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Charles J. Cooper
Case: 10-16696 04/18/2011 Page: 1 of 51 ID: 7720549 DktEntry: 342-2
No. S189476
En Banc
On Request from the U.S. Court of Appeals for the Ninth Circuit for
Answer to Certified Questions of California Law
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................................................................ ii
ARGUMENT ........................................................................................ 1
i
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TABLE OF AUTHORITIES
Cases Page
ii
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Dean v. District of Columbia (D.C. Ct. App. 1995) 653 A.2d 307...... 5
Diamond v. Charles (1986) 476 U.S. 54 ...................................... 14, 31
Ex Parte People ex rel. Attorney General (1850) 1 Cal. 85............... 19
Green v. Obledo (1981) 29 Cal.3d 126 ........................................ 17, 33
Havens Realty Corp. v. Coleman (1982) 455 U.S. 363...................... 31
iii
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Singer v. Hara (Wash. Ct. App. 1974) 522 P.2d 1187 ......................... 5
Other
Brief for Petitioners, Arizonans, No. 95-974, 1996 U.S. S. Ct. Briefs
LEXIS 333 (May 23, 1996) ........................................................... 15
iv
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http://traynor.uchastings.edu/ballot_pdf/1911g.pdf ............................ 4
v
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ARGUMENT
to represent its interest in the validity of state laws,” Pls. Br. 16,
neither the Attorney General nor any other public official is the State.
the people,” Cal. Const., art. II, § 1, the Attorney General, just like an
1
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simply begs the question of the scope and meaning of the sovereign
2
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Order at pp. 11-12 [quoting Cal. Const., art. II, § 8(a)].) Accordingly,
officials will not. (See Prop. Br. 26-28, 34-36 [collecting cases].) As
3
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initiatives, the People’s only recourse is “at the ballot box—by voting
Br. 13.) But even if new officials could be elected in time to defend
against pending litigation (and in most cases they cannot), the voters
amendment argued that “[t]he voter can much more readily and
can determine what laws are honest and beneficial to the whole
commonwealth.” (See
http://traynor.uchastings.edu/ballot_pdf/1911g.pdf , at p. 10 [last
visited 4/15/11].)
4
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intervene in the district court.” (Pls. Br. 13-14.) But the People
since that decision conflicts with the judgment of every State and
including both the United States Supreme Court and the Ninth
(SF Br. 7.) This observation, of course, merely reflects the facts (1)
1
See Baker v. Nelson (1972) 409 U.S. 810; Citizens for Equal
Protection v. Bruning (8th Cir. 2006) 455 F.3d 859, 871; Adams v.
Howerton (9th Cir. 1982) 673 F.2d 1036, 1042; Dean v. District of
Columbia (D.C. Ct. App. 1995) 653 A.2d 307, 308; Jones v. Hallahan
(Ky. 1973) 501 S.W.2d 588, 590; Baker v. Nelson (Minn. 1971)191
N.W.2d 185, 187; In re Marriage of J.B. and H.B. (Tex. Ct. App.
2010) 326 S.W.3d 654; Standhardt v. Superior Court of Ariz. (Ariz.
Ct. App. 2003) 77 P.3d 451, 453; Singer v. Hara (Wash. Ct. App.
1974) 522 P.2d 1187, 1197.
5
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People’s interest in their initiatives and, more relevant here, (2) that
people whom they believe will use them properly.” (SF Br. 25.) But
initiative proponents and the People are surely entitled to rely on the
assumption that public officials will defend the laws the People have
2
Plaintiffs argue that official proponents may be permitted to
intervene in actions challenging their initiatives “to represent their
own interest in the measure’s validity,” Pls. Br. 13-14, but elsewhere
argue that this interest is no different from that of any other initiative
supporter, id. at pp. 1-3, 8, 14-15, 19, 21-23, 25, an interest that has
been held insufficient to support intervention. (See City & County of
San Francisco v. State (2005) 128 Cal.App.4th 1030, 1038; In re
Marriage Cases (2008) 43 Cal.4th 757, 790.)
6
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shall . . . defend all causes to which the State, or any State officer is a
rely on the cases in which this Court and the courts of appeal have
including when public officials refuse to do so. (See Prop. Br. 17-18
because, for the reasons set forth above, the proponents and voters had
3
Despite its strained attempts, see SF Br. 22, San Francisco is
unable to muster even a single initiative specifying that it may be
defended by its proponents if public officials refuse to do so. San
Francisco does cite a pending Senate bill that would, among other
things, expressly authorize official proponents to defend their
initiative “in the place of the Attorney General, if he or she is
disqualified.” (Id. at p. 23, fn. 10.) But this bill was introduced just
last December, after Respondents raised the argument that Proponents
lacked standing to defend Proposition 8 in this case. In all events, it is
7
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the State.” (Pls. Br. 14.) Leaving aside that Plaintiffs’ reading of
under California law, the decisions do not say this. To the contrary, as
discussed above, this Court has expressly addressed the issue and, as
(SF Br. 42.) While San Francisco asserts that Building Industry
and preserving the initiative power “to the fullest tenable measure of
would have it, as meaningless. (See SF Br. 31.) To the contrary, the
Constitution.
9
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litigation. (Karcher v. May (1987) 484 U.S. 74, 82.) While Plaintiffs
provisions of New Jersey law. In all events, the Supreme Court based
that the trial court had permitted these legislative leaders to intervene
ibid.; In re Forsythe (N.J. 1982) 450 A.2d 499, 500.) Neither the
10
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11
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22” and “was not even created until one year after voters passed the
at p. 1038.) Nor could the Fund “be said to represent [the official
4
See, e.g., Amwest Surety Ins. Co. v. Wilson (1995) 11 Cal.4th
1243, 1250 [“Voter Revolt, the organization that drafted Proposition
103 and campaigned for its passage, successfully sought to
intervene”]; 20th Century Ins. Co. v. Garamendi (1994) 8 Cal.4th 216,
243 [Voter Revolt intervened to defend Proposition 103]; City of
Westminster v. County of Orange (1988) 204 Cal.App.3d 623, 626
[California Tax Reduction Movement “intervened in the action to
defend the measure [Proposition 62] it had sponsored”]; Legislature v.
Eu, (1991) 54 Cal.3d 492, 500 [“Intervener, Californians for a Citizen
Government, is the organization that sponsored Proposition 140”];
Simac Design, Inc. v. Alciati (1979) 92 Cal.App.3d 146, 153, 157
[intervention by CORD, “an unincorporated association of residents
and registered voters … whose purpose was to draft and organize
voter support for” the challenged initiative]; cf. Sonoma County
Nuclear Free Zone ’86 v. Superior Court (1987) 189 Cal.App.3d 167,
171 [treating “[t]he group supporting the initiative, Sonoma County
Nuclear Free Zone ’86, along with individual sponsors and
proponents of the initiative (referred to collectively as Pro-NFZ)” as
proponents] [emphasis added].
12
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member of the Fund was “now deceased,” and because nothing in the
official proponent of Proposition 22.” (Ibid.; see also ibid. [“this case
Proposition 22, let alone that it was an official proponent. Indeed, this
and City & County of San Francisco belies Plaintiffs’ claim that
13
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the Supreme Court discussed, but did “not definitively resolve” the
14
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and its members, however, are not elected representatives, and we are
initiative sponsors to brief the issue of their standing, their brief did
Arizonans, No. 95-974, 1996 U.S. S. Ct. Briefs LEXIS 333, at *67-77
Plaintiffs here, see Pls. Br. 15, fn. 1, were brought to the Court’s
that case neither claimed, nor had any plausible basis for claiming,
interest in defending its laws. That case thus did not even address the
question of who could represent the State’s interest under the relevant
state law applicable there, let alone hold that no one other than the
statutory authority, see Pls. Br. 1, 13, and would violate constitutional
merit.
General shall be the chief law officer of the State. It shall be the duty
of the Attorney General to see that the laws of the State are uniformly
16
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however, this provision does not even explicitly address the Attorney
General’s authority to defend the laws of the State, let alone state that
no one besides the Attorney General may do so. Nor do any of the
Attorney General may defend a state law. (See Pls. Br. 9-10
settled that “where the question is one of public right and the object of
citizen of the State may seek a writ of mandamus to enforce the law
public duty.” (SF Br. 26, fn. 12.)6 Similarly, as San Francisco also
6
This procedure appears to be unavailable where, as here,
public officials enforce an initiative but refuse to defend that measure
in court.
17
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proceedings”].)
its laws, see, e.g., In re Marriage Cases, supra, 43 Cal.4th at pp. 790-
79, the precedents identified in our opening brief and discussed above
18
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warranto” against the public official and that the official “be required
at 85.) Although this Court refused the writ on the ground that it
all involved that the public official, and not the Attorney General,
7
San Francisco also cites examples from other jurisdictions in
support of the undisputed proposition that executive officers
sometimes—though rarely—decline to defend laws that they believe
19
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Attorney General.” (SF Br. 23.) While the cases cited above make
actors other than the Attorney General is not always necessary, such
were correct that only the Attorney General has authority to represent
interfere with the Attorney General’s “duty … to see that the laws of
the State are uniformly and adequately enforced.” Cal. Const., art. V,
§ 13. For example, there is little doubt that had one of the County
authority.
21
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defend all causes to which the State, or any State officer is a party in
upon the Attorney General the duty to take charge of and defend
litigation to which the State or its officers are parties, and nothing in
all events, these statutes have long coexisted with the numerous
22
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their laws.
judicial. Persons charged with the exercise of one power may not
(Cal. Const., art. III, § 3.) This argument plainly lacks merit.
23
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24
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defend the validity of laws does not mean that those who exercise
8
An analogous argument could have been made against the
Legislature defending its enactments in New Jersey, where the State
Constitution likewise provides that “[t]he powers of the government
25
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argument.
citizens,” and may have dark and hidden agendas. (SF Br. 27.) Such
shall be divided among three distinct branches, the legislative,
executive, and judicial. No person or persons belonging to or
constituting one branch shall exercise any of the powers properly
belonging to either of the others, except as expressly provided in this
Constitution.” (N.J. Const., art. III, ¶ 1.) Yet the Supreme Courts of
both New Jersey and the United States have recognized that New
Jersey law permits the legislature, through its officers, to defend its
enactments. (See Karcher, supra, 484 U.S. at p. 82; In re Forsythe,
supra, 91 N.J. at p. 144.)
26
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process, the People have made clear both that they wish to override
their elected officials’ judgment and that they want that law to be
that elected officials can, and too often do, favor special interests over
the will of the People that the initiative process was adopted in the
controlled government, and that the people had no ability to break this
27
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and liability for damages and attorneys’ fees, see SF Br. 28, likewise
lacks merit. In this case Proponents, not California, have born and are
bearing the cost of defending the People’s will and Plaintiffs have not
sought money damages. To be sure, the State may be liable for the
through a full blown trial if Proponents are not permitted to appeal the
appeal hardly reflects concern that the State may be liable for
appellate attorneys’ fees. Indeed, the risk of additional liability for the
with vigor, see SF Br. 20, and contends that “there is no principled
decisions,” see id. 30. Whatever the outer limits of the principle this
as this one where the Attorney General not only declines to defend an
29
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be protected over and above the interest held in common with the
of federal law, “this Court does not have any peculiar insights to
enough that it creates standing.” (SF Br. 33.) Indeed, before the
16696, Brief for Appellees 30-31 [9th Cir. Oct. 18, 2010] [emphasis
added].)
Plaintiffs had it right the first time. While Article III standing is
a matter of federal law, States have “the power to create new interests,
the invasion of which may confer standing,” creating the potential for
Charles (1986) 476 U.S. 54, 65 & fn. 17 [emphasis added]; see also
Lujan v. Defenders of Wildlife (1992) 504 U.S. 555, 578 [“the injury
required by Art. III may exist solely by virtue of statutes creating legal
omitted]; Havens Realty Corp. v. Coleman (1982) 455 U.S. 363, 373
[same]; Warth v. Seldin (1975) 422 U.S. 490, 500 [same]). The
31
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turns on the nature and source” of the interest asserted. (Warth, 422
Item Veto Act, despite the fact that the Act provided that “[a]ny
32
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judgment and injunctive relief on the ground that any provision of this
part violates the Constitution.” (521 U.S. at pp. 815-16.) But the Act
public right is at stake. (See SF. Br. 34.) In each of these situations,
Serv., Inc. (N.D. Cal. 1992) 379 F. Supp. 948, 950 [plaintiffs suing
pursuant to private attorney general law did “not allege that they were
Green, supra, 29 Cal.3d at p. 144 [“relator need not show that he has
33
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regarding an initiative] by the trial court was beyond the pale of its
San Francisco also claims that “for intervenor status and status
as real party in interest … California law requires only that the party
matters is more demanding than San Francisco lets on. In City and
litigation such that “the moving party will either gain or lose by the
protected over and above the interest held in common with the public
35
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initiatives.
the case “did not involve an initiative proponent at all.” (Pls. Br. 23-
24.) But that is precisely the point—this Court held that the
involving the initiative they sponsored, were not proper real parties in
context.” (Pls. Br. 24.) Yet Sonoma County demonstrates that this
170.) The Court of Appeal, however, did not address the merits of the
questions under severe time pressures.” (Ibid.) The court thus issued
36
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aspects of the electoral process” after the election. (Ibid.) The court
at no point expressed any concern that putting the case off until after
their initiatives once the election has taken place. (See, e.g.,
permits. (Id. at p. 151.) After the court granted the writ, Morgan Hill
37
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voters in Morgan Hill, whose purpose was to draft and organize voter
(Ibid.)
interest in cases falling in the “substance” category. (SF Br. 40, fn.
38
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Employees Int’l Union v. Davis (1999) 21 Cal.4th 585, 590.) And San
Francisco certainly has not cited any cases supporting the contrary
*****
a “wholly abstract and widely dispersed” injury, (SF Br. 47), but
39
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40
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PROOF OF SERVICE
At the time of service I was over 18 years of age and not a party to this action. My
business address is 1523 New Hampshire Ave. N.W., Washington, D.C. 20036. On
April 18, 2011, I served the following document: