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UNITED STATES PATENT AND TRADEMARK OFFICE

_________________

BEFORE THE PATENT TRIAL AND APPEAL BOARD


_________________

APPLE INC.,
Petitioner

v.

TELEFONAKTIEBOLAGET LM ERICSSON,
Patent Owner
_________________

Inter Partes Review Case No. IPR2022-00459


U.S. Patent No. 8,798,658

PETITION FOR INTER PARTES REVIEW


OF U.S. PATENT NO. 8,798,658
IPR2022-00459
U.S. Patent No. 8,798,658
TABLE OF CONTENTS

I. INTRODUCTION ..........................................................................................1
II. SUMMARY OF THE ’658 PATENT ............................................................1
A. STATE OF THE ART AND THE ’658 PATENT’S ALLEGED INVENTION .............1
B. THE ’658 PATENT’S PROSECUTION..............................................................4
C. A PERSON OF ORDINARY SKILL IN THE ART ................................................5
III. REQUIREMENTS FOR IPR UNDER 37 C.F.R. § 42.104 ..........................6
A. STANDING UNDER 37 C.F.R. § 42.104(A) ...................................................6
B. CHALLENGE UNDER 37 C.F.R. § 42.104(B) AND RELIEF REQUESTED .........6
C. CLAIM CONSTRUCTION UNDER 37 C.F.R. § 42.104(B)(3) ..........................7
IV. THE CHALLENGED CLAIMS ARE UNPATENTABLE .........................8
A. GROUND 1: CLAIMS 1-5, 12-16, 22, 26, AND 30 WOULD HAVE BEEN
OBVIOUS UNDER PRE-AIA 35 U.S.C. § 103 OVER ZHOU IN VIEW OF THE
KNOWLEDGE OF A POSITA ........................................................................8
1. OVERVIEW OF ZHOU ..............................................................................8
B. GROUND 2: CLAIMS 1-5, 12-16, 22-24, 26-28, AND 30 ARE RENDERED
OBVIOUS BY ZHOU IN VIEW OF WU ...........................................................40
1. OVERVIEW OF WU ...............................................................................40
A) WU IS ENTITLED TO A PRIORITY DATE BASED ON THE WU
PROVISIONAL ..................................................................................44
B) WU HAS AT LEAST ONE CLAIM TO AN INVENTION THAT IS
SUPPORTED BY THE DISCLOSURE OF THE WU PROVISIONAL .........47
C. GROUND 3: CLAIMS 1-5, 12-16, 22-24, 26-28, AND 30 ARE RENDERED
OBVIOUS BY WU .......................................................................................62
V. DISCRETIONARY FACTORS ..................................................................75
A. THE GENERAL PLASTIC FACTORS FAVOR INSTITUTION ..............................75
VI. CONCLUSION .............................................................................................76
VII. MANDATORY NOTICES UNDER 37 C.F.R. § 42.8(A)(1) ......................77
A. REAL PARTY-IN-INTEREST ........................................................................77
B. RELATED MATTERS...................................................................................77
C. LEAD AND BACK-UP COUNSEL .................................................................77

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I. INTRODUCTION

Petitioner Apple Inc. (“Petitioner”) requests an Inter Partes Review (“IPR”)

of claims 1-5, 12-16, 22-24, 26-28, and 30 (the “Challenged Claims”) of U.S. Patent

No. 8,798,658 (“the ’658 Patent”) (Ex. 1001).

II. SUMMARY OF THE ’658 PATENT

A. State of the Art and the ’658 Patent’s Alleged Invention

The ’658 patent is directed to methods and apparatuses for network-based

control of report messages in a wireless communications network, such as a Long

Term Evolution (“LTE”) network. Ex. 1001, 1:63-65, Ex. 1003, ¶42. As

background, an LTE network generally consists of User Equipment (“UE”) and

infrastructure equipment. Ex. 1003, ¶43; Ex. 1001, 1:23-26. A UE will typically be

a wireless device such as a mobile, handset, cell phone, laptop, tablet, or the like.

Ex. 1003, ¶43; Ex. 1001, 1:26-32. Infrastructure equipment refers to equipment such

as a base station (“BS”). Ex. 1003, ¶43; Ex. 1001, 1:33-37. Depending on the

particular implementation, a BS may be referred to by different terminology,

including for example, “Base Transceiver Station (BTS),” “NodeB,” “eNodeB,” or

the like. Ex. 1003, ¶43; Ex. 1005, 1:33-37. A BS typically covers a geographical

area, called a “cell,” within a radio access network (“RAN”), and communicates

wirelessly over the air with the UEs within the cell. Ex. 1003, ¶44; Ex. 1001, 1:33-

38.

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To ensure that a wireless communications network performs optimally, the

network may collect certain information that the UE measures to assess radio

coverage. Ex. 1003, ¶45; Ex. 1008, 28. Traditionally, these measurements were

performed by network operator technicians using “drive test[ing].” Ex. 1003, ¶45;

Ex. 1008, 28; Ex. 1009 § 5.1; Ex. 1012. Drive tests, however, were costly, and could

be replaced by the measurement and reporting of this information by a UE, thereby

reducing or eliminating the need to deploy network technicians for drive tests. Ex.

1003, ¶48; see Ex. 1008, 28; Ex. 1009, § 5.1; Ex. 1012. When a UE takes

measurements, it may either be in a connected state (i.e., connected to a BS), or in

an idle state, in which it is not connected to a BS. Ex. 1003, ¶51; see Ex. 1008, 30-

33. When the UE is in an idle state, the UE logs the data for later transmission to the

BS. Ex. 1003, ¶51; Ex. 1008, 28, 30-33. When the UE subsequently connects to a

BS, it transmits a communication indicating that it has available logged

measurements for the BS. Ex. 1003, ¶51; Ex. 1008, 30-33. The BS then decides

whether to request the logged measurements from the UE. Ex. 1003, ¶51; Ex. 1008,

30-33. In response to a request from the BS, the UE may transmit a report message

comprising the logged measurements. Ex. 1003, ¶51; Ex. 1008, 30-33.

The ’658 Patent addresses a purported problem arising when the quantity of

logged data cannot fit within a single Radio Resource Control (“RRC”) message,

which is a message sent from a user equipment (“UE”) to the base station (“BS”)

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providing its measurements. Ex. 1001, 2:49-3:18. The patent proposes a purported

solution of segmenting the data when the logged measurements exceed the

maximum size of the report message and including an indication in the report

message from the UE of additional logged measurements that remain in the UE

buffer. Id., 7:10-17. The BS receives the indication of whether additional logged data

exists in the UE buffer and then decides whether and when to request the additional

logged data, depending on current conditions (e.g., interference level experienced in

a cell, radio condition measurements experienced in a cell; available radio resource

network node capacity, UE buffer state condition, etc.). Id., 7:31-42. This way, the

BS is allowed “to decide a timing of transmission of the logged measurements and

timing of when more logged measurements should be requested.” Id., 7:24-28.

Figure 3 illustrates this allegedly inventive method:

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Ex. 1001, Fig. 3.

B. The ’658 Patent’s Prosecution

The ’658 Patent was filed as Application No. 13/001,687 on October 14, 2011.

Ex. 1002, 272. The application claims priority to PCT Application No.

PCT/SE2010/051355, filed December 9, 2010, and U.S. Provisional Patent No.

61/389,581, filed on October 4, 2010. Id. For purposes of this petition and without

waiving its right to challenge priority in this or any other proceeding, Petitioner

adopts October 4, 2010, as the invention date for the Challenged Claims.

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As originally filed, the application included the same thirty (30) claims as the

issued ’658 Patent. Ex. 1002, 22-26 (listing Claims 1-30 of national phase entry),

41-48 (listing preliminary amendments to Claims 1-30); Ex. 1003, ¶58. The

Examiner did not reject any of the claims of the application and issued a Notice of

Allowance on March 24, 2014. Ex. 1002, 288. The Examiner identified the use of

an indicator of additional logged measurements not yet transmitted by the UE, and

the BS deciding whether to request the additional logged measurements, as the

purported point of novelty of each independent claim. Id., 289-90. The ’658 Patent

issued on August 5, 2014. Ex. 1001, Cover. However, as discussed in Section IV

below, its alleged point of novelty was known and obvious.

C. A Person of Ordinary Skill in the Art

As explained by Dr. Valenti, a person of ordinary skill in the art (“POSITA”)

at the time of the alleged invention would have had a Master’s degree in Electrical

Engineering, Computer Science, Physics, Applied Mathematics, or equivalent and

three to five years of experience working with wireless digital communication

systems and cellular networks, including working with LTE or its predecessor

UMTS. Ex. 1003, ¶35. That person might be working on developing a standard or

on implementing it. Id. Additional education might compensate for less experience,

and vice-versa. Id.

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III. REQUIREMENTS FOR IPR UNDER 37 C.F.R. § 42.104

A. Standing Under 37 C.F.R. § 42.104(A)

Petitioner certifies that the ’658 Patent is available for IPR and that Petitioner

is not barred or estopped from requesting IPR challenging the claims of the ’658

Patent. Specifically, (1) Petitioner is not the owner of the ’658 patent; (2) Petitioner

(or any real party-in-interest) has not filed a civil action challenging the validity of

any claim of the ’658 patent; (3) Petitioner has not been served with a complaint

alleging infringement of the ’658 Patent; (4) estoppel provisions of 35 U.S.C. §

315(e)(1) do not prohibit this IPR; and (5) this Petition is filed after the ’658 Patent

was granted.

B. Challenge Under 37 C.F.R. § 42.104(B) and Relief Requested

In view of the prior art and evidence presented, claims 1-5, 12-16, 22-24, 26-

28, and 30 of the ’658 Patent are unpatentable and should be cancelled. 37 C.F.R.

§ 42.104(b)(1). Further, based on the prior art references identified below, IPR of

the Challenged Claims should be granted. 37 C.F.R. § 42.104(b)(2).

Proposed Ground of Unpatentability Exhibits


Ground 1: Claims 1-5, 12-16, 22, 26, and 30 are obvious under Ex. 1005
pre-AIA 35 U.S.C. § 103 in view of Zhou
Ground 2: Claims 1-5, 12-16, 22-24, 26-28, and 30 are obvious Ex. 1005,
under pre-AIA 35 U.S.C § 103 in view of Zhou and Wu Ex. 1006
Ground 3: Claims 1-5, 12-16, 22-24, 26-28, and 30 are obvious Ex. 1006
under pre-AIA 35 U.S.C § 103 in view of Wu

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Section IV identifies where each element of the Challenged Claims is found

in the prior art. 37 C.F.R. § 42.104(b)(4). The exhibit numbers of the evidence relied

upon to support the challenges are provided above and the relevance of the evidence

to the challenges raised is provided in Section IV. 37 C.F.R. § 42.104(b)(5). Exhibits

1001-1012 are also attached.

C. Claim Construction Under 37 C.F.R. § 42.104(B)(3)

In this proceeding, claims are interpreted under the same standard applied by

Article III courts (i.e., the Phillips standard). See 37 C.F.R § 42.100(b); see also 83

Fed. Reg. 197 (Oct. 11, 2018); Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed.

Cir. 2005) (en banc). Under this standard, words in a claim are given their plain

meaning which is the meaning understood by a person of ordinary skill in the art in

view of the patent and file history. Phillips, 415 F.3d at 1312–13. Petitioner submits

that the Board does not need to construe any terms to resolve the arguments

presented herein. Realtime Data v. Iancu, 912 F. 3d 1368, 1375 (Fed. Cir. 2019)

(“The Board is required to construe only those terms ... that are in controversy, and

only to the extent necessary to resolve the controversy.”) (internal quotes omitted).

However, Petitioner notes multiple instances of a misspelling or typographical

error in the ’658 Patent. Specifically, the claims and specification repeatedly refer to

“existents” of additional logged measurements rather than “existence.” See Ex.

1001, 4:23-24, 5:63, 6:64-65, 8:12, 12:41-42, 13:26-27, 14:48, Fig. 4. For purposes

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of this petition, Petitioner understands “existents” to mean “existence.” To the extent

Patent Owner contends that “existents” does not mean “existence,” Petitioner

respectfully requests an opportunity to address Patent Owner’s contentions to the

contrary.

Additionally, Petitioner notes several instances of corrected specification and

claim language in the ’658 Patent. Ex. 1001, 15. The following corrections were

made to the Challenged Claims, which Petitioner has applied herein:

Issued ’658 Patent Claim Corrected ’658 Patent Claim


Claim Citation
Language Language (emphasis added)
Ex. 1001,
1 “Method in a network node” “A method in a network node”
12:26
“Method in a User “A method in a User Ex. 1001,
22
Equipment” Equipment” 14:6

IV. THE CHALLENGED CLAIMS ARE UNPATENTABLE

A. Ground 1: Claims 1-5, 12-16, 22, 26, and 30 would have been
obvious under pre-AIA 35 U.S.C. § 103 over Zhou in View of the
Knowledge of a POSITA

1. Overview of Zhou

International Patent Application WO2011/160274 to Weihua Zhou, et al.

(“Zhou”) (Ex. 1005) was filed on June 21, 2010, designating the United States, and

was published under the Patent Cooperation Treaty in the English language. Ex.

1005, Cover. Zhou is prior art to the ’658 Patent under 35 U.S.C. § 102(e) (pre-AIA).

Zhou was not cited or considered during prosecution of the ’658 Patent. Ex. 1001,

Cover.

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Zhou explains that there are two approaches to MDT reporting. Id., 25. First,

immediate MDT reporting means that a UE needs to report MDT measurements

immediately to a BS after they have been taken. Id., 8:25-29. Second, in logged

MDT reporting, a UE in an idle mode will take some MDT measurements and report

them to the network when the UE reconnects, and will include an indicator in the

reporting message if additional measurements exist. Id., 8:31-34. Zhou further

elaborates in Figure 6:

Id., Fig. 6. As described in Figure 6, an idle UE makes the required MDT

measurements (steps A1 and A2). Id. Once the UE goes into active mode, e.g., it

connects back to the network (step A4), it sends a message to the BS indicating that

measurement data is available (step A4). Id. The BS then sends a request to the UE

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for the logged measurements (step A5). Id. The UE then determines if all of the

logged measurements can be transmitted to the base station in one reporting

message, or whether there will remaining measurements after the reporting message

is sent (step A6). Id. If there will be remaining measurements, the UE will send a

reporting message to the BS with less than all of the logged measurements, along

with an indication to the BS that additional measurements are available (step A8).

Id. Then the BS can decide whether to request the additional information (step A5).

See also id., 16:11-15 (“[I]f the UE determines that there are some remaining logged

MDT measurements, some of the logged measurements are sent to the base station

along with the availability indicator which will indicate that there are still logged

MDT measurements.”).

Figure 4 of Zhou depicts a similar method:

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Id., Fig. 4. As depicted in Figure 4, the BS (denoted “eNB”) sends a

UEInformationRequest message to the UE (i.e., step T2), which responds with a

UEInformationResponse message including a list of logged MDT measurements and

an availability indicator that there are further logged MDT reports which have not

yet been sent (i.e., step T3). Id., 13:28-31 (“Step T3 is the same as step S3, but this

time the availability indicator indicates that the [sic] there are further logged MDT

reports which have yet to be sent.”), Fig. 3. If the indicator is positive, the BS may

send a UEInformationRequest message requesting the further logged MDT reports

which have not yet to be sent (i.e., step T4). Id., Fig. 4. On the other hand, if the

indicator is negative (i.e., step T5), the BS does not send a UEInformationRequest

message to the UE. Id.

Because Zhou, like the ’658 Patent, discloses a method of reporting logged

MDT measurement data in a 3rd Generation Partnership Project (“3GPP”) long term

evolution (“LTE”) wireless network, Zhou is in the same field of endeavor as the

’658 Patent. Compare Zhou (Ex. 1005), 2:8-27 (describing 3GPP LTE network

standardization), 8:17-23, (describing automatic, UE collection of MDT

measurements), 11:7-35, 12:2-13:5 (describing logged MDT reporting to a network

base station shown in Fig. 3), with ’658 Patent (Ex. 1001), 1:63-2:44 (describing

3GPP LTE network operating parameters and standardization of MDT logged

measurement reporting).

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Further, since both Zhou and the ’658 Patent indicate whether additional MDT

measurement logs exist for transmission in subsequent messages, Zhou is reasonably

pertinent to the problem faced by the inventor of the ’658 Patent. Compare Zhou

(Ex. 1005), Abstract (describing a method causing a response to be sent from the

user equipment to said network with only some of said measurement information

and information indicating that further measurement information is available); 16:1-

15 (describing Fig. 6, steps A6-A8, where the UE determines whether logged MDT

measurements remain and sending an “availability indicator” to “indicate that there

are still logged MDT measurements”), with ’658 Patent (Ex. 1001), Abstract

(describing how a UE “indicates to a network node . . . that additional logged

measurements exist at the UE buffer” when a UE “sends only a portion of the logged

measurements that fit[] into a single report message.”).

Zhou is therefore analogous art to the ’658 Patent. Ex. 1003, ¶60.

i. Claim 1

1[P] A method in a network node for network based control of report messages in
a wireless communications network, the network node being configured to serve
a user equipment, UE, and to receive report messages from the UE, the method
comprising:

To the extent this preamble is limiting, Zhou teaches it to a POSITA. See Ex.

1005, 2:29-3:3; see also id., Figs. 4, 6; Ex. 1003, ¶78. As discussed above, Zhou

teaches an MDT scheme by which a BS controls UEs connected to it to provide

report messages at the request of the BS. Ex. 1003, ¶78.

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Referring to Figure 4, Zhou discloses that “[i]n step S2, the base station 12 is

arranged to send a message to the UE requesting the logged MDT measurements.”

Ex. 1005, 11:17-18; see also id., 13:27-28 (“Steps T1 and T2 are the same as steps

S1 and S2[.]”). Zhou further discloses that “the UE is arranged to provide a

response with a list of logged MDT measurements” to the network, which requires

the network to be configured to receive the report message from the UE. Id., 11:22-

23; see also id., 13:28-29 (“Step T3 is the same as step S3,” except as indicated).

A POSITA would have understood and found it obvious that the response is a report

message, which Zhou calls an RRC message because it reports information to the

network. See Ex. 1005, 11:7-8 (“The MDT measurement reporting may share the

Signaling Radio Bearers SRB2 with one or more other RRC messages.”); Ex. 1003,

¶79.

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Ex. 1005, Fig. 4.

And, referring to Figure 6, Zhou further discloses that “the base station sends

a request for [] logged measurements” to the UE. Id., 15:30-32. In response, “if the

UE determines that there are some remaining logged MDT measurements, some of

the logged MDT measurements are sent to the base station,” which requires the BS

to be configured to receive the report message from the UE. Id., 16:11-13.

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Id., Fig. 6.

1[a] sending a request to the UE to start transmitting logged measurements in a


report message;

Zhou teaches this limitation to a POSITA. See Ex. 1005, 15:30-32; see also

id., 11:17-18 (“In step S2, the base station 12 is arranged to send a message to the

UE requesting the logged MDT measurements.”), Fig. 4; Ex. 1003, ¶82. Referring

to Figure 6, Zhou teaches that after the UE sends an availability indicator to the BS

indicating that the UE has logged measurements data, “the base station sends a

request for the logged measurement data,” which the UE provides in a RRC report

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message. Ex. 1005, 15:25-32. A POSITA would have understood and found it

obvious that a RRC message is a report message because it reports the MDT data.

See id., 11:7-8 (“The MDT measurement reporting may share the Signaling Radio

Bearers SRB2 with one or more other RRC messages.”); Ex. 1003, ¶83.

Ex. 1005, Fig. 6.

Referring to Figure 4, Zhou further teaches that “[i]n step S2, the base station

12 is arranged to send a message to the UE requesting the logged MDT

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measurements.” Id., 11:17-18; see also id., 13:27-28 (“Steps Tl and T2 are the same

as steps S1 and S2[.]”).

Id., Fig. 4.

1[b] receiving the report message comprising logged measurements;

Referring to Figure 4, Zhou discloses that “the UE is arranged to provide a

response with a list of logged MDT measurements,” which is a report message. Id.,

11:22-23; see also id., 13:28-29 (“Step T3 is the same as step S3,” except as

indicated). And, as illustrated in Figure 4, the UE transmits the logged MDT

measurements to the BS. Ex. 1003, ¶86.

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Ex. 1005, Fig. 4.

Referring to Figure 6, Zhou further discloses that “if the UE determines that

there are some remaining logged MDT measurements, some of the logged MDT

measurements are sent to the base station,” which receives the measurements. Id.,

16:11-13. Zhou additionally discloses that the BS receives the logged MDT

measurements in a RRC message. See Ex. 1005, 11:7-8 (“The MDT measurement

reporting may share the Signaling Radio Bearers SRB2 with one or more other RRC

messages.”).

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Id., Fig. 6. A POSITA would have recognized the base station must receive the

logged measurements to determine whether to request additional logged MDT

measurements on the basis of the availability indicator contained within that

message. Ex. 1003, ¶87 (explaining that the base station determines whether to

request additional MDT measurements on the basis of the availability indicator

contained within the message received from the UE).

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1[c] determining if the received report message comprises an indicator of
additional logged measurements not yet transmitted; and if so,

Zhou teaches this limitation to a POSITA. See id., 13:28-31; Ex. 1003, ¶88.

Zhou teaches that “[s]tep T3 is the same as step S3, but this time the availability

indicator indicates that [] there are further logged MDT reports which have yet to be

sent.” Ex. 1005, 13:28-31; see also id., 11:22-25 (“In step S3, the UE is arranged to

provide a response with a list of logged MDT measurements, and, in one

embodiment, the availability indicator is provided with a value indicating that there

are no logged measurements still to retrieve.”). The indicator may be positive (e.g.,

“Yes”) or negative (e.g., “No”). See id., Fig. 4. As illustrated in Figure 4, after the

BS receives the indicator in step T3 that there is additional logged measurement data

to retrieve, the BS sends a request to the UE for the additional logged measurement

data.

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Id., Fig. 4.

A POSITA would have understood and found it obvious that before sending

a request to the UE for additional logged measurement data based on the presence

of the indicator, the BS first determines whether the received report messages

contains an indicator (e.g., a “Yes”) of additional logged measurements not yet

transmitted before sending a request for those additional measurements. Ex. 1003,

¶88. Thus, this limitation would have been obvious to a POSITA.

1[d] deciding if the additional logged measurements are to be requested.

A POSITA would have understood that before a BS requests additional logged

information, it must decide to do so. Ex. 1003, ¶89. Additionally, Zhou discloses

that a BS may not initiate logged MDT measurement reporting under certain

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circumstances. Ex. 1005, 12:7-16. When “the network is busy, the network may not

initiate logged MDT measurements reporting before the UE goes into the idle mode

again.” Id., 12:9-11. Zhou’s disclosure is consistent with the disclosure of the

“deciding” step in the ’658 patent, which explains that the BS “may be configured

to decide if the additional logged measurements need to be requested based on one

or more of the following: interference level experienced in a cell; radio condition

measurements experienced in a cell; available radio resource; network node

capacity; UE buffer state condition etc.” Ex. 1001, 6:21-27. That a network is busy

can be reflected in the “available radio resource” and the “network node capacity.”

Ex. 1003, ¶90. A POSITA would have understood that because the BS may not

initiate reporting of logged MDT measurements when the “network is busy” (i.e.,

the BS decides whether to request MDT reports depending on how busy the network

is), the BS must decide whether to request additional logged measurements

depending on the “available radio resource” and the “network node capacity.” Id.,

¶9l.

Additionally, referring to Figure 4, Zhou discloses that if the BS receives a

response message indicating that there are further logged MDT reports that have not

yet been sent, the BS requests those logged MDT reports from the UE. Ex. 1005,

13:28-34. On the other hand, if the BS receives a response message indicating that

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there are no such further logged MDT reports, the BS does not request them from

the UE. See id., 14:1-3, Fig. 4.

Id., Fig. 4.

A POSITA would have understood and found it obvious that the BS decides

if the additional logged measurements are to be requested based on whether the

indicator indicates that further logged MDT reports exist but have not yet been sent

(e.g., whether a “yes” indicator has been received). Ex. 1003, ¶93. In this manner,

Zhou renders obvious deciding if the additional logged measurements are to be

requested. Id.

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ii. Claim 2

The method according to claim 1, wherein the method comprises receiving, from
the UE, an indication of existents of logged measurements that are available.

Zhou teaches a method in Claim 1, supra.

Zhou teaches this limitation to a POSITA. See Ex. 1005, 13:28-31; 16:11-15;

Ex. 1003, ¶95. Zhou discloses that “[s]tep T3 is the same as step S3, but this time

the availability indicator indicates that [] there are further logged MDT reports which

have yet to be sent.” Ex. 1005, 13:28-31; see also id., 11:22-25 (“In step S3, the UE

is arranged to provide a response with a list of logged MDT measurements, and, in

one embodiment, the availability indicator is provided with a value indicating that

there are no logged measurements still to retrieve.”). The indicator may be positive

(e.g., “Yes”), indicating that there are further logged MDT reports which have not

yet been sent, or negative (e.g., “No”) if no such additional reports exist. See id., Fig.

4. As illustrated in Figure 4, the BS receives an indicator of the existence of logged

measurements that are available. Ex. 1003, ¶96.

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Ex. 1005, Fig. 4.

Referring to Figure 6, Zhou further discloses that “if the UE determines that

there are some remaining logged MDT measurements, some of the logged MDT

measurements are sent to the base station along with the availability indicator which

will indicate that there are still logged MDT measurements,” which the base station

receives and then responds accordingly upon. Id., 16:11-15. Ex. 1003, ¶97.

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Ex. 1005, Fig. 6.

iii. Claim 3

The method according to claim 1, wherein the logged measurements comprises


one or more of the following: measurement time stamps for each performed
measurement; UE buffer state condition; positioning information of UE;
periodically measured downlink pilot signal strength; serving cell conditions;
transmit power headroom conditions; paging channel failure(s); and broadcast
channel failure(s).

Zhou teaches a method in Claim 1, supra.

Zhou teaches this limitation to a POSITA. See Ex. 1005, 9:4-8; Ex. 1003, ¶99.

Zhou discloses that the MDT measurements “may be of any suitable parameter such

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as signal strength of the respective cell as received at the UE. The signal strength

of a reference signal, for example a pilot signal, may be measured.” Id. (emphasis

added). The signal strength of the respective cells indicates an aspect of the serving

cell conditions, and the signal strength of a pilot reference signal corresponds to the

downlink pilot signal strength. Ex. 1003, ¶99. A POSITA would have understood

and found it obvious that this pilot is also a downlink pilot signal, because the UE

receives it over the downlink channel from the BS. Id. Zhou also teaches that MDT

measurements may be taken periodically. Ex. 1005, 10:4-5 (“Measurement interval

- this may be the frequency at which periodic measurement are made.”); Ex. 1003,

¶99.

iv. Claim 4

The method according to claim 1, wherein the report message is received directly
from the UE or via another network node.

Zhou teaches a method in Claim 1, supra.

Zhou teaches this limitation to a POSITA. See Ex. 1005, 13:22-25, 16:5-15;

Ex. 1003, ¶101. Referring to Figure 4, Zhou discloses that “the UE is arranged to

provide a response with a list of logged MDT measurements” as an RRC message,

which a POSITA would have understood is a report message. Ex. 1005, 11:22-23;

see also id., 13:28-29 (“Step T3 is the same as step S3,” except as indicated). And

as illustrated in Figure 4, the UE transmits the logged MDT measurements to the B5,

which receives the report message.

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Id., Fig. 4.

Referring to Figure 6, Zhou further discloses that “if the UE determines that

there are some remaining logged MDT measurements, some of the logged MDT

measurements are sent to the base station,” which receives those measurements. Id.,

16:11-13.

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Id., Fig. 6.

v. Claim 5

The method according to claim 1, wherein the deciding is based on one or more
of the following: interference level experienced in a cell; radio condition
measurements experienced in a cell; available radio resource; network node
capacity; UE buffer state condition etc.

Zhou teaches a method in Claim 1, supra.

Zhou teaches this limitation to a POSITA. Ex. 1003, ¶104. Zhou discloses that

a BS may not initiate reporting of logged MDT measurements under certain

circumstances. Ex. 1005, 7-16. When “the network is busy, the network may not

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initiate logged MDT measurements reporting before the UE goes into the idle mode

again.” Id., 12:9-11. That a network is busy can be reflected in the claimed “available

radio resource” and the “network node capacity.” Zhou’s teaching that the BS may

not initiate reporting of logged MDT measurements when the “network is busy” (i.e.,

the BS decides whether to request MDT reports depending on how busy the network

is) discloses the ’658 Patent’s limitation of deciding whether to request additional

logged measurements depending on the “available radio resource” and the “network

node capacity.” Ex. 1003, ¶104. Further, a POSITA would have understood and

found it obvious that when the BS decides whether to initiate reporting of logged

MDT measurements based on that the “network is busy,” the BS is deciding whether

to request additional logged measurements based on the “available radio resource”

and/or the “network node capacity.” Ex. 1003, ¶106.

vi. Claim 12

See Claim 1[P]-[d], supra.

vii. Claim 13

The network node according to claim 12, wherein the network node
communications interface is configured to receive, from the UE, an indication of
an existents of logged measurements that are available.

See Claims 1 and 2, supra.

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viii. Claim 14

The network node according to claim 12, wherein the logged measurements
comprises one or more of the following: measurement time stamps for each
performed measurement; UE buffer state condition; positioning information of
UE; periodically measured downlink pilot signal strength; serving cell conditions;
transmit power headroom conditions; paging channel failure(s); maximum
required memory supported by UE; and broadcast channel failure(s).

See Claims 1 and 3, supra.

ix. Claim 15

The network node according to claim 12, wherein the network node
communications interface is configured to request the report message directly
from the UE or from another network node.

See limitations 1[P], 1[a], and Claim 4, supra.

x. Claim 16

The network node according to claim 12, wherein the network node processor
circuit is configured to decide if the additional logged measurements need to be
requested based on one or more of the following: interference level experienced
in a cell; radio condition measurements experienced in a cell; available radio
resource; network node capacity; UE buffer state condition etc.

See Claims 1 and Claim 5, supra.

xi. Claim 22

22[P] A method in a User Equipment, UE, for assisting in network based control
of report messages in a wireless communications network, the UE being in
connection with a serving network node and configured to transmit report
messages to the network node upon request, and wherein the UE is configured to
periodically perform radio condition measurements and store the periodically
performed measurements in a UE buffer as logged measurements, the method
comprising:

To the extent that this preamble is limiting, Zhou teaches it in Claim 1[P],

supra. In particular, Zhou discloses two approaches to MDT reporting by a UE:

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immediate MDT reporting and logged MDT reporting. Ex. 1005, 8:25-31

(“Currently, in 3GPP two MDT reporting approaches have been agreed and

accepted.”). In immediate MDT reporting, the “UE needs to report MDT

measurements immediately to a base station right after MDT measurement has been

made.” Id., 8:26-29. In logged MDT reporting, on the other hand, “a UE in idle mode

will make some MDT measurement results,” store them as logged measurements in

a UE buffer, and “report these measurements to the network when the UE connects

again to the network.” Id., 8:31-34; see id., 10:15-17 (“When the UE becomes active,

after being in the idle mode, the UE indicates the availability of stored logged MDT

reports to the network.”); Ex. 1003, ¶118.

Further, Zhou teaches that MDT measurements can be taken periodically and

may comprise radio condition measurements. Ex. 1005, 9:4-8 (The measurements

“may be of any suitable parameter such as signal strength of the respective cell as

received at the UE. The signal strength of a reference signal, for example a pilot

signal, may be measured.”), 10:4-5 (“Measurement interval - this may be the

frequency at which periodic measurements are made.”).

22[a] receiving a request from the network node to start transmitting logged
measurements in a report message;

See Claim 1[a], supra. Zhou teaches this limitation to a POSITA. Ex. 1003,

¶120. Figure 4 illustrates that the UE receives the request for logged MDT data from

the base station, which is a network node.

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Ex. 1005, Fig. 4.

22[b] determining if the logged measurements fit in the report message; and if not,

Zhou teaches this limitation to a POSITA. See Ex. 1005, 16:1-3; Ex. 1003,

¶121. Referring to Figure 6, Zhou teaches that “[i]n the sixth step A6, the UE

determines if there will be any remaining logged MDT measurements after a

response has been sent to the request from the base station.” Id.

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Ex. 1005, Fig. 6.

Notably, Zhou discloses the “base station may[,] in its request for the logged

MDT information[,] provide an indication as to the maximum size of logged MDT

data or size of message incorporating the logged MDT data.” Ex. 1005, 14:27-29. A

POSITA would have understood and found it obvious that in order to determine if

there will be any remaining measurements after the report message has been sent,

the UE must determine if all of the logged messages fit in the report message

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according to total MDT log and/or MDT measurement size constraints. Ex. 1003,

¶121.

Zhou additionally states that “[s]tep T3 is the same as step S3, but this time

the availability indicator indicates that [] there are further logged MDT reports which

have yet to be sent.” Id., 13:28-31; see also id., 11:22-25 (“In step S3, the UE is

arranged to provide a response with a list of logged MDT measurements, and, in one

embodiment, the availability indicator is provided with a value indicating that there

are no logged measurements still to retrieve.”). The indicator may be positive (e.g.,

“Yes”) or negative (e.g., “No”). See id., Fig. 4. As illustrated in Figure 4, after the

BS receives the indicator that additional logged measurement data exists to retrieve

in step T3, the BS sends a request to the UE for the additional logged measurement

data in step T4. Id. On the other hand, after the BS receives the indication that no

additional logged measurement data exists to retrieve in step T5, the BS does not

send a request to the US for the additional logged measurement data. Id.

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Id., Fig. 4. Accordingly, in order to transmit the appropriate indicator along with the

logged measurement data, a POSITA would have understood that the UE determines

whether the remaining logged measurement data fits in the report message. Ex. 1003,

¶122.

22[c] including in the report message an indicator of additional logged


measurements not yet transmitted; and

Zhou teaches this limitation to a POSITA. See Ex. 1005, 16:11-15; Ex. 1003,

¶l23. Referring to Figure 6, Zhou teaches that in step A8, “if the UE determines that

there are some remaining logged MDT measurements, some of the logged MDT

measurements are sent to the base station along with the availability indicator which

will indicate that there are still logged MDT measurements.” Ex. 1005, 16:11-15.

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Id., Fig. 6.

Referring to Figure 4, Zhou additionally teaches that “[s]tep T3 is the same as

step S3, but this time the availability indicator indicates that [] there are further

logged MDT reports which have yet to be sent.” Id., 13:28-31; see also id., 11:22-

25 (“In step S3, the UE is arranged to provide a response with a list of logged MDT

measurements, and, in one embodiment, the availability indicator is provided with a

value indicating that there are no logged measurements still to retrieve.”).

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Id., Fig. 4.

22[d] transmitting the report message, comprising the indicator, to the network
node as a response to the request.

See Claim 1[b], supra.

xii. Claim 26

26[P] A User Equipment, UE, for assisting in network based control of report
messages in a wireless communications network, the UE being in connection with
a serving network node and configured to transmit report messages to the network
node, and wherein the UE is configured to periodically perform radio condition
measurements and store the periodically performed measurements in a buffer as
logged measurements, the UE comprises:

See Claim 22[P], supra.

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Further, Zhou discloses a UE with a communications interface and processor

circuit. Ex. 1006, 7:22-8:8 (disclosing a “mobile communication device” operating

with a “transceiver” and “appropriate circuit board and/or chipsets”).

26[a] a UE communications interface configured to receive a request from the


network node to start transmitting logged measurements in a report message, and
to transmit the report message comprising the logged measurements;

See Claims 22[a] and [d], 26[P], supra.

26[b] a UE processor circuit configured to determine if the logged measurements


fits in the report message, and if not, indicating in the report message to be
transmitted an existents of additional logged measurements not yet transmitted.

See Claims 22[b-c], 26[P], supra.

xiii. Claim 30

The User Equipment according to claim 26, wherein the logged measurements are
Minimizing Drive Tests, MDT, log data.

Zhou teaches a User Equipment in Claim 26[P], supra.

Zhou teaches this to a POSITA. See, e.g., Ex. 1005, 13:22-25, Fig. 4; Ex.

1003, ¶130. Zhou discloses that “it is proposed to use a UE information response to

carry some of the logged MDT measurements and optionally an up-to-date

availability indicator to the base station.” Ex. 1005, 13:22-25, Fig. 4. Further, Figure

4 discloses that the logged measurements comprise MDT log data:

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Id., Fig. 4.

B. Ground 2: Claims 1-5, 12-16, 22-24, 26-28, and 30 Are Rendered


Obvious by Zhou in view of Wu

As described and mapped in Ground 1, Zhou renders Claims 1-5, 12-16, 22,

26, and 30 obvious to a POSITA. See Section IV.A., supra. All arguments and

evidence from Ground 1 are incorporated by reference into Ground 2.

1. Overview of Wu

Wu describes a method of reporting MDT logs as illustrated in Figure 12. Ex.

1006, 9:16-37.

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Id., Fig. 12.

Wu explains that first, “the RAN initiates MDT log retrieval by issuing a

request message UEInformationRequest to the mobile communication device.” Id.,

5:12-15 (describing Figure 4); see also id., 8:29 (indicating that the method

illustrated in Fig. 10 is the same as Fig. 4, except as indicated), 9:18 (indicating that

the method illustrated in Fig. 12 is the same as Fig. 10, except as indicated). Second,

“[i]n response to the request message, the communication module 100 (or 200)

transmits the collected MDT log in a UEInformationResponse message” that “also

indicates whether the MDT log reporting is finished or whether at least one more

sub-MDT log is available.” Id., 5:15-17, 8:47-49; see also id., 8:29 (indicating that

the method illustrated in Fig. 10 is the same as Fig. 4, except as indicated), 9:18

(indicating that the method illustrated in Fig. 12 is the same as Fig. 10, except as

indicated). Third, “[t]he RAN determines whether to send the next

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UEInformationRequest message based on the indication of the

UEInformationResponse message received from the mobile communication

device.” Id., 9:24-27. If “the received UEInformationResponse message contains an

indicator indicating that the MDT log reporting is not finished or at least one more

sub-MDT is available, the RAN sends the next UEInformationRequest message to

continue the MDT log reporting process or to request for another sub-MDT log.”

Id., 9:28-33. On the other hand, if “the received UEInformationResponse message

does not contain the above indicator, the RAN ceases to send any

UEInformationRequest message (S1312) and the MDT log reporting method is

completed.” Id., 9:33-37.

Wu further discloses that the “MDT log includes MDT measurements for the

serving cell (e.g. the measurement quantity) and available UE measurements

performed in idle for intra-frequency/inter-frequency/inter-RAT, time stamps and

location information.” Id., 4:58-62. The logged measurements that are transmitted

to the network node are further deleted from the buffer of the UE. Id., 6:42-45

(“After the MDT log is received by the RAN, the MDT log retrieval is completed,

and the control module 102 (or 202) discards, clears, deletes, removes, or invalidates

the Logged MDT log stored therein.”).

Because Wu, like the ’658 Patent, discloses a method of reporting logged

MDT measurement data in a 3rd Generation Partnership Project (“3GPP”) long term

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evolution (“LTE”) wireless network, Wu is in the same field of endeavor as the ’658

Patent. Compare Wu (Ex. 1006), 4:2-8 (describing UE compliance with 3GPP LTE

network standardization), 4:14-36 (describing UE collection of MDT

measurements), 3:24-32, 4:40-62 (describing UE logged MDT reporting to the radio

access network (“RAN”) node), with ’658 Patent (Ex. 1001), 1:63-2:44 (describing

3GPP LTE network operating parameters and standardization of MDT logged

measurement reporting).

Further, because both Wu and the ’658 Patent indicate whether additional

MDT measurement logs exist for transmission in subsequent messages, Wu is

reasonably pertinent to the problem faced by the inventor of the ’658 Patent.

Compare Wu (Ex. 1006), 8:27-65 (describing how each “UEInformationResponse

message may comprise an indicator for explicitly indicating whether the MDT log

reporting is finished or whether at least one more sub-MDT log is available” given

“the size of the sub-MDT log”), with ’658 Patent (Ex. 1001), Abstract (describing

how a UE “indicates to a network node . . . that additional logged measurements

exist at the UE buffer” when a UE “sends only a portion of the logged measurements

that fit[] into a single report message.”).

Wu is therefore analogous art to the ’658 Patent. Ex. 1003, ¶66.

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a) Wu Is Entitled To A Priority Date Based On The Wu
Provisional

Wu claims priority to the Wu Provisional. Ex. 1006, Cover. “[A] patent must

satisfy 35 U.S.C. §119(e)(1) to gain the benefit of a provisional application filing

date.” Amazon.com, Inc. v. Customplay, LLC, IPR2018-01496, 2020 WL 1080501,

at *20 (P.T.A.B. Mar. 4, 2020) (non-precedential) (citing Dynamic Drinkware, LLC

v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015)). To claim the benefit

of this earlier filing date, the provisional application must contain sufficient written

description of the invention to enable a POSITA to practice the invention claimed in

the non-provisional application. Id. Where a prior art patent “is shown to have at

least one claim to an invention that is supported by the disclosure of a provisional

application,” that provisional necessarily discloses the same invention eventually

claimed and the prior art patent is entitled to the provisional application’s effective

filing date. Id., *21 (emphasis omitted).

Here, Wu is entitled to the effective filing date of the Wu Provisional, which

pre-dates the effective filing date of the ’658 patent.1 Ex. 1003, ¶70. Wu expressly

1
Petitioner has included citations to relevant disclosures from Wu and the Wu

Provisional throughout Grounds 2 and 3 below to demonstrate invalidity of the ’658

Patent. In re Giacomini, 612 F.3d 1380, 1383 (Fed. Cir. 2010) (holding that a claim

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claims priority and incorporates by reference the disclosures in the Wu Provisional.

Ex. 1006, 1:8-12.

Like Wu, the Wu Provisional discloses Wu’s claimed method for logged

MDT reporting in a wireless communications system as illustrated in Figure 3. Ex.

1007, 12; Ex. 1006, 9:16-37; Ex. 1003, ¶71.

is unpatentable “if another’s patent discloses the same invention, which was carried

forward from an earlier U.S. provisional application or U.S. non-provisional

application”); Ex Parte Mann, Appeal No. 2015-003571, 2016 WL 7487271, at *6

(PTAB Dec. 21, 2016) (requiring a showing that the disclosure of the provisional

provides support for the subject matter relied on to show obviousness).

2
Reference to a page number of the Wu Provisional herein indicates the internal

page number as noted in the Wu Provisional specification.

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Ex. 1007, Fig. 3; see also Ex. 1006, Fig. 12.

The Wu Provisional explains that first, “[a] network [(i.e., a base station)]

transmits a first request message to request the UE to transmit MDT logs.” Ex. 1007,

5; Ex. 1006, 5:12-15 (describing Figure 4); see also Ex. 1006, 8:29 (indicating that

the method illustrated in Fig. 10 is the same as Fig. 4, except as indicated), 9:18

(indicating that the method illustrated in Fig. 12 is the same as Fig. 10, except as

indicated). Second, in response, “[t]he UE transmits a response message containing

the MDT logs and an indicator to indicate whether the response message contains

the last part of MDT logs or indicates whether the UE has more MDT logs.” Ex.

1007, 5; Ex. 1006, 5:15-17, 8:47-49; see also Ex. 1006, 8:29 (indicating that the

method illustrated in Fig. 10 is the same as Fig. 4, except as indicated), 9:18

(indicating that the method illustrated in Fig. 12 is the same as Fig. 10, except as

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indicated). Third, upon receiving the indicator, the network “determines whether the

UE has MDT logs which have not been transmitted to the network.” Ex. 1007, 5;

Ex. 1006, 9:24-27. If it determines that the UE has more MDT logs available, “the

network sends a second request message to request the UE to transmit MDT logs.”

Ex. 1007, 5; Ex. 1006, 9:28-33. On the other hand, if the network determines the UE

has no additional MDT logs, “the network stops sending a second request message

to request the UE to transmit MDT logs.” Ex. 1007, 5; Ex. 1006, 9:33-37.

Like Wu, the Wu Provisional discloses a reporting time stamp in the report

message. Ex. 1003, ¶73. Specifically, “[t]he logged measurement report consists of

measurement results for the serving cell (the measurement object and the

measurement quantity), time stamp and location information.” Ex. 1007, 2; Ex.

1006, 4:58-62.

The Wu Provisional also discloses that the logged measurements transmitted

to the network node are deleted from the buffer of the UE. Ex. 1003, ¶74.

Specifically, “the UE removes, deletes, clears or invalidates the first part of MDT

logs if the UE transmits the first part of the MDT logs in the response message.” Ex.

1007, 7; Ex. 1006, 6:42-45.

b) Wu Has At Least One Claim To An Invention That Is


Supported By The Disclosure Of The Wu Provisional

The table below identifies where written description support can be found in

the Wu Provisional for claim 7 of Wu. Also, as explained by Dr. Valenti, the

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disclosure of the Wu Provisional provides similar detail to Wu itself, and would have

enabled a POSITA to practice claim 7 of Wu. Ex. 1003, ¶75.

’657 Patent Wu Provisional


(“Wu”)
7. A method of See, e.g., Ex. 1007, 1: “The present invention relates to a method
reporting a utilized in a wireless communication and communication device
Minimization thereof, and more particularly, to a method to report MDT logs
of Drive Test in a wireless communication system and communication device
(MDT) log for thereof.”
a mobile
communication See, e.g., id., 3: “The UE continuing the MDT reporting
device in a procedure comprises . . . [a] UE [that] transmits MDT logs
service which ha[ve] not been received by a network or the UE transmits
network, [] all MDT logs.”
comprising:
See, e.g., id., Fig. 3:

receiving, by See, e.g., id., 5: “A network transmits a first request message to


the mobile request the UE to transmit MDT logs.”
communication
device, a first

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request See, e.g., id., Fig. 33:
message for the
MDT log from
the service
network; and

in response to See, e.g., id. at 5: “The UE transmits a response message


the first request containing the MDT logs and an indicator to indicate whether
message, the response message contains the last part of the MDT logs or
transmitting, by indicates whether the UE has more MDT logs.”
the mobile
communication See, e.g., id. at Fig. 3:
device, a first
response
message
comprising a
part of the
MDT log to the
service

3 All annotations are added unless otherwise stated.

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network;
wherein the
first response
message
indicates
whether the
MDT log
reporting is
finished or
whether at least
one more part
of the MDT log
is available;
and

receiving, by See, e.g., id., 5: “[T]he network receives the indicator and
the mobile determines whether the UE has MDT logs which have not been
communication transmitted to the network. . . [I]f the network determines the
device, a UE has more MDT logs acc, the network sends a second request
second request message to request the UE to transmit MDT logs.”
message for the
MDT log from See, e.g., id., Fig. 3:
the service
network when
the first
response
message
indicates that
the MDT log
reporting is not
finished or at
least one more
part of the
MDT log is
available.

50
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i. Claim 1

1[P] A method in a network node for network based control of report messages in
a wireless communications network, the network node being configured to serve
a user equipment, UE, and to receive report messages from the UE, the method
comprising:

See Ground 1, Claim 1[P], supra.

1[a] sending a request to the UE to start transmitting logged measurements in a


report message;

See Ground 1, Claim 1[a], supra.

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1[b] receiving the report message comprising logged measurements;

See Ground 1, Claim 1[b], supra.

1[c] determining if the received report message comprises an indicator of


additional logged measurements not yet transmitted; and if so,

See Ground 1, Claim 1[c], supra.

To the extent Patent Owner contends that Zhou does not teach a POSITA the

required “determining” step, Wu teaches it. Ex. 1003, ¶135.

Wu teaches that its BS, referred to as a “RAN,” “determines whether to send

the next UEInformationRequest message based on the indication of the

UEInformationResponse message received from the mobile communication

device.” Ex. 1006, 9:24-27; see also Ex. 1007, 5. Wu further discloses that its

UEInformationResponse message, which reports logged MDT data to Wu’s BS,

contains an indicator of whether there is additional logged data that has not yet been

reported: “[T]he communication module 100 (or 200) transmits the collected MDT

log in a UEInformationResponse message” that “also indicates whether the MDT

log reporting is finished or whether at least one more sub-MDT log is available.” Ex.

1006, 5:15-17, 8:47-49; see also id., 8:29 (indicating that the method illustrated in

Fig. 10 is the same as Fig. 4, except as indicated), 9:18 (indicating that the method

illustrated in Fig. 12 is the same as Fig. 10, except as indicated); Ex. 1007, 5, 7.

As Dr. Valenti explains, a POSITA would have been motivated to combine

Zhou and Wu. Ex. 1003, ¶137. Zhou and Wu are both directed to the same wireless

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communication functionality, namely MDT reporting, and the same wireless

communication standard, 3GPP TS 36.311 v.10.16.0 (2015-03). Ex. 1003, ¶137.

Zhou discloses a foundational method of MDT reporting using an indicator which

indicates whether there are logged MDT measurements remaining to be retrieved by

the BS. See, e.g., Ex. 1005, 16:11-15. Wu builds upon Zhou’s foundation and

provides additional details of MDT reporting. See, e.g., Ex. 1006, 8:27-65. Thus, as

Dr. Valenti explains, in light of their related and complementary teachings, a

POSITA would have looked to Wu to improve upon Zhou’s MDT reporting

procedure. Ex. 1003, ¶137. To the extent that Patent Owner contends that Zhou does

not teach the required “determining” step to a POSITA, a POSITA would have

turned to Wu’s determining step and the advantage that it provides. Ex. 1003, ¶138.

Wu teaches “[w]hen the received UEInformationResponse message does not contain

the [] indicator, the RAN ceases to send any UEInformationRequest messages

(S1312) and the MDT log reporting method is completed,” resulting in a complete

and more efficient MDT reporting procedure. Ex. 1006, 9:33-37; Ex. 1003, ¶138. A

POSITA would have been motivated to add such a determining step to Zhou to

provide similar efficiency and increase of available network bandwidth. Ex. 1003,

¶138. The application of Wu to Zhou would be a use of a known technique to

improve similar devices in the same way and the POSITA would have had a

reasonable expectation of success. Id.; see also KSR Int’l Co. v. Teleflex Inc., 550

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U.S. 398, 417 (2007). Further, given that the implementation would have been

handled in software, Dr. Valenti explains that the modification to Zhou would have

been simple for a POSITA, and successfully yielded predictable results. Ex. 1003,

¶138, see also KSR, 550 U.S. 398 at 417.

1[d] deciding if the additional logged measurements are to be requested.

See Claim 1[d], supra. To the extent Patent Owner contends that Zhou does

not teach a POSITA the required “deciding” step, Wu teaches it. Ex. 1003, ¶139.

Wu discloses that “[t]he RAN determines whether to send the next

UEInformationRequest message based on the indication of the

UEInformationResponse message received from the mobile communication

device.” Ex. 1006, 9:24-27; see also Ex. 1007, 5. If “the received

UEInformationResponse message contains an indicator indicating that the MDT log

reporting is not finished or at least one more sub-MDT is available, the RAN sends

the next UEInformationRequest message to continue the MDT log reporting process

or to request for another sub-MDT log.” Ex. 1006, 9:28-33; see also Ex. 1007, 5. If,

on the other hand, “the received UEInformationResponse message does not contain

the above indicator, the RAN ceases to send any UEInformationRequest message

(S1312) and the MDT log reporting method is completed.” Ex. 1006, 9:33-37; see

also Ex. 1007, 5. Therefore, based on whether the indicator indicates additional

logged measurements available, the RAN decides whether to request them. Plainly,

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“[t]he RAN can decide to retrieve the MDT log based on the indication.” Ex. 1006,

4:42-43 (emphasis added).

A POSITA would have been motivated to combine Wu and Zhou for the

reasons discussed above. Ex. 1003, ¶140. In addition, as Dr. Valenti explains, adding

a deciding step to Zhou (to the extent Zhou does not already teach it) as taught by

Wu would improve Zhou’s efficiency, because the BS would not needlessly use

network resources by sending request messages when no additional data is available

from the UE. See Ex. 1006, 9:33-37; see also Ex. 1007, 5; Ex. 1003, ¶141.

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ii. Claims 2-5

Zhou teaches Claims 2-5 as incorporated from Ground 1, Claims 2-5, supra.

iii. Claim 12

12[P] A network node for network based control of report messages in a wireless
communications network, the network node being configured to serve a user
equipment, UE, and to receive report messages from the user equipment, the
network node comprises:

See Ground 1, Claim 12[P], supra.

12[a] a network node communications interface configured to send a request to


the UE to start transmitting logged measurements in a report message, and to
receive the report message comprising the logged measurements;

See Ground 1, Claim 12[a], supra.

12[b] a network node processor circuit configured to determine if the received


report message comprises an indicator of additional logged measurements not yet
transmitted, and if so, to decide if the additional logged measurements need to be
requested.

See Ground 1, Claim 12[b], supra.

To the extent Patent Owner contends that Zhou does not teach to a POSITA

Claim 12[b], Wu teaches it as presented in Claim 1[c-d], supra.

iv. Claims 13-16, 22

Zhou teaches Claims 13-16 and 22 as incorporated from Ground 1, Claims

13-16, 22, supra.

v. Claim 23

The method according to claim 22, wherein the including comprises including a
reporting time stamp in the report message.

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Zhou teaches a method, in Ground 1, Claim 22, supra.

Wu teaches to a POSITA including a reporting time stamp in the report

message. Ex. 1003, ¶167. Wu discloses that the “MDT log includes MDT

measurements for the serving cell (e.g. the measurement quantity) and available UE

measurements performed in idle for intra-frequency/interfrequency/inter-RAT, time

stamps and location information.” Ex. 1006, 4:58-62; see also Ex. 1007, 2. A

POSITA would have been motivated to combine Wu and Zhou for the reasons

discussed in Claim 1[c], supra. Additionally, as Dr. Valenti explains, a POSITA

would have been motivated to include Wu’s time stamps in Zhou’s reporting

message in order to enable the BS to properly weigh, and therefore better analyze,

the MDT data, and detect and respond to periodic behaviors (e.g., busy periods) in

the channel to minimize drive tests, as taught by Wu, and would have had a

reasonable expectation of success. Ex. 1003, ¶167; see Ex. 1006, Abstract, 9:16-18;

see also Ex. 1007, 5.

vi. Claim 24

The method according to claim 22, wherein the logged measurements that are
transmitted to the network node are further deleted from the buffer of the UE.

Zhou teaches a method, incorporated from Claim 22 in Ground 1, supra.

Wu teaches this limitation to a POSITA. Ex. 1003, ¶169. Wu discloses that

the logged measurements that are transmitted to the network node are further deleted

from the buffer of the UE. Ex. 1006, 6:42-45 (“After the MDT log is received by the

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RAN, the MDT log retrieval is completed, and the control module 102 (or 202)

discards, clears, deletes, removes, or invalidates the Logged MDT logs stored

therein.”); see also Ex. 1007, 7. A POSITA would have been motivated to combine

Wu and Zhou for the reasons discussed in Claim 1[c], supra. Additionally, as Dr.

Valenti explains, a POSITA would have been motivated to include Wu’s teaching

of deleting already transmitted measurements from the UE’s buffer in order to

recover buffer space and, for example, log new reports. Ex. 1003, ¶169.

vii. Claim 26

26[P] A User Equipment, UE, for assisting in network based control of report
messages in a wireless communications network, the UE being in connection
with a serving network node and configured to transmit report messages to the
network node, and wherein the UE is configured to periodically perform radio
condition measurements and store the periodically performed measurements in a
buffer as logged measurements, the UE comprises:

See Claim 22[P], supra.

Further, Wu teaches a UE:

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Ex. 1006, Fig. 1, 3:39-47 (describing embodiments of a “mobile communication

device 10”), 4:2-8 (defining the mobile communication device as a “UE”).

A POSITA would have been motivated to combine Wu and Zhou for the

reasons described in Claim 1[c], supra. Ex. 1003, ¶¶137-38, 141.

26[a] a UE communications interface configured to receive a request from the


network node to start transmitting logged measurements in a report message,
and to transmit the report message comprising the logged measurements;

See Claims 22[a] and [d], supra.

Further, Wu teaches a UE communications interface:

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Ex. 1006, Fig. 1, 3:43-45 (describing “communication module 100” embedded in

the mobile communication device), 3:53-64 (describing communication module

transmission functions).

A POSITA would have been motivated to combine Wu and Zhou for the

reasons described in Claim 1[c], supra.

26[b] a UE processor circuit configured to determine if the logged measurements


fits in the report message, and if not, indicating in the report message to be
transmitted an existents of additional logged measurements not yet transmitted.

See Claims 22[b] and [c], supra.

Further, Wu teaches a UE processor circuit:

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Ex. 1006, Fig. 1, 3:43-45 (describing a “control module 102” embedded in the

mobile communications device), 3:46-50 (describing hardware-based signal

processing).

A POSITA would have been motivated to combine Wu and Zhou for the

reasons described in Claim 1[c], supra.

viii. Claim 27

The User Equipment according to claim 26, wherein the UE processor circuit is
configured to add a reporting time stamp to the reporting message.

See Claim 23, supra.

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ix. Claim 28

The User Equipment according to Claim 26, wherein the logged measurements
that are transmitted to the network node are further deleted from the buffer of
the UE.

See Claim 24, supra.

x. Claim 30

The User equipment according to claim 26, wherein the logged measurements
are Minimizing Drive Tests, MDT, log data.

See Ground 1, Claim 23, supra.

C. Ground 3: Claims 1-5, 12-16, 22-24, 26-28, and 30 Are Rendered


Obvious by Wu

As discussed above in Ground 2, Wu is analogous to the ’658 Patent. Ex.

1003, ¶66. See Section IV.B., supra. All arguments and evidence citing to Wu

from Ground 2 are incorporated by reference into Ground 3.

i. Claim 1

1[P] A method in a network node for network based control of report messages in
a wireless communications network, the network node being configured to serve
a user equipment, UE, and to receive report messages from the UE, the method
comprising:

To the extent this preamble is limiting, Wu teaches it to a POSITA. Ex. 1003,

¶¶180-82. As discussed in the Overview of Wu in Ground 2, above, Wu teaches an

MDT scheme by which a BS controls UEs connected to it to provide report messages

at the request of the BS. Id., ¶180.

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Wu discloses “[m]ethods and mobile communication devices for reporting an

MDT log.” Ex. 1006, Abstract, 9:16-18 (“Fig. 12 is a message sequence chart of

another Logged MDT reporting method”); see also Ex. 1007, 5. Wu further teaches

that “when receiving a UEInformationRequest message from the RAN, the mobile

communication device replies with a UEInformationResponse message to the

RAN,” which a POSITA would have understood is a report message because it

reports information to the RAN. Ex. 1006, 9:21-24. Wu further includes Figure 12

to illustrate that the service network (RAN) interfaces with the mobile

communication device (UE) and receives report messages from the UE. Ex. 1003,

¶181-82.

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Ex. 1006, Fig. 12; see also Ex. 1007, Fig. 3.

1[a] sending a request to the UE to start transmitting logged measurements in a


report message;

Wu teaches this limitation to a POSITA. Ex. 1003, ¶183. Wu discloses that

“the RAN initiates MDT log retrieval by issuing a request message

UEInformationRequest to the mobile communication device.” Ex. 1006, 5:12-15

(describing Figure 4); see id., 11:10-12 (The UE “receive[s] . . . a first request

message for the MDT log from the service network.”); see also id., 8:29 (indicating

that the method illustrated in Fig. 10 is the same as Fig. 4, except as indicated), 9:18

(indicating that the method illustrated in Fig. 12 is the same as Fig. 10, except as

indicated); Ex. 1007, 5. Wu further includes Figure 12 to illustrate that the RAN

initiates MDT log retrieval by issuing a request message to the mobile

communication device.

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Ex. 1006, Fig. 12; see also Ex. 1007, Fig. 3.

1[b] receiving the report message comprising logged measurements;

Wu teaches this limitation to a POSITA. Ex. 1003, ¶184. Wu discloses that

“[i]n response to the request message, the communication module 100 (or 200)

transmits the collected MDT log in a UEInformationResponse message” that “also

indicates whether the MDT log reporting is finished or whether at least one more

sub-MDT log is available.” Ex. 1006, 5:15-17, 8:47-49; see id., 11:13-18 (“[I]n

response to the first request message, transmitting, by the mobile communication

device, a first response message comprising a part of the MDT log to the service

network[.]”); see also id., 8:29 (indicating that the method illustrated in Fig. 10 is

the same as Fig. 4, except as indicated), 9:18 (indicating that the method illustrated

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in Fig. 12 is the same as Fig. 10, except as indicated); Ex. 1007, 5. Further, Wu

includes Figure 12 to illustrate that the mobile communication device transmits a

report message comprising logged measurements (i.e., “sub-MDT log”) to the RAN.

Ex. 1006, Fig. 12; see also Ex. 1007, Fig. 3.

1[c] determining if the received report message comprises an indicator of


additional logged measurements not yet transmitted; and if so,

Wu teaches this limitation to a POSITA. Ex. 1003, ¶185. Wu discloses that

“[t]he RAN determines whether to send the next UEInformationRequest message

based on the indication of the UEInformationResponse message received from the

mobile communication device.” Ex. 1006, 9:24-27; see also Ex. 1007, 5. To analyze

whether to send the next request message based on the indicator, a POSITA would

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have understood and found it obvious that Wu first requires the RAN to determine

whether the indicator indicates that there are additional logged measurements not

yet transmitted. Ex. 1003, ¶186.

1[d] deciding if the additional logged measurements are to be requested.

Wu teaches this limitation to a POSITA. Ex. 1003, ¶186. Wu discloses that

“[t]he RAN determines whether to send the next UEInformationRequest message

based on the indication of the UEInformationResponse message received from the

mobile communication device.” Ex. 1006, 9:24-27; see also Ex. 1007, 5. If “the

received UEInformationResponse message contains an indicator indicating that the

MDT log reporting is not finished or at least one more sub-MDT is available, the

RAN sends the next UEInformationRequest message to continue the MDT log

reporting process or to request for another sub-MDT log.” Ex. 1006, 9:28-33; see

also Ex. 1007, 5. If, on the other hand, “the received UEInformationResponse

message does not contain the above indicator, the RAN ceases to send any

UEInformationRequest message (S1312) and the MDT log reporting method is

completed.” Ex. 1006, 9:33-37; see also Ex. 1007, 5. Plainly, “[t]he RAN can decide

to retrieve the MDT log based on the indication.” Ex. 1006, 4:42-43 (emphasis

added). Therefore, a POSITA would have understood and found it obvious that the

RAN decides whether to request additional measurement logs based on whether the

indicator indicates they are available. Ex. 1003, ¶186.

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ii. Claim 2

The method according to claim 1, wherein the method comprises receiving, from
the UE, an indication of existents of logged measurements that are available.

Wu teaches a method in Claim 1, supra.

Wu teaches this limitation to a POSITA. Ex. 1003, ¶188. Wu discloses that

“[i]n response to the request message, the communication module 100 (or 200)

transmits the collected MDT log in a UEInformationResponse message” that “also

indicates whether the MDT log reporting is finished or whether at least one more

sub-MDT log is available.” Ex. 1006, 5:15-17, 8:47-49; see also id., 8:29 (indicating

that the method illustrated in Fig. 10 is the same as Fig. 4, except as indicated), 9:18

(indicating that the method illustrated in Fig. 12 is the same as Fig. 10, except as

indicated); Ex. 1007, 5. Further, Wu includes Figure 12 to illustrate that the response

message from the UE contains an indication of the existence of logged

measurements that are available.

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Ex. 1006, Fig. 12; see also Ex. 1007, Fig. 3.

iii. Claim 3

The method according to claim 1, wherein the logged measurements comprises


one or more of the following: measurement time stamps for each performed
measurement; UE buffer state condition; positioning information of UE;
periodically measured downlink pilot signal strength; serving cell conditions;
transmit power headroom conditions; paging channel failure(s); and broadcast
channel failure(s).

Wu teaches a method in Claim 1, supra.

Wu teaches this limitation to a POSITA. Ex. 1003, ¶190. Wu discloses that

the “MDT log includes MDT measurements for the serving cell (e.g. the

measurement quantity) and available UE measurements performed in idle for intra-

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frequency/inter-frequency/inter-RAT, time stamps and location information.” Ex.

1006, 4:58-62; see also Ex. 1007, 2.

iv. Claim 4

The method according to claim 1, wherein the report message is received directly
from the UE or via another network node.

See Claim 1[P] and 1[b], supra.

v. Claim 5

The method according to claim 1, wherein the deciding is based on one or more
of the following: interference level experienced in a cell; radio condition
measurements experienced in a cell; available radio resource; network node
capacity; UE buffer state condition etc.

Wu teaches a method in Claim 1, supra.

Wu further teaches this limitation to a POSITA. Ex. 1003, ¶194. Wu discloses

that first, “the RAN initiates MDT log retrieval by issuing a request message

UEInformationRequest to the mobile communication device.” Ex. 1006, 5:12-15

(describing Figure 4); see also id., 8:29 (indicating that the method illustrated in Fig.

10 is the same as Fig. 4, except as indicated), 9:18 (indicating that the method

illustrated in Fig. 12 is the same as Fig. 10, except as indicated); Ex. 1007, 5. Second,

“[i]n response to the request message, the communication module 100 (or 200)

transmits the collected MDT log in a UEInformationResponse message” that “also

indicates whether the MDT log reporting is finished or whether at least one more

sub-MDT log is available.” Id., 5:15-17, 8:47-49; see also id., 8:29 (indicating that

the method illustrated in Fig. 10 is the same as Fig. 4, except as indicated), 9:18

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(indicating that the method illustrated in Fig. 12 is the same as Fig. 10, except as

indicated); Ex. 1007, 5. Wu further teaches that when the UE buffer contains MDT

data, the RAN will request data based on the buffer state condition. Ex. 1006, 9:24-

27; see also Ex. 1007, 5.

vi. Claim 12

12[P] A network node for network based control of report messages in a wireless
communications network, the network node being configured to serve a user
equipment, UE, and to receive report messages from the user equipment, the
network node comprises:

See Claim 1[P], supra.

12[a] a network node communications interface configured to send a request to


the UE to start transmitting logged measurements in a report message, and to
receive the report message comprising the logged measurements;

See Claim 1[a] – [b], supra.

12[b] a network node processor circuit configured to determine if the received


report message comprises an indicator of additional logged measurements not yet
transmitted; and if so, to decide if the additional measurements need to be
requested.

See Claim 1[c] – [d], supra.

vii. Claims 13-16

Wu teaches the method of Claims 13-16 as presented in Claim 12, supra,

and the additional limitations of Claims 13-16 as presented above in Claims 2-5,

respectively.

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viii. Claim 22

22[P] A method in a User Equipment, UE, for assisting in network based control
of report messages in a wireless communications network, the UE being in
connection with a serving network node and configured to transmit report
messages to the network node upon request, and wherein the UE is configured to
periodically perform radio condition measurements and store the periodically
performed measurements in a UE buffer as logged measurements, the method
comprising:

See Claims 1[P] and 12[P], supra.

22[a] receiving a request from the network node to start transmitting logged
measurements in a report message;

See Claim 1[a], supra.

22[b] determining if the logged measurements fit in the report message; and if not,

See Claim 1[c], supra. Wu teaches a “UEInformationResponse message may

comprise an indicator for explicitly indicating whether the MDT log reporting is

finished or whether at least one more sub-MDT log is available” given “the size of

the sub-MDT log.” Ex. 1006, 8:27-65; Ex. 1007, 7. In order for the UE to select the

appropriate indicator to include in the report message, as discussed in Claim 1[c],

supra, it must first determine if the logged measurements fit in a single report

message or plurality of report messages. Ex. 1003, ¶208.

22[c] including in the report message an indicator of additional logged


measurements not yet transmitted; and

See Claim 1[c], supra.

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22[d] transmitting the report message, comprising the indicator, to the network
node as a response to the request.

See Claim 1[b], supra.

ix. Claim 23

The method according to claim 22, wherein the including comprises including a
reporting time stamp in the report message.

Wu teaches a method in Claim 22, supra.

Wu further teaches this limitation to a POSITA. Ex. 1003, ¶212. Wu discloses

that the “MDT log includes MDT measurements for the serving cell (e.g. the

measurement quantity) and available UE measurements performed in idle for intra-

frequency/inter-frequency/inter-RAT, time stamps and location information.” Ex.

1006, 4:58-62; see also Ex. 1007, 2.

x. Claim 24

The method according to claim 22, wherein the logged measurements that are
transmitted to the network node are further deleted from the buffer of the UE.

Wu teaches a method in Claim 22, supra.

Wu further teaches this limitation to a POSITA. Ex. 1003, ¶214. Wu discloses

that “[a]fter the MDT log is received by the RAN, the MDT log retrieval is

completed, and the control modules 102 (or 202) discards, clears, deletes, removes,

or invalidates the Logged MDT logs stored therein.” Ex. 1006, 6:42-45; see also Ex.

1007, 7.

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xi. Claim 26

26[P] A User Equipment, UE, for assisting in network based control of report
messages in a wireless communications network, the UE being in connection with
a serving network node and configured to transmit report messages to the network
node, and wherein the UE is configured to periodically perform radio condition
measurements and store the periodically performed measurements in a buffer as
logged measurements, the UE comprises:

See Claim 22[P], supra.

26[a] a UE communications interface configured to receive a request from the


network node to start transmitting logged measurements in a report message, and
to transmit the report message comprising the logged measurements;

See Claim 22[a] and [d], supra.

26[b] a UE processor circuit configured to determine if the logged measurements


fits in the report message, and if not, indicating in the report message to be
transmitted an existents of additional logged measurements not yet transmitted.

See Claims 1[c] and 22[b-c]. In order for the UE to select the appropriate

indicator to include in the report message, as discussed in limitation 1[a], it must

first determine if the logged measurements fit in the report message. Ex. 1003, ¶217.

xii. Claims 27, 28

Wu teaches the user equipment of Claims 27-28 in Claim 26, supra, and the

additional limitations of Claims 27-28 as presented above in Claims 23-24,

respectively, supra.

xiii. Claim 30

The User Equipment according to claim 26, wherein the logged measurements are
Minimizing Drive Tests, MDT, log data.

Wu teaches the user equipment in Claim 26, supra.

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Wu further teaches this limitation to a POSITA. Ex. 1003, ¶223. Wu discloses

that “[t]he present invention relates to Minimization of Device Test (MDT), and in

particular relates to methods and mobile communication devices for reporting an

MDT log.” Ex. 1006, 1:17-19; see also Ex. 1007, 1.

V. DISCRETIONARY FACTORS

A. The General Plastic Factors Favor Institution

The General Plastic factors (extended in Valve) weigh against denying

institution under § 314(a). Gen. Plastic Indus. Co., Ltd. v. Canon Kabushiki Kaisha,

IPR2016-01357, Paper 19 at 15-19 (September 6, 2017) (precedential).

Samsung previously challenged the ’658 Patent in IPR2021-00537

(“Samsung IPR”), which terminated pursuant to settlement prior to a preliminary

response. Because Apple was not a party to the Samsung IPR, this is Apple’s first

challenge to the ’658 Patent, and Apple has no relationship with Samsung, the first

five factors weigh against denial. Unified Patents, Inc. v. Certified Measurement,

LLC, IPR2018-00548, Paper No. 7 at 7-8 (Sep. 5, 2018); Valve Corp. v. Elec.

Scripting Prod., Inc., IPR2019-00062, Paper No. 11 at 2, 9-10, 12-13 (Apr. 2, 2019).

As to the sixth factor, the instant petition largely repurposes the Samsung IPR, which

respects the Board’s finite resources and allows it to complete any analysis it started

with the Samsung IPR. Regarding the seventh factor, there is no readily identifiable

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roadblock for the Board to issue a final determination within the statutory one-year

limit.

VI. CONCLUSION

For the forgoing reasons, Petitioner respectfully requests inter partes review

of claims 1-5, 12-16, 22-24, 26-28, and 30 of the ’658 Patent.

By: /s/ Adam P. Seitz


Adam P. Seitz, Reg. No. 52,206
Paul R. Hart, Reg. No. 59,646

COUNSEL FOR PETITIONER

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VII. MANDATORY NOTICES UNDER 37 C.F.R. § 42.8(A)(1)

A. Real Party-In-Interest

Petitioner is the real party-in-interest. 37 C.F.R. § 42.8(b)(1).

B. Related Matters

The ’658 Patent was challenged in the following matter, now terminated:

• Samsung v. Ericsson, IPR2021-00537 (Feb. 12, 2021)

C. Lead and Back-Up Counsel

Petitioner provides the following designation and service information for lead

and back-up counsel. 37 C.F.R. § 42.8(b)(3) and (b)(4).

Lead Counsel Back-Up Counsel

Adam P. Seitz (Reg. No. 52,206) Paul R. Hart (Reg. No. 59,646)
Adam.Seitz@eriseip.com Paul.Hart@eriseip.com
PTAB@eriseip.com

Postal and Hand-Delivery Address: Postal and Hand-Delivery Address:


Erise IP, P.A. Erise IP, P.A.
7015 College Blvd., Ste. 700 5299 DTC Blvd., Ste. 1340
Overland Park, Kansas 66211 Greenwood Village, Colorado 80111
Telephone: (913) 777-5600 Telephone: (913) 777-5600
Fax: (913) 777-5601 Fax: (913) 777-5601

Jennifer C. Bailey (Reg. No. 52,583)


Jennifer.Bailey@eriseip.com

Postal and Hand-Delivery Address:


ERISE IP, P.A.
7015 College Blvd., Ste. 700
Overland Park, Kansas 66211
Telephone: (913) 777-5600
Fax: (913) 777-5601

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APPENDIX OF EXHIBITS

Exhibit 1001 U.S. Patent No. 8,798,658


Exhibit 1002 File History of U.S. Patent No. 8,798,658
Exhibit 1003 Declaration of Dr. Matthew C. Valenti for Inter Partes Review of
U.S. Patent No. 8,798,658 (“Valenti Declaration”)
Exhibit 1004 Curriculum Vitae of Matthew Valenti
Exhibit 1005 PCT Application PCT/CN2010/074128 / WO 2011/160274
(“Zhou”)
Exhibit 1006 U.S. Patent No. 8,594,657 (“Wu”)
Exhibit 1007 U.S. Provision Patent Application No. 61/378,400 (“Wu
Provisional”)
Exhibit 1008 “Minimization of Drive Tests Solution in 3GPP,” Wuri A. Hapsari
et al. (June 2012) (“Hapsari”)
Exhibit 1009 “3GPP TR 36.805 v9.0.0,” 3rd Generation Partnership Project
(Dec. 2009) (“3GPP TR 36.805”)
Exhibit 1010 “3GPP TS 37.320 vl.0.0,” 3rd Generation Partnership Project
(Aug. 2010) (“3GPP TS 37.320 vl.0.0”)
Exhibit 1011 “3GPP TS 37.320 v10.0.0,” 3rd Generation Partnership Project
(Dec. 2010) (“3GPP TS 37.320 vl0.0.0”)
Exhibit 1012 Declaration of Friedhelm Rodermund in Support of Petition for
Inter Partes Review of U.S. Patent No. 8,798,658

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CERTIFICATION OF WORD COUNT

The undersigned certifies pursuant to 37 C.F.R. § 42.24 that the foregoing

Petition for Inter Partes Review, excluding any table of contents, mandatory notices

under 37 C.F.R. § 42.8, certificates of service or word count, or appendix of exhibits,

contains 12,247 words according to the word-processing program used to prepare

this document (Microsoft Word).

Dated: January 19, 2022

BY: /s/ Adam P. Seitz


Adam P. Seitz, Reg. No. 52,206

COUNSEL FOR PETITIONER

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CERTIFICATE OF SERVICE ON PATENT OWNER
UNDER 37 C.F.R. § 42.105

Pursuant to 37 C.F.R. §§ 42.6(e) and 42.105, the undersigned certifies that on

January 19, 2022, a complete and entire copy of this Petition for Inter Partes Review

including exhibits was provided via Federal Express to the Patent Owner by serving

the correspondence address of record for the ’658 Patent as listed on PAIR:

BAKER BOTTS LLP


2001 Ross Avenue, Suite 900
Dallas, TX 75201

BY: /s/ Adam P. Seitz


Adam P. Seitz, Reg. No. 52,206

COUNSEL FOR PETITIONER

80

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