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J Genet Counsel

DOI 10.1007/s10897-009-9269-1

PROFESSIONAL ISSUES

Prenatal Testing for Down Syndrome: Comparison


of Screening Practices in the UK and USA
Dagmar Tapon

Received: 19 February 2009 / Accepted: 15 October 2009


# National Society of Genetic Counselors, Inc. 2009

Abstract Prenatal testing for Down Syndrome is a topic prenatal settings and is therefore an important part of every
covered in every genetic counselor’s training as it constitutes genetic counseling student’s training.
the main workload of genetic counselors in prenatal settings. Prenatal testing for Down Syndrome can have several
Most Western countries nowadays offer some type of testing aims. One aim is preparation, a) to plan management of the
for Down Syndrome. However, practices vary according to pregnancy and delivery, and b) psychologically for the
country with regards to what tests are offered, insurance arrival of a child with special needs. The latter could
coverage and the legal situation concerning the option of include for example arranging special child care, making
terminating an affected pregnancy. In view of the growing career decisions or getting more information about the
interest in international genetic counseling issues, this article condition before the baby arrives. A second aim could be to
aims to compare prenatal testing practices in two English- plan adoption for the baby. The third goal of prenatal
speaking countries: the United Kingdom and the United States testing is to enable parents to make a decision about
of America. A case will be presented to highlight some of the whether to continue the pregnancy.
differences in practice. The topic underlines important Screening and diagnostic tests for Down Syndrome have
implications for genetic counseling practice, such as patients’ been available for several decades and continuous research
understanding of testing practices, risk perception, counseling has led to the development of new testing modalities.
provision and impact of prenatal testing results. Different countries adopt testing practices conforming to
national committees reviewing available evidence and na-
Keywords Down Syndrome . Trisomy 21 . Prenatal testing . tional screening statistics. Guidelines for best practice
Screening practices . Genetic counseling therefore evolve differently in different healthcare systems.
Testing practices vary between countries with respect to what
tests are offered, insurance coverage, pre-test counseling and
Introduction the legal situation for terminating affected pregnancies.
More and more genetic counselors work in countries
Down Syndrome is the most common genetic cause of other than their country of origin (or training) and might
learning disability with a frequency of about 1 in 700 therefore be exposed to testing practices that differ from
births. It is caused by an extra copy of chromosome 21. A those the genetic counselor is familiar with. In addition,
correlation with increased age of the mother is well patients are becoming more knowledgeable about testing,
documented (Penrose 1933; Cuckle et al. 1987). As a result either through the internet or by temporarily living abroad,
of this high prevalence, testing for Down Syndrome and might request tests they have heard or read about.
constitutes the major work load of genetic counselors in Knowledge of testing practices not only locally but on a
more global level can therefore help genetic counselors to
D. Tapon (*) be better prepared and better respond to such requests. A
Centre for Fetal Care, Queen Charlotte’s and Chelsea Hospital,
careful analysis of the relative merits/failings of each
Du Cane Road,
London W12 0HS, Great Britain system may also aid those involved in developing testing
e-mail: d.tapon@imperial.ac.uk pathways and guidelines.
Tapon

This article compares several aspects of testing for Down in the 1980s with the discovery that alpha-fetoprotein
Syndrome in two countries: the situation in the United (AFP) levels in maternal blood showed different patterns in
Kingdom (UK) will be compared to practices in the United normal pregnancies versus those affected with chromosom-
States of America (USA). A case of an American patient al abnormalities (Merkatz et al. 1984; Cuckle et al. 1984).
who had testing in the UK and was seen by a genetic AFP was already known to be a marker elevated in
counselor who had worked in both countries will be pregnancies affected by neural tube defects (Cowchock
presented to highlight some of the differences. and Jackson 1976) and as such was widely used until
diagnosis of neural tube defects by ultrasound scanning
became more accurate (Norem et al. 2005). Further research
Prenatal Testing for Down Syndrome into Down Syndrome screening added serum human
chorionic gonadotrophin (hCG) (Bogart et al. 1987),
Historical Considerations followed by unconjugated estriol (UE3) (Wald et al.
1988). All three hormones were traditionally measured in
Two types of testing modalities for Down Syndrome are the second trimester.
available: screening and diagnostic tests. Screening tests In the early 1990s, a search for tests that could be carried
identify fetuses at high risk for this disorder using certain out earlier in gestation led Professor Kypros Nicolaides to
ultrasound and/or serum biochemical markers with varying the discovery that fetal nuchal translucency (NT) thickness,
false positive and false negative rates. Diagnostic testing leads which can be measured by ultrasound scanning in the first
to generally reliable positive identification of affected fetuses trimester (10–13 weeks of gestation), allowed the identifi-
but can currently only be achieved by invasive testing, such as cation of Down Syndrome pregnancies: initial studies in
chorionic villus sampling (CVS) or amniocentesis. For CVS, high risk patients (i.e. of advanced maternal age, or with
generally carried out between weeks 11 to 14 of gestation, previous chromosomal abnormality) estimated a high
tissue from the placenta is removed for testing. Amniocentesis detection rate (DR—proportion of affected pregnancies that
is performed after 15 weeks; amniotic fluid is aspirated and are screen positive) of over 80% at a 5% false-positive rate
fetal cells recovered for chromosome analysis. Both diagnostic (FPR—proportion of unaffected pregnancies that are screen
tests carry an increased risk of miscarriage, usually quoted as positive) (Nicolaides et al. 1994).
approximately 1–2% (Tabor et al. 1986; Jackson et al. 1992). More recent additions to the serum markers include
Screening for Down Syndrome to determine those at pregnancy associated plasma protein A (PAPP-A) in the first
high risk was historically only carried out by recording the trimester (Wald et al. 1992; Bersinger et al. 1995) and
mother’s age and offering diagnostic testing to a certain inhibin, another second trimester marker (Dalgliesh et al.
group, i.e. those over age 35. However, such testing detects 2001). Some laboratories began adding different markers
only 30–50% of fetuses with Down Syndrome (depending together, giving rise to the combined test (NT, PAPP-A and
on the cut-off age for offering diagnostic testing) and will hCG in the first trimester) or Integrated testing (a combina-
lead to the loss of many healthy fetuses through invasive tion of first and second trimester markers). Table 1 gives a
testing (Cuckle et al. 1987). Biochemical screening started summary of the most commonly used screening tests.

Table 1 Comparison of Screening Tests

Marker: Detection Rate False positive Rate


(DR) (%) at 5% FPRb (FPR) (%) at 85% DRb
1st trimester 2nd trimester
(taken at 11weeks) (taken at 14–20weeks)

Test (with maternal age): NT PAPP-A hCGa AFP hCGa UE3 inhibin

NT √ 70 15
Combined √ √ √ 86 4.3
Double √ √ 71 13
Triple √ √ √ 77 9.3
Quadruple √ √ √ √ 83 6.2
Serum Integrated √ √ √ √ √ 87 3.9
Integrated √ √ √ √ √ √ 94 0.9
a
hCG can be measured in either the first or the second trimester
b
Wald NJ, Rodeck C, Hackshaw AK, Rudnicka A (2004) SURUSS in perspective Br J Obstet Gynaecol 111, 521–31
Prenatal Testing for Down Syndrome in the UK and USA

Other screening approaches have recently been suggested 05 women be offered a screening test with at least a 60%
to improve screening performance: In stepwise sequential detection rate (DR) at a 5% false positive rate (FPR—
screening, women with a positive first trimester screening proportion of unaffected pregnancies that are screen
result are directly offered CVS, with the remainder continuing positive) (Model of Best Practice 2003). The best practice
to second trimester serum screening that is combined with the model also called for a continuing improvement in
first result to identify further high risk women to improve screening, aiming for a detection rate of greater than 75%
detection rates (Benn et al. 2007). In contingency screening, at a false positive rate of less than 3% by 2007. These
second trimester testing is contingent on first trimester guidelines were supported by the Genetics White Paper
results: women with a high risk first trimester result are (2003), National Institute of Clinical Excellence guidance
offered diagnostic testing, those with a very low risk are (NICE guidance 2003) and the Maternity Services’ Nation-
reassured, while only those with an intermediate result al Service Framework (National Service Framework for
continue to have second trimester serum testing. This Children Young People and Maternity Services 2003).
approach is estimated to allow the majority of women to Currently, the type of screening test offered is still
complete screening in the first trimester (Wright et al. 2004). subject to regional variation (see http://fetalanomaly.screen
Several ultrasound markers are currently studied for their ing.nhs.uk/localscreening for a comparison map). Not every
usefulness in improving first trimester screening perfor- unit is, for example, able to offer Nuchal Translucency
mance. These include measurement of the fetal nasal bone scanning due to a shortage of correctly trained ultrasound
(Cicero et al. 2001) and increased resistance in the ductus sonographers or ultrasound machines. However, Health
venosus (Borrell et al. 2005). However, the usefulness of Trusts (public hospitals) are actively aiming to implement
these markers for screening on a population level is still screening tests that comply with the detection and false
being investigated (Malone et al. 2004; Senat et al. 2003). positive rates recommended by the National Screening
Prenatal testing for Down Syndrome is currently available Committee guidelines.
in many countries, however testing practices differ consider- Since May 2007, invasive testing is generally only
ably (for a comparison of European countries see Boyd et al. offered to those found to be in the high risk group after
2008). Testing in the United Kingdom and the USA will be screening. Amniocentesis by maternal request (i.e. after low
compared in some detail in the following paragraphs. risk result or without prior screening) is no longer funded
by the National Health Service (NHS—the government
Testing Practices in the United Kingdom (UK) organization responsible for public healthcare provision for
the majority of the British public) in line with the
For most of the 1990s, Down Syndrome testing offered to philosophy that age alone must not be used as a screening
pregnant women in the UK depended on hospital policy test and that all women receive uniform care regardless of
and stakeholder funding and was subject to local variation age. Women who are not in the high risk group but request
(Wald et al. 1999. A large survey initiated by the National diagnostic testing generally have to pay for this through
Screening Committee (NSC) in 2001 found large discrep- private funding.
ancies in the nature of tests, if any, being offered to patients In 2008, the National Screening Committee published
(National Screening Committee 2002). The Department of policy recommendations for 2007–2010 (Fetal Anomaly
Health issued guidelines in 2001 stating that all women Screening Programme Policy 2008). The updated model
should be offered screening regardless of age (DOH Chief recommends screening tests with a 90% detection rate and a
Executive Bulletin No. 84 2001). 2% false positive rate by 2010. This is to be achieved using
A Health Technology Assessment (HTA) review of the same NT and biochemistry markers as at present, but by
screening for Down Syndrome was published in 2003: the applying new methodologies like Repeated Measures
Serum, Urine and Ultrasound Screening study (SURUSS) (repeatedly measuring serum markers in the first and
(Wald et al. 2003). This prospective study of over 47,000 second trimester) and Cross Trimester testing strategies
pregnancies was the first to compare different screening (where ratios of serum marker levels measured in the first
tests and determine their efficacy, safety and cost- and second trimester are added as screening parameters)
effectiveness. The study was conducted in 25 maternity (Wald et al. 2006; Wright and Bradbury 2005). In order to
hospitals across the UK. SURUSS concluded that the achieve the new standards, cut-offs for offering invasive
Integrated test had the best detection and false positive testing are changed nationally from 1 in 250 to 1 in 150 for
rates while providing the best cost-effectiveness, followed first trimester screening and to 1 in 200 for second trimester
by serum integrated, combined and quadruple testing. screening.
Based on this report, the National Screening Committee Audit and monitoring for quality assurance are pivotal
published a model of best practice on screening for Down parts of the UK’s national screening program in order
Syndrome in November 2003, recommending that by 2004/ to continually improve the quality of the screening. The
Tapon

national screening committee recommends that all screen- Screening Committee states that AFP should not be offered
ing strategies are subject to external quality assessment. after first trimester screening because of its low specificity
This is provided free of charge through a service funded by and because the second trimester anomaly ultrasound scan
the Program Centre, the Down Syndrome Screening provides diagnostic testing for Neural tube defects
Quality Assurance Support Service (DQASS). (Programme statement on screening for trisomy 18 and 13
and neural tube defects 2007, NICE guideline 2008).
Testing Practices in the United States of America (USA)
Insurance Coverage
No national screening program exists in the USA. Until
recently, whether women below 35 years were offered Screening for Down Syndrome in the UK is generally
screening, mostly consisting of second trimester screening, covered by the National Health Service (NHS). National
depended on their hospital and what state they lived in guidelines set by the National Screening Committee ensure
(Egan et al. 2002). Women of 35 years and above were a certain standard of tests (see model of best practice
considered high-risk and referred for diagnostic testing above). Occasionally, couples choose private screening
without prior screening. In 2007, the American College of which might give an earlier result due to earlier testing or
Obstetricians and Gynecologists (ACOG) published guide- faster turn-around times or which might be more accurate
lines recommending screening for all women regardless of due to more parameters being measured than in tests
age (ACOG Practice Bulletin No. 77, 2007a). This was offered locally on the NHS. They generally pay out of
based in part on results of the FASTER (First and Second pocket for these tests. Private clinics offer a range of
Trimester Evaluation of Risk) trial, a US study similar to screening and diagnostic testing. Once a woman is
SURUSS that compared different screening tests (Malone identified as high risk by NHS or private screening, she
et al. 2005). The prospective FASTER study included over has the option of diagnostic testing on the National Health
38,000 pregnant women in 15 centres in the United States. Service at her local hospital.
Like SURUSS, it concluded that a combination of first and Free government funded healthcare in the US is
second trimester screening, such as by (serum) integrated or currently generally only available to those on low income
stepwise sequential testing is the best screening approach, (through Medicaid) or those over age 65 (via Medicare).
followed by combined testing. Further analysis of the data Most people purchase health insurance either by buying
suggested that contingent screening is the most cost- into a group insurance plan, provided through their
effective test (Ball et al. 2007). employer, or by buying individual health insurance. There
The database produced by this large trial allowed further is a wide variety of healthcare plans and they differ widely
research: In a separate publication, the FASTER consortium in cost and coverage. Most American insurance companies
published that, in the USA, fetal loss rates after mid- pay for some type of Down Syndrome testing, but what
trimester amniocentesis seemed considerably lower than testing is covered depends on the insurance. For example,
previously assumed (Eddleman et al. 2006). The study some only pay for prenatal testing in women over age 35.
found a miscarriage rate of 0.06% (1 in 1600) after invasive Some insurance companies may require a referral from a
testing, with no significant increase in the group of women primary care provider or health plan. Some plans only pay
who had amniocentesis versus the control group. for diagnostic testing once screening gives a high risk
The American College of Obstetricians and Gynecolo- result, while others might cover it without the need for prior
gists guidelines suggest that women should not be told they screening. Depending on the insurance, a co-pay or
are ‘high risk’ or ‘low risk’ after screening, but be given deductible may apply.
their individual risk assessment so they can decide for
themselves if their results justify invasive testing. In Counseling
contrast to guidelines in the United Kingdom, the American
College of Obstetricians and Gynecologists and the Pretest counseling should give detailed information about
American College of Medical Genetics state that all women Down Syndrome and explain the voluntary nature of all
should have the option of diagnostic testing (ACOG testing, the difference between screening and diagnostic
Practice Bulletin No. 88, 2007b; Driscoll et al. 2008). tests, the testing pathways for screen-positive and screen-
Also in contrast to the United Kingdom, both American negative results and the decisions necessary at each step,
College of Obstetricians and Gynecologists and American the sensitivity (detection rate) and false-positive rates of the
College of Medical Genetics guidelines recommend that available screening test and the benefits and risks associated
women who had first trimester screening should still have with invasive diagnostic testing, as well as the possibility
the option of alpha-fetoprotein (AFP) testing for neural tube that other chromosomal abnormalities might be detected
defect screening in the second trimester. The UK’s National with CVS or amniocentesis (NICE guidance 2008; Kobelka
Prenatal Testing for Down Syndrome in the UK and USA

et al. 2009). Options with regards to continuing or ending Act permits termination of pregnancy where two medical
an affected pregnancy should also be presented. Written practitioners acting in good faith agree that:“...there is a
information can aid in giving this information, but a substantial risk that if the child were born it would suffer
discussion with the primary care provider, obstetrician, from such physical or mental abnormalities as to be
midwife or similar health professional should follow to seriously handicapped” (Clause E). The Abortion Act does
answer any questions the patient might have. not define “serious handicap” but most physicians would
In the UK, women are generally counseled about consider Down Syndrome as such, though considerable
prenatal testing options by their General Practitioner (GP) variability exists between the most severe cases and milder
or midwife. Most National Healthcare Service Trusts forms of the disorder. Prenatal diagnosis of Down Syn-
employ specialty midwives or screening coordinators to drome does not enable a prediction of the severity.
counsel women who have a high risk screening result and For conditions considered less serious, termination can
this is covered by the NHS. Genetic counselors generally be carried out under Clause C of the Abortion Act (1(a)) if
only become involved once a diagnosis of a chromosomal the pregnancy is less than 24 weeks and “...the continuance
abnormality has been made: A referral will then be made by of the pregnancy would involve risk, greater than if the
the attending obstetrician or pediatrician to the regional pregnancy were terminated, of injury to the physical or
genetic centre. A genetic counselor then meets with the mental health of the pregnant woman or any existing
couple to discuss the options (caring for the baby, children of her family” (Human Fertilisation and Embryol-
termination in case of prenatal diagnosis, adoption) and ogy Act 1990). The Royal College of Obstetricians and
provide support. The genetic counselor also explains the Gynaecologists (RCOG) advises doctors to offer termina-
inheritance of Down Syndrome, recurrence risks and future tion for abnormalities where abortion falls within the
testing and supports the woman through her next pregnancy grounds of the Abortion Act (Royal College of Obstetri-
as well as arranging any testing required. cians and Gynaecologists 1996).
In the United States, most of the prenatal counseling for Abortion for serious abnormalities in the UK is therefore
high risk patients is undertaken by genetic counselors. legal at any stage of pregnancy. When second trimester
Women of advanced maternal age are generally referred for screening was the main screening modality before the
genetic counseling to discuss testing options and this will introduction of newer first trimester screening tests,
be covered by most insurance policies. Some obstetricians prenatal diagnosis of fetal abnormalities usually happened
counsel their own patients and order screening themselves, in mid-pregnancy. This is still the case where second
referring to genetic counseling in the case of a high risk trimester ultrasound findings prompt diagnosis of chromo-
result. The majority of genetic counselors in the US work in somal abnormalities. The majority of terminations for fetal
prenatal settings (National Society of Genetic Counselors abnormalities have therefore traditionally been carried out
Professional Status Survey 2006). In addition, like in the in the second trimester, sometimes after the fetus has
UK, genetic counselors might be involved once a positive reached viability (Government Statistical Service 2005). In
diagnosis of Down Syndrome has been made, supporting the United Kingdom, abortions after 22 weeks for fetal
the patient through the necessary steps of decision-making abnormalities are generally carried out in tertiary referral
and adjustment. centers by feticide with intracardiac potassium chloride
injection followed by induction of labor (Royal College of
Legal Considerations for Termination of Pregnancy (TOP) Obstetricians and Gynaecologists 2001). These procedures
are covered by the National Health Service.
A European study suggests that almost ninety percent of In the United States, abortion is theoretically legal since
couples who are given a prenatal diagnosis of Down the landmark ruling of Roe vs. Wade in 1973 by the US
Syndrome decide to end the pregnancy (Boyd et al. Supreme Court (Roe vs. Wade 1973; Alan Guttmacher
2008). Similar statistics were reported in previous interna- Institute 1997). The right for termination of pregnancy was
tional studies (Mansfield et al. 1999). However, couples considered part of a constitutional right to privacy.
who feel they would continue a pregnancy with Down However, the Supreme Court gave individual states the
Syndrome often decline prenatal testing, especially invasive right to restrict abortion after viability (around 22–25 weeks
diagnostic tests, as they feel there is no reason to jeopardize of gestation). Most states have restrictions on second
the pregnancy (van den Berg et al. 2005a; Kobelka et al. trimester abortions and outlaw it in the third trimester,
2009). although some make exceptions where continuing the
The legal situation concerning termination of pregnancy pregnancy might pose a risk to the woman’s life or health
for fetal abnormality differs between countries (Boyd et al. (Alan Guttmacher Institute 2008a). The definition of
2008). In England and Wales, termination is regulated by “health” varies by state and might include physical or
the Abortion Act (1967). Section 1(1)(d) of the Abortion mental health.
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Fetal abnormality is not specifically addressed by the associated risk of miscarriage, and would potentially reduce
Court’s ruling and is assumed to be included in the the costs associated with invasive testing. Another advan-
provisions for the physical and mental health of the pregnant tage is the possibility raised by some early studies that non-
woman. The American Medical Association (AMA) recom- invasive testing could be carried out much earlier in
mends that serious fetal anomalies incompatible with life gestation than traditional prenatal testing, giving parents
should be the only reason to perform abortions in the third more time to prepare for a baby with Down Syndrome or
trimester, arguing that abortion for the health of the mother is allowing earlier termination (Illanes et al. 2007).
rarely necessary in the third trimester when delivery of the While initial studies examining fetal cells in maternal
baby is an alternative (American Medical Association policy blood were not very successful, more recent research into
H-5.982 2008a). free fetal DNA shows promise (Bianchi 1999; Lo et al.
Reality shows that, in general, in the USA access to 1997; Chitty et al. 2008). Determining fetal sex from a
abortion is very restricted due to a shortage of trained maternal blood sample is already used, for example to
physicians, few hospitals offering abortion and limited detect X-linked conditions affecting male fetuses (Finning
insurance coverage. Many states prohibit the use of state and Chitty 2008). If the baby is determined to be a girl, no
funds (for those on Medicaid) and there has been a ban on invasive diagnostic testing is needed. This testing method-
using federal funds for abortion unless the procedure is ology already avoids 40–50% of invasive tests in carriers of
necessary to save the woman’s life or the pregnancy is due X-linked conditions. Many scientists in the field of non-
to rape or incest (Alan Guttmacher Insitute 2008b). invasive prenatal diagnosis believe that similar non-
In the USA, late-term abortions were often carried out invasive testing could be available for Down Syndrome
through ‘intact dilatation and extraction’, a procedure called within the next 5–10 years (Lo et al. 2007; Fan et al. 2008).
‘partial birth abortion’ by the anti-abortion community However, there are important ethical and social issues to
(Gans Epner et al. 1998). A ban on ‘partial birth abortion’ consider, should non-invasive testing become wide-spread.
in 2003 by President George W Bush and upheld in 2007 Ethical concerns about easy to access prenatal diagnosis for
by the US Supreme Court leaves few safe alternatives for a wide variety of conditions include those voiced by
third trimester abortion according to the American College disability rights advocacy groups and the ‘slippery slope
of Obstetrics and Gynecology (ACOG 2007c). Some argument’: if it is justified and routine to have non-invasive
medical professionals also fear that the Unborn Victims of testing and subsequent termination for serious conditions,
Violence act could lead to a ban on abortion in the US, would this eventually lead to a relaxation of ethical
although the bill exempts abortion with consent of the standards, such that early pregnancy termination for minor
mother. This act was passed by Congress in 2004 and conditions or for example if the baby is not of the desired
considers a “child in utero” a legal victim of crime, gender might become acceptable?
allowing prosecution of anybody killing such an unborn Newson (2008) argues that the simplicity of non-invasive
child (Unborn Victims of Violence act 2004). prenatal testing would require careful considerations about
In practical terms, access to abortion for fetal anomalies patient consent. Women would need access to unbiased
after 22–24 weeks in the US is extremely restricted. Thus, information and time to think about the implications of such
American couples often have to make a decision within a testing before consenting. A study examining health practi-
few days after a midtrimester diagnosis of anomalies, tioners’ views highlights potential differences in the neces-
leaving no options if the diagnosis is made after 24 weeks. sary quality and quantity of pre-test counseling when
comparing invasive and non-invasive tests (van den Heuvel
Future considerations: Prenatal Testing Through et al. 2009). Informed choice might be difficult to achieve
Non-Invasive Methods when applying a simple, virtually risk-free, test on a
population level (Schmitz at al 2009). This could lead to
While screening tests for Down Syndrome are becoming couples receiving information they would retrospectively
more accurate thanks to new serum or ultrasound markers have preferred not to have or to feeling pressured to be tested.
and different analysis modalities (Nicolaides et al. 2007; Pretest counseling should therefore be a vital part of
Wald et al. 2006), they will likely never reach diagnostic introducing such testing to guarantee autonomous decision
value. However, recent advances in non-invasive diagnostic making and beneficence of testing. Couples would need to
testing suggest that testing for Down Syndrome might look understand the condition being tested for, the voluntary
very different 10 years from now (Wright and Burton nature of the test, the sensitivity of the test, and their
2009). Many groups are investigating the possibility of options once a positive result has been identified: as the
accessing fetal DNA from maternal blood through simple condition is not curable, the choice is between continuing
phlebotomy. This would obviously be hugely attractive as it or terminating the pregnancy. There should also be enough
would forego the need for invasive testing with the time between counseling and testing, so couples can
Prenatal Testing for Down Syndrome in the UK and USA

consider the issues at stake before deciding on testing. For Case Presentation
many couples this might be the first time they consider
issues surrounding living with a child with a disability, and Marianne, a 37 year old American currently living in
it is likely that the need for information or support in England, was pregnant for the second time. Her first
deciding about testing will vary between couples. pregnancy had ended in a spontaneous miscarriage at
Newson (2008) also raises the question of who should 12 weeks. As she was living and working in London and
regulate such testing. While current prenatal diagnosis is registered with a local General Practitioner, she qualified
tightly controlled by clinical services, given the risky and for having her antenatal care on the National Health Service
specialized methods required, a simple blood test could be (NHS). The General Practitioner referred her to her local
more difficult to regulate. Guidelines would be needed, London hospital. Marianne was aware of her age-related
such as those by the American College of Obstetricians and risk for Down Syndrome (approximately 1 in 200) and felt
Gynaecologists on sex selection which opposes termina- quite concerned about the possibility of having a baby with
tions following gender determination for personal reasons Down Syndrome. The Down Syndrome screening test
(ACOG 2007d). Private companies might see an attractive offered to her through the National Health Service was
market in offering diagnosis of fetal abnormalities from a combined testing (Nuchal Translucency (NT) scan plus
simple blood test. Already in the USA, there is a growing hCG and PAPP-A testing in the first trimester). This had
market of direct-to-consumer genetic testing companies, recently been introduced regionally for women over 35.
which allow individuals to send in a saliva or finger prick After reading the national leaflet about Down Syndrome
sample and report a result directly to the individual. No testing and some leaflets provided by the hospital that had
health professional needs to be involved in such testing, been sent to them, Marianne and her husband decided
raising concerns about whether individuals have the ability against the NHS test. They instead enrolled in the more
to interpret results and how they will deal and cope with accurate Integrated test (NT scan and PAPP-A, plus hCG,
potentially life-affecting genetic information. A recent AFP and estriol in the second trimester) offered as a private
policy statement by the American Medical Association on service at her hospital. Marianne’s Integrated test came
direct to consumer testing recommended that genetic testing back with a low risk of 1 in 1300 and she was informed of
be carried out under the supervision of a healthcare this by letter, which included a statement that it was
professional to ensure proper counseling of patients unlikely that her baby would have Down Syndrome.
(American Medical Association 2008b). At Marianne’s detailed anomaly scan at 21 weeks, the fetus
Organizations such as SAFE (Special Non-Invasive was identified as having short femurs, a ‘marker’ for Down
Advances in Fetal and Neonatal Evaluation Network), an Syndrome. A marker for Down Syndrome is a generally
international project funded by the European commission, benign ultrasound finding, the presence of which can,
support research not only of the scientific aspects of non- however, increase the chance of a chromosomal abnormality
invasive prenatal testing but also into the ethical questions (Smith-Bindman et al. 2001). Marianne was referred to the
raised (Chitty et al. 2008). local fetal medicine unit, where she was re-scanned: the baby
Also, should direct to consumer testing become looked normal expect for this one marker. Marianne was
available for prenatal tests in the USA, women might seen by a fetal medicine specialist and informed that this
request more choice about their pregnancies: termination finding slightly increased her chance for Down Syndrome,
of pregnancy for fetal abnormality would have to be more but because of her low integrated test result she was still in
readily available, particularly for women without health the low risk group. Nevertheless, according to the depart-
insurance. ment’s policy the fetal medicine specialist offered the couple
amniocentesis. Weighing up the low chance of Down
Summary of Testing Practices Syndrome versus the risk of miscarriage with amniocentesis
the couple decided against invasive testing.
In Summary, although there are many similarities between The baby was born at term by caesarean section due to
testing modalities in the United Kingdom and the United fetal distress. After birth, the midwife noticed some unusual
States of America, with for example similar tests used for features in the baby and the attending pediatrician con-
screening and diagnosis, there are important differences firmed a suspicion of Down Syndrome. A blood sample
regarding national guidelines, availability of diagnostic was taken from the baby and sent to the regional
tests and the legal situation for termination of pregnancy. cytogenetics laboratory. A rapid diagnosis of Down
Table 2 shows a comparison of the health systems and Syndrome was confirmed by QF-PCR (quantitative fluo-
testing practices. The following case will illustrate some of rescent polymerase chain reaction), a test examining the
these differences and highlight their impact on genetic quantity of molecular markers on chromosome 21 (Von
counseling practice. Eggeling et al. 1993). Cell culturing was carried out and a
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full chromosome count (karyotype) of all chromosomes

serious” fetal abnormalities,

Restrictions in second/third
trimester by state; practical
showed standard trisomy 21. The pediatrician organized a

Legal at any gestation for

by referral to local fetal

Pre-test: obstetricians, Legal in first trimester,


referral to the hospital’s genetic counselor to discuss the
Termination for fetal

genetics of Down Syndrome.


When the genetic counselor met with the couple they

medicine unit

restrictions
seemed somewhat hostile. Discussing their options, they
abnormality

declined giving the baby for adoption stating they now felt
committed to their baby. The genetic counselor asked if
they had any questions about the screening process or why
midwives, screening
general practitioners

it had not been picked up that the baby had Down


Counseling provision

genetic counselors

genetic counselors
Pre-test: midwives,

Post-test: specialty

(obstetricians) Syndrome. The couple immediately expressed frustration


co-ordinators

with the screening test, stating that they would have


terminated the pregnancy had they known the baby had
Post-test:

Down Syndrome. A long discussion ensued about detection


rates, screening methods and policies for offering amnio-
Table 2 Comparison of Health Systems and Testing Practices for Down Syndrome in the United Kingdom and United States of America

centesis. The couple felt that—although amniocentesis had


been mentioned—it had not been presented as a justified
Regional variation, 2009 Available after high risk

Choice of first or second Offered to all women,

choice considering their ‘low risk’. They seemed particu-


screen result (2009
cut-off: 1 in 250)

trimester or combination may depend on

larly frustrated about the fact that diagnostic testing would


Diagnostic tests

have been offered to them directly in the United States


insurance

because of Marianne’s age, without prior screening—which


in this case had given them a false sense of security. The
genetic counselor tried to explain the rationale for
performing population-wide screening rather than using
trimester screening tests,
detection rate of >75%
with false positive rate
standards recommend

age alone: improved detection rates and lower screen


of first and second

positive rates, with fewer miscarriages after invasive


may depend on

testing. However, the genetic counselor had trained and


Screening tests

worked in the US herself and she was familiar with the


insurance
of <3%

practice of offering women over age 35 diagnostic testing


directly. She sensed that this couple might have felt they
could easily have avoided the birth of a disabled child, had
their pregnancy care been in the US. She revealed her
free of charge via NHS

variations according to

knowledge of prenatal testing practices in the US and felt


that this made the couple open up and develop some trust in
Local tests available

Tests dependent on
Insurance coverage

her. There was a sense that the couple did not need to
insurance plan

‘explain themselves’ but that the genetic counselor under-


insurance,

stood the testing practices back home, and consequently


understood the couple’s frustration and anger about the UK
system.
The couple was concerned about their risk of recurrence.
on low income or over age

Having had a miscarriage previously and having read on


healthcare only for those
based healthcare, Public
Mostly private insurance

the internet that pregnancies with Down Syndrome have a


system: the “NHS”

higher frequency of miscarriage, they requested their


Healthcare System

(National Health
Public healthcare

chromosomes be tested to check for chromosome trans-


locations that would increase their chance of another
Service)

pregnancy with a chromosomal abnormality. The genetic


counselor informed them that parental karyotyping was not
65

indicated in their case as the baby had standard trisomy 21,


which is not inherited. The previous miscarriage was
United States
of America

unlikely to be related to the chromosome findings in this


Kingdom

baby. Indeed, parental karyotyping would therefore not be


(USA)
(UK)
United

funded by the National Health Service. However, knowing


about the different health care system in the US, the genetic
Prenatal Testing for Down Syndrome in the UK and USA

counselor offered that chromosome testing could be ordered insurance. This leads to a wide variety in the type of testing
privately, if the couple felt a normal result would reassure offered. Patients will get the choice between first trimester
them. Private testing could be arranged either through the or second trimester screening or diagnostic testing. The
regional cytogenetics centre or through a private laboratory. recent American College of Obstetricians and Gynecolo-
Feeling validated in their concern but now understanding gists’ guidelines appear to have produced a gradual change
the scientific basis of why parental chromosome testing was in practice with the majority of obstetricians nowadays
not offered, the couple declined further testing. offering first trimester screening for Down Syndrome
The genetic counselor discussed testing in any future (Driscoll et al. 2009). However, while some insurance
pregnancy. The couple was glad to learn that CVS or plans cover all tests, others will only pay for certain testing.
amniocentesis would be offered to them even in the UK Dependent on their health insurance, some women in the
now in any future pregnancy as having a previous baby US might therefore forego testing for Down Syndrome
with Down Syndrome slightly increased their chance (to altogether or be denied their test of choice (such as, for
approximately 1%) of having another pregnancy with this example, amniocentesis for a woman under 35) if this is not
condition (Warburton et al. 2004; Morris et al. 2005). covered by their insurance.
When reflecting about this case, the genetic counselor In contrast, in the UK, a national program aims to
sensed that her experience of prenatal testing practices in guarantee access to a uniform screening program with an
the US had helped her connect with this couple who felt let agreed level of quality for all pregnant women free of
down by the screening process in the UK. Being used to charge on the National Health Service. The national
different screening practices, which in this case would have screening program aims to be fair and cost-effective. While
avoided the birth of a child with Down Syndrome, the there is still regional variation in Britain in regards to what
couple had not understood the rationale for testing practices type of screening is offered, the national program ensures a
in the UK until after the birth of their child. While at the certain standard is met. A comparison with other countries
same time validating their doubts and frustrations, the with a public healthcare system, such as Canada for
genetic counselor was able to use her experience in the US example, would be interesting, to look for similarities with
to sensitively explain UK policies and compare them to the English system.
practices in the USA. This allowed her to develop a better
relationship with her American clients. The open discussion Screening Tests
facilitated the first steps towards the couple accepting their
situation. When looking at the different screening tests, could a
particular screening modality be judged ‘best’? Obviously
there are many aspects to consider when trying to compare
Discussion screening tests. These include gestation at time of result,
detection and false positive rates, cost effectiveness, ease of
Internationally, the introduction of antenatal screening has administration and patient acceptance. First trimester
led to a reduction in live-births of Down Syndrome screening also relies on the availability of early diagnostic
(Khoshnood et al. 2004; Cheffins et al. 2000) or to at least testing (CVS) for screen-positive results. The UK program
counter the effect of increasing maternal age with associ- favors combined first trimester testing over the more
ated rising prevalence of Down Syndrome pregnancies accurate Integrated test (NICE guideline 2008) partly due
(Dolk et al. 2005). Similar findings were reported from the to its easy one-step administration and fear over non-
UK (Morris 2009) and US (Egan et al. 2004). compliance for the second blood test that is required with
Although the testing methodologies per se are largely the Integrated testing. In addition, Integrated testing has been
same in many countries, the implementation of the testing judged ethically problematic, as first trimester results are
methods by the different healthcare systems leads to not disclosed until completion of the second step (Sharma
important differences in patient experience, as exemplified et al. 2007). However, one study found that many women
in the presented case, with implications for genetic seem to prefer the most effective and safe screening test
counseling practice. over earlier results (Bishop et al. 2004). A recent audit by
two London hospitals showed that Integrated testing works
Testing Practice well on a population level (Wald et al. 2009). Contingent
(first and second trimester) screening has been suggested to
Screening Program be the most cost-effective screening test (Ball et al. 2007;
Gekas et al. 2009). This test discloses first trimester results
In the United States, no national program exists and testing when they are very high or very low risk, with only those
seems more determined by individual preference and health with an intermediate risk referred for second trimester
Tapon

screening that is then combined with the first trimester has not included this new evidence into their updated
result. However, accuracy, practicality and patient accep- standards. The UK’s national program emphasizes the
tance of this screening pathway on a population level need fairness of the screening program where, by adhering to
to be assessed. national guidelines, every woman should be treated equally.
For this reason, the UK system uses fixed cut-offs which
Second Trimester Ultrasound also enable audit to follow the detection and false-positive
rates of the national screening program. Evaluation of the
Some controversy still exists over the role of second program happens on a population level. In the US, more
trimester ultrasound in screening for Down Syndrome. emphasis is placed on the individual choice of the woman,
The UK gives clear guidelines regarding the use of ‘soft’ who can decide if a particular screen result warrants
ultrasound markers (such as echogenic bowel, short long invasive testing based on her personal values.
bones, intracardiac echogenic focus, and dilated renal Cost-effectiveness will be a contributing factor in the
pelvis) for Down Syndrome risk assessment (NICE offer of diagnostic testing. The UK’s program is funded by
guidance 2008): detection on routine anomaly scan of two the National Health Service and might therefore favor
or more soft markers for Down Syndrome should prompt cheaper screening tests over the more expensive invasive
referral to a fetal medicine center, who can consider the tests, accepting that due to the false-negative rate of
offer of diagnostic testing based on the ultrasound finding, screening some pregnancies with Down Syndrome will be
the woman’s history and her prior risk. Similarly, the missed. However, one recent cost utility analysis suggests
American College of Obstetricians and Gynecologists that invasive testing is cost-effective when CVS or
guidelines (2007b) recommend that, because of the lack amniocentesis are offered to all women, even ‘low-risk’
of standardized measurements and the current variability in women, if one factors in women’s preferences and possible
diagnostic strength of ultrasound, risk adjustment based on outcomes expressed as quality-adjusted life years (Harris et
soft ultrasound findings be restricted to expert centers. al. 2004). Further research into this topic could potentially
Although second trimester ultrasound might increase the lead to a change in practice.
detection rate of prenatal screening for Down Syndrome, it Another reason to lower screen-positive rates or avoid
has also been shown to increase the false-positive rate (Krantz labeling results as ‘high risk’ is the psychological response
et al. 2007; Benacerraf 2005). Overall, the accuracy of of women to their screen result. Receiving a high risk result
second trimester ultrasound scanning (the ‘genetic sono- leads to considerable anxiety, that may even last until after
gram’) for the detection of Down Syndrome is still unclear a negative result from diagnostic testing, and to temporary
and caution is needed when modifying risk after ultrasound loss of bonding with the pregnancy (Green et al. 2004;
(Smith-Bindman et al. 2007). In addition, care needs to be Georgsson et al. 2006).
taken for psychological reasons when counseling patients
about ultrasound findings: it has been suggested that Patient Autonomy and Informed Consent
ultrasound findings lead to higher patient anxiety than
maternal serum screening or age-based risk assessment The UK system only offers a diagnostic test to those who have
(Hoskovec et al. 2008; Weinans et al. 2004). Whether been deemed ‘high risk’ through prior screening and could
patients are able to make an informed decision about therefore be criticized as denying women the autonomy of
invasive testing after ultrasound findings therefore needs to deciding for themselves if they wish to pursue diagnostic
be considered (see below for issues on informed consent). testing (Alfirevic 2009). Who decides what is more
acceptable: missing affected cases or losing healthy fetuses
Offer of Diagnostic Test due to invasive testing? Should this decision be left to
couples or to policy-makers? Many factors could determine
Much emphasis has been placed on lowering the false- a woman’s risk perception, such as already having healthy or
positive rate of screening in order to reduce the number of disabled children, fertility issues, her own age at the
invasive tests with the associated risk of fetal loss. More pregnancy and the perceived severity of the condition.
recent studies suggest a smaller risk of miscarriage Whether to have amniocentesis or not depends on these
associated with amniocentesis than the 1% generally personal factors and values, and the decision varies accord-
quoted, even as low as 0.06% (Eddleman et al. 2006; ing to social and familial context (Kupperman et al. 2000;
Seeds 2004; Nassar et al. 2004; Mujezinovic and Alfirevic Learman et al. 2003). Likewise, the uptake of amniocentesis
2007). Considering these more recent figures, one could shows substantial regional variation (Khoshnood et al. 2004)
argue that diagnostic testing could be offered more widely and seems lower in certain ethnic groups (Ford et al. 1998).
and be each woman’s individual choice, as is practice in the It also depends on the screening result (Mueller et al. 2005).
USA. However, the UK’s National Screening Committee A theoretical study by Zikmund-Fisher et al. (2007) showed
Prenatal Testing for Down Syndrome in the UK and USA

that women are more likely to decide for amniocentesis if Berg et al. 2005b). Post-test counseling for high risk results
their risk was labeled ‘high risk’ than when they were given is provided by specialist midwives or screening coordina-
the result without label. Labeling a result as ‘low’ or ‘high’ tors, but at this point some women are not even aware they
risk does therefore appear to influence women’s decision on had a test for Down Syndrome or what a screening test is,
invasive testing. so considerable explanation might be needed in some cases.
Considering the personal factors that influence the decision Genetic counselors are in a unique position to provide
concerning amniocentesis, one could argue that all women prenatal testing counseling due to their specialist training
should have the option of diagnostic testing. Leaving women and communication skills (Resta et al. 2006). Genetic
to decide what level of statistical risk is acceptable to them counselors working in prenatal settings in North-America
without categorizing them as ‘high’ or ‘low’ risk might give play an important part in informing pregnant women of
them more autonomy, but it raises the question of whether the their choices regarding prenatal testing and aid in decision
majority of women are capable of taking such a decision (van making. Once a couple receives a ‘high risk’ result and
den Berg et al. 2005b). Many women do not make fully needs to consider the risks associated with invasive testing
informed choices about prenatal screening based on a and the implication of a positive result, a common question
detailed understanding and evaluation of all aspects involved, is: “What would you recommend?” Detailed client-centered
but instead might rely on recommendations by significant discussion about the benefits and risks of obtaining
others or health professionals (Green et al. 2004; Kobelka et information by diagnostic testing versus the uncertainty of
al. 2009). Some women might prefer to be told if their result not knowing can in those cases help couples come to a
is low risk, i.e. overall reassuring, or high risk and warranting decision that is right for them. Genetic counselors are
further testing. In addition, do societal pressures occasionally especially qualified to provide this type of non-directive
‘coerce’ women into having diagnostic testing? Does the UK counseling.
system, for example, pressure women to take up invasive But while ideally all couples should receive counseling
testing once they are labeled ‘high risk’, as this would be the before embarking on screening, due to time constraints and
expected pathway in the screening process? On the other job shortages, genetic counselors would not be able to see all
hand, does fear of litigation in the USA prompt more pregnant women for the same timely and intensive counseling
American physicians to offer amniocentesis than in the UK, that is currently mostly provided to ‘high-risk’ women. A
where lawsuits are less common? similar in-depth pre-test counseling discussion would prob-
ably facilitate the screening pathway for many couples. One
Counseling Provision possibility is to provide group sessions, written information
or computer-based materials that are accessible to all
Clearly, with such a confusing array of testing modalities and pregnant couples and give detailed information, thus allow-
decisions to be made along the testing pathway, appropriate ing reflection of the issues before testing.
counseling is paramount. Are the midwives and obstetricians Web resources have been developed that present informa-
who often provide this counseling sufficiently qualified and tion to patients and health care providers (for some UK
trained to do so? Earlier studies suggested that many resources see for example AnSWeR (http://www.antenataltest
obstetricians in the US did not feel adequately trained to ing.info/conditions.html), DIPEx (http://www.healthtalkon
counsel patients about prenatal testing issues (Cleary-Goldman line.org/) or Telling stories (http://www.geneticseducation.
et al. 2006) but this has apparently improved since the nhs.uk/tellingstories/)). However, giving truly balanced infor-
introduction of the American College of Obstetricians and mation about the condition(s) being tested for is difficult to
Gynecologists’ guidelines (Driscoll et al. 2009). achieve (Ahmed et al. 2007).
In England, most pre-test counseling is provided by the
General Practitioner or a midwife during the first antenatal Termination of Pregnancy
visit. Considering the pre-test discussion about testing for
Down Syndrome is part of a general discussion about One aim of screening programs for Down Syndrome is to
pregnancy and screening for other conditions such as give women and their partners the choice of ending the
hemoglobinopathies and infections (as described in the pregnancy. This choice will depend on the legal situation
national antenatal screening program, NICE guidance regarding termination of pregnancy which varies between
2008) one can imagine that there is often not much time countries. Looking at the frequency of termination for
for in-depth discussion or consideration of an individual Down Syndrome, recent research from Europe and Aus-
topic such as Down Syndrome. Some couples might tralia suggests that the majority of prenatally detected cases
therefore start the screening process with insufficient will be terminated in these countries (Boyd et al. 2008;
knowledge or awareness of the sensitivity, specificity or Cheffins et al. 2000). No current, comprehensive data exist
implications of such testing (Green et al. 2004; van den for the US and there will likely be regional variation.
Tapon

Khoshnood et al. (2003), for example, found socioeconom- the prenatal testing process, including after the diagnosis of
ic differences in the prevalence of Down Syndrome births an affected pregnancy. Their informative leaflets about
with ethnic minorities in the US being less likely to accept continuing or terminating an affected pregnancy are
amniocentesis and having higher rates of live Down distributed by many fetal medicine specialists to their
Syndrome births. Their research also found that US states patients. ARC also offers a telephone helpline that many
allowing public financing of abortion had lower rates of patients find extremely helpful (personal observation). In
live-births of Down Syndrome. the USA, national support groups helping parents after the
In the UK, the possibility of accessing abortion for loss of a baby include Bereaved Parents (http://www.
serious fetal abnormalities virtually without restrictions bereavedparentsusa.org/) or Compassionate Friends (http://
allows more time for consulting with family members, www.compassionatefriends.org/).
religious leaders or health professionals. It has been Overall, late terminations are fortunately extremely rare.
suggested that not setting a gestational limit for pregnancy Fetal abnormalities (including Down Syndrome) account
termination for fetal abnormality, as in the UK, might for about 1% of terminations overall in the UK (Human
actually in some cases reduce the number of terminations Genetics Commission 2004), with only about 0.05% of
carried out overall, as it allows more time for further terminations carried out after 25 weeks under Clause E
investigations and fetal evaluation to clarify the prognosis, (Paintin 1997). In the US, the Center for Disease Control
thus avoiding unnecessary terminations in the second (CDC) reports that 1% of abortions are carried out past
trimester (Dommergues et al. 1999). For many couples this 21 weeks (Centers for Disease Control and Prevention
complex decision presents the most difficult time of their 2005) but statistics about fetal abnormality are not reported.
lives and it incorporates many personal factors, such as The more recent move towards first trimester screening
family support, lifestyle, and cultural and religious values. allows earlier diagnosis of fetal abnormalities. Future non-
Although the legal framework for late abortions for Down invasive prenatal diagnosis could potentially already pro-
Syndrome exists in the UK, the ethical justification of late duce a diagnosis by 8–9 weeks of pregnancy. A first
termination is controversial, with some believing termina- trimester diagnosis of abnormality allows couples more
tion for serious abnormality is ethical at any point in time for preparation or earlier decision-making regarding
gestation (Paintin 1997) and others arguing that is should continuing the pregnancy. This could reduce the number of
be restricted to lethal conditions (Chervenak et al. 1999). terminations carried out in the second or third trimester of
Late termination also has serious implications from a pregnancy. Thus even couples in countries with restrictions
counseling perspective. Having a termination for fetal on second trimester abortion would have more time for
abnormality at any point in gestation can have severe decision-making and greater choice. A first trimester
psychological consequences and many women take a long diagnosis might also give the option of keeping a
time to adjust (Korenromp et al. 2005). Gestational age termination private before any visible signs of pregnancy
seems to play a role for adjustment, with termination done and before having publicly acknowledged the pregnancy,
after 14 weeks leading to higher grief and posttraumatic thus avoiding judgment and needing to give explanations.
stress symptoms. Some patients might receive a diagnosis On the other hand, fetuses with Down Syndrome have a
as late as 34–36 weeks if third trimester amniocentesis was substantial risk of miscarriage between the first and second
performed after 32 weeks. Some women choose such late trimester (Savva et al. 2006), and it can be argued that
diagnostic testing because there is no risk of miscarriage earlier diagnosis might therefore lead to unnecessary
with the procedure at this stage: any procedure-related terminations of fetuses that would have miscarried anyway.
complications would lead to delivery of a viable baby with
usually no long-term health consequences from prematurity. Perception of Down Syndrome
Termination at such late time in gestation is understandably
an extremely difficult decision and many couples might at The decision about termination or continuing will depend
this point decide to continue with the pregnancy. on the perceived severity of the condition. Down Syndrome
Extensive counseling is often needed to help couples is a variable condition, both with regards to the severity of
come to a decision about termination or continuing and to learning difficulties as well as associated physical health
adjust to the outcome. If involved at that stage, with their problems. This variability can make a decision more
counseling skills genetic counselors can make a crucial difficult. Almost half of all babies with Down Syndrome
difference in helping families through such a difficult time. have heart defects (Freeman et al. 2008) and other health
Support groups are vital resources after termination and problems are also more frequent than in the general
many genetic counselors assist in such groups. In the UK, population (Schieve et al. 2009). However, life expectancy
the national charity Antenatal Results and Choices (ARC, has increased to about 60 years of age in recent years and
www.arc-uk.org) provides support to couples throughout the learning potential of people with Down Syndrome has
Prenatal Testing for Down Syndrome in the UK and USA

improved over the last decades since they are more often having a baby with Down Syndrome) and could maybe
brought up in a loving home environment rather than have prepared them better for the eventuality of having a
institutions with a lack of stimulation and learning baby with Down Syndrome.
opportunities. While many adults with Down Syndrome In the US, they would have been presented with the risk
are not able to live independently, many are nowadays able of Down Syndrome without the label ‘low risk’ and might
to live productive and fulfilled lives (Alderson 2001). The have decided for amniocentesis after identification of the
role of professionals involved in counseling parents after a ultrasound marker. As things were, the couple had felt quite
diagnosis is to provide up-to-date, balanced information on safe with their low risk screening result and had not given
the condition, so that parents can make a decision that the possibility of having a baby with Down Syndrome a
corresponds to their beliefs, culture, lifestyle and support second thought. The diagnosis of the baby after delivery
system. therefore came as a massive shock. The couple probably
experienced feelings of grief (see below), which seemed to
manifest specifically through anger. Their anger was
Case Discussion directed against the ‘system’ that had failed them: in their
home country they would have been offered amniocentesis
Applying the discussed prenatal testing aspects to the as a routine practice and could have been spared this
presented case demonstrates some implications on genetic situation.
counseling practice. The couple in the case had little pre- The pediatricians who had informed the couple of the
test counseling. They had in fact educated themselves diagnosis focused on the medical aspects of Down
mostly by reading information on the internet or leaflets Syndrome. They reportedly attempted to show the positive
provided by the hospital. An in-depth discussion with the side of having a baby with Down Syndrome but maybe
midwife had probably not taken place. A thorough pre-test lacked the counseling skills to address the couple’s possible
discussion, for example with a genetic counselor, might feelings and concerns: the couple might have felt let down
have enabled the couple to compare testing practices in by the screening process, misunderstood about their feel-
their country of origin versus the country they had their ings about having a child with Down Syndrome and
prenatal care in, creating awareness of the differences. They frustrated about their lack of control over the situation.
would then perhaps have better understood the difference The couple might also have found it particularly difficult to
between screening on a population level (high detection accept their baby’s unwanted diagnosis, as they had
rates with certain false-negative rates) and an individual actually been offered amniocentesis but declined. There
level (individual preference for diagnostic testing with the perhaps were feelings of regret about this earlier decision
risk of miscarriage). With such a discussion they might and anger with themselves. Although it was easy for them
have felt more informed and empowered about their in retrospect to blame the English system for their situation,
decision regarding prenatal testing. it is unknown whether they might have similarly decided
Even after the identification of the ultrasound marker, no against amniocentesis in their home country: their prior
thorough discussion had taken place. The fetal medicine miscarriage and the risk of miscarriage associated with
specialist offered amniocentesis in line with the depart- amniocentesis might have led them to the same conclusion
ment’s protocol but at the same time re-iterated the risk for in the US, i.e. to decline invasive testing.
Down Syndrome remained low. The couple mentioned later It is unknown if the couple was offered any written
that they had not considered amniocentesis as an option material about Down Syndrome by the pediatrician at the
anybody would pursue in their situation (considering the time of diagnosis. Skotko (2005) found that women who
‘low risk’). A meeting with a genetic counselor could at were given a diagnosis of Down Syndrome suggested that
that point have allowed a more detailed discussion: up-to-date printed material eases the impact of receiving
such a diagnosis.
a) About the couple’s interpretation of their screening test
The genetic counselor met them for the first time four
results. Did they understand that screening tests carry a
weeks after the diagnosis. She had counseled other
low but significant false-negative rate? Many patients
couples in this situation and was familiar with the
are not aware of this fact (Dahl et al. 2006).
emotions families experience after the diagnosis of a
b) About their motivations. Why did they choose private
child with special needs. These have been likened to the
Integrated testing?
emotions felt after any loss, and often happen in five
c) About their anxieties. What would it mean for them to
stages: shock, denial, anger, adaptation and reorganization
have a baby with Down Syndrome?
(Drotar et al. 1975). Mothers have also been described as
Such a discussion could have made them more aware of feeling “anxious, frightened, guilty, angry, and, in rare
the different risks they were facing (miscarriage versus cases, suicidal” (Skotko and Bedia 2005). Parents of
Tapon

children with Down Syndrome who had a false-negative been far more comfortable with the certainty afforded by
prenatal screen result are more likely to blame others for amniocentesis.
their situation and to show poorer adjustment and bonding Thus, genetic counselors’ exposure to different screening
with their child (Hall et al. 2000). This couple seemed to practices might help remind them of important questions
blame the English system for their situation. This was they should tackle with any patient: what are my patients’
perhaps in part due to a lack of understanding of screening expectations regarding the testing protocol? Are there any
practices and in part maybe to their sense of being differences between their experience, possibly from their
misunderstood. own country, and what they will be offered locally? Do my
Genetic counselors often encounter clients from different patients understand the difference between screening and
cultural backgrounds in their clinical practice due to high diagnostic testing? Are they equipped with the knowledge
rates of population mobility in modern multicultural to decide whether the costs/risks of invasive testing are
societies. Sensitivity and knowledge of cultural differences worth taking in their case? Should they seek as much
are required to provide appropriate genetic counseling to information about their baby prenatally as possible or
different ethnic communities. Multicultural training to would such information be unhelpful or confusing to them?
achieve these skills has been recommended to be part of What would they do with the information should they
genetic counselors’ education (Weil 2001). Awareness of decide for further testing?
different screening/counseling practices is potentially an Once an unexpected postnatal diagnosis of Down Syn-
important part of this training. Counselors need to be well drome has been made, the genetic counselor’s role includes
informed with up-to-date information and confident in helping the family adjust to the new situation. With
presenting information. In this case, the genetic counselor’s appropriate counseling and communication skills genetic
knowledge of testing practices in the US might have helped counselors can help couples move through the stages of grief
her be seen as an expert in the field and for the couple to they might be experiencing, towards eventual readjustment.
develop trust in her. Understanding the thought processes of Counselors should assess and acknowledge their clients’
these clients with a different cultural background aided the feelings and reassure them these are normal, where this is
genetic counselor in better connecting with them. Her appropriate. In cases like the presented, where couples move
explanation of the rationale for carrying out population- abroad and away from their families, it is important to be
wide screening (which due to the false negative rate leads aware of the lack of family support. This couple’s family lived
to the births of some undiagnosed babies with Down in the US, and they had therefore little practical and emotional
Syndrome) did not make it easier for the couple to accept support after the birth of their baby.
their situation, but it enabled them to better understand that An in-depth discussion of possible counseling interven-
these circumstances had not come about through a failing in tions after an unexpected diagnosis is beyond the scope of
the system. The genetic counselor was able to understand this article. Several approaches have been suggested, such
the couple’s experience and expectation of testing for Down as group intervention, with or without cognitive behavioral
Syndrome from their home country and to respond in an therapy (Hastings and Beck 2004). Systematic early family
informed, sensitive and caring manner. This helped her intervention therapy has been shown to improve adaptation
develop a relationship with the couple. and to lower stress, depression and anxiety in parents of
The case also serves as a reminder that genetic counselors children with Down Syndrome (Pelchat et al. 1999). It
should always be mindful that perception of statistical risk is might help to empower the family by identifying their
highly subjective, both across different populations and strengths. For several practical suggestions and ideas see an
within a given population (Caughey et al. 2008). Many article by Brasington (2007), who recommends emphasiz-
patients have difficulties comparing risks, whether presented ing the ‘normal’ aspects of a baby who has Down
as rates (e.g. 2 per 1000 versus 10 per 1000), proportions Syndrome. It can also be helpful to make parents aware
(1 in 500 versus 1 in 100) or percentage (0.2% versus 1%) of their expectations of the child and how these might still
(Grimes & Snively 1999; Nagle et al. 2009). Evaluating be achieved ‘despite’ the disability (such as their child
patients’ expectations, understanding their risk perception being happy and feeling loved). Better parental acceptance
and effective risk communication are vital to achieve of a child with learning difficulties appears to reduce
informed consent regarding the decision to undergo invasive maternal depression and stress (Lloyd and Hastings 2008).
testing. While the couple had felt at the time that a Establishing a parent network with other parents of children
calculated ‘low’ risk of 1/1300 after screening was with Down Syndrome, who can provide emotional support
acceptable balanced with the risk associated with invasive as well as information, can strengthen parental coping.
testing (quoted as 1/100), they were clearly unhappy Such parent to parent programs have been successfully
with the final outcome. Earlier encounters with a genetic introduced in the US (Singer et al. 1999). The couple here
counselor might have revealed that they would in fact have was given the contact details of the Down Syndrome
Prenatal Testing for Down Syndrome in the UK and USA

Association, but this large society was perhaps too Alan Guttmacher Institute. (2008a). State Policies on Later-Term
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