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WHAT IS CANTOR'S CONTINUUM PROBLEM?
KURT GODEL, InstituteforAdvancedStudy
1. The concept of cardinal number. Cantor's continuumproblemis simply
the question: How many points are thereon a straightline in Euclidean space?
In other terms,the question is: How many differentsets of integersdo there
exist?
This question, of course, could arise only after the concept of "number"
had been extended to infinitesets; hence it might be doubted if this extension
can be effectedin a uniquelydeterminedmannerand if,therefore,the statement
of the problemin the simple termsused above is justified.Closer examination,
however,shows that Cantor's definitionofinfinitenumbersreally has this char-
acter of uniqueness,and that in a verystrikingmanner.For whatever "number"
as applied to infinitesets may mean, we certainlywant it to have the property
that the numberof objects belongingto some class does not change if, leaving
the objects the same, one changes in any way whatsoever their propertiesor
mutual relations(e.g.,theircolorsor theirdistributionin space). From this,how-
ever, it followsat once that two sets (at least two sets of changeable objects of
the space-timeworld) will have the same cardinal numberif theirelementscan
be brought into a one-to-onecorrespondence,which is Cantor's definitionof
equality betweennumbers.For ifthereexistssuch a correspondencefortwo sets
A and B it is possible (at least theoretically)to change the propertiesand rela-
tionsofeach elementofA into those ofthe correspondingelementofB, whereby
A is transformedinto a set completelyindistinguishablefromB, hence of the
same cardinal number. For example, assuming a square and a line segment
both completelyfilledwith mass points (so that at each point of them exactly
one mass point is situated), it followsowing to the demonstrablefact that there
exists a one-to-onecorrespondencebetween the points of a square and of a line
segment,and, therefore,also between the correspondingmass points, that the
mass points of the square can be so rearrangedas exactly to fillout the line seg-
ment, and vice versa. Such considerations,it is true, apply directly only to
physical objects, but a definitionof the concept of "number" which would de-
pend on the kind of objects that are numbered could hardly be considered as
satisfactory.
So thereis hardlyany choice leftbut to accept Cantor's definitionofequality
betweennumbers,which can easily be extended to a definitionof "greater"and
"less" forinfinitenumbersby stipulatingthat the cardinal numberM of a set A
is to be called less than the cardinal numberN of a set B if M is different from
N but equal to the cardinal numberof some subset of B. On the basis of these
definitionsit becomes possible to prove that thereexist infinitelymany different
infinitecardinal numbers or "powers," and that, in particular,the number of
subsetsof a set is always greaterthan the numberof its elements;furthermore it
becomes possible to extend (again without any arbitrariness)the arithmetical
operations to infinitenumbers (includingsums and products with any infinite
515
516 WHAT IS CANTOR'S CONTINUUM PROBLEM? [November,
I
As to the question why there does not exist a set of all cardinal numbers,see footnote 12.
In orderto prove thistheoremtheaxiom of choice (see: A. Fraenkel,Einleitungin die Mengen-
2
lehre, 3rd ed. Berlin, 1928, p. 288 ff.) is necessary, but it may be said that this axiom is, in the
presentstate of knowledge,exactly as well foundedas the systemof the other axioms. It has been
proved consistent,provided the other axioms are so. (See my paper quoted in footnote 13.) It is
exactly as evident as the other axioms forsets in the sense of arbitrarymultitudesand, as forsets
in the sense of extensions of definable properties,it also is demonstrable for those concepts of
definabilityforwhich, in the present state of knowledge, it is possible to prove the other axioms,
namely,those explained in footnotes17 and 21.
3See F. Hausdorff,Mengenlehre,1sted. (1914), p. 68. The discovererofthis theorem.J. Konig,
asserted more than he had actually proved (see Math. Ann. 60 (1904), p. 177).
1947] WHAT IS CANTOR'S CONTINUUM PROBLEM? 517
7This reduction can be effectedowing to the results and methods of a paper by A. Tarski
published in Fund. Math. 7 (1925), p. 1.
8 For regular numbersRa one obtains immediately:
f(LAa) == 2 =
faa+,.
518 WHAT IS CANTOR S CONTINUUM PROBLEM? [November,
Only someone who (like the intuitionist)denies that the concepts and axioms of
classical set theoryhave any meaning (or any well-definedmeaning) could be
satisfiedwith such a solution,not someone who believes them to describesome
well-determinedreality. For in this reality Cantor's conjecture must be either
true or false, and its undecidabilityfromthe axioms as known today can only
mean that these axioms do not contain a complete descriptionof this reality;
and such a beliefis by no means chimerical,since it is possible to point out ways
in which a decision of the question, even if it is undecidable fromthe axioms in
theirpresentform,mightneverthelessbe obtained.
For firstof all the axioms of set theoryby no means forma systemclosed in
itself,but, quite on the contrary,the very concept of set17on which they are
based suggeststheirextensionby new axioms which assert the existenceof still
furtheriterationsof the operation "set of." These axioms can also be formulated
as propositionsassertingthe existenceof very great cardinal numbersor (which
is the same) of sets having these cardinal numbers.The simplestof these strong
"axioms of infinity"assert the existence of inaccessible numbers (and of num-
bers inaccessible in the strongersense) > K 0. The latter axiom, roughlyspeak-
ing, means nothingelse but that the totalityof sets obtainable by exclusive use
of the processesof formationof sets expressedin the otheraxioms formsagain a
set (and, therefore,a new basis for a furtherapplication of these processes).'8
Other axioms of infinityhave been formulatedby P. Mahlo.19 Very little is
known about this section of set theory,but at any rate these axioms show
clearly, not only that the axiomatic system of set theory as known today is
incomplete,but also that it can be supplementedwithoutarbitrarinessby new
axioms which are only the natural continuationof the series of those set up so
far.
That these axioms have consequences also far outside the domain of very
greattransfinitenumbers,whichare theirimmediateobject, can be proved; each
of them (as faras they are known) can, underthe assumptionof consistency,be
shown to increase the number of decidable propositions even in the field of
Diophantine equations. As for the continuum problem,there is little hope of
solvingit by means of those axioms of infinitywhich can be set up on the basis
of principlesknown today (the above-mentionedproofforthe undisprovability
of the continuum hypothesis,e.g., goes through for all of them without any
change). But probably thereexist othersbased on hithertounknownprinciples;
also there may exist, besides the ordinaryaxioms, the axioms of infinityand
all derived from (or in a sense even identical with) definable properties.This
characteristicof sets, however, is neither formulatedexplicitlynor contained
implicitlyin the accepted axioms of set theory.So fromn either point of view, if
in addition one has regard to what was said above in Section 2, it is plausible
that the continuum problem will not be solvable by the axioms set up so far,
but, on the otherhand, may be solvable by means of a new axiom whichwould
state or at least imply somethingabout the definabilityof sets.2'
The latter half of this conjecture has already been verified;namely, the
concept of definabilityjust mentioned (which is itself definable in terms of
the primitivenotions of set theory) makes it possible to derive thegeneralized
continuumhypothesisfromthe axiom that every set is definablein this sense.22
Since this axiom (let us call it "A") turnsout to be demonstrablyconsistentwith
the otheraxioms, under the assumption of the consistencyof these axioms, this
result (irrespectiveof any philosophical opinion) shows the consistencyof the
continuumhypoth-esis withthe axioms of set theory,providedthat these axioms
themselvesare consistent.23 This proofin its structureis analogous to the con-
sistency-prooffor non-Euclidean geometryby means of a model within Eu-
clidean geometry, insofar as it follows from the axioms of set theory
that the sets definable in the above sense form a model for set theory in
which furthermorethe proposition A and, therefore,the generalized con-
tinuum hypothesisis true. But the definitionof "definability"can also be so
formulatedthat it becomes a definitionof a concept of "set" and a relation
of "element of" (satisfying the axioms of set theory) in terms of entirely
differentconcepts, namely, the concept of "ordinal numbers," in the sense
of elements ordered by some relation of "greater" and "less," this ordering
relation itself,and the notion of "recursivelydefined functionof ordinals,"
which can be taken as primitiveand be described axiomatically by way of an
extension of Peano's axioms.24[Note that this does not apply to my original
formulationpresented in the papers quoted above, because there the general
concept of "set" with its element relationoccurs in the definitionof "definable
set," although the definablesets remain the same if, afterwards,in the defini-
tion of "definability"the term "set" is replaced by "definableset."]
21 D. Hilbert'sattempt at a solutionofthecontinuum problem(see Math.Ann.95 (1926),p.
161), which,however,has neverbeen carriedthrough,also was based on a consideration of all
possibledefinitionsofreal numbers.
22On theotherhand,froman axiomin somesensedirectly oppositeto thisone thenegation
of Cantor'sconjecturecould perhapsbe derived.
23 See mypaperquotedinfootnote 13and noteProc.Nat. Ac. Sci. 25 (1939),p. 220. I takethis
opportunity to correcta mistakein thenotationand a misprintwhichoccurredin thelatterpaper:
in the lines25 to 29 of page 221, 4 to 6 and 10 of page 222, 11 to 19 of page 223,thelettera
shouldbe replaced(inall placeswhereit occurs)by,. Also,in Theorem6 on page222 thesymbol
"=" should be insertedbetween 0<a(x) and ?a(x'). For a carryingthroughof the proof in all de-
tailsthepaperquotedin footnote13 is to be consulted.
24For suchan extension
see A. Tarski,Ann.Soc. Pol. Math.3 (1924),p. 148,where,however,
thegeneralconceptof "setofordinalnumbers" is used in the axioms;thiscouldbe avoided,with-
out anyloss in demonstrabletheorems, by confining oneselffromthebeginning to recursively
de-
finablesetsofordinals.
1947] WHAT IS CANTOR'S CONTINUUM PROBLEM? 523
many mutuallyexclusive sets A' such that, in whicheverway a set A' is chosen
foreach i, Hli(M-A') is always denumerable.34Even if in (1)-(4) "power of
the continuum" is replaced by "X1" these propositionsare very implausible;
the propositionobtained from(3) in this way is even equivalent with (3).
One may say that many of the resultsof point-settheoryobtained without
using the continuum hypothesisalso are highly unexpected and implausible.35
But, true as that may be, still the situation is different
there,insofaras in those
instances (such as, e.g., Peano's curves) the appearance to the contrarycan in
general be explained by a lack of agreementbetween our intuitivegeometrical
concepts and the set-theoreticalones occurringin the theorems.Also, it is very
suspicious that, as against the numerousplausible propositionswhichinmply the
negation of the continuumhypothesis,not one plausible propositionis known
which would imply the continuum hypothesis. Therefore one may on good
reason suspect that the role of the continuumproblemin set theorywill be this,
that it will finallylead to the discoveryof new axioms whichwill make it possible
to disprove Cantor's conjecture.
Definitions
ofsomeofthetechnical
terms
Definitions 4-12 referto subsetsofa straight line,butcan be literally
transferredto subsetsof
Euclideanspaces of any numberof dimensions;definitions 13-14 referto subsetsof Euclidean
spaces.
1. I call "character ofconfinality" ofa cardinalnumberm (abbreviatedby "cf(n)") thesmallest
numbern suchthatm is thesumofn numbers<m.
2. A cardinalnumberm is regularifcf(m)=m, otherwise singular.
3. An infinite cardinalnumberm is inaccessibleifit is regularand has no immediate predecessor
(i.e.,if,althoughit is a limitofnumbers<m, it is nota limitoffewerthanm suchnumbers);
it is inaccessiblein thestronger senseifeach product(and,therefore, also each sum)offewer
thanm numbers<m is <m. [See: W. Sierpinski andA. Tarski,Fund.Math. 15 (1930),p. 292;
A. Tarski,Fund. Math. 30 (1938),p. 68. Frointhegeneralized continuum hypothesis follows
theequivalenceofthesetwonotions.This equivalence,however,is a muchweakerand much
moreplausibleproposition. to evidentlyis inaccessiblein bothsenses.As forfinite numbers,
0 and 2 and no othersare inaccessiblein the stronger sense (by theabove definition),which
suggeststhatthesamewillholdalso forthecorrectextensionoftheconceptofinaccessibility
to finitenumbers.]
4. A setofintervals is denseifeveryintervalhas pointsincommonwithsomeintervaloftheset.
[The end-points ofan intervalare notconsideredas pointsof theinterval.]
5. A zero-setis a set whichcan be coveredby infinite sets of intervalswitharbitrarilysmall
lengths-sum.
6. A neighborhood ofa pointP is an intervalcontaining P.
7. A subsetA ofB is densein B ifeveryneighborhood ofanypointofB containspointsofA.
8. A pointP is in theexterior ofA ifit has a neighborhood containing no pointofA.
9. A subsetA ofB is nowheredenseon B ifthosepointsofB whichare in theexterior ofA are
densein B. [SuchsetsA are exactlythesubsetsof thebordersof theopensetsin B, but the
term"border-set" is unfortunatelyused in a differentsense.]
10. A subsetA ofB is ofthefirst categoryinB ifit is thesumofdenumerably manysetsnowhere
densein B.
34See S. Braunand W. Sierpinski,
Fund.Math. 19,(1932),p. 1,proposition
(Q). This proposi-
tionand theone statedunder(3) in thetextare equivalentwiththecontinuum hypothesis.
35See, e.g.,L. Blumenthal,
Am. Math. Monthly47 (1940), p. 346.
1947] PERSONNEL AND TRAINING PROBLEMS IN STATISTICS 525