the final award by that date.
5. Binding Decision. The Parties agree that (i) the final award of the Arbitral Tribunal shall
be final and binding on the Parties and will be non-appealable to the maximum extent permitted
by the law [[for the avoidance of doubt, any right of appeal under Section 69 of the Arbitration
Act 1996 is excluded (only include if London is chosen as the seat of the Arbitration)]], (ii)
judgment on the Arbitral Tribunal’s final award may be entered and specifically enforced in any
court having jurisdiction, and (iii) the arbitration will be the sole and exclusive procedure for the
resolution of the Disputed Terms.
6. Final Complete GPLA. The Agreed Incomplete GPLA with the Disputed Terms set by
the final award (the “Final Complete GPLA”), shall immediately upon such final award
constitute a complete and binding GPLA between the Parties to be effective as of the effective
date defined therein without any further formalities being completed by either Party. However,
for the sake of completeness, Ericsson and Samsung agree to formalize such Final Complete
GPLA by signing a version of the Agreed Incomplete GPLA, with the Disputed Terms
completed in accordance with the final award, no later than one (1) week after the Arbitral
Tribunal has rendered the final award. Notwithstanding the foregoing, the Parties agree that any
failure to formalize the Final Complete GPLA will not affect the validity or enforceability of the
Final Complete GPLA.
7. No Waiver. Neither Party waives any claim for patent infringement by signing this
Agreement, such claims to be licensed or released under the Final Complete GPLA. No express
or implied licenses are granted under either Party’s patents to the other Party under this
Agreement.
8. Confidentiality. The Parties undertake and agree that this Agreement, all arbitral
proceedings conducted under this Agreement as well as any decision or award that is made or
declared during such proceedings shall be kept strictly confidential.
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9. Protective Order. The Parties recognize that the arbitration may require the disclosure of
highly confidential information, such as third-party license agreements and related information.
The Parties agree that the disclosure of any such highly confidential information shall be limited
to the members of the Arbitral Tribunal, external legal counsel and external experts and be
produced under a protective order issued by the Arbitral Tribunal setting out such outside
attorneys’ and experts’ eyes only restrictions. The Parties shall be at liberty to disclose such
Protective Order to third parties in obtaining consent from third parties to produce otherwise
confidential information in this arbitration.
10. Standstill. Ericsson and Samsung each agrees on behalf of itself and its affiliates, not to
commence any administrative or regulatory proceedings, patent litigation, or litigation alleging
breach of FRAND (including before antitrust authorities) against the other Party or any of its
affiliates or in relation to any Party’s (or its affiliates’) patents until after the time period for any
challenge to the final award has expired.
11. Choice of Law. The validity, performance, construction and interpretation of this
Agreement shall be governed by the substantive laws of the [[INSERT LAW OF THE SEAT OF
THE ARBITRATION]] without regard to its conflict of law provisions. The Parties consent to
the jurisdiction and venue of the [[INSERT COURT HAVING RELEVANT JURISDICTION
IN THE SEAT OF THE ARBITRATION]] to the extent a dispute arising under this Arbitration
Agreement is not subject to Arbitration or cannot be properly submitted to the Arbitral Tribunal.
____________________
IN WITNESS WHEREOF, the Parties have caused this Agreement to be signed in two (2)
identical counterparts by their duly authorized representatives as of the Effective Date, of which
the Parties have taken one (1) each.
______________________________ ______________________________
Signature Signature
______________________________ ______________________________
Print Name Print Name
______________________________ ______________________________
Title Title
______________________________ ______________________________
Date Date
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VIA EMAIL
Greg Arovas
Kirkland & Ellis LLP
601 Lexington Avenue
New York, NY 10022
greg.arovas@kirkland.com
It has just come to our attention from a third party source that Samsung may have
initiated enforcement proceedings against Ericsson in Wuhan related to the Wuhan Anti-Suit
Injunction – Case No. (2020) E 01 ZHI BAO No. 664. We further believe that Samsung initiated
enforcement on December 30, 2020, after Chief Judge Gilstrap issued the anti-interference
Temporary Restraining Order (TRO) on December 28, 2020 in the above referenced action.
As we do not have access to the filing, I am writing you to request your immediate
response and assurance that Samsung has not initiated enforcement actions in violation of the
TRO and subsequent Preliminary Injunction. In particular, we are concerned about two aspects
of Chief Judge Gilstrap’s Orders. First, the TRO (which was in effect until January 11, 2021)
requires Samsung to send to Ericsson any documents filed in the Wuhan Action immediately
after filing. Second¸ both the TRO and the Preliminary Injunction both prohibit Samsung from
taking affirmative steps to enforce the Wuhan Anti-Suit Injunction, to the extent such steps
would have the effect of interfering with Ericsson’s rights to assert its U.S. patents.
We request that you look into this situation immediately and provide a detailed response
by noon central tomorrow. In the event that Samsung has filed documents with the Wuhan Court
seeking enforcement of the Anti-Suit Injunction, we also request copies be sent to us as counsel
for Ericsson immediately, as was expressly required by the TRO.
Regards,
By E-mail
We are in receipt of your letter in which you assert that Samsung has initiated
enforcement proceedings against Ericsson in Wuhan and that Samsung has not complied with the
TRO in Texas. This is incorrect. Samsung has not initiated enforcement proceedings and
Samsung is in compliance with the Texas Court’s orders.
Please identify the “third party source” on which you base this assertion.
Sincerely,
Beijing Boston Chicago Dallas Hong Kong Houston London Los Angeles Munich Palo Alto Paris San Francisco Shanghai Washington, D.C.
Stevenson Letter.docx
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VIA EMAIL
Greg Arovas
Kirkland & Ellis LLP
601 Lexington Avenue
New York, NY 10022
greg.arovas@kirkland.com
I am writing in response to your letter from earlier today. Please provide your assurance
that no filings of any sort – other than those produced on December 29, 2020 – were made or
received by Samsung in any Wuhan court proceeding involving Ericsson prior to the entry of the
Preliminary Injunction on January 11, 2021.
Regards,
By E-mail
The next filings made by Samsung after the materials included in the December 29, 2020
production were made on January 11, 2021 and consisted of timely responses to Ericsson’s
filings pursuant to Wuhan Court procedures.
Sincerely,
Beijing Boston Chicago Dallas Hong Kong Houston London Los Angeles Munich Palo Alto Paris San Francisco Shanghai Washington, D.C.
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VIA EMAIL
Greg Arovas
Kirkland & Ellis LLP
601 Lexington Avenue
New York, NY 10022
greg.arovas@kirkland.com
The failure to produce these filings appears, at a minimum, to be in violation of the TRO.
As we are unable to access the files of the Wuhan court, and can only obtain the information shown
on the attached screen shots, I ask that you please provide a detailed explanation by the close of
business tomorrow, along with copies of the documents that have not been produced to date. For
your convenience, I have attached screenshots obtained from the computer terminal, along with
unofficial English translations.
Regards,
McKool Smith
A Professional Corporation • Attorneys
Austin | Dallas | Houston | Los Angeles | Marshall | New York
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By E-mail
The matter referenced in Ericsson’s January 21 letter relates to the China Court’s
handling of Samsung’s security deposit. Samsung’s filing materials relating to the security
deposit were already produced to Ericsson.
In the future, we ask that Ericsson refrain from making accusations and instead simply
reach out to discuss any specific questions that may arise.
Sincerely,
Beijing Boston Chicago Dallas Hong Kong Houston London Los Angeles Munich Palo Alto Paris San Francisco Shanghai Washington, D.C.