Beruflich Dokumente
Kultur Dokumente
Tracheal Collapse
Justin D. Payne, DVM
Stephen J. Mehler, DVM
Chick Weisse, VMD, DACVS
University of Pennsylvania
ABSTRACT: Tracheal collapse typically occurs in toy- and small-breed dogs. Pomeranians, miniature
and toy poodles,Yorkshire terriers, Chihuahuas, and pugs are most commonly affected. Dogs
presenting with tracheal collapse often have a chronic history of waxing and waning respiratory
difficulty or coughing that has progressively worsened over time.The history, signalment, and physical
examination findings are often strongly suggestive of tracheal collapse, but a thorough diagnostic
evaluation, including hematologic testing, electrocardiography, diagnostic imaging, and potentially
endoscopic evaluation, should also be completed.The mainstay medical therapy includes antitussives,
sedatives or tranquilizers, bronchodilators, and occasionally antibiotics if indicated. Surgical therapy,
most commonly total ring prosthesis, is recommended in patients with cervical collapse that is
unresponsive to aggressive medical management. Endoluminal stenting is available for patients that
are refractory to medical management and have extensive intrathoracic collapse or collapse along
the entire length of the trachea.
T
racheal collapse (i.e., tracheobronchoma- ynx) with the lower airway system (i.e., bronchi,
lacia) was first described by Baumann1 in bronchioles, alveoli) of the lungs.4 Approxi-
1941. This condition is a common cause mately 35 to 45 C-shaped hyaline cartilage tra-
of cough and airway obstruction in dogs but is cheal rings are found in dogs and 40 in cats, but
rare in cats.2,3 The exact cause of tracheal col- these numbers vary among individuals and
lapse is unknown, but different congenital and breeds.5,6 The tracheal rings are connected by
acquired causes have been proposed. Regardless annular ligaments ventrally and laterally and
of the underlying cause, weakened tracheal car- the trachealis muscle dorsally.4 The tracheal
tilages become dorsoventrally flattened and lax- mucous membrane is lined by a pseudostratified
ity in the dorsal trachealis muscle leads to ciliated epithelium and contains mucus-secret-
partial or even complete airway obstruction. ing goblet cells and tracheal glands in the sub-
Tracheal collapse is irreversible, but several mucosa.4 A segmental blood supply exists, with
medical and surgical options the cranial and caudal thyroid arteries supplying
Send comments/questions via email can help palliate clinical signs. most of the trachea and the bronchoesophageal
editor@CompendiumVet.com arteries delivering blood to the terminal tra-
or fax 800-556-3288. ANATOMY chea, carina, and pulmonary bronchi.5,6 The
Visit CompendiumVet.com for The trachea connects the main innervation to the tracheal mucosa and
full-text articles, CE testing, and CE upper air way system (i.e., smooth muscle is the right vagus nerve and its
test answers. nasopharynx, oropharynx, lar- recurrent laryngeal branch.5,6
SIGNALMENT AND HISTORY sulfate and calcium than does normal cartilage.11 These
Tracheal collapse typically occurs in toy- and small- deficiencies lead to the replacement of normal hyaline
breed dogs. Pomeranians, miniature and toy poodles, cartilage with collagen and fibrocartilage, subsequent
Yorkshire terriers, Chihuahuas, and pugs are most com- weakening of the rings, and collapse.11
monly affected.4,5,7–9 There is no reported gender pre- Cardiac disease, bronchitis, recent endotracheal intu-
dilection. Tracheal collapse has been diagnosed in dogs of bation, respiratory infection, hyperadrenocorticism, and
all ages (i.e., 1 to 15 years), and although approximately cervical trauma have all been implicated as causes of tra-
25% of affected dogs are symptomatic by 6 months of cheal collapse.5,7 These causes are usually related to
age, the condition typically affects middle-aged dogs 6 to chronic coughing and increased airway resistance.5 In-
71⁄2 years of age.4,5,7–9 In most cases, signs of respiratory creased airway resistance is commonly caused by the
compromise have been evident for at least 2 years by the dorsal tracheal membrane being drawn into the tracheal
time of presentation.5,7 Dogs presenting with tracheal col- lumen during the respiratory cycle.7 Some patients may
lapse often have a history of chronic waxing and waning exhibit clinical signs of tracheal collapse without evi-
respiratory difficulty or coughing that has progressively dence of the causes just mentioned. Progression of the
worsened over time.8 The cough is usually paroxysmal clinical syndrome may be influenced by chronic tracheal
and has been historically described as a “goose honk.”4,5,7–9 inflammation, fibrosis, and loss of the mucociliary appa-
Other reported presenting signs include gagging while ratus.7 Respiratory tract irritants such as cigarette smoke
eating or drinking, mild to severe exercise intolerance, or other pollutants can exacerbate clinical signs. Laryn-
and severe respiratory distress, including cyanosis.4,5,7–9 geal paralysis, paresis, or collapse may lead to structural
Obesity is often a contributing factor in many dogs pre- changes of the trachea and have reportedly been present
senting with tracheal collapse and severe clinical signs.10 in 30% of cases of tracheal collapse.17 However, in our
opinion, laryngeal disease is uncommon in patients with
CAUSE AND PATHOPHYSIOLOGY tracheal collapse and is not the primary cause.
The cause of tracheal collapse is not completely
understood but is likely multifactorial. The affected car- PHYSICAL EXAMINATION
tilaginous rings and dorsal trachealis muscle are less Animals with tracheal collapse may appear normal
turgid than normal, interfering with the structural during physical examination or may show varying
integrity of the tracheal wall.11 This instability is attrib- degrees of respiratory difficulty. Abnormal examination
uted to deficiency in many of the cellular components of findings associated with respiratory difficulty include
the normal trachea and is thought to be a manifestation labored breathing, abnormal respiratory sounds (e.g.,
of a more generalized chondrodystrophy.12,13 Hyaline stertor, coughing, wheezing), tachypnea, intermittent
cartilage found in the trachea of normal dogs and cats expectoration, hyperthermia, and pale or cyanotic
contains glycoproteins, proteoglycans, and polysaccha- mucous membranes. Altered states of consciousness are
ride elements.14,15 Glycosaminoglycan macromolecules also possible, signs of which include restlessness, anxiety,
bind water and are responsible for 95% of the weight of delirium, and intermittent syncopal episodes.8,9 Dyspnea
the cartilage. These components give the cartilage arcs is mainly inspiratory with cervical disease and expiratory
of the trachea their turgidity. 11,15,16 Studies 11,14 have with intrathoracic disease. The cervical trachea collapses
shown that in canine collapsed tracheal cartilage there during inspiration because of decreased pressure within
are decreased amounts of glycosaminoglycans and gly- the trachea, whereas the thoracic trachea collapses dur-
coproteins to bind water, leading to uncharacteristic ing expiration or coughing because of increased
compliance and decreased rigidity of the tracheal rings. intrathoracic pressure.7 Obesity compromises respiratory
Diseased tracheal cartilage also contains less chondroitin capacity and function and may exacerbate clinical signs.9
Figure 1. Radiographs of tracheal collapse. diagnostic tests should be conducted to rule out other
causes of airway disease, such as brachycephalic airway
syndrome, laryngeal disease, tracheobronchitis, heart-
worm disease, pulmonary disease, tracheal stenosis, tra-
cheal neoplasia, upper airway foreign body, and cardiac
disease. Laryngeal examination and endoscopy require
sedation or general anesthesia. In patients with tracheal
collapse, anesthesia can be life threatening. Clinicians
should carefully consider whether these two diagnostic
procedures are necessary and whether the risk associated
with anesthetic induction is warranted.
A complete blood cell count and serum biochemistry
profile are important in screening for concurrent disease
Left lateral radiograph of a dog with tracheal collapse (arrows). processes and in preanesthetic evaluation. An inflamma-
The dog is awake and at rest.The area of collapse begins at the
thoracic inlet and continues into the intrathoracic trachea.
tory leukogram may suggest stress or pneumonia.8 An
elevated eosinophil count may indicate bronchitis,
heartworm disease, larval migration, severe tissue dam-
age, eosinophilic pneumonia, or other disease processes.8
A serum biochemistry profile indicates the overall
health status of a patient, may suggest possible concur-
rent disorders, and may aid in later anesthetic and thera-
peutic decisions.8
Left lateral radiograph of the same dog while coughing. Note the Radiography, fluoroscopy, and tracheobronchoscopy
buckling of the trachea at the thoracic inlet and the severe are useful in identifying patients with tracheal collapse.
collapse (arrows). Radiography may be limited in confirming and deter-
mining the extent of tracheal collapse (Figure 1), cor-
rectly identifying the disease in only 59% of patients.17
Auscultatory findings from the lungs may be within However, radiography may be useful in identifying con-
normal limits or reveal increased bronchovesicular current pulmonary or cardiac disorders.8 The most use-
sounds or crackles. Crackles are often auscultated when ful radiographic projection includes a lateral radiograph
chronic bronchitis is present because of mucus plugging of the entire trachea taken during the maximum inspira-
and airway closure.8 tory and expiratory phases. In patients with cervical tra-
Tracheal auscultation and palpation are important cheal collapse alone, the thoracic trachea should appear
aspects of the physical examination and may lead to a normal on lateral inspiratory radiographs. With isolated
preliminary diagnosis. Animals with tracheal collapse thoracic collapse, the thoracic trachea should appear col-
often produce harsh or wheezing sounds due to turbu- lapsed during expiration and the cervical trachea should
lent airflow.8,9 An end-expiratory “snap” can also occa- appear normal.9 Some authors7,9 also recommend a tan-
sionally be heard during forceful expiration.8 Tracheal gential, rostrocaudal (skyline) projection of the thoracic
palpation may elicit a cough, and prominent dorsolateral inlet. In this projection, the abnormally flattened tra-
edges along the affected tracheal rings may be evident.8,9 chea is often seen as a C or crescent shape and, in severe
cases, may be seen as only a slit-like projection.7,18
DIAGNOSIS Dynamic imaging modalities such as fluoroscopy may
The history, signalment, and physical examination be necessary to determine the full extent of the disease.
findings are often strongly suggestive of tracheal col- Fluoroscopy allows real-time evaluation of the trachea
lapse, but a thorough diagnostic evaluation should be and mainstem bronchi under varying airway conditions.
completed, including hematologic testing, electrocardio- The dynamic changes obser ved with fluoroscopy
graphy, diagnostic imaging, and, potentially, laryngeal include fluttering of the dorsal membrane during expi-
examination and endoscopic evaluation, including col- ration, inspiration, and bouts of coughing.7,9 Evaluation
lection of microbiologic and cytologic samples. These of the entire trachea is important when conducting
Table 1. Grades of Tracheal Collapse not have a direct effect on the diameter of
the trachea. Methylxanthine bronchodilators
Dorsal Tracheal Cartilage
Grade Tracheal Lumen Membrane Rings
such as theophylline sustained-action cap-
sules and aminophylline have been rec-
I Reduced by 25% Slightly pendulous Circular ommended. β2-Adrenergic agonists such as
II Reduced by 50% Widened and Flattened terbutaline and albuterol have also been used
7–9,20
pendulous as bronchodilators.
Antibiotics are sometimes recommended
III Reduced by 75% Almost in contact Nearly flat
to treat concurrent respiratory tract infec-
with the ventral
lumen tions. Antibiotic selection should be based
on culture and sensitivity testing and should
IV Essentially Lying on the Flat be continued for a minimum of 14 days.7–9
obliterated luminal surface While the clinician waits for culture and
Reprinted from Hedlund CS, Tangner CH: Tracheal surgery in the dog, Part sensitivity results, a broad-spectrum bacteri-
II. Compend Contin Educ Pract Vet 5:738–751, 1983; with permission. cidal antibiotic should be chosen if a respira-
tory infection is suspected.9 A recent report22
suggests that antibiotics may not be neces-
Table 2. Commonly Used Emergency Drugs for sary in cases of tracheal collapse. Positive
Tracheal Collapse bacteriologic culture results in dogs with tra-
Trade Name, Recommended cheal collapse did not typically involve uni-
Drug Manufacturer Dose form populations of bacteria and were not
Tranquilizers
associated with cytologic evidence of infec-
Acepromazine PromAce, Fort Dodge 0.025–0.2 mg/kg IV tion or inflammation, suggesting that the
Animal Health bacteria were not pathogenic.22
Diazepam Valium, Roche 0.2–0.6 mg/kg IV Other adjunctive strategies should be used
to help manage patients with tracheal col-
Opioids lapse. Exercise restriction is important, espe-
Morphine Infumorph, Baxter 0.1–2 mg/kg SC cially in hot weather. Weight loss is an
Healthcare essential part of initial management.7–9,23 The
Butorphanol Torbugesic, Wyeth 0.2–0.4 mg/kg SC use of a body harness and removal of cigarette
or IV smoke and other inhaled allergens from the
patient’s environment are important.7 Con-
Corticosteroids current heart or pulmonary disease must be
Dexamethasone Azium, Schering-Plough 0.125–0.5 mg IV addressed appropriately before more aggres-
Animal Health or IM sive and invasive treatment of tracheal col-
Prednisolone Solu-Delta Cortef, 2–4 mg/kg IV lapse is pursued. Many feel that some affected
sodium succinate Pharmacia & Upjohn animals suffer from allergic bronchitis and
From Plumb DC: Plumb’s Veterinary Drug Handbook, ed 5. Ames, IA, Black- appropriate treatment may improve the asso-
well Publishing, 2005.
ciated clinical signs.
There is reportedly10,17 a 65% to 78% suc-
cess rate for medical management of tracheal
should be used with caution if a productive cough is collapse in dogs that do not have clinical signs for more
present. If cough suppressants alone are not sufficient to than 12 months. The long-term prognosis is guarded,
control clinical signs, a bronchodilator may be added to and owners must be aware that all management strate-
the treatment regimen. The use of bronchodilators is gies are palliative. The goal of medical management is
controversial. The rationale for their use is based on the to control clinical signs and improve the overall quality
dilatory effects of the pulmonary airways, which de- of life. Even with aggressive medical therapy, the condi-
crease intrathoracic pressure and the tendency for tra- tion of many affected patients progressively worsens,
cheal narrowing during expiration.7 Bronchodilators do requiring surgery or other interventional techniques.
Nitinol (nickel–titanium alloy; negligible Ability to be constrained within Foreshortening makes precise
foreshortening) delivery system to a smaller placement more difficult
diameter, facilitating placement
Diamond Ultraflex (open-wire, nitinol mesh; across a stenosis without risk
negligible foreshortening) for dislodgement
Z-stent (stainless steel; negligible foreshortening)
signs.9 The most common complications following tra- Endoluminal Tracheal Stenting
cheal surgery include coughing, dyspnea, and laryngeal The use of an endoluminal stent to treat tracheal col-
paralysis.9,19,25 Tracheal necrosis may occur if a large sec- lapse in dogs has been documented in the veterinary lit-
tion of the blood supply is damaged.32 Patients fre- erature.33–36 Indications may include patients with severe
quently cough as much or more for the first 2 to 3 tracheal collapse that are unresponsive to medical ther-
weeks following surgery because of tracheitis, peritra- apy, have thoracic inlet and mainstem bronchial col-
cheal swelling, and suture irritation.9 To suppress cough- lapse, or have collapse of most of the trachea. 37
ing, medical management is generally continued for 2 to Currently, tracheal stenting at our institution is consid-
4 weeks following surgery and may be necessary to ered a salvage procedure in dogs with end-stage disease
administer for life. that are refractory to appropriate medical management,
have extensive intrathoracic tracheal collapse, or are
poor surgical candidates (Figure 4). Many types of
stents, each with its own characteristics and limitations,
are available for human use. Endoluminal tracheal stents
currently used to treat tracheal collapse in veterinary
medicine include devices that were originally designed
for intravascular, gastrointestinal, biliary, or airway use
in humans (Table 4).
Endoluminal tracheal stents have many advantages in
treating tracheal collapse. Stents can be placed within
the intrathoracic and extrathoracic trachea in a noninva-
sive fashion. Total anesthesia time is generally less than
1 hour, and placement of the stent itself often takes less
Figure 4. Left lateral radiograph of a dog with tracheal
than 10 minutes. Tracheal stents provide rapid and
collapse after placement of an endoluminal stent
(Wallstent) that spans the entire area of collapse. effective relief of clinical signs and are generally well-
tolerated in many patients.
Stents placed in the extrathoracic trachea can be 4. Padrid PP, Amis TC: Chronic tracheobronchial disease in the dog. Vet Clin
North Am Small Anim Pract 22(5):1203–1227, 1992.
deployed as far proximal as the first tracheal ring. If 5. Nelson AW: Diseases of the trachea and bronchi, in Slatter DH (ed): Textbook
multiple stents are needed, they can be placed directly of Small Animal Surgery, ed 3. Philadelphia, WB Saunders, 2003, pp 858–880.
adjacent to each other but should not overlap. 6. Grandage J: Functional anatomy of the respiratory system, in Slatter DH
(ed): Textbook of Small Animal Surgery, ed 3. Philadelphia, WB Saunders,
Reported complications of placing endoluminal tra- 2003, pp 763–780.
cheal stents in animals include coughing, stent migra- 7. Herrtage ME, White RAS: Management of tracheal collapse, in Bonagura
tion, positive tracheal culture, pneumonia, expectoration, JD (ed): Kirk’s Current Veterinary Therapy, XIII. Philadelphia, WB Saunders,
2000, pp 796–801.
granulation tissue formation, squamous metaplasia, 8. Johnson LR, McKiernan BC: Diagnosis and medical management of tra-
epithelial ulceration, stent collapse, deformation, acute cheal collapse. Semin Vet Med Surg Small Anim 10(2):101–108, 1995.
pulmonary edema, and stent fracture.33,34,36,38,39 Additional 9. Hedlund CS: Tracheal collapse. Probl Vet Med 3(2):229–238, 1991.
reported complications of nitinol stents in humans 10. White RAS, Williams JM: Tracheal collapse in the dog: Is there really a role
for surgery? A survey of 100 cases. J Small Anim Pract 35:191–196, 1994.
include failure to expand, stent misplacement, perfora- 11. Dallman MJ, McClure RC, Brown EM: Histochemical study of normal and
tion of associated tissue, and bleeding.40,41 collapsed tracheas in dogs. Am J Vet Res 49(12):2117–2125, 1988.
Contraindications to stent placement for tracheal col- 12. Seegmiller R, Ferguson CC, Sheldon H: Studies on cartilage, VI: A genetically
determined defect in tracheal cartilage. J Ultrastruct Res 38:288–301, 1972.
lapse are relative. Active infection may be a contraindica- 13. Nardi F, Gerlini G, Bonucci E: Achondrogenesis: Report on a case, with par-
tion due to theoretical impairment of the mucociliary ticular reference to ultrastructure and histochemistry. Virchows Arch A
apparatus by the presence of the stent. Alleviating or 363:311–322, 1974.
14. Dallman MJ, McClure RC, Brown EM: Normal and collapsed trachea in the
reducing chronic inflammation associated with tracheal dog: Scanning electron microscopy study. Am J Vet Res 46(10):2110–2115,
collapse may provide the opportunity for growth of more 1985.
functional tracheal mucosa through the stent. Studies 15. Dallman MJ, Brown EM: Statistical analysis of selected tracheal measure-
ments in normal dogs and dogs with collapsed trachea. Am J Vet Res
examining the gross and cellular responses to self- 45(5):1033–1037, 1984.
expanding intraluminal tracheal stents are indicated. 16. Cormack DH: Ham’s Histology, ed 9. New York, JP Lippincott, 1979, pp
547–551.
Our experience suggests that placing self-expanding
17. Tangner CH, Hobson HP: A retrospective study of 20 surgically managed
endoluminal stents can provide temporary relief from cases of collapsed trachea. Vet Surg 11:146–149, 1982.
signs associated with tracheal collapse in dogs; however, 18. Ettinger SJ, Kantrowitz B, Brayley K: Diseases of the trachea, in Ettinger SJ,
stent placement is associated with various complica- Feldman EC (eds): Textbook of Veterinary Internal Medicine, ed 5. Philadel-
phia, WB Saunders, 2000, pp 1040–1055.
tions. We have concerns about spanning high-motion 19. Hedlund CS, Tangner CH: Tracheal surgery in the dog: Part II. Compend
areas, such as the thoracic inlet, with a stent. Stenting Contin Educ Pract Vet 5:738–751, 1983.
across high-motion areas can lead to fatigue and, ulti- 20. Jerram RM, Fossum TW: Tracheal collapse in dogs. Compend Contin Educ
Pract Vet 19(9):1049–1059, 1997.
mately, failure of the stent. Therefore, vascular stenting 21. Kerr LY: Pulmonary edema secondary to upper airway obstruction in the
across high-motion areas (e.g., joints) is routinely dog: A review of nine cases. JAAHA 25:207–212, 1989.
avoided in human interventional radiology. 22. Johnson LR, Fales WH: Clinical and microbiologic findings in dogs with
bronchoscopically diagnosed tracheal collapse: 37 cases (1990–1995). JAVMA
219(9):1247–1250, 2001.
CONCLUSION 23. Wolfsheimer KJ: Obesity in dogs. Compend Contin Educ Pract Vet
16:981–998, 1994.
Clinicians should be aware of the common clinical
24. Hedlund CS: Surgery of the upper respiratory system: Tracheal collapse, in
signs, pathophysiologic changes, diagnostic tools, and sur- Fossum TW (ed): Small Animal Surgery, ed 2. Philadelphia, Mosby, 2002, pp
gical techniques associated with tracheal collapse. Medical 740–744.
25. Buback JL, Boothe HW, Hobson HP: Surgical treatment of tracheal collapse
management is the mainstay of therapy. Surgical interven- in dogs: 90 cases (1983–1993). JAVMA 208(3):380–384, 1996.
tion or endoluminal stenting should be considered when 26. Ayres SA, Holmberg DL: Surgical treatment of tracheal collapse using pli-
aggressive medical management has failed. Tracheal col- able total ring prostheses: Results in one experimental and 4 clinical cases.
Can Vet J 40:787–791, 1999.
lapse is a degenerative disease process, and therapy is
27. Fingland RB, DeHoff WD, Birchard SJ: Surgical management of cervical
aimed at palliation of clinical signs and is not curative. and thoracic tracheal collapse in dogs using extraluminal spiral prostheses:
Results in seven cases. JAAHA 23:173–181, 1987.
28. Fingland RB, DeHoff WD, Birchard SJ: Surgical management of cervical
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ARTICLE #3 CE TEST
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1. The blood supply to the trachea is d. Tracheal collapse is a congenital disease that is associ-
a. primarily from the tracheal artery. ated with other congenital abnormalities.
b. from three major arteries arising from the ascending e. all of the above
aorta.
c. a segmental supply from the cranial and caudal thy-
roid arteries and bronchoesophageal arteries. 4. Which statement(s) regarding the diagnosis of
d. from the internal and external carotid arteries. tracheal collapse is correct?
e. all of the above a. Radiography is limited in confirming and determining
the extent of tracheal collapse.
b. Fluoroscopy is helpful in determining the full extent
2. The most common signalment of dogs with tra- of tracheal collapse and can be conducted in awake
cheal collapse is patients.
a. toy breed, castrated male, and younger than 2 years c. Tracheobronchoscopy is the gold standard in identify-
of age. ing and grading tracheal collapse.
b. large breed, female, and middle aged. d. A thorough workup may include standard radiogra-
c. toy breed, either gender, and older than 7 years of phy, fluoroscopy, laryngeal examination, and endo-
age. scopic evaluation of the airway in dogs with tracheal
d. toy breed, either gender, and middle aged. collapse.
e. all of the above e. all of the above
3. Which statement(s) regarding tracheal collapse 5. Medical management of tracheal collapse should
is correct? be attempted before surgical intervention and
a. Tracheal collapse is thought to be caused by laryngeal may include
paralysis, paresis, or collapse. a. sedatives and tranquilizers.
b. Laryngeal paralysis, paresis, or collapse may be predis- b. antitussives.
posing factors associated with up to 30% of tracheal c. antibiotics if a concurrent respiratory infection is
collapse cases. confirmed or suspected.
c. Tracheal collapse is thought to result from damage to d. bronchodilators.
the nerves supplying the trachea. e. all of the above
(continues on p. 386)