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Miracles and Statistics:The Casual Assumption
of Independence
WILLIAMKRUSKAL*
Everynuanceof definitions like the above has been forremarkable (1975,p. 127). Humegoeson to
events10
examinedandanalyzed.Forexample,theidea say thatexperience,and onlyexperience,
repeatedly informs us of
thata miracleshouldbe striking, remarkable, the Res- the validityof humantestimony and informs us of the
in brightcolor witha fullchorussingingthe constancy
urrection of thelawsof nature.When"thesetwokinds
Messiah,has been bothunderscored and deniedmany of experienceare contrary, we have nothingto do but
times.Hume himself did notsee theneed fora striking substractthe one fromthe other . . . this substraction,
appearance.He said: amountsto an entire
withregardto all popularreligions,
The raising Theraising annihilation;and therefore. . . no human testimonycan
ofa houseorshipintotheairis a visiblemiracle.
of a feather,whenthewindwantseverso littleofa forcerequisite for . . . prove a miracle, and make it a just foundationfor
thatpurpose,is as reala miracle,thoughnotso sensiblewithregardto anysuchsystem ofreligion"(1975,p. 127).
us. (1975,p. 115)
One can tryto formalize thisargument in severalways,
Otherauthorsmightexcludethe raisingof a featherby comparing twoexplanatory hypotheses abouta reported
insistingthatan eventmusthave clearreligioussignifi- miracle,say thechanging ofwaterintowineor thelevi-
cancetobe counteda miracle;forexample,see Swinburne tationofa holyanchorite. Hypothesis H is thatthemiracle
(1970,pp. 7-10). For a discussion in theOld Testament reallyhappened,so the reportis correct,puttingaside
context, see Eichrodt(1967,p. 163).Yetitis hardtoknow questionsof volitionby a deityor otherinvisibleagent.
whatreligioussignificance mightmean.Eliade (1981) in- Hypothesis H is thatthemiracledidnothappenand that
siststhatmiraclesmayappearin themostordinary parts thereporter (perhapsoneself)was mistaken, tricked,or
of everydaylife.He says,forexample,that"Justas I evena liar.A fullertreatment mightconsiderthepossi-
believedin theunrecognizability ofmiracle,so I also be- bility thatthereport wascorrect butmisinterpreted. There
lieved in the necessity. . . of the camouflageof the 'ex- are two samplepoints,R (the miracleis reported)and
ceptional'in the banal, and of the trans-historic in his- R (it is not),to permitan analysis.
toricalevents"(p. 224). I havedifficulty withtheunrecog- A likelihoodapproachmightbe tried,butit seemsnot
nizablemiracle,forhow can thatbe a signor evidence richenoughto includeHume'sargument. Turninsteadto
or explanation?For a fullerstatement of thispointsee a simple,familiar Bayesianstructure; afterall, miracles
Smart(1964,pp. 48-49). usuallyhave a prioriimprobability. (But keep in mind
Therearealsoviewpoints thatsimply takelifeorscience thoseeveryday miraclesstressedbysome.) Supposethen
or manas miraclesin themselves. "The greatestmiracle that0 is the a prioriprobability forH, and 6 = 1 - 0
is theexistenceofthelawsofnature."Or, "All oflifeis thatforH. Let p be theprobability ofcorrectreporting:
a miracle.Whenyoulookat an appleseed,youarereally p = Pr(R I H) = Pr(R I H). Let p- = 1 - p. Then we
lookingat a miniature fruittree.Thisis as biga miracle havea standard2 x 2 table:
as the newsof the Resurrection." These are some quo- R R
tationsfromscientists in The God of Science,a book7of
interviews withscientists aboutreligion(Trinklein 1971, H pO pao 0
pp. 80-81). Prior(1955) says that"Faith . .. is an inward H TOa pO7 0
miracleofGod's mercy"(p. 8). To be moreaccurate,the
statement is madebya Barthian Protestant inPrior'simag- Thefamiliar centralcalculation istowritethecolumn-wise
inarydialogue.Eichrodt(1967)stressesthattheOld Tes- conditional probability as theunconditional one overthe
tamenttakesmiracles in the"widestpossibleterms.Even sum,Pr(H I R) = pOl(pO + jiG). Note thatifp = p- =
thecourseofNatureitselfcountsas a miracle"(pp. 162- 2, thenPr(H I R) = 0 = Pr(H), a naturalresult.Even
163). morenaturally, ifthewitnessis whollytrustworthy (p =
An important problemwithHume'sdefinition is thatof 1), thenPr(H IR) = 1.
explicating theideaof"lawofnature."Another is toshow Thisformulation maybe criticized in manyways.For
thatan allegedmiracleis in factwilledbythedeity,or by example,thepropensity to lie or be dupedis presumably
an appropriate"invisibleagent"-presumably a benign verydifferent if a highlylikelyeventhappensthanif it
one, say an angel,as opposedto a demonor devil(see doesnot;a bridgehandof12heartsis,I think, muchmore
Swinburne 1968,1970,chap.5). likelyto be reported as 13,thanone of13 reported as 12.
Yet I avoidsuchangelictemptations and hastenon to Thusthevalueofp might wellbe takenas different inthe
thecentralquestionof testimony aboutthehappening of tworows.Moreimportant, thereis everyreasontoexpect
a miracle.For testimony, in particular allegedlyindepen- p tobe a function of0; theprobability ofreporting a bridge
denttestimony fromtwoor morewitnesses, formsa cen- handof 12 heartsas 13 is, I surmise,muchgreaterthan
traltopicofthisexposition.89 reporting a handwith4 heartsas one of5 (see Venn1962,
Hume'sdiscussion oftestimony is cynical,
skeptical, and p. 421). These are psychological and historical questions
fullofwit.He concludes thathumantestimony isso subject thatcannotbe neglected.Thereseemsto be remarkably
to bias, passion,self-interest, changeovertime,and so littlediscussion of reasonablenumerical valuesfor0 and
on, that"no testimony foranykindof miraclehas ever p in varioussettings."l
amounted to a probability,muchlessto a proof;andthat, At a morefundamental level,we generally do notset
even supposingit amountedto a proof,it wouldbe op- up such modelsuntilaftera surprising eventhas been
posedbyanotherproof"fromtheweaknessoftestimony reportedor at leastdiscussed.Thusthereis inherent bias
932 Journal of the American Statistical Association, December 1988
it longpredatesthe Christian era; see Grant(1952) fora Not surprisingly, otherscriticized"4 Hume alongBab-
detailedhistory of waves of skepticism and belief.]Hume bage-likelines.Muchearlier, Price (1777, p. 418) briefly
might-butI thinkdid not-have quoted the skeptical made the point.Chalmers(1857, pp. 66-69, 130-135)
wordsof Shakespeare,who had Gloucester say "What gave a similarargument beforeBabbage. Chalmers ex-
meansthisnoise?/Fellow, whatmiracle dost thou pro- cusedhis"mathematical styleofreasoning" because itwas
claim?" (Henry theSixth,Second Part, act 2, sc. 2). Still "the best fittedto neutralize the mischievous influence
Humeputtheskepticalcase withspecialforce,at a time superaddedto theskepticism ofHumebythegreatname
of developinguncertainties about Christianity, and in of La Place" (p. 66). Chalmersalso scoldedLaplace on
terms-however earlyand rough-ofprobability. pages114-116and 142-143;I shallreturn to Laplace.
PriceandChalmers arecareful torequireindependence,
5. BABBAGE'SREPLY althoughI do not see properdiscussions of how strong
thatrequirement is. (Indeed,Chalmers sometimes forgets
Hume'sargument wasmetbya stormofprotest, much
andmultiplies toocasually,e.g., p. 122.)In thesameway
too extensiveto reporthere.[One accountis by Brown
themathematician JamesR. Youngcarefully assumesin-
(1984,pp. 89-91).] But I do wantto describeBabbage's ex-
dependence-nocollusion,in hislanguage-without
answerto Hume.Babbagesaid,ineffect, "David Hume,
aminingthestrength of thatassumption. Young'scalcu-
youmaybe rightfora singleobserverthat0 is less than
lationsare muchlikeBabbage's;a firstclaimby Young
p5,but supposethatthereare severalobservers, and in-
(1844,pp. 366-367; 1846,p. 80) is thatBabbage (1838,
dependent ones,whoagreein reporting themiracle,that
pp. 198-199)madea smallerrorin calculation thatdoes
is,inR. Isn'titobviousthat,foranyfixed0 > 0 no matter
affecthis mainconclusion.In fact,it seemsto me that
howsmall,we can findan integern suchthatagreement
YoungmisreadBabbageand thatthetwoagree.
ofn independent observers onR willproducea conditional
Young'ssecondclaimedadvanceis moreinteresting. He
probability forH thatis arbitrarily close to 1?" Wellof
points out thatboth Hume's and Babbage's treatments
coursethat'sright in an algebraicsenseprovidedthatp >
referto a specifiedmiracle;in fact,initialreportsofmir-
p, thatis, a
that correct observation ismoreprobablethan
acles referto previously unspecified miracles."Suppose,
an incorrect one.
forinstance,"saysYoung(1844), thata persontestifies
Indeed,theconditional probability ofH, giventhatall
to thefactthathe saw a dead manraisedto life;andthat
n independent observersagreein reporting thatit hap-
tenotherpersonswitheverydisposition to deceive,but
pened,is withoutcollusion,testify to the same thing.Now, sup-
pft 1 posingthatthesetenpersonswerelimited withinthevery
narrow rangeofonlytenfabrications suitabletotheirpur-
~P~0 posesofdeception:theprobability thattheywouldall fix
upon the particular miraclementioned is 1/(10)1o''(pp.
wherewe assume0 < 0 < 1. Ifp >75, thenthisprobability363-365).Thisdevelopment is an earlydiscussion ofthe
as a function ofn is monotone increasing tothelimitunity. familiar problemof selection.It is also an at-
statistical
Notethatthisassumesthatp is thesameforall observers temptto get aroundthe Hume-Babbagerequirement p
and nota function ofn. It also assumescrucially thatthe >2. But of coursetheprimary weaknessin Young'sar-
observers behaveindependently. Attheoppositeextreme, gument is thedifficulty in establishing theabsenceofcol-
if the observersbehavein a whollydependentwayand lusion.
Kruskal:Miracles and Statistics 933
divine revelation; and, in support of this high pretension,it gives a we seek for nothingfurther.If only one flower,we seek for nothing
narrativeof the veryfactswhich . . . constitutethe evidence that this further-whatthen if two or three, or more? Each successive one is
pretensionis foundedin truth."That statementis by JohnCook, pro- multipleevidence-proof notadded to proof,butmultipliedbyhundreds
fessorof divinityat St. Mary's College, St. Andrews (Cook 1821, pp. or thousands" (pp. 285-286).
351-352). Variantsof Tindal's criticismcome fromtheinternalstructure 19. There is also a somewhataloofmathematicalviewpointthatsimply
of the Bible. Frye (1982) asks, "How do we knowthatthe Gospel story avoids the verisimilitudequestions emphasized here. Kac (1982), for
is true? Because it confirmsthe propheciesof the Old Testament.But example, writesthat"Statisticalindependence,once a shadowypartner
how do we know thatthe Old Testamentpropheciesare true?Because of gamblers,experimentalscientistsand statisticians,has achieved the
theyare confirmedby the Gospel story.... The two testamentsform respectabilitythat only an ancient disciplinelike number theorycan
a double mirror,each reflecting theother"[fromthereviewbyKermode bestow" (p. 72).
(1982, p. 32)]. 20. Perhapsone reason formisunderstandings about independenceis
A thirdcircularargumentis criticizedby Mill (1969). Mill says,as part inadequate trainingin classrooms and lectures. In a modest probe, I
of hisrecapitulationofHume, that"the existenceof God cannotpossibly oftheAmerican
lookedattwoissuesoftheJournal Association
Statistical
be proved by miracles,forunless a God is alreadyrecognized,the ap- and counted 11 reviewsof introductory textbooks.I inspectedthe six of
parent miracle can always be accounted for on a more probable hy- these books in our libraryand graded theirtreatmentsof independence
pothesis. . .. Once admita God, and theproductionbyhisdirectvolition tolerantly:no A's, one B, two C's, one D, and threeF's, an unhappy
of an effect. .. is no longera purelyarbitrary hypothesis. .. [and] must record. Among the problemswithtreatmentof independencein these
be reckoned with as a serious possibility"(p. 477). In vulgarbrevity, in even findingthe independencediscussions:
books, I cite firstdifficulty
God impliesmiraclesimpliesGod. Indexes were absent or skimpy,and in some cases I gave up aftera
Mill pointsthisout again whenhe writes,"All, therefore, whichHume fruitlesssearch of the index and table of contentstogetherwithrapid
has made out . .. is that. .. no evidencecan prove a miracleto anyone readingin likelychapters.Whentreatments ofindependenceweregiven,
who did not previouslybelieve the existenceof a being or beings with theytendedto be definitionsplus a fewsimplecombinatorialexamples.
supernaturalpower .... If we do not already believe in supernatural Withluck,theremightbe mentionofindependenceforrandomvariables
agencies,no miraclecan prove to us theirexistence"(Mill 1973, vol. 7, and observations.In at most one of the books was thereanythingap-
chap. 25, sec. 2, p. 625). proachingresponsibleconcernforwhat happens when thereis depen-
Stephenmakes a similarpointin discussingHume and Paley: "When dence, how to recognizeit, what analyticoptionsthereare, and so on.
Paley calmlysays,ifwe believe in God, thereis no difficulty in believing 21. An example of extraterrestrial calculationis the correspondence
[in] miracles,Hume's answeris plain. If God is thecause of order,belief between Donaldson and Pollard (1980). Lyttle(1982) provides an ex-
in himdoes not facilitatebeliefin miracles"(Stephen 1962,vol. 1, chap. ample of the blitheassumptionof independenceto calculate the prob-
6, sec. 34, p. 287; see also chap. 8, p. 352). abilityof accidentallaunch of a strategicmissile. For a fine treatment
Lewis, in his well-knownbook on miracles,makes a virtueof the of the dependence problem in estimatingaccident probabilitiesfor li-
circle,withoutmentionof Stephen or Mill, when he writes"Theology quifiednaturalgas transportation see Fairley(1977, especiallypp. 339-
says in effect,'Admit God and withhim the riskof a fewmiracles,and 346). Related problemshave arisenin examinationof acousticevidence
I in returnwillratify yourfaithin uniformity as regardstheoverwhelming about the assassinationof JohnF. Kennedy(National Research Council
majorityof events" (Lewis 1960, p. 106; p. 109 in 1947 ed.). Lewis's 1982, p. 129). Portnoyand Petersen (1984) criticizea studyof biblical
argumentwas not entirelynew. The famous mathematicalphysicist textsforcasual assumptionsof independencein statisticalanalyses. One
G. G. Stokes had givena variant:"Admit the Existenceof a God, of a could easily go on.
personal God, and the possibilityof a miraclefollowsat once" (Stokes 22. An importantexceptionis the positionof De Finettiand his fol-
1891, p. 24). For discussionsee Mascall (1956, pp. 7-8, 180, 185). lowers. [See De Finetti(1982) foran intenselypersonal statementwith
The quotation may remindus not to sneer at what appear obvious key references.]The trulybasic idea forDe Finettiis not independence
circularitiesof argument.Perhaps we are all forcedwilly-nilly into cir- (plus identicaldistribution) butexchangeability, thatis, invarianceof the
cularitiesthatwe dignifyby callingthem"coherences" or "interconsis- relevantjoint distribution underpermutationsof variables.That option
tencies." There is, however,thisdifference,thatsome of us are willing does not affectthe primarythemeof thispaper: to look criticallyat any
to examine our own circularities,and some simplydeny themwithout simplifying assumption-independence,exchangeability, whatever-and
study. to worryabout consequences when the assumptionfails.
Otherdiscussionsof circularity maybe found.I cite as examplesLewis 23. Discussions of such a device for measuringblood pressure are
(1849, pp. 82-93), Chalmers(1857, p. 385), and Walker(1975, p. 162). givenby Wrightand Dore (1970) and Labarthe,Hawkins,and Reming-
The relevanceof thissubtopicis thatit presentsa methodologicaltangle ton (1973, especiallyp. 553). In additionto decreasingor avoidingde-
different fromthose of dependence of testimonyand referenceset, yet pendence among contiguousobservations,devices of thiskindmay also
alike in the frequencywithwhichtheyare ignored. decrease or avoid sources of bias and unwantedvariation:integerpref-
17. The opprobriumstatementseems to have appeared firstin the erences,observerexpectations,and so on.
second (1846) editionof Mill (1952), althoughI do not findit in the 1848
Americanedition(see Mill 1973,vol. 7, p. 538; vol. 8, app. F). Following [ReceivedOctober1987.RevisedMay1988.1
the opprobriumstatement,thereis a brief,pointeddiscussionof over-
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